United States Department of State
ef Poi Mies Mars
\ / Dire of Das Tee Cts
- ‘ie ae ral Catone
November $2014
[STRPIIEN L GURBA, PRESIDENT.
BULOVA THCHNOLOGHIS GROUP, INC.
12645 ATH STREET N
CLEARWATER, FL 33762
PHTAYLOR@BULOVATECH.COM
REGISTRANT CODE: KH
EXPIRATION DATE: 1130/2015
Reference: Broker Registration Staten and Fee Submission
Dear Mr, Guba
‘The Office of Defense Trade Como Compliance, Compliance and Registration
Division (CRD), received you sepsuation application, and fee to revster asa broker. Our
eview is now completed, Your broker repstation code is K-H4D. ltexpzes on 1 1/30/2015,
Seton 38CDK1 KAA) ofthe Ars Bxpoet Conte Act (ACA) (22 US.C. 2778)
‘provides that persons engage inte business of rokering activities with respect othe
‘manufate. expat import of tansfr of any U.S. ofocegn dense article or defense service
‘hall epstr and pays Fegiseation fe an that no person may engage in the busines of suc
Irokerng activtics without alicense ised in accordance wi the AECA. This episteation
seeves aa precontion ostbmiting an application fo a brokering license or her appoval
from the Direcvate of Defesse Trade Controls (DDTC). Further this registration doesnot
satsfy any inept requivment to weiter as an exporter / manufacturer pars (0
IneriationalTrafie in Arms Regulations (TTAR) Pat 122, if 0 equi bythe AECA or
AR
{As you ae the senior officer who has boon empowered 1n sig the egstraion statement
‘we ask yo maintain econ consistent with ITAR Sexton 1225 regarding: 1) The key senior
‘otficer Hist onthe reitatien who wil oversee the compliane prouram and be responsible
Tor designating the direct employee who will serve as “empowered officals” at tee place of
employtoent and 2) list of qualified. direct employees who wil serve as “empowered
iis” hy name, position, tusness unit phone and fax numbers and eral addresses, Please
‘ote that hid paris Cnvidaals who are not dec employees, such ss eonstlans,
Subeoatractors or outside cousel for example) cannot serve as “empowered ficial.”As aregiteed broker youre required to comply with other sections ofthe FTAR as well as
‘ose specifi to Pact 129 en brokering activities. These inelode but are not ited to Pus 120,
121, 122,126, 127 and 13C. These Parts cover general authorities and eligibility. the United
States Munitions List, Reghration of Manufucurers and Exporters, Prohibited Exports and
Sales to Certain Counircs Prohibited Counties, Violations and Penalties, and Political
Contributions, Fees and Cemmissins. Please note hat Pat 12 so ielude requirements for
notifying this Office of chaxges vo your Registration Statement or Transmital Later.
TAR Section 129.9 requires that any person registered asa broker provide annually 3
report to DDTC (Aut: the Office of Defense Trade Controls Compliance, Compliance and
Revstration Division). This report i due on January 3 each year. However, you mst comply
With ITAR Section 122.5, which sequies you to mainain reeds conceming yor rogistation
{and your brokering sctivitis for minimiim perio of five years from the expiration of the
Ticese or other approval toinclde the use of exemptions. Records maintained shall be
valle a al ines foe inssetion and copying by this Oi or by Customs oficial.
Please include your irokerng registration code ad the following statement onal
registration correspondenceto this Ofie: “Under penalty acording vo federal law (22 CPR
127.2; 22 USC 2778; IBUSC 1001) 1, inser your name), as authorized by (name of company. It
applicable) warrant the trthof the staements mide herein,” We recommend your registration
be received up to 45 days prior the expiration dae, However, your registration must be
receive at est 30 days pre toes new expiration date. (TTAR Sesion 122.30)
Registration must be curentto apply for brokering licenses o oer approvals, or 10 use
brokering exemptions. Your registration i not eurent, fr example, Ifyou have not noted this
Office of any material chang in he information contained in your registration application
(Gersion FAR ID9
1f you have any questions on registration, please contact (202) 663-1282 or
DDTCResponseTeam@rsategov. You may rele co the DDTC website forthe Con
Guide at hip www pmddte state gov and then click am the Compliance tab. The DDTC
Website ls inclods «copy the TAR, explanations of export licenses procedes, how 10
submit ease application, country sanctions, individuals / companies dcbared by the
Department of State and other export matters.Certificate of Registration
} global assurance
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Bulova Technologies Group, inc
Bulova Technologies Europe LLG
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