slightly below the water surface. The depth to the water is
determined by subtracting the depth of penetration of the line
{nto water, as measured by the waterline inthe chalked section,
from the (otal depth from the ground surface. In the second,
‘method a tape with a float attached to its end is lowered until,
the float hits the water surface and the tape goes slack. The
tapers then lifted until the float is felt to touch the water surface
and it is just taut; the depth is then measured. Some floats are
equipped with a whistle that sounds when the float hits the
‘water surface. The electric depth indicator consists of a
‘weighted probe attached to the lower end ofa length of electrical,
cable that is marked at intervals to indicate the depth. When.
the probe reaches the water a circuit is completed and this is,
rogistered by a meter mounted on the cable reel. The electric
indicator has the advantage that it may be used in extremely,
small holes.
Observation Wells The term “observation well” is applied to
any wel or drilled hole used for the purpose of long-term studies,
‘of groundwater levels and pressures. Existing wells and bore~
holes in which casing is left in place are often used t0 observe
‘groundwater levels. These, however, are not considered t0 be
43s satisfactory as wells constructed specifically forthe purpose.
‘The latter may consist ofa standpipe or a piczometer installed
ina previously drilled exploratory hole or a hole drilled solely
for use as an observation well. Details of typical installations,
are shown in Figure 1.18. In cases where pressures in specific,
zones ate required, bentonite or a similar material is used 10
seal the piezometer within the zone. Itis also customary to use
‘seal at the surface and to slope the fll at the top of the hole
away from the pipe in order to prevent the entrance of surface
water. The top of the pipe should also be capped to prevent
the entrance of foreign material
‘The piezometer shown in Figure 1184 is @ wellpoint
piezometer; hydraulic and diaphragm type piezometers may be
used, The reader is directed to Hvorslev (1949), US. Army
‘Corps of Engineers (1969), U.S. Bureau of Reclamation (1968),
and Dunnicliff (1988) for detailed discussions of various types,
of piezometers.
1.10.3 Seepage Tests for Estimation of Field
Permeability
General Diseussion Seepage tess in boreholes constitute one
means of determining the permeability of overburden in situ
‘They are particularly valuable in the case of materials such as,
sands or gravels, undisturbed samples of which are difficult or
impossible to obtain. Three types of test are in common use;
namely the falling, the rising, and the constant water level
methods. In general, cither the rising or the falling level methods
should be used if the permeability is low enough to permit
accurate determination of the water level. In the falling level,
test, the flow is from the hole to the surrounding soil and there
is danger of clogging of the soil pores by sediment in the test
‘water used. This danger does not exist in the rising level test,
where water flows from the surrounding soil to the hole, but
there is the danger ofthe soil atthe bottom of the hole becoming
loosened or quick if too great a gradient is imposed at the
bottom of the hole. Ifthe rising level is used, the test should
be followed by sounding of the base ofthe hole with drill rods
to determine whether heaving of the bottom has occurred. The
rising level testis the preferred test. In those cases where the
permeability is so high as to preclude accurate measurement
(ofthe rising or falling water level, the constant level testis used.
Holes in which seepage tess are to be performed should be
riled using only clear water as the drilling uid. Ths precludes
the forming of a mud cake on the walls of the hole or clogeing
‘Subsurface Explorations and Sampling 31
of the pores ofthe soil by dilling mud. The tests are performed
intermittently as the borehole is advanced, When the hole
reaches the level at which a test is desired, the hole is cleaned
and flushed using clear water pumped through a drill tol wi
shielded or upward-deflected jets. Flushing is continued until
a clean surface of undisturbed material exists at the bottom of
the hole. The permeability is then determined by one of the
procedures given below. Specifications sometimes require @
limited advancement of the borehole without casing upon
completion of the first test at a given level, followed by
cleaning, flushing, and repeat testing. The dificulty of obtaining,
satisfactory in situ permeability measurements makes this
requirement a desirable feature since it permits verification of,
test results,
Data that must be recorded for each test regardless of the
type of test performed include(1) the depth from ground surface
to the groundwater surface both before and upon completion
of the test; (2) the inside diameter of the casing; (3) the height
of the casing above ground surface; (4) the length ofthe casing
uring the test; (5) the diameter of the borehole below the
casing; (6) the depth to the bottom of the boring from the top
of the casing; (7) the depth to the standing sater level from
the top of the easing; and (8) a description ofthe material tested.
Falling Water Level Method In this test, the casing is filled
with water, which is then allowed to seep into the soil. The rate
‘of drop ofthe water level inthe casing is observed by measuring
the depth of the water surface below the top of the casing at
1, 2, and 5 minutes after the start of the test and at S-minute
intervals thereafter. These observations are made until the rate
‘of drop becomes negligible or until sufficient readings have been
‘obtained to satisfactorily determine the permeability. Other
required observations are listed in the general paragraph above.
Formulas for the computation of the permeability are shown,
in Figure 1.19.
Rising Water Level Method This method, most commonly
referred to as the time lag method (U.S. Army Corps of
Engineers, 1951), consists of bailing the water out ofthe casing,
and observing the rate of rise of the water level in the casing
at intervals until the rise in water level becomes negligible. The
rate is observed by measuring the elapsed time and the depth
of the water surface below the top of the casing. The intervals
at which the readings are required will vary somewhat with the
permeability ofthe soil, The readings should be frequent enough,
to establish the equalization diagram shown in Figure 1.19. In,
‘no case should the total elapsed time for the readings be less
than 5 minutes, A plot of the observations such as the diagram
shown in Figure 1.19 should be made during the test to insure
that sufficient readings have been taken and that the test results,
are valid. Formulas for the determination of the permeability
by this method also are given in Figure 1.19. As noted above,
a rising level test should always be followed by sounding of the
bottom of the holes to determine whether the test created
quick condition.
Constant Water Level Method In this method water is added
to the casing at a rate sufficient to maintain a constant water
level at or near the top of the casing for a period of not less
than 10 minutes. The water may be added by pouring from
calibrated containers or by pumping through a water meter.
In addition to the data lised in the above general discussion,
the data recorded should consist of the amount of water added
to the casing at 1, 2, and 5 minutes after the start of the
test and at Seminute intervals thereafter until an adequate
determination of the permeability has been made. Formulas
for the determination of the permeability by this method are
given in Figure 1.19,‘32. Foundation Engineering Handbook
Slope to Drain
20" Minimum,
3-0" Minimum
Cop or Plug with
Pent hele
Bockfill (upper 3°
impervious)
— Impervious Seal
(dry cloy batts)
—1'/4" 1.0. Black Stee!
or Plastic Pipe
Coupling
r}— Brass Jacket
Wellpoint,
1a" 1D.
| concrete Sond
Watertight Cop
Impervious Seal
(ary clay bells)
Slope to Oroin— 7} ps va
Backfill (upper
3! impervious)
Sond
Conere
178" Minimum =
1.0. Black Stee =
or Plastic Pipe
Peo Gravel
5! Perforated Sec-
tion. (Approx. 25
178" g holes uni~
formly staggered)
Threaded Plug
Impervious Sea
(ary clay Bells)
LEGEND
Bocksin
ERED impervious Seo!
(EEE Concrete Sond
Pea Gravel
Fig. 1.18 Observation wells: (a) wellpoint piezometer; (b) standpipe.‘Subsurface Explorations and Sampling 33
GY
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Fig. 1.19. Formulas for determination of permeability from seepage tests. (After Hvorslev, 1949.)34 Foundetion Engineering Handbook
1.10.4 Pressure Tests for Estimation of Field
Permeability
Tests in which water under pressure is forced into rock
in situ through the walls of boreholes provide a means of
determining the apparent permeability of the rocks and yield
information regarding its soundness. The information thus
‘obiuined is used primarily in seepage studies. Its also frequently
used as a qualitative measure of the grouting required for
impermeabilzation or strengthening of the rock. Pressure tests
should be performed only in holes that have been drilled with
clear water. The reasons for this are detailed in the general
‘paragraph on seepage tests.
‘The apparatus used for pressure tests in rock is illustrated
schematically in Figure 1.20a. It comprises a water pump, @
manually-adjusted automatic pressure relief valve, pressure
Air Ar Pressure
“ry { Goge
(a)
‘gauges, a water meter, and a packer assembly. The packer
assembly, shown in Figure 1.20b, consists ofa system of piping
to which two expandable cylindrical rubber sleeves, called
packers, ae attached. The packers, which provide a means of
sealing off limited section of borehole for testing, should have
a length five times the diameter of the hole. They may be of
the pneumatically or mechanically expandable type. The former
are preferred since they adapt to an oversized hole whereas the
latter may not. However, when pneumatic packers are used,
the test apparatus must also include an air or water supply
‘connected, through a pressure gauge, to the packers by means
of a high-pressure hose as shown in Figure 1.20a, The pi
of the packer assembly is designed to permit testing of either
the portion of the hole between the packers or the portion
below the lower packer. Flow to the section below the lower
packer is through the interior pipe; flow to the section between
ToCompressed
‘ir Supply
Jowate
‘Supply
Air Hose( Wrapped
‘round of Tapeo
to Outer Woter
‘Supply Pipe)
Upper Packer
Length 1]
&5xDia
of Boring
4
Expondable
Rubber Sleeve
ir Hose for
Expanding
Lower Packer
Perforations ~
Alternate Rows
Stoggered
Pertorated Pipe
for Testing
between Packers
Unperforated Pipe
for Testing below
Packer Assembly
Lower Packer
Length
5x Dio
of Boring—~ expandable
Rubber Sleeve
()
Fig. 1.20 Packer-type pressure-test apparatus for determining the permeability of rock (a) schematic diagram: (b) detail of packer unitthe packers is provided by perforations in the outer pipe, which
hhave an outlet area two or more times the cross-sectional area
of the pipe. The packers are normally set 2,5, oF 10 feet apart
and it is common to provide flexibility in testing by having.
‘assemblies with different packer spacings available, thereby
permitting the testing of different lengths ofthe hole. The wider
Spacings are used for rock that is more uniform; the short
spacing is used to test individual joints that may be the cause
‘of high water loss in otherwise tight strata,
‘The test procedure used depends upon the condition of the
rock. In rock that is not subject to cave-in, the following method,
is in general use. After the borehole has been completed it is,
filled with clear water, surged, and washed out. The test
apparatus is then inserted into the hole until the top packer is
a the top of the rock. Both packers are then expanded and
‘water under pressure is introduced into the hole, first between
the packers and then below the lower packer. Observations of
the elapsed time and the volume of water pumped at different
pressures are recorded as detailed in the section on pumping.
below. Upon completion of the test, the apparatus is lowered
a distance equal to the space between the packers and the test,
is repeated. This procedure is continued until the entire length,
of the hole has been tested or until there is no measurable loss,
‘of water in the hole below the lower packer. If the rock in
which the hole is being drilled is subject to cave-in, the pressure
test is conducted after each advance of the hole for a length,
‘equal to the maximum permissible unsupported length of hole
‘oF the distance between the packers, whichever is les. In this
case, the test is limited, of course, to the zone between the
packers,
Regardless of which procedure is used, a minimum of three
pressures should be used for each section tested. The magnitude
‘of these pressures are commonly 15, 30, and 45 psi above the
‘natural piezometric level. However, in no case should the excess
pressure above the natural piezometric level be greater than
1 psi per foot of soil and rock overburden above the upper
packer. This limitation is imposed to insure against possible
heaving and damage to the foundation. In general, cach of the
above pressures should be maintained for 10 minutes or until,
‘uniform rate of flow is attained, whichever is longer. If a
uniform rate of low is not reached in a reasonable time, the
engineer must use his diseretion in terminating the test. The
‘quantity of flow for each pressure should be recorded at 1, 2,
‘and 5 minutes and for each S-minute interval thereafter. Upon
‘completion ofthe tests at 15, 30, and 45 psi the pressure should,
be reduced to 30 and 15 psi, respectively, and the rate of low
‘and elapsed time should once more be recorded in a similar
Observation ofthe water take with increasing and decreasing
pressure permits evaluation of the nature of the openings in
the rock. For example, linear variation of flow with pressure
indicates an opening that neither increases or decreases in size.
the curve of flow versus pressure is concave upward it indicates
‘that the openings are enlarging; if convex, the openings are
‘becoming plugged. The reader is directed to Cambefort (1964),
for a detailed discussion of the interpretation of pressure tests
Additional data required for each test are as follows: (1) depth
‘of hole at time of each test; (2) depth to bottom of top packer;
{3) depth to top of bottom packer; (4) depth to water level in
borehole at frequent intervals; (5) elevation of piezometrc level;
(o)length of test section; (7) radius of hole; (8) length of packer;
(9) height of pressure gauge above ground surface; (10) height,
fof water swivel above ground surface; and (11) description of
‘material teste. Item (4) is importance since arise in water level
in the borehole may indicate leakage around the top packer.
Leakage around the bottom packer would be indicated by water
rising in the inner pipe.
"The formulas used to compute the permeability from pressure
‘Subsurface Explorations and Sampling 36
test data are (from U.S. Bureau of Reclamation, 1968):
km 2 int Lot
aL
k sik £ top> Lar
ae
where
k= permeability
‘These formulas provide only approximate values of k since
they are based on several simplifying assumptions and do not
take into account the flow of water from the test section back
to the borehole. However, they give values of the correct
‘magnitude and are suitable for practical purposes. A graphical
solution of the more commonly used upper equation is given
in Figure 1.21
1.10.5 Pumping Tests for Estimation of Field
Permeability
‘Continuous pumping tess are used to determine the water yield
of individual wells and the permeability of subsurface materials,
in situ, The data provided by such tests are used to determine
the potential for leakage through the foundations of water-
retaining structures and the requirements for construction of,
dewatering systems during excavation. The test consists of
pumping water from a well or borehole and observing the effect
‘on the water table by observations of the water levels in the
hhole being pumped and in adjacent observation wells. The
observation wells should be of the piezometer type. The depth
of the test well will depend on the location, in profile, of the
strata to be tested, The number, location, and depth of the
‘observation wells will depend on the estimated shape of the
‘groundwater surface after drawdown. The reader is referred 10
Leonards (1962, chapter 3), for formulas that will permit an
estimate of the drawdown curve under various boundary
‘conditions. The number of wells used and their location should
be selected so at to provide a clear picture of the drawdown
‘curve in various directions from the test well. As a minimum,
‘observation wells should be located on two perpendicular lines
passing through the center of the test well. Along cach of the
four radial lines thus created there should be a minimum of
four wells, the innermost of which should be within 25 feet of
the test well. The outermost should be located near the limits
ofthe effect of drawdown and the middle wells should be located
to give the best definition of the drawdown curve based on its
estimated shape.
‘The pump used for the test should have a capacity 1. to
2 times the maximum anticipated flow and should have a
Gischarge line suficiently long to obviate the possibility of the
discharge water recharging the strata being tested. Auxiliary
equipment required includes an air line to measure the water
level in the test well, a low meter, and measuring devices 10
determine the depth to water in the observation wells. The air
line, complete with pressure gauge, hand pump, and check valve,
should be securely fastened to the pumping unit with is lower
end at the deepest planned pumping level but in no case closer
than 2 feet to the end of the suction line. The flow meter should
bbe of the visual type, such as an orifice. The depth-measuring
devices for the observation wells may be any of the types
described in Section 1.102.38 Foundation Engineering Handbook
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wiie9‘The test procedure is as follows. Upon completion of the
well or borehole, the hole is cleaned and flushed, the depth of
the well is accurately measured, the pump is installed, and the
well is developed. The well is then tested at 4, 4, and full
capacity. Full capacity is defined as the maximum discharge
attainable with the water levels in the test and observation wells
stabilized. Bach of the discharge rates is maintained for 4 hours
after further drawdown in the test and observation wells bas
ceased or for a maximum of 48 hours, whichever occurs first
‘The discharge must be maintained constant during each of the
three stages of the test and interruptions of pumping are not,
permitted. If pumping should accidentally be interrupted, the
water level should be permitted to return to its full nonpumping,
level before pumping is resumed. Upon completion of the
drawdown test, the pump is shut off and the rate of recovery
is observed
“The basic test-well data that must be recorded are:
(1) location, top elevation, and depth of well; (2) size and length,
‘ofall blank casing inthe well; (3) diameter, length, and location,
ofall screen casing used; also type and size of screen opening,
and material of which screen is made; (4) type of filter pack
used, if any; (5) water elevation in well prior to testing; and
(6) location of bottom of airline. Basic data required for each
observation well are: (1) location, top elevation, and depth of
well; (2)size and elevation of bottom of casing (after instalation
‘of piezometer): (3) location of all blank casing. sections:
(4) manufacturer, type, and size of piezometer; (5) depth and
elevation of piezometer; and (6) water level in well prior to
testing. Pump data required are the manufacturer's model
designation, pump type, maximum capacity, and capacity at
1800 rpm.
‘The drawdown test data required for each discharge rate
consist of the discharge and drawdown of the test well and
the drawdown of each observation well at the time intervals
shown below for the various ranges of elapsed time.
Time Interval
Elapsed Time for Readings
0-10min OS min
10-60 min 20min
16h 150min
69h 300 min
9-24 th
24-48 3h
S48h oh
‘The required recovery curve data consist of readings of depth
to water in the test and observation wells at the same time
intervals given above, Readings are continued until the water
level returns to the prepumping level or until adequate data
has been obtained,
1.41 TEST GROUTING
1.11.1. General Description
This type of field investigation is used (1) to assess the
groutabjlity of a given foundation material; (2) to obtain a
Quantitative measure of the amount of work required to grout
a given material: or (3) to prove that the use of a grouting
procedure other than that specified will produce an end product
equivalent to or better than that obtained by the use of the
specified procedure, The latter frequently occurs in connection
withthe desire 1 use percussion-drilled holes in lieu of specified
rotary-drilled holes. Test grouting consists of injecting grout
into a limited area utilizing either the same procedure as will
bbe used in the final construction in the case of (1) and (2) or
‘Subsurface Explorations and Sampling 37
«somewhat modified procedure in the case of (3). The records
kept are similar to those in a full-scale grouting program and
include information pertaining to the driling and washing of
the grout holes and the pressures, grout mixes, and amount of
grout used in injecting individual sections of each hole. The
teader is referred to U.S. Army Corps of Engineers (1963) for
details of these records. The results of these investigations are
generally evaluated on the basis of the amount of grout
consumed, the extent of grout penetration from a given hole
as revealed by core borings and split spacing procedure, the
impermeabilizing eect of the grouting as revealed by pressure
tests, or a combination of all three.
The cost of this type of investigation is high and it is not
used im design stages unless particular grouting problems are
suspected. Normally comparison of use of percussion versus
rotary grout hole drilling would be done at the beginning of
the construction stage.
1.12 REPRESENTATIVE BUT DISTURBED
‘SAMPLES.
1.12.1 General Description
Samplers may be divided into two broad categories based on
the degree of disturbance suffered by the samples that are
retrieved. In general, samples are categorized as disturbed and
undisturbed. There is no truly undisturbed sample since the
Penetration ofthe sampling tube, no matter how thin the tube
‘oF refined the sampling technique, results in some disturbance
to the in situ material
‘A disturbed sample may be defined as one that contains
all of the constituents of the in situ material in proper
proportions but that has suffered sufficient disturbance to ils
structure so that the results of laboratory tests to determine
engineering properties such as compressibility, shear strength,
land permeability would not be properly representative of the
‘material in situ. Disturbed samples generally are used for
identification tests such as visual classification, water content,
Grain size analyses and Atterberg limit tests, and for specific
gravity and compaction tess, Disturbed samples are also used
‘or the preparation of compacted specimens for permeability,
shear, and compressibility tests on materials proposed for use
jn earth structures. Included in this category are samples
obtained by driving a sampler into the ground, by auger boring,
or by normal test pit excavation,
‘An undisturbed sample is one obtained with samplers and
sampling techniques designed to preserve as closely as possible
the natural structure of the material. These samples are suitable
for shear, consolidation, and permeability tests of foundation
materials. They may be used, also, for all tests for which
disturbed samples are used. Undisturbed samples include those
‘obtained by thin-wall tube samplers with and without stationary
Pistons, Denison-type double-tube core barrel samplers, and
careful excavation of soil from test pits
The characteristics of some of the more popular samplers
and sampling techniques in use today are presented in the
paragraphs that follow.
142.2. Split-Barrel Sampler
‘This sampler, also referred to as the split-tube or split-spoon
‘sampler, isthe most commonly used soil-sampling device. It is
{ modification of the solid-tube drive sampler, which was one
of the first samplers developed. It differs from the solid-tube
‘sampler in that it has a sample retainer located immediately38 Foundetion Engineering Handbook
above the barrel shoe and that the barrel in which the sample
is retained is split longitudinally, thereby facilitating removal
of the sample. As illustrated in Figure 1.22, the split-barrel
sampler consists of a barrel shoe, a spit barrel or tube, a solid
sleeve, and a sampler head. In some models the solid sleeve is
‘omitted and the head is so designed that it threads directly
‘onto the barrel. Other modified versions of the sampler provide
forthe inclusion of a single long liner or a series of I-inch high
sectional liners that extend for the full length of the sampler.
Still another version, referred to as the Lynac sampler, has
heavier walls than the regular split-barrel sampler and is better
adapted to hard driving conditions,
As indicated by Figure 1.22, when the shoe and the sleeve
(of this type of sampler are unscrewed from the split barrel, the
two halves of the barrel may be separated and the sample may
be extracted easily. A ball valve incorporated in the samplet
Inca facilitates the recovery of cohesionless materials. This valve
seats when the sampler is being withdrawn from the borehole,
thereby preventing water pressure on the top of the sample
from pushing it out. If the sample tends to slide out because
ofits weight, vacuum tends to develop at the top of the sample
to retain it. Provisions for retention ofthe sample also are made
at the bottom of the sampler, where a retaining device may be
used if necessary. The device shown in Figure 1.22 is @ fap.
type retainer. This retainer permits the soil to enter during.
[= [Terzooni (1973) 140] 30]2.000] 1.375] 4.185x10-%
side Dic. Sampler
hearing Strength, 22 = ———J
0 ot He
L
5
I 5 10 50 100 500 1000
Driving Resistance, 8, Blows/ft
Fig. 1.24 Sampler driving resistance vs. consistoncy—cohesve sols.40 Foundation Engineering Handbook
eseibes the use of blow counts ftem split-barrel sampling to
ae Reeccton poral of sa: Praca
Subsurface explorations are initiated with this type of samy
And frequenty design canbe made onthe basis othe splitbarrl
sample data. Ths is particularly the case where a minor type
structure is involved and where foundation conditions are good.
In other instances the spli-barrel borings are supplemented
with sampling by one or more ofthe undisturbed type samplers.
‘The primary advantages of split-barrel sampling ate that itis
simple, quick, and evonomical
1.12.3 One-Inch Retractable Plug Sampler
This sampler was developed by O. J. Porter about 1930. As
shown by Figure 1.25a, the sampler consists of a retractable
piston rod and plug inside a easing and master tube; a cutting
shoe; and a driving mechanism, The master tube, which forms
the lower portion ofthe sampler, i usually made to accommodate
from four to seven 6-inch-long brass liners into which the soil
[penetrates as the sampler is driven into the ground. The steps,
in the operation of the sampler are shown in Figure 1.25,
Initially, the sampler, with the piston rod and plug locked to
special coupling between the master tube and the casing
(Fig. 1.25a), is driven into the ground by lifting the 30-1b drive
weight by hand and letting it fall upon the drive head. When
Driveesd 1
eeaat_A [
coving:
the sampler reaches the depth at which sampling i desired, the
piston rod is rotated to unlock it from the coupling. raised, and
rotated once more to lock it to the coupling in aa elevated
Position (Fig. .25b). The unit is then driven a distance equal
to the length ofthe Brass liners to obtain a sample (Fig. 1.25).
{At the end of the sampling operation (Fig. 125d) the plug is
rotated further to develop a tight seal atthe top of the sample.
‘Then the entire unit i jacked out ofthe ground or “bumped”
cut by liting the drive hammer to strike a pull cap attached
to the top of the guide. The next sample is taken by driving
the unit down the same hole to the next depth of sampling and
repeating the operation. Thesamples obtained by this procedure
are disturbed but are representative. The fact that they are
retrieved in brass liner that ean be capped, sealed, and shipped
to the laboratory makes them convenient for determination of
‘water content.
sampler is used for both reconnaissance investigations
and. for mapping strata between borings in which ‘more
sophisticated. sampling is done. It is used. primarily for
determining the thickness of surficial deposits of soil silts and
clays as occur in swamps and estuaries but it is also useful
in the finer-grained cohesionless materials. The unit can be
‘operated to depths of 60 fet of more depending on the nature
ofthe deposits penetrated and the location ofthe groundwater
table. One ofits main advantages is that it can be hand-carred
into areas dificult for access by conventional equipment. It is
Fig. 1.25 Schematic drawing of 1-inch retractable plug sampler, illustrating principal parts of sampler and sequence of operations in
sampling: (a) sampler driven to sampling depth with retractable plug locked in diving position; (b) sampler at sampling depth with plug
locked in retracted positon; (c) sampling drive in progress; (d) drive completed; (e) sampler and sample being withdrawn from hole.economical and provides an inexpensive form of obtaining
information between larger-diameter borings.
1.12.4 Hand Augers
Manually operated augers may be classified into three general
‘groups as follows: (1) those commonly referred to as “post-hole
diggers"; (2) small-diameter helical or screw-type augers; and
(3) spiral augers. One of the better known of the first group is
the Iwan auger illustrated in Figure |.26d. Similar augers, which
‘are not illustrated, include the Vicksburg hinged auger and the
spoon auger. The Vicksburg auger, which also may be used as
‘8 power auger, is hinged so that one side of the auger may be
‘dropped for ease of removal of the material sampled. ‘The
postchole type augers are available in diameters ranging from
3109 inches, Augers ofthis type, in general, retain the sampled
‘material better than the other hand-operated augers. In general,
they are useful for sampling all types of soils except cohesionless
‘materials below the water table and hard or cemented soils.
‘The lack of rigidity of the Vicksburg sampler also makes it
unsuited for sampling of soils containing gravel.
‘The second group of augers includes those consisting of a
helical fight on a solid stem and the ship- and worm-type
‘augers, which resmeble wood augers. The ship auger, shown in
Figure 1.260, and the worm augers are best suited to use in
‘cohesive materials. The helical auger may be used in either
‘cohesive or cohesionless materials above the water table. These
augers are available for hand operation in diameters from
approximately 2 to 3.5 inches,
Spiral augers were developed for use in those cases where
helical and screw augers do not work well. The closed spiral
auger (Fig. 1.26b) is used in dry clay and gravelly soils. The
Jamaica open spiral auger is most useful in loosely consolidated.
Seposits. These augers are available in the same size range as
the preceding group.
For additional information concerning augers, the reader is
directed to Section 1.8.6 where the uses, the limitations, the
ae
oY Vy
i w
Fig. 1.28 Hand augers: (a) ship auger: (b) closed spiral auger: (c) open spi
‘Subsurface Explorations and Sampling 41
‘sampling techniques, and the advantages and disadvantages of
auger borings are discussed,
112.8 Power Augers
Motor-driven augers maybe classified as ight augers or bucket
augers. The former are available in sizes ranging ftom 2 to
48'inches in diameter; the latter range feom 1210.96 inches in
diameter. The flight augers are available in several types
depending on thir intended use. Figute 1.27a shows a single-
flight auger designed for us in clays and other unconsolidated
deposits Its equipped with a pilot bit that makes the initial
penetration prior (0 the ripping ofthe material by the cutter
teeth. Figures 1.27b and e show double-fight augers designed
for use in both earth and rock. The former is capable of
penetrating most soils including those containing large gravel
and boulders and may also be used in soft rock. The later is
éapable of penetrating hard rock as well a sail In operation
all ofthe above augers are attached to a drilling rod referred
to as the “Kelly” tod, which i rotated and pressed downward
to achieve penetration. The sampling procedure consists of
advancing the Kelly withthe auger fr the height ofthe ight
‘or until the light has become filled with soi The Kell is then
raised until the auger is clear ofthe hole andthe soil is thrown
free from the cutter head owing to rotation ofthe Kelly. The
hole is advanced by repeating this process until the required
depth is reached. Obviously, the shorter the fight the more
time is used in raising and lowering the auger to remove the
soil. Therefore, itis common to attach an additional height of
Spiral to a cutie head s0 as to form a high spial auger such
48 the one shown in Figure 1.274.
‘The maximum depth of penetration that can be achieved
conveniently with the above augers is limited By the length of
the Kelly rod that can be accommodated by the drilling rig
used. In general, the depth is limited to 10 to 20 feet. The use
of contimious of conveyor fight augers, such as the one shown
in Figure 28a, overcomes this disadvantage and permits holes
= ee le
a
1uger: (4) lwan auger. (Courtesy of Acker Dil Co. Ine)42. Foundation Engineering Handbook
Cc) »
@ @
Fig. 1.27. Power augers: (a) single-ight earth augor; (b) double:
fight earth-rock auger (c) double-fight rock auger: (d) high spr
‘suger. (Courtesy of Mobile Dring, In. and Acker DillCo. Inc)
to depths of 100 feet or more. In this type of auger, the soil
rises to the top of the hole on the spiral fight and is sampled
as it emerges. As the hole is advanced additional sections of
spiral fight ure added, Both finger-type cutter heads (Fig. 1.284)
and fishtail bits are used in conjunction with continuous flight
augers. Although this type of auger has the advantage of greater
maximum depth of hole compared to augers with shorter lights,
it has the disadvantage of a greater possibilty of the mixing of
soil from a given level with soils from strata above, Thi
disndvantage has been overcome by the hollow-stem auger
‘hich isshown in Figure |28b and is described in Section 1.12.6
In addition to flight augers, which have been described
above, bucket augers similar to the one shown in Figure 1.28b
are frequently used for explorations. These buckets are basically
‘an open-top metal cylinder having one or more slots cut in
their bases to permit the entrance of soil and rock as the bucket
is rotated. At the slots the metal of the base is reinforced and
teeth or a sharpened cutting edge are provided to break up the
‘material being sampled. The buckets can be designed to sample
‘any material except solid rock. They are available in nominal
‘diameters ranging from 10 to 96 inches. The larger buckets are
used for excavating shafts for large caisson piles. Holes about
30iinches in diameter are sufficiently large to permit the entrance
of a man for in situ inspection and sampling. of foundation
material. When such holes are used, care must be exercised to
‘see that they are well ventilated and that there are no poisonous,
‘gases present when personnel enter for inspection or sampling,
In operation the bucket auger is attached to a Kelly rod
driven by a rotary table similar to the one shown on the rig. in
Figure 1.14. The bucket is rotated and hydraulic pressure is
exerted downward to cause penetration of the bucket until it
has been filled. Then rotation is stopped, the Kelly is raised,
the bucket is tipped to the side of the hole, and a tripping
‘mechanism is activated to open the base of the bucket and drop
the retrieved soil. The process is repeated until the desired depth
is reached.
‘The major advantages ofthe bucket auger are that it permits
rapid excavation of deep holes of small to large diameter.
‘A disadvantage is that it cannot be used in cohesionless
‘materials below the water table,
1.12.6 Hollow-Stem Auger
‘The hollow-stem auger consists of (1) section of seals tel
tube with a-spical fight to which are attached a finger-ype
cutter head at the lower end and an adapter cap at the top:
and (2).a center dil stem composed of drill rods to which are
attached a center plug with a drag bt at the lower end and an
Adapter at the top. The adapters atthe top of the drill stem
and auger fight are designed to permit advancement of the
Auger with the plugin place. As the holes advanced, additional
lengths of hollow-stem flights and center stem are added as
ured, The center stem and plug may be removed at any
time during the drilling to permit disturbed, undisturbed, and
core sampling helow the bottom of the cutter head by utilizing
the hollow-stem flights as casing. This also permits the use of
augering in loose deposits below the groundwater table. It has
been stated by some that undisturbed samples taken in this
‘manner are beter than those taken from a cased hole since the
disturbance caused by advancing the auger is much less than
that eaused by driving the casing. Augers of this type are
available with hollow stems having inside diameters from 22
{o 6 inches. Hollow-stem augers are also particularly useful for
drilling vertical holes in existing earthfil dams since they do
not require the use of drilling Hui. In many instances if boring
methods requiring water or driling mud were used, hydraulic
fracturing of the material surrounding the borehole would
oeeur,
1.12.7 Bulk Sampling in Test Pits
‘This method of sampling consists merely of hand or machine
ion of sols from the wall or base of a tes pit without
regard for the disturbance of the soil structure, It may be
accomplished by hand shovel, dragline, clamshell bucket,
backhoe, or other devices. The method is used primarily when
a large volume of soil is requited for laboratory testing. A
typical example is the case of borrow materials 10 be used in
the construction of a dam or the base course of a highway. If
the material is relatively homogeneous, these samples may be
taken equally well by hand or by machine. However, in stratified
materials, hand excavation may be required. In the sampling
‘of such materials it is necessary to consider the manner in whic
the material will be excavated for construction. If itis likely
that the material will be removed layer by layer through the
tse of scrapers, samples of each individual material will be
required and hand excavation from the base or wall of the pit
may be a necessity to prevent unwanted mixing of the soils. 1,
‘on the other hand, the material is to be excavated from a vertical
face, then the sampling must be done ina manner that wil
produce a mixture having the same relative amounts of each
layer as will be obtained during the borrow area excavation.
‘This can usually be accomplished by hand-excavating a shallow