CHAPTER VII MERCHANT BANKERS SEBI RULES & REGULATIONS, 1992 SECTION 29 & 30 RULES & REGULATIONS1 &

2 No person to act as M.B. without regn to SEBI for grant of certificate to do M.B. business. (Rule 3) Application for registration made in form A (Regulation 3(1)). Contents: name of applicant particulars of applicant; organisation structure; business information; client information; financial information; other information; declaration by 2 directors in case of a co., or partners in case of partnerships, or by a sole proprietor