17 min listen
Behind the Scenes: FINRA's Board of Governors
FromFINRA Unscripted
ratings:
Length:
18 minutes
Released:
Jan 8, 2019
Format:
Podcast episode
Description
Academics, economists, CEOs. FINRA’s Board of Governors is made up of a diverse group of individuals with diverse perspectives—a must for a group responsible for overseeing a complex organization such as FINRA.
But how does someone become a member of FINRA’s Board of Governors? And what does this group do? What are its priorities for 2019? On this episode of FINRA Unscripted, Marcia Asquith, FINRA’s executive vice president of Board and External Relations answers these questions and more.
Resources mentioned in this episode:
2: Building A More Transparent Organization
FINRA Governance
Board Composition
FINRA360
Budget Summary and Financial Guiding Principles
But how does someone become a member of FINRA’s Board of Governors? And what does this group do? What are its priorities for 2019? On this episode of FINRA Unscripted, Marcia Asquith, FINRA’s executive vice president of Board and External Relations answers these questions and more.
Resources mentioned in this episode:
2: Building A More Transparent Organization
FINRA Governance
Board Composition
FINRA360
Budget Summary and Financial Guiding Principles
Released:
Jan 8, 2019
Format:
Podcast episode
Titles in the series (100)
One Enforcement: Introducing FINRA’s New Enforcement Team: Consistency and foreseeability: that’s what any regulator strives for. But when FINRA CEO Robert Cook asked around, he heard that wasn’t always the case—particularly when it came to two different enforcement teams. That’s why FINRA’s Susan Schroeder has taken on the task of bring together these two teams into One Enforcement. Here’s how she’s doing it. by FINRA Unscripted