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  • SEBI ROLE IN CAPITAL MARKETS

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    Pari Savla
    39 просмотров11 страниц
    SEBI was set up on 21st February, 1992, and the office of CCI was abolished in 1992. At present, 23 stock exchanges in India Responsibility and Functions Role played by SEBI Investor protection measures. SEBI PERFORMANCE UNDER PRIMARY MARKET trading hours. Penal action. Computerized or screen-based trading. Inspection. Compulsory audit.

    Исходное описание:

    Оригинальное название

    Project on Securities Exchange Board of India

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    SEBI was set up on 21st February, 1992, and the office of CCI was abolished in 1992. At present, 23 stock exchanges in India Responsibility and Functions Role played by SEBI Investor protection measures. SEBI PERFORMANCE UNDER PRIMARY MARKET trading hours. Penal action. Computerized or screen-based trading. Inspection. Compulsory audit.

    Авторское право:

    Attribution Non-Commercial (BY-NC)
    Скачайте в формате PPTX, PDF, TXT или читайте онлайн в Scribd
    Отметить как неприемлемый контент
    39 просмотров11 страниц

    SEBI ROLE IN CAPITAL MARKETS

    Загружено:

    Pari Savla
    SEBI was set up on 21st February, 1992, and the office of CCI was abolished in 1992. At present, 23 stock exchanges in India Responsibility and Functions Role played by SEBI Investor protection measures. SEBI PERFORMANCE UNDER PRIMARY MARKET trading hours. Penal action. Computerized or screen-based trading. Inspection. Compulsory audit.

    Авторское право:

    Attribution Non-Commercial (BY-NC)
    Скачайте в формате PPTX, PDF, TXT или читайте онлайн в Scribd
    Отметить как неприемлемый контент
    из 11

    Presented by:

    Rizwana Samnani, Darshana Gala, Nishita Gada, Tanveer Jada.

    M. Com 1st Year (2011-12)

    Established on April 12, 1988 The CCI was repealed and the office of CCI was abolished in 1992, and the SEBI was set up on 21st February, 1992. In 1995, the SEBI was given additional statutory power by the Government of India. At present, 23 stock exchanges in India

    Responsibility and Functions

    Role played by SEBI

    Investor protection measures


    Awareness among issues of intermediaries Collective investment Automated complain handling
    Non receipt of debenture certificate/ interest on debenture or delay in payment of debenture Non receipt of annual report/ interest on delay receipt of refund order

    Non receipt of dividend Non receipt of refund order

    Non receipt of share certificate/ bonus share

    30 days Allotment

    Registration of Broker

    THE

    QUICK REFERENCE GUIDE BOOK COMPUTERISED TRADING. CLEARENCE AND SETTELMENT SYSTEM T+2

    CAPITAL MARKET
    Capital market Secondary market

    Primary market

    SEBI PERFORMANCE UNDER PRIMARY


    MARKET

    Issue of capital. Offered document.. To ensure faster & hassle-free refunds.. To maintain uniformity..

    SEBI PERFORMANCE UNDER


    SECONDARY MARKET
    Trading

    hours.. Penal action Computerized or screen-based trading.. Inspection Compulsory audit..

    RECENT DEVELOPMENTS
    IPOs DEPOSITORY
    FORWAR D

    DERIVATIVES

    FUTURE

    SWAP

    DERIVATIVE S SWAPTIO N WARRAN T

    OPTIONS

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