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JAN LARUE

MODELS

FOR STYLE ANALYSIS

EDITED BY MARIAN GREEN LARUE

HARMONIE PARK PRESS


Michigan
In memory of
Jan LaRue (1918–2004)
and
For Bathia Churgin,
exemplary scholar and dear friend
CONTENTS

DEDICATION iii
EDITOR’S PREFACE TO THE EXPANDED SECOND EDITION vii
INTRODUCTION 1
MODEL 1 Gregorian Chant
Kyrie IX (Liber Usualis 40) 7
MODEL 2 Latin Motet
Dominator – Ecce – Domino (School of Notre Dame) (c.1225) 10
MODEL 3 Isorhythmic Motet
Guillaume de Machaut, S’il estoit nulz (c.1350) 13
MODEL 4 Madrigal
Giovanni da Florentia, Nel mezzo (c.1350) 19
MODEL 5 Chanson
Gilles Binchois, De plus en plus (c.1440) 22
MODEL 6 Motet
Josquin de Prez, Tu pauperum refugium (after 1505) 25
MODEL 6A Motet [parallel model]
Giovanni Palestrina, Sicut cervus (1581) 32
MODEL 7 Dompe for Keyboard
Anonymous, My Lady Carey’s Dompe (c.1525) 33
MODEL 8 Sonata
Giovanni Gabrieli, Sonata pian’e forte (1597) 37
MODEL 9 Sonata
Arcangelo Corelli, Sonata in E minor, Op. 5, No. 8/I (1700) 42
MODEL 10 Air
G.F. Handel, Ev’ry Valley (Messiah) (1742) 46
MODEL 11 Sonata
F.J. Haydn, Sonata, No. 4, Hob. XVI/G1 (before 1766) 54
MODEL 11A Sonata [parallel model]
F.J. Haydn, Sonata, No. 6, Hob. XVI/10 (before 1766) 60
MODEL 12 Lied
Robert Schumann, Das verlassne Mägdelein, Op. 64, No. 2 (1847) 62
MODEL 12A Lied [parallel model]
Hugo Wolf, Das verlassne Mägdelein (1888) 67
MODEL 13 Prelude
Claude Debussy, Des pas sur la neige (Preludes, Book I/6) (1916) 69
MODEL 13A Prelude [parallel model]
Claude Debussy, Des pas sur la neige (Preludes, Book I/8) (1916) 74
MODEL 14 Piano Variation
Anton von Webern, Piano Variation, Op. 27, No. 2 (1936) 76
MODEL 15 Piece for Solo Flute
Edgard Varèse, Density 21.5 (1936, rev. 1945) 82
EDITOR’S PREFACE TO
THE EXPANDED SECOND EDITION

In 1946 Jan LaRue returned from the War to resume his teaching career at Wellesley College. With little
time for transition to civilian life (a former student remembers his arrival at their first class in army uniform)
he plunged immediately into a heavy teaching schedule. Along with Music History 101 there were specialized
period courses, running the gamut from medieval to contemporary music. He needed to devise an analytic
framework that would help organize his thoughts about the varied music he was discussing. Thus the five-
component structure, SHMRG (Sound, Harmony, Melody, Rhythm, Growth) was born and later became the
basis and essence of Guidelines for Style Analysis.
LaRue spent the years from 1946 to 1970, when the first edition of Guidelines was published (W.W.
Norton & Co.), refining, expanding, redefining terms, and polishing analytic technique. He accomplished
this through classroom work as well as discussions with students, assistants, and colleagues. At the same
time, he was actively publishing articles on various aspects of analyzing musical style. Finally, in 1970,
LaRue was ready to introduce his full approach to the wider musical world.
The second edition (Harmonie Park Press, 1992; fifth printing, 2008) (see pp. xvii ff), clarifies some of
the most complex ideas set forth in the first edition, perhaps most notably his views on rhythmic theory. Also
in this edition LaRue shares with his readers suggestions for clear, articulate, musicological prose writing,
which he had taught in his classes and which his students found immensely valuable. These additions appear
in the latter pages of the edition (see pp. 248 ff).
From the beginning of his work on Guidelines, LaRue had planned a companion volume, Models for Style
Analysis, containing detailed analyses of Western music from all style periods. This volume would serve as
concrete illustration of the theories and methods discussed in Guidelines. At first, he also planned an accom-
panying workbook with questions and problems to be used in the classroom and with a teacher’s manual, the
material drawn from his own classroom notes (see Preface to the first edition, p. xxiii). Unfortunately this
never came to pass, but perhaps someone in the next generation of analysts will produce one.
LaRue had completed the analyses that now comprise Models in Style Analysis in the mid-1970s, but he
postponed publishing the volume, because he could never decide on a final format that suited him. His
primary problem was finding a way to display the music on an opening directly across from the analysis, so
the student could see both simultaneously, without turning pages. LaRue considered many versions, including
ones with tear-out or fold-out pages, all of which found their way to the “circular file.” None was totally
satisfactory, and years passed without completion of Models. Now, the available modern technology has solved
his quandary. Inside the back cover of this expanded second edition, the reader will find Models for Style
Analysis produced on a compact disc. The music and/or text can thus be read and studied on a computer and/
or printed out, to suit the reader’s needs.
Finally, under the generous auspices of Harmonie Park Press, LaRue’s vision for the project is complete:
Guidelines and Models published together for the first time. However, some editorial comments need to be
viii Editor’s Preface to the Expanded Second Edition

recorded here, with regard to the versions of music used for the analysis. Particularly with pieces from the
earlier stylistic periods (Models 1–10), the editions are not the most up-to-date. Many of these were adapted
from Archibald T. Davison and Willi Apel, Historical Anthology of Music I (Harvard University Press, 1949;
reprinted, 1972), the volume used in LaRue’s style analysis course. After much thought and discussion with
several of LaRue’s former students and colleagues, the decision was made to print the music and analyses
unchanged from those left by LaRue. The rationale was the following: these models are not to be considered
definitive analyses of specific pieces, but rather illustrations of LaRue’s analytic approach, based on the music
then at hand. It will be left for others to take his methods and apply them to the latest editions of pieces. This
volume, then, stands as a sort of historical document in the annals of style analysis and valuable in itself for
the uniform approach it provides for studies of individual pieces and repertories from all style periods.
One of the ways LaRue used Models was to study each model in class, then have the student write a
prose summary of conclusions, and further to produce an analysis of a parallel piece, to be compared with the
original model. Several of these parallel pieces have been included in this edition of Models: for Model 6,
a Josquin motet and Model 6a, a Palestrina motet; for Model 11, a Haydn sonata and Model 11a, another
Haydn sonata; for Model 12, a Schumann Lied and Model 12a, a Lied by Wolf on the same text; and for
Model 13, a Debussy Prelude and Model 13a, another Debussy Prelude.
LaRue writes in the Introduction to Models (see compact disc, p. 2) that the pieces need not be used in
chronological order, but rather in some conceptual sequence to fit a particular teacher’s or student’s purposes.
In introductory music history or style analysis courses however, I and other instructors have found that a
chronological sequence is in fact most useful. The student has the chance to become more adept at analytic
technique before attempting to deal with more complex later compositions.

* * *

Over the course of nearly a half-century, LaRue interacted with numerous students and colleagues, all
of whom contributed directly or indirectly to the evolution of Guidelines and Models. He recorded his debt to
those most important to him in the Prefaces to the first and second editions of Guidelines. You will see the
names of some of them mentioned again here. LaRue was fiercely loyal to his musicological friends, and that
loyalty continued to be reciprocated by them throughout his lifetime.
Sandra Rosenblum, the noted scholar of performance practice and the music of Chopin, was one of his
earliest students at Wellesley, and they corresponded on analytic topics over the entire fifty-year period.
Bathia Churgin, professor emerita at Bar Ilan University, well-known for her brilliant work on Sammartini
and Beethoven, met LaRue while she was a Ph.D. candidate at Harvard and he was teaching at Wellesley. The
close relationship that developed then only intensified over the years. Churgin championed the cause of style
analysis with her students, many of whom have become prominent scholars in their own right. In 1980,
Churgin sponsored a graduate seminar at Bar Ilan, taught by LaRue, based on Models for Style Analysis, which
was received with much success. Her frequent conversations with LaRue, in person or by telephone from
Vassar and Israel stimulated, encouraged, and cheered him, even in the difficult days of his last illness. Their
copious correspondence fills a large dossier in his files and would make a fascinating volume in itself. I would
not have been able to complete this edition without her ever-present emotional support, and thus, I dedicate
Models to her.
The late Eugene Wolf, professor at University of Pennsylvania, specialist in Stamitz and eighteenth-
century manuscript studies, was LaRue’s first graduate assistant at New York University and worked closely
with him during the gestation of Guidelines. Their friendship deepened while Wolf and his wife Jean, another
Editor’s Preface to the Expanded Second Edition ix

LaRue student, accompanied him on a year-long research trip to Europe. Once home the relationship continued
full force until Wolf’s untimely death.
Lawrence Bernstein, professor emeritus at University of Pennsylvania, known for his work on the Parisian
chanson and the works of Haydn, was in some of LaRue’s earliest classes at NYU and became one of the most
fervent disciples of LaRue’s style-analytical approach. Bernstein’s impeccable scholarship and sharp editorial
eye were appreciated by LaRue, who consulted with him on Guidelines, Models, and other projects and was
always grateful for Bernstein’s abiding interest and concern.
Floyd Grave, professor at Rutgers University, noted for his studies of Mozart, Haydn, and eighteenth-
century theorists, arrived at NYU as a graduate student in 1966 and became LaRue’s third assistant. As an
instructor at University College of NYU he taught LaRue’s analytic method in all his courses, and his doctoral
dissertation on Mozart piano concertos was an inspired example of style analysis in full action. Grave and his
wife, Margaret Grupp, also a LaRue student, continued conversations, correspondence, and visits with him
that stimulated and sustained him till the end of his life.
David Cannata, professor at Temple University, a noted Rachmaninoff scholar and pianist, came to
NYU from San Francisco in the 1980s to continue his graduate career. He became LaRue’s assistant and
closest student ally from that time forward. Sharing an aberration for bow ties and fine wine, their friendship
deepened and LaRue depended on Cannata’s clear-eyed advice, unswerving enthusiasm, and rapier wit, during
the completion of the Catalogue of 18th-Century Symphonies (Indiana University Press) and ever afterward.
Cannata’s frequent visits during LaRue’s illness were a remarkable tonic and reassuring bond.
Rena Charnin Mueller, professor at New York University, a specialist in the music of Liszt, began the
graduate program at NYU in 1965. At that time and for many years afterward she served as department
assistant and then administrator. She helped LaRue in more ways than one can adequately recount throughout
the writing of Guidelines and Models. Along with her husband, David Cannata, she provided emotional and
practical support throughout LaRue’s life.
The late A. Peter Brown, professor at Indiana University, known for his fine work on the eighteenth-
century symphony and concerto, was never a formal student of LaRue. However, he traveled from his home
in Hawaii to study with LaRue in summers and became one of the staunchest proponents of style analysis. Many
of his suggestions were incorporated both into Guidelines and Models. LaRue cherished their relationship.
Michael Campbell, professor emeritus at Western Illinois University, writer on popular music and jazz
and a brilliant pianist, was also not a formal LaRue student. However during an NEH seminar given by
LaRue at NYU in the late 1970s, they began a collegial relationship and close friendship that continued to
stimulate and inspire LaRue as long as he lived. He often said that Campbell knew more about Guidelines
than he did.

* * *

Now we come to an editor’s dilemma: Lawrence Bernstein, a pre-eminent editor of journals and books
once told me that an editor should stay in the background and not intrude on the work at hand. I remembered
this and tried to follow the precept during my editorship of The Journal of Musicology. Now, however, the
situation is somewhat different. I am editor of this version of Models, as well as one of LaRue’s early students,
his second assistant at NYU (1966), later a colleague, and finally his wife. Therefore, I’ve decided it is not
inappropriate to write a few words from my own perspective. During my first year in the Ph.D. program,
I took LaRue’s Style Analysis course. As it progressed, I was amazed at how powerful a tool it provided for
gaining a truly comprehensive view of individual pieces, oeuvres, composers, and repertories of all historical
x Editor’s Preface to the Expanded Second Edition

periods. Once the style analytic routine became second-nature, I was able to use it not only in class assignments,
but also in preparation for exams, including my Ph.D. comprehensives, in paper- and later, article-writing,
and most important in any success I achieved during my teaching career. It has without a doubt been the
most valuable concept I learned in graduate studies. I am grateful for the opportunity I had to help with and
to witness the creation of Guidelines and Models.
It was Jan’s greatest wish to see Models in print, and I am glad finally that has come to pass, even
if not in the state of near-perfection that marked all his other work. I hope he and you will forgive any of the
imperfection herein and will celebrate the availability of this invaluable tool for the deeper understanding of
all music.

* * *

Copious thanks are due to the several people directly connected with the publication of Models for Style
Analysis. Jenny Beck, an advanced graduate student in composition at Rutgers University has transformed
a sometimes nearly illegible manuscript into clear final copy. Her expert preparation of the music examples
and difficult diagrams has been stellar, and I am grateful for her willingness to help with this project.
Dr. Susan Parisi, series editor at Harmonie Park Press, has with a firm but gentle hand shepherded me
through the publication process. I am unendingly appreciative of her expertise and of her friendship.
I express my thanks also to Colleen McRorie, who skillfully set the volume in type and from whose
careful attention to detail the volume benefited significantly.
Last, I should like to bestow a medal of honor on Elaine Gorzelski, president of Harmonie Park Press,
who has enthusiastically supported Models as she did the second edition of Guidelines. Without her confi-
dence in the project and her generous encouragement, publication would not have been possible. She has my
heartfelt gratitude.
MARIAN GREEN LARUE
Lawrenceville, New Jersey
September, 2010
INTRODUCTION

Many of us believe that of all the fine arts, music most powerfully affects the human spirit. Less immediate
than visual appeals, less definable than poetry and literature, more open to individual response than film,
music seems to move in complexly related channels that closely parallel the processes of human psychology
and physiology. As we listen to a piece of music, we sense an indefinable similarity to bodily rhythms in the
sequencing and timing of the musical experience. We feel a kinship to the motions of heart, breathing,
gesture, and even the interplay between ideas. Music mirrors the fundamental actions of starting, acceleration,
deceleration, and stopping. Most strikingly, the interrelationships we experience in listening to music
mysteriously parallel many emotional currents encountered in the general flow of life. The primal appeal of
music lies in these unspecifiable connections to the stream of human consciousness.
In exploring the mysteries of music one quickly senses the limits of rational analysis to explain the
tides of emotion. Nevertheless, knowledge underlies much of our emotional response and augments our
pleasure in perceiving the definable aspects of musical experience. In learning to play an instrument we
deepen our appreciation of great performers; sitting in a chamber group we become more sensitized to the
miraculous coordinations of symphony orchestras. All such experiences help to expand the musical ear, but
the advance of our aural sophistication needs an organizing principle. Though musical theory includes
many types of analysis, a single principle must serve as our constant point of reference: music is a complexly
interrelated whole, not a series of separate subjects, such as harmony or orchestration. While every type of
analysis makes its special contribution, these aspects must be related to the whole web of musical experience.
Only in this way can we achieve a genuinely comprehensive analysis.
Folk wisdom tells us that theory is easier than practice, and anyone who has tried both will certainly
agree. In theorizing, the writer need only attempt to control and organize his own imagination—admittedly
not always an easy task. In practice, however, he must deal with two other imaginations, those of the
composer and the performer/reader/listener—the ultimate consumer. The time lapse between this book
and its predecessor, Guidelines for Style Analysis (W.W. Norton, 1970; second edition, Harmonie Park Press,
1992) bears witness to the time-consuming difficulties encountered in attempts to explain the composer to
the consumer in terms that are both comprehensive and comprehendible, i.e. wide-ranging in applicability
but sufficiently simple in basic principles so that many levels of experience can be served. Toward this goal,
most of the Models have passed through numerous cycles of classroom testing, rethinking, and rewriting,
and then further testing.
The Guidelines enabled many musicians to discover unsuspected depths and complexities in their own
perceptions of a piece of music, sometimes an almost embarrassing wealth of observations. These rewarding
discoveries, however, quickly uncovered a complementary need to organize musical perceptions in a logical
order, both for fuller understanding and for communication to other musicians and music-lovers. In devis-
ing a fruitful approach to this age-old analysis/synthesis problem, the Models follow a strategy of immediate
2 Models for Style Analysis

grouping of SHMRG1 perceptions, channeling related phenomena already in the observational phase to relevant
categories, the “quadrant” framework described below. In this way related points fall naturally together,
conveniently ready for the determination of central characteristics that will be emphasized in the conclusions.
It cannot be overemphasized that the Guidelines and the Models do not present any rigid methods
whatever but rather, an open-ended framework intended to help any persons interested in music to extend
and deepen their musical experience. The idea that analysis can damage the subjective experience has not
been verified by any research known to the writer, nor in any aspect of his own work or that of any pupil or
associate who has taken the trouble to do careful and extended work in analysis. It should be noted that
persons who make negative statements about analysis have often so carefully avoided contamination that
they have no knowledge or experience of analysis on which to base their statements. A person with true
reverence for music will not fear damage from greater understanding, nor will he feel satisfied to stop with
purely instinctive reactions.2 To the contrary, the fuller analytic understanding of the works of music, great
or small, can raise the level of their emotional impact to almost painfully exquisite heights.
No approach to analysis, of course, can yet reach into the secret recesses of subjective responses. Though
the Models, therefore, make no attempt to reflect these responses, every outline of conclusions includes at
the end a heading, “00. Special Personal Impression,” in recognition of the vitality and ultimate authority
of our subjective responses beyond all the avenues of rational exploration.
The wide applicability of the categorical framework recommended in the Guidelines has repeatedly
been demonstrated in the experience of music majors who go on to graduate work in fields other than
music. Here they find that translations or adaptations of SHMRG and even of Shape and Movement can
provide startlingly good results in fields as diverse as art history and law. In art one must remember that
Shape is actual while Movement is imaginary, the reverse of music; but dimensions, color, dynamics, line,
and even rhythm translate easily into art-critical concepts. In law the idea of a controlling large-dimensional
concept, to which a series of evidential facets contribute, seems completely usual to any disciple of SHMRG.
The present Models for Style Analysis are intended as a complement to the Guidelines for Style Analysis.
Branching out from Chapter 9 of the earlier book (“Style Analysis in Full Action”), each project here includes
a group of analytic procedures—timelines, observation charts, and prose outlines for commentary—carried
out with respect to one example so as to furnish a direct working model for completing assignments on a
parallel piece or problem. These guided exercises provide constant direct involvement with actual music,
illustrating the general principles laid down in the Guidelines more fully by means of a broad chronological
spread in the selection of examples.
Though arranged for convenience in chronological order, the fifteen Models (all complete pieces or
movements) can be used as the basis for a semester course or for reference with regard to a particular period.
They are not necessarily intended to be approached in historical order, but rather in some conceptual sequence

1
SHMRG (pronounced “Shmerg”) is the mnemonic used in the Guidelines to refer to the elements of music: Sound Harmony
Melody Rhythm and Growth. The order of SHMRG emerged from many actual listening experiments as an approach most
likely to generate useful observations and help us remember the piece as a total context for these observations. An alternation
between complexity and simplicity seems to facilitate this process. Sound is easiest to notice and remember; specifics of Harmony,
however, require intense concentration and tenacious ear memory; Melody is easier, a relief before we attempt to untangle the
layers of Rhythm, the eternal ambiguity between regularity of meter and competing irregularities from other perspectives. Finally,
Growth Processes clearly come last because they survey the total musical progress, including interactions among other perspectives.
2
Even the concept of instinctive reactions may be challenged on the ground that all music is a learned response. As an obvious
example one may cite the differences between occidental and oriental scale patterns, which cannot be explained as instinctive.
Introduction 3

that fits the particular instructor’s or student’s needs. At New York University I changed the order every
year to attempt to avoid falling into stereotypes. For example, one year the order was as follows:

1. Introduction to style-analytic thinking: Haydn, Kyrie, Varèse.


2. Representative periods: Josquin, Binchois, Corelli, Handel, Schumann, Debussy, Webern.
3. Supplementary models: Latin motet, Florentia, Machaut, English Dompe, Gabrieli.

The Quadrant Framework and the New Cue Sheet


The most significant additional thinking that has emerged during the course of building the Models is the
Quadrant Framework, a distinctive and helpful simplification.
By using the original cue sheet (Guidelines, endpapers), one can generate a large number of observations
about almost any piece. This causes some complications when we move to the phase of making conclusions
and committing these to prose. Since the cue sheet is arranged simply by S-H-M-R-G, the observations
will naturally follow this order of elements. Yet often this sequence does not represent the most appropriate
emphasis for a particular piece, and the process makes no clear distinction between large and small dimensions,
one of the essential insights of style analysis. Furthermore, the repeated use of any single framework for a
series of musical commentaries soon produces an unattractively rigid effect. Finally—and possibly most
important—a cue sheet should somehow suggest not only the separation of ideas characteristic of analysis,
but also the synthesis required to draw helpful conclusions. What we need, therefore, is a plan of sufficient
generality to subsume a great variety of interior details without losing track of the main headings, Shape
and Movement, which are necessary for any direct and orderly comparison between pieces. This broad
scheme also permits flexible arrangements and emphases of analytic interpretation to reflect changes in the
music itself. Luckily, too, if we follow the musical flexibilities, we usually can avoid rigidity of prose. These
somewhat complicated requirements can be satisfied by a quadrant format (nos. 1 to 4 below), which brings
related dimensional observations together in logical groupings that prepare directly for conclusions—and
from the start in an outline form useful in organizing the final prose comment:

LARGE DIMENSIONS
Shape Movement
1. Main divisions and materials. 2. General sources of change and intensification.

SMALL–TO–MIDDLE DIMENSIONS
3. Smaller punctuations; relationships of 4. Details of intensification.
continuation.

The new Cue Sheet takes the above quadrant format as its basic framework and re-arranges the details
of the original cue sheet accordingly. The observations from the New Cue Sheet clearly should be maintained
in quadrant formation: the Observation Sheet should be a direct reflection of this format; but since many
short cues lead to more extended observations, it will often be more practical to reserve one observation
sheet for large-dimension characteristics and a second sheet for small-to-middle dimensions.
4 Models for Style Analysis

It has been found useful to group at the top of the Cue Sheet (and hence on the Observation Sheet)
various kinds of information (“General”) that do not necessarily concern Shape or Movement, but which
nevertheless may be needed for purposes of identification, statistics, and other bibliographical matters. These
include title, library location, manuscript description or imprint data, key, meter, instrumentation, vocal
components, author of the text, poetic form, and the like.

New Cue Sheet


Composer (dates): Title of Piece (Source)

GENERAL: Genre (conventional form), medium, idiom, key, mode, range; general text comments.
Points not easily included under Shape/Movement, i.e. pre-determined basis of growth, such as ostinato,
school fugue, isorhythm; or indeterminate (chance, improvisation).

LARGE DIMENSIONS
Shape (punctuation and material) Movement (motion and direction)
Textural plan: range, tessitura, textural types S Textural changes; extremes; directions.
(mono/poly/homophonic). Contrapuntal textures and devices.
Finals, tone centers, keys; migratory/ H Tonal relationships—tension, relaxation.
modulatory plans.
Levels of activity in modulation, dissonance
frequency.
Main thematic structure (see G). M Array of peaks and underpoints.
Rhythmic vocabulary; meter changes; propor- R Rhythm of modulation (key Rhythm); activity
tions of parts; pervading rhythmic ideas. levels; characteristic figures.
Growth options (continuations): response, G Coordination (concinnity) of elements;
recurrence, change/Contrast. intensification/detensification.
NB: thematic material

MIDDLE – SMALL DIMENSIONS


Typical or thematic textures, timbres, S Activity from: indicated/implied dynamics;
dynamics; timbre, texture, dynamics for imitative entries; timbre concentration; change
punctuation and sectional contrast. in textural basis.
Vocabulary: chords, dissonance, ficta; interior H Tension/stability relations; modulation speed,
keys, finals, cadence types. dissonance level, chord rhythm, direction.
Vocabulary: steps, skips, leaps, Melodic types; M Interval tension, progression, direction. Line
contour and excursion. development—all parts. Peak and underpoint
locations.
Introduction 5

Vocabulary: phrase modules, patterns, R Surface-rhythmic activity and direction,


punctuation; thematic rhythms. stretto; phrase rhythms. Contour Rhythm.
Concinnities: section, sentence, phrase, motive G Relative densities of activity; concinnities of
designs. intensification.
TEXT DETAILS: Coordination of affect; word setting; meter and rhythm; punctuation; climax.

The Outline of Conclusions


Over a period of years it has become clear that the most difficult aspect of style analysis is not observation,
but rather the drawing of well-arranged conclusions from the Observations Sheet. To assist the reader in
developing this skill, the Models also include a page headed “w,” to show the final stage of preparation for
a prose essay on the piece being studied. To minimize this organizational task, the quadrant format should
be retained, with the addition of “General” remarks above, as follows:

0. General
I. Large Shape
II. Large Movement
III. Small Shape
IV. Small Movement
00. Brief final summary, general impression, or particular feature.

The final rubric above (“00”) has been added to the quadrant as an effective way of bringing the essay
to a close. Often the selection of a particular passage for special comment will form a natural thematic
thread for the final paragraph.
The problem of arranging observations in order of importance within each quadrant can be made
somewhat easier by marking “A” opposite the most important points, “B” opposite the next most important,
and “C” opposite details of lesser significance. In this way the final outline for conclusions in each quadrant
(which will not necessarily be in SHMRG order, and may not even include all elements in all quadrants) will
be comparatively easy to construct.
MODEL 1 – Gregorian Chant 7

MODEL 1
___________

Kyrie IX (Liber Usualis 40)


IX. – In Festis B. Mariae Virginis. I. Gregorian Chant
8 Models for Style Analysis

Observations
GENERAL: Gregorian chant for male choir on a Greek-derived Latin text. Mode 2 (Hypodorian) in its
range (note low A in phrase 2) though numbered “1” in the Liber usualis, i.e. Dorian.

LARGE
Shape Movement
Three parts broadly determined by triple S Low and high tessituras parrallel text divisions with
acclamations within the Kyrie-Christe-Kyrie text a cumulative rise: Low, Low, Low / High, Low,
and confirmed by higher tessitura in Christe. High / High, Low; High-high-low. See diagram.
Recurrent pattern of finals: DDD/ADA/AD; H Tension: more A than D finals in third sent.
A-A-D.
New material opens each sentence. M Mainly neumatic setting; peak D1 in third sent.
Dotted notes (double length) mark ends of R Sudden shortness of Christe phrase gives feeling
sentences and phrases. of broad change and activity; change between
phrases also greater in Christe: 22–17–22 /
12–21–12 / 20–21–18,17,20.
Unification by recurrent eleison cadences (1K G Subtle crescendo of interest toward third sen-
SK on timeline); progressively interlocking tence produced by rising tessitura, peak D1
effect of 1K returning in Christe 2, then 2K (emphasized by repetition in Kyrie 6), then
reappearing in the final Kyrie sentence; similar smoothly winding down by means of prolonged
results from successive derivations: 1P-2S-4P. melismatic treatment of the final “e.”
NOTE: Owing to the small size of the piece, the material within the parts is already of
small dimensions. Middle dimensions, therefore, do not apply here.

SMALL

Each sentence makes a contrasting start at a S Progression of interest at beginning from solo-
higher level than the preceding eleison, then re- ist to chorus at asterisk: implied dynamics from
cedes in the second phrase to a lower tessitura. this expansion and also from rise and fall of line.
[Speculation: does this relate to a general
tendency in plainsong to rise quickly and ener-
getically, fall back more slowly and gradually?]
Each phrase moves in a different tessitura than M Controlled impression from largely stepwise
the contiguous phrases, and many finals confirm motion, surrounding the relatively few skips and
these changes; falling lines signal most phrase leaps with opposing seconds, ornamenting more
cadences; reciprocal arrangement of rising G-A contours with neighbor seconds or thirds (e.g.,
cadences (Christe 1 and 2) compared to falling C-E-C); middle phrases of Kyrie 2 and Christe 2
E-D cadences (Kyrie 4 and 5); skips or leaps contribute some action by moving from A to D
confirm punctuations, occurring more often between incipit and final note. General balanced
between a cadence and the following phrase tendencies: active, often rising beginnings lead
than within a phrase. to smoother more gradually falling continuations;
MODEL 1 – Gregorian Chant 9
melismatic beginnings tend to continue with
syllabic eleisons; Kyries that begin syllabically
may end neumatically or even melismatically.
Even flow of short, approximately equal notes, R
prolonged by agogic accents (episema) or by dots
at phrase ends (occasionally also in midphrase).
Small punctuations are similar in weight to G
those in large dimensions = uniform effect
throughout. Piece continues by contrast and
recurrence rather than repetition or variation
(except for internal repet., final Kyrie).

Outline of Conclusions
[Large Shape] 0. General (see observation sheet)
1.
(a) Three main parts, text-determined (Kyrie-Christe-Kyrie), basic contrast/
recurrence pattern.
(b) Confirmation by longer cadence notes; D-A-D pattern of finals; higher Christe
tessitura and shorter opening Christe phrase.
(c) Unification by successive derivations (1P 2S 4P); recurrent eleison cadences (1K,
2K); interlocking (1K returns in Christe, 2K in final Kyrie).
[Large Movement] 2.
(a) Crescendo of interest toward third sentence from rise in tessitura toward peak D1.
(b) Final climactic emphasis from high activity in third sentence (peak stressed by
insistent repetition of 3P) followed by gradual settling on final syllable.
[Small Movement] 3.
(a) Individualization of phrases by contrasting lengths (22–17–22 / 12–21–12 /
20–21–18,17,20); alternating tessituras (see diagram); different finals; skip to
beginning of new phrases.
(b) Reciprocal cadence feeling: rising Christe (G-A), falling Kyrie (E-D).
[Small Movement] 4.
(a) Quick rise, slow fall pattern of many subphrases, confirmed by skip and step
distribution, leap/step balance.
(b) Controlled effect: mainly stepwise motion, frequent neighbor note ornamenta-
tion; consistent eighth-note surface rhythm maintains free flow by variety of
neume lengths and contour rhythms.
SPECIAL FEATURE: Understated sense of power from reserved mood, modality (lack
of tension), balanced melodic activity, and consistent, steady rhythmic flow.
10 Models for Style Analysis

MODEL 2
___________

Latin Motet
Dominator – Ecce – Domino (Motet) School of Notre Dame (c.1225)
MODEL 2 – Latin Motet 11

Observations
GENERAL: 13th-century Latin motet based on a plainsong tenor melisma (“Domino”—see HAM 28a)
which has been cut into 5-note segments to fit the basic patterning (ordo: h q) of the first rhythmic mode
(trochaic). Two upper parts with riming Latin texts have been added, also in first mode, but with more
flexible patterns. The texts are unified in praising God and the Virgin Mary, both ending with the tenor
word, “Domino.”

LARGE
Shape Movement
Tenor A2-A1; duplum D1-D 1; triplum C1-E1. S Hint of upper-4th imitation (24–25): identical
motive on “termino.” Traces of parallel organum
(Range included in Large/S because of its rigid, (2, 11) but much opposite motion and voice
stabilizing effect.) crossing of upper parts. Tessitural development
in one voice may be neutralized by reciprocal
action in one of other parts = curious sameness
of total effect.
Firm D tone-center. H
Basic line highly ornamented by overrun and M Unfolding of tenor up to A1 and down to A2.
turn-back figure. Triplum balances contour between phrases (cf.
Triplum phrase peaks: Bb, C, D/E; D, E. 1–4 down vs. 5–7 up), longer phrases balance
internally. Recurrent peak E1+ octave descent
to D1 (cf. 9–14 vs. 24–31). Duplum is less
directional.
Tenor = 1st R mode (trochaic: 2nd ordo = two R Faster notes (mode fractions) in cadence.
units + cadence: h q h q h g). Many variants in
upper parts, most in duplum; most complex: Fewer rests in 2nd part.
q q q q q. Highly consistent activity:
!
95 impacts in 1–15, 98 in 16–31 = sameness.
Melisma (color) repeats at 16, omits 2 plainsong G
notes at cadence (14).
Limping continuity: sudden textural gaps,
phrase ends never coincide fully.

SMALL
Textural span of 5th commonest, 8ve next. S
Consonance reckoned from tenor. Downbeat H Occasional sharp offbeat diss. (3, 6, 7, 10)
mainly perfect consonances (1, 5, 8), occasional increase in 2nd part (18, 20, 23–25, 27–30).
3rds (3, 9, 13, 28), 4th (9); appoggs. (15, 18,
29, 30).
12 Models for Style Analysis
S M Mainly stepwise, most skips between phrases
or involving consonant notes (exc. 26). Some
4th-fills (triplum 8, 12).

Outline for Prose Summary


0. Introduction (General Observations, plus range from Large/S and consonance from Small/H).
I.
(a) Tenor-controlled, three-level motet.
1. Tenor melisma (“Domino”) presented twice in 5-note trochaic segments (2d ordo) omitting 5
lesser cadential notes of the original plainsong (14).
2. Unclear punctuation because duplum and triplum phrases overlap tenor and each other.
3. Consistent, unvarying (somewhat dull) effect (despite II. below) because of steady flow of impacts
(95/98 in the two parts), repetitive tenor patterns, nearly identical range of upper voices, oscillation
around D tone-center, neighbor embellishments.
II.
(a) Fine directional movement of individual voices.
1. Melodic balance particularly skillful (plainsong background?): tenor expands gradually from D
to upper and lower A; duplum and triplum balance contours between short phrases, within
larger phrases; balanced recurrence of peak phrase and descent of triplum (cf. 9–14 vs. 24–31).
Triplum phrase peaks: Bb, C, D/E; D, E.
2. General activity increase in 2nd part: fewer rests, longer phrases (triplum 4 3 7 8 9 duplum 4 4
4 4 4 5 6), more offbeat dissonance.
(b) Lack of coordination between parts masks interest of individual lines.
1. Reciprocal movement of duplum and triplum within same range tends to neutralize both lines.
2. Dissonance not effectively related to phrasing—seems random.
3. Phrase overlap vs. sudden textural gaps (4, 11) = overcontinuity vs. undercontinuity.
III. Vestiges of parallelism (2, 11) vs. hints of imitation (24–25) and independent motion.
IV.
(a) Individual phrases of upper parts show some cadential drive (mode fractions).
(b) Considerable variety gives general, unorganized sense of motion.
(c) Strong stabilization of 1st beat by perfect consonances and limited textural choices—mainly 5th
and 8ve; this treatment emphasizes the bar unit unduly.
00. Summing-up: special personal impression.
MODEL 3 – Isorhythmic Motet 13

MODEL 3
___________

Guillaume de Machaut
S’il estoit nulz – S’amours – Et gaudebit Isorhymthic Motet

continued on next page


14 Models for Style Analysis

MODEL 3 — continued
___________
MODEL 3 – Isorhythmic Motet 15

MODEL 3 — continued
___________
16 Models for Style Analysis

Observations
GENERAL: French isorhythmic motet, three parts (vocal superius C1-D2 and duplum B1-C2; instrumental
tenor G1-D1), based on mixolydian mode plainsong. Superius text = 10-syllable couplets separated by a
third line (eleven or twelve syllables) and recurring rime: 112 332 332 / 552 552 662. Duplum text = two
riming 7-syllable lines in a nearly symmetrical arrangement: 12 1221/*1221 121 (*repetition of the color at
the center of the piece splits this line).

LARGE
Shape Movement
Isostructure: two parts, each 3 phrs; color G Overlaps = continuity: sup phr precedes, dup
(M line of tenor) rpts at midpt (49), tenor R follows talea puncts.
pattern (talea) rpts (16, 31), then after only one
unit of a 3rd repeat, changes at midpt to a Peak, long note, wide spread coincide (37).
variant (t1), with rpts.
15-bar cycles in upper pts with exact pattern
recurrence at ends.
“Fleck” unification: irreg recurrent small M & R
figs.
H Tenor color circles A-C area more than mode
final (G at midpoint and end).
2+1 texture emph by tenor long notes and S Protoimitation: R 3–4, 21–22; M+R 10–11.
lower range, broader meter (3/2 vs 6/8).
R rime at phrase ends (offbeat figs). R Dead spot (41–43) when rests of isostructure
coincide.

MIDDLE – SMALL
Puncts thin momentarily to 1 vc (sup/ten. in S Each talea phr expands and contracts texture.
15/16, 30/31, 45/46).
Stepwise tenor and isor pts limit vertical choices. H Consistent flow from small diss: PT (some
accented, neighbor notes; Apps more rare
(26 dup) Parallel 5ths rare (35–37); 4ths.
Linear diss (9).
Consistent M texture from recurrent repet small M Conserv tenor possibly infls stepwise upper
figs (CBCA esp Machaut char.). lines: few skips as lg as 4ths/5ths. Many NN
progressions; rptd notes t beg and end of phrs.
Skillful rise-fall balances (dup 34–42).
Common R phrase profile: slow-faster-long R Rich vocab, w. to q; contiguous bars rarely rpt
(q. q e\ q e q e\ h). Long notes, rests, rhythmic rhythms, great variety.
tags signal phr puncts.
MODEL 3 – Isorhythmic Motet 17
Antecedent/conseq effects: sup 19–22, 23–26, G
34–37, 38–41.

Timeline

(mixo.)

Superius Text: Rimes Pattern Duplum Text: Rimes Pattern


Line rime Line rime
1... deust 1... joir
[Pt. I] 2 retraire 112 332 442 2... faisoit 12 1221
3 enamourer
4 rejoir
5 prison
[Pt. II] 6 eusse 552 662 772 1221 121
7 respité

S = Superius
M = Motetus
T/C = Tenor talea/color

Outline of Conclusions
0. General (see Observations)
I.
(a) Complex rhythmic/melodic organization of tenor; line derives from plainsong Et gaudebit; basic
central punctuation between repetitions of the color (plainsong quote), each of which includes three
statements of the talea (R pattern):
(b) Confirmation of 3+3 phrase structure
1. Duplum and triplum carry out 3+3 R patterns marked by exactly recurring long rests and
striking offbeat figures in triplum.
18 Models for Style Analysis
2. Texture thins momentarily to one voice (triplum) before each repeat of talea (15, 30), expands
within talea.
3. Three-line text stanzas match triplum phrases; symmetrical “-oit/-ir” rime schemes match some
duplum phrases, overlap others.
(c) “Fleck” unification: random homogeneity from irregular recurrences of small R & M figs

(a) Coordinated climax (37): peak, longer note, wider textural expanse.
(b) Tenor circling around A and C more imp than G final.
(c) Continuity from overlap of puncts (triplum 16–17), but curious dead spots in mid-talea (12, 27, 41–
43) leave activity gaps.

(a) Effective phrase organization from R profiles (slow – faster – long note – rest).
(b) Protostructures: antecedent/consequent in triplum (19–20 vs. 23–26; 34–37 vs 38–41); R imitation
3–4, 21–22; M+R imitation 10–11.

(a) Short bursts of motion in recurrent, stepwise M figs (characteristic: CBCA, CDBC); wide variety of
durations in successive bars, often directional.
(b) H continuity less developed—vertical structures inconsistent. Parallel 5ths rare (35–37); linear diss
(9); consonance rules treated rather freely.
MODEL 4 – Madrigal 19

MODEL 4
___________

Giovanni da Florentia (fl. c.1350)


Nel mezzo Madrigal
20 Models for Style Analysis

Observations
GENERAL: Italian 11-line madrigal. 2 vcs, tenor (G1-A1) and bass (C1-D1). No overlap or crossing.

Verse Ritornello
N,Fixed A a a B b
End words bianco penna spenna bellezza colore amore guardando parte arte canto manto
Line rime Lr 1 2 2 Lr 3 4 4 Lr 5 6 6 Lr 7 7
Music Pa b c Pa1 b1 c1 Pa2 b2 c2 Sa a1
Bar 13 28 13 28 13 28 43 43
Harmonic
A A AD A A AD A A AD DA DA
Center

LARGE
Shape Movement
Text and music puncts conflict. S Begins of last 3 phrs = peak and greatest spread.
Centers: Verse-D; Ritornello-A. H Continuous contrast and mixture of parallel and
opposite motion.
Alternation of neumatic/syllabic vs. melismatic. M Melismas predominate at line-ends.
4/4 Verse; 3/2 Ritornello R Alternation produces running/coasting effect.
Bass line = repeated elaboration of A1-D1-A1 Ritornello = climax: bass rises, repeated peaks
framework. in T.

MIDDLE – SMALL
Tess. expands/contracts in phrs 1, 2; 3–5 begin S
wide open, contract toward cad.
Occasional hints of part-exch. in bass = links H Bass motion prepares melisma: sense of rapid
between phrs (52, 26–28). Chord R (7–8; 20–21).
Cads. consistent: 3–1, 6–8. Diss. rather free
betw. perfect consonances. Odd parallels (35–
36); at most phrase starts, one vc holds from
cad. = smooth.
Fleck unification (e.g. recurring EFED figure) M Mainly steps, fewer thirds; 5, 6, 8, betw. phrs;
may be general cliché of whole repertory. only 3 skips in Bass. Strongly directional Ten.
Approx. Seqs. [23, 36–37, 39–40]. line, constant NN orn./elab., “churning” (36–
40), retreading [2–6].
Patterning and seqs. [23, 39–40]. R Variety and direction, quite exact in Bass (13–
21); Pulsation from altern. of active/stable bars.
R seqs. and freer patterning: (23, 39–40).
MODEL 4 – Madrigal 21
G Variation techs on several levels: motivic chains,
R variants, seqs, activity crescendos, cycling betw.
tone centers (A-D-A).

Outline of Conclusions
0. General: include whole of multi-level timeline.
I.
(a) Early madrigal form (Aaa Bb) shaped by
1. Repetitions of two segments of music (A, B) with new lines of text.
2. Harmonic outline: A-D verse movement balanced by D-A in ritornello.
3. Duple meter in verse (4/4), triple in ritornello (3/2).
4. Variety from large-scale tessitural plan: phrases 1–3 expand, then contract; phrases 4–5 begin in
wide position, then contract toward cadence.
II.
(a) Directionality: increasing expressivity from progressively longer and more complex phrase-
end melismas (most active: 34–42 = end of verse); extremes of texture: bass range extended up to
D1 (51).
(b) Strong motion from alternation of active syllabic/neumatic areas with melismas = pumping/coasting
effect.
III.
(a) Consistent phrase shape w/effective activity profile: held note(s), short melisma, syllabic area, longer
melisma. Phr differentiation by expansion/contraction of tess.;
(b) Long text lines carry through several music phrases, producing some conflicts of punctuation (25).
(c) M & R patterning: free and exact sequencing (23, 36/37, 39/40, 53/54).
(d) Fleck unification, esp recurrent double NN (EFED), cadence R (3/4, 5/6).
(e) Hints of part exchange (28-filler), bass 52 vs tenor 53½ .
IV.
(a) Quasi-ostinato bass: elaboration of A1-D1-A1 framework in verse section, D1-B1-D1-D1-A1
(b) Highly elaborated, “churning” stepwise line (34f).
22 Models for Style Analysis

MODEL 5
___________

Binchois
De plus en plus Chanson (c.1440)

text
music
MODEL 5 – Chanson 23

Observations
BACKGROUND Rondeau text, fixed form AB aA ab AB (AB = 998-89 syllable-line scheme, two rimes
(-elle, -ir). 3 voices, superius G1-C1, tenor and contra both C1-E1. 6/4 with some 3/2
(see Large R).

LARGE
Shape Movement
5 phrases, 3+2, central cadence punct. heavier, S Greatest textural spread in first phrase.
no break between phrs 4 and 5, melismas
middle and end; mirror symmetric tendency in Curious octave leap to melismas in final phrs
syllables, contour types (M).* (two-level effect, b.11 and 16).
Oscillation between C and D centers. H
Superius /wide range gives strong phr contrast. M Superius most active, T and CT approx. equal.
Early peak too sudden, variety of later peaks R
(AAGBb) insuff. to balance. 6/4; 3/2 in ten. 3,
6, all vcs 10–15.
G
Fleck unification by small recurrent motives such as fourth fillers (CT sounds like diminuted imitation of S in
5/6, 10/11) and desc. triad (CT 1&5; T&CT 16). These flecks may all be coincidental results of recurrent
motivic vocab. of 15th century.

MIDDLE – SMALL
CT octave leap to cadence provides room to S Textural action, not necessarily directional. Part-
maneuver back down. crossing may obscure lines: S is lowest voice in
9, 16. Upward leaps 11, 16 give disconnected
effect.
Desc. 6th chords and double leading-tone H Fine motion from alternate active-stable chord
cadences, varied with some single leading tones rhythm 1–2, 3–4 breaks down to general rise
and échappées. Astounding modern effect of in motion towards cadences.
VofV, V, I 3–4.
Good flow from passing diss., more linear than
High proportion of chords with 3rds = rather harmonic: free éch. in filled fourths. Remnant
rich effect. of parallel 4th motion 11.
Rudimentary imitation marks 2nd part [13]. Most expressive dissonance (d7 susp. of Bb
peak = coord.

* . . .renouvelle. . .veir :: . . .désir. . .nouvelle


high. . .low :: low. . .higher
24 Models for Style Analysis
Nicely balanced rise-fall contours in each phrase M Average 2 surges per phrase, skip/leap up, coast
Part II inverts procedures of Part I: fall/rise down. Inventive line ornamentation and motivic
contour, stepwise beginning, more activity. expansion: 1 GE opens to GFD, 5 EAE expands
to DAD . . . A1 in 6–7.
R No dead beats; clever playoff of 6/4 vs. 3/2.
S and T are stabilized in cads. Drive to most cads. 6–8, 18–20.
Intriguing small reciprocal motivic plans:
*onbeat 1, 5 vs. offbeat 3, 6; offbeat 18 vs.
onbeat 19.

*onbeat = q. e q offbeat = q q. e

Outline of Conclusions
0. General
I. Strong central punctuation separates 3 “A” phrases from 2 “B” phrases (“A/B” symbols from French
formes fixes), confirmed by:
(a) line rimes (see Florentia TL schemes);
(b) final open-fifth “B” cadence vs. upper third “A” cadence;
(c) general rise-fall contour of “A” vs. fall-rise of “B”;
(d) balancing areas of low superius range;
(e) similar terminal phrases: split-level (low-high) contour.
(f ) consistent C/Dm tone-centers (modal, non-directional – see TL).
II. Somewhat erratic movement
(a) first two charming, skillful phrases (early peak C2, greatest spread, profiled CR, V/V-V vs. I: response)
overbalance remainder of piece.
(b) Confusion of textural and melodic orientation when superius crosses below (9, 16)
III. Advanced internal structure of phrases:
(a) Coordination of M and R activity, approx. two surge/retract cycles per phrase.
(b) Unusually clear definition by cadence stabilization.
(c) Differential punctuation (long notes vs. CT movt.) = modest phrase hierarchy.
IV. Remarkable liveliness from:
(a) Cons/diss cords. with strong/weak beats = smooth flow (also in chord R).
(b) Cadence elaboration = special focus
1. M+R “drive to cadence” (note desc 6th chords—fauxbourdon remnants).
2. Many types: 7–6–1, LT/DLT, open/close, stable/active.
(c) Inventive line devel: unfolding (1, 5–6); playoff 3/2 vs. 6/4 pre-hemiolic); reciprocal motives (onbeat
q. e q vs. offbeat q q. e: 1–3, reversed in 18–19).
(d) High proportion of full chords gives new dissonance opportunities, richer effect.
(e) Only rudimentary imit (S+T: 13)
00. Special impression
MODEL 6 – Motet 25

MODEL 6
___________

Josquin des Prez


Tu pauperum refugium Motet (after 1505)

continued on next page


26 Models for Style Analysis

MODEL 6 — continued
___________
MODEL 6 – Motet 27
Four-voice motet, Part II of Magnus es Tu, Domine. Chain process with many internal connections (cf. lf/34f;
1ff/50ff). For such chain processes, thematic function is not sufficiently definite to justify symbols such as
PTSK. Internal connections would justify Pa. . .b. . .c. . ., but Josquin’s strong punctuations make A. . .
B. . .C. . . (capital letters) best choice to express the independent phrasing. Small letters alone (a, b, c) would
be somewhat inaccurate, since they suggest parts of some larger function such as P or S.

4 Em Tone-Center Am Em
4

Tu pauperum refugium, Tu languorum remedium, spes


exsulum, fortitudo laborantium, via errantium, veritas et vita.
Et nunc redemptor Domine, ad Te solum confugio, tu verum
Deum doro, in Te spero, in Te confugio, salus mea, Jesu Christe
Adjuva me, ne unquam obdormiat in morte anima mea.

3 Em Am
2

2 Am Em
2
28 Models for Style Analysis

Overview
On first sight the motet apparently divides by time-signatures into three main sections, but actually
the first section, in 2/2 time, occupies nearly half of the piece (33 of 69 bars). After two interior cadences on
the 4th degree (A, 10–11 & 20–21) the piece moves back to the E-minor area with less decisive cadences
(26–27, 32, 33) at the same time tapering down to three voices (15) and then paired voice (SA, TB). The
central reduction to a unison makes clear that despite the E-minor environment, the piece is not finished. The
3/2 continuation then starts like a recap, with a strong cadence. The 4/4 section, after one more paired
exchange, moves back in a series of short interjections from A to the E center, harmonically closing where the
motet started.
Despite the changing time-signatures, the Shape evolved by these three sections is not convincingly
described as three-part (ABA) but rather as two-part (A: A1 A2) in a 2:1:1 relationship of lengths: a statement
followed by echoes, variants, and developments of earlier material (compare 24–27 with 46–50; 17–19 with
64-66.).

EDITOR’S NOTE: There is no extant outline of observations in LaRue’s manuscript. Instead he has written
observations in the style of a prose summary. See the following pages.

Observations
S Voice ranges: S: C-D2, A: D1-A, T: C1-D, B: A2-A1. Restrained effect of voices in low and limited
ranges: Alto down to D1 (22), S never above D2 (24). Josquin makes effective use of homorhythmic
chord progressions, first to establish general moods—the melancholy minor environment at the beginning
of this motet; then more specifically to bring out the structure and sentiment of the text by contrasting
homorhythmic against contrapuntal settings (11&17) or full chorus vs. paired voices (41&46) in response
format.—Great variety of textures maintains constantly new interest: color-contrast from open and
close spacing of voices: the rising B (3–4) to a fresh major chord may express the hopeful text (“refuge of
the poor”). In a larger dimension, the ear-catching reduction from 4 to 2 paired voices: S&A opening
wide (21–22) answered by T&B (27), ends in a low unison (33), an ultimate reduction to one line that
marks the conclusion of the first section.—Striking effects: T&S octave leaps in parallel 10ths (8–9) or
close imitation (61–62) = “spotlighted textures” or “vocal italics”; parallel thirds (S&T 60–61) emphasize
first point of imitation, accentuated entries on offbeats after rest and leap (A23, S24).—Strategic rests
set off phrases, greater frequency of rests intensifies chains of short subphrases (46, 50).

H Predominantly minor environment, modal progressions and cadences, few leading tones except in main
cadences, final cadence plagal (A, E). Lean harmonies (17–18, 24–26, 30–33) support reserved mood.
—Harmonic centers confirm the time signature divisions:

—Dissonances are carefully prepared, especially the 4–3 suspensions in leading-tone cadences.
MODEL 6 – Motet 29
M Mainly smooth, stepwise motion often coordinated with homorhythmic texture (1–5; 34–37); incremental
line development: two steps up or down, then one back (S24–26). Larger skips and leaps also turn back
(S8–9), regaining balance before continuing. Impressive example of MR coordination T6–11: the falling
4th is recycled with added motion, finally stretching to peak D, relaxing more slowly downward. Many
phrases follow a general pattern of increasing motion balanced by slower punctuation (7–10, 27–33).

R Changing metrical proportions (interpreted as modern time-signatures: 4/4, 3/2, and 2/2) confirm the
three-section but two-part Shape (see Overview). Josquin’s extensive rhythmic vocabulary includes 8ths,
quarters, halves, wholes, and longae.—Upbeat and offbeat entries highlight points of imitation (11–12,
23–24).—Rests of different sizes play an important rhythmic role, differentiating the pace of phrases:
after the steady half-note punctuation of 4-bar phrases (34–45), notice the quickening effect of 2-bar
subphrases separated by quarter rests. There is a further undercurrent: an inspection of phrase groups
reveals a general infrastructure, short groups punctuated by one longer:

Phrase and Phrase-Groups: |||5 6 | 2 2 5 | 7 7 || 4 4 5 || 2 2, 2 2 2, 4, 9 |||

Smaller units communicate the grammar of a rhythmic language easily, and the longer phrases indicate
the irregular syntax of a higher, phrase-group dimension. The boldface number 9 marks a long extension.
Josquin makes very sure that we know where the piece ends.

G Growth Processes. Contrasting to the rather closely-knit counterpoint of Part One, Part Two of this
double motet establishes an individual identity by its frequently chordal setting, which Josquin exploits
to clarify a pervasive mood of resignation and a sensitive treatment of text. Within this quiet melancholy,
Tu pauperum refugium develops an A: A1 A2 structure, somewhat like a statement with two variations
(lengths in a 2:1:1 relationship). These segments are marked out by changes in proportional rhythmic
signs, transcribed as modern time-signatures: 4/4, 3/2, and 4/4. Phrases and motives emerge with equal
clarity, succinctly defined by rests (6, 11, etc.), textural change (11, 20: 4 parts dividing into a dialogue
between paired upper and lower voices), and well-developed cadences (10–11, 19–20). This complex
regulation of musical flow nevertheless provides opportunities for matching text and music.
Scholarly writings often refer to Josquin’s ability to express his texts with music eloquence. The
subject of text expression is an ambiguous area, however, since perceptions can different considerably
from person to person. People can often agree with respect to generalities, such as the predominant
mood. Specific reaction, however, such as my phrase in the discussion of S above, “a fresh major chord
may express the hopeful text” could be criticized as subjective, despite the cautionary word “may.” In
one unforgettable performance the effect of sun after cloud seemed unmistakable. Less ambiguous
(perhaps) is the phrase “via errantium” (erring path,” expressed in hesitant neighbor-notes 21–26). Can
we stretch credibility to include the focus on a single word? Is the time-space of “vita” (life) convincingly
simulated by an extended melodic development (11)? Despite all difficulties, personal responses that
are properly identified as possibilities rather than facts can add a dimension of suggestion valuable as
part of analysis. The discussion below of the “sigh motive” (4–5) validates this conclusion.
After the death of Okeghem, Josquin was widely recognized as the supreme master of his time. Then
and now, however, it has not been easy to say just where this mastery lies. An answer emerging from the
analysis above: in Tu pauperum refugium his range of expression encompasses all of SHMRG, a wealth of
resource that enables him to confirm the effect of any style point from several other perspectives. It is the
sum of these many convergences that so deeply yet clearly communicates his oeuvre to the listener, a music
30 Models for Style Analysis
so naturally artful that it conceals his art. As an example, look at the important punctuating cadence at
32–33: it occurs near the temporal midpoint of the motet, creating a formal balance between sections of
33 and 36 bars, also signaled by diminishing rhythmic activity and textural reduction almost to a vanishing
point, the low E unison (T&B 33). At the changes of time-signature the punctuation is thrown further
into relief by a textural re-expansion to all four parts, coupled with the almost exact return of the open-
ing phrases of the motet, translated into triple time. The central cadence is thus confirmed by (1) midpoint
location; (2) textural reduction to one line; (3) rhythmic action reduced by 50%; (4) change to 3/2; (5)
textural re-expansion; (6) return of opening material. Josquin fully insures himself against misunderstanding.
Even more impressively, he sets the melancholy mood by seemingly countless references to the
poignant falling motive (S4–5). Certainly Josquin’s contemporaries occasionally used recurrent material,
but few can match the intensity of his saturation technique: there are numerous recurrences of the
4-note figure in different voices and pitches. It is both motive and motif. And noting the preoccupation
of composers c.1500 with devices, we should also consider inversions (S43; A9; T84, 62; B15), and a
motley variety of variants (S46, 64; T48) and derivants such as S54 (rhythmic variant + melodic com-
pressant); T61–66 (rhythmic diminution + two variants—T&S—that overlap in 63–64); and three
skeleton-motives that outline the well-worn melodic interval (B50–56).
Toward the end Josquin forecasts termination by grouping motives into successively longer chains
repeatedly descending from C (46: 2 motives; 50: 3 motives; 57: culmination [after a significant rest])
by augmentation of the motive in solemn, repeated half-notes (57—much like the opening bars of the
motet), all included as part of the longest continuity in the piece (13 bars, 56–69), on the text “ne
unquam obdormiat in morte anima mea” (repose in death, my soul). Here all voices recede to lower
range and close position (DFAD, 65), concluding with an open 5th + 8ve (EBE, 66), open primary
consonances, considered the most stable sounds at that time. Rhythmically the textural refolding after
high activity (60–61) parallels a carefully graduated stabilization by successively longer motion-units:
8ths and quarters (60–62), quarters (63), halves (64), wholes (65), and an extended final cadence (64–
69), with parallel 5ths and octaves (65–66, a subtle textural and harmonic reduction, not a beginner’s
mistake) leading to double longae (S&T, 66–69 kept alive by a brief imitation and a flicker of rhythm
(A&B, 66–67), which soon expires:

Outline of Conclusions
0. General
(a) SATB motet, ltd range and tess (S peak D2, esp low A: D1-F1), Pt II of Magnus es Tu, Domine.
(b) Josquin makes a striking—not merely faithful or competent—expression of the text as a whole,
creating a compassionate melancholy based on innumerable small sighs (the falling 4-note figure
over plagal or Phrygian cadences). At the same time he gives sensitive attention to the nuances of
individual words.
I. Exceptionally clearly defined, sectional motet structure:
(a) Puntuation by sharp changes in meter; partial to full and back to partial textures; contrast of phrase
rhythms, esp reg phrasing in 3/2, then accel/decel of section 3.
MODEL 6 – Motet 31
(b) Unity from pervasive falling Phrygian lines and plagal (iv-i) harmonies; return of duple meter and
material from beginning (cf. 11 vs 46); consistent E-A modal centers; many recurrent subpeaks C2
(3, 9, 11, etc.) but only one D2 peak (24) felt more as affective stress than structural climax.
II.
(a) Richly varied flow of ideas, despite strong unification:
1. Exceptional feeling for choral color: instant appeal and text communication of opening block
chords suddenly dissolving into cpt and later re-crystallizing on key words; duetting SA vs. TB;
register changes esp brilliant effect of naturally emergent lines highlighted by octave leaps (B +
S 8–9) enhanced by sudden textural gaps (24–25, 60–62); effective voice crossing (61); antiphonal
treatment (45–40).
2. Great variety of cadences, despite overwhelming repet of A-E chords, obtained by linear and
textural invention (fascinating archaism 32–33).
3. Increased momentum: no rest on return at 46.
(b) Expansions of earlier material
1. Compare return of opening 2 phrases with expansion of 41–46.
2. Powerful settling effect of 11–20 becomes four-fold descent from C2 (45, 50, 57, 62).
III. Linear control of top line creates convincing phrases in concinnity with rests, texture, long notes, chord
rhythm. Clear phrases and subphrases.
IV.
(a) Projection of exceptionally long lines by strong direction (esp descending) that overcomes interruption
of rests and subphrases; integration by structural devices, e.g. sequences, imitation, and balanced
parabolic curves.
(b) Text treatment constantly refreshed by
1. Alternation of syllabic and melismatic areas.
2. Highlighting of individual words (pathetic but effective bass rise and F6 chord on “refugium” (4);
“via errantium” waffles aimlessly: 21–27; extended life of “vita”: 25–33; and even syllables
receive careful setting (“languorum” stretches out: 7–8).
32 Models for Style Analysis

MODEL 6A
_____________

Giovanni Palestrina
Sicut cervus Motet (1581)
MODEL 7 – Dompe for Keyboard 33

MODEL 7
___________

Anonymous
My Lady Carey’s Dompe Dompe for Keyboard (c.1525)
34 Models for Style Analysis

Timeline
MODEL 7 – Dompe for Keyboard 35

Observations
GENERAL: Keyboard variations on a ground (4-bar ostinato). Source: British Library, Royal App. 58
(HAM 103).

LARGE
Shape Movement
RH single line over broken-chord (open fifth S F1-F2 octave expands downward (29: G1) to
and octave) ostinato. peak A2 at end.
“Tonic-dominant” alternation: GGDD. H More onbeat dissonance 2nd part (37–38, 42).
Complete harmonic stability.
M More flection and ornamentation of line 2nd part.
Decisive termination: sudden slow notes (45), R R crescendo in 2nd part: no rests, fewer halves,
repetition of cadence in higher octave (43, 47). quarters, nearly continuous 8ths, some 16ths;
more unbroken linkage of ostinato pattern;
shorter phrase groups (see Timeline and M/Shape
below).
12 variations on a 4-bar ground + optional G
da capo. Strong central punctuation (29: rest,
low point). Some rondo feeling (also fleck
unification from recurrent 4-note fall pattern
and cadence figures (see motivic chart below
Timeline).

SMALL – MIDDLE
Phrase contours confirm grouping of ostinato M Constant flow of ingenious variants, mostly of
segments: (see timeline) 4 4 4 / 4 4 4 4 // 4 4 / patterns deriving from original 4-note fall (2, 4)
4 4 / 4 //. to produce sequence (37) and irregular contour
rhythms that bridge and conflict the LH
continuum (29–34).
Expansions of gesture (cf. upbeats in 12 vs.
15–16).
Occasional division-like technique (cf. 15–17
vs. 36–37).
R Pulsation: rest-action pattern of bars 1–2, 3–4
of ostinato, sometimes involving larger segments
(cf. action in 13–20 vs. rest in 21–29).
Variety of surface durations (q to x) and occasional
reversal of prevailing long-short patterns by
short-long (12–14, 42) (q. e q q q q vs. q q q q q q)
36 Models for Style Analysis

Outline of Conclusions
O. Introduction (General points)
I.
(a) 12 variations on a 4-bar ostinato divided by a strong central punctuation (29: rest and low point).
1. Consistent open fifth & octave broken-chord texture of GGDD alternations in left hand, relieved
by flexible linear right hand.
2. Decisive termination by sudden slow notes (45) and repetition of cadence in higher octave (43,
47); da capo option, possibly for dancing?
(b) Unification by flexibly recurrent 4-note fall and cadence figures (see motivic chart below Timeline).
II. Well-coordinated and carefully graded activity crescendo
(a) Expansion of range from F1-F2 octave downward (29: G1) to peak A2 at end.
(b) Rhythmic crescendo especially after 29: no rests, fewer halves/quarters, almost continuous 8ths +
more 16ths; closer linkage of ostinato patterns; more flection and linear ornamentation; shorter
phrase groups (see Timeline and III below).
(c) More onbeat dissonances as piece progresses (37–38, 42).
III. Some middle-dimension organization: interior grouping of ostinato patterns: 4 4 4 / 4 4 4 4 // 4 4 / 4 4
/ 4 // frequently confirmed by broad sweep of right hand line.
IV. Surprisingly varied impression despite rigid ostinato:
(a) Constantly ingenious variants/derivants, diminuents of original 4-note fall-motive, inc. sequence
(37), divisional-like technique (cf. 16–19 vs. 36–37); complicated contour rhythm (29–34).
(b) Pulsation: melodic/rhythmic rest-action pattern approx. every two bars of ostinato; some longer
pulsation (cf. action 13–20 vs. rest 21–29).
(c) Variety of surface durations (w to x) and patterns (long-short q. e occasionally interrupted by short-
w

long (12, 42: q q q).


(d) Left-hand chord stability apparently stimulates inventive right-hand linear dissonance, incl. accented
passing tones (12) combined with échappées (13); cambiata groups (FGBbA, 3–4).
MODEL 8 – Sonata 37

MODEL 8
___________

Giovanni Gabrieli
Sonata pian’e forte (1597)

continued on next page


38 Models for Style Analysis

MODEL 8 — continued
___________
MODEL 8 – Sonata 39

Timeline

finish timeline:

Observations
GENERAL: Polychoric canzona-sonata for two 4-part instrumental groups with low and middle tessituras,
F2-A1 vs. Bbs-F2. First specified instruments: Choir I = cornetto + 3 trombones, Choir II = violin + 3
trombones. First dynamic markings: pian (single choir) and forte (tutti).

LARGE
Shape Movement
Forte closing tuttis mark off 3 sections (1–30, S Sections differ in rate and type of motion:
31–54, 55–80); see Timeline. (1) Choirs respond in long, motet-like multi-
phrased sentences; (2) quickening to single
Effective brass idiom: many repeated-note note phrases and overlapping motivic exchange;
figures. (3) progressively more rapid alternation of single
choirs vs. tuttis.
40 Models for Style Analysis
Gm tone center, balanced section goals: IV(C) H Overall acceleration of chord rhythms.
& V or v(Dm); C-F-Bb regional migrations.
Imposing stability of final double cadence:
V-I, iv-i.
Broad motivic recurrence: see motivic chart M Stepwise, level motives shift in later sections to
below Timeline (cf. 5 vs. 17; 14 vs. 31, 55; skips and more directional motives; phrases
10 vs. 37–41, 62, 71; 26 vs. 45, 76). become shorter overall.
Canzona cliché opening (h q q) activated by con- Frequent offbeat entries focus attention on new
trast rhythms: h. q h î q. e q î q. q q q î q. q q h ideas (45–46, 59–61; 70–74) and dramatize
tuttis (40, 62, 67).
Progressive shortening of syncope figure: 31,
37, 45, 59, climaxing in stretto entries (71–75)
at one 8th distance with 3/4 motive displaced
in 4/4 bars.
Fine coordination (concinnity): piano areas move
stepwise in slower notes; forte introduces faster,
skipping motives. Peak (53) emphasized by
dim.4th skip, cadence broadening, fresh key area.

SMALL & MIDDLE


Fine sonority from open positions in lower S Counterpoint often gives chordal, homorhythmic
range, few doubled thirds. feeling even at points of imitation (17–18).
Telescoping of entries (cf. 17–18 vs. 21–22)
intensifies motion between phrases.
H Little dissonance except for passing tones and
slow, conventional but effective suspensions.
Exciting accel of chord R within sections 2–3:
43–46, 62–67, 68–72).
3/2 cadential inserts in 4/4 continuum give R
pseudo-hemiole effect (30, 44).
G Phrase-rhythmic accel within sections:
II (31–40) = 4*4*2*2 (*=overlapping entries)
III (55-60) = 2*2*1*1.

Owing to the influence of the continuum, many


partial bars have the effect of full bars: all the
“round-numbers” above are technically short by
one or more beats.
MODEL 8 – Sonata 41

Outline of Conclusions
0. Introduction (General points, stressing “firsts,” dramatic, polychoric style).
I. Large-scale, superbly controlled shape
(a) Three main sections defined by weighty forte cadences (30, 54)
1. Punctuations confirmed by their closely related harmonic goals: C (IV) and D (V), reconfirmed
in the impressive double cadence at the end (77–80): V-I; iv-i.
2. Unification from loose but effective motivic recurrence (see chart below Timeline) and directional
(fifth movement) harmonic migrations within the G-D-C-F-Bb regions.
(b) Dramatic effect of the dignified instrumental idiom
1. Sonorous voicing of chords: resonant open octaves and fifths in lower range, thirds skillfully
placed, rarely doubled.
2. Crisp, repeated-note figures well-suited to brass.
3. Striking dynamic contrasts coincide with texture: forte = tutti + full range.
II. Overall impression of rising excitement
(a) Canzona cliché activated by contrast rhythms (see Observations, Large R); long-term accel of chord
rhythm and expansion of total sound.
(b) Sophisticated coordination of activity-parameters: piano areas move slower & stepwise; forte introduces
faster, skipping motives. Peak (53) emphasized by dim.4th skip, cadence broadening, fresh key
area.—Frequent offbeat entries focus attention on new ideas (45–46, 59–61, 70–74) and dramatize
tuttis (40, 62, 67).—Telescoping of entries (cf. 17–18 vs. 21–22) intensifies motion between phrases.
(c) Progressive shortening of syncope figures: 31, 37, 45, 59, climaxing in tight stretto entries (71–75)
at one-8th distance, with 3/4 motive displaced on various beats of 4/4 bars.
III. Advanced middle-dimension structure: sections contrast in rates and types of motion.
(a) First section: choirs respond in long, motet-like, multi-phrased sentences; counterpoint often gives
chordal, homorhythmic impression even at points of imitation (17–18).
(b) Second section: quickening to single phrases and more overlapping melodic exchanges.
(c) Third section: progressively more rapid alternation of single choirs with tuttis, more bars set in tutti
texture.
IV. Mixture of advanced and conservative devices of progression:
(a) Texture includes few untested ideas—wide gaps, darkly lower concentrations, etc. rare. Harmony
moves to closely related goals; little dissonance except for passing tones and slow, conventionally
prepared and resolved suspensions (nevertheless highly effective).
(b) High development of larger aspects of R: note phrase-rhythmic acceleration within sections:
II (31–40) = 4*4*2*2 (see Observations, Small G)
III (55–60) = 2*2*1*1.
42 Models for Style Analysis

MODEL 9
___________

Arcangelo Corelli
Sonata VIII – Preludio Op. 5, No. 8 (1700)
MODEL 9 – Sonata 43

Observations
GENERAL: Sonata V/8, Preludio from a dance sonata, Largo 3/4. V=D1–E3; B=E2–A1.

LARGE
Shape Movement
V+fig. B spread for RH chord; non-idiomatic, S More active range after d bar, higher and lower.
conservative.
Bifocal touches (17–19) but mainly unified, H B stepwise in Pt I, skips/leaps in Pt II. Pts of
symmetrical: imit closer in Pt II; bass leads in 30. More diss
I III V }] V iv i. (susp 33) and chord tension (d7: 31). CR some-
what faster in Pt II; strongly directional mod
seq (Em, Am, Dm, Am) 23–30.
Broadly symmetrical arr of mel material M Strong basic line governs both individual phrases
a: 1–8 stepwise, desc 8ths and complete parts.
b: 9–22 skips, triads
b: 23–28 skips, triad frags
a: 29–42 stepwise (+ some skips)
Unification by “family resemblances”
(recurrence, combination, variance): K idea
(15, 20, 28, 40); 31–32 derives from 3+inv of
23; 23 = displacement of 13–14.
R Cadence hemiolas (15–16, 28–29, 40–41) =
stabiliz. Smooth alternation of downbeat and
sarabande syncope. (q h)

MIDDLE – SMALL
Phrases differentiated by spacing and tessitura: S Phrases differentiated by spacing and tessitura:
note contraction of 1st phr, level 2nd phr, high Note contraction of 1st phrase, high tess in 23f.
tess after double-bar.
H Control of modulatory accel: strongly directional
mod seq Em, Am, (Dm), Am 23–30
Great variety of CR.
Motivic rather than thematic. M Many finely balanced rise-fall motives and
phrases. Careful building to peaks (14, 25, 34).
Basic 2-bar module expanding to 4 or contract- R Modular accel 9–15 (2 2 1 1); general accel
ing to 1+1 effect from imitative entries (1–2 tendency in phrases. Continuity from changing
and 23–26). energy sources: 30–33 = surf R; 34–37 = CR.
Elisions (17, 30, 38) aid continuity.
44 Models for Style Analysis
G
Phrases differentiated by spacing and tessitura: Note contraction of 1st phrase, high tess in 23f.

Timeline

Outline of Conclusions
0. General
I.
(a) Binary framework (I III V }] V iv i) confirmed by
1. Broadly symmetrical arr of mel material
a: 1–8 stepwise, desc 8ths
b: 9–22 skips, triads
b: 23–28 skips, triad frags
a: 29–42 stepwise (+ some skips)
2. Balance of interior secondary excursions (III, iv) around middle dominant tension.
3. Large balance: three main phrases in each part.
4. Recurrence of k material.
(b) Unification by “family resemblance” in recurrences, variants, recombinations; see particularly k idea
(15, 20, 28, 40); derivation of 31–32 from comb of 3+inv of 23; 23 = 1-beat shift of 13–14;
imitative participation of bass line.
II.
(a) Masterly control of musical flow by
1. Alternation of textures, ranges, stable vs. ambiguous (elided) punctuations; first vs. second-beat
(sarabande) accentuation.
2. Harmonic advancement: logical chord progression and modulation, unified tonality from direct
chord relationships to one center.
3. Heightened interest of Part II by more active range, increased bass motion and participation;
directional modulatory sequence (23–30); more dissonance (susp: 33) and tensional chords
(d7: 31).
III.
(a) Concinnity between elements often clarifies phrase profile and main punctuations. Note more frequent
skips, accelerated surface and chord rhythm, increased dissonance in comparing 10–12 with 13–17.
MODEL 9 – Sonata 45
(b) Differentiation of phrases by spacing and tessitura: Phrase 1 contracts, but Phrase 2 remains open;
much higher range and tessitura after double-bar.
(c) Melodic material is motivic rather than thematic; flexible 2-bar module expands and contracts by
chains of motivic variants (cf. 1–2 vs. 23–26).
IV.
(a) Effective continuation from
1. Changing sources of activity (30–33 = surface R; 34-27 = chord R).
2. Varied punctuations: hemiolas (15–16, 28–29, 40–41); elisions (17, 30, 38); deception in resolution
(7, 38).
3. Exquisite reciprocation between lyric stepwise figures and broad, expressive leaps.
4. Rising levels of excitement in many phrases: modular accelerations 9–15 (2 2 1 1).
46 Models for Style Analysis

MODEL 10
____________

G.F. Handel
Air. – Ev’ry Valley Shall Be Exalted Messiah (1742)
MODEL 10 – Air 47

MODEL 1 0 — continued
____________

continued on next page


48 Models for Style Analysis

MODEL 10 — continued
____________
MODEL 10 – Air 49

MODEL 1 0 — continued
____________
50 Models for Style Analysis

Timeline
MODEL 10 – Air 51

Observations
GENERAL: Tenor aria with orchestral accompaniment; approaches a small classic concert aria/concerto design
except full ritornello at end. Text affect a Handel specialty: affirmative grandeur. Highly effective word
treatment with “Biblical naïveté” (i.e. universal appeal): “exalted” 20, “made low” 26, “crooked” 27, “plain”
30. Realism: “crooked” = awkward vocally.

LARGE
Shape Movement
Maintenance of consistent sound levels (solo, S Effective handling of resources creates variety and
tutti, string tutti, special woodwind textures) direction: additive orchestration supports implied
provides for structural clarity and emphasis. crescendo of repetition (4–7, 79–84), fine contrast
woodwinds (8); natural emphasis on voice (enters
entirely along, 10; sounds thru strategically
placed orchestral “loopholes” on “be” 14, “-alt”
19; climax notes arrive with inevitability after
long sequences 19, not extreme range – G#1).
Logical tonal plan contrasts main areas: H Structural tension: modulation to V supplies
ritornello (I), solo exposition (I-V), development motivation for remainder of piece. Bass less
(IV), and reprises (I-I). active than typical late Baroque. Chord rhythm
gives profile to many phrases (63–68:
q q h \h h \h h \w \q q q q q
)
)
)

)
= action/rest/action
More peaks for tenor in expo (G#) generate M Well-placed long notes give opportunity for
strong local momentum (classic more long- display of vocal quality, dynamics, ornaments.
range).
Voice differentiated by additional activity and R Typical Baroque action/rest figures (q q q) also at
long notes (wider R spectrum). bar dimension (2: q q q q q q. q q; Classic =
rest/action/rest parabola).
Coordination of thematic motives: “Ev’ry” & G Broader treatment in analogous passages of
“crooked” in V (25–26). reprise: cf. “plain” 40–41 vs. 67–70; “Ev’ry”
subphrase repetition more unified: cf. divided
motives 10–13, continuous line of 53–56.

SMALL
S Effective imitation (2) is dramatized counter-point,
sound-orientated more than linear. (antiphonal)
Vocal phrases develop by motivic repetition and
accumulation for emphasis and climactic effect
in performance.
52 Models for Style Analysis
Subtle phrase activations by change in ends of “Crooked” becomes more crooked, 27 vs. 33;
sequence chain: 18 eliminates the suspension, “plain” becomes more plain, 30 vs 34.
23 also compresses module, h h q q.
Thematic coloratura: sequential expansion of
“exalted” (13 vs. 15–19).
Exciting tension of typical split-level melody:
lower level rises, upper holds, builds tension,
finally breaks away 56–58.
G
Advanced control of phrase contour and punctuation by coordination of elements: opening M/R surge confirmed
by chord rhythm:
Melodic stress A
Surface rhythm q q q. q q q q q q q q. q q
)

Chord rhythm q q q q. e q q h
Effect: A A

Subphrase punctuation 27–28: coord. of long note, rest, IV-I6 more stable than ii6-i6.

Outline of Conclusions
0. Introduction (from General Observations)
I. Control of the Whole Piece in Many Parameters
(a) Preclassic coordination of tensional tonal plan with main divisions of piece an essential thematic
motives (“Ev’ry valley” and “crooked”).
(b) Significant punctuations confirmed by contrasts among unusually well-diversified sound levels: solo,
tutti, string tutti, duetting winds, mixed timbres.
(c) Uniquely effective Handelian ending: fermata, long notes, magnificent Adagio leaps. (Many Baroque
works show no special termination, simply repeat ritornello.)*
(d) High energy of tenor exposition (brilliant 16th coloratura, G# peaks) creates momentum for following
sections (classic tends to build climaxes in each section).
II. Directional enhancement of recurrent material rather than routine repetition/variance
(a) Basic structural tension of modulation of V for “crooked.”
(b) Pyramiding of orchestral blocs = built-in crescendos (4–7, 79–84).
(c) Strategic orchestral loopholes permit tenor to “shine through” (14, 19). Well-placed long notes
encourage display of vocal tone and improvisatory technique.
(d) Reprises of analogous passages receive broader treatment (see Observations).
III. Phrase profile exploits several parameters
(a) Punctuation clarified by coord. of stabilities: long note, rest, IV-I (27–28).

* Cadence of introductory ritornello/returns only at ends of main divisions (42-43, 71-72, 83-84).
MODEL 10 – Air 53
(b) Baroque action/rest sequence penetrates both motive & phrase; chord rhythm = shaping force.
(c) Increased emphasis from repetition and sequencing of motives.
(d) Coloratura is thematic: sequential expansion of “exalted” (cf. 13 vs. 15–19).
IV. Excitement emerges even from details of movement:
(a) Coloratura endings achieve additional action: 18 eliminates susp.; 23 also compresses module: h h to
q q.
(b) Word repetitions intensify: “crooked” becomes more crooked, 27 vs. 33; “plain” becomes more
plain, 30 vs. 34.
(c) Split-level melody: lower level rises; upper level holds, builds tension, finally breaks away, 56–58.
(d) Advanced concinnity of phrase action (see Observations—Small G).
54 Models for Style Analysis

MODEL 1 1
____________

F.J. Haydn
Sonata No. 4, Hob. XVI/G1 (before 1766)
MODEL 11 – Sonata 55

MODEL 1 1 — continued
___________

continued on next page


56 Models for Style Analysis

MODEL 1 1 — continued
___________
MODEL 11 – Sonata 57

Observations
GENERAL: Miniature sonata form, also limited in range, use of keyboard, non-idiomatic figures. Allegro 2/4.

LARGE
Shape Movement
Exp/Rec = extremely varied textures; Dev is S Alternation of full and thin textures contributes
more uniform, consistent. to general sense of motion.
Quick Dev modulations (vi = main focus) H
contrast broadly to Exp/Rec directionality.
Note conservative goals of Dev (IV, V, vi).
Exp/Rec = elab. motivic play; Dev = more M Inventive motivic variants give feeling of almost
consistent modules (2 from 1+1), less internal systematic progress.
contrast = more sense of flow.
R Constantly varied contrast-rhythm upbeats
(r vs e) supply strong forward push and also
unify whole movement.
Main divisions: d bar and return of P in I. G Contrast in motion of parts: Exp/Rec + start/
Contin. rels more var than resp or contr: con- stop, Dev = more regular flow.
firms stress on continuity (R flow, unification by
thematic deriv) rather than sectional contrast.

MIDDLE
P = mel + accomp, S inverts: mel/accomp and S See Large R – 3-pt texture changes to 4-pt, b.18.
new 16th activity.
Closely knit relationships: T is a variant of P but M See Large G. Peak B2 (24) concinn w/R buildup.
reverses direction of triplet 16th; S transfers 8th Rising triplet of P (2) less active than T (9).
note desc fig from bar 1 to bass, compresses the
overall 6th descent (compare 1–3 with 13–14).
Graded punct in Exp: 4 over bass before T; R Progressive accel: mainly 8ths until 13; then
complete 8th rest before S; elision S-K. mainly 16ths until 22; then triplet 16ths and
Syncopated Chord R (13: e q.) emphs S. 1-bar module to d bar.
Unusual: punct before retrans = heavier than G Gen intensif from concinn use of S, M, R.
before Rec (binary holdover?). Modular accel/decel of Dev highly org:
33 222222 11 234.

SMALL
Texture expands at cads = emphasis. S
58 Models for Style Analysis
H Chord vocab rather neutral; gallant vii and vii7
(11, 63) instead of full dominant. Variety in
ChordR, sometimes concinn w/cad drive (4–5,
6–7).
Motivic emph, imaginative variants (see 4 M Flection increases toward cad: exs. above.
variants of falling upbeat in 1–5).
R Vigorous contrast R, but also much undiff
e and q q (more subtlety in middle dim
modules). Upbeat stress creates strong metrical
feeling = opportunity for syncopes and modular
permutations.
Typical additive extensions (a b b1 or m m1 G More evolved than Large of Middle: clear punct
m1) in bars 1–3: end-developed phrases. and well-coordinated activity (see ChordR) Main
basis for Growth: R direction confirmed by S and
M in progressive array of variants, mainly at the
motivic level.

Outline of Conclusions
0. General
[Large Shape] I.
(a) Strong Exp:Dev punctuation (dbar, V cad, textural expansion in Dev); Rec
semi-concealed in end of long mod seq.
(b) Dev = mild contrast: more reg flow from consistent texture and steady
small module Px var; quick modulations; conventional, heavily punctuated
goal (vi).
[Large Movement] II.
(a) Emphasis on continuity: variance rather than response or contrast; alterna-
tion of thin and richer textures; varied upbeats including contrast Rs (non-
adjac vals: q q q q \ e)
[Sm-Mid Shape] III.
(a) Thematic Unity: T derives from T; S = P var, inverted texture of P; K =
new exc P upbt.
(b) Graduated punctuation: before T; complete rest and syncopated chord R
confirm S modulation to V; elision (22) speeds up effect of K. Texture
expands to emphasize cads.
(c) Conservative aspects: chord vocab, range, surface rhythm undifferentiated
exc upbts.
[Sm-Mid Movement] IV.
(a) Exp accel: P basis = 8th, S = 16th, K = triplet 16th and 1-bar module
MODEL 11 – Sonata 59
(b) Dev = R intensification coord w S, M: module accel/decel (29-Rec) = 33
22 22 22 11 234.

SPECIAL FEATURE: sophisticated R control despite general apparent simplicity: surface


R speed-up of Exposition and Recapitulation; modular acceleration in Development.
60 Models for Style Analysis

MODEL 1 1A
______________

Haydn
Sonata No. 6, Hob. XVI/10 (before 1766)
MODEL 11A – Sonata [parallel model] 61

MODEL 1 1 A — continued
_____________
62 Models for Style Analysis

MODEL 1 2
____________

Robert Schumann
Das verlassne Mägdelein Op. 64, No. 2 (1847)
MODEL 12 – Lied 63

MODEL 12 — continued
___________
64 Models for Style Analysis

Timeline

Observations
GENERAL: Strophic lied (four 4-line stanzas) for mezzo voice (D1-Eb2), text by Eduard Mörike. Folk-like
poem set with modest texture (piano doubles voice) and initial 2+2 simplicity of phrasing, but Schumann
encloses stanzas in a larger plan: two parts (1–12, 13–26) each including 1½ text stanzas, the final stanza as
a reprise in the form of an extended cadence: V-iv-I.
MODEL 12 – Lied 65
LARGE
Shape Movement
Unusually restrained voice and piano, limited S Two long structural expansions caused by
range and texture. Piano augments 3-part falling bass, 1–12, 13–26.
texture only for special emphasis: 11: sf; 23–25:
cresc.
Structural importance of piano: it begins part II
alone (13).
Strong basic plan: Gm Eb Cm Gm complicated H Harmonic evasions: Gm confirmed only in
by frequent chromatic voice-leading that hints bar 5, drifts downward chromatically to Eb (12);
at other tonalities (2–3: F, Bb), somewhat part II (13–26) descends thru Cm to V ped. of
unsettling in 31–32 after long V ped. Gm (26). Chord and diss. complication often
result from chrom. passing tones; some
structural alterations also (11: Bb D F# Ab).
Mainly stepwise line with some chromatics from M Chrom. motion occasionally for rhythmic
underlying bifocal oscillations (Gm/Bb, Eb/Cm). continuity (4: Cb).
Haunting melodic pathos; simplicity.
Masterly coordination of strophic and G Punctuations relatively large or heavy for size
catastrophic plans (see Timeline). of units involved: tends to emphasize regularity
of phrase rhythms.

SMALL
H Short imitations (26) more intended to fill
texture and maintain motion, sometimes
potentially misleading (octave slur 12/13 =
vertical reinforcement, not linear).
Fine melodic balance of the 4-bar phrases: fall, M
partial rise, full rise.
Surprisingly varied R patterns despite folk- R Rest/action/rest module or merely action/rest
simulated style. every 2 bars, nicely extended to 4 in 9–12,
23–26.
Small-motive basis evident despite anticipations
and extensions.
G Regularity of module usually prevented from
repetitive effect by subtlety of punctuations
and overlapping connections.
TEXT EXPRESSION: Fine mood setting: restrained beginning (pre-dawn), partial chord, thin texture, hushed
dynamics, pathetic falling line, short subphrases, simple rhythmic module (skillfully varied), but underlying
impression of anxiety from chromatic 8th-note motion, elusive shifts in tonality. Thickened texture for important
66 Models for Style Analysis
words (11: “springen”–sf). Melodic peak (15: Eb2) curiously not coordinated with text, instead fulfills musical
function of descending sequence following piano; but most significant word (24/25: “geträumet”) brings
together highest vocal activity, crescendo, the only two 16ths in the lied, bass octaves and fuller chords.
Squareness of the simple stanzaic form is relieved not only by the superimposed musical design but also
by numerous anticipations in the piano both of vocal subphrases (6/7, 18/19) and main punctuations (12/13,
26/27).
Fascinating variety produced by piano taking first subphrase of part II (13–14); text thus arrives 2 bars
“late,” requiring an equivalent extension (25/26) to complete stanza III. Extremely subtle variant reprise:
27–34 (= 1–8) enters over the extended V pedal that leads into the final iv-I cadence (major third at end a
debatable solution).

Outline of Conclusions
0. Introduction: miniature romantic lied; folksong-derived, simple strophic poem, 4-line stanza
romantic concern with servant girl instead of shepherdess; wistfully tragic emotion; sophisticated simplicity
of musical design: does not match poetic form.
I. Masterly music plan that avoids the curse of stanzaic repetitions.
(a) Design of two parts and a reprise/cadence splits second strophe in half; fourth strophe enters on V
pedal not as a balancing part but as text of a cadential extension.
(b) Internal musical organization also independent: begins as if matching each line with a two-bar sub-
phrase, but each part repeats 3rd and 4th subphrases (ab cd cd), completing first two lines of strophe
II. Musing character of poem permits this deliberate lack of phrase/strophe coordination without
sense of distortion.
II. Convincing movement despite 8 repetitions of 2+2 module.
(a) Strong tonal motion: Part I = Gm-Eb; Part II = Cm-Gm (extended cadence = V ped.-iv-I).
(b) Two long, unbroken descents of bass line define the two parts, unite subphrases.
(c) Surprise setting of main punctuation (12/13) shows structural importance of piano: it begins Part II
with transposition of opening bars to Cm.
III. Forsaken subject matter suggests severe restraint of means.
(a) Restricted range, texture, dynamics, melodic movement, tempo.
(b) Occasional affective words call forth sudden activity in harmony, melodic line, dynamics, texture
(11: “springen”; 24/25: “geträumet”).
IV. Many sensitive and skillful details generate consistent interest.
(a) Considerable rhythmic variety within the rigid 2+2 format.
(b) Simple but satisfying fall-rise balances in melodic line.
(c) Restless chromatic motion, mainly 8th-note motion, reflects emotional mood.
(d) Squareness of punctuation avoided by anticipations and overlaps of accompaniment between sub-
phrases and phrases of voice, also by welding 2+2 into 4 (10/11, 24/25).
MODEL 12A – Lied [parallel model] 67

MODEL 1 2A
______________

Hugo Wolf
Das verlassne Mägdelein (1888)

continued on next page


68 Models for Style Analysis

MODEL 1 2A — continued
_____________
MODEL 13 – Prelude 69

MODEL 1 3
____________

Claude Debussy
Des pas sur la neige (Preludes, Book I/6) (1916)

continued on next page


70 Models for Style Analysis

MODEL 1 3 — continued
____________
MODEL 13 – Prelude 71

Observations
0. GENERAL: Short descriptive genre piece, more mood-setting than specific. Dm modal, 4/4.

LARGE
Shape Movement
Main source of punctuation: thinning of S Expansion of dynamics (pp-p!), range, texture.
texture, dynamics; exploitation by limitation:
much in central range, pp. (reaction to romantic
excesses).
H Movt. from color contrast, not tensional
relations. Sensitive hierarchy of complex
chords (altered 7ths/9ths common) and
unresolved dissonance.
M Progressive enlargement of melodic gesture: cf.
2–4 vs. 5–7; peaks: E2–3&7; Ab2–14; Cb3-F3–32.
Underpoints: D2–6; Bb3–15; D3 at end. Special
mode affects M and H both: alternate A/Ab,
B/Bb, C/C#.
Note on music below bar 1: “this rhythm R Diffident quality from sycope and larger offbeat
should have the sonority of the depths of a figures: indirection, quiescence.
melancholy, frozen countryside.”
Variation string with two returns and many G Opening stepwise 1-bar ostinato generates a
subvariants of a 3rd (mostly m). m3 that in turn generates both mel & accomp
of most of piece.
Strong concinnity in punctuation: rests, textural thinning, register change, dynamic recession, tempo relaxation
(“cédez”: 13), deceleration (“retenu” 15), quiescent, static.

SMALL – MIDDLE
Debussy takes time to let us listen to single S Antiphonal, bell-like dialogue of sounds focuses
sounds for their unique beauty. Emphasis on the ear on timbres, changing tapestry of sound.
“thematic sound.”
H Non-functional: chords often replicate M line.
Progression from harmonic shading rather* than
relative tension. Weak movement to G, Gm, Em
blurred by unresolved apps, plagal effects =
“neighbor” (ornamental) excursions, not real
modul; extension/retraction effect.

* See “alternates” in Large M above.


72 Models for Style Analysis
Small evocative motives with striking intervals, M Many gaps create a weak continuity without
harmonies, timbres, rhythms; the Debussy R momentum; continuation depends on freshness
double-play: almost every motive immediately G of each new figure and careful unfolding toward
repeats. more complex derivations from one or two
small, central ideas.

Timeline
inv. dimin.
a a1 a2 a2.1
5 8
D
m
(G) (Em)

a0.1 a1.1
16 20
D (G)
m

texture inv.
a2.2 aug. a3

26 32 36
G D
m m

Outline of Conclusions
0. General
I.
(a) Broad, leisurely unfolding of phrases based on a minor 3rd generated by the ostinato accompaniment.
Successive variants and subvariants (see Timeline) interspersed with two returns of the initial motivic
idea (16, 26).
(b) Strongly concinnous punctuation: rests, thinning of texture, register changes, dynamic recession,
tempo relaxation and deceleration (13–15). Debussy’s subtle control of silences delicately incremented
approaches and departures.
II. Gradual, coordinated enlargement of the thematic gesture (2–4):
(a) Expansion of dynamics, range, texture (underplayed: dynamics expand from p to pp!)
(b) Increasing complexity of color chords and structural dissonance (14)
(c) More expressive variants of the Dm mode (A/Ab, B/Bb, C/C-sharp) in new combination.
(d) Peaks rise: E2-Ab2-Cb3 (3, 14, 30); lows sink: D2-Bb3-D3 (6, 15, end).
MODEL 13 – Prelude 73
III. Seemingly brief, casual material is scrupulously conceived and organized:
(a) Small, evocative motives with striking facets: memorable intervals, harmonies, timbres, rhythms (note
the emphasis on rhythm in Debussy’s mood-setting comment below bar 1); the concept of “thematic
sound,” i.e. a timbre or texture (with various elaborations) as the main point of a whole section.
(b) Unexpectedly tight intervallic relationships between thematic variants.
(c) One cliché in a whole style devoted to avoiding the obvious: the Debussy double-play; almost every
idea immediately repeats.
IV. Principle of understatement affects movement, too: pieces on the brink of dissolution somehow survive.
(a) Relatively weak continuity: gaps, changes prevent accumulation of momentum to carry through the
articulations and punctuations. Fragmentation without shattering.
(b) Strong continuation nevertheless, in subtle ways, because of the constantly fresh presentations of
elusively, tangentially related material; sophisticated gradation of activity and variance in the process
of unfolding exploits many parameters of SHMRG.
(c) Harmony replaces tensions with a color hierarchy (spectrum) of simple to complex chords and structural
dissonance, hints at polytonality (really polychordality). Tendency of melody to emerge from chords,
then reverse the process by recondensing into vertical structures.
74 Models for Style Analysis

MODEL 1 3A
______________

Claude Debussy
Preludes, Book 1/8 (1916)
MODEL 13A – Prelude [parallel model] 75

MODEL 1 3A — continued
_____________
76 Models for Style Analysis

MODEL 1 4
____________

Anton von Webern


Piano Variation Op. 27, No. 2 (1936)
MODEL 14 – Piano Variation 77

Table Useful for Identifying the Tone Rows


(Pitch Sets or Collections)
TRANSPOSITIONS OF THE
PRIMARY ROW (Po) & RETROGRADE (Ro)

11 D# E C D B C# G G# A F F# Bb 11
10 D D# B C# Bb C F# G G# E F A 10
9 C# D Bb C A B F F# G D# E G# 9
8 C C# A B G# Bb E F F# D Eb G 8
7 B C G# Bb G A Eb E F C# D F# 7
6 Bb B G A F# G# D Eb E C C# F 6
5 A Bb F# G# F G C# D D# B C E 5
4 G# A F G E F# C C# D Bb B D# 4
3 G Ab E F# Eb F B C Db A Bb D 3
2 F# G Eb F D E Bb B C G# A C# 2
1 F F# D E Db Eb A Bb B G Ab C 1
Po E F C# Eb C D G# A Bb F# C B Ro

Po   R

Interrelationships of Primary, Inverse, Retrograde, & Retrograde-Inverse


INVERSE (1)
(read downward)
0 1 2 11 8 10 4 5 6 2 3 7
RETROGRADE
0 E F C# Eb C D G# A Bb F# G B 0 (read leftward)
11 D# E C D B C# G Ab A F F# Bb 11
3 G Ab E F# Eb F B C Db A Bb D 3
1 F F# D E Db Eb A Bb B G Ab C 1
4 G# A F G E F# C C# D Bb B D# 4
PRIMARY (P) 2 F# G Eb F D E Bb B C G# A C# 2
(read rightward) 8 C Db A B Ab Bb E F Gb D Eb G 8
7 B C Ab Bb G A Eb E F C# D F# 7
6 Bb B G A F# G# D Eb E C C# F 6
10 D Eb B Db Bb C Gb G Ab E F A 10
9 C# D Bb C A B F F# G D# E G# 9
5 A Bb Gb Ab F G Db D Eb B C E 5

0 1 9 11 8 10 4 5 6 2 3 7
RETROGRADE-INVERSE (RI)
(read upward)
78 Models for Style Analysis

Timeline

Observations
GENERAL: A new kind of music in which the time continuum seems to be fundamentally circular rather
than linear, so that shape is cyclic rather than goal-oriented and terminal. The rarified, fragmented character
of sound, melody, and rhythm enhance the originality of Webern’s approach. The tone rows derive from
Movement I.
MODEL 14 – Piano Variation 79
LARGE

Shape Movement
Structural use of dynamics: constant p-f change S
within a large pattern: 2nd half nearly
duplicates 1st (exc. one reversal, two louder
dynamics—see Timeline).
Structural use of surface articulation: five Movement in all parameters (SHMRG) consists
patterns, I (slur) returns before double bar and of recycling of largely independent patterns.
at end; V (accents on chords) recurs (3/4, 8/9, Little sense of direction.
15, 19/20; other patterns irregular).
Fixed extremes of range (B2-G3 & all other
notes are equidistant from recurrent central
A1; floor/ceiling emphasized by repetition
12/13).
Maximally dissonant chords = non-tonal, H
treated as timbres/textures, recur with
articulation pattern V; row reads vertically
within chords.
Each hand plays two successive rows in each M Elusive, jagged, flitting pitch events, mainly aug/
part; hands alternate notes. Rows derive from dim. intervals, non-thematic, non-directional.
Mvt. I: see permutation squares.
Steady eighth-note continuum; interest and R Characteristic two-impact micromotives
variety from rests (functional silence), accumulating to four and six events (12–13,
unexpected locations. Longest silence just 14–15).
before end (rest/action here reverses
conventional cadence (=action/rest).
Recurrent Bb-G# figure (beginning, middle, G 2nd part slightly more emphatic: repetition
end) and irregular returns of A-A and F-C# 12–13, some longer note-groups, more loud
as well as chord splashes give feeling of cyclic, dynamics, longest rest, Movement results from
non-directional unity. Piece does not end: complex oscillations and longer repetition
merely suspends action. patterns that give a cyclic, non-progressive
impression related to isorhythm.

SMALL
H Combination of P and I rows (see permutation
squares) gives continuous mirror counterpoint.
M Slight intensifications from f-p-ff dynamics,
expanding range, and forceful grace-note
rhythms mark row ends (5–6, 16–17), which
80 Models for Style Analysis
overlap one note with following row, both
using same register spread (D2-E3; cf. 6 & 17).
G Hyperactivation by constant, nearly total change:
inventive variants, short but sharp contrasts
of range, dynamics, durations, entries, &
articulations.

Outline of Conclusions
0. Introduction: Martian scherzo character: miniature planetary orbits of notes.
I. Fundamental emphasis on a new type of shape: cyclic patterning.
(a) Structural use of sound: recurrent patterns in dynamics, surface articulation, and range (motion
around fixed points: A1 and extremes B2 and G3).
(b) Melodic equilibrium: every row is combined with an inverted form.
(c) Brief rhythmic submotives (mainly two impacts) direct attention to pattern continuity rather than
line, modulation, or rhythmic density.
II. Webernian movement reverses the whole principle of earlier music:
(a) Piece makes an almost total change every two eighth notes (dynamics, range, texture, articulation,
register, duration, metrical position; no other music even approximates such an amount of change).
(b) Paradoxically this change never develops any clear direction, because it recycles multiple, different,
overlapping patterns so that no controlling coordinations or long-range goals can accumulate (note
analogies to isorhythm). Significant absence of crescendo/diminuendo, acceleration/deceleration,
which for most music are essential directional indicators.
(c) Pervasive ticking eighth notes contribute to the paradox of total contrast producing cyclic uniformity.
III. Extremely skillful row manipulation maintains all notes equidistant from the central A1 and within the
stable extremes of B2 to G3 emphasized just after the double bar.
IV. Redefinition of many detailed assumptions: chords are textures, not harmonies; dissonance is timbre,
not tension; pitches are register patterns, not melodies; rests are active; motion is stabilized by pattern
recycling.
00. Special personal impression.

Serial Music
One detects twelve-tone style by recurrent phenomena (not pitch alone) within an apparently heterogeneous
flow. Look for the reappearance of characteristic intervals (not necessarily the original pitch sequence) of the
controlling row at major points of division, such as double bars, endings and “cadences” of all sorts, tempo
changes, and general shifts in dynamic level or textural combination. Small dimension clues to serial structure
may be found in pitch sets segregated by rests, rhythmic patterning, or special ranges and sonic effects. In
the Webern example one should immediately suspect that there are two simultaneous unfoldings of variants
of the row because of the careful separation and free mirror-arrangement of material. Once serial arrangement
MODEL 14 – Piano Variation 81
is suspected, the following procedures should prove helpful. Watch for overlaps (Webern, b.6) and cross-
overs (b.5).
(1) Under a chromatic scale, C-B, write the numerical order in which the 12 tones appear.
(2) Recopy the tone-row in proper numerical order, 1 through 12, to form the principal row P.
(3) List all of the intervals in the row.
(4) The secondary rows may be derived as follows:
(I) Inverse: change all the signs, i.e. P: Bb -1 (=A) +4 (=C#)
(R) Retrograde: Reverse from the end of row, changing all signs, i.e.

. . . (=G#)-1 (=G) -4 (=D#) :P
R: D# +4 (=G) +1 (=G#) . . .

(RI) Retrograde-inverse: Reverse from end of row without changing signs, i.e.

. . . (=G#) -1 (=G) -4 D# :P
R: D#-4 (=B) -4 (=Bb) . . .


*SCALES DERIVED FROM ABOVE PROCEDURES


(1) Chrom. Scale C C# D D# E F F# G G# A A# B (1)
(2) Row No. 6 3 5 12 9 8 7 11 10 2 1 4 (2)
(3) Intervals 0 -1 +4 -2 +3 -2 ±6 -1 -1 +4 -1 -4 (3)
(I) Inverse 0 +1 -4 +2 -3 +2 ±6 +1 +1 -4 +1 -4 (I)
(R) Retrogr. 0 +4 +1 -4 +1 +1 ±6 +2 -3 +2 -4 +1 (R)
(RI) Retrogr.-Inverse 0 -4 -1 +4 -1 -1 ±6 -2 +3 -2 +4 w-1 (RI)
82 Models for Style Analysis

MODEL 1 5
____________

Edgard Varèse
Density 21.5 (1936, rev. 1945)
MODEL 15 – Piece for Solo Flute 83

MODEL 1 5 — continued
____________
84 Models for Style Analysis

Observations
GENERAL: Compositional essay for solo flute, written to celebrate Georges Barrère’s platinum instrument
(chemical density 21.5). Three-part: unfolding, concentrated development, return (see double-bars).

LARGE
Shape Movement
Two-way expansions of dynamics: mf to fff and S Initial level of three parts declines (mf-p) but
back to pp near end (55). peak intensities grow; progressively longer,
Experimental effect: key-clapping (25). louder crescs., “molto cresc.” (56), more
sustained p and ff, more fff, more sharp contrasts
(spf – 51).
Avoidance of chord implications by stepwise H Counterpoint occasionally hinted by split-level
chromaticism, emphasis on dim. and aug. inter- line (29–30, 49–55).
vals; plateaus (32–36, 46–50) briefly suggest
chords but break back immediately to line.
Structural importance of range: lowest not
“saved” for final gesture (C1–56).
Overwhelming emphasis on line. Permutation M Constant rise (at varying rates) of line, tessitura,
of 3 basic intervals: m/M2, d5, m3. peaks: Part I = G3, Part II = A3, Part IV = D4.
De-emphasis of meter by changes, offbeats; R

;
continuum also weakened by unusual beat
ä
fractions and rests (6: q q). Main phrases
£
begin on downbeats, become elusive.
Main coordination: line and dynamics. Basic G Part I introduces pitch collection; Part II
procedure = incremental unfolding with intensifies selected figures; Part III = varied
frequent restarting (ratchet, inchworm effect) return: 1/2 tone higher; new extremes of
Three parts confirmed by line and dynamic register, dynamics, gesture. Last 4 bars contain
peak (17), peak and sharp regression (35–41). 9 of original 12 pitches; end notes: 1 and 12.

SMALL – MIDDLE
S Many detailed dynamics, including short crescendos and unexpected accents, usually increasing
during phrase, then re-trenching.
M Sensitive wedge-form line development. Intensification by extended, more insistent repetition,
re-cycling; extension of neighbor-note oscillation (29–30: 9th).
Phrase-cadences often marked by long cresc. or R Rhythmic elongation rather than intensification.
cresc./diminuendo notes.
Part I = exposition of full pitch set except G Basic surges: quick action/longer reaction in
no. 12 (B1), saved to begin Part II (18). rhythmic flow and rate of exposition: 3 notes
MODEL 15 – Piece for Solo Flute 85
exposed in bar 1, 2 in bar 2, then none until 2 in
bar 7 and 1 in bar 8, 2 in bar 11 and 1 in bar 12,
then none until bar 18. Line action frequently
reverses the quick/slow R surges: begins stepwise
(slowly) then increases interval size (quickening).

Outline of Conclusions
0. General (from Observations).
I.
(a) Three parts marked by double-bars and confirmed by
1. Fresh starts after dynamic climaxes and peaks (18, 41)
2. Contrasting sectional character: Part I = exposition of pitch collection; Parts II-III = development
by variance and intensification; special key-clapping effect and stress on m3 in Part II; some
feeling of return in Part III: original tempo and register (but 1/2 tone higher and p vs. mf earlier).
(b) Strong sense of unity from
1. Single controlling process: incremental unfolding (see II.).
2. All linear development derives from three intervals: m2, d5, and m3.
3. Recurrence at end of 9 of original pitch collection (1 and 12 at very end).
(c) Main coordination = line + dynamics. De-emphasis of rhythm by tempo and metric changes, off-
beat entries; continuum weakened by unusual beat fractions and rests (see Observations); quick initial
action dissolves into elusive rhythms.
II.
(a) Wedge-form unfolding (up and down from start) of line and dynamics on three levels:
1. Piece as a whole grows in dynamic intensity, rises in tessitura and peaks: Part I – G 3; II – A3; III
– D4 and end B3. Lengthening of intensifications: compare 11–13, 32–35, 46–50. Long-term
goal of low C saved for end (56).
2. Parts each rise to peaks and ff or fff climaxes; more extended and eloquent repetitions; more
dramatic variants.
3. Individual phrase and single gestures (subphrases) progress constantly to new highs and lows.
(b) Vitality maintained by retrenchments that prepare for new and greater climaxes: 24, 55; also on a
smaller scale: 15.
III. Well-coordinated phrase punctuation by breath marks, rests, longer notes, changes of register and dynamics.
IV.
(a) Subtle reciprocity of flow between
1. Basic surges of quick action/slower reaction in rhythmic flow and rate of exposition (see Observations).
2. Opposite tendency of line continuations: beginning stepwise (slowly) and expanding to larger
intervals (quickening).
(b) Superb linear, dynamic, and rhythmic invention: no repetition of details except for deliberate purposes
of intensification.
00. Summing-up: Special Personal Impression.

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