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UNITED STATES BANKRUPTCY COURT FOR THE DISTRICT OF COLORADO In re: ) ) UNITED WESTERN BANCORP, INC. ) ) Debtor. ) ______________________________________ ) ) In re: ) ) MATRIX BANCORP TRADING, INC. ) ) Debtor. ) ______________________________________ ) ) In re: ) ) MATRIX FUNDING CORP. ) ) Debtor. ) ) ) )

Case No. 12-13815 ABC Chapter 11

Case No. 12-13822 ABC Chapter 11

Case No. 12-13824 ABC Chapter 11 Jointly Administered Under Case No. 12-13815 ABC

CERTIFICATE OF SERVICE

The undersigned certifies that on November 6, 2012, I served by prepaid first class mail a true and correct copy of the (i) UNITED WESTERN BANCORPS PLAN OF LIQUIDATION DATED NOVEMBER 6, 2012; and (ii) MATRIX BANCORP TRADING, INC. AND MATRIX FUNDING CORP. JOINT PLAN OF LIQUIDATION DATED NOVEMBER 6, 2012 on all parties listed below and contained on the attached lists. Securities & Exchange Commission Central Regional Office 1801 California Street, Suite 1500 Denver, CO 80202-2648 Securities & Exchange Commission SEC Small Business Ombudsman 450 Fifth Street NW Washington, DC 20549-0304

Case:12-13815-ABC Doc#:194-3 Filed:11/06/12

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Securities & Exchange Commission Bankruptcy Division 175 W. Jackson Blvd., Suite 900 Chicago, IL 60604 Fred Joseph, Securities Commissioner Colorado Division of Securities 1560 Broadway, Suite 900 Denver, CO 80202 Colorado Attorney General 1525 Sherman St. Denver, CO 80203-1714 Colorado Department of Rev. 1375 Sherman St., Rm. 504 Denver, CO 80203-2246 Colorado Department of Rev. Attn: Anton Lunder 1375 Sherman St., Rm. 504 Denver, CO 80203-2246 Division of IRS 1999 Broadway, Suite 1722 Denver, CO 80203-1258 IRS District Counsel 1244 Speer Blvd., Ste. 500 Denver, CO 80204-2583 Internal Revenue Service Centralized Insolvency Operations PO Box 21126 Philadelphia, PA 19114-0326 Department of Treasury IRS c/o Internal Revenue Service 1999 Broadway M/S 5012 DEN Denver, CO 80202-3025 US Attorney Colorado District of Colorado, Civ. Div. 1225 17th St., Ste. 700 Denver, CO 80202-5598

Case:12-13815-ABC Doc#:194-3 Filed:11/06/12

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US Attorney General Dept. of Justice Tax Division PO Box 683, Ben Franklin Station Washington, DC 20044-0683 /s/ Chanda M. Bratton For SENDER WASSERMAN WADSWORTH, P.C

13:08:03 Page4 Label MatrixCase:12-13815-ABC Doc#:194-3 Filed:11/06/12 Entered:11/06/12JPMorgan Chase Bank, N.A. of 10 for local noticing Federal Deposit Insurace Corporation, as Rec 1082-1 c/o Markus Williams Young & Zimmermann c/o Skadden Arps Slate Meagher & Flom Case 12-13815-ABC John F. Young 155 N. Wacker Drive District of Colorado 1700 Lincoln Street, Suite 4000 Chicago, IL 60606-1720 Denver Denver, CO 80203-4540 Tue Nov 6 12:03:19 MST 2012 Matrix Bancorp Trading, Inc. Matrix Funding Corp. Ray Rickard 12301 Grant Street 12301 Grant Street 120 West Park Dr. Suite 110 Suite 110 Suite 200 Denver, CO 80241-3130 Thornton, CO 80241-3130 Grand Junction, CO 81505-1456

Remax 4000, Inc. 120 West Park Dr. Suite 200 Grand Junction, CO 81505-1456

United Western Bancorp, Inc. 12301 Grant Street Suite 110 Thornton, CO 80241-3130

US Bankruptcy Court US Custom House 721 19th St. Denver, CO 80202-2508

Adams County Assessor 4430 S. Adams County Pkwy, 2nd Fl C-2100 Brighton, CO 80604

Adams County Treasurer PO Box 869 Brighton, CO 80601-0869

Bernard C. Darre c/o Matthew Rawlinson Latham & Watkins LLP 140 Scott Drive Menlo Park, CA 94025-1008 Class Claimants c/o Paul G. Urtz 1660 Lincoln Street, #2850 Denver, CO 80264-2800

Bruce Slovin 111 East 61st St. New York, NY 10065-8101

City and County of Denver/Treasury Attn: Karen Katros, Bankruptcy Analyst 201 W. Colfax Ave., Department 1001 Denver, CO 80202-5332

Clover Partners, L.P. c/o Paul G. Urtz 1660 Lincoln Street, #2850 Denver, CO 80264-2800

Colorado Department of Labor PO Box 956 Denver, CO 80201-0956

Colorado Department of Labor and Employment Uemployment Insurance Operations PO BOX 8789 Denver,CO 80201-8789

Colorado Department of Revenue Bankruptcy Unit 1375 Sherman St., Rm 504 Denver CO 80261-0004

Colorado Department of Revenue PO Box 956 Denver, CO 80201-0956

Colorado Dept of Labor and Employment PO Box 46545 Denver, CO 80201-6545

Comptroller Of The Currency Administrator Of National Banks Washington, DC 20219-0001

Dennis Santistevan c/o Matthew Rawlinson Latham & Watkins LLP 140 Scott Drive Menlo Park, CA 94025-1008 Equity Trust Company 2559 Burns Rd. Elyria, OH 44035

Division Of IRS 1999 Broadway, Suite 1722 Denver, CO 80202-3008

Donald G. Zook, Jr. PO Box 1727 Berthoud, CO 80513-1727

FBR Capital Markets & Co. Attn: Tara Holubar 1001 Nineteenth Street North Arlington, VA 22209-1739

Federal Deposit Insurance Corporation Division Of Resolutions & Receiverships 1601 Bryan St. Dallas, TX 75201-3430

Federal Deposit Insurance Corporation, as Receiver of United Wester Bank c/o Alan P. Solow DLA Piper LLP(US) 203 North LaSalle Street, Ste 1900 4 Chicago, IL 60601-1263

Guy A. Gibson c/o Matthew Rawlinson Latham & Watkins LLP 140 Scott Drive Menlo Park, CA 94025-1008

Case:12-13815-ABC Doc#:194-3 Filed:11/06/12 Entered:11/06/12IRS - District Counsel of 10 13:08:03 Page5 Henry C. Duques (p)INTERNAL REVENUE SERVICE 1300 Ben Franklin Dr. CENTRALIZED INSOLVENCY OPERATIONS 1244 Speer Blvd Ste 500 Unit 1206 PO BOX 7346 Denver, CO 80204-3583 Sarasota, FL 34236-2159 PHILADELPHIA PA 19101-7346

IRS District Counsel 1244 Speer, Ste. 500 Denver, CO 80204-3583

Internal Revenue Service P.O. Box 7346 Philadelphia, PA 19101-7346

Internal Revenue Service District SPS 1999 Broadway, MS 5012 DEN Denver, CO 80202-2490

JPMorgan Chase Bank, N.A. Commercial Banking Mail Code: IL1-1415 Chicago, IL 60603-2003

JPMorgan Chase Bank, N.A. c/o George N. Panagakis Skadden,Arps,Slate,Meagher & Flom,LLP 155 N. Wacker Drive, Suite 2700 Chicago, IL 60606-1720 Lester Ravitz c/o Matthew Rawlinson Latham & Watkins LLP 140 Scott Drive Menlo Park, CA 94025-1008 MHC Mutual Conversion Fund, L.P. c/o Paul G. Urtz 1660 Lincoln Street, #2850 Denver, CO 80264-2800

James H. Bullock c/o Matthew Rawlinson Latham & Watkins LLP 140 Scott Drive Menlo Park, CA 94025-1008 Linda A. Selub 6851 S. Gaylord St., #2343 Centennial, CO 80122-1709

Jeffrey Leeds c/o Matthew Rawlinson Latham & Watkins LLP 140 Scott Drive Menlo Park, CA 94025-1008 Lovell Minick Partners, LLC 2141 Rosecrans Ave., Ste. 5750 El Segundo, CA 90245-4747

Marathon Document Solutions 700 17th St., Suite 800 Denver, CO 80202-3526

Matrix Bancorp Capital Trust II 1100 North Market Street Corporate Trust Department Wilmington, DE 19890-1100

Matrix Bancorp Capital Trust VI Global Debt Services 100 Plaza One, 6th Floor Jersey City, NJ 07311-3934

Matrix Bancorp Capital Trust VIII c/o Wells Fargo Bank, N.A. 919 Market Street, Suite 700 Wilmington, DE 19801-3044

Michael McCloskey c/o Matthew Rawlinson Latham @ Watkins LLP 140 Scott Drive Menlo Park, CA 94025-1008 Oak Hill Capital Management, LLC 65E 55th St., 32 Floor New York, NY 10022-3219

Microsoft Corporation and Microsoft Licenesi Joseph E. Shickich, Jr. c/o RIDDELL WILLIAMS P.S. 1001 Fourth Avenue, Suite 4500 Seattle, WA 98154-1192 Oak Hill Capital Partners, III, LP Oak Hill Capital Mgmt. Partners III, LP 201 Main St., #1620 Forth Worth, TX 76102-3105

Microsoft Corporation and Microsoft Licensin c/o Joseph E. Shickich, Jr. RIDDELL WILLIAMS P.S. 1001 Fourth Avenue, Suite 4500 Seattle, WA 98154-1065 Oregon Department of Revenue 955 Center St. Salem, OR 97301-2555

Regional Diversified Funding 2004-1 Ltd Wells Fargo Bank, N.A. 919 Market Street, Suite 700 Wilmington, DE 19801-3044

Robert T. Slezak c/o Matthew Rawlinson Latham & Watkins LLP 140 Scott Drive Menlo Park, CA 94025-1008 Securities & Exchange Commission Denver Regional Office 1801 California St Ste 1500 Denver, CO 80202-2656
5

Sandler ONeill + Partners, L.P. 1251 Avenue of the Americas 6th Floor New York, NY 10020-1128

Scot T. Wetzel c/o Matthew Rawlinson Latham & Watkins LLP 140 Scott Drive Menlo Park, CA 94025-1008

US Attorney - Colorado District Of Colorado, Civ. Div. 1225 17th St Ste 700 Denver, CO 80202-5598

Case:12-13815-ABC Doc#:194-3 Filed:11/06/12 Entered:11/06/12US Trustee 13:08:03 Page6 of 10 US Attorney General US Attorney General Dept of Justice Tax Div. Dept. Of Justice Tax Division 999 18th St. PO Box 683 Ben Franklin Station P O Box 683, Ben Franklin Station Ste. 1551 Washington, DC 20044-0683 Washington, DC 20044-0683 Denver, CO 80202-2415

Vincent E. Rhynes 513 W. 159th St. Gardena, CA 90248-2411

Wells Fargo Bank, N. A. as guarantee trustee c/o Jared S. Roach, Esq. Reed Smith, LLP 225 Fifth Avenue, Suite 1200 Pittsburgh, PA 15222-2716 Wilmington Trust Company, Trustee c/o J. William Boone, Esq. One Atlantic Center 1201 W. Peachtree St. Atlanta, GA 30309-3424 Harvey Sender 1660 Lincoln St. Ste. 2200 Denver, CO 80264-2202

Wendy J. Fisk 3558 E. Davies Ave. Centennial, CO 80122-2027

William Snider c/o Matthew Rawlinson Latham & Watkins LLP 140 Scott Drive Menlo Park, CA 94025-1008 David Warner 1660 Lincoln St. Ste. 2200 Denver, CO 80264-2202

c/o George N. Panagakis Skadden, Arps, Slate, Meagher & Flom LLP 155 N. Wacker Drive, Suite 2700 Chicago, IL 60606-1720

Kevin F. Powers One Mid America Plaza Suite 700 PO Box 3697 Oak Brook, IL 60522-3697

M. Stephen Peters 5310 Ward Road Suite G-07 Arvada, CO 80002-1829

Regina Ries 1660 Lincoln St. Ste. 2200 Denver, CO 80264-2202

The preferred mailing address (p) above has been substituted for the following entity/entities as so specified by said entity/entities in a Notice of Address filed pursuant to 11 U.S.C. 342(f) and Fed.R.Bank.P. 2002 (g)(4).

IRS Department of Treasury Ogden, UT 84201

The following recipients may be/have been bypassed for notice due to an undeliverable (u) or duplicate (d) address.

(u)Clover Partners, L.P.

(u)Directors and Officers

(u)First Citizens Bank and Trust Company

(u)MHC Mutual Conversion Fund, L.P.

(u)Sandler ONeill + Partners

(u)Stage Coach Investments, LLC

Case:12-13815-ABC 13:08:03 Page7 of (u)State Of Colorado Department Of Revenue Doc#:194-3 Filed:11/06/12 Association, as (u)Wells Fargo Bank, National Entered:11/06/12(d)Internal Revenue Service 10 PO Box 7346 Philadelphia, PA 19101-7346

(d)Internal Revenue Service PO Box 7346 Philadelphia, PA 19101-7346

(d)Internal Revenue Service, District SPS 1999 Broadway MS 5012 DEN Denver, CO 80202-2490

(d)US Attorney Colorado District of Colorado Civ. Div. 1225 17th St., Ste. 700 Denver, CO 80202-5598

(u)Angela Dodd U.S. Securities & Exchange Com

(d)Vincent E. Rhynes 513 W. 159th St. Gardena, CA 90248-2411

End of Label Matrix Mailable recipients Bypassed recipients Total

73 14 87

Label MatrixCase:12-13815-ABC Doc#:194-3 Funding Corp. for local noticing Matrix Filed:11/06/12 1082-1 12301 Grant Street Case 12-13824-ABC Suite 110 District of Colorado Thornton, CO 80241-3130 Denver Tue Nov 6 12:04:44 MST 2012 Colorado Department Of Revenue Encana Oil & Gas 1375 Sherman St. 570 17th St., Ste. 1700 Room 504 Denver, CO 80202 Attention Bankruptcy Unit Denver CO 80261-0001 IRS PO Box 7346 Philadelphia PA 19101-7346 Kerr McGee 123 Robert S. Karr Oklahoma City, OK 73102-6406

Entered:11/06/12US Bankruptcy Court 13:08:03 Page8 of 10

US Custom House 721 19th St. Denver, CO 80202-2508

HS Resources, Inc. Kerr McGee Rocky Mountain Corp. KERR MCGEE CENTER MT 2404 Oklahoma City, OK 73102

M. Stephen Peters, Trustee for DeCola C/O Matthew D. Skeen P.O. Box 218 Georgetown, CO 80444-0218

Mariano DeCola 2020 Arapahoe St., LL100 Denver, CO 80205-2553

Mariono DeCola 790 Washington St., Unit 1401 Denver, CO 80203-3753

Michael McCloskey c/o Matthew Rawlinson Latham & Watkins LLP 140 Scott Drive Menlo Park, CA 94025-1008 Nicholson Enterprises, Inc. c/o Joel Laufer, Esq. 5290 DTC Parkway, Suite 150 Engelwood, Colorado 80111-2764

Nicholson Enterprises PO Box 460144 Denver, CO 80246-0144

Nicholson Enterprises, INc. 650 Dexter St. Denver, CO 80220-5038

R. James Nicholson and Stage Coach Invest&#0 c/o Joel Laufer, Esq. 5290 DTC Parkway, Suite 150 Englewood, Colorado 80111-2764

Securities and Exchange Commission Midwest Regional Office 175 W. Jackson Blvd. Ste. 900 Chicago IL 60604-2815 US Trustee 999 18th St. Ste. 1551 Denver, CO 80202-2415

Security & Exchange Commission Central Regional Office 1801 California St. Ste. 1500 Denver CO 80202-2656 United Western Bancorp, Inc. 12301 Grant St., Ste. 110 Thornton, CO 80241-3130

Stagecoach Investments, LLC 5400 S. Syracuse St., Ste. 100 Englewood, CO 80111-2102

Weld County Clerk & Recorder 1402 N 17th Ave Greeley, CO 80631-9563

William Howden 226 Alpine St. Golden, CO 80401-9401

William M. Howdon 2020 Arapahoe St., LL100 Denver, CO 80205-2553

David Warner 1660 Lincoln St. Ste. 2200 Denver, CO 80264-2202

Harvey Sender 1660 Lincoln St. Ste. 2200 Denver, CO 80264-2202

M. Stephen Peters 5310 Ward Road Suite G-07 Arvada, CO 80002-1829

The following recipients may be/have been bypassed for notice due to an undeliverable (u) or duplicate (d) address.
8

(u)NicholsonCase:12-13815-ABC Doc#:194-3 Label Matrix Enterprises, Inc. End of Filed:11/06/12 Mailable recipients 26 Bypassed recipients 1 Total 27

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Case:12-13815-ABC Doc#:194-3 Bancorp Trading, Inc. Label Matrix for local noticing Matrix Filed:11/06/12 1082-1 12301 Grant Street 10 Case 12-13822-ABC Suite 110 District of Colorado Denver, CO 80241-3130 Denver Tue Nov 6 12:04:05 MST 2012 Colorado Department Of Revenue IRS 1375 Sherman St. PO Box 7346 Room 504 Philadelphia PA 19101-7346 Attention Bankruptcy Unit Denver CO 80261-0001
Securities and Exchange Commission Midwest Regional Office 175 W. Jackson Blvd. Ste. 900 Chicago IL 60604-2815 David Warner 1660 Lincoln St. Ste. 2200 Denver, CO 80264-2202 Security & Exchange Commission Central Regional Office 1801 California St. Ste. 1500 Denver CO 80202-2656 Harvey Sender 1660 Lincoln St. Ste. 2200 Denver, CO 80264-2202

Entered:11/06/12 13:08:03Court US Bankruptcy Page10 of

US Custom House 721 19th St. Denver, CO 80202-2508

Michael McCloskey c/o Matthew Rawlinson Latham & Watkins LLP 140 Scott Drive Menlo Park, CA 94025-1008 US Trustee 999 18th St. Ste. 1551 Denver, CO 80202-2415

End of Label Matrix Mailable recipients Bypassed recipients Total

10 0 10

10