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Handbook
Ir. Daniel D. Ofman
1.
Problem Analysis
page 2
This last question in particular provides insight into whether putting energy into the
problem at this time is worthwhile. Chronic problems will usually require more
energy, but are generally also more worth solving. Out of instinctive/emotional
involvement with the problem, sporadic problems are often brought forward as if
they are constantly occurring (= chronic). Information on the history of the problem
can lead to one's thinking twice before throwing oneself into a solution.
page 3
Place can also relate to a place in the process, which can be illustrated with a flow
diagram.
*
Is it a problem in all phases of the process?
*
Or, only in a certain act or activity?
The physical place may also be relevant, in which case the layout can be useful in
clarifying where the problem does and does not occur.
*
What makes this specific spot different from others?
If this concerns something concrete, like a product or formula, a drawing can often
provide extra information on where a problem occurs.
page 4
Of course, the higher management level can define, alter or even override the power
of decision of the subordinate, lower management level. In other words, an executive
manager has the power to override a department head's responsibility for taking
action. By so doing, he/she in fact temporarily takes the problem ownership away
and assumes it him/herself. The consequence of this type of intervention is that the
lower management level begins to adopt a hesitant attitude, something like: 'You just
tell us what is supposed to happen,' while the manager complains about the fact that
employees show so little initiative and that he/she has to solve all the problems
him/herself. That is a correct assessment, because failing to respect and overriding
subordinates' responsibility for taking action almost always results in a circumstance
where the boss becomes the problem owner (= PO).
1.9
Planning forwards/backwards
Frequently, halfway through the solution of the problem, one suddenly discovers
that one is actually involved in an entirely different (underlying) problem. In order
to avoid this, it is necessary to consider in the analysis phase whether what has been
identified as the problem is really the problem. A convenient way to examine this is
through so-called planning forwards/backwards.
Imagine that the task headline formulated up to this point is:
How to cut back the leadtime of a damage settlement from six to two weeks? That
would be an excellent task headline, but there are often yet other problems involved
underneath/behind the one formulated.
Planning backwards works like this:
1
Assume that the challenge has been met, that is, that a damage settlement is
concluded within two weeks.
page 5
Now ask yourself: what problems are now solved? For example, it could be
something such as: How to satisfy clients better? Or, how to ensure that fewer
documents are lost? Or, how to work more efficiently? Or, how can our
department work better together? Or, how to achieve a better working
atmosphere in the department? Etc. In fact, these could all be possible task
headlines. Sometimes they are more general than the original (as in this
example), sometimes more specific. In this way, one has a greater choice of
possibilities with regard to task headlines.
3
Choose the task headline that is really at issue. Which task headline will finally
be chosen to go to work on depends on what is wanted and the level on which
the problem has to be approached. In making the choice, it is important to keep
in mind whether the responsibility for taking action related to the task headline
is also actually a factor. Often, the higher the level in the organization where
problems are being solved, the more general the task headines.
The closer to implementation, the more specific the task headlines must be in order
to ensure as great a chance of success as possible.
Planning forwards very much resembles planning backwards.
1
Assume that the challenge has been met, that is, that a damage settlement is
concluded within 2 weeks. This step is the same as in planning forwards.
2
Now ask yourself: What would be the advantages of this in the future? Thus,
instead of looking back at the past, we now look forward toward future
consequences. Sometimes, the same aspects surface as in planning backwards;
sometimes this provides new potential task headlines.
3
Choose the task headline that is really at issue. This step is also the same as
above.
page 6
2.
Listening
Above, we have discussed the analysis of the situation. From this analysis, it should
become apparent whether it is worthwhile to tackle the problem and if so, what
would be the best way to begin. If a decision is made to call a creative problemsolving meeting, the aforementioned analytical questions can be a great deal of help
in preparing the problem owner for the meeting.
The best start to the meeting is for the problem owner to tell participants the answers
to these questions in a maximum of 15 minutes. In this way, participants very
quickly gain insight into the nature and magnitude of the problem and what will be
expected of them. The 15 minute limit for this information is a consequence of the
receptive capacity of participants and the manner of listening.
page 7
to listening, etc.
2.3
In-Out Listening
The purpose of In-Out Listening (I-O Listening) is to collect all the thoughts we have
while listening to the speaker (in this case the problem owner) without judging them
in terms of good or bad or relevance. This does not mean we have to summon up
'wild' thoughts, but rather that we be receptive and observe what happens with our
thoughts.
A useful aid for this is to take a sheet of paper with a vertical line in the middle. On
the left side you write in catchwords what the speaker says (= out), and on the right
side you write in catchwords for your associations or thoughts (= in).
In a certain sense, you could say that you take notes for two meetings at the same
time: the meeting outside you (= what the speaker says) and the meeting inside you
(= what goes on in your mind). By listening in this way to the problem owner's
explanation, optimum use is made of team members' thinking capacity. After this
explanation, it is time to begin to reap and sort all this 'raw' material. This takes place
by using 'springboards'.
page 8
3.
Springboards
page 9
a response from the problem owner - usually a critical remark about the feasibility of
the idea. If the idea is 'packaged' as a springboard, it is much easier for the problem
owner to simply see it as a challenge to which he/she need not yet respond.
It makes rather a difference whether the problem owner hears: 'First study whether
clients actually have a need for it', or 'How to study whether clients actually have a
need for it'. The first formulation draws a reaction as it were, while the second offers
a choice of responding to it or not - and the latter is precisely the object. It is
important in this phase of the process to defer judgment as long as possible.
page 10
Generally, clustering results in the formulation of several task headlines which must
be further worked out in subsequent sessions and which concern part of the total
problem.
In the following step, the problem owner will give a short explanation of the
choice(s) made, so that the participants can follow the PO's train of thought.
The procedure we have followed to this point comprises the following
steps:
1
Task headline.
2
Explanation of Analysis and I-O Listening.
3
Gathering Springboards.
4
Clustering, Choice & Explanation.
5
Generation of Ideas.
6
Choice & Explanation.
3.5
Generating ideas
When the PO has determined the course he/she further wishes to take and has
formulated the springboard that best covers it, we reach a phase in which concrete
ideas have to be generated in order to realize the springboard. The difference
between a springboard and an idea is that a springboard is a 'How to' and an idea is
a 'Go do'. In other words, an idea always indicates how you can accomplish
something. An idea must be action-oriented, while this is not a requirement of a
springboard (see Types of Springboards). Springboards open the definition of the
problem and broaden it, while ideas narrow down the problem and work towards a
solution. Springboards offer increasingly more possibilities and ideas increasingly
fewer, because the issue becomes more and more concrete. Imagine that, in the
example of 'How to raise quality-awareness in our organization', the principal
springboard the PO chooses is 'How to develop a complaint information system'.
This springboard only indicates a direction but does not yet say anything about how
it can be realized. Therefore, concrete ideas are necessary in order to get closer to a
feasible solution. In this phase, brainstorming or other techniques (see Excursions)
can be used to generate ideas. As soon as there are enough ideas, a choice can again
be made from among them, and this choice can only be made in a reasonable manner
if people know how an incomplete idea can be developed into an solution.
page 11
4.
Idea development
Although we do not know exactly what creativity is, we can still say something
about the factors which influence creativity. We can assume here that creativity is
influenced by the quality of thinking on the one hand and by the climate of a group
on the other.
The quality of thinking is related to the ideas that are generated. You cannot get very
far without creative ideas. Still, this is only half the story. The reason why few
creative solutions are produced by a group can usually be explained in some other
way. It has more to do with the climate. The climate of a group is greatly influenced
by the way in which ideas are handled. The greatest handicap to arriving at creative
solutions is the fact that we often handle an idea as though it were a solution. This is
a consequence of our decision thinking.
page 12
4.3
Itemized response
It appears from research on successful groups that creative solutions arise when
people:
*
Adhere to what they really want.
*
Do not allow themselves to be obstructed by what is apparently in the way.
*
Know how to formulate obstacles into challenges.
*
Elaborate one another's ideas.
An effective way to do this is by making use of itemized response.
Itemized response means we do not respond to an idea as a whole, but to the various
aspects of the idea. In effect, we chop the idea up into pieces and examine the various
facets individually.
Initially, we determine what the attractive characteristics of the idea are:
What would we want to retain of the idea?
What is challenging, useful or advantageous about the idea?
What direction does it indicate for a possible solution?
What are the usable principles in the idea?
page 13
Idea
+ + + + +
0
x
Usable principles and
worthwile elements
Then we establish the most significant shortcomings that require attention. The way
in which these shortcomings are formulated is very important. For example, if
technical feasibility is a problem, this can be formulated as an obstacle with the
sentence: 'It is impossible because it is technically unfeasible'. It can also be viewed as
a challenge. In that case we would say: How to make it technically feasible?
That is impossible because my boss would never accept it can be switched to:
How to make it acceptable to my boss.
How to .....
+ + + +
Formulating objections as
challenges in the 'How to ....' form
+ + + +
solutions
page 14
4.4
Pitfalls
The use of itemized response is not always advisable. There are several pitfalls that
should be kept in mind.
A
B
4.5
Do not use itemized to try to argue that what is wrong is right. In other words,
do not attempt to retain an idea at all costs. Adhere to the value in the idea, but
let the idea itself go.
Itemized response can also be used as a moral weapon with which to 'force'
participants to say something positive about one thing or another.
Consequently, it may be labeled with: Oh, then you have to think positively!
while it actually has very little to do with this.
The problem owner sometimes continually raises new challenges. A challenge
is only relevant to the extent that it prevents one from taking action.
Challenges to many solutions may remain, but it does not make much sense to
spend a great deal of time on them if they do not stand in the way of steps to
take action.
Itemized response is not a substitute for analysis of a problem. Without
thorough preparation and problem analysis, it is almost impossible for the PO
to give direction, and objections are often based on assumptions and not on
facts.
Decision thinking is necessary when it is time for action. If someone is crossing
the street and a car is coming, it is not the moment to consider what is
appealing about the situation. At that moment, it is time to take action and a
decision must be made.
Itemized response can be examined on several different levels. First, it can simply be
seen as a technique that works well and can be used to achieve effective results. In
that case, it is just one trick out of a whole bag of tricks, one particularly useful for
evaluating ideas in creative problem-solving meetings.
Itemized response can also be viewed as a skill that can contribute to creating an
open climate in which participants do not have to be afraid of being punished for
incomplete ideas. Because both the specific advantages and disadvantages are
summed up, the chance is great that the 'introducer' of the idea will experience
his/her contribution (and him/herself, as well) as valuable.
As a strategy, itemized response prevents our becoming involved in a negative spiral
by only paying attention to the reason why something is not possible, is not allowed
or is not good. Introducing itemized response can be a conscious strategy for
teaching those in an organization to think in terms of possibilities instead of
impossibilities.
Finally, itemized response reflects a mental attitude, a philosophy that is based on
the notion that other's ideas and work have value. It is a philosophy in which the will
to make a positive contribution plays a significant role.
page 15
Possible procedures
Depending on the type of subject, the urgency and time available, there are two
possible phase plans from which to choose - a comprehensive version and an
shortened version. Up to this point, we have discussed the comprehensive version.
The difference between the two procedures is related to whether or not springboards
are used. Both procedures are wound up by carefully formulating the action steps to
be taken. These should be formulated as specifically as possible, that is, stating who
is going to do what, when and how, and what feedback can be expected on the
results, where, how and when. This latter step is as important for the participants as
for the PO, since the PO's commitment becomes visible in the process and the
participants get insight into what has been achieved.
5.1
The complete phase plan contains ten steps, and the minimum time required to go
through it is 1.5 hours. This procedure is mainly used for larger problems, where half
a day to two days are available. Preparation is of great importance, especially for
these types of extensive sessions.
Complete phase plan:
1
Task headline.
2
Explanation of Analysis and I-O Listening.
3
Gathering Springboards.
4
Clustering, Choice and Explanation.
5
Generation of Ideas.
6
Choice & Explanation.
7
Itemized Response.
8
Options, Additions and Changes.
9
Possible Solution.
10
Action Steps.
5.2
Where a clearly defined and tidy problem is concerned, for which less time is
available (for example, 1 hour), steps 3 and 4 of the complete procedure can be
skipped. After the POs explanation, no springboards are gathered. Instead ideas are
immediately generated. The formulation of the problem is not first opened (as is the
case with springboards), and ideas are immediately requested (Go-dos).
Shortened phase plan:
1
Task headline.
2
Explanation of Analysis and I-O Listening.
3
Generation of Ideas.
4
Choice and Explanation.
5
Itemized Response.
6
Options, Additions and Changes.
7
Possible Solution.
8.
Action Steps.
page 16
Roles
The following roles are distinguished, in order to ensure that the meetings proceed
as effectively as possible: The Problem Owner (PO), the Process Leader (PL), and the
Participants. The PO's role has already been extensively described. He/she is
responsible for the content of the meeting.
The process leader/facilitator is responsible for the process' running smoothly. By
entrusting the duties of the process to an individual (the PL), the PO is free to
concentrate fully on the content of his/her problem. In other words, the PO does not
have to worry about how the process is going to proceed. The principal
responsibility of the participants is to help the problem owner solve his/her problem
with their thoughts and ideas.
6.1
As already stated, the job of the process leader is to facilitate the process. He/she
does not have to bother with the content, to furnish ideas, to make any substantial
choices, nor give directions regarding the content. He/she is not responsible for the
content of the outcome of the meeting, and does not have to have any understanding
of the subject. It is even better if the PL has no interest in the outcome, since that
would help prevent his/her interfering. Nevertheless, the PL plays a very important
role in the entire process by working closely with the PO and ensuring that the
interaction between the PO and participants runs smoothly. This means that the PL
continually keeps the interests of both the PO and the participants well in mind.
His/her presence should be inconspicuous, and his/her duties are comprised of the
following:
A
Writing
The PL makes the meeting visual by writing the following on a flip chart:
* The task headline (keep this so that everyone can see it at all times).
* The springboards that have been formulated (all of them).
* The springboard or cluster chosen (write this down again).
* The ideas generated (also those apparently irrelevant).
* The advantages formulated by the PO (as specifically as possible).
* The objections and challenges (in the How-to form).
* Options, additions to, changes of new ideas.
* The possible solution (have the PO dictate this).
* The action steps formulated by the PO (specific & hard).
Sometimes the PL will have to summarize participant's remarks or 'stories' in
task headlines, which should be written down, as far as possible, in the original
page 17
wording. Once again: the PL is not supposed to form - let alone express - a
judgment of the usefulness or uselessness of anyone's contribution. That matter
is related to content and is the job of the PO.
C
Protecting ideas
As soon as either the PO or one of the participants begins to say, 'Yes, but', it is
time for the PL to intervene. It is essential for the process that criticism,
objections and concerns are formulated in such a way that they help stimulate
rather than obstruct ideas. It is important to allow enough room to express
such thoughts or feelings but in a constructive manner (in the How-to form).
The PL can contribute to this by paraphrasing negative remarks in the how-to
form, for example. For instance, someone says, 'Yes, but it is much too
expensive!' The PL can paraphrase this by saving, 'If I understand you well,
you should say: How to do this less expensively. Is that what you mean?'. Of
course, this can provoke laughter and embarrass the person involved. For this
reason, it is very important for the PL to exercise care and sincerity. The
purpose is not to ridicule or catch one another off guard, but rather to create an
open climate in which it is safe for participants to take risks and express
themselves.
Protecting participants
It may occur that the PO becomes so involved in his/her problem that
participants get the feeling they are superfluous. The approach is highly clientoriented, that is, the PO (= client) has considerable power and influence.
He/she decides in terms of content; he/she points the way and steers with the
choices he/she makes. If, for example, the PO also selects his/her own
springboard or idea, or pays too little attention to the efforts of participants, the
participants may be prone to drop out, which is why the PL has to remain alert
to the way the PO relates to the participants. It is certainly up to the PL to raise
this issue if it appears during the meeting that the PO has a hidden agenda and
is in fact using the group to push through his/her own solution. Naturally, it is
in everyone's interest to check this point with the PO in advance during the
planning meeting.
page 18
6.2
Although much has already been said about the problem owner's contribution, a
summary of his/her duties (with regard to content) and responsibilities during the
meeting is given below.
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
The PO is responsible for continually checking to see that all is going well with
regards to content, and that it is what he/she needs. Moreover, it is sensible to keep
one's own interests well in mind, without being indifferent to the interests of the
participants and others. It is his/her problem and he/she must/wants to go home
with a good solution. The PO is ultimately responsible for what the meeting yields,
at least with regard to his/her responsibility for taking action. In general, it is
prudent for the PO to receive advice from the participants, as long as this does not
mean that the participants are in this way 'co-responsible' for making his/her
decisions. The PO has a great deal of influence and power in this type of meeting. On
the other hand, that means that he/she also bears a heavy responsibility. As long as
these run parallel, everything is 'kosher'.
page 19
Excursions
7.1
The first step for an excursion is to put yourself in another world. Beginning with
word associations is a common method. For word associations, one of the
participants is asked to give the first thought association evoked by the word
banana'. Any other word is also good, as long as it can be visualized and is not too
abstract. Let us assume that the first association is 'monkey'. Then the next person in
the group is asked what the word 'monkey' makes him/her think of. This might be
'tree', for example, after which the following person spins an association off the word
'tree', etc. The purpose of this word association is to both distract the participants
from the definition of the problem and at the same time to practice associative
thinking. The right side of the brain is activated in this way, which is important for
the next step.
The second step is to generate apparently irrelevant material. This can be
accomplished in many ways. Let us take the 'film excursion' as an example. For the
film excursion, the 'round' is stopped somewhere during the word association and
the next person in line is asked to form a visual image of the last word. It is therefore
convenient to interrupt the association at a point where a word has been given which
can easily be translated into a picture, so preferably something concrete and not an
abstract word like 'activity' or 'pleasure'. The person involved is next asked to bring
this picture to life, that is, to make a film. Everything is possible in this film, and the
idea is to just give the imagination free rein. For example, someone may begin with
the word 'forest' and say that he sees broad-leaved trees with deer and rabbits
running underneath. At a point where there is a pause in the story, the next person is
asked to continue. This person may see, for example, a hunter behind a bush, etc. In
this way everyone chips in a contribution to this film. The last participant in the
round is asked to tack on a happy ending. When all the participants have in this
way made a contribution, it is time to proceed to the following step.
In the third step, the participants are asked to quietly review this material. Have the
participants review in their minds once more, but now with the definition of the
problem, the reason for the meeting, in the back of their minds. What does this
image suggest in the way of possible directions or solutions to the problem; What
does this make you think of? Ask the participants to write their ideas down on a
page 20
7.2
Types of excursions
There are still several types of excursions, besides word associations and the film
excursions like, for example the analogy excursion. This is possibly the most
commonly used. For an analogy excursion, the key word in the definition of the
problem is determined in advance. Let us say that this concerns the development of a
new sort of stopper or cap for a thermos flask, in which case the key word is 'cap'.
After the word association, have the participants put themselves in another world,
for example, the world of music, or of comic books, or of space travel, or of
biology/nature. Any world is fine, so long as it is far away from the definition of the
problem. Now ask the participants in this world to devise examples or synonyms for
the chosen key word. In this case, that could be such things as a key pad of a flute
(music), a space craft hatch (space travel), the lid of a trap-door spider's nest (nature),
etc. Then proceed further as in step 4 (see above).
The role excursion is another type. For this, the participants are assigned various
roles, for example, Margaret Thatcher, Brigitte Bardot, the corner dairyman, a TV
newscaster, etc. Participants are given a few minutes to get into their roles, after
which they are asked to say something about the problem from the vantage point of
their roles. Then proceed further via step 4. An interesting variation to this is to have
participants assume the role of objects, instead of people. For example, if the problem
concerns the speed of post processing within the organization, then one person
would be a letter-box, another an internal post envelope, the next the sack of the
postman/woman, yet another a sorter, etc. When room is allowed for these 'objects'
to talk to one another, highly interesting aspects frequently surface, things people
would initially never consider. And that is precisely the object of an excursion.
page 21
Yet another type is the painting excursion, for which everyone receives a piece of
chalk, felt-tip or colored pencil and makes a personal contribution to a collaborative
effort on a flip chart sheet. When such a collaborative painting is finished, it is shown
to the group (turned and viewed from every possible angle) and everyone gives it
one or more names. These are again gathered in step 4.
In fact, there is no end to the possibilities of excursions. Whether it occurs with
music, on the street or anyway at all, the principle always remains the same: generate
apparently absurd material, then return via several intermediate steps to reality.
7.3
Excursions can be inserted for a number of reasons and at a number of places in the
procedure.
After lunch is a good time for an excursion. An excursion is a way to liven things up
again whenever group energy gets low. As a rule, there are 4 places in the procedure
where an excursion can be of service. First of all is when generating springboards is
proceeding slowly or laboriously. It can then be useful during the generation of
ideas, and next, during the development of ideas, when people are not coming up
with any options to objections or devising any new ideas. Finally, excursions can
come in handy in the formulation of action steps, when the last 'hurdles' have to be
taken.
page 22
8.
Creativity is too precious to waste, which is why sufficient preparation for the
creative problem-solving meeting is necessary for the success of the meeting. This
planning consultation is generally a matter between the problem owner and the
process leader. The two of them will have to carry the meeting through as a duo, and
the higher the degree to which they are attuned to one another, the better. It is best to
hold the planning consultation well in advance (at least a week). The time necessary
varies between 1 and 4 hours, depending on the nature and the magnitude of the
problem to be tackled.
The following issues should be raised in the planning consultation:
A
Task headline
The PO and PL must get clear about the subject of the meeting.
General scheduling
Together, the PO and PL will draw up a general schedule. When should
approximately what be reached.
Clustering
It is useful to consider in advance who the PO considers necessary for the
clustering of springboards and why.
Team members
Who has to be present and why? What does the PO expect in terms of a specific
contribution from every participant.
Typing
Who will ensure that the flip charts are typed out, copied and distributed to
participants? It is particularly important to organize meetings lasting more
than one day in such a way that participants receive detailed notes within
approximately 1.5 hours.
page 23
9.
First say what you are thinking about before asking a question.
10
Towards yourself
1
Value yourself.
10
Be yourself
page 24