Panama Papers - Chetan Kapur and Kabir Kapur 6

From:
To:
CC:
Date:
Subject:
Attachment(s):
kabir kapur
Mossfon Trust Corporation
Edison Teano - Lawyer, Jaqueline Alexander - Executive Assistant
Nov 5, 2014, 10:15 PM
POA, Online Access, Revoke Administrative POA
2
Dear Edison / Jacqueline For your ease, please find attached the Information Disclosure, & Online
forms SIGNED. (Attach 1)
Also, in conclusion, I do feel it is best the Foundation Resolution be
provided such that I can receive bank advice not only information access.
Accordingly, I attach (Attach 2) the draft you sent the bank with very
minor edits. Please have the foundation Council SIGN this and forward to
the bank (Along with Attach 1). This way I can start to speak directly
with Michael from Friday (November 7). I need to get working with Michael
on receiving the banks advice and account information , so that we are
invested before the holiday period.
Last, please can you BCC or CC me on all correspondence with the bank. And
please revoke the Adminsitrative POA in a written email (so the bank is
NOT unclear that this is not in effect).
thanks
-KABIR KAPUR.
MUMBAI-INDIA.
9820022088
At 28 Oct 2014 01:46:29 +0000 (UTC) from Mossfon Trust Corporation

<mftrust@mossfon.com>:
Dear Mr. Kapur:
Thank you for your message.
Attached hereto are the online banking forms that must be dated and signed
by you (page No.3 of the document at the bottom where it says place and
date and signature of the user). Once signed, kindly send us a scanned
copy and we will send it to the bank for further action.
In addition, we attach the draft of POA sent to the bank, for approval.
We will keep you posted on the development of this case.
Saludos / Kind regards,
Jaqueline Alexander
Executive Assistant
MOSSACK FONSECA & CO. (PANAMA)
Mossfon Building
54th E. Street, Panama
Tel. +507 2055888 ext 277
www.mossfon.com
ISO 9001 : 2008 CERTIFIED HEAD OFFICE
We value your feedback!
WeCare@mossfon.com
From: kabir kapur [mailto:kabirkapur@india.com]

Sent: lunes, 27 de octubre de 2014 03:13 p.m.
To: Edison Teano - Lawyer
Cc: Edison Teano - Lawyer; Jaqueline Alexander - Executive Assistant
Subject: RE: URGENT/2320039
Hi Jacqueline The POA change was from me, Chetan was simply following up with you due to
time differences. Can you please provide me a copy of the draft sent to
the bank, and going forward please can you BCC or CC on all correspondence
with the bank (as will be more efficient).
All other items are noted, and I await speedy completion.
I sent you the response to the 18th Sept email via separate email as you
were not CC on that email. Basically I need the last newsletter of Denholm
Hall and HM Ruby funds at this point (Point 4 needs follow up with the
bank).
I thought the funds instruction was sent Wednesday, as you know I sent it
the prior Saturday. Either way I urgently await the funds.
Best,
-KABIR KAPUR.
MUMBAI-INDIA.
9820022088

Dear Mr. Kapur:
Kindly note we instructed the transfer of funds to our Escrow Account on
Thursday. As soon as they arrive, we will proceed to send these funds to
your account.
On the other hand, we have completed the onling banking access forms and
we have proceeded to obtain the relevant signatures on behalf of the
Foundation Council. As soon as ready, we will send you a scanned copy so
you can provide us with a full executed form to be sent to the Bank.
Lastly, we have sent the bank a draft of POA (with the suggested text from
Mr. Chetan Kapur) for their approval. Once we receive their comments we
will revert to you.
We take this opportunity to attach our message sent on 18th September,
2014 with some comments received from the bank (highlighted in red color).
Kindly let us know your comments on this matter.
Do not hesitate to contact us should you require further assistance.
Jaqueline Alexander
Executive Assistant
Mossfon Building
Tel. +507 2055888 ext 277
www.mossfon.com
WeCare@mossfon.com
Sent: viernes, 24 de octubre de 2014 09:03 p.m.
To: Edison Teano - Lawyer; kabir kapur; Jaqueline Alexander - Executive
Assistant
Subject: URGENT
Importance: High
Dear Edison/ Jacqueline When can the loan monies be expected? It has not arrived as of yet?
Please can you also advise on the status of the POA and the online access?
I do need atleast 8 weeks of access with the bank so appropriate
investment decisions can be made, thus please lets get the POA resolved
this week - so I may speak to the bank asap.
Please take these matters as urgent. thanks
-KABIR KAPUR.
MUMBAI-INDIA.
9820022088
At 22 Oct 2014 22:54:13 +0000 (UTC) from kabir kapur

<kabirkapur@india.com>:
Dear Jacqueline Can you please follow up with the bank and the escrow agent so that the
funds arrive this week. I had sent the signed documents on Saturday with
follow up so this could be processed this week.
thanks
-KABIR KAPUR.
MUMBAI-INDIA.
9820022088
At 22 Oct 2014 12:21:28 +0000 (UTC) from Jaqueline Alexander - Executive
Assistant <JAlexander@mossfon.com>:
Dear Mr. Kapur:
The instructions are being sent to the bank this morning.
We will send you copy of the swift as soon as available.
On the other hand, we will send you copy of the full executed agreement by
the end of this day.
Jaqueline Alexander
Executive Assistant
Mossfon Building
Tel. +507 2055888 ext 277
www.mossfon.com
WeCare@mossfon.com
Sent: martes, 21 de octubre de 2014 05:37 p.m.
To: Edison Teano - Lawyer; Jaqueline Alexander - Executive Assistant
Subject: RE: RE: Signed agreements.
Please confirm instruction has been sent as require the funds this week.
thanks
Dear Jacqueline/Edison -
Please can you send me the fully executed loan agreement for my files, and
confirm instruction has been sent to the bank. thanks
Kind Regards,
Kabir
-KABIR KAPUR.
MUMBAI-INDIA.
9820022088
At 18 Oct 2014 06:53:36 +0000 (UTC) from Kabir Kapur

Dear Edison/JaquelinePlease find enclosed signed agreements.
Best Regards,
Kabir Kapur.
RESOLUTION OF THE SOLE MEMBER OF THE FOUNDATION COUNCIL OF FAMILY

AND CHILDREN CHARITABLE FOUNDATION
Resolution of the Sole member of the Foundation Council of FAMILY AND CHILDREN
CHARITABLE FOUNDATION, given at Mossfon Building, Second Floor, East 54th Street,
Panama City, Republic of Panama on the 24th day of October, 2014 at 9:00 a.m.
NOTICE: Notice was waived by all persons entitled thereto.
PRESENT: The sole member of the Foundation Council, there being thus the required
quorum, to wit:
FOUNDATION MEMBERSHIP INC.
represented by Francis Prez and Imogene Wilson
IT WAS RESOLVED:
To appoint Mr. Kabir Kapur, holder of passport No.K3515076 with domicle at 402
Lakeview 2, Royal Palms, Aarey Milk Colony, Goregaon East, Mumbai-400065, India to
have access to all account information that is available to the Principal including but not
limited to account statements, information/newsletters/corporate actions on underlying
investments, online access, advisory information from the bank and relationship manager.
However, this Power of Attorney in particular does not extend the right to rent safe deposit
boxes, to withdraw assets in whole or in part (such as initiating payment to third parties or to
himself, cash withdrawals), to pledge assets, neither for the account of the Principal nor any
third party nor for his own account, or to take up loans.
This Power of Attorney does not provide signatory authority over the account to Mr. Kabir
Kapur.
IN WITNESS WHEREOF the above resolutions were given on this twenty fourth (24th) day
of October, 2014 in the City of Panama, Republic of Panama.
______________________________________
Francis Prez and Imogene Wilson
representing FOUNDATION MEMBERSHIP INC.
Sole member of the Foundation Council of FAMILY AND CHILDREN CHARITABLE
FOUNDATION
From:
To:
Date:
Subject:
Attachment(s):
Edison Teano - Lawyer

Jaqueline Alexander - Executive Assistant
Nov 6, 2014, 7:13 AM
FW: RE: Loan Proceeds / URGENT
2
Jaque,
Aqu ya Kabir est ms calmado, pero sera importante que FT verifique
dnde estn los fondos y si ya estn en escrow que procedan con la
transferencia lo antes posible.
Saludos,
Edison Teano, TEP
Lawyer
Mossfon Building
Tel. +507 206-9490 thru 507 206-9499 ext 212
www.mossfon.com
WeCare@mossfon.com

Sent: mircoles, 05 de noviembre de 2014 04:00 a.m.
Subject: RE: RE: Loan Proceeds / URGENT
Dear Edison The best you can follow up with Vontobel and the escow agent prior to
Thursday is appreciated, as the funds were needed in October. I emphasised
urgency often via emails and even had Chetan follow up repeatedly as he is
in your time zone.
We are being assessed $200 in late fees, plus interest charges for late
payments at this point.
Please do your best so we can receive the funds by Friday at latest.
thanks
-KABIR KAPUR.
MUMBAI-INDIA.
9820022088
At 4 Nov 2014 22:40:35 +0000 (UTC) from Edison Teano - Lawyer

<ETeano@mossfon.com>:
Dear Mr. Kabir,
We apologize for this situation. Last week we were also following up this
matter with the bank. Our Financial Team informed to us on Friday last
week that the funds were not yet reflected in our escrow account in
Bahamas. They were going to communicate with the Vontobel bank to clarify
this as the instructions were given to the bank by or before the 23rd of
October, but due to the holidays I have not received the results of this
investigation.
I am not currently in Panama, but I am communicating with our office to
try to verify with the bank if the amounts were received this week. Our
office will reopen on Thursday and we will be able to actions this matter
and transfer the funds once they are received in our escrow account.
We will keep you informed once this matter is solved.
Kind regards,
Edison Teano, TEP
Lawyer
Mossfon Building
Tel. +507 206-9490 thru 507 206-9499 ext 212
www.mossfon.com
WeCare@mossfon.com
Sent: lunes, 03 de noviembre de 2014 04:44 p.m.
To: Edison Teano - Lawyer; Kabir Kapur; Jaqueline Alexander - Executive
Assistant
Subject: Loan Proceeds / URGENT
Importance: High
Dear Edison The loan proceeds that were to have arrived in October, per the signed
documents provided on October 18, are still not received.
This is creating an urgent issue as bills need to be paid, and late fees
are being assessed/issues created. I have repeatedly followed up on this
item and expressed urgency.
Please coordinate such that this gets processed by tomorrow. I am being
told that your offices are closed till November 6 on voicemail. I have
tried your cell but get voicemail too.
I assume this may be a holiday period, but I had repeatedly followed up
with Jacqueline and you on this in October so that proceeds would arrive
by the 24th October.
Thank you for your immediate attention to this item.
Kind Regards,
Kabir
From:
To:
Date:
Subject:
Attachment(s):

Nov 6, 2014, 7:13 AM
FW: RE: Loan Proceeds / URGENT
2
Jaque,
Aqu ya Kabir est ms calmado, pero sera importante que FT verifique
dnde estn los fondos y si ya estn en escrow que procedan con la
transferencia lo antes posible.
Saludos,
Edison Teano, TEP
Lawyer
Mossfon Building
Tel. +507 206-9490 thru 507 206-9499 ext 212
www.mossfon.com
WeCare@mossfon.com

Sent: mircoles, 05 de noviembre de 2014 04:00 a.m.
Subject: RE: RE: Loan Proceeds / URGENT
Dear Edison The best you can follow up with Vontobel and the escow agent prior to
Thursday is appreciated, as the funds were needed in October. I emphasised
urgency often via emails and even had Chetan follow up repeatedly as he is
in your time zone.
We are being assessed $200 in late fees, plus interest charges for late
payments at this point.
Please do your best so we can receive the funds by Friday at latest.
thanks
-KABIR KAPUR.
MUMBAI-INDIA.
9820022088
At 4 Nov 2014 22:40:35 +0000 (UTC) from Edison Teano - Lawyer

Dear Mr. Kabir,
We apologize for this situation. Last week we were also following up this
matter with the bank. Our Financial Team informed to us on Friday last
week that the funds were not yet reflected in our escrow account in
Bahamas. They were going to communicate with the Vontobel bank to clarify
this as the instructions were given to the bank by or before the 23rd of
October, but due to the holidays I have not received the results of this
investigation.
I am not currently in Panama, but I am communicating with our office to
try to verify with the bank if the amounts were received this week. Our
office will reopen on Thursday and we will be able to actions this matter
and transfer the funds once they are received in our escrow account.
We will keep you informed once this matter is solved.
Kind regards,
Edison Teano, TEP
Lawyer
Mossfon Building
Tel. +507 206-9490 thru 507 206-9499 ext 212
www.mossfon.com
WeCare@mossfon.com
Sent: lunes, 03 de noviembre de 2014 04:44 p.m.
To: Edison Teano - Lawyer; Kabir Kapur; Jaqueline Alexander - Executive
Assistant
Subject: Loan Proceeds / URGENT
Importance: High
Dear Edison The loan proceeds that were to have arrived in October, per the signed
documents provided on October 18, are still not received.
This is creating an urgent issue as bills need to be paid, and late fees
are being assessed/issues created. I have repeatedly followed up on this
item and expressed urgency.
Please coordinate such that this gets processed by tomorrow. I am being
told that your offices are closed till November 6 on voicemail. I have
tried your cell but get voicemail too.
I assume this may be a holiday period, but I had repeatedly followed up
with Jacqueline and you on this in October so that proceeds would arrive
by the 24th October.
Thank you for your immediate attention to this item.
Kind Regards,
Kabir
From:
To:
CC:
Date:
Subject:
Attachment(s):
Kabir Kapur
ETeano@mossfon.com,
kabirkapur@india.com
Nov 1, 2014, 1:52 AM
Fwd: Scan Doc.
1
Dear Edison/ Jaqueline Please find enclosed the signed bank form.
Kabir Kapur
Mumbai-India
Cell:98200-22088
From:
To:
Date:
Subject:
Attachment(s):

'michelle.casanova@vontobel.ch'
Nov 7, 2014, 9:38 AM
FAMILY AND CHILDREN CHARITABLE FOUNDATION
3
Dear Michelle:
Reference is made to the below exchange of communications regarding the
transfer of funds from the Foundations bank account to:
To MOSSFON ESCROW SRL for the sum of USD50,095.00

To MF TREASURER LTD for the sum of USD500.00
We have tried to contact you by phone but we get the voicemail.

Kindly let us have your comments as the initial instructions were sent on
23rd October, 2014 and the funds have not arrived yet.
Jaqueline Alexander
Executive Assistant
Mossfon Building
Tel. +507 2055888 ext 277
www.mossfon.com
WeCare@mossfon.com
From: Sonia Puga - Financial Officer

Sent: jueves, 06 de noviembre de 2014 09:09 a.m.
To: michelle.casanova@vontobel.ch
Cc: Jaqueline Alexander - Executive Assistant
Subject: FW: FAMILY AND CHILDREN CHARITABLE FOUNDATION
Importance: High
Dear Mrs. Casanova:
Please confirm us if the Attached Wire Transfers Instructions will be
processed.
Thank you in advance for your assistance in this matter.
Sonia Puga
Financial Officer
Mossfon Building, 3rd Floor
Tel. +507 206 9490 ext 270
www.mossfon.com
To: 'Casanova Michelle'
Subject: RE: FAMILY AND CHILDREN CHARITABLE FOUNDATION
Importance: High
Dear Mrs. Michelle:
Kindly confirm if the Wire Transfer instructions were finally processed.
Thank you,

Sonia Puga
Financial Officer
Tel. +507 206 9490 ext 270
www.mossfon.com
From: Casanova Michelle [mailto:michelle.casanova@vontobel.ch]
Sent: jueves, 30 de octubre de 2014 09:12 a.m.
To: Sonia Puga - Financial Officer
Dear Ms. Puga,
I will take a look into this and get back to you in due course.
Best regards,
Michelle Casanova
From: Sonia Puga - Financial Officer [mailto:SPuga@mossfon.com]

Sent: Donnerstag, 30. Oktober 2014 14:55
To: Casanova Michelle
Importance: High
Dear Mrs. Michelle:
Kindly confirm safe receipt of this message and send the Execution of
these Wire Transfers as soon as processed.
Thank you,
Sonia Puga
Financial Officer
Tel. +507 206 9490 ext 270
www.mossfon.com
From: Marti Petra [mailto:petra.marti@vontobel.ch]
Sent: martes, 28 de octubre de 2014 09:03 a.m.
Cc: Jaqueline Alexander - Executive Assistant; Casanova Michelle
Dear Sonia
Please take note that I have moved to another department within the Bank.
Therefore, I am no longer in charge for the account.
Michelle Casanova, whom I have ccd to this email, will take care of your
request.
Best regards,
Petra Marti
Bank Vontobel AG Private Banking CEE
Gotthardstrasse 43 CH-8022 Zurich
Tel. +41 58 283 76 37 Fax +41 58 283 74 30
petra.marti@vontobel.ch www.vontobel.com

Sent: Dienstag, 28. Oktober 2014 14:52
To: Marti Petra
Dear Mrs. Petra:
Kindly confirm if these instructions of Wire Transfers were executed.
Thank you,
Sonia Puga
Financial Officer
Tel. +507 206 9490 ext 270
www.mossfon.com
Sent: viernes, 24 de octubre de 2014 08:31 a.m.
To: sabine.peter@vontobel.ch; toma.dikaviciute@vontobel.ch
Dear Sirs:
Kindly confirm safe receipt of this message.
Thank you,
Sonia Puga
Financial Officer
Tel. +507 206 9490 ext 270
www.mossfon.com
To: 'sabine.peter@vontobel.ch'; 'toma.dikaviciute@vontobel.ch'
Cc: petra.marti@vontobel.ch; Jaqueline Alexander - Executive Assistant;
michelle.casanova@vontobel.ch
Subject: FAMILY AND CHILDREN CHARITABLE FOUNDATION
Dear Sirs:
REF.: FAMILY AND CHILDREN CHARITABLE FOUNDATION Account No.91140.001.001
Kindly find attached the following requests of wire transfers from the
above referenced account:
Please confirm receipt of this e-mail and the execution of the Wire
Transfers as soon as it is processed.
Many thanks for your attention to this matter.

Sonia Puga
Financial Officer
Tel. +507 206 9490 ext 270
www.mossfon.com
From: ScanFront 200 [mailto:canon2@mossfon.com]
Subject: family children
____________________________________________________
Please consider the environment before printing this e-mail.
Bitte denken Sie an die Umwelt, bevor Sie dieses E-Mail drucken.
Important Notice
This message is intended only for the individual named. It may contain
confidential or privileged information. If you are not the named addressee
you should in particular not disseminate, distribute, modify or copy this
e-mail. Please notify the sender immediately by e-mail, if you have
received this message by mistake and delete it from your system.
E-mail transmission may not be secure or error-free as information could
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Also processing of incoming e-mails cannot be guaranteed. All liability of
the Vontobel Group and its affiliates for any damages resulting from email use is excluded. You are advised that urgent and time sensitive
messages should not be sent by e-mail and if verification is required
please request a printed version.
Important Notice
From:
To:
CC:
Date:
Subject:
kabir kapur
eteano@mossfon.com,
Oct 29, 2014, 5:20 PM
RE: URGENT/2320039
Dear Jacqueline / Edison The Page 1 of the PDF makes the resolution unnecessary. It is precisely
what is needed. Now I can contact Michael directly.
Page 2 and 3 of the PDF provide online access. I will sign and sent to you
for the bank asap.
Please, however, provide a written email to the bank (Bcc me) revoking the
Administrative Power of Attorney. (so there is no confusion later on
this )
Finally, I assume (but it maybe best to confirm) that the Foundation or
Foundation Council ("Client") also has Use of Electronic Services (or
Online access).
Separately, I have still not received the loan proceeds. As a reminder,
the escrow agent should NOT mention the Foundation in his wire
instructions/details.
Kind Regards,
Kabir
-KABIR KAPUR.
MUMBAI-INDIA.
9820022088

Dear Mr. Kapur:
Jaqueline Alexander
Executive Assistant

Mossfon Building
Tel. +507 2055888 ext 277
www.mossfon.com
WeCare@mossfon.com

bank).
Best,
-KABIR KAPUR.
MUMBAI-INDIA.
9820022088

Dear Mr. Kapur:
your account.
will revert to you.
Jaqueline Alexander
Executive Assistant
Mossfon Building
Tel. +507 2055888 ext 277
www.mossfon.com
WeCare@mossfon.com
Assistant
Subject: URGENT
Importance: High
-KABIR KAPUR.
MUMBAI-INDIA.
9820022088
thanks
-KABIR KAPUR.
MUMBAI-INDIA.
9820022088
Dear Mr. Kapur:
Jaqueline Alexander
Executive Assistant
Mossfon Building
Tel. +507 2055888 ext 277
www.mossfon.com
WeCare@mossfon.com
thanks
Dear Jacqueline/Edison Please can you send me the fully executed loan agreement for my files, and
Kind Regards,
Kabir
-KABIR KAPUR.
MUMBAI-INDIA.
9820022088
Best Regards,
Kabir Kapur.
From:
To:
Date:
Subject:
Attachment(s):

'kabir kapur'
Oct 31, 2014, 5:46 PM
Signed agreements/2344947
3
Dear Mr. Kapur:

Attached please find copy of the full executed agreement for your ease of
reference.
Jaqueline Alexander
Executive Assistant
Mossfon Building
Tel. +507 2055888 ext 277
www.mossfon.com
WeCare@mossfon.com
From: Jaqueline Alexander - Executive Assistant

Sent: mircoles, 22 de octubre de 2014 07:19 a.m.
To: 'kabir kapur'; Edison Teano - Lawyer
Subject: RE: Signed agreements.
Dear Mr. Kapur:
Jaqueline Alexander
Executive Assistant
Mossfon Building
Tel. +507 2055888 ext 277

www.mossfon.com
WeCare@mossfon.com
thanks
Kind Regards,
Kabir
-KABIR KAPUR.
MUMBAI-INDIA.
9820022088

Best Regards,
Kabir Kapur.
From:
To:
CC:
Date:
Subject:
Attachment(s):

michael.strasser@vontobel.ch
michelle.casanova@vontobel.ch, Edison Teano - Lawyer, Jaqueline Alexander Executive Assistant
Oct 27, 2014, 9:51 PM
2320039 CONFIDENTIAL
2
Dear Michael:
Reference is made to your message dated 18th September, 2014.
Kindly note the following comments received from the client:
Your bank needs to contact the funds directly for their last written
update on the portfolio (do you need their contact numbers?). Dated third
party term sheets or articles are not helpful (I am aware HM Ruby is
suspended, and transacted with Fortress on part of their portfolio).
Basically I need the last newsletter of Denholm Hall and HM Ruby funds at
this point.
We look forward to hearing from you soon.
Jaqueline Alexander
Executive Assistant
Mossfon Building
Tel. +507 2055888 ext 277
www.mossfon.com
WeCare@mossfon.com
From: Strasser Michael [mailto:michael.strasser@vontobel.ch]

Sent: jueves, 18 de septiembre de 2014 04:10 a.m.
Cc: Casanova Michelle
Subject: 2320039 CONFIDENTIAL
Dear Edison
Trust you are well.
I have received the below email from your colleague Jaqueline. Would you
be so kind as to let her know that you and I are in contact and that you
are in the process of arranging the POA. This will ensure a smooth single
point of contact moving forward.
As requested and for your information attached your clients september
statement summary.
Regarding your clients request (Your email dated the 14th of August 2014
at 19:31):
(1)
Principal protection: Understand that your client is looking at
principal protected income yielding investment opportunities in the
current environment with a target of 8% rate. What initially comes to my
mind is a basket product and in this case the German export basket (see
attachment). Maybe we can create a private Basket depending on size, with
a bit higher Vola-stock or with a lower cap protection at 98% or 95%
(depending on client preference) we may be able to increase specified
return from 6% to 8%.
Kindly let me know your thoughts so that I can specifically structure
something that will meet your clients needs.
(2)
HM Ruby (Himelsein Mandel Ruby Fund) and Denholm (Denholm Hall
Russia Arbitrage Fund): All the information that we have found suggests
that the two Funds have had major problems. Enclosed I send you extracts
from our database, in which the data of the two Funds end in August 2010
respectively October 2012. The Denholm Fund has lost between August 2008
and October 2012, more than 80% in value. I asked the manager for a fact
sheet, but have so far received no response. For the HM Ruby Fund we have
found evidence that the Fund has gone bankrupt (see the attachment HM
Ruby.pdf).
I look forward to receiving the signed POA and your kind reply to the
above.
As always I remain with kindest regards
Michael
-------------------------------------------------------------Michael R. Strasser
Executive Director,
Team Head South East Asia
Bank Vontobel AG
Gotthardstrasse 43
CH-8022 Zrich
Tel +41 58 283 77 16
Fax +41 58 283 76 80
Mob +41 79 832 11 02
http://www.vontobel.com
________________________________
From: Mossfon Trust Corporation
Sent: Dienstag, 16. September 2014 19:36:11
To: Notter Keiko; Thoma Alexander
Cc: kabirkapur@india.com; Jaqueline Alexander - Executive Assistant
Subject: Statement Request/2320039
Dear Keiko:
Just a gentle reminder to our message below.
Your prompt reply will be highly appreciated.
Jaqueline Alexander
Executive Assistant
Mossfon Building
Tel. +507 2055888 ext 277
www.mossfon.com
WeCare@mossfon.com
Sent: jueves, 14 de agosto de 2014 11:14 a.m.
To: 'keiko.notter@vontobel.ch'; 'alexander.thoma@vontobel.ch'
Cc: Edison Teano - Lawyer; kabirkapur@india.com; Jaqueline Alexander Executive Assistant
Subject: Statement Request
Dear Keiko:
Thank you very much for your message and attachment.
We take this opportunity to attach a message received from our client with
comments about his investments. We would appreciate to receive your
prompt comments and/or suggestions.
Furthermore, kindly let us know if there is any FORM the bank may have to
fill out granting a POA to our client so he can deal directly with you on
this matter, as well as, any FORM necessary to provide him with an online
banking access limited to consultation.
Jaqueline Alexander
Executive Assistant
Mossfon Building
Tel. +507 2055888 ext 277
www.mossfon.com
WeCare@mossfon.com
From: Notter Keiko [mailto:keiko.notter@vontobel.ch]
Sent: mircoles, 13 de agosto de 2014 08:42 a.m.
Cc: 'kabirkapur@india.com'; Thoma Alexander; Casanova Michelle
Subject: FW: Statement Request
Dear Mr. Edison,
I am a new assistant to Mr. Alexander Thoma, as well as Michelle Casanova.
Please refer to the attachment as instructed by Mr. Thoma.
Thank you very much and kind regards,
Keiko Notter
Sent: Mittwoch, 13. August 2014 04:16
To: ETeano@mossfon.com; Thoma Alexander
Dear Edison Please can you have the foundation fill out a POA for me so I may also
correspond directly with the bank.
In the interim, can the foundation please forward Alexander the below
request, and forward on the replying statements/forms.
thank you,
Kind Regards,
Kabir
-KABIR KAPUR.
MUMBAI-INDIA.
9820022088
From: kabir kapur <kabirkapur@india.com>

Date: 6 Aug 2014 22:58:41 +0000 (UTC)
To: petra.marti@vontobel.ch

Dear Petra Could you please provide me a current position statement, as well as the
cash and positions ledger from 1/1/2014 for Account 1238240. thank you.
Also please could you provide the forms for online access, so I may have
this.
Kind Regards,
Kabir
-KABIR KAPUR.
MUMBAI-INDIA.
9820022088
____________________________________________________
Important Notice This message is intended only for the individual named.
It may contain confidential or privileged information. If you are not the
named addressee you should in particular not disseminate, distribute,
modify or copy this e-mail. Please notify the sender immediately by email, if you have received this message by mistake and delete it from your
system. E-mail transmission may not be secure or error-free as information
could be intercepted, corrupted, lost, destroyed, arrive late or
incomplete. Also processing of incoming e-mails cannot be guaranteed. All
liability of the Vontobel Group and its affiliates for any damages
resulting from e-mail use is excluded. You are advised that urgent and
time sensitive messages should not be sent by e-mail and if verification
is required please request a printed version.
From:
To:
CC:
Date:
Subject:
Attachment(s):

kabir kapur
Oct 27, 2014, 9:43 PM
URGENT/2320039
4
Dear Mr. Kapur:

Jaqueline Alexander
Executive Assistant
Mossfon Building
Tel. +507 2055888 ext 277
www.mossfon.com
WeCare@mossfon.com

bank).
Best,
-KABIR KAPUR.
MUMBAI-INDIA.
9820022088

Dear Mr. Kapur:
your account.
will revert to you.
Jaqueline Alexander
Executive Assistant
Mossfon Building
Tel. +507 2055888 ext 277
www.mossfon.com
WeCare@mossfon.com

Assistant
Subject: URGENT
Importance: High
-KABIR KAPUR.
MUMBAI-INDIA.
9820022088

thanks
-KABIR KAPUR.
MUMBAI-INDIA.
9820022088

Dear Mr. Kapur:
Jaqueline Alexander
Executive Assistant
Mossfon Building
Tel. +507 2055888 ext 277
www.mossfon.com
WeCare@mossfon.com
thanks
Kind Regards,
Kabir
-KABIR KAPUR.
MUMBAI-INDIA.
9820022088

Best Regards,
Kabir Kapur.

quorum, to wit:
IT WAS RESOLVED:
However, this Power of Attorney in particular does not extend the right to rent safe deposit,
himself, cash withdrawals, sale of securities without replacement), to pledge assets, neither
for the account of the Principal nor any third party nor for his own account, or to take up
loans.
Kapur.
______________________________________
FOUNDATION
From:
To:
Date:
Subject:
kabir kapur
eteano@mossfon.com, Jaqueline Trust
Oct 27, 2014, 3:51 PM
FW: General
Jacqueline,
Below was the response to the 18 September email. I assumed Edsion sent to
you as well.
Point 4 are the open items that would need following up with the bank.
Date: 30 Sep 2014 20:14:17 +0000 (UTC)
To: 'Edison Teano - Lawyer'
<ETeano@mossfon.com>;michael.strasser@vontobel.ch;Thoma Alexander
<alexander.thoma@vontobel.ch>
Subject: General
Dear Michael / Alexander / Edison Please can you advise on the status of the below:
Point 1
Point 2
Point 3
Point 4 - your bank needs to contact the funds directly for their last
written update on the portfolio (do you need their contact numbers?).
Dated third party term sheets or articles are not helpful ( I am aware HM
Ruby is suspended, and transacted with Fortress on part of their
portfolio).
When we complete Point 1, we will call to discuss the principal protected
note provided. Looking for USD denominated products, non complex, also
looking to consider products outside of Bank Vontobel.
Thanks for you attention to the above.
Best,
Kabir
-KABIR KAPUR.
MUMBAI-INDIA.
9820022088
At 15 Sep 2014 23:32:30 +0000 (UTC) from kabir kapur

Dear Edison / Alexander / Michael I am sending this email as a follow up on a few items:
1) Limited POA (No Signatory Authority as this will remain with the
Foundation Council alone who will make the final decisions) being granted
to me so I may correspond directly with the bank on investment matters
including receiving online access
2) The cash ledger since the beginning of the year (1/1/2014) thats shows
cash inflows and outflows. The statement that was sent on August 12, 2014
was only a position snapshot. However, reveiwing that statement the
valuations for Denholm Hall and Professional Offshore are in need of a
serious update as these valuations are from 2013 and these funds come out
with pricing monthly or quarterly.
3) Please could I get the contact details for Michael. I have them via
email for Alexander. Also if there is a online company biography that can
be linked to a reply email for both Alexander and Michael, this would be
helpful so I am more familiar with their backgrounds.
4) Last, I reiterate the request below -Last, there are 2 relatively sizeable alternative investments in my
portfolio (Acct # 1238240) -- HM Ruby (Himelsein Mandel Ruby Fund) and
Denholm (Denholm Hall Russia Arbitrage Fund) that he would like to receive
the latest update from the fund.
He has not received any update from these liquidating funds in several
years, and he is simply looking for their last investment letter (however
current or dated it may be). They will only provide this information to
the subscribing entity (ie. the bank). Accordingly, could you please
request your back office or custodian to obtain these from the fund and
forward to us same with c.c. to Mr. Kapur.
Thank you gentlemen for your attention to the above mentioned items.
Kind Regards,
Kabir
-KABIR KAPUR.
MUMBAI-INDIA.
9820022088
At 15 Aug 2014 14:34:37 +0000 (UTC) from Thoma Alexander

<alexander.thoma@vontobel.ch>:
Dear Mr. Teano,
Thank you for your Email and it is great to be in touch with you.
Today is my last day before I am off for a two week holiday. I will place
your request with our Investment Consulting team and discuss options with
them in regards to capital protected notes with an interesting yield.
The next two weeks we should concentrate on getting the POA for the BO
established. My assistant Keiko
That should simply future communication greatly.
Further, I took the liberty of placing my close colleague Michael Strasser
cc. Mr. Strasser is an expert on the domicile India and I am positive that
also his investment experience will be of great benefit to the portfolio.
Mr. Strasser will take over the lead for the Foundation.
Lets be all in touch soon and until then please stay well.
Kind regards / Mit freundlichen Grssen,
Alexander M. Thoma
Bank Vontobel AG
Private Banking
Gotthardstrasse 43
CH-8022 Zrich
Telefon +41 (0)58 283 7902
Telefax +41 (0)58 283 7680
Mobile +41 (0)79 815 1620
alexander.thoma@vontobel.ch
www.vontobel.com
From:
To:
Date:
Subject:
Attachment(s):

Oct 26, 2014, 9:52 PM
URGENT/2320039
3
Dear Mr. Kapur:

your account.
will revert to you.
Jaqueline Alexander
Executive Assistant
Mossfon Building
Tel. +507 2055888 ext 277
www.mossfon.com
WeCare@mossfon.com

Assistant
Subject: URGENT
Importance: High
-KABIR KAPUR.
MUMBAI-INDIA.
9820022088

thanks
-KABIR KAPUR.
MUMBAI-INDIA.
9820022088

Dear Mr. Kapur:
Jaqueline Alexander
Executive Assistant
Mossfon Building

Tel. +507 2055888 ext 277
www.mossfon.com
WeCare@mossfon.com
thanks
Kind Regards,
Kabir
-KABIR KAPUR.
MUMBAI-INDIA.
9820022088

Best Regards,
Kabir Kapur.
From:
To:
CC:
Date:
Subject:
Attachment(s):

michael.strasser@vontobel.ch, Edison Teano - Lawyer, Jaqueline Alexander Executive Assistant
Oct 26, 2014, 5:51 PM
General/2320039
5
Dear Michelle:
Thank you for the additional statement of account attached to this
message.
ONLINE BANKING ACCESS
I am arranging the signature of the User in the online banking forms you
have provided. As soon as I receive it duly signed, I will revert to you.
POA
Our client decided to avoid the POA we sent you on our message dated 22nd
September, 2014 (attached for your ease of reference) and instead to have
the attached POA (.doc format) granted.
Kindly let us know if this new POA (the only valid) will be acceptable for
you.
Jaqueline Alexander
Executive Assistant
Mossfon Building
Tel. +507 2055888 ext 277
www.mossfon.com
WeCare@mossfon.com

To: Mossfon Trust Corporation
Cc: Strasser Michael
Subject: RE: General/2320039
Dear Jaquelina,
Please find attached the updated statement for your perusal.
Best regards,
Michelle Casanova
Private Banking Asia
Bank Vontobel AG
Gotthardstrasse 43, CH-8022 Zurich
Phone +41 (0)58 283 76 29, Telefax +41 (0)58 283 76 80
www.vontobel.com
From: Casanova Michelle
Sent: Freitag, 10. Oktober 2014 13:26
To: 'mftrust@mossfon.com'
Subject: FW: General/2320039
Dear Jaqueline,
Please find attached the required documents for the use of our electronic
services.
May I kindly ask you to send the duly signed forms back to my attention?
Furthermore, please find attached the account statements for your perusal.
I will get back to you regarding the valuations of Denholm Hall and
Professional Offshore in due course.
Best regards,
Michelle Casanova
Bank Vontobel AG
Phone +41 (0)58 283 76 29, Telefax +41 (0)58 283 76 80
www.vontobel.com
________________________________
Sent: Donnerstag, 9. Oktober 2014 14:16:12
To: Strasser Michael
Cc: Edison Teano - Lawyer
Subject: General/2320039
Dear Mr. Strasser:
Our client is expecting to receive a reply as soon as possible.
Jaqueline Alexander
Executive Assistant
Mossfon Building
Tel. +507 2055888 ext 277
www.mossfon.com
WeCare@mossfon.com
To: michael.strasser@vontobel.ch

Dear Mr. Strasser:
Thank you for your message below.
We would prefer to receive from you the information that applies for each
of the clients query according to points No.2, 3, and 4 of the message
below.
Regarding the information you provided us on 18th September, 2014, we are
expecting to receive our clients comments on this matter.
Lastly, kindly let us know if our client has online banking access, and if
not, we would appreciate to receive the required documents to be signed
for this purpose.
Looking forward to hearing from you soon.
Jaqueline Alexander
Executive Assistant
Mossfon Building
Tel. +507 2055888 ext 277
www.mossfon.com
WeCare@mossfon.com
-----Original Message----From: Strasser Michael [mailto:michael.strasser@vontobel.ch]
Subject: RE: General
Good morning Edison
Have you had a chance to review my sent details and if so what is the next
step?
Perhaps you could liaise with KK and give him the requested information.
Looking forward to your kind reply.
Michael
-----------------------Michael R. Strasser
Executive Director
Team Head, South East Asia
Bank Vontobel AG
Gotthardstrasse 43
CH-8022 Zrich
Tel +41 58 283 77 16
Fax +41 58 283 76 80
Mob +41 79 832 11 02
________________________________
From: kabir kapur
To: 'Edison Teano - Lawyer'; Strasser Michael; Thoma Alexander

Subject: General
Point 1
Point 2
Point 3
portfolio).
Best,
Kabir
-KABIR KAPUR.
MUMBAI-INDIA.
9820022088
Kind Regards,
Kabir
-KABIR KAPUR.
MUMBAI-INDIA.
9820022088
Dear Mr. Teano,
Alexander M. Thoma
Bank Vontobel AG
Private Banking
Gotthardstrasse 43
CH-8022 Zrich
Telefon +41 (0)58 283 7902
Telefax +41 (0)58 283 7680
Mobile +41 (0)79 815 1620
www.vontobel.com
____________________________________________________
Important Notice

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quorum, to wit:
IT WAS RESOLVED:
However, this Power of Attorney in particular does not extend the right to rent safe deposit,
himself, cash withdrawals, sale of securities without replacement), to pledge assets, neither
for the account of the Principal nor any third party nor for his own account, or to take up
loans.
Kapur.
______________________________________
FOUNDATION
From:
To:
Date:
Subject:
kabir kapur
Edison Teano - Lawyer, kabir kapur, Jaqueline Alexander - Executive Assistant
Oct 24, 2014, 10:01 PM
URGENT
-KABIR KAPUR.
MUMBAI-INDIA.
9820022088

thanks
-KABIR KAPUR.
MUMBAI-INDIA.
9820022088

Dear Mr. Kapur:
Jaqueline Alexander
Executive Assistant
Mossfon Building
Tel. +507 2055888 ext 277
www.mossfon.com
WeCare@mossfon.com

thanks
Kind Regards,
Kabir
-KABIR KAPUR.
MUMBAI-INDIA.
9820022088
Best Regards,
Kabir Kapur.
From:
To:
CC:
Date:
Subject:
kabir kapur
Oct 14, 2014, 4:19 PM
RE: General/2320039
Thanks, I did not see this email till now.

Point 1 as discussed in prior email, plus Point 3 & 4 are still open for
follow up with the bank. thanks
-KABIR KAPUR.
MUMBAI-INDIA.
9820022088

Dear Mr. Kapur:
We hereby confirm that the POA does not give you powers to act as a
Signatory of the account.
Additionally, we have received the bank forms to be completed in order to
provide you with the online banking access; therefore, we are coordinating
with the bank to have this access available as soon as possible.
On the other hand, attached you will find the account statements for your
perusal.
We are expecting to receive from the bank their comments regarding the
valuations of Denholm Hall and Professional Offshore.
Jaqueline Alexander
Executive Assistant
Mossfon Building
Tel. +507 2055888 ext 277
www.mossfon.com
WeCare@mossfon.com

Sent: mircoles, 08 de octubre de 2014 06:34 p.m.
Dear Edsion Could you please confirm:

That the POA while giving both the Foundation Council and now me the
ability to make investment decisions on the account (and receive
statements etc), still does not have me as a Signatory on the account (as
investment decisions don't require a Signatory). If this POA is giving me
Signatory authority on the account (even in a limited capacity), then the
POA wording should be amended or supplemented such that the Foundation
Council is the only signatory.
Also could you please have the Foundation Council fill out the bank form
such that the account has ONLINE ACCESS for both the Foundation Council
and me.
Last, please can you follow up on the statements, bios and newsletters
requested prior (ie. detailed in the emails below).
thanks
-KABIR KAPUR.
MUMBAI-INDIA.
9820022088
USA CELL:917-856-8548
Dear Sirs:
Attached please find copy of the Power of Attorney sent to the bank, as
per your instructions.
With regards to the below questions, we will be expecting to received
comments from the bank and will revert to you soon with the information.
Jaqueline Alexander
Executive Assistant
Mossfon Building

Tel. +507 2055888 ext 277
www.mossfon.com
WeCare@mossfon.com
Sent: martes, 30 de septiembre de 2014 03:14 p.m.
To: Edison Teano - Lawyer; michael.strasser@vontobel.ch; Thoma Alexander
Subject: General
Importance: High
Point 1
Point 2
Point 3
portfolio).
Best,
Kabir
-KABIR KAPUR.
MUMBAI-INDIA.
9820022088

Kind Regards,
Kabir
-KABIR KAPUR.
MUMBAI-INDIA.
9820022088
Dear Mr. Teano,
Alexander M. Thoma
Bank Vontobel AG
Private Banking
Gotthardstrasse 43
CH-8022 Zrich
Telefon +41 (0)58 283 7902
Telefax +41 (0)58 283 7680
Mobile +41 (0)79 815 1620
www.vontobel.com
From:
To:
Date:
Subject:
Attachment(s):
Chetan
Edison Teano - Lawyer, Jaqueline Trust
Oct 17, 2014, 4:19 PM
LIMITED POA AUTHORIZATION
1
Dear Edison -
The following is the suggested limited POA authorization that Kabir would
like, that could maybe be put in a letter:
Account: Family and Children Charitable Foundation
The undersigned: Foundation Council ( Principal)

Hereby authorizes: Kabir Kapur (Attorney)
To have access to all account information that is available to the
Principal including but not limited to account statements, information/
newsletters/corporate actions on underlying investments, online access,
advisory information from the bank and relationship manager.
However,
[Please remove the last bracket in the above paragraph]
This Power of Attorney does not provide signatory authority over the
account to Kabir Kapur .
Signed/ Dated by Foundation Council (Principal)
From:
To:
Date:
Subject:
Attachment(s):

Oct 14, 2014, 10:32 AM
FW: General/2320039
3

Milena Pinilla
Mail Department Administrator
Mossfon Building
Tel. +507 2055888 ext 291
www.mossfon.com
WeCare@mossfon.com

Dear Jaquelina,
Please find attached the updated statement for your perusal.
Best regards,
Michelle Casanova
Bank Vontobel AG
Phone +41 (0)58 283 76 29, Telefax +41 (0)58 283 76 80
www.vontobel.com
From: Casanova Michelle
Sent: Freitag, 10. Oktober 2014 13:26
To: 'mftrust@mossfon.com'
Dear Jaqueline,
services.
Best regards,
Michelle Casanova
Bank Vontobel AG
Phone +41 (0)58 283 76 29, Telefax +41 (0)58 283 76 80
www.vontobel.com
________________________________
Dear Mr. Strasser:
Jaqueline Alexander
Executive Assistant
Mossfon Building
Tel. +507 2055888 ext 277
www.mossfon.com
WeCare@mossfon.com
Dear Mr. Strasser:
below.
for this purpose.
Jaqueline Alexander
Executive Assistant
Mossfon Building
Tel. +507 2055888 ext 277
www.mossfon.com
WeCare@mossfon.com
Good morning Edison
step?
Michael
Executive Director
Bank Vontobel AG
Gotthardstrasse 43
CH-8022 Zrich
Tel +41 58 283 77 16
Fax +41 58 283 76 80
Mob +41 79 832 11 02
________________________________
From: kabir kapur
Subject: General
Point 1
Point 2
Point 3
portfolio).
Best,
Kabir
-KABIR KAPUR.
MUMBAI-INDIA.
9820022088

Kind Regards,
Kabir
-KABIR KAPUR.
MUMBAI-INDIA.
9820022088

Dear Mr. Teano,
Alexander M. Thoma
Bank Vontobel AG
Private Banking
Gotthardstrasse 43
CH-8022 Zrich
Telefon +41 (0)58 283 7902
Telefax +41 (0)58 283 7680
Mobile +41 (0)79 815 1620
www.vontobel.com
____________________________________________________
Important Notice

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From:
To:
Date:
Subject:
Attachment(s):
Sonia Puga - Financial Ocer

'sabine.peter@vontobel.ch', 'toma.dikaviciute@vontobel.ch'
Oct 23, 2014, 11:55 AM
2
Dear Sirs:
REF.: FAMILY AND CHILDREN CHARITABLE FOUNDATION Account No.

91140.001.001


Sonia Puga
Financial Officer
Tel. +507 206 9490 ext 270
www.mossfon.com

Subject: family children
From:
To:
CC:
Date:
Subject:
Attachment(s):

Mossfon Trust Corporation, Mossfon Trust Compliance Department
Yarisell Martinez - Financial Team Coordinator, Sandra de Cornejo - Compliance
Department
Oct 22, 2014, 12:42 PM
APERTURA DE CASO / TRANSFERENCIA BANCARIA / Signed agreements.
11
Buenos das:
Favor abrir el siguiente caso:
Attorney/Corporate Administrator:
EDISON TEANO
Substitutes:
JAQUELINE ALEXANDER
Jurisdiction:
PMA
Client:
36000 KABIR KAPUR
Type of Case:
OUTGOING WIRE TRANSFER / US$50,000.00 TO KABIR KAPUR
File Number:
703809
Open Cases
Company/Case Name:
Management:
Mossfon Managers
***************************************************************
Financial Officer:
Hemos recibido instrucciones de transferir la suma de US$50,000.00 de la
cuenta bancaria que mantiene la fundacin FAMILY AND CHILDREN CHARITABLE
FOUNDATION en el Bank Vontobel AG, a favor del Sr. Kabir Kapur en calidad
de prstamo, pero a travs de nuestros servicio de intermediacin
comercial (MOSSFON ESCROW SRL). De ser posible, por favor toma de la
cuenta bancaria de la fundacin todos los cargos bancarios necesarios de
forma tal que el Sr. Kabir Kapur reciba los fondos completos.
Adjunto encontrars:
Contrato de prstamo;
Autorizaciones firmadas por el Sr. Kabir Kapur en calidad de Protector
de
la fundacin;
Acta de Consejo Fundacional;
Nuestra cotizacin por el servicio Escrow;
FIVE EYES;
Formulario de Bsqueda de Beneficiario.

Jaqueline Alexander
Executive Assistant
Mossfon Building
Tel. +507 2055888 ext 277
www.mossfon.com
WeCare@mossfon.com
-----Original Message----From: Kabir Kapur [mailto:kabirkapur@india.com]

Sent: sbado, 18 de octubre de 2014 01:53 a.m.
Cc: kabirkapur@india.com
Subject: Signed agreements.
Best Regards,
Kabir Kapur.

FOR
RMULARIOBU
USQUEDAPA
ARABENEFICIA
ARIODETRA
ANSFERENCIA
A
Urgente
Im
mportante
NombrredelBeneficciario:
Inspirations Fine Art Inc.
PerssonaNatural
PersonaJurdica
NombrredeCliente:
KABIR
KAPUR
NmerrodeCliente:
36000
Caso#
#:
mento/Inform
macinquesseadjunta:
Docum
Pa
asaporte
C
dula
Fa
actura
Jurisdiccin
Ottro NO TENGO DOCUMENTOS / EL DUEO ES KABIR KAPUR
edaSolicitada
Bsque
Da: 22
de octubre de 2014
Hora: 12:00
p.m.
Bsque
edaRequerid
da
Da: 22
de octubre de 2014
Hora: 3:00
p.m.
Resulta
ados:
Enabled
abled
Disa
Observvaciones:
Case # ____________
FIVE EYES INSTRUCTION FORM
EYE #1 TRUST EXECUTIVE /CORPORATE RESPONSIBLE: EDISON TEANO / JAQUELINE ALEXANDER

Name of Client/Company:
Date of Request:
22-October-2014
The following details must be sent in the email to Financial Officer:

E-mail from the person in charge of the departmental account - Case assigned under Outgoing Wire Transfer.
E-mail or letter from the client requesting the transfer.
Details of the transfer (Bank name, Address, Swift/ABA/IBAN, account #, Name of Transfer Beneficiary).
Documentation that provides support of the transfer (invoice, contract, minutes, certificates).
Beneficiary of the Transaction: MOSSFON ESCROW SRL

Beneficiarys Acc. #:
Beneficiarys Bank Name:
1008119
Amount to Transfer USD $
Date of Transfer:
50,000.00
The Winterbotham Trust Company Limited
22-October-2014
MFG Fees USD $ 500.00

Reason for the
Transaction:
Servicio de intermediacin comercial (prstamo).
Form of Payment:
Automatic Debit from Bank Account
Credit
EYE #2 BENEFICIARY OF THE TRANSACTION

Date search request
_______________
Has
Compliance
Supervisor
Validated the information in this
section?
Expiration search date
_______________
Yes
No
Eye #2 Compliance Supervisor Signature
New search date

*Complete this field only if the
searches have expired
_______________
Has Compliance validated

Beneficiary?
Yes
___________________________
No
EYE #3FINANCIAL OFFICER RESPONSIBLE:

Verify if there are sufficient funds available in the account to process the request.
Verify if Compliance has approved the beneficiary of the transaction.
Verify beneficiarys bank account number and transfer details.
Enter transfer details in Bank Account Module.
Verify if amount is acceptable in clients transactional profile.
Issue invoice.
Complete banks transfer form.
Revise that the transfer form was received by the bank and the transfer was effective. Communicate this to CA.
Code: FAD-ADV-F-002
Rev.: 3
EYE #4 AUTHORIZED SIGNATORIES APPROVAL FOR TRANSFER

Signatory 2
Signatory 1
Name
Name
Signature
Signature
Date
Date
Additional
Comments
Additional
Comments
EYE #5 MF TRUST ADMINISTRATOR APPROVAL
MF Trust Administrator
Signature
Code: FAD-ADV-F-002
Rev.: 3
Case # ____________

Date of Request:
22-October-2014

Beneficiary of the Transaction: MF TREASURER LTD.

0100022707
Date of Transfer:
500.00
BANISTMO, S.A.
22-October-2014
MFG Fees USD $

Reason for the
Transaction:
Pago de honorarios por servicio de intermediacin comercial Cotizacin No.2344947.
Form of Payment:
Credit

Date search request
_______________
Has
Compliance
Supervisor
section?
_______________
Yes
No
New search date

_______________

Beneficiary?
Yes
___________________________
No

Issue invoice.
Code: FAD-ADV-F-002
Rev.: 3

Signatory 2
Signatory 1
Name
Name
Signature
Signature
Date
Date
Additional
Comments
Additional
Comments
Signature
Code: FAD-ADV-F-002
Rev.: 3
Case # ____________

Date of Request:
MOSSFON ESCROW SRL
22-October-2014

Beneficiary of the Transaction: Inspirations Fine Art Inc.

4830 5194 4790
Date of Transfer:
50,000.00
Bank of America, NY NY
22-October-2014
MFG Fees USD $ N/A

Reason for the
Transaction:
Form of Payment:
Credit

Date search request
_______________
Has
Compliance
Supervisor
section?
_______________
Yes
No
New search date

_______________

Beneficiary?
Yes
___________________________
No

Issue invoice.
Code: FAD-ADV-F-002
Rev.: 3

Signatory 2
Signatory 1
Name
Name
Signature
Signature
Date
Date
Additional
Comments
Additional
Comments
Signature
Code: FAD-ADV-F-002
Rev.: 3
ACTA DE UNA REUNION DEL CONSEJO DE FUNDACION DE

(La Fundacin)
Una reunin del Consejo de Fundacin de FAMILY AND CHILDREN CHARITABLE FOUNDATION, se celebr en el
Edificio Mossfon, Tercer Piso, Calle 54 Este, Panam, Repblica de Panam el da 22 de octubre de 2014 a las 11:30 a.m.
AVISO: Se dio la renuncia al aviso de convocatoria en cuanto a la fecha, hora, lugar y propsito de la reunin por parte de
quienes tienen derecho a ello.
PRESENTE: Estuvo presente el nico miembro del Consejo de Fundacin de la Fundacin, habiendo as el qurum requerido, a
saber:
FOUNDATION MEMBERSHIP INC. (Representado por Leticia Montoya y Francis Prez)
PRESIDENTA DE LA REUNION: FRANCIS PREZ, Directora y Presidenta de FOUNDATION MEMBERSHIP INC., actu
como Presidenta de la reunin.
SECRETARIA DE LA REUNION: LETICIA MONTOYA, Directora y Subsecretaria de FOUNDATION MEMBERSHIP
INC., actu como Secretaria de la reunin.
SE RESOLVI:
Autorizar, como al efecto se autoriza, la transferencia de fondos por el monto de QUINIENTOS DOLARES CON 00/100
(US$500.00) de la cuenta No. 91140.001.001 que mantiene la Fundacin con Bank Vontobel AG, a favor de MF TREASURER
LTD., en concepto de pago de honorarios profesionales.
Dichos fondos debern ser enviados de acuerdo a las siguientes coordenadas bancarias:
56. INTERMEDIARY/CORRESPONDANT BANK:

Name:
Address:
SWIFT:
ABA:
BANK OF AMERICA N.A.

701 Brickell Avenue, 6th Floor, Miami, Florida
33131
BOFAUS3M
026009593
57. BENEFICIARY BANK:

Name:
Address:
Account number:
SWIFT:
BANISTMO, S.A.
Street 47 & Aquilino de la Guardia
Plaza HSBC Building, Panama, Rep. of Panama
1901392027
MIDLPAPA
Name:
Account number:
MF TREASURER LTD.
0100022707
59. FINAL BENEFICIARY:
CIERRE: No habiendo otro asunto que tratar, la sesin fue clausurada.
____________________________________
FRANCIS PREZ
Directora/Presidenta de
nico miembro del Consejo Fundacional
____________________________________
LETICIA MONTOYA
Directora/Subsecretaria de
Page 1 of 1
MOSSFON
402 LAKEVIEW 2
ROYAL PALMS
AAREY MILK COLONY
GOREGAON EAST
MUMBAI - 400065
INDIA
MANAGERS
ALL OUR INVOICES ARE PAYABLE
UPON RECEIPT
You can pay your invoices through our ONLINE PAYMENT SYSTEM.
If you wish to subscribe to this service you can contact us by sending an
email to mftcollections@mossfon.com or call us at (507) 2069490.
Please make your transfer to MF Treasurer LTD. to the
following account:
Correspondent Bank: Bank of America NA
Address: 701 Brickell Ave. 6th Floor, Miami, FL 33131
Swift: BOFAUS3M ABA: 026009593
Beneficiary Bank: Banistmo, S.A.
Address: Street 47 & Aquilino de La Guardia, Marbella Plaza,
Panama, Republic of Panama.
Swift: MIDLPAPA Account Number: 1901392027
Beneficiary: MF TREASURER LTD.
Account Number: 0100022707
Please send us a copy of the wire transfer confirmation to:
mftcollections@mossfon.com
Quotation No.:
C-2344947
DATE:
OCTOBER 22, 2014
OUR REFERENCE:
MFM/36000/703809
COMPANY NAME:
OUR FEE FOR ESCROW SERVICES - TRANSFER OF FUNDS TO MR. KABIR KAPUR
500.00
Total
500.00
IMPORTANT NOTICE: Please include this invoice number and/or the name of the company for which the payment is intended.

(La Fundacin)
Edificio Mossfon, Tercer Piso, Calle 54 Este, Panam, Repblica de Panam el da 22 de octubre de 2014 a las 11:00 a.m.
saber:
CONSIDERANDO:
Que el Consejo de Fundacin recibi autorizacin firmada del Protector de la Fundacin fechada 15 de octubre de 2014, para
firmar el contrato de prstamo con el Sr. Kabir Kapur en representacin de la Fundacin, e instruir a los firmantes autorizados de
la cuenta bancaria de la Fundacin para odenar la transferencia de fondos por la suma de US$50,000.00 a favor Mossfon Escrow
SRL (el Agente Escrow), y en virtud a lo establecido dentro del contrato de prstamo.
SE RESOLVI:
1.
Aprobar la firma del contrato de prstamo con el Sr. Kabir Kapur por la suma de US$50,000.00.
2.
Autorizar, como al efecto se autoriza, la transferencia de fondos por el monto de CINCUENTA MIL DLARES CON
00/100 (US$50,000.00) de la cuenta No. 91140.001.001 que mantiene la Fundacin con Bank Vontobel AG, a favor de el
Agente Escrow conforme a las siguientes coordenadas bancarias:
BENEFICIARY BANK:
Name:
Address:
Sort Code:
Swift:
BENEFICIARY:
Name:
Address:
Account:
FOR FURTHER CREDIT:
Name:
Account:
HSBC BANK
PLC
Bristol Branch
400515
MIDLGB22
The Winterbotham Trust Company

Limited
Winterbotham Place, P.O. Box N3026, Nassau, Bahamas
GB34MIDL40051567759884
MOSSFON ESCROW SRL
1008119

____________________________________
FRANCIS PREZ
____________________________________
LETICIA MONTOYA
From:
To:
Date:
Subject:
Attachment(s):

'kabir kapur', Edison Teano - Lawyer
Oct 22, 2014, 8:19 AM
RE: Signed agreements.
2
Dear Mr. Kapur:

Jaqueline Alexander
Executive Assistant
Mossfon Building
Tel. +507 2055888 ext 277
www.mossfon.com
WeCare@mossfon.com

thanks

Dear Jacqueline/Edison -
Please can you send me the fully executed loan agreement for my files, and
Kind Regards,
Kabir
-KABIR KAPUR.
MUMBAI-INDIA.
9820022088

Best Regards,
Kabir Kapur.
From:
To:
CC:
Date:
Subject:
Attachment(s):
Kabir Kapur
ETeano@mossfon.com, JAlexander@mossfon.com
Oct 18, 2014, 2:52 AM
Signed agreements.
1

Best Regards,
Kabir Kapur.
From:
To:
Date:
Subject:
Attachment(s):

Oct 15, 2014, 6:55 PM
APERTURA DE CASO / October 2014 Loan
4
Buenas tardes:
Favor abrir casos como sigue:
EDISON TEANO
Substitutes:
JAQUELINE ALEXANDER
Jurisdiction:
PMA
Client:
36000 KABIR KAPUR
Type of Case:
ESCROW SERVICES
File Number:
703809 Open Cases
Company/Case Name:
Management:
Mossfon Managers

Jaqueline Alexander
Executive Assistant
Mossfon Building
Tel. +507 2055888 ext 277
www.mossfon.com
WeCare@mossfon.com

To: kabirkapur@india.com
Subject: October 2014 Loan
Dear Mr. Kapur:
Thank you for your message below, attached hereto you will find the
following documents:
Authorization to be executed by you, as Protector of the Foundation,

whereby you authorize the Foundation Council to execute the Loan Agreement
and authorize the signatories of the bank account to arrange the wire
transfer;
Additional authorization to be executed by you, as Protector of the
Foundation, whereby you authorize Mossfon Escrow SRL (the Escrow Agent) to
transfer the funds to your account.

As soon as I receive the Agreement duly signed, I will send you a scanned
copy so you can proceed to signed and complete the execution of this
document.

Jaqueline Alexander
Executive Assistant
Mossfon Building
Tel. +507 2055888 ext 277
www.mossfon.com
WeCare@mossfon.com

Assistant
Subject: October 2014 Loan
Dear Edison / Jacqueline -
Please find attached the loan documentation for the loan I would like the
Foundation to process today or tomorrow. Please can you forward me a
signed copy, along with the other documents for signing so I may revert
back with completed documents ASAP.
Kind Regards,
Kabir
-KABIR KAPUR.
MUMBAI-INDIA.
9820022088
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LOAN AGREEMENT
Loan Amount: US$50,000
Maturity date: October 2024
This is a Loan Agreement made on 14th October, 2014 between:

a)
FAMILY AND CHILDREN CHARITABLE FOUNDATION, a duly

registered foundation to Microjacket 43467, document 1855101 at the
Panamanian Public Registry, hereinafter referred to as the Lender,
represented by FOUNDATION MEMBERSHIP INC.;
b)
KABIR KAPUR, with passport number K3515076, hereinafter referred to

as the Debtor; and
c)
MOSSFON ESCROW SRL, a company duly organized under the laws of

Panama, with offices located in Panama, Republic of Panama,
hereinafter The Escrow Agent, represented by EDISON E. TEANO
and ERNESTO GONZALEZ (the Escrow Agent).
WHEREAS:
1. The Lender and the Debtor are legally competent and empowered to contract
and be bound by this Agreement, and have freely agreed to enter into the
following Loan Agreement, pursuant to the clauses listed below.
2. The Debtor requires a loan in the amount of FIFTY THOUSAND DOLLARS
WITH 00/100 (US$50,000) (hereinafter the Loan") in order to be used for
business or personal purposes.
IT WAS AGREED THAT:
1. The lender shall grant the Loan as required by the Debtor.
2. With the signature of the agreement by the Lender, he has deposited with the
Escrow Agent US$50,500. This sum is to be held by the Escrow Agent for
payment of the ESCROW fees (US$500.00), and delivery of the Loan
(US$50,000) to the Debtor in accordance with the terms of this agreement.
3. The obligation of the Escrow Agent consists in delivering the Loan to the
Debtor in the following manner:
a. One only payment in the amount of FIFTY THOUSAND DOLLARS
WITH 00/100 (US$50,000) to be transferred to Kabir Kapur, the
Debtor, to his business bank account at:
ABA number: 026009593
Account Number: 4830 5194 4790
As soon as the Escrow Agent receives confirmation from the
Lender to transfer the loan to the Debtor. The Lender will provide
this confirmation once the Lender verifies the Debtor has agreed to
the terms of the loan.
4. For its services under this agreement, the Escrow Agent shall be entitled
to receive US$500.00, which will be deducted from the funds held in
escrow once delivery of the remaining payment as above mentioned.
5. The Escrow Agent will not be liable for any act or omission by it pursuant
to this Escrow Agreement that is done in good faith and in the exercise of
its best judgment.
6. The Debtor hereby agrees and undertakes to repay the Loan (capital and
interest) to the Lender within a 10 year term, as from the month of October
2014 until October 2024, at a 3.5% annual rate. Principal and accrued
interest will be payable at maturity.
7. The aforementioned amounts shall be paid in U.S. Dollars pursuant to the
parties express agreement.
8. The Debtor shall have the prerogative to pay off the loan at any time, prior
to Its maturity date;
9. Throughout the life of the Loan, until its full settlement, the Debtor may not
be dissolved, merged or absorbed by another Company, without the prior
and express written consent of the Lender.
10. The parties mutually release and discharge each other from all fiscal
consequences arising from this transaction;
11. The obligations contained in this document shall be considered to be due

and payable if the Debtor defaults in the payment of three consecutive
installments or fails to fulfill any of the obligations contracted under this
Agreement. In such cases, the Lender may take legal action even if the
term has not yet expired.
12. In the event that the Lender fails to collect one or several payments or
exercise any rights as granted under this Agreement, same shall not be
construed as a debt remission or waiver of these rights or its guarantees.
Partial default will not cause the annulment of the Agreement.
13. The contracting parties agree to abide by the full terms and conditions of
the clauses of this Agreement, and in witness whereof, they have freely
and voluntarily subscribed two counterparts of the same tenor.
14. This agreement, its construction, performance and the resolution of any
conflicts shall be subject to the laws of the Republic of Panama and may
be submitted for conciliation and/or arbitration at the Conciliation and
Arbitration Center of the Chamber of Commerce, Industry and Agriculture
of Panama, whose expenses shall be covered equally by the parties.
In witness whereof, the parties have executed this agreement in two (2) originals.
By: The Lender

________________________________________________
By: The Debtor
_______________________________________
KABIR KAPUR
_______________________________________
The ESCROW AGENT
Name: EDISON E. TEANO/ERNESTO GONZALEZ representing
MOSSFON ESCROW SRL
15th October, 2014.

Messrs.
Dear Sirs,
The undersigned, KABIR KAPUR, male, of legal age, being the Protector of FAMILY
AND CHILDREN CHARITABLE FOUNDATION (the Foundation), do hereby
authorize you, as the Foundation Council to take the following actions on behalf of the
Foundation:
a) Execute the Loan Agreement with Mr. Kabir Kapur;
b) Instruct the authorized signatories of the bank account of the Foundation at
Bank Vontobel AG to arrange a wire transfer in the amount of US$50,500.00 as
per the following bank details:
BENEFICIARY
BANK:
Name:
Address:
HSBC BANK
PLC
Bristol Branch
Sort Code:
Swift:
400515
MIDLGB22
BENEFICIARY:
Name:
Address:
Account:
FOR FURTHER
CREDIT:
Name:
Account:
The Winterbotham Trust

Company Limited
Winterbotham Place, P.O. Box
N-3026, Nassau, Bahamas
GB34MIDL40051567759884
MOSSFON ESCROW SRL
1008119
Yours sincerely,
....
KABIR KAPUR
Protector
15th October, 2014.
Messrs.
MOSSFON ESCROW SRL
Panama, Republic of Panama
Re: LOAN AGREEMENT BETWEEN FAMILY AND CHILDREN CHARITABLE
FOUNDATION and KABIR KAPUR.

Dear Sirs,
(the Foundation), do hereby
authorize Mossfon Escrow SRL being the Escrow Agent of the referred agreement, to
proceed with the transfer of US$50,000.00 from the Escrow Agents bank account to:
Yours sincerely,
....
KABIR KAPUR
Protector
From:
To:
CC:
Date:
Subject:
Attachment(s):

kabir kapur
Oct 10, 2014, 3:37 PM
General/2320039
3
Dear Mr. Kapur:
We hereby confirm that the POA does not give you powers to act as a
Signatory of the account.
Additionally, we have received the bank forms to be completed in order to

provide you with the online banking access; therefore, we are coordinating
with the bank to have this access available as soon as possible.
On the other hand, attached you will find the account statements for your
perusal.
We are expecting to receive from the bank their comments regarding the
valuations of Denholm Hall and Professional Offshore.

Jaqueline Alexander
Executive Assistant
Mossfon Building
Tel. +507 2055888 ext 277
www.mossfon.com
WeCare@mossfon.com

Dear Edsion -
Could you please confirm:

and me.
thanks
-KABIR KAPUR.
MUMBAI-INDIA.
9820022088
USA CELL:917-856-8548
Dear Sirs:


Jaqueline Alexander
Executive Assistant
Mossfon Building
Tel. +507 2055888 ext 277
www.mossfon.com
WeCare@mossfon.com

Subject: General
Importance: High
Dear Michael / Alexander / Edison -

Please can you advise on the status of the below:
Point 1
Point 2
Point 3
portfolio).
Best,
Kabir
-KABIR KAPUR.
MUMBAI-INDIA.
9820022088
Dear Edison / Alexander / Michael -

I am sending this email as a follow up on a few items:
Kind Regards,
Kabir
-KABIR KAPUR.
MUMBAI-INDIA.
9820022088
Dear Mr. Teano,

Alexander M. Thoma
Bank Vontobel AG
Private Banking
Gotthardstrasse 43
CH-8022 Zrich
Telefon +41 (0)58 283 7902
Telefax +41 (0)58 283 7680
Mobile +41 (0)79 815 1620
www.vontobel.com

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From:
To:
Date:
Subject:
Attachment(s):

Oct 10, 2014, 11:19 AM
FW: General/2320039
6

Sent: Friday, October 10, 2014 6:26 AM
Dear Jaqueline,
services.
Best regards,
Michelle Casanova
Bank Vontobel AG
Phone +41 (0)58 283 76 29, Telefax +41 (0)58 283 76 80
www.vontobel.com
_____
Dear Mr. Strasser:

Jaqueline Alexander
Executive Assistant
Mossfon Building
Tel. +507 2055888 ext 277
www.mossfon.com
WeCare@mossfon.com

Dear Mr. Strasser:
below.

for this purpose.

Jaqueline Alexander
Executive Assistant
Mossfon Building
Tel. +507 2055888 ext 277
www.mossfon.com
WeCare@mossfon.com
Good morning Edison

step?
Michael
Executive Director
Bank Vontobel AG
Gotthardstrasse 43
CH-8022 Zrich
Tel +41 58 283 77 16

Fax +41 58 283 76 80
Mob +41 79 832 11 02
________________________________
From: kabir kapur
Subject: General
Dear Michael / Alexander / Edison

Point 1

Point 2
Point 3
portfolio).

Best,
Kabir
-KABIR KAPUR.

MUMBAI-INDIA.
9820022088

Dear Edison / Alexander / Michael

4) Last, I reiterate the request below -

Last, there are 2 relatively sizeable alternative investments in my
Kind Regards,
Kabir
--
KABIR KAPUR.
MUMBAI-INDIA.
9820022088

Dear Mr. Teano,


Alexander M. Thoma
Bank Vontobel AG
Private Banking
Gotthardstrasse 43
CH-8022 Zrich
Telefon +41 (0)58 283 7902
Telefax +41 (0)58 283 7680
Mobile +41 (0)79 815 1620
www.vontobel.com
____________________________________________________
Important Notice


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Agreement and Authorisation

for the Use of Electronic Services
Page 1/2
21.03.2014 09:55
365e0912
New agreement
Supersedes existing Agreement
dated
Amends existing Agreement dated
Client and party granting authorisation (hereinafter collectively referred to as the "Client")1)
Last name, first name or company name
Street/number
Nationality/Registered
companies)
Postcode/city/country
office
(in
the
case
of
Date of birth/Date of incorporation (in the case of

companies)
Home telephone no.
Work telephone no.
Mobile no.
E-mail
User and authorised agent (hereinafter collectively referred to as the "User")1)

Last name, first name or company name
Street/number
Nationality/Registered
companies)
Postcode/city/country
office
(in
the
case
of
Date of birth/Date of incorporation (in the case of

companies)
Home telephone no.
Work telephone no.
Mobile no.
E-mail
1)
Words denoting any one gender shall include all genders, words denoting the singular shall include the plural and vice versa, and words denoting persons shall include
Bank Vontobel AG
companies, partnerships and other legal entities and vice versa.
The User has been authorised by the Client and wishes to use the electronic services, as authorised by the
Client and in accordance with the Bank's Terms and Conditions for the Use of Electronic Services, in relation to
the accounts indicated below which are held by the Client at Bank Vontobel AG ("Bank"). The Client hereby
authorises the User to use the electronic services, subject to the access authorisations indicated below, in
addition to any powers conferred on him and within the scope of any authorisations or powers of attorney that
may have been granted to the User in respect of the accounts set out below:
ACCESS
Account
AUTHORISATION
Access only2
Orders/transfers3
Electronic transmission
of banking documents
Original
Copy
Bank Vontobel AG, Gotthardstrasse 43, CH-8022 Zrich

Telephone +41(0)58 283 71 11, Telefax +41(0)58 283 76 50
Agreement and Authorisation for the Use of Electronic Services
Page 2/2
21.03.2014 09:55
365e0912
2
3
Asset, custody account and account overview

Stock market orders and transfers between accounts held under the business relationship
The foregoing authorisation shall remain in effect unless or until it is revoked in writing. The Client and
User acknowledge and agree that the electronic services may only be used in respect of the aforementioned
accounts pursuant to an additional authorisation or power of attorney (such as a portfolio management
mandate or authorisation to operate an account). The termination of any such authorisations or powers will
also have the effect of terminating this Authorisation. If the Client solely revokes this Authorisation, any other
authorisations or powers of attorney granted to the User shall remain in effect. It is also explicitly agreed that
this Authorisation shall remain in effect notwithstanding the death, declaration of absence, bankruptcy,
compulsory winding-up, or incapacity of the Client.
The Client and User acknowledge that when the Bank's services are accessed electronically, identity will solely
be verified by the Bank's system by checking electronic authorisation data (self-authentication). The Client
unconditionally approves all transactions carried out by the User using the electronic authorisation data
(irrespective of the legal relationship between the Client and the User inter se). Moreover, any
instructions, orders and communications sent to the Bank by this means shall be deemed to have been
written and authorised by the User. The Client and the User are also aware of the risks associated with
the use of electronic services and, in particular, that the User will have the ability to access data
electronically at any time and from outside Switzerland.
The Client and the User expressly acknowledge and agree that the Bank will not provide any personalised
advice in respect of stock market orders issued by means of electronic access, and that the Bank is unable
to provide to the Client and/or the User some or all of any services which may be available under any
other agreements, and/or is only able to provide such services once stock market orders have been issued
by means of electronic access. The Bank is unable, for example, to verify whether any stock market orders
issued by means of electronic access are consistent with any investment strategy and/or investment
objectives that may have been agreed. Accordingly, the Client and the User confirm that they are familiar
with the standard customs and practices of stock market trading and that they are, in particular, aware of
the risks associated with specific transactions.
Bank Vontobel AG
Except as otherwise provided herein, the Terms and Conditions for the Use of Electronic Services together
with the special terms and conditions governing individual electronic services, the General Terms and
Conditions and the Safe Custody Regulations shall form integral parts of this Agreement. The Client and User
confirm that they have received copies of these documents and agree to be bound by the terms thereof.
This Agreement shall be governed by and construed exclusively in accordance with Swiss law. The place of
performance and exclusive place of jurisdiction for all proceedings and disputes shall be Zurich.
Notwithstanding the foregoing, the Bank reserves the right to refer any claim against the Client or User to the
court having jurisdiction in the Client or User's place of residence, or in the place in which the Client or User's
registered office is located, or to any other court of competent jurisdiction, in which event Swiss law shall
continue to apply exclusively.
This Agreement shall be deemed to have been accepted by the Bank once the Bank has granted electronic
access to the accounts and/or services indicated above.
Place/Date
Place/Date
Signature of the Client
Signature of the User

Authorization to disclose information
Page 1/1
271e1008
Account/Custody Account
Last name, first name / Company name / Adress
(hereinafter referred to as the "Client") 1)
hereby authorizes and instructs

Bank Vontobel AG
(hereinafter referred to as the "Bank")
to disclose to
Last name, first name / Company name / Adress
1)
(hereinafter referred to as the "Authorized Agent")1)
Words denoting any gender shall include all genders and words denoting the singular shall include the plural.
any and all information requested by the Authorized Agent for the account/custody account listed above (e.g.
client documentation, account and custody account statements, transaction confirmations, correspondence held
by the Bank etc.) by any means of transmission (e.g. by post, fax, telephone, electronically or in any other way
requested by the Authorized Agent), in Switzerland or abroad, to grant the Authorized Agent a right of
inspection and in general to provide all information which the Client is entitled to receive.
The Authorized Agent does not have a right of disposition and management over the account/custody account
listed above. The Bank is not liable for the way in which the Authorized Agent makes use of the above
information or for the risks of transmission (such as loss, delay, misunderstandings, text mutilation or
unauthorized interception by third parties). The Client understands that the Authorized Agent is not subject to
the banking secrecy laws (Art. 47 of the Swiss Federal Law on Commercial and Savings Banks).
This authorization shall remain in force for the Bank until such time as it receives written notice of
cancellation. The parties further agree that the authorization shall remain in force notwithstanding the death,
judicially pronounced presumption of death, bankruptcy or incapacity of the Client.
Bank Vontobel AG
All rights and obligations pertaining to this declaration are governed by Swiss law. The sole place of
jurisdiction for all cases and disputes shall be Zurich.
Place/Date
Signature of the authorizing party

Administrative Power of Attorney
Page 1/3
20.08.2014 14:11
288e0210
Account/Safe Custody Account
The undersigned 1)
Surname, first name
(hereinafter the "Principal")
1)
(hereinafter the "Attorney")
1)
hereby authorize(s)
Surname, first name or company, address
1)
For editorial reasons any reference to the masculine singular also include the feminine and plural.
to personally execute without the right of substitution this power of attorney to represent him legally vis-vis Bank Vontobel AG (hereinafter the "Bank") in accordance with the following provisions and in respect of
the management of all assets held at the Bank under the above-cited (custody) account title(s) or deposited in
the name of the Bank at its correspondents.
Bank Vontobel AG
1. Object
The Attorney is authorized to manage the assets held under the above-cited account title(s) in the name, for
the account and at the risk of the Principal.
He is in particular authorized to execute transactions in all investment instruments according to customary
banking practice (both in established and emerging markets) and in general to do everything he may deem
expedient or necessary for the management of the assets. In particular this includes but is not restricted to
instructions regarding book-entry securities, the purchase and sale of securities, book-entry securities, precious
metals and foreign currencies and the execution of all customary banking transactions, trust placements,
investments, reinvestments, collections and conversions, the exercising of subscription rights, the disposal of
pre-emptionand conversion rights and coupons, derivatives transactions, and the conclusion of lending
agreements relating to deposited securities or book-entry securities etc.
Furthermore, he is authorized to receive, check and accept invoices and custody account statements and other
communications addressed to the Principal. The Bank is also empowered by the Principal to issue copies of the
Principal's records held at the Bank under the above-cited (custody) account titles to the Attorney on request
within the scope of his statutory obligation to keep records. The Principal is aware that basically the Attorney
is not bound by banking secrecy legislation (Art. 47 of the Swiss Banking Act).
This Power of Attorney in particular does not extend the right to rent safe deposit boxes, to withdraw
assets in whole or in part (such as initiating payments to third parties or to himself, cash withdrawals,
sale of securities without replacement), to pledge assets, neither for the account of the Principal nor any
third party nor for his own account, or to take up loans (except in conjunction with short-term payment
mismatches).
All actions taken by the Attorney under this Power of Attorney shall be fully binding upon the Principal. The
Bank is entitled, but in no way obliged, to request a written or verbal confirmation from the Principal before
executing any instructions it receives. The Principal is free to give his own instructions.

Page 2/3
20.08.2014 14:11
288e0210
2. Inducements
The Principal hereby acknowledges that the Bank can grant the Attorney inducements on the brokerage fees or
other fees charged to him and or other pecuniary compensation for services (incl. finder's fees). In addition to
or instead of the above inducements, the Bank may provide additional services free of charge to the Attorney in
consideration for the execution of his activity, such as research reports, invitations to company presentations,
financial analyses, staff training and sales support measures. The Principal accepts that the Attorney, and not
the Bank, shall be solely responsible for disclosing such inducements to the Principal and for agreeing who is
entitled to said inducements. The Principal expressly agrees to forego the assertion of any claims against
the Bank relating to or based on such payments.
3. Liability
This Power of Attorney and the General Business Conditions of the Bank govern only the authority of the
Attorney vis--vis the Bank, irrespective of the internal legal relations (such as agreements, understandings or
any other internal directives) between the Principal and the Attorney. No claims against the Bank can be
derived from such internal agreements. Furthermore, the Bank will not monitor whether the Attorney is
acting in compliance with the guidelines and rules of any professional organizations etc. which are binding
upon the Attorney or which the Bank would have to adhere to if it were to provide the asset management
services itself. Upon issuance of this Power of Attorney the sole obligations of the Bank are those of a
custodian bank.
It is the responsibility of the Principal to check that the orders placed with the Attorney are executed correctly
(e.g. with respect to investment strategy, scope or expediency). Moreover, the Principal notes and agrees that
the sole responsibility for informing him of the Attorney's actions lies with the Attorney, not the Bank.
Accordingly, the Bank does not monitor the management activities of the Attorney. The Principal is therefore
aware that the Bank can accept no liability whatsoever for any acts or omissions of the Attorney, provided the
Bank is not culpable of gross negligence in the context of the terms of this Power of Attorney. Liability for
minor negligence is expressly excluded, where this is legally permissible.
The Principal confirms that he has been informed by the Bank of the risks of transactions whose risk potential
or structure exceeds the risks normally associated with the purchase, sale and holding of securities (as with
derivative financial instruments) by way of the brochure "Special Risks in Securities Trading". He confirms that
he has received a copy of this brochure. In addition, the Principal expressly agrees that sole responsibility for
informing him of the risks associated with investments lies with the Attorney. He relieves the Bank of any
obligation to give advice, information or warning in respect of the management of the assets and of all
liability for any losses incurred as a result of the investment decisions made by the Attorney.
Bank Vontobel AG
4. Concluding provisions
This Power of Attorney shall remain valid vis--vis the Bank until receipt of a written revocation. The parties
also agree that the Power of Attorney shall not expire but instead remain in force upon the death, declaration
of absence, bankruptcy or incapacity to act of the Principal.
The General Business Conditions of the Bank form an integral part of this Power of Attorney.

Page 3/3
20.08.2014 14:11
288e0210
Bank Vontobel AG
This Power of Attorney and the transactions made on the basis thereof shall be governed by Swiss law. Place of
performance and sole jurisdiction for all legal proceedings is Zurich. However, the Bank has the right to
prosecute the signatories before the competent court of his/their place of residence/domicile, or before any
other competent court, in which event Swiss law shall remain the only applicable law.
Place/Date
Place/Date
The Principal
The Attorney

From:
To:
Date:
Subject:
Attachment(s):

Oct 9, 2014, 10:16 AM
General/2320039
2
Dear Mr. Strasser:

Jaqueline Alexander
Executive Assistant
Mossfon Building
Tel. +507 2055888 ext 277
www.mossfon.com
WeCare@mossfon.com

Dear Mr. Strasser:
below.

for this purpose.

Jaqueline Alexander
Executive Assistant
Mossfon Building
Tel. +507 2055888 ext 277
www.mossfon.com
WeCare@mossfon.com
Good morning Edison

step?
Michael
Executive Director
Bank Vontobel AG
Gotthardstrasse 43
CH-8022 Zrich
Tel +41 58 283 77 16

Fax +41 58 283 76 80
Mob +41 79 832 11 02
________________________________
From: kabir kapur
Subject: General

Point 1
Point 2
Point 3
portfolio).

Best,
Kabir
-KABIR KAPUR.
MUMBAI-INDIA.
9820022088




Kind Regards,
Kabir
-KABIR KAPUR.
MUMBAI-INDIA.
9820022088

Dear Mr. Teano,

Alexander M. Thoma
Bank Vontobel AG
Private Banking
Gotthardstrasse 43
CH-8022 Zrich
Telefon +41 (0)58 283 7902
Telefax +41 (0)58 283 7680
Mobile +41 (0)79 815 1620
www.vontobel.com
____________________________________________________
Important Notice

From:
To:
CC:
Date:
Subject:
kabir kapur
Oct 8, 2014, 7:33 PM
RE: General/2320039
Dear Edsion -
Could you please confirm:

and me.
thanks
-KABIR KAPUR.
MUMBAI-INDIA.
9820022088
USA CELL:917-856-8548
Dear Sirs:


Jaqueline Alexander
Executive Assistant
Mossfon Building
Tel. +507 2055888 ext 277
www.mossfon.com
WeCare@mossfon.com

Subject: General
Importance: High

Point 1
Point 2
Point 3
portfolio).
Best,
Kabir
-KABIR KAPUR.
MUMBAI-INDIA.
9820022088


Kind Regards,
Kabir
-KABIR KAPUR.
MUMBAI-INDIA.
9820022088
Dear Mr. Teano,


Alexander M. Thoma
Bank Vontobel AG
Private Banking
Gotthardstrasse 43
CH-8022 Zrich
Telefon +41 (0)58 283 7902
Telefax +41 (0)58 283 7680
Mobile +41 (0)79 815 1620
www.vontobel.com
From:
To:
CC:
Date:
Subject:
Attachment(s):

Oct 3, 2014, 5:18 PM
General/2320039
2
Dear Mr. Strasser:
below.

for this purpose.

Jaqueline Alexander
Executive Assistant
Mossfon Building
Tel. +507 2055888 ext 277
www.mossfon.com
WeCare@mossfon.com

Good morning Edison

step?
Michael
Executive Director
Bank Vontobel AG
Gotthardstrasse 43
CH-8022 Zrich
Tel +41 58 283 77 16

Fax +41 58 283 76 80
Mob +41 79 832 11 02

________________________________
From: kabir kapur
Subject: General

Point 1
Point 2
Point 3
portfolio).

Best,
Kabir
-KABIR KAPUR.
MUMBAI-INDIA.
9820022088



Kind Regards,
Kabir
-KABIR KAPUR.
MUMBAI-INDIA.
9820022088

Dear Mr. Teano,


Alexander M. Thoma
Bank Vontobel AG
Private Banking
Gotthardstrasse 43
CH-8022 Zrich
Telefon +41 (0)58 283 7902
Telefax +41 (0)58 283 7680
Mobile +41 (0)79 815 1620
www.vontobel.com
____________________________________________________
Important Notice
From:
To:
CC:
Date:
Subject:
Attachment(s):

chetan.kapur@aimadvgrp.com, kabirkapur@india.com
Oct 3, 2014, 5:18 PM
General/2320039
3
Dear Sirs:


Jaqueline Alexander
Executive Assistant
Mossfon Building
Tel. +507 2055888 ext 277
www.mossfon.com
WeCare@mossfon.com

Subject: General
Importance: High

Point 1
Point 2
Point 3
portfolio).
Best,
Kabir
-KABIR KAPUR.
MUMBAI-INDIA.
9820022088


Kind Regards,
Kabir
-KABIR KAPUR.
MUMBAI-INDIA.
9820022088

Dear Mr. Teano,


Alexander M. Thoma
Bank Vontobel AG
Private Banking
Gotthardstrasse 43
CH-8022 Zrich
Telefon +41 (0)58 283 7902
Telefax +41 (0)58 283 7680
Mobile +41 (0)79 815 1620
www.vontobel.com
From:
To:
Date:
Subject:
Attachment(s):

'michael.strasser@vontobel.ch'
Sep 22, 2014, 10:51 AM
2320039 CONFIDENTIAL/2320039
3
Dear Michael:
Attached please find copy of the POA duly signed by the authorized
signatories on behalf of Foundation Membership Inc., Sole Foundation
Council for FAMILY AND CHILDREN CHARITABLE FOUNDATION.
As soon as we receive our clients comments regarding Principal

protection and HM Ruby / Denholm, we will revert to you.

Jaqueline Alexander
Executive Assistant
Mossfon Building
Tel. +507 2055888 ext 277
www.mossfon.com
WeCare@mossfon.com

Sent: lunes, 22 de septiembre de 2014 04:23 a.m.
Subject: RE: 2320039 CONFIDENTIAL
Dear Edison
Thank you for your email and I await your reply.

Best regards
Michael
From: Edison Teano - Lawyer [mailto:ETeano@mossfon.com]

Sent: Donnerstag, 18. September 2014 14:33
Cc: Casanova Michelle; Jaqueline Alexander - Executive Assistant
Subject: RE: 2320039 CONFIDENTIAL
Dear Michael,
I will coordinate the necessary and will get back to you.
Best regards,
Edison Teano, TEP
Lawyer
Mossfon Building
Tel. +507 206-9490 thru 507 206-9499 ext 212
www.mossfon.com
WeCare@mossfon.com


Dear Edison
Trust you are well.

statement summary.
at 19:31):
(1) Principal protection: Understand that your client is looking at


(2) HM Ruby (Himelsein Mandel Ruby Fund) and Denholm (Denholm Hall
Ruby.pdf).
above.
Michael
Executive Director,
Bank Vontobel AG
Gotthardstrasse 43
CH-8022 Zrich
Tel +41 58 283 77 16
Fax +41 58 283 76 80
Mob +41 79 832 11 02
_____
Dear Keiko:

Jaqueline Alexander
Executive Assistant
Mossfon Building
Tel. +507 2055888 ext 277
www.mossfon.com
WeCare@mossfon.com

Dear Keiko:


Jaqueline Alexander
Executive Assistant
Mossfon Building
Tel. +507 2055888 ext 277
www.mossfon.com
WeCare@mossfon.com

Dear Mr. Edison,


Keiko Notter

thank you,
Kind Regards,
Kabir
-KABIR KAPUR.
MUMBAI-INDIA.
9820022088

Date: 6 Aug 2014 22:58:41 +0000 (UTC)
Dear Petra -
Could you please provide me a current position statement, as well as the
this.
Kind Regards,
Kabir
-KABIR KAPUR.
MUMBAI-INDIA.
9820022088
____________________________________________________
Important Notice
From:
To:
Date:
Subject:
Attachment(s):

Chetan, Kabir Kapur
Sep 18, 2014, 11:29 AM
General/2320039
8
Dear Mr. Kapur:
We received the following information from BANK VONTOBEL:
Attached your clients September statement summary.
at 19:31):


Ruby.pdf).
We look forward to receive your comments soon.

Jaqueline Alexander
Executive Assistant
Mossfon Building
Tel. +507 2055888 ext 277
www.mossfon.com
WeCare@mossfon.com

Sent: lunes, 15 de septiembre de 2014 06:33 p.m.
To: Edison Teano - Lawyer; Thoma Alexander
Cc: Jaqueline Alexander - Executive Assistant; Notter Keiko; Casanova
Michelle; Strasser Michael
Subject: RE: RE: General
Importance: High

Kind Regards,
Kabir
-KABIR KAPUR.
MUMBAI-INDIA.
9820022088

Dear Mr. Teano,

Alexander M. Thoma
Bank Vontobel AG
Private Banking
Gotthardstrasse 43
CH-8022 Zrich
Telefon +41 (0)58 283 7902
Telefax +41 (0)58 283 7680
Mobile +41 (0)79 815 1620
www.vontobel.com

Sent: Donnerstag, 14. August 2014 19:31
To: Thoma Alexander
Cc: kabir kapur; Jaqueline Alexander - Executive Assistant
Subject: General
Dear Mr. Thoma,
Our client is looking to begin evaluating principal protected income

yielding (8%) investment opportunities in the current environment with the
goal of being invested by/ before year end. He target the 8% rate as this
is the yield he require to meet his living expenses and budgets.
His preliminary thoughts were to consider principal protected notes (by a
bank with a high credit rating) that are linked to broad equity indexes
with a bright outlook, as well as high yielding investment grade debt or
principal protected debt funds .
He is however looking to receive the banks best advise on options to
achieve these goals: keeping in mind that principal protection is key.
As you may know, he has sufferred terrible losses in alternative
investments due to the financial crisis, and thus need to be cautious and
very prudent with future investing. Accordingly, he is looking for your
best advice.
request your back office or custodian to obtain these and forward to us
same with c.c. to Mr. Kapur.
Thank you for assiting us on this matter.
Kind regards,
Edison Teano, TEP
Lawyer
Mossfon Building
Tel. +507 206-9490 thru 507 206-9499 ext 212
www.mossfon.com
WeCare@mossfon.com
____________________________________________________

Important Notice
Statistical Sheet 1
Data period (months):
64
Initial date:
Final date:
May-05
Aug-10
Date of calculation:
17-Sep-2014 10:48
Frequency:
Monthly
Currency:
USD
HM Ruby L.P. (HC HFR98)

Company: Himelsein Mandel Fund Management, LLC
HM Ruby L.P. (HC

HFR98)
Strategy: Relative Value Multi-Strategy

AUM: 99.60
Total data period (31-May-2005 to 31-Aug-2010)

Return over Libor USD 1m (HC Index), p.a.
9.1%
Cumulative Return, p.a.
12.1%
Standard Deviation, p.a.
4.0%
Monthly Modified VaR (95%)
-1.3%
2.15
Sharpe Ratio (Libor USD 1m (HC Index)), p.a.

Modified Sharpe Ratio (Libor USD 1m (HC Index)), p.a.
7.10
Best Month
2.9%
Worst Month
-2.8%
Maximum Drawdown
-6.4%
% Positive Months
87.5%
Skewness
-1.34
Excess Kurtosis
2.29
9.9%
11.5%
Last three years (30-Sep-2007 to 31-Aug-2010)
4.9%
-1.8%
1.94
5.41

Best Month
2.91%
Worst Month
-2.8%
Maximum Drawdown
-6.4%
% positive months
77.8%
Return, last 12 months
-4.6%
Recent statistics
Standard Deviation, last 12 months
4.7%
-2.1%
Correlation (31-May-2005 to 31-Aug-2010)
1.00
Cumulative Return
120%
Target = Libor USD 1m (HC Index)

100%
80%
60%
40%
Apr 10
Oct 09
Apr 09
Oct 08
Apr 08
Oct 07
Apr 07
Oct 06
Apr 06
Oct 05
Apr 05
20%
0%
Page 1/2

Historical Performance (last 10 years)
Jan
Feb
Mar
Apr
May
Jun
Jul
Aug
Sep
Oct
Nov
Dec
YTD
YTD
Jan
Feb
Mar
Apr
May
Jun
Jul
Aug
Sep
Oct
Nov
Dec
YTD
YTD
2005
2006
2007
2008
2009
2010
2005
2006
2007
2008
2009
2010
0.3%
1.8%
1.7%
2.2%
-0.1%
0.4%
1.5%
1.6%
2.6%
-0.7%
0.5%
1.9%
1.5%
1.8%
-0.5%
0.8%
1.6%
2.9%
1.7%
0.5%
0.0%
0.9%
1.8%
1.1%
1.9%
0.2%
0.2%
1.0%
1.5%
1.2%
2.4%
1.7%
0.2%
1.2%
2.1%
1.9%
1.9%
-1.0%
0.2%
1.4%
1.4%
1.6%
-1.9%
-2.8%
0.2%
1.5%
1.8%
1.9%
-2.8%
0.2%
1.6%
1.6%
0.7%
1.5%
0.2%
1.9%
1.7%
0.6%
0.6%
0.4%
2.0%
2.0%
1.4%
-1.3%
0.01591
0.14279
0.22811
0.19629
1.6%
14.3%
22.8%
19.6%
Rolling 12 Months Correlation (95.0% confidence band)
0.10875 -0.02638
10.9%
-2.6%
12 Months Rolling Standard Deviation

1.0
8%
0.8
0.6
0.4
0.2
0.0
4%
-0.2
-0.4
-0.6
Apr 10
Oct 09
Apr 09
Oct 08
Apr 08
Oct 07
Apr 07
Oct 06
-1.0
Apr 06
Apr 10
Oct 09
Apr 09
Oct 08
Apr 08
Oct 07
Apr 07
Oct 06
Apr 06
-0.8
0%
Underwater Curve
5%
1%
Apr 10
Oct 09
Apr 09
Oct 08
Apr 08
Oct 07
Apr 07
Oct 06
Apr 06
Oct 05
Apr 05
-3%
-7%
An investment in an alternative investment carries substantial risks. The nature and extent of some of these risks differ from traditional investments in stocks and bonds.
There can be no assurance that the advice or information provided above will lead to superior performance. In particular, the performance of an alternative investment may
vary substantially over time. Investors bear the risk of losing all or part of their investment and thus should carefully consider the appropriateness of such investments for
their portfolio. While the information contained in this document has been obtained from sources deemed as reliable, no representation is made as to its accuracy or
completeness, and it should not be relied on as such. Past performance is not necessarily indicative of future performance.
Page 2/2
Statistical Sheet 1
125
Initial date:
Final date:
Jun-02
Oct-12
Denholm Hall Russia Arbitrage Fund A Redemption Shares (HC HFIEuroHedge) Date of calculation:
17-Sep-2014 10:42
Company: Denholm Hall Management Limited
Monthly
Currency:
USD
Denholm Hall Russia

Arbitrage Fund A
Redemption Shares
(HC HFIEuroHedge)
Strategy: Equities Emerging Markets

AUM: #N/A
Frequency:
Total data period (30-Jun-2002 to 31-Oct-2012)

-7.6%

-5.6%
12.7%
-7.9%
-0.54
-0.96
6.8%
Best Month
Worst Month
-19.8%
Maximum Drawdown
-80.7%
% Positive Months
65.6%
Skewness
-2.81
Excess Kurtosis
11.48
Last three years (30-Nov-2009 to 31-Oct-2012)
-33.8%
-33.6%
16.8%
-13.3%
-2.31

-2.54
Best Month
0.46%
Worst Month
-19.8%
Maximum Drawdown
-70.7%
% positive months
16.7%
-27.5%
Recent statistics
18.2%
-20.4%
Correlation (30-Jun-2002 to 31-Oct-2012)
1.00
nholm Hall Russia Arbitrage Fund A Redemption Shares (HC HFIEuroHedge)
Cumulative Return
200%

150%
100%
May 12
Nov 11
May 11
Nov 10
May 10
Nov 09
May 09
Nov 08
May 08
Nov 07
May 07
Nov 06
May 06
Nov 05
May 05
Nov 04
May 04
Nov 03
May 03
Nov 02
May 02
50%
0%
-50%
-100%
Page 1/2
Denholm Hall Russia Arbitrage Fund A Redemption Shares (HC HFIEuroHedge)

Jan
Feb
Mar
Apr
May
Jun
Jul
Aug
Sep
Oct
Nov
Dec
YTD
YTD
Jan
Feb
Mar
Apr
May
Jun
Jul
Aug
Sep
Oct
Nov
Dec
YTD
YTD
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012
1.8%
4.8%
0.5%
2.7%
0.0%
1.0%
-8.3%
-7.0%
0.1%
-0.4%
0.6%
1.7%
3.2%
1.8%
0.3%
1.0%
-6.3%
0.1%
0.1%
0.0%
1.4%
1.1%
1.1%
2.2%
0.9%
1.2%
-6.5%
-7.2%
0.5%
-0.5%
6.8%
0.0%
1.1%
1.8%
1.2%
0.8%
0.1%
-1.7%
0.1%
-0.3%
2.3%
1.0%
0.1%
0.1%
0.7%
1.1%
1.5%
-2.1%
-3.4%
-1.6%
1.5%
1.1%
0.4%
1.7%
1.7%
1.0%
-0.2%
-6.4%
-7.1%
-4.5%
1.5%
0.8%
1.1%
0.5%
1.3%
0.9%
-3.8%
-1.2%
-0.1%
-0.3%
1.0%
0.6%
1.2%
1.1%
0.5%
-0.6%
-3.5%
-2.3%
-1.3%
-0.9%
2.1%
2.4%
1.2%
0.9%
2.0%
0.1%
-2.3%
-1.6%
-1.2%
-0.3%
1.4%
3.0%
1.0%
0.0%
0.5%
-2.8%
-0.5%
-1.9%
0.4%
-19.5%
1.2%
2.8%
0.1%
1.8%
1.7%
-3.0%
-10.3%
-3.9%
-1.0%
2.3%
3.4%
0.9%
3.1%
0.4%
-4.7%
-19.8%
-8.9%
-0.5%
0.264
0.25239
0.12418
0.19425
26.4%
25.2%
12.4%
19.4%
0.11583 -0.04043 -0.47145 -0.36513 -0.12805 -0.26377

11.6%
-4.0%
-47.1%
-36.5%
-12.8%
-26.4%

1.0
25%
0.8
0.6
20%
0.4
0.2
15%
0.0
-0.2
10%
-0.4
5%
-0.6
Nov 11
May 12
Nov 10
May 11
Nov 09
May 10
Nov 08
May 09
Nov 07
May 08
Nov 06
May 07
Nov 05
May 06
Nov 04
May 05
Nov 03
May 04
-1.0
May 03
Nov 11
May 12
Nov 10
May 11
Nov 09
May 10
Nov 08
May 09
Nov 07
May 08
Nov 06
May 07
Nov 05
May 06
Nov 04
May 05
Nov 03
May 04
May 03
-0.8
0%
Underwater Curve
5%
-5%
-15%
-25%
-35%
-45%
-55%
-65%
-75%
May 12
Nov 11
May 11
Nov 10
May 10
Nov 09
May 09
Nov 08
May 08
Nov 07
May 07
Nov 06
May 06
Nov 05
May 05
Nov 04
May 04
Nov 03
May 03
Nov 02
May 02
-85%
-95%
Page 2/2
Statistical Sheet 1
40
Initial date:
Final date:
Jul-09
Oct-12
Denholm Hall Russia Arbitrage Fund A Investment Shares (HC HFIEuroHedge) Date of calculation:
17-Sep-2014 10:41
Monthly
Currency:
USD
Denholm Hall Russia

Arbitrage Fund A
Investment Shares (HC
HFIEuroHedge)

AUM: #N/A
Frequency:
Total data period (31-Jul-2009 to 31-Oct-2012)

-33.1%
-32.8%
16.0%
-12.7%
-2.38
-2.60
0.5%
Best Month
Worst Month
-19.7%
Maximum Drawdown
-73.5%
% Positive Months
15.0%
Skewness
-2.39
Excess Kurtosis
6.59
-33.8%
-33.5%
16.7%
-13.3%
-2.32

-2.55
Best Month
0.46%
Worst Month
-19.7%
Maximum Drawdown
-70.6%
% positive months
16.7%
-27.4%
Recent statistics
18.0%
-20.2%
Correlation (31-Jul-2009 to 31-Oct-2012)
1.00
enholm Hall Russia Arbitrage Fund A Investment Shares (HC HFIEuroHedge)
Cumulative Return
10%
Jun 12
Dec 11
Jun 11
Dec 10
Jun 10
Dec 09
Jun 09
0%
-10%
-20%
-30%
-40%
-50%
-60%
-70%
-80%
Page 1/2
Denholm Hall Russia Arbitrage Fund A Investment Shares (HC HFIEuroHedge)

Jan
Feb
Mar
Apr
May
Jun
Jul
Aug
Sep
Oct
Nov
Dec
YTD
YTD
Jan
Feb
Mar
Apr
May
Jun
Jul
Aug
Sep
Oct
Nov
Dec
YTD
YTD
2009
2010
2011
2012
2009
2010
2011
2012
-7.1%
0.2%
-0.3%
0.2%
0.1%
0.0%
-7.1%
0.5%
-0.5%
-1.8%
0.1%
-0.4%
-2.0%
-3.6%
-1.5%
-6.4%
-7.0%
-4.7%
-3.8%
-1.2%
-0.1%
-0.3%
-3.4%
-2.3%
-1.7%
-0.7%
-2.3%
-1.5%
-1.0%
-0.4%
-0.5%
-2.0%
0.4%
-19.3%
-10.3%
-3.8%
-1.2%
-19.7%
-9.0%
-0.5%
-0.34933 -0.36359 -0.13204 -0.26174

-34.9%
-36.4%
-13.2%
-26.2%

1.0
20%
0.8
0.6
16%
0.4
0.2
12%
0.0
-0.2
8%
-0.4
4%
-0.6
Jun 12
Dec 11
Jun 11
Dec 10
Jun 10
-1.0
Jun 12
Dec 11
Jun 11
Dec 10
Jun 10
-0.8
0%
Underwater Curve
5%
-5%
-15%
-25%
-35%
-45%
-55%
-65%
Jun 12
Dec 11
Jun 11
Dec 10
Jun 10
Dec 09
Jun 09
-75%
-85%
Page 2/2

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Termsheet (Final Terms)
Vontobel Investment Banking
BONUS INCOME NOTE

SSPA DESIGNATION: CAPITAL PROTECTION WITH COUPON (1140)
+41(0)58 283 78 88 oder www.derinet.ch
BONUS INCOME NOTE "German Exporters"

1.50% to 6.00% yearly Coupon, Capital protection 100%
PRODUCT DESCRIPTION
This Bonus Income Note is characterized by capital protection and guaranteed annual minimum coupon payments. The amount of the payment
exceeding the minimum coupon is calculated on the basis of the average performance of all shares in the basket. The return of each share whose price
increases is replaced by the cap.
In Switzerland, these financial instruments are considered structured products. They are not collective investment schemes within the meaning of the
Swiss Federal Act on Collective Investment Schemes (CISA), and are therefore not subject to the regulations of the CISA or the supervision of the Swiss
Financial Market Supervisory Authority FINMA.
Product Information
Issuer
Vontobel Financial Products Ltd., DIFC Dubai
Lead Manager
Bank Vontobel AG, Zrich
Calculation Agent
Bank Vontobel AG, Zurich
Guarantor
Vontobel Holding AG, Zurich (Standard & Poor's A; Moody's A2)
SSPA Product type
Capital protection product with coupon (1140), see also www.svsp-verband.ch
Issue price per Bonus Income Note
EUR 1000.00
Notional per Bonus Income Note
EUR 1000.00
Capital protection per Bonus Income Note
EUR 1000.00
Initial fixing
June 10, 2011
Payment date
June 17, 2011
Last trading day
June 10, 2016 (17:00 hours CET)
Final fixing
June 10, 2016
Repayment date
June 17, 2016
Reference currency
EUR; Issue, trading and redemption will follow in the reference currency
Swiss Security Number / ISIN / TK Symbol
1257 2109 / CH0125721099 / VBGEX
Underlying Basket
Share
Bloomberg Symbol
BASF SE
DE000BASF111
Xetra
EUR 63.15
Bayer AG
DE000BAY0017
Xetra
EUR 55.56
Daimler AG
DE0007100000
Xetra
EUR 46.585
Fresenius Medical Care AG & Co. KGaA
DE0005785802
Xetra
EUR 50.00
Infineon Technologies AG
DE0006231004
Xetra
EUR 7.461
K+S AG
DE0007162000
Xetra
EUR 53.65
Home exchange
Fixing price
Linde AG
DE0006483001
Xetra
EUR 113.95
Siemens AG
DE0007236101
Xetra
EUR 89.46
ThyssenKrupp AG
DE0007500001
Xetra
EUR 35.29
Volkswagen AG
DE0007664039
Xetra
EUR 125.55
Coupons
Coupon frequency
Annual
Fixing dates of the Coupon
11.06.2012, 10.06.2013, 10.06.2014, 10.06.2015, 10.06.2016, payment value five working days
Ex-dates
First trading day following fixing date
Page 1
Termsheet
Minimum annual Coupon
1.50%
Yield cap per share
6.00%
Yield protection per share
-10.00%
Calculation of the Coupon
On each fixing date of the coupon, the price yield since the initial fixing is determined for each basket
member. If this is positive then it is replaced by the yield cap (even if the actual positive yield is below the
yield cap). If a price yield is under the yield protection per share, then it is replaced by the yield protection.
On the basis of the yields determined using this method, the baskets average yield is determined. If the
average yield is higher than the minimum coupon then the coupon equating to this average yield is paid out,
otherwise the minimum coupon of 1.50% is paid out.
Coupon formula
C
= MAX
1.50%
10
i=1
Pi ( t )
10
If Sharei(t) > = Sharei(0):

Pi(t)=Yield cap
otherwise:
Pi(t)=max(Sharei(t)/Sharei(0)-1;Yield protection)
with
Sharei(t): Closing price of share i at coupon fixing date t
Sharei(0): Fixing price of share i
t:
t1=11.06.12, t2=10.06.13, t3=10.06.14, t4=10.06.15, t5=10.06.16
Further Informations
Issue size
100'000 Bonus Income Notes, the size may be increased
Repayment
In addition to the last coupon, the investor will receive the capital protection per Bonus Income Note.
Clearing / Settlement
SIX SIS AG
Listing
Will be applied for on the SIX Swiss Exchange
Secondary market
The secondary market is guaranteed for the entire duration of the product. Current prices are available on
www.derinet.ch. The Bonus Income Note is traded flat, that means accrued interest will be included in the
coupon.
Minimum investment
1 Bonus Income Note
Minimum trading lot
1 Bonus Income Note
Tax treatment in Switzerland
From the technical taxation aspect these Bonus Income Notes are seen as a transparent capital protected
product with non-predominantly one-off interest payment ("Non-IUP"); accordingly, the difference
between the capital protection and the cash value (EUR 1000.00 EUR 943.22 = EUR 56.78) will be subject
to income tax for private investors in Switzerland only at final redemption, the minimum annual coupons
(1.50% p.a.) however on its respective due date. On issue the discounting factor (IRR) is 2.73025%.
The minimum coupon exceeding disbursements represent tax free capital gain.
No Swiss withholding tax; no duty on issues. For Swiss stamp duty purpose, the product is treated as
analogous to a bond. Therefore, secondary market transactions are in principle subject to Swiss stamp duty
(TK22).
For Swiss paying agents this product is subject to the EU taxation of savings income in the form of interest
payments. The guaranteed minimum coupon is liable to tax (TK 1).
The above taxation is a non-binding summary of the tax implications applicable to private investors
resident in Switzerland. The specific situation of the investor has, however, not been considered for the
summary; furthermore, tax legislation and tax-administration practices may change at any time. Potential
investors should have the tax effects of the purchase, holding, sale or repayment of this product examined
by their own tax adviser - especially with respect to the effects of taxation under another jurisdiction.
Net present value upon issue
EUR 943.22
Discounting factor (IRR) upon issue
2.73025%
Title
The Structured Products are issued in the form of non-certificated book-entry securities of the issuer.
No certificates, no printing of bonds.
Early termination
Only possible for fiscal or other extraordinary reasons (as specified in detail in the issuance programme).
Applicable Law / Jurisdiction
Swiss law / Zurich 1, Switzerland
Prudential supervision
As a bank, Bank Vontobel AG is subject to the supervision of individual banks, while Vontobel Holding AG
and Vontobel Financial Products Ltd. as group member companies are subject to complementary,
consolidated group supervision by the Federal Financial Markets Regulator FINMA. Vontobel Financial
Products Ltd. is registered in the register of the Dubai International Finance Centre as a non-regulated
company.
Page 2
Termsheet
PROSPECTS OF PROFIT AND LOSSES

Bonus Income Notes are characterized by a capital protection at maturity, as well as periodic coupon payments which amount are determined on the
respective yearly fixing days of the coupons, based on the determined average performance of all shares in the basket. The yield cap per share applies
as upper limit. Should the average yield of the shares calculated in accordance with coupon formula be less than the minimum coupon, the coupon
payment corresponds to the amount of minimum coupon.
With these Bonus Income Notes investors can benefit of a positive performance of a basket of shares up to a certain limit, and at the same time a
minimum interest rate on the invested capital is guaranteed.
The maximum profit of the investor is limited to the annual coupon payments
The capital protection is in reference to the redemption date. During its lifetime the value of the Bonus Income Note may fall below the protected
capital amount. Potential investors should bear in mind that price changes to the underlying, as well as other influencing factors, may have a negative
effect on the value of structured products.
SIGNIFICANT RISKS FOR INVESTORS

Currency risks
If the underlying or underlyings is/are denominated in a currency other than the product's reference currency, investors should bear in mind that this
may involve risks due to fluctuating exchange rates and that the risk of loss does not only depend on the performance of the underlying(s) but also on
any unfavourable performance of the other currency or currencies. This does not apply for currency-hedged products (quanto structure).
Market risks
The general market performance of securities is dependent in particular on the development of the capital markets which, for their part, are influenced
by the general global economic situation as well as by the economic and political framework conditions in the respective countries (so-called market
risk). Changes to market prices such as interest rates, commodity prices or corresponding volatilities may have a negative effect on the valuation of the
underlying(s) or the structured product. There is also the risk of market disruptions (such as trading or stock market interruptions or discontinuation of
trading) or other unforeseeable occurrences concerning the respective underlyings and/or their stock exchanges or markets taking place during the term
or upon maturity of the structured products. Such occurrences can have an effect on the time of redemption and/or on the value of the structured
products.
Secondary market risks
Under normal market conditions, the issuer or the lead manager intend to post bid- and ask-prices on a regular basis. However, neither the issuer nor
the lead manager is under any obligation with respect to investors to provide such bid- and ask-prices for specific order or securities volumes, and there
is no guarantee of a specific liquidity or of a specific spread (i.e. the difference between bid- and ask-prices), for which reason investors cannot rely on
being able to purchase or sell the structured products on a specific date or at a specific price.
Issuer risk
The value of structured products may depend not only on the performance of the underlying(s), but also on the creditworthiness of the
issuer/guarantor, which may change during the term of the structured product. The investor is exposed to the risk of default of the issuer/guarantor.
For further information on the rating of Vontobel Holding AG or Bank Vontobel AG, please see the issuance programme.
Publicationi of notifications
All notifications to investors concerning the products and adjustments to the product terms (e.g. due to corporate actions) are published at
www.derinet.ch, and, in the case of products listed on the SIX Swiss Exchange in accordance with the valid provisions at www.six-swiss-exchange.com.
Classification
Restrictions on sales
U.S.A., U.S. persons, UK, EEA, DIFC Dubai (UAE).
Further risk information
Please also note the additional risk factors and selling restrictions set out in detail in the issuance programme.
Page 3
Termsheet
LEGAL NOTICES
Product documentation
The original version of the Termsheet is in German; foreign-language versions constitute non-binding translations. The issuer and/or Bank Vontobel AG
is entitled to correct spelling mistakes, calculation or other obvious errors in this Termsheet and to make editorial changes, as well as to amend or
supplement contradictory or incomplete provisions, without the consent of the investors.
Up until the fixing date, the product terms of the "Termsheet (Indication)" are indicative and may be adjusted. The issuer is under no obligation to issue
the product. The "Termsheet (Final Terms)" contains a summary of the most important final terms and information, and constitutes the "Final Terms"
pursuant to art. 21 of the Additional Rules for the Listing of Derivates of SIX Swiss Exchange. Together with the issuance programme of June 1, 2011,
registered with SIX Swiss Exchange (the "Issuance Programme"), the Final Terms constitute the complete listing prospectus according to the the Listing
Rules. In the event of discrepancies between this Termsheet and the Issuance Programme, the provisions of the Final Terms shall take precedence.
For structured products not listed on the SIX Swiss Exchange, the Termsheet constitutes the simplified prospectus pursuant to art. 5 of the Federal Act
on Collective Investment Schemes (CISA). In addition, reference is also made (with the exception of the provisions authoritative for a listing) to the
Issuance Programme, in particular to the detailed information on risks contained therein, to the General Terms and Conditions and to the descriptions of
the corresponding product types.
During the entire term of the structured product, all documents may be ordered free of charge from Bank Vontobel AG, Financial Products
documentation, Dreiknigstrasse 37, 8002 Zurich (telephone: +41 (0)58 283 78 88, fax +41 (0)58 283 57 67). Termsheets may also be downloaded on
the www.derinet.ch website.
Further Information
The list and information shown do not constitute a recommendation concerning the underlying in question; they are for information purposes only and
do not constitute either an offer or an invitation to submit an offer, or a recommendation to purchase financial products. Indicative information is
provided without warranty. The information is not a substitute for the advice that is indispensable before entering into any derivative transaction. Only
investors who fully understand the risks of the transaction to be concluded and who are commercially in a position to bear the losses which may thereby
arise should enter into such transactions. Furthermore, we refer to the brochure "Special Risks in Securities Trading" which you can order from us. In
connection with the issuing and/or selling of structured products, companies from the Vontobel Group can pay reimbursements to third parties directly
or indirectly in different amounts. Such commission is included in the issue price. You can obtain further information from your sales agent upon
request. Bank Vontobel AG will be happy to answer any questions you may have concerning our products on +41 (0)58 283 78 88 from 08.00 17.00
CET on bank business days. Please note that all calls to this number are recorded. By calling this number, your consent to such recording is deemed
given.
Material changes since the most recent annual financial statements
Subject to the information in this Termsheet and the Issuance Programme, no material changes have occurred in the assets and liabilities, financial
position and profits and losses of the issuer/guarantor since the reporting date or the close of the last financial year or the interim financial statements of
the issuer and, as the case may be, of the guarantor.
Responsibility for the listing prospectus
Bank Vontobel AG takes responsibility for the content of the listing prospectus and hereby declares that, to the best of its knowledge, the information is
correct and that no material facts or circumstances have been omitted.
Zurich, June 10, 2011

_____________________________
_____________________________
Your customer relationship manager will be happy to answer any questions you may have.
Bank Vontobel AG
Banque Vontobel SA,
Gotthardstrasse 43, CH-8022 Zrich
Place de lUniversit 6, CH-1205 Genve
Telefon +41 (0)58 283 78 88
Tlphone +41 (0)22 809 91 91
Internet: http://www.derinet.com
Page 4
From:
To:
CC:
Date:
Subject:
Attachment(s):

Strasser Michael
Casanova Michelle, Jaqueline Alexander - Executive Assistant
Sep 18, 2014, 8:33 AM
RE: 2320039 CONFIDENTIAL
2
Dear Michael,
I will coordinate the necessary and will get back to you.
Best regards,
Edison Teano, TEP
Lawyer
Mossfon Building
Tel. +507 206-9490 thru 507 206-9499 ext 212
www.mossfon.com
WeCare@mossfon.com

Dear Edison
Trust you are well.


statement summary.
at 19:31):


Ruby.pdf).
above.

Michael
Executive Director,
Bank Vontobel AG
Gotthardstrasse 43
CH-8022 Zrich
Tel +41 58 283 77 16
Fax +41 58 283 76 80
Mob +41 79 832 11 02
_____
Dear Keiko:

Jaqueline Alexander
Executive Assistant

Mossfon Building
Tel. +507 2055888 ext 277
www.mossfon.com
WeCare@mossfon.com

Dear Keiko:

Jaqueline Alexander
Executive Assistant
Mossfon Building
Tel. +507 2055888 ext 277
www.mossfon.com
WeCare@mossfon.com

Dear Mr. Edison,


Keiko Notter

thank you,
Kind Regards,
Kabir
-KABIR KAPUR.
MUMBAI-INDIA.
9820022088

Date: 6 Aug 2014 22:58:41 +0000 (UTC)
Dear Petra -
this.
Kind Regards,
Kabir
-KABIR KAPUR.
MUMBAI-INDIA.
9820022088
____________________________________________________
From:
To:
Date:
Subject:
Attachment(s):

Sep 18, 2014, 8:29 AM
FW: 2320039 CONFIDENTIAL
8
Jaque,
Abajo mensaje de la persona que se est contactando con nosotros referente

al caso de Kabir. Aqu lo que aplica es:
1. Firmar el poder que me envi el otro da (Martes creo) y enviarlo
a Michael Strasser;
2. Enviarle la otra data a Kabir para que diga sus comments en
cuanto a la inversin.
Saludos,
Edison Teano, TEP

Lawyer
Mossfon Building
Tel. +507 206-9490 thru 507 206-9499 ext 212
www.mossfon.com
WeCare@mossfon.com

Dear Edison

Trust you are well.

statement summary.
at 19:31):


Ruby.pdf).
above.

Michael
Executive Director,
Bank Vontobel AG
Gotthardstrasse 43
CH-8022 Zrich
Tel +41 58 283 77 16
Fax +41 58 283 76 80
Mob +41 79 832 11 02
_____
Dear Keiko:

Jaqueline Alexander
Executive Assistant
Mossfon Building
Tel. +507 2055888 ext 277
www.mossfon.com
WeCare@mossfon.com

Dear Keiko:
Jaqueline Alexander
Executive Assistant
Mossfon Building
Tel. +507 2055888 ext 277
www.mossfon.com
WeCare@mossfon.com

Dear Mr. Edison,


Keiko Notter


thank you,
Kind Regards,
Kabir
-KABIR KAPUR.
MUMBAI-INDIA.
9820022088
Date: 6 Aug 2014 22:58:41 +0000 (UTC)
Dear Petra -
this.
Kind Regards,
Kabir
-KABIR KAPUR.
MUMBAI-INDIA.
9820022088
____________________________________________________
Statistical Sheet 1
64
Initial date:
Final date:
May-05
Aug-10
Date of calculation:
17-Sep-2014 10:48
Frequency:
Monthly
Currency:
USD

Company: Himelsein Mandel Fund Management, LLC
HM Ruby L.P. (HC

HFR98)
Strategy: Relative Value Multi-Strategy

AUM: 99.60
Total data period (31-May-2005 to 31-Aug-2010)

9.1%
12.1%
4.0%
-1.3%
2.15

7.10
Best Month
2.9%
Worst Month
-2.8%
Maximum Drawdown
-6.4%
% Positive Months
87.5%
Skewness
-1.34
Excess Kurtosis
2.29
9.9%
11.5%
Last three years (30-Sep-2007 to 31-Aug-2010)
4.9%
-1.8%
1.94
5.41

Best Month
2.91%
Worst Month
-2.8%
Maximum Drawdown
-6.4%
% positive months
77.8%
-4.6%
Recent statistics
4.7%
-2.1%
Correlation (31-May-2005 to 31-Aug-2010)
1.00
Cumulative Return
120%

100%
80%
60%
40%
Apr 10
Oct 09
Apr 09
Oct 08
Apr 08
Oct 07
Apr 07
Oct 06
Apr 06
Oct 05
Apr 05
20%
0%
Page 1/2

Jan
Feb
Mar
Apr
May
Jun
Jul
Aug
Sep
Oct
Nov
Dec
YTD
YTD
Jan
Feb
Mar
Apr
May
Jun
Jul
Aug
Sep
Oct
Nov
Dec
YTD
YTD
2005
2006
2007
2008
2009
2010
2005
2006
2007
2008
2009
2010
0.3%
1.8%
1.7%
2.2%
-0.1%
0.4%
1.5%
1.6%
2.6%
-0.7%
0.5%
1.9%
1.5%
1.8%
-0.5%
0.8%
1.6%
2.9%
1.7%
0.5%
0.0%
0.9%
1.8%
1.1%
1.9%
0.2%
0.2%
1.0%
1.5%
1.2%
2.4%
1.7%
0.2%
1.2%
2.1%
1.9%
1.9%
-1.0%
0.2%
1.4%
1.4%
1.6%
-1.9%
-2.8%
0.2%
1.5%
1.8%
1.9%
-2.8%
0.2%
1.6%
1.6%
0.7%
1.5%
0.2%
1.9%
1.7%
0.6%
0.6%
0.4%
2.0%
2.0%
1.4%
-1.3%
0.01591
0.14279
0.22811
0.19629
1.6%
14.3%
22.8%
19.6%
0.10875 -0.02638
10.9%
-2.6%

1.0
8%
0.8
0.6
0.4
0.2
0.0
4%
-0.2
-0.4
-0.6
Apr 10
Oct 09
Apr 09
Oct 08
Apr 08
Oct 07
Apr 07
Oct 06
-1.0
Apr 06
Apr 10
Oct 09
Apr 09
Oct 08
Apr 08
Oct 07
Apr 07
Oct 06
Apr 06
-0.8
0%
Underwater Curve
5%
1%
Apr 10
Oct 09
Apr 09
Oct 08
Apr 08
Oct 07
Apr 07
Oct 06
Apr 06
Oct 05
Apr 05
-3%
-7%
Page 2/2
Statistical Sheet 1
125
Initial date:
Final date:
Jun-02
Oct-12
Denholm Hall Russia Arbitrage Fund A Redemption Shares (HC HFIEuroHedge) Date of calculation:
17-Sep-2014 10:42
Monthly
Currency:
USD
Denholm Hall Russia

Arbitrage Fund A
Redemption Shares
(HC HFIEuroHedge)

AUM: #N/A
Frequency:
Total data period (30-Jun-2002 to 31-Oct-2012)

-7.6%

-5.6%
12.7%
-7.9%
-0.54
-0.96
6.8%
Best Month
Worst Month
-19.8%
Maximum Drawdown
-80.7%
% Positive Months
65.6%
Skewness
-2.81
Excess Kurtosis
11.48
-33.8%
-33.6%
16.8%
-13.3%
-2.31

-2.54
Best Month
0.46%
Worst Month
-19.8%
Maximum Drawdown
-70.7%
% positive months
16.7%
-27.5%
Recent statistics
18.2%
-20.4%
Correlation (30-Jun-2002 to 31-Oct-2012)
1.00
nholm Hall Russia Arbitrage Fund A Redemption Shares (HC HFIEuroHedge)
Cumulative Return
200%

150%
100%
May 12
Nov 11
May 11
Nov 10
May 10
Nov 09
May 09
Nov 08
May 08
Nov 07
May 07
Nov 06
May 06
Nov 05
May 05
Nov 04
May 04
Nov 03
May 03
Nov 02
May 02
50%
0%
-50%
-100%
Page 1/2
Denholm Hall Russia Arbitrage Fund A Redemption Shares (HC HFIEuroHedge)

Jan
Feb
Mar
Apr
May
Jun
Jul
Aug
Sep
Oct
Nov
Dec
YTD
YTD
Jan
Feb
Mar
Apr
May
Jun
Jul
Aug
Sep
Oct
Nov
Dec
YTD
YTD
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012
1.8%
4.8%
0.5%
2.7%
0.0%
1.0%
-8.3%
-7.0%
0.1%
-0.4%
0.6%
1.7%
3.2%
1.8%
0.3%
1.0%
-6.3%
0.1%
0.1%
0.0%
1.4%
1.1%
1.1%
2.2%
0.9%
1.2%
-6.5%
-7.2%
0.5%
-0.5%
6.8%
0.0%
1.1%
1.8%
1.2%
0.8%
0.1%
-1.7%
0.1%
-0.3%
2.3%
1.0%
0.1%
0.1%
0.7%
1.1%
1.5%
-2.1%
-3.4%
-1.6%
1.5%
1.1%
0.4%
1.7%
1.7%
1.0%
-0.2%
-6.4%
-7.1%
-4.5%
1.5%
0.8%
1.1%
0.5%
1.3%
0.9%
-3.8%
-1.2%
-0.1%
-0.3%
1.0%
0.6%
1.2%
1.1%
0.5%
-0.6%
-3.5%
-2.3%
-1.3%
-0.9%
2.1%
2.4%
1.2%
0.9%
2.0%
0.1%
-2.3%
-1.6%
-1.2%
-0.3%
1.4%
3.0%
1.0%
0.0%
0.5%
-2.8%
-0.5%
-1.9%
0.4%
-19.5%
1.2%
2.8%
0.1%
1.8%
1.7%
-3.0%
-10.3%
-3.9%
-1.0%
2.3%
3.4%
0.9%
3.1%
0.4%
-4.7%
-19.8%
-8.9%
-0.5%
0.264
0.25239
0.12418
0.19425
26.4%
25.2%
12.4%
19.4%
0.11583 -0.04043 -0.47145 -0.36513 -0.12805 -0.26377

11.6%
-4.0%
-47.1%
-36.5%
-12.8%
-26.4%

1.0
25%
0.8
0.6
20%
0.4
0.2
15%
0.0
-0.2
10%
-0.4
5%
-0.6
Nov 11
May 12
Nov 10
May 11
Nov 09
May 10
Nov 08
May 09
Nov 07
May 08
Nov 06
May 07
Nov 05
May 06
Nov 04
May 05
Nov 03
May 04
-1.0
May 03
Nov 11
May 12
Nov 10
May 11
Nov 09
May 10
Nov 08
May 09
Nov 07
May 08
Nov 06
May 07
Nov 05
May 06
Nov 04
May 05
Nov 03
May 04
May 03
-0.8
0%
Underwater Curve
5%
-5%
-15%
-25%
-35%
-45%
-55%
-65%
-75%
May 12
Nov 11
May 11
Nov 10
May 10
Nov 09
May 09
Nov 08
May 08
Nov 07
May 07
Nov 06
May 06
Nov 05
May 05
Nov 04
May 04
Nov 03
May 03
Nov 02
May 02
-85%
-95%
Page 2/2
Statistical Sheet 1
40
Initial date:
Final date:
Jul-09
Oct-12
Denholm Hall Russia Arbitrage Fund A Investment Shares (HC HFIEuroHedge) Date of calculation:
17-Sep-2014 10:41
Monthly
Currency:
USD
Denholm Hall Russia

Arbitrage Fund A
Investment Shares (HC
HFIEuroHedge)

AUM: #N/A
Frequency:
Total data period (31-Jul-2009 to 31-Oct-2012)

-33.1%
-32.8%
16.0%
-12.7%
-2.38
-2.60
0.5%
Best Month
Worst Month
-19.7%
Maximum Drawdown
-73.5%
% Positive Months
15.0%
Skewness
-2.39
Excess Kurtosis
6.59
-33.8%
-33.5%
16.7%
-13.3%
-2.32

-2.55
Best Month
0.46%
Worst Month
-19.7%
Maximum Drawdown
-70.6%
% positive months
16.7%
-27.4%
Recent statistics
18.0%
-20.2%
Correlation (31-Jul-2009 to 31-Oct-2012)
1.00
enholm Hall Russia Arbitrage Fund A Investment Shares (HC HFIEuroHedge)
Cumulative Return
10%
Jun 12
Dec 11
Jun 11
Dec 10
Jun 10
Dec 09
Jun 09
0%
-10%
-20%
-30%
-40%
-50%
-60%
-70%
-80%
Page 1/2
Denholm Hall Russia Arbitrage Fund A Investment Shares (HC HFIEuroHedge)

Jan
Feb
Mar
Apr
May
Jun
Jul
Aug
Sep
Oct
Nov
Dec
YTD
YTD
Jan
Feb
Mar
Apr
May
Jun
Jul
Aug
Sep
Oct
Nov
Dec
YTD
YTD
2009
2010
2011
2012
2009
2010
2011
2012
-7.1%
0.2%
-0.3%
0.2%
0.1%
0.0%
-7.1%
0.5%
-0.5%
-1.8%
0.1%
-0.4%
-2.0%
-3.6%
-1.5%
-6.4%
-7.0%
-4.7%
-3.8%
-1.2%
-0.1%
-0.3%
-3.4%
-2.3%
-1.7%
-0.7%
-2.3%
-1.5%
-1.0%
-0.4%
-0.5%
-2.0%
0.4%
-19.3%
-10.3%
-3.8%
-1.2%
-19.7%
-9.0%
-0.5%
-0.34933 -0.36359 -0.13204 -0.26174

-34.9%
-36.4%
-13.2%
-26.2%

1.0
20%
0.8
0.6
16%
0.4
0.2
12%
0.0
-0.2
8%
-0.4
4%
-0.6
Jun 12
Dec 11
Jun 11
Dec 10
Jun 10
-1.0
Jun 12
Dec 11
Jun 11
Dec 10
Jun 10
-0.8
0%
Underwater Curve
5%
-5%
-15%
-25%
-35%
-45%
-55%
-65%
Jun 12
Dec 11
Jun 11
Dec 10
Jun 10
Dec 09
Jun 09
-75%
-85%
Page 2/2

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Termsheet (Final Terms)
BONUS INCOME NOTE

SSPA DESIGNATION: CAPITAL PROTECTION WITH COUPON (1140)
+41(0)58 283 78 88 oder www.derinet.ch
BONUS INCOME NOTE "German Exporters"

1.50% to 6.00% yearly Coupon, Capital protection 100%
PRODUCT DESCRIPTION
This Bonus Income Note is characterized by capital protection and guaranteed annual minimum coupon payments. The amount of the payment
exceeding the minimum coupon is calculated on the basis of the average performance of all shares in the basket. The return of each share whose price
increases is replaced by the cap.
Product Information
Issuer
Vontobel Financial Products Ltd., DIFC Dubai
Lead Manager
Bank Vontobel AG, Zrich
Calculation Agent
Guarantor
Vontobel Holding AG, Zurich (Standard & Poor's A; Moody's A2)
SSPA Product type
Capital protection product with coupon (1140), see also www.svsp-verband.ch
Issue price per Bonus Income Note
EUR 1000.00
Notional per Bonus Income Note
EUR 1000.00
Capital protection per Bonus Income Note
EUR 1000.00
Initial fixing
June 10, 2011
Payment date
June 17, 2011
Last trading day
June 10, 2016 (17:00 hours CET)
Final fixing
June 10, 2016
Repayment date
June 17, 2016
Reference currency
EUR; Issue, trading and redemption will follow in the reference currency
Swiss Security Number / ISIN / TK Symbol
1257 2109 / CH0125721099 / VBGEX
Underlying Basket
Share
Bloomberg Symbol
BASF SE
DE000BASF111
Xetra
EUR 63.15
Bayer AG
DE000BAY0017
Xetra
EUR 55.56
Daimler AG
DE0007100000
Xetra
EUR 46.585
Fresenius Medical Care AG & Co. KGaA
DE0005785802
Xetra
EUR 50.00
Infineon Technologies AG
DE0006231004
Xetra
EUR 7.461
K+S AG
DE0007162000
Xetra
EUR 53.65
Home exchange
Fixing price
Linde AG
DE0006483001
Xetra
EUR 113.95
Siemens AG
DE0007236101
Xetra
EUR 89.46
ThyssenKrupp AG
DE0007500001
Xetra
EUR 35.29
Volkswagen AG
DE0007664039
Xetra
EUR 125.55
Coupons
Coupon frequency
Annual
Fixing dates of the Coupon
11.06.2012, 10.06.2013, 10.06.2014, 10.06.2015, 10.06.2016, payment value five working days
Ex-dates
First trading day following fixing date
Page 1
Termsheet
Minimum annual Coupon
1.50%
Yield cap per share
6.00%
Yield protection per share
-10.00%
Calculation of the Coupon
On each fixing date of the coupon, the price yield since the initial fixing is determined for each basket
member. If this is positive then it is replaced by the yield cap (even if the actual positive yield is below the
yield cap). If a price yield is under the yield protection per share, then it is replaced by the yield protection.
On the basis of the yields determined using this method, the baskets average yield is determined. If the
average yield is higher than the minimum coupon then the coupon equating to this average yield is paid out,
otherwise the minimum coupon of 1.50% is paid out.
Coupon formula
C
= MAX
1.50%
10
i=1
Pi ( t )
10
If Sharei(t) > = Sharei(0):

Pi(t)=Yield cap
otherwise:
Pi(t)=max(Sharei(t)/Sharei(0)-1;Yield protection)
with
Sharei(t): Closing price of share i at coupon fixing date t
Sharei(0): Fixing price of share i
t:
t1=11.06.12, t2=10.06.13, t3=10.06.14, t4=10.06.15, t5=10.06.16
Further Informations
Issue size
100'000 Bonus Income Notes, the size may be increased
Repayment
In addition to the last coupon, the investor will receive the capital protection per Bonus Income Note.
Clearing / Settlement
SIX SIS AG
Listing
Will be applied for on the SIX Swiss Exchange
Secondary market
The secondary market is guaranteed for the entire duration of the product. Current prices are available on
www.derinet.ch. The Bonus Income Note is traded flat, that means accrued interest will be included in the
coupon.
Minimum investment
1 Bonus Income Note
Minimum trading lot
1 Bonus Income Note
Tax treatment in Switzerland
From the technical taxation aspect these Bonus Income Notes are seen as a transparent capital protected
product with non-predominantly one-off interest payment ("Non-IUP"); accordingly, the difference
between the capital protection and the cash value (EUR 1000.00 EUR 943.22 = EUR 56.78) will be subject
to income tax for private investors in Switzerland only at final redemption, the minimum annual coupons
(1.50% p.a.) however on its respective due date. On issue the discounting factor (IRR) is 2.73025%.
The minimum coupon exceeding disbursements represent tax free capital gain.
No Swiss withholding tax; no duty on issues. For Swiss stamp duty purpose, the product is treated as
analogous to a bond. Therefore, secondary market transactions are in principle subject to Swiss stamp duty
(TK22).
For Swiss paying agents this product is subject to the EU taxation of savings income in the form of interest
payments. The guaranteed minimum coupon is liable to tax (TK 1).
The above taxation is a non-binding summary of the tax implications applicable to private investors
resident in Switzerland. The specific situation of the investor has, however, not been considered for the
summary; furthermore, tax legislation and tax-administration practices may change at any time. Potential
investors should have the tax effects of the purchase, holding, sale or repayment of this product examined
by their own tax adviser - especially with respect to the effects of taxation under another jurisdiction.
Net present value upon issue
EUR 943.22
Discounting factor (IRR) upon issue
2.73025%
Title
The Structured Products are issued in the form of non-certificated book-entry securities of the issuer.
No certificates, no printing of bonds.
Early termination
Only possible for fiscal or other extraordinary reasons (as specified in detail in the issuance programme).
Applicable Law / Jurisdiction
Swiss law / Zurich 1, Switzerland
Prudential supervision
As a bank, Bank Vontobel AG is subject to the supervision of individual banks, while Vontobel Holding AG
and Vontobel Financial Products Ltd. as group member companies are subject to complementary,
consolidated group supervision by the Federal Financial Markets Regulator FINMA. Vontobel Financial
Products Ltd. is registered in the register of the Dubai International Finance Centre as a non-regulated
company.
Page 2
Termsheet
PROSPECTS OF PROFIT AND LOSSES

Bonus Income Notes are characterized by a capital protection at maturity, as well as periodic coupon payments which amount are determined on the
respective yearly fixing days of the coupons, based on the determined average performance of all shares in the basket. The yield cap per share applies
as upper limit. Should the average yield of the shares calculated in accordance with coupon formula be less than the minimum coupon, the coupon
payment corresponds to the amount of minimum coupon.
With these Bonus Income Notes investors can benefit of a positive performance of a basket of shares up to a certain limit, and at the same time a
minimum interest rate on the invested capital is guaranteed.
The maximum profit of the investor is limited to the annual coupon payments
The capital protection is in reference to the redemption date. During its lifetime the value of the Bonus Income Note may fall below the protected
capital amount. Potential investors should bear in mind that price changes to the underlying, as well as other influencing factors, may have a negative
effect on the value of structured products.
SIGNIFICANT RISKS FOR INVESTORS

Currency risks
If the underlying or underlyings is/are denominated in a currency other than the product's reference currency, investors should bear in mind that this
may involve risks due to fluctuating exchange rates and that the risk of loss does not only depend on the performance of the underlying(s) but also on
any unfavourable performance of the other currency or currencies. This does not apply for currency-hedged products (quanto structure).
Market risks
The general market performance of securities is dependent in particular on the development of the capital markets which, for their part, are influenced
by the general global economic situation as well as by the economic and political framework conditions in the respective countries (so-called market
risk). Changes to market prices such as interest rates, commodity prices or corresponding volatilities may have a negative effect on the valuation of the
underlying(s) or the structured product. There is also the risk of market disruptions (such as trading or stock market interruptions or discontinuation of
trading) or other unforeseeable occurrences concerning the respective underlyings and/or their stock exchanges or markets taking place during the term
or upon maturity of the structured products. Such occurrences can have an effect on the time of redemption and/or on the value of the structured
products.
Secondary market risks
Under normal market conditions, the issuer or the lead manager intend to post bid- and ask-prices on a regular basis. However, neither the issuer nor
the lead manager is under any obligation with respect to investors to provide such bid- and ask-prices for specific order or securities volumes, and there
is no guarantee of a specific liquidity or of a specific spread (i.e. the difference between bid- and ask-prices), for which reason investors cannot rely on
being able to purchase or sell the structured products on a specific date or at a specific price.
Issuer risk
The value of structured products may depend not only on the performance of the underlying(s), but also on the creditworthiness of the
issuer/guarantor, which may change during the term of the structured product. The investor is exposed to the risk of default of the issuer/guarantor.
For further information on the rating of Vontobel Holding AG or Bank Vontobel AG, please see the issuance programme.
Publicationi of notifications
All notifications to investors concerning the products and adjustments to the product terms (e.g. due to corporate actions) are published at
www.derinet.ch, and, in the case of products listed on the SIX Swiss Exchange in accordance with the valid provisions at www.six-swiss-exchange.com.
Classification
Restrictions on sales
U.S.A., U.S. persons, UK, EEA, DIFC Dubai (UAE).
Further risk information
Please also note the additional risk factors and selling restrictions set out in detail in the issuance programme.
Page 3
Termsheet
LEGAL NOTICES
Product documentation
The original version of the Termsheet is in German; foreign-language versions constitute non-binding translations. The issuer and/or Bank Vontobel AG
is entitled to correct spelling mistakes, calculation or other obvious errors in this Termsheet and to make editorial changes, as well as to amend or
supplement contradictory or incomplete provisions, without the consent of the investors.
Up until the fixing date, the product terms of the "Termsheet (Indication)" are indicative and may be adjusted. The issuer is under no obligation to issue
the product. The "Termsheet (Final Terms)" contains a summary of the most important final terms and information, and constitutes the "Final Terms"
pursuant to art. 21 of the Additional Rules for the Listing of Derivates of SIX Swiss Exchange. Together with the issuance programme of June 1, 2011,
registered with SIX Swiss Exchange (the "Issuance Programme"), the Final Terms constitute the complete listing prospectus according to the the Listing
Rules. In the event of discrepancies between this Termsheet and the Issuance Programme, the provisions of the Final Terms shall take precedence.
For structured products not listed on the SIX Swiss Exchange, the Termsheet constitutes the simplified prospectus pursuant to art. 5 of the Federal Act
on Collective Investment Schemes (CISA). In addition, reference is also made (with the exception of the provisions authoritative for a listing) to the
Issuance Programme, in particular to the detailed information on risks contained therein, to the General Terms and Conditions and to the descriptions of
the corresponding product types.
During the entire term of the structured product, all documents may be ordered free of charge from Bank Vontobel AG, Financial Products
documentation, Dreiknigstrasse 37, 8002 Zurich (telephone: +41 (0)58 283 78 88, fax +41 (0)58 283 57 67). Termsheets may also be downloaded on
the www.derinet.ch website.
Further Information
The list and information shown do not constitute a recommendation concerning the underlying in question; they are for information purposes only and
do not constitute either an offer or an invitation to submit an offer, or a recommendation to purchase financial products. Indicative information is
provided without warranty. The information is not a substitute for the advice that is indispensable before entering into any derivative transaction. Only
investors who fully understand the risks of the transaction to be concluded and who are commercially in a position to bear the losses which may thereby
arise should enter into such transactions. Furthermore, we refer to the brochure "Special Risks in Securities Trading" which you can order from us. In
connection with the issuing and/or selling of structured products, companies from the Vontobel Group can pay reimbursements to third parties directly
or indirectly in different amounts. Such commission is included in the issue price. You can obtain further information from your sales agent upon
request. Bank Vontobel AG will be happy to answer any questions you may have concerning our products on +41 (0)58 283 78 88 from 08.00 17.00
CET on bank business days. Please note that all calls to this number are recorded. By calling this number, your consent to such recording is deemed
given.
Material changes since the most recent annual financial statements
Subject to the information in this Termsheet and the Issuance Programme, no material changes have occurred in the assets and liabilities, financial
position and profits and losses of the issuer/guarantor since the reporting date or the close of the last financial year or the interim financial statements of
the issuer and, as the case may be, of the guarantor.
Responsibility for the listing prospectus
Bank Vontobel AG takes responsibility for the content of the listing prospectus and hereby declares that, to the best of its knowledge, the information is
correct and that no material facts or circumstances have been omitted.
Zurich, June 10, 2011

_____________________________
_____________________________
Your customer relationship manager will be happy to answer any questions you may have.
Bank Vontobel AG
Banque Vontobel SA,
Gotthardstrasse 43, CH-8022 Zrich
Place de lUniversit 6, CH-1205 Genve
Telefon +41 (0)58 283 78 88
Tlphone +41 (0)22 809 91 91
Page 4
From:
To:
Date:
Subject:
Attachment(s):

Sep 16, 2014, 1:39 PM
FW: General
3
Jaque,
Gracias por accionar la firma y completer este documento.
Hoy convers con Michael al respecto de la consulta que hace al final y le

confirm que nuestro cliente est al tanto del satus. Que el cliente
espera que el status cambie prontamente.
Saludos,
Edison Teano, TEP

Lawyer
Mossfon Building
Tel. +507 206-9490 thru 507 206-9499 ext 212
www.mossfon.com
WeCare@mossfon.com

Sent: martes, 16 de septiembre de 2014 04:55 a.m.
Dear Edison,
Following our discussion of last week kindly find enclosed the requested
POA for KK which would need to be filled out and signed by your good self.
Furthermore, did you manage to follow up on our discussion regarding the

status?
Best regards
Michael
Executive Director,
Bank Vontobel AG
Gotthardstrasse 43
CH-8022 Zrich
Tel +41 58 283 77 16
Fax +41 58 283 76 80
Mob +41 79 832 11 02

To: Thoma Alexander
Subject: General
Dear Mr. Thoma,

best advice.
Kind regards,
Edison Teano, TEP
Lawyer
Mossfon Building
Tel. +507 206-9490 thru 507 206-9499 ext 212
www.mossfon.com
WeCare@mossfon.com
____________________________________________________

Page 1/3
20.08.2014 14:11
288e0210
Account/Safe Custody Account
The undersigned 1)
Surname, first name
(hereinafter the "Principal")
1)
(hereinafter the "Attorney")
1)
hereby authorize(s)
Surname, first name or company, address
1)
For editorial reasons any reference to the masculine singular also include the feminine and plural.
to personally execute without the right of substitution this power of attorney to represent him legally vis-vis Bank Vontobel AG (hereinafter the "Bank") in accordance with the following provisions and in respect of
the management of all assets held at the Bank under the above-cited (custody) account title(s) or deposited in
the name of the Bank at its correspondents.
Bank Vontobel AG
1. Object
The Attorney is authorized to manage the assets held under the above-cited account title(s) in the name, for
the account and at the risk of the Principal.
He is in particular authorized to execute transactions in all investment instruments according to customary
banking practice (both in established and emerging markets) and in general to do everything he may deem
expedient or necessary for the management of the assets. In particular this includes but is not restricted to
instructions regarding book-entry securities, the purchase and sale of securities, book-entry securities, precious
metals and foreign currencies and the execution of all customary banking transactions, trust placements,
investments, reinvestments, collections and conversions, the exercising of subscription rights, the disposal of
pre-emptionand conversion rights and coupons, derivatives transactions, and the conclusion of lending
agreements relating to deposited securities or book-entry securities etc.
Furthermore, he is authorized to receive, check and accept invoices and custody account statements and other
communications addressed to the Principal. The Bank is also empowered by the Principal to issue copies of the
Principal's records held at the Bank under the above-cited (custody) account titles to the Attorney on request
within the scope of his statutory obligation to keep records. The Principal is aware that basically the Attorney
is not bound by banking secrecy legislation (Art. 47 of the Swiss Banking Act).
This Power of Attorney in particular does not extend the right to rent safe deposit boxes, to withdraw
assets in whole or in part (such as initiating payments to third parties or to himself, cash withdrawals,
sale of securities without replacement), to pledge assets, neither for the account of the Principal nor any
third party nor for his own account, or to take up loans (except in conjunction with short-term payment
mismatches).
All actions taken by the Attorney under this Power of Attorney shall be fully binding upon the Principal. The
Bank is entitled, but in no way obliged, to request a written or verbal confirmation from the Principal before
executing any instructions it receives. The Principal is free to give his own instructions.

Page 2/3
20.08.2014 14:11
288e0210
2. Inducements
The Principal hereby acknowledges that the Bank can grant the Attorney inducements on the brokerage fees or
other fees charged to him and or other pecuniary compensation for services (incl. finder's fees). In addition to
or instead of the above inducements, the Bank may provide additional services free of charge to the Attorney in
consideration for the execution of his activity, such as research reports, invitations to company presentations,
financial analyses, staff training and sales support measures. The Principal accepts that the Attorney, and not
the Bank, shall be solely responsible for disclosing such inducements to the Principal and for agreeing who is
entitled to said inducements. The Principal expressly agrees to forego the assertion of any claims against
the Bank relating to or based on such payments.
3. Liability
This Power of Attorney and the General Business Conditions of the Bank govern only the authority of the
Attorney vis--vis the Bank, irrespective of the internal legal relations (such as agreements, understandings or
any other internal directives) between the Principal and the Attorney. No claims against the Bank can be
derived from such internal agreements. Furthermore, the Bank will not monitor whether the Attorney is
acting in compliance with the guidelines and rules of any professional organizations etc. which are binding
upon the Attorney or which the Bank would have to adhere to if it were to provide the asset management
services itself. Upon issuance of this Power of Attorney the sole obligations of the Bank are those of a
custodian bank.
It is the responsibility of the Principal to check that the orders placed with the Attorney are executed correctly
(e.g. with respect to investment strategy, scope or expediency). Moreover, the Principal notes and agrees that
the sole responsibility for informing him of the Attorney's actions lies with the Attorney, not the Bank.
Accordingly, the Bank does not monitor the management activities of the Attorney. The Principal is therefore
aware that the Bank can accept no liability whatsoever for any acts or omissions of the Attorney, provided the
Bank is not culpable of gross negligence in the context of the terms of this Power of Attorney. Liability for
minor negligence is expressly excluded, where this is legally permissible.
The Principal confirms that he has been informed by the Bank of the risks of transactions whose risk potential
or structure exceeds the risks normally associated with the purchase, sale and holding of securities (as with
derivative financial instruments) by way of the brochure "Special Risks in Securities Trading". He confirms that
he has received a copy of this brochure. In addition, the Principal expressly agrees that sole responsibility for
informing him of the risks associated with investments lies with the Attorney. He relieves the Bank of any
obligation to give advice, information or warning in respect of the management of the assets and of all
liability for any losses incurred as a result of the investment decisions made by the Attorney.
Bank Vontobel AG
4. Concluding provisions
This Power of Attorney shall remain valid vis--vis the Bank until receipt of a written revocation. The parties
also agree that the Power of Attorney shall not expire but instead remain in force upon the death, declaration
of absence, bankruptcy or incapacity to act of the Principal.
The General Business Conditions of the Bank form an integral part of this Power of Attorney.

Page 3/3
20.08.2014 14:11
288e0210
Bank Vontobel AG
This Power of Attorney and the transactions made on the basis thereof shall be governed by Swiss law. Place of
performance and sole jurisdiction for all legal proceedings is Zurich. However, the Bank has the right to
prosecute the signatories before the competent court of his/their place of residence/domicile, or before any
other competent court, in which event Swiss law shall remain the only applicable law.
Place/Date
Place/Date
The Principal
The Attorney

From:
To:
CC:
Date:
Subject:
Attachment(s):

Chetan, Kabir Kapur
Sep 16, 2014, 7:18 PM
RE: Private, Privileged and Confidential
2
Dear Chetan,
I will review it and in case I have any questions I will get back to you.
Best regards,
Edison Teano, TEP

Lawyer
Mossfon Building
Tel. +507 206-9490 thru 507 206-9499 ext 212
www.mossfon.com
WeCare@mossfon.com
From: Chetan [mailto:chetank@aimadvgrp.com]

To: Edison Teano - Lawyer; Kabir Kapur
Subject: Private, Privileged and Confidential
Dear Edison
Please find attached as requested the relevant agreements and shareholder

registers ++ for Kabir Kapurs consulting / private lending companies (APC
and CCO), as well as the managed account agreement for the foundation.
Kabir has all the originals in his archive including the consulting/
private lending agreements.
Kind Regards,
Chetan
From:
To:
Date:
Subject:
Attachment(s):

Sep 16, 2014, 7:15 PM
FW: Private, Privileged and Confidential
5
Jaque,
Me lo imprimes y me lo pones en un plstico para leerlo.
Saludos,
Edison Teano, TEP

Lawyer
Mossfon Building
Tel. +507 206-9490 thru 507 206-9499 ext 212
www.mossfon.com
WeCare@mossfon.com
From: Chetan [mailto:chetank@aimadvgrp.com]

Subject: Private, Privileged and Confidential
Dear Edison
Please find attached as requested the relevant agreements and shareholder
registers ++ for Kabir Kapurs consulting / private lending companies (APC
and CCO), as well as the managed account agreement for the foundation.

Kabir has all the originals in his archive including the consulting/
private lending agreements.
Kind Regards,
Chetan
REGISTER OF SHAREHOLDERS
ceo Limited
SHAREHOLDERS NAME
ADDRESS
SHARES HELD
ISSUE DATE
TRANSFER DATE
TRANSFEREE MEMBER NAME

AND ADDRESS
KABIR KAPUR
Chetan Kapur
85 East End Ave, Apt. 16E, New York,

NY 10028
GC, Bhagwat Niwas, Peddar

1 SHARE
February 2, 2007
1 SHARE
February 9, 2007
GC, Bhagwat Niwas, Peddar Road,

Kabir Kapur
Mumbai-400026, India
February 9, 2007 Road, Mumbai-400026, India
REGISTER OF DIRECTORS
ceo Limited
DIRECTOR NAME
ADDRESS
DATE APPOINTED
Chetan Kapur
85 East End Ave, Apt. 16E, New York, NY 10028
February 2, 2007
Kabir
6C, Bhagwat Niwas, Peddar Road, Mumbai-400026, India
Februaty_9, 2007
ceo limited
(A company limited by shares)
(the "Company")
Written Resolutions of the Director of the Company
IT WAS NOTED:
1) That the Company had been incorporated in the British Virgin Islands as a Business Company on
February 2nd 2007 as Company No. 1383793.
IT WAS RESOLVED:
1) That the original Register of Directors and Register of Members shall be maintained at the office of
the principal place of business of the Company (currently at 6C Bhagwat Niwas, Peddar Road, Mumbai400026, India) and not at the office of the Registered Agent. No copies of or updates, changes or
amendments to these Registers will need to be maintained at the office of the Registered Agent.
2) That the original minutes of meetings and resolutions of the director(s) or member(s) of the
Company shall be maintained at the office of the principal place of business of the Company, and not at
the office of the Registered Agent. No copies of or updates, changes or amendments to these
resolutions or minutes will need to be maintained at the office of the Registered Agent.
3) That all books, records, minutes, notices, registers and other documents (including the Memorandum
and Articles of Association) that the Company maintains shall be maintained at the office of the principal
place of business of the Company, and not at the office of the Registered Agent. No copies of or
updates, changes or amendments to these documents will need to be maintained at the office of the
Registered Agent.
4) That the Articles of Association and Memorandum of Association (including Articles 79- 87 of the
Articles of Association), and any written resolutions of the First Director of the Company are hereby
amended so as to effectuate the abovementioned resolutions.
DATED: February 7, 2007
Chetan Kapur
Director
CCO LIMITED
Date: FEBRUARY 9,2007.
DIRECTORS MEETING OF CCO LIMITED.
IT IS HEREBY RESOLVED,that Kabir Kapur is appointed as Director of CCO LIMITED.It is further

resolved that all
ceo LIMITED shares issued to Chetan Kapur are transferred to Kabir Kapur,thereby
making Kabir Kapur residing at 6C,Bhagwat Niwas,Peddar Road,Mumbai-400026 .1ndia the sole
member/owner of CCO LIMITED.
There being no further order of business, the meeting is adjourned.
CHETAN KAPUR.
DIRECTOR.
ii
POWER OF ATIORNEY.
This agreement made at New York, NY ,USA dated this 10th day of February in the year 2007 between
KABIR KAPUR residing at 6C,BHAGWAT NIWAS,PEDDAR ROAD,MUMBAI-400026,1NDIA AND CHETAN
KAPUR residing at 85 EAST END AVENUE,APT#16E,NEW YORK,NY 10028,USA.
Kabir Kapur is the director/owner of a BRITISH VIRGIN ISLANDS COMPANY known as CCO LIMITED
having its office at P.O.Box 800, Folio Chambers, Road Town, Tortola, British Virgin Islands.
NOW this agreement witness the TERMS & CONDITIONS as under:
l.Kabir Kapur, sole member and director of ceo LIMITED appoints Chetan Kapur as his true and lawful
attorney -in-fact with full power of substitution and with authority in Kabir Kapur's name, place and
stead, as fully as Kabir Kapur could do if personally present ,to execute, acknowledge deliver, swear, file
1<
and record:
'
(a)on any matter related to the bank/brokerage account opening for
ceo Limited .
(b)in making investments and fully managing all investments/cash in these bank/brokerage accounts
for
ceo Limited.
(c) in executing any transaction in these bank/brokerage accounts for
ceo Limited that Chetan Kapur
considers appropriate in his discretion .
I
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(d)in entering investment management contracts with one or more third party managers on behalf of
ceo Limited, and in executing one or more customer agreements with broker-dealers on behalf of ceo
Limited .
2.Chetan Kapur has been authorized to substitute Kabir Kapur and name himself as beneficiary solely for
bank/brokerage of ceo Limited such that there is ease and no issues in fully managing and executing
transactions in these bank/brokerage accounts of ceo Limited .
'I
3.Kabir Kapur agrees to be bound by any representation made by Chetan Kapur and by any successor
thereto ,acting in good faith pursuant to such Power of Attorney, and hereby waives any and all
defenses which may be available to contest, negate or disaffirm the action of Chetan Kapur and any
successor thereto, taken in good faith under such Power of Attorney.
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This power of attorney shall survive Kabir kapur's death or incapacity.
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This clause does not make Chetan Kapur the beneficial owner of this company( or any successor
entity).The beneficial owner of ceo Limited( or any successor entity) is Kabir Kapur.
'.!
5
-;.
OWNER OF CCO LTD.
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CCO LIMITED
(A company limited by shares)
(the "Company")
Written Resolutions of the Director(s) of the Company
IT WAS NOTED:
1) That the Company had been incorporated in the British Virgin Islands as a Business Company on
February 2nd 2007 as Company No. 1383793.
IT WAS RESOLVED:
1) That Kabir Kapur will be the Chief Executive Officer, President and Managing Director of the
Company.
2) That Kabir Kapur will serve as Chairman of the Board of Directors for all director meetings.
3) That Chetan Kapur's sole responsibility as Director is to do an unpaid managed account for the
Company or manage investments/ brokerage or bank accounts of the Company on an unpaid basis
under the direction and instruction of the Company owner, Kabir Kapur.
DATED: FEBRUARY 9, 2007
KABIR KAPUR
SOLE OWNER AND DIRECTOR
CHETAN KAPUR
DIRECTOR
[il
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-=-
:::::::::..
---
===;;-
is inco1Uorate1i_fq the BRIUSH VIRGIN ISLitNDS

-
--
--""""-'-
BV] BJJSINESS!cOMANY, thF 2ndJia;r of February,:Zo-=0- 7
APC LLC
ADDRESS
SHAREHOLDERS NAME
SHARES HELD
ISSUE DATE
TRANSFER DATE

AND ADDRESS
KABIR KAPUR
6C, Bhagwat Niwas, Peddar

Chetan Kapur
NY 10028
100% OF UNITS March 18,2008
March 18,2008
Road, Mumbai-400026, India

FAMILY AND CHILDREN
CHARITABLE FOUNDATION
Mossfon Building, Second and
Third Floor, 50th and 54th East
Street, Panama City, Republic
6C, Bhagwat Niwas, Peddar Road,

Kabir Kapur
Mossfon Bu ilding, Second and Third

Floor, 50th and 54th East Street,
---
Family and Child ren Charitable Foundation
Panama City, Republic of Panama
100% OF UNITS
14, 2014
March 14, 2014
of Panama
APC LLC
ADDRESS
SHAREHOLDERS NAME
SHARES HELD
ISSUE DATE
TRANSFER DATE

AND ADDRESS
KABIR KAPUR

Chetan Kapur
NY 10028
March 18,2008

Kabir Kapur

---
REGISTER OF DIRECTORS
APC LLC
DIRECTOR NAME
Chetan Kapur
Kabir Kapur
ADDRESS
DATE APPOINTED
85 East End Ave, Apt. 16E, New York, NY 10028
March 11, 2008
6C, Bhagwat Niwas, Peddar Road, Mumbai-400026, India
March 18, 2008
-------
APC LLC
Date:MARCH 18,2008.
DIRECTORS MEETING OF APC LLC.
IT IS HEREBY RESOLVED, that Kabir Kapur is appointed as Director of APC LLC.It is further resolved
that all APC LLC shares issued to Chetan Kapur are transferred to Kabir Kapur, thereby making Kabir
Kapur residing at 6C,Bhagwat Niwas,Peddar Road,Mumbai-400026.1ndia the sole member/owner of APC
LLC.
There being no further order of business, the meeting is adjourned.
CHETAN KAPUR.
DIRECTOR.
POWER OF ATTORNEY.
This agreement made at New York, NY ,USA dated this 19TH day of March in the year 2008 between
KABIR KAPUR residing at 6C,BHAGWAT NIWAS,PEDDAR ROAD,MUMBAI-400026,1NDIA AND CHETAN
KAPUR residing at 85 EAST END AVENUE,APT#16E,NEW YORK,NY 10028,USA.
Kabir Kapur is the director/owner of a Nevis Limited Liability company known as APC LLC having its
office at Main Street,P.O.Box 556,Charlestown,Nevis.
NOW this agreement witness the TERMS & CONDITIONS as under:
l.Kabir Kapur, sole member and director of APC LLC appoints Chetan Kapur as his true and lawful
attorney -in-fact with full power of substitution and with authority in Kabir Kapur's name, place and
stead, as fully as Kabir Kapur could do if personally present ,to execute, acknowledge deliver, swear, file
and record:
(a)on any matter related to the bank/brokerage account opening for APC LLC.
(b)in making investments and fully managing all investments/cash in these bank/brokerage accounts
for APC LLC.
(c) in executing any transaction in these bank/brokerage accounts for APC LLC that Chetan Kapur
considers appropriate in his discretion.
(d)in entering investment management contracts with one or more third party managers on behalf
ofAPC LLC, and in executing one or more customer agreements with broker-dealers on behalf of APC
LLC.
2.Chetan Kapur has been authorized to substitute Kabir Kapur and name himself as beneficiary solely for
bank/brokerage of APC LLC such that there is ease and no issues in fully managing and executing
transactions in these bank/brokerage accounts of APC LLC.
3.Kabir Kapur agrees to be bound by any representation made by Chetan Kapur and by any successor
thereto ,acting in good faith pursuant to such Power of Attorney, and hereby waives any and all
defenses which may be available to contest, negate or disaffirm the action of Chetan Kapur and any
successor thereto, taken in good faith under such Power of Attorney.
This power of attorney shall survive Kabir Kapur's death or incapacity.
This clause does not make Chetan Kapur the beneficial owner of this company( or any successor
entity).The beneficial owner of APC LLC (or any successor entity) is Kabir Kapur.
OWNER OF APC LLC.
ISLAND OF NEVIS
OFFICE OF THE REGISTRAR OF COMPANIES
CERTIFICATE OF FORMATION
I HEREBY CERTIFY that
APC, LLC
is duly formed and has filed articles of organization under the provisions of the Nevis
Limited Liability Company Ordinance 1995, as amended, on
11th March, 2008
Given under my Hand & Seal at Charlestown

this 11th day of March, 2008
Registrar of Compani'es
No. L 10255
From:
To:
CC:
Date:
Subject:
Attachment(s):

keiko.notter@vontobel.ch, alexander.thoma@vontobel.ch
kabirkapur@india.com, Jaqueline Alexander - Executive Assistant
Sep 16, 2014, 1:36 PM
Statement Request/2320039
4
Dear Keiko:

Jaqueline Alexander
Executive Assistant
Mossfon Building
Tel. +507 2055888 ext 277
www.mossfon.com
WeCare@mossfon.com

Dear Keiko:


Jaqueline Alexander
Executive Assistant
Mossfon Building
Tel. +507 2055888 ext 277
www.mossfon.com
WeCare@mossfon.com

Dear Mr. Edison,


Keiko Notter

thank you,
Kind Regards,
Kabir
-KABIR KAPUR.
MUMBAI-INDIA.
9820022088

Date: 6 Aug 2014 22:58:41 +0000 (UTC)
Dear Petra -
this.
Kind Regards,
Kabir
-KABIR KAPUR.
MUMBAI-INDIA.
9820022088
____________________________________________________

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From:
To:
Date:
Subject:

Thu, 14 Aug 2014 10:48:31 -0500
General

Sent: martes, 12 de agosto de 2014 09:22 p.m.
Subject: FW: General
Dear Edison Can you please have the foundation send the below requests to Alexander
(and forward all replys).
Once the POA is setup I will also be able to correspond with them
directly. thanks
-KABIR KAPUR.
MUMBAI-INDIA.
9820022088

Date: 7 Aug 2014 00:00:28 +0000 (UTC)
To: stephan.keiser@vontobel.ch
Subject: General
Dear Stephan -
I am looking to begin evaluating principal protected income yielding (8%)

investment opportunities in the current environment with the goal of being
invested by/ before year end.
I target the 8% rate as this is the yield I require to meet my living
expenses and budgets.
My preliminary thoughts were to consider principal protected notes (by a

I am however looking to receive the banks best advise on options to
As you may know, I have sufferred terrible losses in alternative
very prudent with future investing. Accordingly, I am looking for your
best advice.
Please let me know if I should be corresponding with you or someone else
on your team to evaluate the best options and to receive this advice?

Denholm (Denholm Hall Russia Arbitrage Fund) that I would like to receive
I have not received any update from these liquidating funds in several
years, and am simply looking for their last investment letter (however
request your back office or custodian to obtain these and forward to me.
Thank you for your attention to the above matters.

I hope all goes well with you.
Take care,
Kind Regards,
Kabir
-KABIR KAPUR.
MUMBAI-INDIA.
9820022088
=
From:
To:
CC:
Date:
Subject:
kabir kapur
Edison Teano - Lawyer, Thoma Alexander
Jaqueline Alexander - Executive Assistant, Notter Keiko, Casanova Michelle,
Strasser Michael
Sep 15, 2014, 7:32 PM
RE: RE: General

Kind Regards,
Kabir
-KABIR KAPUR.
MUMBAI-INDIA.
9820022088

Dear Mr. Teano,

Alexander M. Thoma
Bank Vontobel AG
Private Banking
Gotthardstrasse 43
CH-8022 Zrich
Telefon +41 (0)58 283 7902
Telefax +41 (0)58 283 7680
Mobile +41 (0)79 815 1620
www.vontobel.com

To: Thoma Alexander
Subject: General
Dear Mr. Thoma,

best advice.

Kind regards,
Edison Teano, TEP
Lawyer
Mossfon Building
Tel. +507 206-9490 thru 507 206-9499 ext 212
www.mossfon.com
WeCare@mossfon.com
____________________________________________________
Important Notice
From:
To:
Date:
Subject:
Attachment(s):

Sep 11, 2014, 5:53 PM
FW: Phone Call
2
Jaque,
Logr conversar con l hoy. Me aclar lo que me mencion el banquero

sobre una restriccin que tena la cuenta. Me va a enviar documentos para
nuestros archivos.
Saludos,
Edison Teano, TEP

Lawyer
Mossfon Building
Tel. +507 206-9490 thru 507 206-9499 ext 212
www.mossfon.com
WeCare@mossfon.com
From: Chintu [mailto:thechintu1@gmail.com]

Sent: jueves, 11 de septiembre de 2014 04:12 p.m.
Subject: Re: Phone Call
Importance: High
Hi Edison, Will call shortly. thanks
From: Edison Teano - Lawyer <ETeano@mossfon.com>

Date: Thursday, September 11, 2014 at 10:27 AM
To: "chetank@aimadvgrp.com" <thechintu1@gmail.com>
Subject: FW: Phone Call
Hi Chetan,
Please try to call me this afternoon, after 3p.m. Panama time, as I

received an important call from the bank about the account/funds,
information that I would like to discuss with you first and then with your
brother.
Best regards,
Edison Teano, TEP

Lawyer
Mossfon Building
Tel. +507 206-9490 thru 507 206-9499 ext 212
www.mossfon.com
WeCare@mossfon.com
From: Chintu [mailto:thechintu1@gmail.com]

Sent: mircoles, 10 de septiembre de 2014 11:58 p.m.
To: Jaqueline Alexander - Executive Assistant
Subject: Phone Call
Importance: High
Hi Jacqueline -
My updated email and numbers are: thechintu1@gmail.com and 917-294-6861.
I will try Edison at the number you have provided early next week if that
is OK?
I know my brother was trying to organize a limited POA so he can

correspond with the bank directly on investment related matters.
I will call Edison on Monday or Tuesday next week, or later this week.
Thanks
Kind Regards,
Chetan Kapur
From:
To:
CC:
Date:
Subject:
Attachment(s):
Thoma Alexander
kabir kapur, Jaqueline Alexander - Executive Assistant
Aug 15, 2014, 10:34 AM
RE: General
3
Dear Mr. Teano,

Alexander M. Thoma
Bank Vontobel AG
Private Banking
Gotthardstrasse 43
CH-8022 Zrich
Telefon +41 (0)58 283 7902
Telefax +41 (0)58 283 7680
Mobile +41 (0)79 815 1620

www.vontobel.com

To: Thoma Alexander
Subject: General
Dear Mr. Thoma,

best advice.

Kind regards,
Edison Teano, TEP
Lawyer
Mossfon Building
Tel. +507 206-9490 thru 507 206-9499 ext 212
www.mossfon.com
WeCare@mossfon.com
____________________________________________________
Important Notice
From:
To:
Date:
Attachment(s):

Aug 14, 2014, 4:23 PM
2
From:
To:
Date:
Subject:
Attachment(s):

Thu, 14 Aug 2014 12:31:06 -0500
General
2
Dear Mr. Thoma,

best advice.
Kind regards,
Edison Teano, TEP
Lawyer
Mossfon Building
Tel. +507 206-9490 thru 507 206-9499 ext 212
www.mossfon.com

WeCare@mossfon.com
From:
To:
Date:
Subject:
Attachment(s):

Thu, 14 Aug 2014 12:31:06 -0500
FW: General
2
Jaque,
Esto es lo que recib de Thoma hoy y por eso envi la solicitud que te
envi por separado.
Saludos,
Edison Teano, TEP

Lawyer
Mossfon Building
Tel. +507 206-9490 thru 507 206-9499 ext 212
www.mossfon.com
WeCare@mossfon.com
From: Thoma Alexander [mailto:alexander.thoma@vontobel.ch]

Dear Mr. Edison,
Please send us an Email requesting the desired statements and that we may
place Mr. Kapur cc.
Thank you.
Kind regards,
Alexander Thoma

directly. thanks
-KABIR KAPUR.
MUMBAI-INDIA.
9820022088

Date: 7 Aug 2014 00:00:28 +0000 (UTC)
Subject: General
Dear Stephan -

best advice.


Take care,
Kind Regards,
Kabir
-KABIR KAPUR.
MUMBAI-INDIA.
9820022088
____________________________________________________
Important Notice
=
From:
To:
Date:
Subject:
Attachment(s):

Aug 14, 2014, 12:16 PM
APERTURA DE CASO
7
Buenos das:
Favor abrir caso como sigue:
EDISON TEANO
Substitutes:
JAQUELINE ALEXANDER
Jurisdiction:
PMA
Client:
36000 KABIR KAPUR
Type of Case:
EXECUTION OF DOCUMENTS / ONLINE BANKING ACCESS
File Number:
703809 Open Cases
Company/Case Name:
Management:
Mossfon Managers
From:
To:
Date:
Subject:
Attachment(s):

keiko.notter@vontobel.ch
Thu, 14 Aug 2014 11:14:09 -0500
Statement Request
4
Dear Keiko:

Jaqueline Alexander
Executive Assistant
Mossfon Building
Tel. +507 2055888 ext 277
www.mossfon.com
WeCare@mossfon.com


Dear Mr. Edison,
I am a new assistant to Mr. Alexander Thoma, as well as Michelle

Casanova.

Keiko Notter

thank you,
Kind Regards,
Kabir
-KABIR KAPUR.
MUMBAI-INDIA.
9820022088

Date: 6 Aug 2014 22:58:41 +0000 (UTC)
Dear Petra -
this.
Kind Regards,
Kabir
-KABIR KAPUR.
MUMBAI-INDIA.
9820022088
____________________________________________________
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From:
To:
Date:
Subject:

Thu, 14 Aug 2014 10:48:31 -0500
General

directly. thanks
-KABIR KAPUR.
MUMBAI-INDIA.
9820022088

Date: 7 Aug 2014 00:00:28 +0000 (UTC)
Subject: General
Dear Stephan -


best advice.


Take care,
Kind Regards,
Kabir
-KABIR KAPUR.
MUMBAI-INDIA.
9820022088
a
From:
To:
Date:
Subject:
Attachment(s):

Wed, 13 Aug 2014 16:38:50 -0500
RE: General
2
Jaque,
Este es el e-mail de Alexander.
Thoma Alexander <alexander.thoma@vontobel.ch>
Saludos,
Edison Teano, TEP

Lawyer
Mossfon Building
Tel. +507 206-9490 thru 507 206-9499 ext 212
www.mossfon.com
WeCare@mossfon.com

directly. thanks
-KABIR KAPUR.
MUMBAI-INDIA.
9820022088

Date: 7 Aug 2014 00:00:28 +0000 (UTC)
Subject: General
Dear Stephan -

best advice.


Take care,
Kind Regards,
Kabir
-KABIR KAPUR.
MUMBAI-INDIA.
9820022088
=
From:
To:
Date:
Subject:
Attachment(s):

Wed, 13 Aug 2014 16:36:49 -0500
FW: Statement Request
2
Jaque,
Arriba de este mensaje le envas a Kapur lo que te voy a enviar que

recibimos del banco (me parece que nos enviaron el Statement) y si nos
enviaron el poder, tendremos que firmarlo.
Saludos,
Edison Teano, TEP

Lawyer
Mossfon Building
Tel. +507 206-9490 thru 507 206-9499 ext 212
www.mossfon.com
WeCare@mossfon.com


thank you,
Kind Regards,
Kabir
-KABIR KAPUR.
MUMBAI-INDIA.
9820022088

Date: 6 Aug 2014 22:58:41 +0000 (UTC)
Dear Petra -
this.
Kind Regards,
Kabir
-KABIR KAPUR.
MUMBAI-INDIA.
9820022088
From:
To:
Date:
Subject:
Attachment(s):

Wed, 13 Aug 2014 16:38:50 -0500
FW: Statement Request
3
Jaque,
Veo que Kapur como que lo recibi el Statement. Habra que enviar a Keiko
lo que dijo Kapur sobre las inversiones y lo que busca. Preguntar al
banco si hay un form para lo del poder para el BO para comunicarse con el
banco y de all accionamos.
Saludos,
Edison Teano, TEP

Lawyer
Mossfon Building
Tel. +507 206-9490 thru 507 206-9499 ext 212
www.mossfon.com
WeCare@mossfon.com

Dear Mr. Edison,
I am a new assistant to Mr. Alexander Thoma, as well as Michelle

Casanova.

Keiko Notter

thank you,
Kind Regards,
Kabir
-KABIR KAPUR.
MUMBAI-INDIA.
9820022088
Date: 6 Aug 2014 22:58:41 +0000 (UTC)
Dear Petra -

this.
Kind Regards,
Kabir
-KABIR KAPUR.
MUMBAI-INDIA.
9820022088
____________________________________________________
p>
Keiko Notter

thank you,
Kind Regards,
Kabir
-KABIR KAPUR.
MUMBAI-INDIA.
9820022088
Date: 6 Aug 2014 22:58:41 +0000 (UTC)
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From:
To:
Date:
Subject:
Attachment(s):

Wed, 13 Aug 2014 16:36:50 -0500
FW: General
2
Jaque,
Esto sic reo que habr que accionarlo, mensaje para Alexander como
menciona el cliente al e-mail que aparece en la correspondencia.
Saludos,
Edison Teano, TEP

Lawyer
Mossfon Building
Tel. +507 206-9490 thru 507 206-9499 ext 212
www.mossfon.com
WeCare@mossfon.com

directly. thanks

-KABIR KAPUR.
MUMBAI-INDIA.
9820022088

Date: 7 Aug 2014 00:00:28 +0000 (UTC)
Subject: General
Dear Stephan -

best advice.


Take care,
Kind Regards,
Kabir
-KABIR KAPUR.
MUMBAI-INDIA.
9820022088
=
From:
To:
Date:
Subject:
Attachment(s):

Sonia Puga - Financial Officer
Aug 14, 2014, 11:53 AM
RE: Family and Children Charitable Foundation Caso No. 2285672
3
El Lic. ET me confirm que para la prxima semana.

Jaqueline Alexander
Executive Assistant
Mossfon Building
Tel. +507 2055888 ext 277
www.mossfon.com
WeCare@mossfon.com

Subject: RE: Family and Children Charitable Foundation Caso No. 2285672
Hola Jaqui:
Favor confirmar para cuando estar activo el cliente de manera que pueda
proceder a facturar el caso No. 2285672.
Gracias,

Sonia Puga
Financial Officer
Tel. +507 206 9490 ext 270
www.mossfon.com

Sent: jueves, 05 de junio de 2014 10:06 a.m.
Subject: RE: Family and Children Charitable Foundation Caso No. 2285672
No puedes por ahora mientras se activa a cliente.

Jaqueline Alexander
Executive Assistant
Mossfon Building
Tel. +507 2055888 ext 277
www.mossfon.com
WeCare@mossfon.com

Sent: jueves, 05 de junio de 2014 09:50 a.m.
Subject: Family and Children Charitable Foundation Caso No. 2285672
Importance: High
Hola Jaqueline:

Estoy tratando de facturar los $90.00 del caso en referencia pero me sale
el siguiente mensaje. Quien me puede ayudar?
Tks,

Sonia Puga
Financial Officer
Tel. +507 206 9490 ext 270
www.mossfon.com
From:
To:
Date:
Subject:
Attachment(s):

'kabir kapur'
Jun 18, 2014, 11:48 AM
Follow Up/2295418
3
Dear Mr. Kapur:
Attached hereto is the Swift confirmation for this wire transfer.

Jaqueline Alexander
Executive Assistant
Mossfon Building
Tel. +507 2055888 ext 277
www.mossfon.com
WeCare@mossfon.com

Sent: lunes, 16 de junio de 2014 01:02 p.m.
Subject: Follow Up
Dear Jacqueline / Edison Please can you confirmthe loanhas been sent as requested. There is still
no receipt. I was hopeful of receiving this last week.thanks
--
KABIR KAPUR.
MUMBAI-INDIA.
9820022088
At 7 Jun 2014 03:10:37 +0000 (UTC) from kabir kapur

Dear Edison/Jaqueline,
Please find enclosed the signed documents.
best regards,
-KABIR KAPUR.
MUMBAI-INDIA.
9820022088
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From:
To:
Date:
Subject:
Attachment(s):
Sheyla Gonzlez - Financial Officer

Jun 18, 2014, 11:32 AM
FW: MOSSFON ESCROW SRL
5
Hola Jaqueline,
Adjunto el swift.

Financial Officer
Mossfon Building
Tel. +507 206 9490 ext 207
www.mossfon.com
WeCare@mossfon.com
From: Shereena Gaitor-Sargent [mailto:SGaitor@winterbotham.com]

Sent: mircoles, 18 de junio de 2014 10:07 a.m.
To: Sheyla Gonzlez - Financial Officer
Cc: Joneka Wright; Desirade Clarke; David Rounce; Ivan Hooper
Subject: RE: MOSSFON ESCROW SRL
Dear Sheyla,
Please find attached a copy of the corresponding SWIFT Confirmation for

your records.
Kind regards,
Shereena Gaitor-Sargent | Supervisor - Banking - Execution Desk

E-mail: SGaitor@winterbotham.com
Tel: +1-242 356 5454| Fax: +1-242 356 9432
www.winterbotham.com
MONTEVIDEO| NASSAU | HONG KONG
From: Shereena Gaitor-Sargent

Sent: Tuesday, June 17, 2014 3:06 PM
To: 'Sheyla Gonzlez - Financial Officer'
Dear Sheyla,
Thank you for your prompt response.
We will proceed with the execution of the payment, and provide a copy of
the SWIFT Confirmation in due course.
Regards,
From: Sheyla Gonzlez - Financial Officer [mailto:Sgonzalez@mossfon.com]

Sent: Tuesday, June 17, 2014 11:59 AM
To: Shereena Gaitor-Sargent
Dear Shereena,
Attached please find the loan agreement on which is reflected the escrow
service provided by Mossfon Escrow SRL.

Financial Officer
Mossfon Building
Tel. +507 206 9490 ext 207
www.mossfon.com
WeCare@mossfon.com
From: Shereena Gaitor-Sargent [mailto:SGaitor@winterbotham.com]

Sent: martes, 17 de junio de 2014 10:09 a.m.
Dear Sheyla,
I confirm receipt of the payment instruction. For Compliance purposes,

kindly provide us with a copy of the corresponding escrow agreement
relating to the attached payment.
We await your response in order to proceed.
With thanks,

Tel: +1-242 356 5454| Fax: +1-242 356 9432

Sent: Tuesday, June 17, 2014 10:20 AM
Cc: Joneka Wright; Desirade Clarke
Subject: MOSSFON ESCROW SRL
Dear Sheerena,
REF.: MOSSFON ESCROW SRL 1008119 Account
Kindly find attached the following request of wire transfer related with
the account in reference:
To INSPIRATIONS FINE ART INC. in the amount of USD50,000.00 for

escrow service.
Please confirm receipt of this e-mail and send us the swift when it become
available.
Many thanks for your attention to this matter
Saludos / Kind Regards,

Sheyla Gonzlez - Mossfon Trust
Financial Officer
Description: cid:image001.jpg@01CCE199.2CB88D80
Tel. +507 206 9490 ext 207
www.mossfon.com
From:
To:
Date:
Attachment(s):
canon2@mossfon.com
Jaqueline Alexander
Jun 12, 2014, 5:41 PM
1
This E-mail was sent from "RNPC62510" (Aficio MP C4500).

Scan Date: 06.12.2014 16:41:47 (-0400)
Queries to: canon2@mossfon.com
From:
To:
Date:
Attachment(s):
canon2@mossfon.com
Jaqueline Alexander
Jun 12, 2014, 5:41 PM
1
This E-mail was sent from "RNPC62510" (Aficio MP C4500).

Scan Date: 06.12.2014 16:41:47 (-0400)
Queries to: canon2@mossfon.com
From:
To:
CC:
Date:
Subject:
Attachment(s):
Casanova Michelle
SPuga@mossfon.com
Marti Petra
Jun 13, 2014, 6:41 AM
FW: FAMILY AND CHILDREN CHARITABLE FUNDATION 91140.001
1
Dear Sonia,
We have arranged both payments as requested.
Best regards,
Michelle
Michelle Casanova
Bank Vontobel AG
Phone +41 (0)58 283 76 29, Telefax +41 (0)58 283 76 80
www.vontobel.com

Sent: Donnerstag, 12. Juni 2014 17:13
To: Marti Petra
Subject: RE: FAMILY AND CHILDREN CHARITABLE FUNDATION
Importance: High
Dear Petra:
Attached you will find the instructions duly signed by the authorized
persons.
Kindly confirm receipt of these transfers.
Thank you,

Sonia Puga
Financial Officer
Tel. +507 206 9490 ext 270
www.mossfon.com

Dear Sonia,
Thank you for your instructions. However, the signatories are not
mentioned in our papers.
May I kindly ask you to have the instructions signed by the authorized
persons.
Thank you in advance.
Petra Marti
Bank Vontobel AG Private Banking Asia
Tel. +41 58 283 58 13 Fax +41 58 283 76 80
Sent: Mittwoch, 11. Juni 2014 16:56

To: Marti Petra
Subject: FAMILY AND CHILDREN CHARITABLE FUNDATION
Dear Petra:

91140.001.001


Sonia Puga
Financial Officer
Tel. +507 206 9490 ext 270
www.mossfon.com

Subject: family
____________________________________________________
Important Notice
Important Notice
From:
To:
Date:
Subject:
Attachment(s):

'Marti Petra'
Jun 12, 2014, 11:12 AM
RE: FAMILY AND CHILDREN CHARITABLE FUNDATION
2
Dear Petra:
Attached you will find the instructions duly signed by the authorized
persons.
Kindly confirm receipt of these transfers.
Thank you,

Sonia Puga
Financial Officer
Tel. +507 206 9490 ext 270
www.mossfon.com

Dear Sonia,
Thank you for your instructions. However, the signatories are not
mentioned in our papers.
May I kindly ask you to have the instructions signed by the authorized
persons.
Thank you in advance.
Petra Marti
Tel. +41 58 283 58 13 Fax +41 58 283 76 80

Sent: Mittwoch, 11. Juni 2014 16:56
To: Marti Petra
Subject: FAMILY AND CHILDREN CHARITABLE FUNDATION

Dear Petra:

91140.001.001


Sonia Puga
Financial Officer
Tel. +507 206 9490 ext 270
www.mossfon.com

Subject: family
____________________________________________________
Important Notice
From:
To:
CC:
Date:
Subject:
Attachment(s):

Yarisell Martinez - Financial Team Coordinator, Edison Teano - Lawyer
Jun 9, 2014, 6:57 PM
MODIFICAR CASO / TRANSFERENCIA BANCARIA / agreements.
10
Buenos das:
EDISON TEANO
Substitutes:
JAQUELINE ALEXANDER
Jurisdiction:
PMA
Client:
36000 KABIR KAPUR
Type of Case:
OUTGOING WIRE TRANSFER / US$50,000.00 TO KABIR KAPUR
File Number:
703809 Open Cases
Company/Case Name:
Management:
Mossfon Managers
***************************************************************
Financial Officer:
Hemos recibido instrucciones de transferir la suma de US$50,000.00 de la

cuenta bancaria que mantiene la fundacin FAMILY AND CHILDREN CHARITABLE
FOUNDATION en el Bank Vontobel AG, a favor del Sr. Kabir Kapur en calidad
de prstamo, pero a travs de nuestros servicio de intermediacin
comercial (MOSSFON ESCROW SRL). De ser posible, por favor toma de la
cuenta bancaria de la fundacin todos los cargos bancarios necesarios de
forma tal que el Sr. Kabir Kapur reciba los fondos completos.
Adjunto encontrars:
Contrato de prstamo;
Autorizaciones firmadas por el Sr. Kabir Kapur en calidad de Protector
de la fundacin;
Acta de Consejo Fundacional;
Nuestra cotizacin por el servicio Escrow;
FIVE EYES;
Formulario de Bsqueda de Beneficiario.

Jaqueline Alexander
Executive Assistant
Mossfon Building
Tel. +507 2055888 ext 277

www.mossfon.com
WeCare@mossfon.com

Sent: viernes, 06 de junio de 2014 10:11 p.m.
Subject: agreements.
best regards,
-KABIR KAPUR.
MUMBAI-INDIA.
9820022088
917-8
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FOR
RMULARIOBU
USQUEDAPA
ARABENEFICIA
ARIODETRA
ANSFERENCIA
A
Urgente
Im
mportante
PerssonaNatural
PersonaJurdica
NombrredeCliente:
KABIR
KAPUR
NmerrodeCliente:
36000
Caso#
#:
mento/Inform
macinquesseadjunta:
Docum
Pa
asaporte
C
dula
Fa
actura
Jurisdiccin
Ottro NO TENGO DOCUMENTOS / EL DUEO ES KABIR KAPUR
edaSolicitada
Bsque
Da: 9 de junio de 2014
Hora: 8:00
a.m.
Bsque
edaRequerid
da
Da: 9 de junio de 2014
Hora: 9:00
a.m.
Resulta
ados:
Enabled
abled
Disa
Observvaciones:
Case # ____________

Date of Request:
9-June-2014


1008119
Date of Transfer:
50,000.00
9-June-2014
MFG Fees USD $ 500

Reason for the
Transaction:
Form of Payment:
Credit

Date search request
_______________
Has
Compliance
Supervisor
section?
_______________
Yes
No
New search date

_______________

Beneficiary?
Yes
___________________________
No

Issue invoice.
Code: FAD-ADV-F-002
Rev.: 3

Signatory 2
Signatory 1
Name
Name
Signature
Signature
Date
Date
Additional
Comments
Additional
Comments
Signature
Code: FAD-ADV-F-002
Rev.: 3
Case # ____________

Date of Request:
9-June-2014


0100022707
Date of Transfer:
500.00
BANISTMO, S.A.
9-June-2014
MFG Fees USD $

Reason for the
Transaction:
Pago de honorarios por servicio de intermediacin comercial Cotizacin No.2295418.
Form of Payment:
Credit

Date search request
_______________
Has
Compliance
Supervisor
section?
_______________
Yes
No
New search date

_______________

Beneficiary?
Yes
___________________________
No

Issue invoice.
Code: FAD-ADV-F-002
Rev.: 3

Signatory 2
Signatory 1
Name
Name
Signature
Signature
Date
Date
Additional
Comments
Additional
Comments
Signature
Code: FAD-ADV-F-002
Rev.: 3
Case # ____________

Date of Request:
MOSSFON ESCROW SRL
6-June-2014

Beneficiary of the Transaction: Inspirations Fine Art Inc.

4830 5194 4790
Date of Transfer:
50,000.00
6-June-2014
MFG Fees USD $ N/A

Reason for the
Transaction:
Form of Payment:
Credit

Date search request
_______________
Has
Compliance
Supervisor
section?
_______________
Yes
No
New search date

_______________

Beneficiary?
Yes
___________________________
No

Issue invoice.
Code: FAD-ADV-F-002
Rev.: 3

Signatory 2
Signatory 1
Name
Name
Signature
Signature
Date
Date
Additional
Comments
Additional
Comments
Signature
Code: FAD-ADV-F-002
Rev.: 3

(La Fundacin)
Edificio Mossfon, Tercer Piso, Calle 54 Este, Panam, Repblica de Panam el da 9 de junio de 2014 a las 9:30 a.m.
saber:
SE RESOLVI:

Name:
Address:
SWIFT:
ABA:

33131
BOFAUS3M
026009593

Name:
Address:
Account number:
SWIFT:
BANISTMO, S.A.
1901392027
MIDLPAPA
Name:
Account number:
MF TREASURER LTD.
0100022707
____________________________________
FRANCIS PREZ
____________________________________
LETICIA MONTOYA
Page 1 of 1
MOSSFON
402 LAKEVIEW 2
ROYAL PALMS
AAREY MILK COLONY
GOREGAON EAST
MUMBAI - 400065
INDIA
MANAGERS
UPON RECEIPT
following account:
Quotation No.:
C-2295418
DATE:
JUNE 9, 2014
OUR REFERENCE:
MFM/36000/703809
COMPANY NAME:
OUR FEE FOR ESCROW SERVICES - TRANSFER TO MR. KABIR KAPUR
500.00
Total
500.00

(La Fundacin)
Edificio Mossfon, Tercer Piso, Calle 54 Este, Panam, Repblica de Panam el da 9 de junio de 2014 a las 9:00 a.m.
saber:
CONSIDERANDO:
Que el Consejo de Fundacin recibi autorizacin firmada del Protector de la Fundacin fechada 4 de junio de 2014, para firmar
el contrato de prstamo con el Sr. Kabir Kapur en representacin de la Fundacin, e instruir a los firmantes autorizados de la
cuenta bancaria de la Fundacin para odenar la transferencia de fondos por la suma de US$50,000.00 a favor Mossfon Escrow
SE RESOLVI:
1.
Aprobar la firma del contrato de prstamo con el Sr. Kabir Kapur por la suma de US$50,000.00.
2.
Autorizar, como al efecto se autoriza, la transferencia de fondos por el monto de CINCUENTA MIL DLARES CON
00/100 (US$50,000.00) de la cuenta No. 91140.001.001 que mantiene la Fundacin con Bank Vontobel AG, a favor de el
Agente Escrow conforme a las siguientes coordenadas bancarias:
BENEFICIARY BANK:
Name:
Address:
Sort Code:
Swift:
BENEFICIARY:
Name:
Address:
Account:
FOR FURTHER CREDIT:
Name:
Account:
HSBC BANK
PLC
Bristol Branch
400515
MIDLGB22

Limited
GB34MIDL40051567759884
MOSSFON ESCROW SRL
1008119

____________________________________
FRANCIS PREZ
____________________________________
LETICIA MONTOYA
From:
To:
Date:
Subject:
Attachment(s):
kabir kapur
ETeano@mossfon.com,
Jun 6, 2014, 11:10 PM
agreements.
1
best regards,
-KABIR KAPUR.
MUMBAI-INDIA.
9820022088
917-8
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From:
To:
CC:
Date:
Subject:
Attachment(s):

Jun 6, 2014, 5:11 PM
LOAN/2295418
4
Dear Mr. Kapur:
In addition to our message below, attached hereto you will find the
following documents:

transfer;
transfer the funds to your account.

Jaqueline Alexander
Executive Assistant
Mossfon Building
Tel. +507 2055888 ext 277
www.mossfon.com
WeCare@mossfon.com

To: 'kabir kapur'

Subject: LOAN
Dear Mr. Kapur:
We look forward to receive a signed copy of the Agreement, in order to

request the transfer from the Foundations bank account on to our Escrow
Account.
As soon as the funds are available, we will proceed to transfer the funds
to you account, according to the instructions mentioned in the attached
agreement.

Jaqueline Alexander
Executive Assistant
Mossfon Building
Tel. +507 2055888 ext 277
www.mossfon.com
WeCare@mossfon.com

Sent: viernes, 06 de junio de 2014 11:27 a.m.
Assistant
Subject: RE: LOAN

Dear Edison/Jacqueline Please find attached the final details in the loan agreement. Pls sign and
provide the other instructions such that the wire can be processed today
or asap. thanks
-KABIR KAPUR.
MUMBAI-INDIA.
9820022088

Dear Edison/Jacqueline
Please find attached the documentation draft for the loan. I will provide
the bank account details tomorrow, along with the signed agreement.
Please could you provide the wiring instructions for signing asap (Step 1
to escrow/ and then Step 2 tomorrow).
It would be good if the initial wiring instruction(to Escrow)are
submitted tomorrow so as to avoid delay.
Please let me know if anything else is needed.
thanks
-KABIR KAPUR.
MUMBAI-INDIA.
9820022088
4th June, 2014.

Messrs.
Dear Sirs,
AND CHILDREN CHARITABLE FOUNDATION (the Foundation), do hereby
authorize you, as the Foundation Council to take the following actions on behalf of the
Foundation:
a) Execute the Loan Agreement with Mr. Kabir Kapur;
b) Instruct the authorized signatories of the bank account of the Foundation at
Bank Vontobel AG to arrange a wire transfer in the amount of US$50,500.00 as
per the following bank details:
BENEFICIARY
BANK:
Name:
Address:
HSBC BANK
PLC
Bristol Branch
Sort Code:
Swift:
400515
MIDLGB22
BENEFICIARY:
Name:
Address:
Account:
FOR FURTHER
CREDIT:
Name:
Account:
The Winterbotham Trust

Company Limited
Winterbotham Place, P.O. Box
N-3026, Nassau, Bahamas
GB34MIDL40051567759884
MOSSFON ESCROW SRL
1008119
Yours sincerely,
....
KABIR KAPUR
Protector
4th June, 2014.
Messrs.
MOSSFON ESCROW SRL
Panama, Republic of Panama
Re: LOAN AGREEMENT BETWEEN FAMILY AND CHILDREN CHARITABLE
FOUNDATION and KABIR KAPUR.

Dear Sirs,
(the Foundation), do hereby
authorize Mossfon Escrow SRL being the Escrow Agent of the referred agreement, to
proceed with the transfer of US$50,000.00 from the Escrow Agents bank account to:
Yours sincerely,
....
KABIR KAPUR
Protector
From:
To:
Date:
Subject:
Attachment(s):

Jun 6, 2014, 4:25 PM
apertura de caso / LOAN
3
Buenas tardes:
Favor abrir casos como sigue:
EDISON TEANO
Substitutes:
JAQUELINE ALEXANDER
Jurisdiction:
PMA
Client:
36000 KABIR KAPUR
Type of Case:
ESCROW SERVICES
File Number:
703809 Open Cases
Company/Case Name:
Management:
Mossfon Managers

Jaqueline Alexander
Executive Assistant
Mossfon Building
Tel. +507 2055888 ext 277
www.mossfon.com
WeCare@mossfon.com

To: 'kabir kapur'
Subject: LOAN
Dear Mr. Kapur:
We look forward to receive a signed copy of the Agreement, in order to

request the transfer from the Foundations bank account on to our Escrow
Account.
As soon as the funds are available, we will proceed to transfer the funds
to you account, according to the instructions mentioned in the attached
agreement.

Jaqueline Alexander
Executive Assistant
Mossfon Building
Tel. +507 2055888 ext 277
www.mossfon.com
WeCare@mossfon.com

Sent: viernes, 06 de junio de 2014 11:27 a.m.
Assistant
Subject: RE: LOAN
Dear Edison/Jacqueline Please find attached the final details in the loan agreement. Pls sign and
provide the other instructions such that the wire can be processed today
or asap. thanks
-KABIR KAPUR.
MUMBAI-INDIA.
9820022088
Dear Edison/Jacqueline
Please find attached the documentation draft for the loan. I will provide
the bank account details tomorrow, along with the signed agreement.
Please could you provide the wiring instructions for signing asap (Step 1
to escrow/ and then Step 2 tomorrow).
It would be good if the initial wiring instruction(to Escrow)are
submitted tomorrow so as to avoid delay.
Please let me know if anything else is needed.
thanks
-KABIR KAPUR.
MUMBAI-INDIA.
9820022088
LOAN AGREEMENT
Loan Amount: US$50,000
Maturity date: June 2024
This is a Loan Agreement made on 5th June, 2014 between:

a)
FAMILY AND CHILDREN CHARITABLE FOUNDATION, a duly

registered foundation to Microjacket 43467, document 1855101 at the
Panamanian Public Registry, hereinafter referred to as the Lender,
represented by FOUNDATION MEMBERSHIP INC.;
b)
KABIR KAPUR, with passport number K3515076, hereinafter referred to

as the Debtor; and
c)
MOSSFON ESCROW SRL, a company duly organized under the laws of

Panama, with offices located in Panama, Republic of Panama,
hereinafter The Escrow Agent, represented by EDISON E. TEANO
and EGBERT WETHERBORNE (the Escrow Agent).
WHEREAS:
1. The Lender and the Debtor are legally competent and empowered to contract
and be bound by this Agreement, and have freely agreed to enter into the
following Loan Agreement, pursuant to the clauses listed below.
2. The Debtor requires a loan in the amount of FIFTY THOUSAND DOLLARS
WITH 00/100 (US$50,000) (hereinafter the Loan") in order to be used for
business or personal purposes.
IT WAS AGREED THAT:
1. The lender shall grant the Loan as required by the Debtor.
2. With the signature of the agreement by the Lender, he has deposited with the
Escrow Agent US$50,500. This sum is to be held by the Escrow Agent for
payment of the ESCROW fees (US$500.00), and delivery of the Loan
(US$50,000) to the Debtor in accordance with the terms of this agreement.
3. The obligation of the Escrow Agent consists in delivering the Loan to the
Debtor in the following manner:
a. One only payment in the amount of FIFTY THOUSAND DOLLARS
WITH 00/100 (US$50,000) to be transferred to Kabir Kapur, the
Debtor, to his business bank account at:
As soon as the Escrow Agent receives confirmation from the
Lender to transfer the loan to the Debtor. The Lender will provide
this confirmation once the Lender verifies the Debtor has agreed to
the terms of the loan.
4. For its services under this agreement, the Escrow Agent shall be entitled
to receive US$500.00, which will be deducted from the funds held in
escrow once delivery of the remaining payment as above mentioned.
5. The Escrow Agent will not be liable for any act or omission by it pursuant
to this Escrow Agreement that is done in good faith and in the exercise of
its best judgment.
6. The Debtor hereby agrees and undertakes to repay the Loan (capital and
interest) to the Lender within a 10 year term, as from the month of June
2014 until June 2024, at a 3.5% annual rate. Principal and accrued
interest will be payable at maturity.
7. The aforementioned amounts shall be paid in U.S. Dollars pursuant to the
parties express agreement.
8. The Debtor shall have the prerogative to pay off the loan at any time, prior
to Its maturity date;
9. Throughout the life of the Loan, until its full settlement, the Debtor may not
be dissolved, merged or absorbed by another Company, without the prior
and express written consent of the Lender.
10. The parties mutually release and discharge each other from all fiscal
consequences arising from this transaction;
11. The obligations contained in this document shall be considered to be due

and payable if the Debtor defaults in the payment of three consecutive
installments or fails to fulfill any of the obligations contracted under this
Agreement. In such cases, the Lender may take legal action even if the
term has not yet expired.
12. In the event that the Lender fails to collect one or several payments or
exercise any rights as granted under this Agreement, same shall not be
construed as a debt remission or waiver of these rights or its guarantees.
Partial default will not cause the annulment of the Agreement.
13. The contracting parties agree to abide by the full terms and conditions of
the clauses of this Agreement, and in witness whereof, they have freely
and voluntarily subscribed two counterparts of the same tenor.
14. This agreement, its construction, performance and the resolution of any
conflicts shall be subject to the laws of the Republic of Panama and may
be submitted for conciliation and/or arbitration at the Conciliation and
Arbitration Center of the Chamber of Commerce, Industry and Agriculture
of Panama, whose expenses shall be covered equally by the parties.
In witness whereof, the parties have executed this agreement in two (2) originals.
By: The Lender

________________________________________________
By: The Debtor
_______________________________________
KABIR KAPUR
_______________________________________
The ESCROW AGENT
Name: EDISON E. TEANO/EGBERT WETHERBORNE representing
MOSSFON ESCROW SRL
From:
To:
Date:
Subject:
Attachment(s):
Marti Petra
Jun 2, 2014, 3:38 AM
RE: FAMILY AND CHILDREN CHARITABLE FOUNDATION
2
Dear Sonia,
Kindly find the advices attached as requested.
Best regards,
Petra Marti
Tel. +41 58 283 58 13 Fax +41 58 283 76 80

Sent: Freitag, 30. Mai 2014 15:04
To: Marti Petra
Importance: High
Dear Petra:
Kindly send me the Execution of these Wire Transfers.
Thank you,

Sonia Puga
Financial Officer
Tel. +507 206 9490 ext 270
www.mossfon.com

Sent: mircoles, 28 de mayo de 2014 08:07 a.m.
Dear Sonia,
The transfers have been initiated accordingly.
Best regards,
Petra Marti
Tel. +41 58 283 58 13 Fax +41 58 283 76 80

Sent: Dienstag, 27. Mai 2014 18:05
To: Marti Petra
Importance: High
Dear Petra:

91140.001.001
Kindly find attached the following requests of wire transfer from the
To Bar & Karrer Avocats for the sum of USD15,000.00


Sonia Puga
Financial Officer
Tel. +507 206 9490 ext 270
www.mossfon.com

Sent: martes, 27 de mayo de 2014 10:25 a.m.
Subject: family
____________________________________________________
Important Notice

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From:
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Date:
Subject:
Attachment(s):

Jun 2, 2014, 2:10 PM
Payment to Bar Karrer SA/2285672
3
Dear Mr. Kapur:
Attached please find copy of the swift for this payment.

Jaqueline Alexander
Executive Assistant
Mossfon Building
Tel. +507 2055888 ext 277
www.mossfon.com
WeCare@mossfon.com

Sent: viernes, 30 de mayo de 2014 07:19 a.m.
Assistant
Subject: RE: RE: Payment to Bar Karrer SA
Dear Jacqueline Please can you confirm the retainer to Bar Karrer was processed?
I will revert with details for the other transaction shortly. thanks
-KABIR KAPUR.
MUMBAI-INDIA.
9820022088
At 23 May 2014 04:52:01 +0000 (UTC) from kabir kapur

Dear Jacqueline
Sorry I missed this email below. Yes the transfer will be for $USD 15,000
(US DOLLARS). BK is awaiting this.
Further, I would also like to authorize USD $50,000 as a personal loan to

me (Kabir Kapur) for my business - Inspirations Fine Art Inc. Please can
your team draft the loan agreement asap. I will provide the bank wire
details for the Company early next week. I would like to have this
transaction accomplished before month end.
thanks
-KABIR KAPUR.
MUMBAI-INDIA.
9820022088
At 21 May 2014 20:44:25 +0000 (UTC) from Jaqueline Alexander - Executive


Sent: viernes, 09 de mayo de 2014 11:30 a.m.
Subject: Payment to Bar Karrer SA
Dear Mr. Kapur:
With respect to the payment in favor of BAR & KARRER, kindly confirm if we
may transfer 15,000.00 US Dollars or CHF because last payment was done in
CHF instead of US Dollars?

Jaqueline Alexander
Executive Assistant
Mossfon Building
Tel. +507 2055888 ext 277
www.mossfon.com
WeCare@mossfon.com

Sent: jueves, 08 de mayo de 2014 03:43 p.m.
Subject: RE: Payment to Bar Karrer SA
Dear Jacqueline
The amount for BAR & KARRER is a retainer for their services. Once they
have received the amount and invoices are generated I can forward these to
you.
It was my understanding that the $500 fee covered all charges including
wires etc - is this not the case?
thanks
-KABIR KAPUR.
MUMBAI-INDIA.
9820022088

Dear Mr. Kapur:
Regarding the transfer to Bar & Karrer can you please send us a
confirmation about the concept that is being paid and also the invoice
from Bar & Karrer for our records, prior to send the instructions to the
bank?
On the other hand, kindly note that the amount of US$70.00 refers to the
bank charges (incoming and outgoing transfers) so Mrs. Bina Rai received
the complete US$23,600.00.
Do not hesitate to contact us should you require further assistance and

looking forward to receive a copy of the invoice and the concept that is
being paid.
Kind regards,
Jaqueline Alexander
Executive Assistant
Mossfon Building
Tel. +507 2055888 ext 277
www.mossfon.com
WeCare@mossfon.com

Sent: mircoles, 07 de mayo de 2014 07:42 p.m.
Dear Edison/Jaqueline
Please could you have the Foundation Council instruct the bank to
transferUSD 15,000 to BAR & KARRER SA.
The wiredetails are the same as the instruction that was sent in November
2013.
Thank you for processing this asap.
Seperately, I also see a transfer for $23,670 on the bank statements on

Feb 7, 2014 to Mossfon Escrow SRL. I think there may have been an
inadvertant overcharge here for $70, as the loan amount was $23,600.
Please can you have this adjusted.
Kind Regards,
Kabir Kapur
-KABIR KAPUR.
MUMBAI-INDIA.
9820022088

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From:
To:
CC:
Date:
Subject:
Attachment(s):

Edison Teano - Lawyer, Sandra de Cornejo - Compliance Department, Yarisell
Martinez - Financial Team Coordinator
May 26, 2014, 9:15 AM
APERTURA DE CASO / Payment to Bar Karrer SA
5
Buenos das:
EDISON TEANO
Substitutes:
JAQUELINE ALEXANDER
Jurisdiction:
PMA
Client:
36000 KABIR KAPUR
Type of Case:
OUTGOING WIRE TRANSFER / US$15,000.00 TO BAR & KARRER
File Number:
703809 Open Cases
Company/Case Name:
Management:
Mossfon Managers
***************************************************************
Financial Officer: favor proceder con la transferencia de US$15000.00

para cancelar honorarios pendientes a Bar & Karrer segn las siguientes
coordenadas bancarias:
Beneficiary Bank: UBS LTD.

Address: P.O. Box 2600
1211 Geneva 2, Switzerland
Account: 0240-410201.01Z
CLEARING: 240
SWIFT: UBSW CH ZH 80A
IBAN: CH38 0024 0240 4102 0101 Z
Adjunto encontrarn:
Acta
Formulario de bsqueda
Five eyes
Agradecemos recibir el Swift de confirmacin de pago tan pronto est

disponible.
Jaqueline Alexander
Executive Assistant
Mossfon Building
Tel. +507 2055888 ext 277
www.mossfon.com
WeCare@mossfon.com

Sent: jueves, 08 de mayo de 2014 03:43 p.m.
Subject: RE: Payment to Bar Karrer SA
Dear Jacqueline
The amount for BAR & KARRER is a retainer for their services. Once they
have received the amount and invoices are generated I can forward these to
you.
It was my understanding that the $500 fee covered all charges including
wires etc - is this not the case?
thanks
-KABIR KAPUR.
MUMBAI-INDIA.
9820022088

Dear Mr. Kapur:
Regarding the transfer to Bar & Karrer can you please send us a
confirmation about the concept that is being paid and also the invoice
from Bar & Karrer for our records, prior to send the instructions to the
bank?
On the other hand, kindly note that the amount of US$70.00 refers to the
bank charges (incoming and outgoing transfers) so Mrs. Bina Rai received
the complete US$23,600.00.
Do not hesitate to contact us should you require further assistance and

looking forward to receive a copy of the invoice and the concept that is
being paid.
Kind regards,
Jaqueline Alexander
Executive Assistant
Mossfon Building
Tel. +507 2055888 ext 277
www.mossfon.com
WeCare@mossfon.com

Sent: mircoles, 07 de mayo de 2014 07:42 p.m.
Dear Edison/Jaqueline
Please could you have the Foundation Council instruct the bank to
transferUSD 15,000 to BAR & KARRER SA.

The wiredetails are the same as the instruction that was sent in November
2013.
Thank you for processing this asap.
Seperately, I also see a transfer for $23,670 on the bank statements on

Feb 7, 2014 to Mossfon Escrow SRL. I think there may have been an
inadvertant overcharge here for $70, as the loan amount was $23,600.
Please can you have this adjusted.
Kind Regards,
Kabir Kapur
-KABIR KAPUR.
MUMBAI-INDIA.
9820022088

FOR
RMULARIOBU
USQUEDAPA
ARABENEFICIA
ARIODETRA
ANSFERENCIA
A
Urgente
Im
mportante
BR & KARRER AVOCATS
PerssonaNatural
PersonaJurdica
NombrredeCliente:
KABIR
KAPUR
NmerrodeCliente:
36000
Caso#
#:
2206265
mento/Inform
macinquesseadjunta:
Docum
Pa
asaporte
C
dula
Fa
actura
Jurisdiccin
Ottro hubo un search realizado a este mismo beneficiario en el caso No.2206265
edaSolicitada
Bsque
Da: 26
de mayo de 2014
Hora: 8:30
a.m.
Bsque
edaRequerid
da
Da: 26
de mayo de 2014
Hora: 10:00
a.m.
Resulta
ados:
Enabled
abled
Disa
Observvaciones:
Case # ____________

KABIR KAPUR / FAMILY AND CHILDREN CHARITABLE FOUNDATION
Date of Request:
26/May/2014

Beneficiary of the Transaction: BR & KARRER AVOCATS

0240-410201.01Z
Date of Transfer:
15'000.00
UBS LTD., Geneva-Switzerland
26/May/2014
MFG Fees USD $ 90.00

Reason for the
Transaction:
PAGO DE HONORARIOS
Form of Payment:
Credit

Date search request
_______________
Has
Compliance
Supervisor
section?
_______________
Yes
No
New search date

_______________

Beneficiary?
Yes
___________________________
No

Issue invoice.
Code: FAD-ADV-F-002
Rev.: 3

Signatory 2
Signatory 1
Name
Name
Signature
Signature
Date
Date
Additional
Comments
Additional
Comments
Signature
Code: FAD-ADV-F-002
Rev.: 3
RESOLUTION OF THE SOLE MEMBER OF THE FOUNDATION COUNCIL OF FAMILY AND

CHILDREN CHARITABLE FOUNDATION
Panama City, Republic of Panama on the 26th day of May, 2014 at 9:00 a.m.
PRESENT: The sole member of the Foundation Council, there being thus the required quorum,
to wit:
IT WAS RESOLVED:
To authorize, as it is hereby authorized, the transfer of funds in the amount of FIFTEEN
THOUSAND DOLLARS (US$15000.00) from the foundations bank account in BANK
VONTOBEL AG No.91140.001.001 in favour of BR & KARRER AVOCATS regarding retainer
for legal services, with the following details:
Beneficiary Bank:
Address:
Account:
CLEARING:
SWIFT:
IBAN:
UBS LTD.
P.O. Box 2600
1211 Geneva 2, Switzerland
0240-410201.01Z
240
UBSW CH ZH 80A
CH38 0024 0240 4102 0101 Z
IN WITNESS WHEREOF the above resolutions were given on this twenty sixth (26th) day of
May, 2014 in the City of Panama, Republic of Panama.
______________________________________
FOUNDATION
From:
To:
CC:
Date:
Subject:
Attachment(s):

Jaqueline Alexander - Executive Assistant, naizpu@mossfon.com
Apr 8, 2014, 1:32 PM
FW: Request for Foundation Regulations PDF
6
Dear Mr. Kapur.
As per your request, attached kindly find the documentation requested.
Kind regards,
Jaqueline Alexander
Executive Assistant
Mossfon Building
Tel. +507 2055888 ext 277
www.mossfon.com
WeCare@mossfon.com

Sent: lunes, 31 de marzo de 2014 05:42 p.m.
Subject: RE: Request for Foundation Regulations PDF
Dear Jaqueline
Just a quick reminder to please send the document signed by me. thanks
--
KABIR KAPUR.
MUMBAI-INDIA.
9820022088
At 28 Mar 2014 21:44:42 +0000 (UTC) from Jaqueline Alexander - Executive

Dear Mr. Kapur:
Attached hereto is a scanned copy of the Regulation duly signed by the

Foundation Council and by the Registered Agent.
We are obtaining a copy of the Regulation duly signed by Mr. Kabir Kapur
as Protector. Once available, I will send you a scanned copy of it.

Jaqueline Alexander
Executive Assistant
Mossfon Building
Tel. +507 2055888 ext 277
www.mossfon.com
WeCare@mossfon.com

Sent: mircoles, 26 de marzo de 2014 10:47 p.m.
Subject: Request for Foundation Regulations PDF
Importance: High
Dear Jaqueline
Could you please send me a PDF or electronic copy of the Regulations Doc
of the Foundation - the document that shows I am beneficiary. thanks
Kind Regards,
Kabir Kapur
-KABIR KAPUR.
MUMBAI-INDIA.
9820022088
UNrTS
NUMBER
03
MEMBERSHIP CERTIFICAlE
APC,LLC
ORGANIZED UNDER 1HE LAWS OF NEVIS

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From:
To:
CC:
Date:
Subject:
Attachment(s):

kabir kapur
Apr 1, 2014, 2:24 AM
RE: RE: APC Share Certificate - Notarized on Reverse Side (also Included)
2
Dear Mr. Kapur,
Thank you for the information provided. We will follow up the courier.
Kind regards,
Edison Teano, TEP

Lawyer
Mossfon Building
Tel. +507 206-9490 thru 507 206-9499 ext 212
www.mossfon.com
WeCare@mossfon.com

Sent: martes, 01 de abril de 2014 12:36 a.m.
Subject: RE: RE: APC Share Certificate - Notarized on Reverse Side (also
Included)
Dear Edison
Have couriered via ICC WORLDWIDE AWB No.1117332624 dated 3/28/14.
This can be trackedon iccworld.com.
thanks
-KABIR KAPUR.
MUMBAI-INDIA.
9820022088
At 28 Mar 2014 07:27:58 +0000 (UTC) from Edison Teano - Lawyer
Dear Mr. Kabir,
If you can send us the airwaybill courier number that will be of great
help to trace the package.
Kind regards,
Edison Teano, TEP

Lawyer
Mossfon Building
Tel. +507 206-9490 thru 507 206-9499 ext 212
www.mossfon.com
WeCare@mossfon.com

Sent: viernes, 28 de marzo de 2014 01:15 a.m.
Subject: APC Share Certificate - Notarized on Reverse Side (also Included)
Dear Edison Please find attached the notarized APC Share Certificate.
I am sending you the original certificate via courier.
thanks
-KABIR KAPUR.
MUMBAI-INDIA.
9820022088
From:
To:
Date:
Attachment(s):

Mar 28, 2014, 1:11 PM
2
From:
To:
Date:
Subject:
Attachment(s):

kabir kapur
Fri, 28 Mar 2014 02:27:08 -0500
RE: APC Share Certificate - Notarized on Reverse Side (also Included)
2
From:
To:
Date:
Subject:
Attachment(s):
kabir kapur
ETeano@mossfon.com
Fri, 28 Mar 2014 06:15:08 +0000
APC Share Certificate - Notarized on Reverse Side (also Included)
1
Dear Edison Please find attached the notarized APC Share Certificate.
I am sending you the original certificate via courier.
thanks
-KABIR KAPUR.
MUMBAI-INDIA.
9820022088
=
From:
To:
Date:
Subject:
Attachment(s):

Mar 21, 2014, 5:37 PM
APERTURA DE CASO / APC Shareholder Register
3
EDISON TEANO
Substitutes:
JAQUELINE ALEXANDER( MFTrust@Mossfon.com)
Jurisdiction:
PMA
Client:
36000 KABIR KAPUR
Type of Case:
AMENDMENT
File Number:
703809 Open Cases
Company/Case Name:
Management:
Mossfon Managers

Jaqueline Alexander
Executive Assistant
Mossfon Building

Tel. +507 2055888 ext 277
www.mossfon.com
WeCare@mossfon.com
From: chetan kapur [mailto:chetank@aimadvgrp.com]

Sent: viernes, 21 de marzo de 2014 04:18 p.m.
Subject: APC Shareholder Register
Hi Edison
I pass on the following

Please find attached the formal APC shareholder register from Kabir Kapur,
owner of APC LLC.
He has informed me that he will be sending you the share certificate for
the Foundation (via email then hardcopy).
thanks
_____
This e-mail, and any attachments hereto, is intended for use only by the
addressee(s) named herein, and may contain legally privileged and/or

confidential information. If you are not an intended recipient of this email, you are notified that any dissemination, distribution or copying of
this e-mail, and any attachments hereto, is strictly prohibited. If you
have received this e-mail in error, please notify the sender by reply email, and permanently delete this e-mail, and any copies or printouts.
PLEASE CONSIDER THE ENVIRONMENT BEFORE PRINTING THIS EMAIL.
APC LLC
ADDRESS
SHAREHOLDERS NAME
SHARES HELD
ISSUE DATE
TRANSFER DATE

AND ADDRESS
KABIR KAPUR

Chetan Kapur
NY 10028
March 18,2008

FAMILY AND CHILDREN
CHARITABLE FOUNDATION
Mossfon Building, Second and
Third Floor, 50th and 54th East
Street, Panama City, Republic

Kabir Kapur
Mossfon Bu ilding, Second and Third

Floor, 50th and 54th East Street,
---
Family and Child ren Charitable Foundation
Panama City, Republic of Panama
100% OF UNITS
14, 2014
March 14, 2014
of Panama
From:
To:
Date:
Subject:
Attachment(s):

chetank@aimadvgrp.com
Mar 11, 2014, 6:16 PM
Archive - Mr Kapur/2244919
6
Dear Mr. Kapur:
We attach herewith copy of the message sent to the bank providing Mr.
Kabirs passport copy.

Jaqueline Alexander
Executive Assistant
Mossfon Building
Tel. +507 2055888 ext 277
www.mossfon.com
WeCare@mossfon.com

Sent: martes, 11 de marzo de 2014 02:40 p.m.
To: chetank@aimadvgrp.com
Cc: Edison Teano - Lawyer; kabirkapur@india.com
Subject: Archive - Mr Kapur/2244919
Dear Mr. Kapur:
Thank you for your messages. Please accept our apologies for the late
reply.
NEW CORPORATION
Our fee for the incorporation of a company will be as follows:
Fee US$3,000.00 (includes first license fee,

registration fee, MF Directors, assistance in the opening of bank account,
authorized signatories service, mail forwarding)
Annual fee US$2,715.00 (as from the following year)
Company without our service of directors
Fee US$1,400.00 (includes first

license fee, registration fee)
Assistance in
Opening of bank
Account (if apply) US$1,500.00
Authorized signatories
Service (if apply) US$ 885.00
Mail forwarding (if apply) US$ 360.00
Annual fees:
Maintenance fee US$1,235.00
License fee US$ 300.00
NEW FOUNDATION

registration fee, MF Foundation Council, assistance in the opening of bank
account, authorized signatories service, mail forwarding, Regulation)

Assistance in
Opening of bank
Regulation US$ 885.00
Annual fees:
REACTIVATION OF OPLER
We have requested this information to our Collection Dept.; therefore, we
will revert to you as soon as we have the complete information available.
BANK FORMS
Attached you will find:
Form A showing the Foundation itself as the beneficiary, duly signed.
Form A from Chetan Kapur, duly signed.
Form A and Client profile from Kabir Kapur.

Jaqueline Alexander
Executive Assistant
Mossfon Building
Tel. +507 2055888 ext 277
www.mossfon.com
WeCare@mossfon.com

Cc: Kabir Kapur
Subject: FW: Archive - Mr Kapur/2244919
Hi Edison
Just following up on the below email per Kabirs request, and the prices
on the corporation setup (with and without MF directors + Foundation will
have ownership).
Tried calling but got vm
thanks
_____
From: chetan kapur

Sent: Wednesday, February 12, 2014 8:03 PM
To: 'kabir kapur'; Edison Teano - Mossfon Trust (ETeano@mossfon.com);
Jaqueline Alexander - Mossfon Trust (JAlexander@mossfon.com)
Subject: RE: Archive - Mr Kapur/2244919
Thanks Jaqueline for the below.
We understand from prior that the first Form A final noted the Foundation
itself as the beneficiary Do you have a signed copy of this? Also we
assume that the first final Client profile is the word document attached?
This being noted, I know there was a Form A and Client profile (with my
name, indian address etc) also submitted I understand this was not
accepted, but if you have a copy, please provide.
Last, subsequently the Form A and Client profile was made more specific to
Kabir Kapur (rightfully so). There was mention that some of his KYC docs
was forwarded to Vontobel if so, please can you provide a copy of this.
Thanks again.
From: Mossfon Trust Corporation <mftrust@mossfon.com>

Date: 10 Feb 2014 14:43:45 +0000 (UTC)
To: "chetank@aimadvgrp.com" <chetank@aimadvgrp.com>
Dear Mr. Kapur:
According to your instructions, attached you will find the following

documents:
1. Foundation charter.
2. Certificate of Good Standing with its English translation.
3. Initial regulation.
4. Initial Master Fiduciary Services Agreement.
5. Mr. Chetan Kapurs biography.
6. Clients profile.
7. Mr. Kabir Kapurs passport copy.
8. Mr. Chetan Kapurs passport copy.
9. Resolution for the opening of the bank account.
10. KYC documents sent to the Bank
11. Bank forms including Form A.
12. 2nd and 3rd Loan Agreement to Bina Rai.
Jaqueline Alexander
Executive Assistant
Mossfon Building
Tel. +507 2055888 ext 277
www.mossfon.com
WeCare@mossfon.com
From:
To:
Date:
Subject:
Attachment(s):

Mar 11, 2014, 3:40 PM
5
Dear Mr. Kapur:
Thank you for your messages. Please accept our apologies for the late
reply.
NEW CORPORATION

registration fee, MF Directors, assistance in the opening of bank account,
authorized signatories service, mail forwarding)

Assistance in
Opening of bank
Annual fees:

NEW FOUNDATION

registration fee, MF Foundation Council, assistance in the opening of bank
account, authorized signatories service, mail forwarding, Regulation)

Assistance in
Opening of bank
Regulation US$ 885.00
Annual fees:

REACTIVATION OF OPLER
We have requested this information to our Collection Dept.; therefore, we
will revert to you as soon as we have the complete information available.
BANK FORMS
Attached you will find:
Form A showing the Foundation itself as the beneficiary, duly signed.
Form A from Chetan Kapur, duly signed.
Form A and Client profile from Kabir Kapur.

Jaqueline Alexander
Executive Assistant
Mossfon Building
Tel. +507 2055888 ext 277
www.mossfon.com
WeCare@mossfon.com

Cc: Kabir Kapur
Subject: FW: Archive - Mr Kapur/2244919
Hi Edison
Just following up on the below email per Kabirs request, and the prices
on the corporation setup (with and without MF directors + Foundation will
have ownership).
Tried calling but got vm
thanks
_____
From: chetan kapur

Sent: Wednesday, February 12, 2014 8:03 PM
To: 'kabir kapur'; Edison Teano - Mossfon Trust (ETeano@mossfon.com);
Jaqueline Alexander - Mossfon Trust (JAlexander@mossfon.com)
Subject: RE: Archive - Mr Kapur/2244919
Thanks Jaqueline for the below.
We understand from prior that the first Form A final noted the Foundation
itself as the beneficiary Do you have a signed copy of this? Also we
assume that the first final Client profile is the word document attached?
This being noted, I know there was a Form A and Client profile (with my
name, indian address etc) also submitted I understand this was not
accepted, but if you have a copy, please provide.
Last, subsequently the Form A and Client profile was made more specific to
Kabir Kapur (rightfully so). There was mention that some of his KYC docs
was forwarded to Vontobel if so, please can you provide a copy of this.
Thanks again.

Date: 10 Feb 2014 14:43:45 +0000 (UTC)
To: "chetank@aimadvgrp.com" <chetank@aimadvgrp.com>
Dear Mr. Kapur:

documents:
6. Clients profile.


Jaqueline Alexander
Executive Assistant
Mossfon Building
Tel. +507 2055888 ext 277
www.mossfon.com
WeCare@mossfon.com
From:
To:
Date:
Subject:
Attachment(s):

Feb 12, 2014, 7:28 AM
Loan and Foundation Fee/2240509
3
Dear Mr. Kapur:
Attached hereto is a copy of the swift related to the transfer of fund in

favor of Mrs. Bina Rai.

Jaqueline Alexander
Executive Assistant
Mossfon Building
Tel. +507 2055888 ext 277
www.mossfon.com
WeCare@mossfon.com

Sent: lunes, 10 de febrero de 2014 09:57 a.m.
Subject: Loan and Foundation Fee/2240509
Dear Mr. Kapur:

Kindly note the bank was instructed to transfer the funds last week.
Therefore, we are requesting them a copy of the swift for your ease of
reference.
As soon as we receive the swift, we will revert to you.
On the other hand, we have just sent you and Mr. Chetan Kapur the message
containing the copy of documents requested. Kindly let us know if you
received it safely.

Jaqueline Alexander
Executive Assistant
Mossfon Building
Tel. +507 2055888 ext 277
www.mossfon.com
WeCare@mossfon.com
From: kabir kapur

Sent: viernes, 07
To: Mossfon Trust
Subject: RE: Loan
[mailto:kabirkapur@india.com]
de febrero de 2014 06:28 p.m.
Corporation
and Foundation Fee/2240509
Dear Jaqueline
Pls can you confirm the wire has been sent as Bina Rai has not received
the monies yet?

Also pls can yourevert on the archive request.
Thank you.
Kind Regards,
Kabir
-KABIR KAPUR.
MUMBAI-INDIA.
9820022088
At 4 Feb 2014 18:16:50 +0000 (UTC) from Mossfon Trust Corporation

Dear Mr. Kapur:
Thank you for your message and attachment.
We are proceeding to instruct the wire transfer to our Escrow account and
furthermore, to Bina Rai.
We will keep you posted.

Jaqueline Alexander
Executive Assistant
Mossfon Building
Tel. +507 2055888 ext 277
www.mossfon.com
WeCare@mossfon.com

Sent: lunes, 03 de febrero de 2014 02:51 p.m.
Subject: RE: Loan and Foundation Fee/2240509
Please find it attached. thank you.
-KABIR KAPUR.
MUMBAI-INDIA.
9820022088
Dear Mr. Kapur:
Thank you for your message and attachments.
We shall be glad to proceed with the wire transfer as soon as we receive

from Bina Rai a scanned copy of the Loan Agreement duly signed.

Jaqueline Alexander
Executive Assistant
Mossfon Building
Tel. +507 2055888 ext 277
www.mossfon.com

WeCare@mossfon.com

Sent: viernes, 31 de enero de 2014 01:45 p.m.
Subject: FW: RE: Loan and Foundation Fee
Dear Edison
Pls find instruction signed so you can proceed with the wire. I have made
a few minor edits to the loan agreement that Bina will sign and send to
you tomorrow. thanks.
KABIR KAPUR.
MUMBAI-INDIA.
9820022088
_____
From: Kabir Kapur [mailto:kabirkapur@india.com]

Sent: Friday, January 31, 2014 1:03 PM
To: chetan kapur
Subject: Fwd: Loan and Foundation Fee
Kabir Kapur
Mumbai-India
Cell:98200-22088
Begin forwarded message:

Date: January 31, 2014 10:57:34 PM GMT+05:30
To: "kabirkapur@india.com" <kabirkapur@india.com>
Cc: Edison Teano - Lawyer <ETeano@mossfon.com>, "Jaqueline Alexander Executive Assistant" <JAlexander@mossfon.com>
Subject: Loan and Foundation Fee
Dear Mr. Kapur:
As per your request, attached you will find the draft of the following
documents for your ease of reference:
Loan Agreement to be executed by Mrs. Bina Rai as Debtor;

transfer;
transfer the funds to Mrs. Bina Rai.
Once we receive a scanned copy of the attached documents duly executed, we

would be more than pleased to arrange the wire transfer accordingly.
Kindly take note that since the funds will be transferred to Mrs. Rai
using our Escrow services, the right fees are US$500.00.
In the meantime, we hereby confirm you that we will proceed with the
payment of our invoice No.968301 using the funds from the foundations
bank account.
We look forward to hearing from you.

Jaqueline Alexander
Executive Assistant
Mossfon Building
Tel. +507 2055888 ext 277
www.mossfon.com
WeCare@mossfon.com

Sent: martes, 28 de enero de 2014 02:48 p.m.
To: Edison Teano - Lawyer; kabirkapur@india.com
Dear Edison
I am authorizing payment of the foundation invoice #968301 for $3,750.
I am also looking for the Foundation to provide Bina Rai a personal loan
of $23,600 via escrow for her personal or business purposes.
Please send me the instruction documents to sign so this maybe processed
ASAP. I understand a loan agreement will also be signed, please let this
not hold up the processing time.
I am fine with using the same escrow agent as in the past, but it is best
they do not note details in the wire instruction (about a loan or
foundation name etc)

Kind Regards,
Kabir Kapur
BINA RAI BANK DETAILS

Wire to TD Bank, Wilmington, Delaware
BINA RAI
-KABIR KAPUR.
MUMBAI-INDIA.
9820022088
From:
To:
CC:
Date:
Subject:
Attachment(s):
Shereena Gaitor-Sargent
Desirade Clarke, Jaqueline Alexander - Executive Assistant
Feb 11, 2014, 6:42 PM
RE: MOSSFON ESCROW SRL.
3
Dear Sonia,
Please see attached SWIFT Confirmation for your records.

Regards,

Tel: +1-242 356 5454| Fax: +1-242 356 9432
From: Shereena Gaitor-Sargent

Sent: Tuesday, February 11, 2014 7:04 AM
To: 'Sonia Puga - Financial Officer'
Cc: Desirade Clarke; Jaqueline Alexander - Executive Assistant
Subject: RE: MOSSFON ESCROW SRL.
Dear Sonia,
I confirm receipt of your message below and will proceed as requested for
todays value.
A copy of the SWIFT Confirmation will be provided to you as soon as it

becomes available.
Regards,

Sent: Monday, February 10, 2014 4:18 PM
Cc: Desirade Clarke; Jaqueline Alexander - Executive Assistant
Subject: MOSSFON ESCROW SRL.
Importance: High
Dear Shereena:
REF.: MOSSFON ESCROW SRL ACCOUNT NO. 1008119
Kindly find attached the following request of wire transfer from the above
referenced account:
To BINA RAI for the amount of USD23,600.00
The purpose of these Wire Transfer is Loan Agreement.
Please confirm receipt of this e-mail and send the SWIFT as soon as it is
processed.

Sonia Puga
Financial Officer
Tel. +507 206 9490 ext 270

www.mossfon.com

Subject: mf escrow
From:
To:
CC:
Date:
Subject:
Attachment(s):

Feb 10, 2014, 9:56 AM
Loan and Foundation Fee/2240509
2
Dear Mr. Kapur:
Kindly note the bank was instructed to transfer the funds last week.
Therefore, we are requesting them a copy of the swift for your ease of
reference.
As soon as we receive the swift, we will revert to you.
On the other hand, we have just sent you and Mr. Chetan Kapur the message
containing the copy of documents requested. Kindly let us know if you
received it safely.

Jaqueline Alexander
Executive Assistant
Mossfon Building
Tel. +507 2055888 ext 277
www.mossfon.com
WeCare@mossfon.com

From: kabir kapur
Sent: viernes, 07
To: Mossfon Trust
Subject: RE: Loan
[mailto:kabirkapur@india.com]
de febrero de 2014 06:28 p.m.
Corporation
and Foundation Fee/2240509
Dear Jaqueline
Pls can you confirm the wire has been sent as Bina Rai has not received
the monies yet?
Also pls can yourevert on the archive request.
Thank you.
Kind Regards,
Kabir
-KABIR KAPUR.
MUMBAI-INDIA.
9820022088

Dear Mr. Kapur:
Thank you for your message and attachment.
We are proceeding to instruct the wire transfer to our Escrow account and
furthermore, to Bina Rai.

Jaqueline Alexander
Executive Assistant
Mossfon Building
Tel. +507 2055888 ext 277
www.mossfon.com
WeCare@mossfon.com

Subject: RE: Loan and Foundation Fee/2240509
Please find it attached. thank you.
-KABIR KAPUR.
MUMBAI-INDIA.
9820022088

Dear Mr. Kapur:
Thank you for your message and attachments.
We shall be glad to proceed with the wire transfer as soon as we receive

from Bina Rai a scanned copy of the Loan Agreement duly signed.

Jaqueline Alexander
Executive Assistant
Mossfon Building
Tel. +507 2055888 ext 277
www.mossfon.com
WeCare@mossfon.com

Sent: viernes, 31 de enero de 2014 01:45 p.m.
Subject: FW: RE: Loan and Foundation Fee
Dear Edison
Pls find instruction signed so you can proceed with the wire. I have made
a few minor edits to the loan agreement that Bina will sign and send to
you tomorrow. thanks.
KABIR KAPUR.
MUMBAI-INDIA.
9820022088
_____
From: Kabir Kapur [mailto:kabirkapur@india.com]

Sent: Friday, January 31, 2014 1:03 PM
To: chetan kapur
Subject: Fwd: Loan and Foundation Fee
Kabir Kapur
Mumbai-India
Cell:98200-22088
Begin forwarded message:

Date: January 31, 2014 10:57:34 PM GMT+05:30
To: "kabirkapur@india.com" <kabirkapur@india.com>
Cc: Edison Teano - Lawyer <ETeano@mossfon.com>, "Jaqueline Alexander Executive Assistant" <JAlexander@mossfon.com>
Dear Mr. Kapur:
As per your request, attached you will find the draft of the following
documents for your ease of reference:
Loan Agreement to be executed by Mrs. Bina Rai as Debtor;

transfer;
transfer the funds to Mrs. Bina Rai.
Once we receive a scanned copy of the attached documents duly executed, we

would be more than pleased to arrange the wire transfer accordingly.
Kindly take note that since the funds will be transferred to Mrs. Rai
using our Escrow services, the right fees are US$500.00.
In the meantime, we hereby confirm you that we will proceed with the
payment of our invoice No.968301 using the funds from the foundations
bank account.
We look forward to hearing from you.

Jaqueline Alexander
Executive Assistant
Mossfon Building
Tel. +507 2055888 ext 277
www.mossfon.com
WeCare@mossfon.com

Dear Edison-

Kind Regards,
Kabir Kapur

BINA RAI
-KABIR KAPUR.
MUMBAI-INDIA.
9820022088
From:
To:
Date:
Subject:
Attachment(s):

Feb 10, 2014, 9:43 AM
16
Dear Mr. Kapur:

documents:
6. Clients profile.

Jaqueline Alexander
Executive Assistant

Mossfon Building
Tel. +507 2055888 ext 277
www.mossfon.com
WeCare@mossfon.com

Sent: jueves, 06 de febrero de 2014 01:16 a.m.
To: Jaqueline Alexander - Executive Assistant; Kabir Kapur
Subject: Archive
Dear Edison
Could you please provide us a copy for our files of the following
Foundation documents:
1) Foundation Charter and Setup Docs

2) Initial Master Fiduciary (with any and all annexes/schedules) and
Initial Regulations
3) Bank Setup Docs (including Schedule A & Bank KYC/Client profile plus
any KYC emails or documents provided the bank, for both Kabir and Chetan
Kapur)
4) 2nd and 3rd Loan Agreement to Bina Rai fully executed versions
Thank you.
_____
D E;I+A
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Clients profile
Confidential
1/2
Name of the account / deposit account

FAMILY
AND
FOUNDATION
CHILDREN
CHARITABLE
Account holder / contracting party:

Name, first name
individual
company
FAMILY
AND
FOUNDATION
Private address
XX legal entity
CHILDREN
CHARITABLE
Business address
Mossfon Building, 3rd floor
Nationality
Date of birth
A PANAMANIAN INTEREST FOUNDATION
5th October 2010 (INCORPORATION DATE)
Family Situation (e.g. marital status, details about spouse, children, etc.)
Particulars about occupation (current activity, employer, position/function; if employer,

company name, business activities)
Investments; Family and Children Giving
Purpose of the business relationship

Existing client
New client
introduced by:
Investment of assets
Reference Curreny:
Other purpose
Type of Mandate:
Origin of funds
Proceeds of business activity
CHF
Inheritance
CHF
Sale of participations
CHF
Sale of real estate
CHF
Others
CHF
Details: Savings
Are any documents available to prove the origin of the funds
Yes / No
Clients profile
Confidential
Country of origin of the assets

India, Various
Politically exposed person (PEP)?

Is the client / BO / attorney a PEP? Yes / No
NO
Why?
N/A
Assets will be received by :
x
Bank transfer
Cash
Transfer of securities
Delivery of securities
Bank connection with place and country:
Planned initial deposit
CHF Approx $7M Value
Long-term planned assets
CHF $7M+
Additional information to prove the plausibility:
Expected account turnover (money receipts and disbursement p.a., without initial deposit)
< CHF 500000
x
CHF 500000 CHF 1 m

CHF 1 m
Other remarks:
2/2
From:
To:
CC:
Date:
Subject:
Attachment(s):
Younes Hallaoui - Executive Assistant

Feb 6, 2014, 1:19 PM
RE: Archive
2
Hola Milena,
Podras abrir un caso por favor.
Edison Teano
Substitutes:
Younes Hallaoui
Jaqueline Alexander
Jurisdiction:
PMA
Client:
29256 MR. CHETAN KAPUR
File Number:
703809
Company/Case Name:

Younes Hallaoui

Mossfon Building
Tel. + 507 205-5888 ext
www.mossfon.com
WeCare@mossfon.com

Sent: jueves, 06 de febrero de 2014 01:16 a.m.
To: Jaqueline Alexander - Executive Assistant; Kabir Kapur
Subject: Archive
Dear Edison
Could you please provide us a copy for our files of the following
Foundation documents:
1) Foundation Charter and Setup Docs

2) Initial Master Fiduciary (with any and all annexes/schedules) and
Initial Regulations
3) Bank Setup Docs (including Schedule A & Bank KYC/Client profile plus
any KYC emails or documents provided the bank, for both Kabir and Chetan
Kapur)
4) 2nd and 3rd Loan Agreement to Bina Rai fully executed versions
Thank you.
_____

From:
To:
Date:
Subject:
Attachment(s):

petra.marti@vontobel.ch
Feb 5, 2014, 10:34 AM
2
Dear Petra:
REF.: FAMILY AND CHILDREN CHARITABLE FOUNDATION Account No.91140.001.00
Kindly find attached the following requests of wire transfer from the

Please confirm receipt of this e-mail.

Sonia Puga
Financial Officer
Tel. +507 206 9490 ext 270
www.mossfon.com

Sent: mircoles, 05 de febrero de 2014 09:47 a.m.
Subject: family ch foundation
From:
To:
CC:
Date:
Subject:
Attachment(s):

Yarisell Martinez - Financial Team Coordinator, Sandra de Cornejo - Compliance
Department
Feb 4, 2014, 1:50 PM
APERTURA DE CASO / TRANSFERENCIA BANCARIA / Loan and Foundation
Fee
12
Buenas tardes:
FINANCIAL OFFICER
Substitutes:
EDISON TEANO
JAQUELINE ALEXANDER
Jurisdiction:
PMA
Client:
Type of Case:
OUTGOING WIRE TRANSFER / US$23,600.00 TO MOSSFON ESCROW (BINA RAI); AND US
$500.00 TO MF TREASURER LTD.
File Number:
703809 Open Cases
Company/Case Name:
Management:
Mossfon Managers
**********************************************
Financial Officer:
Hemos recibido instrucciones del Sr. Kabir Kapur de transferir la suma de

US$23,600.00 de la cuenta bancaria que mantiene la fundacin FAMILY AND
CHILDREN CHARITABLE FOUNDATION en el Bank Vontobel AG, a favor de la Sra.
Bina Rai en calidad de prstamo, pero a travs de nuestros servicio de
intermediacin comercial (MOSSFON ESCROW SRL). De ser posible, por favor
toma de la cuenta bancaria de la fundacin todos los cargos bancarios
necesarios de forma tal que la Sra. Rina Rai reciba los fondos completos.
Adjunto encontrars:
1. contrato de prstamo;
2. Autorizaciones firmadas por el Sr. Kabir Kapur en calidad de
Protector de la fundacin;
3. Acta de Consejo Fundacional;
4. Nuestra cotizacin por el servicio Escrow;
5. FIVE EYES;
6. Formulario de Bsqueda de Beneficiario.

Jaqueline Alexander
Executive Assistant
Mossfon Building
Tel. +507 2055888 ext 277
www.mossfon.com
WeCare@mossfon.com

Dear Edison
Kind Regards,
Kabir Kapur

BINA RAI
-KABIR KAPUR.
MUMBAI-INDIA.
9820022088

FOR
RMULARIOBU
USQUEDAPA
ARABENEFICIA
ARIODETRA
ANSFERENCIA
A
Urgente
Im
mportante
BINA RAI
PerssonaNatural
PersonaJurdica
NombrredeCliente:
KABIR
KAPUR
NmerrodeCliente:
36000
Caso#
#:
Docum
mento/Inform
macinquesseadjunta:
Pa
asaporte
C
dula
Fa
actura
Jurisdiccin
Ottro PASAPORTE NO.308100381
Bsque
edaSolicitada
Da: 4 de febrero de 2014
Hora: 2:00
p.m.
Bsque
edaRequerid
da
Da: 4 de febrero de 2014
Hora: 5:00
p.m.
Resulta
ados:
Enabled
abled
Disa
Observvaciones:
Case # ____________

Date of Request:
4/February/2014


1008119
Date of Transfer:
23,600.00
4/February/2014
MFG Fees USD $ 500

Reason for the
Transaction:
Form of Payment:
Credit

Date search request
_______________
Has
Compliance
Supervisor
section?
_______________
Yes
No
New search date

_______________

Beneficiary?
Yes
___________________________
No

Issue invoice.
Code: FAD-ADV-F-002
Rev.: 3

Signatory 2
Signatory 1
Name
Name
Signature
Signature
Date
Date
Additional
Comments
Additional
Comments
Signature
Code: FAD-ADV-F-002
Rev.: 3
Case # ____________

Date of Request:
4/February/2014


0100022707
Date of Transfer:
500.00
BANISTMO, S.A.
4/February/2014
MFG Fees USD $

Reason for the
Transaction:
Pago de honorarios por servicio de intermediacin comercial Cotizacin No.2240509
Form of Payment:
Credit

Date search request
_______________
Has
Compliance
Supervisor
section?
_______________
Yes
No
New search date

_______________

Beneficiary?
Yes
___________________________
No

Issue invoice.
Code: FAD-ADV-F-002
Rev.: 3

Signatory 2
Signatory 1
Name
Name
Signature
Signature
Date
Date
Additional
Comments
Additional
Comments
Signature
Code: FAD-ADV-F-002
Rev.: 3
Case # ____________

Date of Request:
MOSSFON ESCROW SRL
4/February/2014

Beneficiary of the Transaction: Bina Rai

4282979421
Date of Transfer:
23,600.00
TD BANK
4/February/2014
MFG Fees USD $ N/A

Reason for the
Transaction:
Form of Payment:
Credit

Date search request
_______________
Has
Compliance
Supervisor
section?
_______________
Yes
No
New search date

_______________

Beneficiary?
Yes
___________________________
No

Issue invoice.
Code: FAD-ADV-F-002
Rev.: 3

Signatory 2
Signatory 1
Name
Name
Signature
Signature
Date
Date
Additional
Comments
Additional
Comments
Signature
Code: FAD-ADV-F-002
Rev.: 3

(La Fundacin)
Edificio Mossfon, Tercer Piso, Calle 54 Este, Panam, Repblica de Panam el da 4 de febrero de 2014 a las 9:00 a.m.
saber:
CONSIDERANDO:
Que el Consejo de Fundacin recibi autorizacin firmada del Protector de la Fundacin fechada 31 de enero de 2013, para
firmar el contrato de prstamo con la Sr. Rina Rai en representacin de la Fundacin, e instruir a los firmantes autorizados de la
SE RESOLVI:
1.
Aprobar la firma del contrato de prstamo con la Sra. Rina Rai por la suma de US$23,600.00.
2.
Autorizar, como al efecto se autoriza, la transferencia de fondos por el monto de VEINTITRS MIL SEISCIENTOS
DLARES CON 00/100 (US$23,600.00) de la cuenta No. 91140.001.001 que mantiene la Fundacin con Bank Vontobel
AG, a favor de el Agente Escrow conforme a las siguientes coordenadas bancarias:
BENEFICIARY BANK:
Name:
Address:
Sort Code:
Swift:
BENEFICIARY:
Name:
Address:
Account:
FOR FURTHER CREDIT:
Name:
Account:
HSBC BANK
PLC
Bristol Branch
400515
MIDLGB22
Limited
GB34MIDL40051567759884
MOSSFON ESCROW SRL
1008119

____________________________________
FRANCIS PREZ
____________________________________
LETICIA MONTOYA
MOSSFON
402 LAKEVIEW 2
ROYAL PALMS
AAREY MILK COLONY
GOREGAON EAST
MUMBAI - 400065
INDIA
MANAGERS
Page 1 of 1

UPON RECEIPT
following account:
Quotation No.:
C-2240509
DATE:
FEBRUARY 4, 2014
OUR REFERENCE:
MFM/36000/703809
COMPANY NAME:

23,600.00
OUR FEE FOR ESCROW SERVICES - TRANSFER OF US$23,600 TO BINA RAI
Total
23,600.00

(La Fundacin)
saber:
SE RESOLVI:

Name:
Address:
SWIFT:
ABA:

33131
BOFAUS3M
026009593

Name:
Address:
Account number:
SWIFT:
BANISTMO, S.A.
1901392027
MIDLPAPA
Name:
Account number:
MF TREASURER LTD.
0100022707
____________________________________
FRANCIS PREZ
____________________________________
LETICIA MONTOYA
From:
To:
Date:
Subject:
Attachment(s):
Marti Petra
Sgonzalez@mossfon.com
Feb 4, 2014, 11:02 AM
RE: FAMILY AND CHILDREN CHARITABLE FOUNDATION
2
Dear Sheyla,
This is perfect, I will initiate the transfer accordingly.
Best regards,
Petra Marti
Tel. +41 58 283 58 13 Fax +41 58 283 76 80

Sent: Dienstag, 4. Februar 2014 16:56
To: Marti Petra
Dear Petra,
Thanks for your e-mail.
Enclosed you will find our new wire transfer instruction signed by two of
the authorized persons for this account.
Please confirm receipt.
Many thanks!

Financial Officer
Mossfon Building
Tel. +507 206 9490 ext 207
www.mossfon.com
WeCare@mossfon.com

Sent: martes, 04 de febrero de 2014 03:13 a.m.
Dear Sheyla,
Thank you for your instructions.
Please note on the attached Agreement on Signatory Powers the authorized

persons for this account.
Mr. Egbert Wetherborne is not yet given the authorization to sign on
behalf of Family and Children Charitable Foundation.
Please let me know how you would like to proceed.
Kind regards,
Petra Marti

Tel. +41 58 283 58 13 Fax +41 58 283 76 80

Sent: Montag, 3. Februar 2014 20:06
To: Marti Petra
Dear Petra,
REF.: FAMILY AND CHILDREN CHARITABLE FOUNDATION
Kindly find attached the following request of wire transfer from the above
referenced account:
To MF Treasurer Ltd. in the amount of USD$3,750.00
Please confirm receipt of this e-mail.
Many thanks for your attention to this matter

Financial Officer
Mossfon Building
Tel. +507 206 9490 ext 207
www.mossfon.com
WeCare@mossfon.com
____________________________________________________
Important Notice
From:
To:
Date:
Subject:
Attachment(s):

Feb 4, 2014, 1:50 PM
APERTURA DE CASO / TRANSFERENCIA BANCARIA / Loan and Foundation
Fee
12
Buenas tardes:
FINANCIAL OFFICER
Substitutes:
EDISON TEANO
JAQUELINE ALEXANDER
Jurisdiction:
PMA
Client:
Type of Case:
OUTGOING WIRE TRANSFER / US$23,600.00 TO MOSSFON ESCROW (BINA RAI); AND US
$500.00 TO MF TREASURER LTD.
File Number:
703809 Open Cases
Company/Case Name:
Management:
Mossfon Managers
**********************************************
Financial Officer:
Hemos recibido instrucciones del Sr. Kabir Kapur de transferir la suma de

US$23,600.00 de la cuenta bancaria que mantiene la fundacin FAMILY AND
CHILDREN CHARITABLE FOUNDATION en el Bank Vontobel AG, a favor de la Sra.
Bina Rai en calidad de prstamo, pero a travs de nuestros servicio de
intermediacin comercial (MOSSFON ESCROW SRL). De ser posible, por favor
toma de la cuenta bancaria de la fundacin todos los cargos bancarios
necesarios de forma tal que la Sra. Rina Rai reciba los fondos completos.
Adjunto encontrars:
1. contrato de prstamo;
2. Autorizaciones firmadas por el Sr. Kabir Kapur en calidad de
Protector de la fundacin;
3. Acta de Consejo Fundacional;
4. Nuestra cotizacin por el servicio Escrow;
5. FIVE EYES;
6. Formulario de Bsqueda de Beneficiario.

Jaqueline Alexander
Executive Assistant
Mossfon Building
Tel. +507 2055888 ext 277
www.mossfon.com

WeCare@mossfon.com

Dear Edison
Kind Regards,
Kabir Kapur

BINA RAI
-KABIR KAPUR.
MUMBAI-INDIA.
9820022088
Case # ____________

Date of Request:
4/February/2014


1008119
Date of Transfer:
23,600.00
4/February/2014
MFG Fees USD $ 500

Reason for the
Transaction:
Form of Payment:
Credit

Date search request
_______________
Has
Compliance
Supervisor
section?
_______________
Yes
No
New search date

_______________

Beneficiary?
Yes
___________________________
No

Issue invoice.
Code: FAD-ADV-F-002
Rev.: 3

Signatory 2
Signatory 1
Name
Name
Signature
Signature
Date
Date
Additional
Comments
Additional
Comments
Signature
Code: FAD-ADV-F-002
Rev.: 3
Case # ____________

Date of Request:
4/February/2014


0100022707
Date of Transfer:
500.00
BANISTMO, S.A.
4/February/2014
MFG Fees USD $

Reason for the
Transaction:
Pago de honorarios por servicio de intermediacin comercial Cotizacin No.2240509
Form of Payment:
Credit

Date search request
_______________
Has
Compliance
Supervisor
section?
_______________
Yes
No
New search date

_______________

Beneficiary?
Yes
___________________________
No

Issue invoice.
Code: FAD-ADV-F-002
Rev.: 3

Signatory 2
Signatory 1
Name
Name
Signature
Signature
Date
Date
Additional
Comments
Additional
Comments
Signature
Code: FAD-ADV-F-002
Rev.: 3
Case # ____________

Date of Request:
MOSSFON ESCROW SRL
4/February/2014

Beneficiary of the Transaction: Bina Rai

4282979421
Date of Transfer:
23,600.00
TD BANK
4/February/2014
MFG Fees USD $ N/A

Reason for the
Transaction:
Form of Payment:
Credit

Date search request
_______________
Has
Compliance
Supervisor
section?
_______________
Yes
No
New search date

_______________

Beneficiary?
Yes
___________________________
No

Issue invoice.
Code: FAD-ADV-F-002
Rev.: 3

Signatory 2
Signatory 1
Name
Name
Signature
Signature
Date
Date
Additional
Comments
Additional
Comments
Signature
Code: FAD-ADV-F-002
Rev.: 3

(La Fundacin)
saber:
SE RESOLVI:

Name:
Address:
SWIFT:
ABA:

33131
BOFAUS3M
026009593

Name:
Address:
Account number:
SWIFT:
BANISTMO, S.A.
1901392027
MIDLPAPA
Name:
Account number:
MF TREASURER LTD.
0100022707
____________________________________
FRANCIS PREZ
____________________________________
LETICIA MONTOYA

(La Fundacin)
saber:
CONSIDERANDO:
Que el Consejo de Fundacin recibi autorizacin firmada del Protector de la Fundacin fechada 31 de enero de 2013, para
firmar el contrato de prstamo con la Sr. Rina Rai en representacin de la Fundacin, e instruir a los firmantes autorizados de la
SE RESOLVI:
1.
Aprobar la firma del contrato de prstamo con la Sra. Rina Rai por la suma de US$23,600.00.
2.
Autorizar, como al efecto se autoriza, la transferencia de fondos por el monto de VEINTITRS MIL SEISCIENTOS
DLARES CON 00/100 (US$23,600.00) de la cuenta No. 91140.001.001 que mantiene la Fundacin con Bank Vontobel
AG, a favor de el Agente Escrow conforme a las siguientes coordenadas bancarias:
BENEFICIARY BANK:
Name:
Address:
Sort Code:
Swift:
BENEFICIARY:
Name:
Address:
Account:
FOR FURTHER CREDIT:
Name:
Account:
HSBC BANK
PLC
Bristol Branch
400515
MIDLGB22
Limited
GB34MIDL40051567759884
MOSSFON ESCROW SRL
1008119

____________________________________
FRANCIS PREZ
____________________________________
LETICIA MONTOYA
MOSSFON
402 LAKEVIEW 2
ROYAL PALMS
AAREY MILK COLONY
GOREGAON EAST
MUMBAI - 400065
INDIA
MANAGERS
Page 1 of 1

UPON RECEIPT
following account:
Quotation No.:
C-2240509
DATE:
FEBRUARY 4, 2014
OUR REFERENCE:
MFM/36000/703809
COMPANY NAME:

23,600.00
OUR FEE FOR ESCROW SERVICES - TRANSFER OF US$23,600 TO BINA RAI
Total
23,600.00

Panama Papers - Chetan Kapur and Kabir Kapur 6

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Panama Papers - Chetan Kapur and Kabir Kapur 6

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Доступные форматы

From:

At 28 Oct 2014 01:46:29 +0000 (UTC) from Mossfon Trust Corporation

From: kabir kapur [mailto:kabirkapur@india.com]

At 27 Oct 2014 01:54:59 +0000 (UTC) from Mossfon Trust Corporation

At 22 Oct 2014 22:54:13 +0000 (UTC) from kabir kapur

At 18 Oct 2014 06:53:36 +0000 (UTC) from Kabir Kapur

RESOLUTION OF THE SOLE MEMBER OF THE FOUNDATION COUNCIL OF FAMILY

Edison Teano - Lawyer

From: kabir kapur [mailto:kabirkapur@india.com]

At 4 Nov 2014 22:40:35 +0000 (UTC) from Edison Teano - Lawyer

Edison Teano - Lawyer

From: kabir kapur [mailto:kabirkapur@india.com]

At 4 Nov 2014 22:40:35 +0000 (UTC) from Edison Teano - Lawyer

Jaqueline Alexander - Executive Assistant

To MOSSFON ESCROW SRL for the sum of USD50,095.00

We have tried to contact you by phone but we get the voicemail.

From: Sonia Puga - Financial Officer

Saludos / Kind regards,

From: Sonia Puga - Financial Officer [mailto:SPuga@mossfon.com]

From: Sonia Puga - Financial Officer [mailto:SPuga@mossfon.com]

Saludos / Kind regards,

At 28 Oct 2014 01:46:29 +0000 (UTC) from Mossfon Trust Corporation

MOSSACK FONSECA & CO. (PANAMA)

From: kabir kapur [mailto:kabirkapur@india.com]

At 27 Oct 2014 01:54:59 +0000 (UTC) from Mossfon Trust Corporation

At 22 Oct 2014 22:54:13 +0000 (UTC) from kabir kapur

Mossfon Trust Corporation

Dear Mr. Kapur:

From: Jaqueline Alexander - Executive Assistant

Tel. +507 2055888 ext 277

At 18 Oct 2014 06:53:36 +0000 (UTC) from Kabir Kapur

Mossfon Trust Corporation

From: Strasser Michael [mailto:michael.strasser@vontobel.ch]

From: kabir kapur <kabirkapur@india.com>

Subject: Statement Request

Mossfon Trust Corporation

Dear Mr. Kapur:

From: kabir kapur [mailto:kabirkapur@india.com]

At 27 Oct 2014 01:54:59 +0000 (UTC) from Mossfon Trust Corporation

Sent: viernes, 24 de octubre de 2014 09:03 p.m.

At 22 Oct 2014 22:54:13 +0000 (UTC) from kabir kapur

At 22 Oct 2014 12:21:28 +0000 (UTC) from Jaqueline Alexander - Executive

At 18 Oct 2014 06:53:36 +0000 (UTC) from Kabir Kapur

RESOLUTION OF THE SOLE MEMBER OF THE FOUNDATION COUNCIL OF FAMILY

At 15 Sep 2014 23:32:30 +0000 (UTC) from kabir kapur

At 15 Aug 2014 14:34:37 +0000 (UTC) from Thoma Alexander

Mossfon Trust Corporation

Dear Mr. Kapur:

From: kabir kapur [mailto:kabirkapur@india.com]

At 22 Oct 2014 22:54:13 +0000 (UTC) from kabir kapur

At 22 Oct 2014 12:21:28 +0000 (UTC) from Jaqueline Alexander - Executive

54th E. Street, Panama

At 18 Oct 2014 06:53:36 +0000 (UTC) from Kabir Kapur

Mossfon Trust Corporation

From: Casanova Michelle [mailto:michelle.casanova@vontobel.ch]

Cc: Edison Teano - Lawyer; Jaqueline Alexander - Executive Assistant

To: 'Edison Teano - Lawyer'; Strasser Michael; Thoma Alexander

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