Академический Документы
Профессиональный Документы
Культура Документы
1960 AUBREY G. LANSTON & CO., INC. BANKERS TRUST BARTOW LEEDS & CO. C.F. CHILDS & CO., INC CHEMICAL CONTINENTAL ILL. D.W. RICH & CO., INC DISCOUNT CORPORATION OF NEW YORK DREXEL BURNHAM LAMBERT FIRST CHICAGO IRVING SECURITIES, INC. J.P.MORGAN SECURITIES,INC. MALON S. ANDRUS INC. MERRILL LYNCH GOVERNMENT SEC. INC. SALOMON BROTHERS INC. SECURITIES GROUPS THE FIRST BOSTON CORPORATION WM. E. POLLOCK GOV'T SECURITIES,INC
1961 AUBREY G. LANSTON & CO., INC. BANKERS TRUST BARTOW LEEDS & CO. C.F. CHILDS & CO., INC CHEMICAL CITIBANK CONTINENTAL ILL. D.W. RICH & CO., INC DISCOUNT CORPORATION OF NEW YORK DREXEL BURNHAM LAMBERT FIRST CHICAGO IRVING SECURITIES, INC. J.P.MORGAN SECURITIES,INC. MALON S. ANDRUS INC. MERRILL LYNCH GOVERNMENT SEC. INC. SALOMON BROTHERS INC. SECOND DISTRICT SECURITIES CO., INC SECURITIES GROUPS THE FIRST BOSTON CORPORATION WM. E. POLLOCK GOV'T SECURITIES,INC
Total 1960 = 18
Total 1961 = 20
Add 6/15/61 CITIBANK 6/15/61 SECOND DISTRICT SECURITIES CO., INC Drop N/A
1962 AUBREY G. LANSTON & CO., INC. BANKERS TRUST BLYTH & CO., INC. C.F. CHILDS & CO., INC CHEMICAL CITIBANK CONTINENTAL ILL. D.W. RICH & CO., INC DISCOUNT CORPORATION OF NEW YORK DREXEL BURNHAM LAMBERT FIRST CHICAGO IRVING SECURITIES, INC. J.P.MORGAN SECURITIES,INC. MALON S. ANDRUS INC. MERRILL LYNCH GOVERNMENT SEC. INC. SALOMON BROTHERS INC. SECOND DISTRICT SECURITIES CO., INC SECURITIES GROUPS THE FIRST BOSTON CORPORATION WM. E. POLLOCK GOV'T SECURITIES,INC
1963 AUBREY G. LANSTON & CO., INC. BANKERS TRUST BLYTH & CO., INC. C.F. CHILDS & CO., INC CHEMICAL CITIBANK CONTINENTAL ILL. D.W. RICH & CO., INC DISCOUNT CORPORATION OF NEW YORK DREXEL BURNHAM LAMBERT FIRST CHICAGO IRVING SECURITIES, INC. J.P.MORGAN SECURITIES,INC. MALON S. ANDRUS INC. MERRILL LYNCH GOVERNMENT SEC. INC. SALOMON BROTHERS INC. SECOND DISTRICT SECURITIES CO., INC SECURITIES GROUPS THE FIRST BOSTON CORPORATION WM. E. POLLOCK GOV'T SECURITIES,INC
Total 1962 = 20
Total 1963 = 20
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1964 AUBREY G. LANSTON & CO., INC. BANKERS TRUST BLYTH & CO., INC. C.F. CHILDS & CO., INC CHEMICAL CITIBANK CONTINENTAL ILL. D.W. RICH & CO., INC DISCOUNT CORPORATION OF NEW YORK DREXEL BURNHAM LAMBERT FIRST CHICAGO FIRST INTERSTATE IRVING SECURITIES, INC. J.P.MORGAN SECURITIES,INC. MALON S. ANDRUS INC. MERRILL LYNCH GOVERNMENT SEC. INC. SALOMON BROTHERS INC. SECOND DISTRICT SECURITIES CO., INC SECURITIES GROUPS THE FIRST BOSTON CORPORATION WM. E. POLLOCK GOV'T SECURITIES,INC Total 1964 = 21
1965 AUBREY G. LANSTON & CO., INC. BANKERS TRUST BLYTH & CO., INC. CHEMICAL CITIBANK CONTINENTAL ILL. D.W. RICH & CO., INC DISCOUNT CORPORATION OF NEW YORK DREXEL BURNHAM LAMBERT FIRST CHICAGO FIRST INTERSTATE HARRIS TRUST IRVING SECURITIES, INC. J.P.MORGAN SECURITIES,INC. MERRILL LYNCH GOVERNMENT SEC. INC. SALOMON BROTHERS INC. SECOND DISTRICT SECURITIES CO., INC SECURITIES GROUPS THE FIRST BOSTON CORPORATION WM. E. POLLOCK GOV'T SECURITIES,INC
Total 1965 = 20
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Drop 6/29/65 C.F. CHILDS & CO., INC 11/24/65 MALON S. ANDRUS INC.
1966 AUBREY G. LANSTON & CO., INC. BANKERS TRUST BLYTH & CO., INC. CHEMICAL CITIBANK CONTINENTAL ILL. D.W. RICH & CO., INC DISCOUNT CORPORATION OF NEW YORK DREXEL BURNHAM LAMBERT FIRST CHICAGO FIRST INTERSTATE HARRIS TRUST IRVING SECURITIES, INC. J.P.MORGAN SECURITIES,INC. MERRILL LYNCH GOVERNMENT SEC. INC. SALOMON BROTHERS INC. SECOND DISTRICT SECURITIES CO., INC SECURITIES GROUPS THE FIRST BOSTON CORPORATION WM. E. POLLOCK GOV'T SECURITIES,INC
1967 AUBREY G. LANSTON & CO., INC. BANKERS TRUST BLYTH & CO., INC. CHEMICAL CITIBANK CONTINENTAL ILL. D.W. RICH & CO., INC DISCOUNT CORPORATION OF NEW YORK DREXEL BURNHAM LAMBERT FIRST CHICAGO FIRST INTERSTATE HARRIS TRUST IRVING SECURITIES, INC. J.P.MORGAN SECURITIES,INC. MERRILL LYNCH GOVERNMENT SEC. INC. SALOMON BROTHERS INC. SECOND DISTRICT SECURITIES CO., INC SECURITIES GROUPS THE FIRST BOSTON CORPORATION WM. E. POLLOCK GOV'T SECURITIES,INC
Total 1966 = 20
Total 1967 = 20
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1968 AUBREY G. LANSTON & CO., INC. BANKERS TRUST BLYTH & CO., INC. CHEMICAL CITIBANK CONTINENTAL ILL. D.W. RICH & CO., INC DISCOUNT CORPORATION OF NEW YORK DREXEL BURNHAM LAMBERT F.I. DUPONT & CO FIRST CHICAGO FIRST INTERSTATE HARRIS TRUST IRVING SECURITIES, INC. J.P.MORGAN SECURITIES,INC. MERRILL LYNCH GOVERNMENT SEC. INC. SALOMON BROTHERS INC. SECOND DISTRICT SECURITIES CO., INC SECURITIES GROUPS THE FIRST BOSTON CORPORATION WM. E. POLLOCK GOV'T SECURITIES,INC Total 1968 = 21
1969 AUBREY G. LANSTON & CO., INC. BANKERS TRUST BLYTH & CO., INC. CHEMICAL CITIBANK CONTINENTAL ILL. D.W. RICH & CO., INC DISCOUNT CORPORATION OF NEW YORK DREXEL BURNHAM LAMBERT F.I. DUPONT & CO FIRST CHICAGO FIRST INTERSTATE HARRIS TRUST IRVING SECURITIES, INC. J.P.MORGAN SECURITIES,INC. MERRILL LYNCH GOVERNMENT SEC. INC. SALOMON BROTHERS INC. SECOND DISTRICT SECURITIES CO., INC SECURITIES GROUPS THE FIRST BOSTON CORPORATION WM. E. POLLOCK GOV'T SECURITIES,INC Total 1969 = 22
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PRIMARY DEALER LISTS - 1970s (as of 12/31 for each respective year)
1970 AUBREY G. LANSTON & CO., INC. BANKERS TRUST CHASE MANHATTAN GOV'T SECURITIES CHEMICAL CITIBANK CONTINENTAL ILL. DISCOUNT CORPORATION OF NEW YORK DREXEL BURNHAM LAMBERT F.I. DUPONT & CO FIRST CHICAGO FIRST INTERSTATE HARRIS TRUST IRVING SECURITIES, INC. J.P.MORGAN SECURITIES,INC. MERRILL LYNCH GOVERNMENT SEC. INC. SALOMON BROTHERS INC. SECOND DISTRICT SECURITIES CO., INC SECURITIES GROUPS THE FIRST BOSTON CORPORATION WM. E. POLLOCK GOV'T SECURITIES,INC
1971 AUBREY G. LANSTON & CO., INC. BANK OF AMERICA NT & SA BANKERS TRUST BECKER CHASE MANHATTAN GOV'T SECURITIES CHEMICAL CITIBANK CONTINENTAL ILL. DISCOUNT CORPORATION OF NEW YORK DREXEL BURNHAM LAMBERT F.I. DUPONT & CO FIRST CHICAGO FIRST INTERSTATE HARRIS TRUST IRVING SECURITIES, INC. J.P.MORGAN SECURITIES,INC. MERRILL LYNCH GOVERNMENT SEC. INC. NUVEEN GOV'T SEC. INC. SALOMON BROTHERS INC. SECOND DISTRICT SECURITIES CO., INC SECURITIES GROUPS THE FIRST BOSTON CORPORATION WM. E. POLLOCK GOV'T SECURITIES,INC
Total 1970 = 20
Total 1971 = 23
Add 11/17/71 BANK OF AMERICA NT & SA 11/17/71 BECKER 11/18/71 NUVEEN GOV'T SEC. INC.
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Merger/Acquisition N/A
Merger/Acquisition N/A
1972 AUBREY G. LANSTON & CO., INC. BANK OF AMERICA NT & SA BANKERS TRUST BECKER CHASE MANHATTAN GOV'T SECURITIES CHEMICAL CITIBANK CONTINENTAL ILL. DISCOUNT CORPORATION OF NEW YORK DREXEL BURNHAM LAMBERT F.I. DUPONT & CO FIRST CHICAGO FIRST INTERSTATE HARRIS TRUST IRVING SECURITIES, INC. J.P.MORGAN SECURITIES,INC. MERRILL LYNCH GOVERNMENT SEC. INC. NUVEEN GOV'T SEC. INC. PAINE, WEBBER, JACKSON & CURTIS INC SALOMON BROTHERS INC. SECOND DISTRICT SECURITIES CO., INC SECURITIES GROUPS THE FIRST BOSTON CORPORATION WM. E. POLLOCK GOV'T SECURITIES,INC
1973 AUBREY G. LANSTON & CO., INC. BANK OF AMERICA NT & SA BANKERS TRUST BECKER CHASE MANHATTAN GOV'T SECURITIES CHEMICAL CITIBANK CONTINENTAL ILL. DISCOUNT CORPORATION OF NEW YORK DREXEL BURNHAM LAMBERT FIRST CHICAGO FIRST INTERSTATE HARRIS TRUST IRVING SECURITIES, INC. J.P.MORGAN SECURITIES,INC. LEHMAN GOV'T SEC. INC. MERRILL LYNCH GOVERNMENT SEC. INC. NORTHERN TRUST NUVEEN GOV'T SEC. INC. SALOMON BROTHERS INC. SECOND DISTRICT SECURITIES CO., INC SECURITIES GROUPS THE FIRST BOSTON CORPORATION WM. E. POLLOCK GOV'T SECURITIES,INC
Total 1972 = 24
Total 1973 = 24
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Drop 6/27/73 PAINE, WEBBER, JACKSON & CURTIS INC. 7/3/73 F.I. DUPONT & CO
1974 AUBREY G. LANSTON & CO., INC. BANK OF AMERICA NT & SA BANKERS TRUST BECKER BLYTH EASTMAN DILLON CAPITAL MARKETS CHASE MANHATTAN GOV'T SECURITIES CHEMICAL CITIBANK CONTINENTAL ILL. DISCOUNT CORPORATION OF NEW YORK DLJ SECURITIES CORPORATION DREXEL BURNHAM LAMBERT FIRST CHICAGO FIRST INTERSTATE FIRST PENNCO SEC. INC. GOLDMAN, SACHS & CO. HARRIS TRUST IRVING SECURITIES, INC. J.P.MORGAN SECURITIES,INC. MERRILL LYNCH GOVERNMENT SEC. INC. NORTHERN TRUST NUVEEN GOV'T SEC. INC. SALOMON BROTHERS INC. SECOND DISTRICT SECURITIES CO., INC SECURITIES GROUPS THE FIRST BOSTON CORPORATION WM. E. POLLOCK GOV'T SECURITIES,INC
1975 AUBREY G. LANSTON & CO., INC. BANK OF AMERICA NT & SA BANKERS TRUST BECKER BLYTH EASTMAN DILLON CAPITAL MARKETS CHASE MANHATTAN GOV'T SECURITIES CHEMICAL CITIBANK CONTINENTAL ILL. DISCOUNT CORPORATION OF NEW YORK DLJ SECURITIES CORPORATION DREXEL BURNHAM LAMBERT FIRST CHICAGO FIRST INTERSTATE FIRST PENNCO SEC. INC. GOLDMAN, SACHS & CO. HARRIS TRUST IRVING SECURITIES, INC. J.P.MORGAN SECURITIES,INC. MERRILL LYNCH GOVERNMENT SEC. INC. MIDLAND-MONTAGU GOV. SEC.,INC. NORTHERN TRUST NUVEEN GOV'T SEC. INC. PRUDENTIAL-BACHE SALOMON BROTHERS INC. SECOND DISTRICT SECURITIES CO., INC SECURITIES GROUPS THE FIRST BOSTON CORPORATION WM. E. POLLOCK GOV'T SECURITIES,INC
Total 1974 = 27
Total 1975 = 29
DLJ SECURITIES CORPORATION FIRST PENNCO SEC. INC. GOLDMAN, SACHS & CO. BLYTH EASTMAN DILLON CAPITAL MARKETS
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1976 AUBREY G. LANSTON & CO., INC. BANK OF AMERICA NT & SA BANKERS TRUST BECKER BLYTH EASTMAN DILLON CAPITAL MARKETS CARROLL MCENTEE & MCGINLEY INC. CHASE MANHATTAN GOV'T SECURITIES CHEMICAL CITIBANK CONTINENTAL ILL. DISCOUNT CORPORATION OF NEW YORK DLJ SECURITIES CORPORATION DREXEL BURNHAM LAMBERT FIRST CHICAGO FIRST INTERSTATE FIRST PENNCO SEC. INC. GOLDMAN, SACHS & CO. HARRIS TRUST IRVING SECURITIES, INC. J.P.MORGAN SECURITIES,INC. LEHMAN MERRILL LYNCH GOVERNMENT SEC. INC. MIDLAND-MONTAGU GOV. SEC.,INC. NORTHERN TRUST NUVEEN GOV'T SEC. INC. PAINE WEBBER INCORPORATED PRUDENTIAL-BACHE SALOMON BROTHERS INC. SECOND DISTRICT SECURITIES CO., INC SECURITIES GROUPS THE FIRST BOSTON CORPORATION WEEDEN & CO., INC. WHITE, WELD & CO INC. WM. E. POLLOCK GOV'T SECURITIES,INC
1977 AUBREY G. LANSTON & CO., INC. BANK OF AMERICA NT & SA BANKERS TRUST BECKER BLYTH EASTMAN DILLON CAPITAL MARKETS CARROLL MCENTEE & MCGINLEY INC. CHASE MANHATTAN GOV'T SECURITIES CHEMICAL CITIBANK CONTINENTAL ILL. DEAN WITTER REYNOLDS INC. DISCOUNT CORPORATION OF NEW YORK DLJ SECURITIES CORPORATION DREXEL BURNHAM LAMBERT FIRST CHICAGO FIRST INTERSTATE FIRST PENNCO SEC. INC. GOLDMAN, SACHS & CO. HARRIS TRUST HUTTON IRVING SECURITIES, INC. J.P.MORGAN SECURITIES,INC. LEHMAN MERRILL LYNCH GOVERNMENT SEC. INC. MIDLAND-MONTAGU GOV. SEC.,INC. NORTHERN TRUST NUVEEN GOV'T SEC. INC. PAINE WEBBER INCORPORATED PRUDENTIAL-BACHE SALOMON BROTHERS INC. SECOND DISTRICT SECURITIES CO., INC SECURITIES GROUPS THE FIRST BOSTON CORPORATION WEEDEN & CO., INC. WHITE, WELD & CO INC. WM. E. POLLOCK GOV'T SECURITIES,INC
Total 1976 = 34
Total 1977 = 36
WHITE, WELD & CO INC. WEEDEN & CO., INC. CARROLL MCENTEE & MCGINLEY INC. LEHMAN PAINE WEBBER INCORPORATED
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1978 AUBREY G. LANSTON & CO., INC. BANK OF AMERICA NT & SA BANKERS TRUST BECKER BLYTH EASTMAN DILLON CAPITAL MARKETS CARROLL MCENTEE & MCGINLEY INC. CHASE MANHATTAN GOV'T SECURITIES CHEMICAL CITIBANK CONTINENTAL ILL. DEAN WITTER REYNOLDS INC. DISCOUNT CORPORATION OF NEW YORK DLJ SECURITIES CORPORATION DREXEL BURNHAM LAMBERT FIRST CHICAGO FIRST INTERSTATE FIRST PENNCO SEC. INC. GOLDMAN, SACHS & CO. HARRIS TRUST HUTTON IRVING SECURITIES, INC. J.P.MORGAN SECURITIES,INC. LEHMAN MERRILL LYNCH GOVERNMENT SEC. INC. MIDLAND-MONTAGU GOV. SEC.,INC. MORGAN STANLEY & CO. INCORPORATED NORTHERN TRUST NUVEEN GOV'T SEC. INC. PAINE WEBBER INCORPORATED PRUDENTIAL-BACHE SALOMON BROTHERS INC. SECOND DISTRICT SECURITIES CO., INC SECURITIES GROUPS THE FIRST BOSTON CORPORATION WM. E. POLLOCK GOV'T SECURITIES,INC
1979 AUBREY G. LANSTON & CO., INC. BANK OF AMERICA NT & SA BANKERS TRUST BECKER BLYTH EASTMAN DILLON CAPITAL MARKETS CARROLL MCENTEE & MCGINLEY INC. CHASE MANHATTAN GOV'T SECURITIES CHEMICAL CITIBANK CONTINENTAL ILL. DEAN WITTER REYNOLDS INC. DISCOUNT CORPORATION OF NEW YORK DLJ SECURITIES CORPORATION DREXEL BURNHAM LAMBERT FIRST CHICAGO FIRST INTERSTATE FIRST PENNCO SEC. INC. GOLDMAN, SACHS & CO. HARRIS TRUST HUTTON IRVING SECURITIES, INC. J.P.MORGAN SECURITIES,INC. KIDDER, PEABODY & CO., INCORPORATED LEHMAN MERRILL LYNCH GOVERNMENT SEC. INC. MIDLAND-MONTAGU GOV. SEC.,INC. MORGAN STANLEY & CO. INCORPORATED NORTHERN TRUST NUVEEN GOV'T SEC. INC. PAINE WEBBER INCORPORATED PRUDENTIAL-BACHE SALOMON BROTHERS INC. SECOND DISTRICT SECURITIES CO., INC SECURITIES GROUPS SMITH BARNEY, HARRIS UPHAM & CO.,INC THE FIRST BOSTON CORPORATION WM. E. POLLOCK GOV'T SECURITIES,INC
Total 1978 = 35
Total 1979 = 37
Add 2/7/79 KIDDER, PEABODY & CO., INCORPORATED 8/22/79 SMITH BARNEY, HARRIS UPHAM & CO.,INC
Drop 4/18/78 WHITE, WELD & CO INC. 5/15/78 WEEDEN & CO., INC.
PRIMARY DEALER LISTS - 1980s (as of 12/31 for each respective year)
1980 BECKER HUTTON NORTHERN TRUST DISCOUNT CORPORATION OF NEW YORK CONTINENTAL ILL. FIRST INTERSTATE CARROLL MCENTEE & MCGINLEY INC. IRVING SECURITIES, INC. J.P.MORGAN SECURITIES,INC. CHASE MANHATTAN GOV'T SECURITIES CITIBANK BANKERS TRUST CHEMICAL FIRST CHICAGO SALOMON BROTHERS INC. GOLDMAN, SACHS & CO. KIDDER, PEABODY & CO., INCORPORATED DEAN WITTER REYNOLDS INC. MERRILL LYNCH GOVERNMENT SEC. INC. HARRIS TRUST THE FIRST BOSTON CORPORATION BANK OF AMERICA NT & SA REFCO PARTNERS DLJ SECURITIES CORPORATION AUBREY G. LANSTON & CO., INC. MORGAN STANLEY & CO. INCORPORATED DREXEL BURNHAM LAMBERT KLEINWORT BENSON GOV'T SEC., INC. WM. E. POLLOCK GOV'T SECURITIES,INC PAINE WEBBER INCORPORATED SECURITIES GROUPS SMITH BARNEY, HARRIS UPHAM & CO.,INC LEHMAN PRUDENTIAL-BACHE MIDLAND-MONTAGU GOV. SEC.,INC.
1981 BECKER HUTTON NORTHERN TRUST DISCOUNT CORPORATION OF NEW YORK CONTINENTAL ILL. FIRST INTERSTATE CARROLL MCENTEE & MCGINLEY INC. IRVING SECURITIES, INC. J.P.MORGAN SECURITIES,INC. CHASE MANHATTAN GOV'T SECURITIES CITIBANK BANKERS TRUST CHEMICAL BEAR,STEARNS & CO., INC. FIRST CHICAGO SALOMON BROTHERS INC. GOLDMAN, SACHS & CO. KIDDER, PEABODY & CO., INCORPORATED DEAN WITTER REYNOLDS INC. MERRILL LYNCH GOVERNMENT SEC. INC. HARRIS TRUST THE FIRST BOSTON CORPORATION BANK OF AMERICA NT & SA REFCO PARTNERS DLJ SECURITIES CORPORATION AUBREY G. LANSTON & CO., INC. MORGAN STANLEY & CO. INCORPORATED DREXEL BURNHAM LAMBERT KLEINWORT BENSON GOV'T SEC., INC. WM. E. POLLOCK GOV'T SECURITIES,INC PAINE WEBBER INCORPORATED SECURITIES GROUPS SMITH BARNEY, HARRIS UPHAM & CO.,INC LEHMAN PRUDENTIAL-BACHE MIDLAND-MONTAGU GOV. SEC.,INC.
Total 1980 = 35
Total 1981 = 36
Add 2/13/80 KLEINWORT BENSON GOV'T SEC., INC. 11/19/80 REFCO PARTNERS Drop 8/27/80 FIRST PENNCO SEC. INC. 8/27/80 NUVEEN GOV'T SEC. INC. 8/27/80 SECOND DISTRICT SECURITIES CO., INC
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1982 BECKER HUTTON NORTHERN TRUST DISCOUNT CORPORATION OF NEW YORK CONTINENTAL ILL. FIRST INTERSTATE CARROLL MCENTEE & MCGINLEY INC. IRVING SECURITIES, INC. J.P.MORGAN SECURITIES,INC. CHASE MANHATTAN GOV'T SECURITIES CITIBANK BANKERS TRUST CHEMICAL BEAR,STEARNS & CO., INC. FIRST CHICAGO SALOMON BROTHERS INC. GOLDMAN, SACHS & CO. KIDDER, PEABODY & CO., INCORPORATED DEAN WITTER REYNOLDS INC. MERRILL LYNCH GOVERNMENT SEC. INC. HARRIS TRUST THE FIRST BOSTON CORPORATION BANK OF AMERICA NT & SA REFCO PARTNERS DLJ SECURITIES CORPORATION AUBREY G. LANSTON & CO., INC. MORGAN STANLEY & CO. INCORPORATED DREXEL BURNHAM LAMBERT KLEINWORT BENSON GOV'T SEC., INC. WM. E. POLLOCK GOV'T SECURITIES,INC PAINE WEBBER INCORPORATED SECURITIES GROUPS SMITH BARNEY, HARRIS UPHAM & CO.,INC LEHMAN PRUDENTIAL-BACHE MIDLAND-MONTAGU GOV. SEC.,INC.
1983 BECKER HUTTON FIRST N/B OF BOSTON NORTHERN TRUST DISCOUNT CORPORATION OF NEW YORK CONTINENTAL ILL. FIRST INTERSTATE CARROLL MCENTEE & MCGINLEY INC. IRVING SECURITIES, INC. J.P.MORGAN SECURITIES,INC. CHASE MANHATTAN GOV'T SECURITIES CITIBANK BANKERS TRUST CHEMICAL BEAR,STEARNS & CO., INC. FIRST CHICAGO SALOMON BROTHERS INC. GOLDMAN, SACHS & CO. KIDDER, PEABODY & CO., INCORPORATED DEAN WITTER REYNOLDS INC. MERRILL LYNCH GOVERNMENT SEC. INC. HARRIS TRUST THE FIRST BOSTON CORPORATION BANK OF AMERICA NT & SA REFCO PARTNERS DLJ SECURITIES CORPORATION AUBREY G. LANSTON & CO., INC. MORGAN STANLEY & CO. INCORPORATED DREXEL BURNHAM LAMBERT KLEINWORT BENSON GOV'T SEC., INC. WM. E. POLLOCK GOV'T SECURITIES,INC PAINE WEBBER INCORPORATED SMITH BARNEY, HARRIS UPHAM & CO.,INC LEHMAN MANUFACTURERS HANOVER PRUDENTIAL-BACHE MIDLAND-MONTAGU GOV. SEC.,INC.
Total 1982 = 36
Total 1983 = 37
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Add 3/21/83 FIRST N/B OF BOSTON 6/7/83 SOUTHERN CALIF S&L ASSOC 8/31/83 MANUFACTURERS HANOVER Drop 6/5/83 SECURITIES GROUPS 8/5/83 SOUTHERN CALIF S&L ASSOC
Drop N/A
1984 HUTTON FIRST N/B OF BOSTON NORTHERN TRUST DISCOUNT CORPORATION OF NEW YORK CONTINENTAL ILL. FIRST INTERSTATE CARROLL MCENTEE & MCGINLEY INC. IRVING SECURITIES, INC. J.P.MORGAN SECURITIES,INC. CHASE MANHATTAN GOV'T SECURITIES CITIBANK BANKERS TRUST CHEMICAL BEAR,STEARNS & CO., INC. FIRST CHICAGO SALOMON BROTHERS INC. GOLDMAN, SACHS & CO. KIDDER, PEABODY & CO., INCORPORATED DEAN WITTER REYNOLDS INC. MERRILL LYNCH GOVERNMENT SEC. INC. HARRIS TRUST THE FIRST BOSTON CORPORATION BANK OF AMERICA NT & SA REFCO PARTNERS DLJ SECURITIES CORPORATION AUBREY G. LANSTON & CO., INC. MORGAN STANLEY & CO. INCORPORATED DREXEL BURNHAM LAMBERT KLEINWORT BENSON GOV'T SEC., INC. GREENWICH CAPITAL MARKETS, INC. WM. E. POLLOCK GOV'T SECURITIES,INC PAINE WEBBER INCORPORATED SMITH BARNEY, HARRIS UPHAM & CO.,INC LEHMAN MANUFACTURERS HANOVER PRUDENTIAL-BACHE MIDLAND-MONTAGU GOV. SEC.,INC.
1985 HUTTON NORTHERN TRUST DISCOUNT CORPORATION OF NEW YORK CONTINENTAL ILL. FIRST INTERSTATE CARROLL MCENTEE & MCGINLEY INC. IRVING SECURITIES, INC. J.P.MORGAN SECURITIES,INC. CHASE MANHATTAN GOV'T SECURITIES CITIBANK BANKERS TRUST CHEMICAL BEAR,STEARNS & CO., INC. FIRST CHICAGO SALOMON BROTHERS INC. GOLDMAN, SACHS & CO. KIDDER, PEABODY & CO., INCORPORATED DEAN WITTER REYNOLDS INC. MERRILL LYNCH GOVERNMENT SEC. INC. HARRIS TRUST THE FIRST BOSTON CORPORATION BANK OF AMERICA NT & SA REFCO PARTNERS DLJ SECURITIES CORPORATION AUBREY G. LANSTON & CO., INC. MORGAN STANLEY & CO. INCORPORATED DREXEL BURNHAM LAMBERT KLEINWORT BENSON GOV'T SEC., INC. GREENWICH CAPITAL MARKETS, INC. WM. E. POLLOCK GOV'T SECURITIES,INC PAINE WEBBER INCORPORATED SMITH BARNEY, HARRIS UPHAM & CO.,INC LEHMAN MANUFACTURERS HANOVER PRUDENTIAL-BACHE MIDLAND-MONTAGU GOV. SEC.,INC.
Total 1984 = 37
Total 1985 = 36
Add N/A
1986 HUTTON DISCOUNT CORPORATION OF NEW YORK CONTINENTAL ILL. FIRST INTERSTATE CAPITAL MARKETS,INC SECURITY PACIFIC NATIONAL BANK CARROLL MCENTEE & MCGINLEY INC. IRVING SECURITIES, INC. J.P.MORGAN SECURITIES,INC. CHASE MANHATTAN GOV'T SECURITIES CITIBANK BANKERS TRUST CHEMICAL BEAR,STEARNS & CO., INC. FIRST CHICAGO SALOMON BROTHERS INC. GOLDMAN, SACHS & CO. KIDDER, PEABODY & CO., INCORPORATED DEAN WITTER REYNOLDS INC. MERRILL LYNCH GOVERNMENT SEC. INC. NOMURA SECURITIES INTERNATIONAL,INC HARRIS TRUST THE FIRST BOSTON CORPORATION BANK OF AMERICA NT & SA REFCO PARTNERS THOMSON MCKINNON SECURITIES INC. DLJ SECURITIES CORPORATION AUBREY G. LANSTON & CO., INC. MORGAN STANLEY & CO. INCORPORATED DREXEL BURNHAM LAMBERT DAIWA SECURITIES AMERICA INC. KLEINWORT BENSON GOV'T SEC., INC. GREENWICH CAPITAL MARKETS, INC. WM. E. POLLOCK GOV'T SECURITIES,INC PAINE WEBBER INCORPORATED SMITH BARNEY, HARRIS UPHAM & CO.,INC LEHMAN MANUFACTURERS HANOVER L.F.ROTHSCHILD,UNTERBERG,TOWBIN PRUDENTIAL-BACHE MIDLAND-MONTAGU GOV. SEC.,INC.
1987 HUTTON DISCOUNT CORPORATION OF NEW YORK CONTINENTAL ILL. FIRST INTERSTATE CAPITAL MARKETS,INC SECURITY PACIFIC NATIONAL BANK CARROLL MCENTEE & MCGINLEY INC. IRVING SECURITIES, INC. J.P.MORGAN SECURITIES,INC. CHASE MANHATTAN CAPITAL MARKETS CORP CITIBANK BANKERS TRUST CHEMICAL BEAR,STEARNS & CO., INC. FIRST CHICAGO SALOMON BROTHERS INC. GOLDMAN, SACHS & CO. KIDDER, PEABODY & CO., INCORPORATED DEAN WITTER REYNOLDS INC. MERRILL LYNCH GOVERNMENT SEC. INC. NOMURA SECURITIES INTERNATIONAL,INC HARRIS TRUST THE FIRST BOSTON CORPORATION BANK OF AMERICA NT & SA BROPHY,GESTAL, KNIGHT AND CO., L.P. THOMSON MCKINNON SECURITIES INC. DLJ SECURITIES CORPORATION AUBREY G. LANSTON & CO., INC. MORGAN STANLEY & CO. INCORPORATED THE NIKKO SECURITIES CO. INT' DREXEL BURNHAM LAMBERT DAIWA SECURITIES AMERICA INC. LLOYDS GOV'T SECURITIES, INC. CRT GOVERNMENT SECURITIES,INC. KLEINWORT BENSON GOV'T SEC., INC. GREENWICH CAPITAL MARKETS, INC. WESTPAC POLLOCK GOV'T SECURITIES INC PAINE WEBBER INCORPORATED SMITH BARNEY, HARRIS UPHAM & CO.,INC LEHMAN MANUFACTURERS HANOVER L.F.ROTHSCHILD & CO., INC. PRUDENTIAL-BACHE MIDLAND-MONTAGU GOV. SEC.,INC.
Total 1986 = 40
Total 1987 = 43
DAIWA SECURITIES AMERICA INC. L.F.ROTHSCHILD,UNTERBERG,TOWBIN NOMURA SECURITIES INTERNATIONAL,INC SECURITY PACIFIC NATIONAL BANK THOMSON MCKINNON SECURITIES INC.
Add 12/22/87 CRT GOVERNMENT SECURITIES,INC. 12/22/87 LLOYDS GOV'T SECURITIES, INC. 12/22/87 THE NIKKO SECURITIES CO. INT'
Drop 5/29/86
NORTHERN TRUST
Drop N/A
Name Change 1) 10/31/86 FIRST INTERSTATE 11/3/86 FIRST INTERSTATE CAPITAL MARKETS,INC
Name Change 1) 2/3/87 WM. E. POLLOCK GOV'T SECURITIES,INC 2/4/87 WESTPAC POLLOCK GOV'T SECURITIES INC 2) 5/7/87 REFCO PARTNERS 5/8/87 BROPHY,GESTAL, KNIGHT AND CO., L.P. 3) 5/15/87 L.F.ROTHSCHILD,UNTERBERG,TOWBIN 5/18/87 L.F.ROTHSCHILD & CO., INC. 4) 6/30/87 CHASE MANHATTAN GOV'T SECURITIES 7/1/87 CHASE MANHATTAN CAPITAL MARKETS CORP Merger/Acquisition 1) 12/31/87 HUTTON 12/31/87 LEHMAN 1/1/88 SHEARSON LEHMAN
1988 DISCOUNT CORPORATION OF NEW YORK CONTINENTAL BANK, NATIONAL ASSOC. SECURITY PACIFIC NATIONAL BANK CARROLL MCENTEE & MCGINLEY INC. IRVING SECURITIES, INC. J.P.MORGAN SECURITIES,INC. CHASE SECURITIES, INC CITIBANK BANKERS TRUST COUNTY NATWEST GOV. SEC., INC. CHEMICAL BEAR,STEARNS & CO., INC. FIRST CHICAGO SALOMON BROTHERS INC. GOLDMAN, SACHS & CO. KIDDER, PEABODY & CO., INCORPORATED DEAN WITTER REYNOLDS INC. MERRILL LYNCH GOVERNMENT SEC. INC. NOMURA SECURITIES INTERNATIONAL,INC HARRIS GOVERNMENT SECURITIES THE FIRST BOSTON CORPORATION BANK OF AMERICA NT & SA SANWA-BGK SECURITIES CO., L.P. THOMSON MCKINNON SECURITIES INC. DLJ SECURITIES CORPORATION AUBREY G. LANSTON & CO., INC. MORGAN STANLEY & CO. INCORPORATED DILLON, READ & CO., INC. THE NIKKO SECURITIES CO. INT' DREXEL BURNHAM LAMBERT DAIWA SECURITIES AMERICA INC. YAMAICHI INT'L (AMERICA), INC. LLOYDS GOV'T SECURITIES, INC. CRT GOVERNMENT SECURITIES,INC. KLEINWORT BENSON GOV'T SEC., INC. GREENWICH CAPITAL MARKETS, INC. WESTPAC POLLOCK GOV'T SECURITIES INC PAINE WEBBER INCORPORATED SMITH BARNEY, HARRIS UPHAM & CO.,INC WERTHEIM SCHRODER & CO., INC. SHEARSON LEHMAN MANUFACTURERS HANOVER SECURITIES COR S.G. WARBURG & CO., INC. L.F.ROTHSCHILD & CO., INC. PRUDENTIAL-BACHE MIDLAND-MONTAGU GOV. SEC.,INC.
1989 DISCOUNT CORPORATION OF NEW YORK CONTINENTAL BANK, NATIONAL ASSOC. SECURITY PACIFIC NATIONAL BANK CARROLL MCENTEE & MCGINLEY INC. BNY SECURITIES, INC. J.P.MORGAN SECURITIES,INC. CHASE SECURITIES, INC CITICORP SECURITIES MARKETS, INC. BT SECURITIES CORPORATION CHEMICAL SECURITIES, INC. BEAR,STEARNS & CO., INC. FIRST CHICAGO SALOMON BROTHERS INC. GOLDMAN, SACHS & CO. KIDDER, PEABODY & CO., INCORPORATED DEAN WITTER REYNOLDS INC. MERRILL LYNCH GOVERNMENT SEC. INC. NOMURA SECURITIES INTERNATIONAL,INC HARRIS GOVERNMENT SECURITIES THE FIRST BOSTON CORPORATION BANK OF AMERICA NT & SA SANWA-BGK SECURITIES CO., L.P. DLJ SECURITIES CORPORATION AUBREY G. LANSTON & CO., INC. MORGAN STANLEY & CO. INCORPORATED DILLON, READ & CO., INC. UBS SECURITIES INC. THE NIKKO SECURITIES CO. INT' DREXEL BURNHAM LAMBERT DAIWA SECURITIES AMERICA INC. YAMAICHI INT'L (AMERICA), INC. CRT GOVERNMENT SECURITIES,INC. FUJI SECURITIES INC. GREENWICH CAPITAL MARKETS, INC. BARCLAYS DE ZOETE WEDD GSI WESTPAC POLLOCK GOV'T SECURITIES INC PAINE WEBBER INCORPORATED SMITH BARNEY, HARRIS UPHAM & CO.,INC WERTHEIM SCHRODER & CO., INC. SHEARSON LEHMAN MANUFACTURERS HANOVER SECURITIES COR S.G. WARBURG & CO., INC. PRUDENTIAL-BACHE MIDLAND-MONTAGU GOV. SEC.,INC.
Total 1989 = 44 Add 12/7/89 BARCLAYS DE ZOETE WEDD GSI 12/7/89 UBS SECURITIES INC.
DILLON, READ & CO., INC. S.G. WARBURG & CO., INC. WERTHEIM SCHRODER & CO., INC. COUNTY NATWEST GOV. SEC., INC. YAMAICHI INT'L (AMERICA), INC.
Drop 6/17/88
COUNTY NATWEST GOV. SEC., INC. L.F.ROTHSCHILD & CO., INC. LLOYDS GOV'T SECURITIES, INC. THOMSON MCKINNON SECURITIES INC.
Name Change 1) 6/19/88 BROPHY,GESTAL, KNIGHT AND CO., L.P 6/20/88 SANWA-BGK SECURITIES CO., L.P. 2) 7/29/88 MANUFACTURERS HANOVER 8/1/88 MANUFACTURERS HANOVER SECURITIES COR 3) 8/31/88 HARRIS TRUST 9/1/88 HARRIS GOVERNMENT SECURITIES 4) 12/14/98 CONTINENTAL ILL. 12/15/88 CONTINENTAL BANK, NATIONAL ASSOC. 5) 12/19/88 CHASE MANHATTAN CAPITAL MARKETS CORP 12/20/88 CHASE SECURITIES, INC
Name Change 1) 3/31/89 CHEMICAL 4/1/89 CHEMICAL SECURITIES, INC. 2) 4/13/89 CITIBANK 4/14/89 CITICORP SECURITIES MARKETS, INC. 3) 7/31/89 IRVING SECURITIES, INC. 8/1/89 BNY SECURITIES, INC. 4) 12/27/89 KLEINWORT BENSON GOV'T SEC., INC. 12/28/89 FUJI SECURITIES INC. 5) 7/7/89 BANKERS TRUST 7/10/89 BT SECURITIES CORPORATION
PRIMARY DEALER LISTS - 1990s (as of 12/31 for each respective year)
1990 AUBREY G. LANSTON & CO., INC. BANK OF AMERICA NT & SA BARCLAYS DE ZOETE WEDD SECURITIES IN BEAR,STEARNS & CO., INC. BT SECURITIES CORPORATION CARROLL MCENTEE & MCGINLEY INC. CHASE SECURITIES, INC CHEMICAL SECURITIES, INC. CITICORP SECURITIES MARKETS, INC. CONTINENTAL BANK, NATIONAL ASSOC. CRT GOVERNMENT SECURITIES,INC. DAIWA SECURITIES AMERICA INC. DEAN WITTER REYNOLDS INC. DEUTSCHE BANK GSI DILLON, READ & CO., INC. DISCOUNT CORPORATION OF NEW YORK DLJ SECURITIES CORPORATION FIRST CHICAGO CAPITAL MARKETS FUJI SECURITIES INC. GOLDMAN, SACHS & CO. GREENWICH CAPITAL MARKETS, INC. HARRIS GOVERNMENT SECURITIES J.P.MORGAN SECURITIES,INC. KIDDER, PEABODY & CO., INCORPORATED LEHMAN GOVERNMENT SECURITIES INC MANUFACTURERS HANOVER SECURITIES COR MERRILL LYNCH GOVERNMENT SEC. INC. MORGAN STANLEY & CO. INCORPORATED NOMURA SECURITIES INTERNATIONAL,INC PAINE WEBBER INCORPORATED PRUDENTIAL-BACHE S.G. WARBURG & CO., INC. SALOMON BROTHERS INC. SANWA-BGK SECURITIES CO., L.P. SBC GOVERNMENT SECURITIES, INC. SECURITY PACIFIC NATIONAL BANK SMITH BARNEY, HARRIS UPHAM & CO.,INC THE FIRST BOSTON CORPORATION THE NIKKO SECURITIES CO. INT' UBS SECURITIES INC. YAMAICHI INT'L (AMERICA), INC. 1991 AUBREY G. LANSTON & CO., INC. BANK OF AMERICA NT & SA BARCLAYS DE ZOETE WEDD SECURITIES IN BEAR,STEARNS & CO., INC. BT SECURITIES CORPORATION CARROLL MCENTEE & MCGINLEY INC. CHASE SECURITIES, INC CHEMICAL SECURITIES, INC. CITICORP SECURITIES MARKETS, INC. CRT GOVERNMENT SECURITIES,INC. DAIWA SECURITIES AMERICA INC. DEAN WITTER REYNOLDS INC. DEUTSCHE BANK GSI DILLON, READ & CO., INC. DISCOUNT CORPORATION OF NEW YORK DLJ SECURITIES CORPORATION FIRST CHICAGO CAPITAL MARKETS FUJI SECURITIES INC. GOLDMAN, SACHS & CO. GREENWICH CAPITAL MARKETS, INC. HARRIS GOVERNMENT SECURITIES J.P.MORGAN SECURITIES,INC. KIDDER, PEABODY & CO., INCORPORATED LEHMAN GOVERNMENT SECURITIES INC MANUFACTURERS HANOVER SECURITIES COR MERRILL LYNCH GOVERNMENT SEC. INC. MORGAN STANLEY & CO. INCORPORATED NOMURA SECURITIES INTERNATIONAL,INC PAINE WEBBER INCORPORATED PRUDENTIAL SECURITIES INCORPO S.G. WARBURG & CO., INC. SALOMON BROTHERS INC. SANWA-BGK SECURITIES CO., L.P. SBC GOVERNMENT SECURITIES, INC. SMITH BARNEY, HARRIS UPHAM & CO.,INC THE FIRST BOSTON CORPORATION THE NIKKO SECURITIES CO. INT' UBS SECURITIES INC. YAMAICHI INT'L (AMERICA), INC.
Total 1990 = 41
Total 1991 = 39
Add 3/29/90 SBC GOVERNMENT SECURITIES, INC. 12/13/90 DEUTSCHE BANK GSI Drop 3/28/90 6/27/90 7/26/90 8/9/90 11/8/90
Add N/A
DREXEL BURNHAM LAMBERT WESTPAC POLLOCK GOV'T SECURITIES INC MIDLAND-MONTAGU GOV. SEC.,INC. BNY SECURITIES, INC. WERTHEIM SCHRODER & CO., INC.
Name Change 1) 1/1/90 FIRST CHICAGO 1/2/90 FIRST CHICAGO CAPITAL MARKETS 2) 3/1/90 BARCLAYS DE ZOETE WEDD GSI 3/2/90 BARCLAYS DE ZOETE WEDD SECURITIES IN 3) 7/31/90 SHEARSON LEHMAN 8/1/90 LEHMAN GOVERNMENT SECURITIES INC
Merger/Acquisition (repeated in 1992) 1) 12/31/91 CHEMICAL SECURITIES, INC. 12/31/91 MANUFACTURERS HANOVER SECURITIES COR 1/1/92 CHEMICAL SECURITIES INC
PRIMARY DEALER LISTS - 1990s (as of 12/31 for each respective year)
1992 AUBREY G. LANSTON & CO., INC. BANK OF AMERICA NT & SA BARCLAYS DE ZOETE WEDD SECURITIES IN BEAR,STEARNS & CO., INC. BT SECURITIES CORPORATION CARROLL MCENTEE & MCGINLEY INC. CHASE SECURITIES, INC CHEMICAL SECURITIES INC CITICORP SECURITIES MARKETS, INC. CRT GOVERNMENT SECURITIES,INC. DAIWA SECURITIES AMERICA INC. DEAN WITTER REYNOLDS INC. DEUTSCHE BANK GSI DILLON, READ & CO., INC. DISCOUNT CORPORATION OF NEW YORK DLJ SECURITIES CORPORATION EASTBRIDGE CAPITAL INC. FIRST CHICAGO CAPITAL MARKETS FUJI SECURITIES INC. GOLDMAN, SACHS & CO. GREENWICH CAPITAL MARKETS, INC. HARRIS-NESBITT THOMSON SEC., INC. J.P.MORGAN SECURITIES,INC. KIDDER, PEABODY & CO., INCORPORATED LEHMAN GOVERNMENT SECURITIES INC MERRILL LYNCH GOVERNMENT SEC. INC. MORGAN STANLEY & CO. INCORPORATED NOMURA SECURITIES INTERNATIONAL,INC PAINE WEBBER INCORPORATED PRUDENTIAL SECURITIES INCORPO S.G. WARBURG & CO., INC. SALOMON BROTHERS INC. SANWA-BGK SECURITIES CO., L.P. SBC GOVERNMENT SECURITIES, INC. SMITH BARNEY, HARRIS UPHAM & CO.,INC THE FIRST BOSTON CORPORATION THE NIKKO SECURITIES CO. INT' UBS SECURITIES INC. YAMAICHI INT'L (AMERICA), INC. 1993 AUBREY G. LANSTON & CO., INC. BANK OF AMERICA NT & SA BARCLAYS DE ZOETE WEDD SECURITIES IN BEAR,STEARNS & CO., INC. BT SECURITIES CORPORATION CARROLL MCENTEE & MCGINLEY INC. CHASE SECURITIES, INC CHEMICAL SECURITIES INC CITICORP SECURITIES, INC. CS FIRST BOSTON CORPORATION DAIWA SECURITIES AMERICA INC. DEAN WITTER REYNOLDS INC. DEUTSCHE BANK SECURITIES CORPORATION DILLON, READ & CO., INC. DLJ SECURITIES CORPORATION EASTBRIDGE CAPITAL INC. FIRST CHICAGO CAPITAL MARKETS FUJI SECURITIES INC. GOLDMAN, SACHS & CO. GREENWICH CAPITAL MARKETS, INC. HARRIS NESBITT THOMSON SEC. INC. J.P.MORGAN SECURITIES,INC. KIDDER, PEABODY & CO., INCORPORATED LEHMAN GOVERNMENT SECURITIES INC MERRILL LYNCH GOVERNMENT SEC. INC. MORGAN STANLEY & CO. INCORPORATED NATIONSBANC CAPITAL MARKETS, INC. NOMURA SECURITIES INTERNATIONAL,INC PAINE WEBBER INCORPORATED PRUDENTIAL SECURITIES INCORPO S.G. WARBURG & CO., INC. SALOMON BROTHERS INC. SANWA-BGK SECURITIES CO., L.P. SBC GOVERNMENT SECURITIES, INC. SMITH BARNEY SHEARSON INC. THE NIKKO SECURITIES CO. INT' UBS SECURITIES INC. YAMAICHI INT'L (AMERICA), INC. ZIONS FIRST NATIONAL BANK
Total 1992 = 39
Total 1993 = 39
Add 6/18/92
Drop 1) 12/30/92 HARRIS GOVERNMENT SECURITIES 12/31/92 HARRIS-NESBITT THOMSON SEC., INC. Merger/Acquisition (repeated in 1991) 1) 12/31/91 CHEMICAL SECURITIES, INC. 12/31/91 MANUFACTURERS HANOVER SECURITIES COR 1/1/92 CHEMICAL SECURITIES INC
Name Change 1) 7/14/93 CITICORP SECURITIES MARKETS, INC. 7/15/93 CITICORP SECURITIES, INC. 2) 8/1/93 SMITH BARNEY, HARRIS UPHAM & CO.,INC 8/2/93 SMITH BARNEY SHEARSON INC. 3) 9/7/93 HARRIS-NESBITT THOMSON SEC., INC. 9/8/93 HARRIS NESBITT THOMSON SEC. INC. 4) 9/30/93 DEUTSCHE BANK GSI 10/1/93 DEUTSCHE BANK SECURITIES CORPORATION 5) 9/30/93 NATIONSBANK OF NORTH CAROLINA, N.A. 10/1/93 NATIONSBANC CAPITAL MARKETS, INC. 6) 10/11/93 THE FIRST BOSTON CORPORATION 10/12/93 CS FIRST BOSTON CORPORATION 7) 12/31/93 SANWA-BGK SECURITIES CO., L.P. 1/1/94 SANWA SECURITIES (USA) CO., L (repeated in 1993) Merger/Acquisition 1) 7/5/93 drop date for CRT GOVERNMENT SECURITIES,INC. - acquired by NATIONSBANK OF NORTH CAROLINA, N.A. 7/6/1993 2) 8/10/93 drop date for DISCOUNT CORPORATION OF NEW YORK - acquired by ZIONS FIRST NATIONAL BANK 8/11/93
PRIMARY DEALER LISTS - 1990s (as of 12/31 for each respective year)
1994 AUBREY G. LANSTON & CO., INC. BA SECURITIES, INC. BARCLAYS DE ZOETE WEDD SECURITIES IN BEAR,STEARNS & CO., INC. BT SECURITIES CORPORATION CHASE SECURITIES, INC CHEMICAL SECURITIES INC CITICORP SECURITIES, INC. CS FIRST BOSTON CORPORATION DAIWA SECURITIES AMERICA INC. DEAN WITTER REYNOLDS INC. DEUTSCHE BANK SECURITIES CORPORATION DILLON, READ & CO., INC. DLJ SECURITIES CORPORATION EASTBRIDGE CAPITAL INC. FIRST CHICAGO CAPITAL MARKETS FUJI SECURITIES INC. GOLDMAN, SACHS & CO. GREENWICH CAPITAL MARKETS, INC. HARRIS NESBITT THOMSON SEC. INC. HSBC SECURITIES, INC. J.P.MORGAN SECURITIES,INC. LEHMAN GOVERNMENT SECURITIES INC MERRILL LYNCH GOVERNMENT SEC. INC. MORGAN STANLEY & CO. INCORPORATED NATIONSBANC CAPITAL MARKETS, INC. NOMURA SECURITIES INTERNATIONAL,INC PAINE WEBBER INCORPORATED PRUDENTIAL SECURITIES INCORPO S.G. WARBURG & CO., INC. SALOMON BROTHERS INC. SANWA SECURITIES (USA) CO., L SBC GOVERNMENT SECURITIES, INC. SMITH BARNEY INC. THE NIKKO SECURITIES CO. INT' UBS SECURITIES INC. YAMAICHI INT'L (AMERICA), INC. ZIONS FIRST NATIONAL BANK 1995 AUBREY G. LANSTON & CO., INC. BA SECURITIES, INC. BARCLAYS DE ZOETE WEDD SECURITIES IN BEAR,STEARNS & CO., INC. BT SECURITIES CORPORATION CHASE SECURITIES, INC CHEMICAL SECURITIES INC CITICORP SECURITIES, INC. CS FIRST BOSTON CORPORATION DAIWA SECURITIES AMERICA INC. DEAN WITTER REYNOLDS INC. DEUTSCHE MORGAN GRENFELL/C.J. DILLON, READ & CO., INC. DLJ SECURITIES CORPORATION EASTBRIDGE CAPITAL INC. FIRST CHICAGO CAPITAL MARKETS FUJI SECURITIES INC. GOLDMAN, SACHS & CO. GREENWICH CAPITAL MARKETS, INC. HSBC SECURITIES, INC. J.P.MORGAN SECURITIES,INC. LEHMAN BROTHERS INC. MERRILL LYNCH GOVERNMENT SEC. INC. MORGAN STANLEY & CO. INCORPORATED NATIONSBANC CAPITAL MARKETS, INC. NESBITT BURNS SECURITIES INC. NOMURA SECURITIES INTERNATIONAL,INC PAINE WEBBER INCORPORATED PRUDENTIAL SECURITIES INCORPO SALOMON BROTHERS INC. SANWA SECURITIES (USA) CO., L SBC CAPITAL MARKETS INC. SMITH BARNEY INC. THE NIKKO SECURITIES CO. INT' UBS SECURITIES INC. YAMAICHI INT'L (AMERICA), INC. ZIONS FIRST NATIONAL BANK
Total 1994 = 38
Total 1995 = 37
Name Change 1) 4/15/94 BANK OF AMERICA NT & SA 4/18/94 BA SECURITIES, INC. 2) 5/6/94 CARROLL MCENTEE & MCGINLEY INC. 5/9/94 HSBC SECURITIES, INC. 3) 5/31/94 SMITH BARNEY SHEARSON INC. 6/1/94 SMITH BARNEY INC. 4) 12/31/93 SANWA-BGK SECURITIES CO., L.P. 1/1/94 SANWA SECURITIES (USA) CO., L (repeated in 1993)
Name Change 1) 1/2/95 SBC GOVERNMENT SECURITIES, INC. 1/3/95 SBC CAPITAL MARKETS INC. 2) 5/31/95 HARRIS NESBITT THOMSON SEC. INC. 6/1/95 NESBITT BURNS SECURITIES INC. 3) 8/30/95 LEHMAN GOVERNMENT SECURITIES INC 8/31/95 LEHMAN BROTHERS INC. 4) 10/31/95 DEUTSCHE BANK SECURITIES CORPORATION 11/1/95 DEUTSCHE MORGAN GRENFELL/C.J.
PRIMARY DEALER LISTS - 1990s (as of 12/31 for each respective year)
1996 AUBREY G. LANSTON & CO., INC. BA SECURITIES, INC. BEAR,STEARNS & CO., INC. BT SECURITIES CORPORATION BZW SECURITIES INC. CHASE SECURITIES, INC CIBC WOOD GUNDY SECURITIES CO CITICORP SECURITIES, INC. CREDIT SUISSE FIRST BOSTON CO DAIWA SECURITIES AMERICA INC. DEAN WITTER REYNOLDS INC. DEUTSCHE MORGAN GRENFELL/C.J. DILLON, READ & CO., INC. DLJ SECURITIES CORPORATION EASTBRIDGE CAPITAL INC. FIRST CHICAGO CAPITAL MARKETS FUJI SECURITIES INC. GOLDMAN, SACHS & CO. GREENWICH CAPITAL MARKETS, INC. HSBC SECURITIES, INC. J.P.MORGAN SECURITIES,INC. LEHMAN BROTHERS INC. MERRILL LYNCH GOVERNMENT SEC. INC. MORGAN STANLEY & CO. INCORPORATED NATIONSBANC CAPITAL MARKETS, INC. NESBITT BURNS SECURITIES INC. NOMURA SECURITIES INTERNATIONAL,INC PAINE WEBBER INCORPORATED PRUDENTIAL SECURITIES INCORPO SALOMON BROTHERS INC. SANWA SECURITIES (USA) CO., L SBC WARBURG INC. SMITH BARNEY INC. THE NIKKO SECURITIES CO. INT' UBS SECURITIES LLC YAMAICHI INT'L (AMERICA), INC. ZIONS FIRST NATIONAL BANK 1997 AUBREY G. LANSTON & CO., INC. BANCAMERICA ROBERTSON STEPHEN BEAR,STEARNS & CO., INC. BT ALEX. BROWN INCORPORATED BZW SECURITIES INC. CHASE SECURITIES, INC CIBC OPPENHEIMER CORP. CITICORP SECURITIES, INC. CREDIT SUISSE FIRST BOSTON CO DAIWA SECURITIES AMERICA INC. DEAN WITTER REYNOLDS INC. DEUTSCHE MORGAN GRENFELL/C.J. DLJ SECURITIES CORPORATION DRESDNER KLEINWORT BENSON NOR EASTBRIDGE CAPITAL INC. FIRST CHICAGO CAPITAL MARKETS FUJI SECURITIES INC. GOLDMAN, SACHS & CO. GREENWICH CAPITAL MARKETS, INC. HSBC SECURITIES, INC. J.P.MORGAN SECURITIES,INC. LEHMAN BROTHERS INC. MERRILL LYNCH GOVERNMENT SEC. INC. MORGAN STANLEY & CO. INCORPORATED NATIONSBANC MONTGOMERY SECUR, NESBITT BURNS SECURITIES INC. NOMURA SECURITIES INTERNATIONAL,INC PAINE WEBBER INCORPORATED PARIBAS CORPORATION PRUDENTIAL SECURITIES INCORPO SALOMON BROTHERS INC. SANWA SECURITIES (USA) CO., L SBC WARBURG DILLON READ INC. SMITH BARNEY INC. THE NIKKO SECURITIES CO. INT' UBS SECURITIES LLC ZIONS FIRST NATIONAL BANK
Total 1996 = 37
Total 1997 = 37
Drop N/A Name Change 1) 2/29/96 UBS SECURITIES INC. 3/1/96 UBS SECURITIES LLC 2) 6/2/96 SBC CAPITAL MARKETS INC. 6/3/96 SBC WARBURG INC. 3) 6/30/96 BARCLAYS DE ZOETE WEDD SECURITIES IN 7/1/96 BZW SECURITIES INC. 4) 12/15/96 CS FIRST BOSTON CORPORATION 12/16/96 CREDIT SUISSE FIRST BOSTON CORPORATION Merger/Acquisition 1) 3/31/96 CHASE SECURITIES, INC 3/31/96 CHEMICAL SECURITIES INC 4/1/96 CHASE SECURITIES, INC
Name Change 1) 9/30/97 BA SECURITIES, INC. 10/1/97 BANCAMERICA ROBERTSON STEPHENS 2) 9/30/97 NATIONSBANC CAPITAL MARKETS, INC. 10/1/97 NATIONSBANC MONTGOMERY SECURITIES, INC. 3) 10/22/97 BT SECURITIES CORPORATION 10/23/97 BT ALEX. BROWN INCORPORATED 4) 12/3/97 CIBC WOOD GUNDY SECURITIES CORP 12/4/97 CIBC OPPENHEIMER CORP. Merger/Acquisition 1) 9/2/97 DILLON, READ & CO., INC. 9/2/97 SBC WARBURG INC. 9/3/97 SBC WARBURG DILLON READ INC.
PRIMARY DEALER LISTS - 1990s (as of 12/31 for each respective year)
1998 ABN AMRO INCORPORATED AUBREY G. LANSTON & CO., INC. BARCLAYS CAPITAL INC. BEAR,STEARNS & CO., INC. BT ALEX. BROWN INCORPORATED CHASE SECURITIES, INC CIBC OPPENHEIMER CORP. CREDIT SUISSE FIRST BOSTON CO DAIWA SECURITIES AMERICA INC. DEUTSCHE BANK SECURITIES INC. DLJ SECURITIES CORPORATION DRESDNER KLEINWORT BENSON NOR FIRST CHICAGO CAPITAL MARKETS FUJI SECURITIES INC. GOLDMAN, SACHS & CO. GREENWICH CAPITAL MARKETS, INC. HSBC SECURITIES, INC. J.P.MORGAN SECURITIES,INC. LEHMAN BROTHERS INC. MERRILL LYNCH GOVERNMENT SEC. INC. MORGAN STANLEY & CO. INCORPORATED NATIONSBANC MONTGOMERY SECUR, NESBITT BURNS SECURITIES INC. NOMURA SECURITIES INTERNATIONAL,INC PAINE WEBBER INCORPORATED PARIBAS CORPORATION PRUDENTIAL SECURITIES INCORPO SALOMON SMITH BARNEY INC. THE NIKKO SECURITIES CO. INT' WARBURG DILLON READ LLC. ZIONS FIRST NATIONAL BANK 1999 ABN AMRO INCORPORATED AUBREY G. LANSTON & CO., INC. BANC OF AMERICA SEC. LLC BANC ONE CAPITAL MARKETS, INC BARCLAYS CAPITAL INC. BEAR,STEARNS & CO., INC. CHASE SECURITIES, INC CIBC WORLD MARKETS CORP. CREDIT SUISSE FIRST BOSTON CO DAIWA SECURITIES AMERICA INC. DEUTSCHE BANK SECURITIES INC. DLJ SECURITIES CORPORATION DRESDNER KLEINWORT BENSON NOR FUJI SECURITIES INC. GOLDMAN, SACHS & CO. GREENWICH CAPITAL MARKETS, INC. HSBC SECURITIES (USA) INC. J.P.MORGAN SECURITIES,INC. LEHMAN BROTHERS INC. MERRILL LYNCH GOVERNMENT SEC. INC. MORGAN STANLEY & CO. INCORPORATED NESBITT BURNS SECURITIES INC. NOMURA SECURITIES INTERNATIONAL,INC PAINE WEBBER INCORPORATED PARIBAS CORPORATION PRUDENTIAL SECURITIES INCORPO SALOMON SMITH BARNEY INC. SG COWEN SECURITIES CORP. WARBURG DILLON READ LLC. ZIONS FIRST NATIONAL BANK
Total 1998 = 31
Total 1999 = 30
DEAN WITTER REYNOLDS INC. EASTBRIDGE CAPITAL INC. SANWA SECURITIES (USA) CO., L CITICORP SECURITIES, INC.
Name Change 1) 1/1/98 NATIONSBANC MONTGOMERY SECURITIES, INC. 1/2/98 NATIONSBANC MONTGOMERY SECURITIES LLC. 2) 3/31/98 BZW SECURITIES INC. 4/1/98 BARCLAYS CAPITAL INC. 3) 5/29/98 DEUTSCHE MORGAN GRENFELL/C.J. LAWRENCE INC. 6/1/98 DEUTSCHE BANK SECURITIES INC. 4) 8/31/98 BANCAMERICA ROBERTSON STEPHENS 9/1/98 BANCAMERICA SECURITIES, INC. Merger/Acquisition 1) 6/28/98 SBC WARBURG DILLON READ INC. 6/28/98 UBS SECURITIES LLC 6/29/98 WARBURG DILLON READ LLC. 2) 8/31/98 SALOMON BROTHERS INC. 8/31/98 SMITH BARNEY INC. 9/1/98 SALOMON SMITH BARNEY INC. 3) 9/30/98 NATIONSBANC MONTGOMERY SECURITIES LLC. 9/30/98 BANCAMERICA SECURITIES, INC. 10/1/98 NATIONSBANC MONTGOMERY SECURITIES LLC.
Name Change 1) 3/31/99 FIRST CHICAGO CAPITAL MARKETS 4/1/99 BANC ONE CAPITAL MARKETS, INC. 2) 5/2/99 CIBC OPPENHEIMER CORP. 5/3/99 CIBC WORLD MARKETS CORP. 3) 5/16/99 NATIONSBANC MONTGOMERY SECURITIES LLC 5/17/99 BANC OF AMERICA SEC. LLC 4) 5/31/99 HSBC SECURITIES, INC. 6/1/99 HSBC SECURITIES (USA) INC.
PRIMARY DEALER LISTS - 2000s (as of 12/31 for each respective year)
2000 ABN AMRO INCORPORATED BANC OF AMERICA SEC. LLC BANC ONE CAPITAL MARKETS, INC BARCLAYS CAPITAL INC. BEAR,STEARNS & CO., INC. BMO NESBITT BURNS CORP. BNP PARIBAS SECURITIES CORP. CHASE SECURITIES, INC CIBC WORLD MARKETS CORP. CREDIT SUISSE FIRST BOSTON CO DAIWA SECURITIES AMERICA INC. DEUTSCHE BANK SECURITIES INC. DLJ SECURITIES CORPORATION DRESDNER KLEINWORT BENSON NOR FUJI SECURITIES INC. GOLDMAN, SACHS & CO. GREENWICH CAPITAL MARKETS, INC. HSBC SECURITIES (USA) INC. J.P.MORGAN SECURITIES,INC. LEHMAN BROTHERS INC. MERRILL LYNCH GOVERNMENT SEC. INC. MORGAN STANLEY & CO. INCORPORATED NOMURA SECURITIES INTERNATIONAL,INC SALOMON SMITH BARNEY INC. SG COWEN SECURITIES CORP. UBS WARBURG LLC. ZIONS FIRST NATIONAL BANK 2001 ZIONS FIRST NATIONAL BANK ABN AMRO INCORPORATED BANC OF AMERICA SEC. LLC BANC ONE CAPITAL MARKETS, INC BARCLAYS CAPITAL INC. BEAR,STEARNS & CO., INC. BMO NESBITT BURNS CORP. BNP PARIBAS SECURITIES CORP. CIBC WORLD MARKETS CORP. CREDIT SUISSE FIRST BOSTON CO DAIWA SECURITIES AMERICA INC. DEUTSCH BANC ALEX. BROWN INC. DRESDNER KLEINWORT WASSERSTEI FUJI SECURITIES INC. GOLDMAN, SACHS & CO. GREENWICH CAPITAL MARKETS, INC. HSBC SECURITIES (USA) INC. J.P. MORGAN SECURITIES INC. LEHMAN BROTHERS INC. MERRILL LYNCH GOVERNMENT SEC. INC. MORGAN STANLEY & CO. INCORPORATED NOMURA SECURITIES INTERNATIONAL,INC SALOMON SMITH BARNEY INC. UBS WARBURG LLC.
PRIMARY DEALER LISTS - 2000s (as of 12/31 for each respective year)
2002 ABN AMRO BANK, N.V., NY BR BANC OF AMERICA SEC. LLC BANC ONE CAPITAL MARKETS, INC BARCLAYS CAPITAL INC. BEAR,STEARNS & CO., INC. BNP PARIBAS SECURITIES CORP. CIBC WORLD MARKETS CORP. CREDIT SUISSE FIRST BOSTON CO DAIWA SECURITIES AMERICA INC. DEUTSCHE BANK SECURITIES INC. DRESDNER KLEINWORT WASSERSTEI GOLDMAN, SACHS & CO. GREENWICH CAPITAL MARKETS, INC. HSBC SECURITIES (USA) INC. J.P. MORGAN SECURITIES INC. LEHMAN BROTHERS INC. MERRILL LYNCH GOVERNMENT SEC. INC. MIZUHO SECURITIES USA INC. MORGAN STANLEY & CO. INCORPORATED NOMURA SECURITIES INTERNATIONAL,INC SALOMON SMITH BARNEY INC. UBS WARBURG LLC. 2003 ABN AMRO BANK, N.V., NY BR BANC OF AMERICA SEC. LLC BANC ONE CAPITAL MARKETS, INC BARCLAYS CAPITAL INC. BEAR,STEARNS & CO., INC. BNP PARIBAS SECURITIES CORP. CIBC WORLD MARKETS CORP. CITIGROUP GLOBAL MARKETS INC. CREDIT SUISSE 1ST BOSTON LLC DAIWA SECURITIES AMERICA INC. DEUTSCHE BANK SECURITIES INC. DRESDNER KLEINWORT WASSERSTEIN GOLDMAN, SACHS & CO. GREENWICH CAPITAL MARKETS, INC. HSBC SECURITIES (USA) INC. J.P. MORGAN SECURITIES INC. LEHMAN BROTHERS INC. MERRILL LYNCH GOVERNMENT SEC. INC. MIZUHO SECURITIES USA INC. MORGAN STANLEY & CO. INCORPORATED NOMURA SECURITIES INTERNATIONAL,INC UBS SECURITIES LLC. 2004 ABN AMRO BANK, N.V., NY BR BANC OF AMERICA SEC. LLC BARCLAYS CAPITAL INC. BEAR,STEARNS & CO., INC. BNP PARIBAS SECURITIES CORP. CIBC WORLD MARKETS CORP. CITIGROUP GLOBAL MARKETS INC. COUNTRYWIDE SECURITIES CORPORATION CREDIT SUISSE FIRST BOSTON LLC DAIWA SECURITIES AMERICA INC. DEUTSCHE BANK SECURITIES INC. DRESDNER KLEINWORT WASSERSTEIN GOLDMAN, SACHS & CO. GREENWICH CAPITAL MARKETS, INC. HSBC SECURITIES (USA) INC. J.P. MORGAN SECURITIES INC. LEHMAN BROTHERS INC. MERRILL LYNCH GOVERNMENT SEC. INC. MIZUHO SECURITIES USA INC. MORGAN STANLEY & CO. INCORPORATED NOMURA SECURITIES INTERNATIONAL,INC UBS SECURITIES LLC.
Total 2000 = 27
Total 2001 = 24
Total 2002 = 22
Total 2003 = 22
Total 2004 = 22
Add N/A Drop 3/31/02 BMO NESBITT BURNS CORP. 3/31/02 ZIONS FIRST NATIONAL BANK Name Change 1) 12/8/02 ABN AMRO INCORPORATED 12/9/02 ABN AMRO BANK, N.V., NY BR 2) 3/29/02 DEUTSCH BANC ALEX. BROWN INC. 3/30/02 DEUTSCHE BANK SECURITIES INC. 3) 3/31/02 FUJI SECURITIES INC. 4/1/02 MIZUHO SECURITIES USA INC.
Add 1/14/04 COUNTRYWIDE SECURITIES CORPORATION Drop 8/2/04 BANC ONE CAPITAL MARKETS, INC
Name Change 1) 2/14/00 NESBITT BURNS SECURITIES INC. 2/15/00 BMO NESBITT BURNS CORP. 2) 4/28/00 WARBURG DILLON READ LLC. 5/1/00 UBS WARBURG LLC. 3) 9/14/00 PARIBAS CORPORATION 9/15/00 BNP PARIBAS SECURITIES CORP. Merger/Acquisition 1) 12/31/00 drop date for DLJ SECURITIES CORPORATION - acquired by Credit Suisse First Boston Corp. 2) 12/4/00 drop date for PAINE WEBBER INCORPORATED - acquired by UBS Warburg LLC.
Name Change 1) 1/11/01 DEUTSCHE BANK SECURITIES INC. 1/12/01 DEUTSCH BANC ALEX. BROWN INC. 2) 4/29/01 DRESDNER KLEINWORT BENSON NORTH AMERICA 4/30/01 DRESDNER KLEINWORT WASSERSTEIN SECURITIES LLC.
Name Change 1) 1/16/03 CREDIT SUISSE FIRST BOSTON CORPORATION 1/17/03 CREDIT SUISSE 1ST BOSTON LLC 2) 4/6/03 SALOMON SMITH BARNEY INC. 4/7/03 CITIGROUP GLOBAL MARKETS INC. 3) 6/8/03 UBS WARBURG LLC. 6/9/03 UBS SECURITIES LLC.
Merger/Acquisition 1) 4/30/01 J.P.MORGAN SECURITIES,INC. 4/30/01 CHASE SECURITIES, INC 5/1/01 J.P. MORGAN SECURITIES INC.
2005 ABN AMRO BANK, N.V., NY BR BANC OF AMERICA SEC. LLC BARCLAYS CAPITAL INC. BEAR,STEARNS & CO., INC. BNP PARIBAS SECURITIES CORP. CIBC WORLD MARKETS CORP. CITIGROUP GLOBAL MARKETS INC. COUNTRYWIDE SECURITIES CORPORATION CREDIT SUISSE FIRST BOSTON LLC DAIWA SECURITIES AMERICA INC. DEUTSCHE BANK SECURITIES INC. DRESDNER KLEINWORT WASSERSTEIN GOLDMAN, SACHS & CO. GREENWICH CAPITAL MARKETS, INC. HSBC SECURITIES (USA) INC. J.P. MORGAN SECURITIES INC. LEHMAN BROTHERS INC. MERRILL LYNCH GOVERNMENT SEC. INC. MIZUHO SECURITIES USA INC. MORGAN STANLEY & CO. INCORPORATED NOMURA SECURITIES INTERNATIONAL,INC UBS SECURITIES LLC.
2006 BANC OF AMERICA SEC. LLC BARCLAYS CAPITAL INC. BEAR,STEARNS & CO., INC. BNP PARIBAS SECURITIES CORP. CANTOR FITZGERALD & CO. CIBC WORLD MARKETS CORP. CITIGROUP GLOBAL MARKETS INC. COUNTRYWIDE SECURITIES CORPORATION CREDIT SUISSE SECURITIES (USA) LLC DAIWA SECURITIES AMERICA INC. DEUTSCHE BANK SECURITIES INC. DRESDNER KLEINWORT SECURITIES LLC GOLDMAN, SACHS & CO. GREENWICH CAPITAL MARKETS, INC. HSBC SECURITIES (USA) INC. J.P. MORGAN SECURITIES INC. LEHMAN BROTHERS INC. MERRILL LYNCH GOVERNMENT SEC. INC. MIZUHO SECURITIES USA INC. MORGAN STANLEY & CO. INCORPORATED NOMURA SECURITIES INTERNATIONAL,INC UBS SECURITIES LLC.
2007 BANC OF AMERICA SEC. LLC BARCLAYS CAPITAL INC. BEAR,STEARNS & CO., INC. BNP PARIBAS SECURITIES CORP. CANTOR FITZGERALD & CO. CITIGROUP GLOBAL MARKETS INC. COUNTRYWIDE SECURITIES CORPORATION CREDIT SUISSE SECURITIES (USA) LLC DAIWA SECURITIES AMERICA INC. DEUTSCHE BANK SECURITIES INC. DRESDNER KLEINWORT SECURITIES LLC GOLDMAN, SACHS & CO. GREENWICH CAPITAL MARKETS, INC. HSBC SECURITIES (USA) INC. J.P. MORGAN SECURITIES INC. LEHMAN BROTHERS INC. MERRILL LYNCH GOVERNMENT SEC. INC. MIZUHO SECURITIES USA INC. MORGAN STANLEY & CO. INCORPORATED UBS SECURITIES LLC.
2008 BANC OF AMERICA SEC. LLC BARCLAYS CAPITAL INC. BNP PARIBAS SECURITIES CORP. CANTOR FITZGERALD & CO. CITIGROUP GLOBAL MARKETS INC. CREDIT SUISSE SECURITIES (USA) LLC DAIWA SECURITIES AMERICA INC. DEUTSCHE BANK SECURITIES INC. DRESDNER KLEINWORT SECURITIES LLC GOLDMAN, SACHS & CO. GREENWICH CAPITAL MARKETS, INC. HSBC SECURITIES (USA) INC. J.P. MORGAN SECURITIES INC. MERRILL LYNCH GOVERNMENT SEC. INC. MIZUHO SECURITIES USA INC. MORGAN STANLEY & CO. INCORPORATED UBS SECURITIES LLC.
2009 BANC OF AMERICA SECURITIES LLC BARCLAYS CAPITAL INC. BNP PARIBAS SECURITIES CORP. CANTOR FITZGERALD & CO. CITIGROUP GLOBAL MARKETS INC. CREDIT SUISSE SECURITIES (USA) LLC DAIWA SECURITIES AMERICA INC. DEUTSCHE BANK SECURITIES INC. GOLDMAN, SACHS & CO. HSBC SECURITIES (USA) INC. JEFFERIES & COMPANY, INC. J.P. MORGAN SECURITIES INC. MIZUHO SECURITIES USA INC. MORGAN STANLEY & CO. INCORPORATED NOMURA SECURITIES INTERNATIONAL, INC. RBC CAPITAL MARKETS CORPORATION RBS SECURITIES INC. UBS SECURITIES LLC.
2010 BARCLAYS CAPITAL INC. BNP PARIBAS SECURITIES CORP. CANTOR FITZGERALD & CO. CITIGROUP GLOBAL MARKETS INC. CREDIT SUISSE SECURITIES (USA) LLC DAIWA CAPITAL MARKETS AMERICA INC. DEUTSCHE BANK SECURITIES INC. GOLDMAN, SACHS & CO. HSBC SECURITIES (USA) INC. JEFFERIES & COMPANY, INC. J.P. MORGAN SECURITIES LLC MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED MIZUHO SECURITIES USA INC. MORGAN STANLEY & CO. INCORPORATED NOMURA SECURITIES INTERNATIONAL, INC. RBC CAPITAL MARKETS, LLC RBS SECURITIES INC. UBS SECURITIES LLC.
2011 BANK OF NOVA SCOTIA, NEW YORK AGENCY BARCLAYS CAPITAL INC. BMO CAPITAL MARKETS CORP. BNP PARIBAS SECURITIES CORP. CANTOR FITZGERALD & CO. CITIGROUP GLOBAL MARKETS INC. CREDIT SUISSE SECURITIES (USA) LLC DAIWA CAPITAL MARKETS AMERICA INC. DEUTSCHE BANK SECURITIES INC. GOLDMAN, SACHS & CO. HSBC SECURITIES (USA) INC. JEFFERIES & COMPANY, INC. J.P. MORGAN SECURITIES LLC MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED MIZUHO SECURITIES USA INC. MORGAN STANLEY & CO. LLC NOMURA SECURITIES INTERNATIONAL, INC. RBC CAPITAL MARKETS, LLC RBS SECURITIES INC. SG AMERICAS SECURITIES, LLC UBS SECURITIES LLC.
Total 2005 = 22
Total 2006 = 22
Total 2007 = 20
Total 2008 = 17
Total 2009 = 18
Total 2010 = 18
Total 2011 = 21
Add
Add 8/01/06 CANTOR FITZGERALD & CO. Drop 9/15/06 ABN AMRO BANK, NV, NEW YORK BRANCH
Add
Add
Drop
Drop 2/8/07 CIBC WORLD MARKETS CORP. 11/30/07 NOMURA SECURITIES INTERNATIONAL, INC
Name Change
Name Change Name Change 1) CREDIT SUISSE FIRST BOSTON LLC 1/16/06 CREDIT SUISSE SECURITIES (USA) LLC 1/17/06 2) Dresdner Kleinwort Wasserstein Securities LLC 9/18/2006 Dresdner Kleinwort Securities LLC 9/18/2006* *announced 7/15/2008
Add 6/18/2009 JEFFERIES & COMPANY, INC. 7/8/2009 RBC CAPITAL MARKETS CORPORATION Drop 7/27/2009 NOMURA SECURITIES INTERNATIONAL, INC. 7/15/2008 COUNTRYWIDE SECURITIES CORPORATION Drop 9/22/2008 LEHMAN BROTHERS INC. 2/11/2009 MERRILL LYNCH GOVERNMENT SECURITIES INC. 10/1/2008 BEAR,STEARNS & CO., INC. 6/26/2009 DRESDNER KLEINWORT SECURITIES LLC Name Change
Add MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED DAIWA CAPITAL MARKETS AMERICA INC. J.P. MORGAN SECURITIES LLC RBC CAPITAL MARKETS, LLC Drop BANC OF AMERICA SECURITIES LLC DAIWA SECURITIES AMERICA INC. J.P. MORGAN SECURITIES INC. RBC CAPITAL MARKETS CORPORATION
Add BANK OF NOVA SCOTIA, NEW YORK AGENCY BMO CAPITAL MARKETS CORP. MF GLOBAL INC. SG AMERICAS SECURITIES, LLC MORGAN STANLEY & CO. LLC
Start Year Primary Dealer 1960 AUBREY G. LANSTON & CO., INC. BANKERS TRUST BARTOW LEEDS & CO. C.F. CHILDS & CO., INC CHEMICAL CONTINENTAL ILL. D.W. RICH & CO., INC DISCOUNT CORPORATION OF NEW YORK DREXEL BURNHAM LAMBERT FIRST CHICAGO IRVING SECURITIES, INC. J.P.MORGAN SECURITIES,INC. MALON S. ANDRUS INC. MERRILL LYNCH GOVERNMENT SEC. INC. SALOMON BROTHERS INC. SECURITIES GROUPS THE FIRST BOSTON CORPORATION WM. E. POLLOCK GOV'T SECURITIES,INC 1961 CITIBANK SECOND DISTRICT SECURITIES CO., INC BLYTH & CO., INC. FIRST INTERSTATE HARRIS TRUST F.I. DUPONT & CO CHASE MANHATTAN GOV'T SECURITIES BANK OF AMERICA NT & SA BECKER NUVEEN GOV'T SEC. INC. PAINE, WEBBER, JACKSON & CURTIS INC. LEHMAN GOV'T SEC. INC. NORTHERN TRUST DLJ SECURITIES CORPORATION FIRST PENNCO SEC. INC. GOLDMAN, SACHS & CO. BLYTH EASTMAN DILLON CAPITAL MARKETS MIDLAND-MONTAGU GOV. SEC.,INC.
Start Date 5/19/1960 5/19/1960 5/19/1960 5/19/1960 5/19/1960 5/19/1960 5/19/1960 5/19/1960 5/19/1960 5/19/1960 5/19/1960 5/19/1960 5/19/1960 5/19/1960 5/19/1960 5/19/1960 5/19/1960 5/19/1960 6/15/1961 6/15/1961 4/16/1962 7/31/1964 7/15/1965 12/12/1968 7/15/1970 11/17/1971 11/17/1971 11/18/1971 6/22/1972 2/22/1973 8/8/1973 3/6/1974 3/7/1974 12/4/1974 12/5/1974 8/13/1975
1972 1973
1974
1975
Primary Dealer
Start Date 10/29/1975 2/26/1976 6/17/1976 9/29/1976 11/25/1976 11/25/1976 11/2/1977 11/2/1977 2/1/1978 2/7/1979 8/22/1979 2/13/1980 11/19/1980 6/10/1981 3/21/1983 6/7/1983 8/31/1983 2/8/1984 7/31/1984 11/3/1986 12/11/1986 12/11/1986 12/11/1986 12/11/1986 12/11/1986 2/4/1987 5/8/1987 5/18/1987 7/1/1987 12/22/1987 12/22/1987 12/22/1987 1/1/1988 6/20/1988 6/24/1988 6/24/1988
WHITE, WELD & CO INC. WEEDEN & CO., INC. CARROLL MCENTEE & MCGINLEY INC. LEHMAN PAINE WEBBER INCORPORATED DEAN WITTER REYNOLDS INC. HUTTON MORGAN STANLEY & CO. INCORPORATED KIDDER, PEABODY & CO., INCORPORATED SMITH BARNEY, HARRIS UPHAM & CO.,INC KLEINWORT BENSON GOV'T SEC., INC. REFCO PARTNERS BEAR,STEARNS & CO., INC. FIRST N/B OF BOSTON SOUTHERN CALIF S&L ASSOC MANUFACTURERS HANOVER N.Y.HANSEATIC CORP. GREENWICH CAPITAL MARKETS, INC. FIRST INTERSTATE CAPITAL MARKETS,INC DAIWA SECURITIES AMERICA INC. L.F.ROTHSCHILD,UNTERBERG,TOWBIN NOMURA SECURITIES INTERNATIONAL,INC SECURITY PACIFIC NATIONAL BANK THOMSON MCKINNON SECURITIES INC. WESTPAC POLLOCK GOV'T SECURITIES INC BROPHY,GESTAL, KNIGHT AND CO., L.P. L.F.ROTHSCHILD & CO., INC. CHASE MANHATTAN CAPITAL MARKETS CORP CRT GOVERNMENT SECURITIES,INC. LLOYDS GOV'T SECURITIES, INC. THE NIKKO SECURITIES CO. INT' SHEARSON LEHMAN SANWA-BGK SECURITIES CO., L.P. DILLON, READ & CO., INC. S.G. WARBURG & CO., INC.
1977
1978 1979
1980
1981 1983
1984
1986
1987
1988
Start Year
Primary Dealer WERTHEIM SCHRODER & CO., INC. MANUFACTURERS HANOVER SECURITIES COR HARRIS GOVERNMENT SECURITIES COUNTY NATWEST GOV. SEC., INC. YAMAICHI INT'L (AMERICA), INC. CONTINENTAL BANK, NATIONAL ASSOC. CHASE SECURITIES, INC CHEMICAL SECURITIES, INC. CITICORP SECURITIES MARKETS, INC. BT SECURITIES CORPORATION BNY SECURITIES, INC. BARCLAYS DE ZOETE WEDD GSI UBS SECURITIES INC. FUJI SECURITIES INC. FIRST CHICAGO CAPITAL MARKETS BARCLAYS DE ZOETE WEDD SECURITIES IN SBC GOVERNMENT SECURITIES, INC. LEHMAN GOVERNMENT SECURITIES INC DEUTSCHE BANK GSI PRUDENTIAL SECURITIES INCORPO CHEMICAL SECURITIES INC EASTBRIDGE CAPITAL INC. HARRIS-NESBITT THOMSON SEC., INC. NATIONSBANK OF NORTH CAROLINA, N.A. CITICORP SECURITIES, INC. SMITH BARNEY SHEARSON INC. ZIONS FIRST NATIONAL BANK HARRIS NESBITT THOMSON SEC. INC. DEUTSCHE BANK SECURITIES CORPORATION NATIONSBANC CAPITAL MARKETS, INC. CS FIRST BOSTON CORPORATION SANWA SECURITIES (USA) CO., L BA SECURITIES, INC. HSBC SECURITIES, INC. SMITH BARNEY INC. SBC CAPITAL MARKETS INC. NESBITT BURNS SECURITIES INC. LEHMAN BROTHERS INC. DEUTSCHE MORGAN GRENFELL/C.J.
Start Date 6/24/1988 8/1/1988 9/1/1988 9/29/1988 9/29/1988 12/15/1988 12/20/1988 4/1/1989 4/14/1989 7/10/1989 8/1/1989 12/7/1989 12/7/1989 12/28/1989 1/2/1990 3/2/1990 3/29/1990 8/1/1990 12/13/1990 2/25/1991 1/1/1992 6/18/1992 12/31/1992 7/6/1993 7/15/1993 8/2/1993 8/11/1993 9/8/1993 10/1/1993 10/1/1993 10/12/1993 1/1/1994 4/18/1994 5/9/1994 6/1/1994 1/3/1995 6/1/1995 8/31/1995 11/1/1995
1989
1990
1991 1992
1993
1994
1995
Start Year Primary Dealer 1996 UBS SECURITIES LLC CIBC WOOD GUNDY SECURITIES CO CHASE SECURITIES, INC SBC WARBURG INC. BZW SECURITIES INC. CREDIT SUISSE FIRST BOSTON CO 1997 PARIBAS CORPORATION DRESDNER KLEINWORT BENSON NOR SBC WARBURG DILLON READ INC. BANCAMERICA ROBERTSON STEPHEN NATIONSBANC MONTGOMERY SECUR, BT ALEX. BROWN INCORPORATED CIBC OPPENHEIMER CORP. BARCLAYS CAPITAL INC. DEUTSCHE BANK SECURITIES INC. WARBURG DILLON READ LLC. BANCAMERICA SECURITIES, INC. SALOMON SMITH BARNEY INC. ABN AMRO INCORPORATED NATIONSBANC MONTGOMERY SECUR, BANC ONE CAPITAL MARKETS, INC CIBC WORLD MARKETS CORP. BANC OF AMERICA SECURITIES LLC HSBC SECURITIES (USA) INC. SG COWEN SECURITIES CORP. BMO NESBITT BURNS CORP. UBS WARBURG LLC. BNP PARIBAS SECURITIES CORP. DEUTSCH BANC ALEX. BROWN INC. DRESDNER KLEINWORT WASSERSTEIN LLC J.P. MORGAN SECURITIES INC. DEUTSCHE BANK SECURITIES INC. MIZUHO SECURITIES USA INC. ABN AMRO BANK, N.V., NY BR CREDIT SUISSE 1ST BOSTON LLC CITIGROUP GLOBAL MARKETS INC. UBS SECURITIES LLC. COUNTRYWIDE SECURITIES CORPORATION
Start Date 3/1/1996 3/27/1996 4/1/1996 6/3/1996 7/1/1996 12/16/1996 5/1/1997 5/8/1997 9/3/1997 10/1/1997 10/1/1997 10/23/1997 12/4/1997 4/1/1998 6/1/1998 6/29/1998 9/1/1998 9/1/1998 9/29/1998 10/1/1998 4/1/1999 5/3/1999 5/17/1999 6/1/1999 7/1/1999 2/15/2000 5/1/2000 9/15/2000 1/12/2001 4/30/2001 5/1/2001 3/30/2002 4/1/2002 12/9/2002 1/17/2003 4/7/2003 6/9/2003 1/15/2004
1998
1999
2000
2001
2002
2003
2004
Primary Dealer
Start Date
2006
CREDIT SUISSE SECURITIES (USA) LLC CANTOR FITZGERALD & CO. DRESDNER KLEINWORT SECURITIES LLC
2007 2008 2009 RBS SECURITIES INC. JEFFERIES & COMPANY, INC. RBC CAPITAL MARKETS CORPORATION NOMURA SECURITIES INTERNATIONAL,INC DAIWA CAPITAL MARKETS AMERICA INC. J.P. MORGAN SECURITIES LLC MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED RBC CAPITAL MARKETS, LLC MF GLOBAL INC. SG AMERICAS SECURITIES, LLC MORGAN STANLEY & CO. LLC BANK OF NOVA SCOTIA, NEW YORK AGENCY BMO CAPITAL MARKETS CORP. 4/1/2009 6/18/2009 7/8/2009 7/27/2009 4/1/2010 9/1/2010 11/1/2010 11/1/2010 2/2/2011 2/2/2011 5/31/2011 10/4/2011 10/4/2011
2010
2011
End Date 4/17/2000 7/7/1989 6/14/1962 6/29/1965 3/31/1989 12/14/1988 12/31/1969 8/10/1993 3/28/1990 1/1/1990 7/31/1989 4/30/2001 11/24/1965 2/11/2009 8/31/1998 6/5/1983 10/11/1993 2/3/1987 4/13/1989 8/27/1980 1/14/1970 10/31/1986 8/31/1988 7/18/1973 6/30/1987 4/15/1994 9/10/1984 8/27/1980 6/27/1973 1/29/1974 5/29/1986 12/31/2000 8/27/1980 Current Dealer 12/31/1979 7/26/1990
End Date 2/24/1991 4/18/1978 5/15/1978 5/6/1994 12/31/1987 12/4/2000 4/30/1998 12/31/1987 5/31/2011 12/30/1994 8/1/1993 12/27/1989 5/7/1987 10/1/2008 11/17/1985 8/5/1983 7/29/1988 7/26/1984 4/1/2009 6/17/1988 4/1/2010 5/15/1987 11/30/2007 1/17/1991 7/7/1989 6/27/1990 6/19/1988 1/17/1989 12/19/1988 7/5/1993 4/28/1989 1/3/1999 7/31/1990 12/31/1993 9/2/1997 7/26/1995
End Date 11/8/1990 12/31/1991 12/30/1992 1/13/1989 12/4/1997 8/30/1991 3/31/1996 12/31/1991 7/14/1993 10/22/1997 8/9/1990 3/1/1990 2/29/1996 3/31/2002 3/31/1999 6/30/1996 1/2/1995 8/30/1995 9/30/1993 12/1/2000 3/31/1996 5/29/1998 9/7/1993 9/30/1993 11/30/1998 5/31/1994 3/31/2002 5/31/1995 10/31/1995 9/30/1997 12/15/1996 7/20/1998 9/30/1997 5/31/1999 8/31/1998 6/2/1996 2/14/2000 9/22/2008 5/29/1998
End Date 6/28/1998 12/3/1997 4/30/2001 9/2/1997 3/31/1998 1/16/2003 9/14/2000 4/29/2001 6/28/1998 8/31/1998 9/30/1998 6/4/1999 5/2/1999 Current Dealer 1/11/2001 4/28/2000 9/30/1998 4/6/2003 12/8/2002 5/16/1999 8/1/2004 2/8/2007 11/1/2010 Current Dealer 10/31/2001 3/31/2002 6/8/2003 Current Dealer 3/29/2002 6/4/2008 9/1/2010 Current Dealer Current Dealer 9/15/2006 1/16/2006 Current Dealer Current Dealer 7/15/2008
End Date
Current Dealer Current Dealer 11/1/2010 Current Dealer Current Dealer Current Dealer Current Dealer Current Dealer 10/31/2011 Current Dealer Current Dealer Current Dealer Current Dealer
1974 1978
1979 1980
1983
1984
1985 1986
1987
1988
1990
1991
1992 1993
1994
1995
1997
1998
1999
2000
2001
2002
2003
CREDIT SUISSE 1ST BOSTON LLC ABN AMRO BANK, N.V., NY BR DRESDNER KLEINWORT WASSERSTEIN SECURITIES LLC CIBC WORLD MARKETS CORP. NOMURA SECURITIES INTERNATIONAL,INC COUNTRYWIDE SECURITIES CORPORATION LEHMAN BROTHERS INC. BEAR,STEARNS & CO., INC. MERRILL LYNCH GOVERNMENT SEC. INC. GREENWICH CAPITAL MARKETS, INC. DRESDNER KLEINWORT SECURITIES LLC DAIWA SECURITIES AMERICA INC. J.P. MORGAN SECURITIES INC. BANC OF AMERICA SECURITIES LLC RBC CAPITAL MARKETS CORPORATION MORGAN STANLEY & CO. INCORPORATED MF GLOBAL INC.
1/16/2006 9/15/2006 9/18/2006 2/8/2007 11/30/2007 7/15/2008 9/22/2008 10/1/2008 2/11/2009 4/1/2009 6/26/2009 4/1/2010 9/1/2010 11/1/2010 11/1/2010 5/31/2011 10/31/2011
2007
2008
2009
2010
2011
BANK OF NOVA SCOTIA, NEW YORK AGENCY BMO CAPITAL MARKETS CORP. BARCLAYS CAPITAL INC. BNP PARIBAS SECURITIES CORP. CANTOR FITZGERALD & CO. CITIGROUP GLOBAL MARKETS INC. CREDIT SUISSE SECURITIES (USA) LLC
Current Dealer Current Dealer Current Dealer Current Dealer Current Dealer Current Dealer Current Dealer