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ANATOMY AND
BIOMECHANICS
RELATED TO THE
IMPINGEMENT SYNDROME
CHARLES
MD
Shoulder girdle evolution, anatomy, biomechanics, and potential etiologies of impingement are reviewed. It is
apparent that shoulder impingement can occur as a secondary phenomenon in the presence of certain intrinsic
shoulder pathology.
Rotator cuff lesions frequently involve tendon degeneration.
Subacromial impingement is
believed to play a major role in this degenerative process. In addition, it is postulated that cuff degeneration
precedes subacromial impingement more frequently than is commonly believed. A multifactorial etiology in
which the relative importance of a specific element varies from case to case best explains tendon degeneration.
KEY WORDS: biomechanics, etiology, subacromial impingement
Anatomically
and biomechanically,
the human shoulder most closely resembles that of a tree-swinging,
quaAdditional modification of this condrupedal mammal.
struct was necessitated by mans bipedal upright posture.
On assumption of the erect position, a series of complex
adaptive changes were required to facilitate the exchange
of stability for mobility to improve prehension and other
the attachment
of the cleithrum
pattern
where
of a well-
From Southwest
Orthopedic
Institute,
Dallas,
and Department
of
Orthopedic
Surgery,
Baylor
College
of Medicine,
Houston,
TX.
Address
reprint
requests
to Charles
E. Neagle,
MD, 5920 Forest
Park Rd, Suite 525, Dallas,
TX 75235.
Copyright
0 1994 by W. 8. Saunders
Company
1060-l 872/94/0202-0001$05.00/0
82
Operative
Additionally,
the scapular
index,
a ratio of the
in Sports
Medicine,
Vol
2, No 2 (April),
1994:
pp 82-88
EMBRYOLOGY
The embryonic period, which comprises the first 8 weeks
of prenatal development, will be reviewed with respect to
the shoulder girdle.
By the end of the 4th week of gestation, small elevations are noted on the ventral lateral
body wall, which are termed limb buds.7 During the 5th
week, peripheral nerves grow into the limb mesenchyme.
This stimulates the development
of limb musculature;
concomitantly, the clavicle begins to ossify. The mesenthyme condenses to form digital rays, and the scapulae
enlarge and extend from C-4 to approximately T-7 during
the 6th week of gestation.
Ventral extension and external rotation of the upper limb buds are noted during the
seventh week.7 By the 8th week, the shoulder joint has
the form of the adult glenohumeral joint.7 The fetal period of prenatal development
is largely concerned with
the upper extremity, including enlargement of the structures formed during the embryonic period.
Postnatal shoulder girdle development is characterized
by the development of secondary centers of ossification.
The clavicle has two separate ossification centers, with
the lateral being more prominent.
The body and spine
of the scapula are ossified at birth, but the coracoid, glenoid, acromion, vertebra border, and inferior angle are
not. Two and occasionally three centers of ossification
are noted in the development
of the coracoid process.
The acromion has two and occasionally three centers of
ossification.
They develop during puberty and are usually fused by 22 years of age. These three separate centers are termed preacromion,
mesoacromion, and metaacromion.*,9
Failure of these centers to unite is termed
OS acromiale.
First described in the literature in 1936,
Liberson
noted a 2.7% incidence of OS acromiale; of
these, 62% were bilateral.
Best visualized on an axillary
view, the lesion is most commonly seen as a failure of
fusion between the mesoacromion and meta-acromion.
The glenoid fossa has two ossification centers. The
proximal humerus has three centers of ossification, representing the head of the humerus, greater tuberosity,
and lesser tuberosity.
PERTINENT BIOMECHANICS
Space permits a brief review of shoulder biomechanics;
thus, only those issues germane to shoulder impingement will be discussed.
Integrated motion of the sternoclavicular, acromioclavicular,
scapulothoracic, and glenohumeral joints is required for adequate shoulder girdle
function.
Twenty-six muscles are required to control
these various joints for optimal shoulder function.i*
SUBACROMIAL
BIOMECHANICS
IN IMPINGEMENT
The intricate interaction of these four joints and numerous muscles affords the shoulder more movement than
any other joint.
Thus, the soft tissues provide stability.
This allows the arm to move through 0 to 180 of elevation and approximately 150 of internal and external rotation, with anterior and posterior rotation in a horizontal
plane approaching 170.13
Shoulder motion has been a topic of controversy for
more than 100 years. In his 1934 paper, Codman14 specifically addresses this in great detail. Additionally,
he
describes a pivotal paradox.
This pivotal paradox is
best explained by the concept that three-dimensional
rotation is sequence dependent.
Glenohumeral motion results from three basic components: spin, slide, and ro11.15
Pure translation of a moving segment against the fixed
segment is termed sliding.
Here, the contact point of
the moving surface does not change; however, the corresponding fixed segment contact point does change.
Spinning motion occurs when the moving segment rotates, but the contact point on the fixed surface is unchanged.
Finally, rolling occurs when contact points on
both the fixed and moving segment surfaces change.
Arm elevation is considered to be the most important
function of the shoulder.
Relative contributions of glenohumeral and scapulothoracic motion in this respect has
received significant attention.
Initial observations relegated the first 90 of motion to the glenohumeral
contribution.
Subsequently,
an overall glenohumeralscapulothoracic ratio of 2:l was described.4
More recently, sophisticated
investigational
techniques have
depicted an inconsistent ratio during the first 30 of elevation.16 Bergmann17 summarizes the results of recent
studies in this regard.
Invariably, greater motion occurs
at the glenohumeral joint during the first 30 of elevation;
however, the last 60 occur with roughly equivalent contributions
by the glenohumeral
and scapulothoracic
joints.
An obligatory external rotation of the humerus is necessary for maximum elevation of the arm. The rationale
for this includes (1) external rotation clears the greater
tuberosity preventing impingement,
(2) rotation optimizes contact for the glenohumeral
articulation, and (3)
greater stability is noted in full elevation and maximal
external rotation compared with the elevated position.
toid and supraspinatus are considered the primary elevaTheir action is facilitated by
tors of the upper extremity.
the subscapularis, teres minor, and infraspinatus, which
This describes a force coustabilize the glenohumeral joint.
ple that allows abduction by the deltoid muscle instead of superior translation as the humerus is held in the glenoid by the
rotator cuff.
Bechto13 describes the relationship
between the supraspinatus and deltoid muscles.
A uniform decrease in
abduction strength independent of joint position was noted
along with the absence of the deltoid. In contrast, without
the rotator cuff, initial abduction strength was normal,
with a rapid decrease at elevations beyond 30. Howell
et a123 used an isokinetic dynamometer
in concert with
isolated paralysis of the suprascapular and axillary nerves
and reported different findings.
In this report, an equal
role of the supraspinatus and deltoid muscles was found
with respect to torque production about the shoulder in
the functional planes of motion.23
PATHOPHYSIOLOGY OF IMPINGEMENT
Impingement refers to the compression of the rotator cuff
mechanism by its surrounding local anatomic structures.
Specifically,
the acromion,
coracoacromial
ligament,
coracoid process, posterior superior glenoid, and fibrocartilaginous or bony projections from the anterior acromion or acromioclavicular
joint may be involved.
A number of authors during this century address
shoulder impingement.24,25
However, in Neers2* 1972
article the term impingement syndrome is advanced.
This
report emphasizes the importance of proliferative
spurs
on the undersurface of the anterior acromion.
Additionally, he emphasizes that with the arm in an anatomic
position, the biceps tendon, supraspinatus tendon, and
anterior portion of the infraspinatus tendon lie anterior to
the acromion.
In activities of daily living, where the arm
is often internally rotated, these structures become more
anterior.
With external rotation, the insertion of the supraspinatus is immediately lateral to the anterior third of
the acromion.
Hence, with elevation of the arm in internal or external rotation, this critical area passes under
the coracoacromial ligament or the anterior acromial process. With 80 of abduction, this critical area of the supraspinatus
is beneath the acromioclavicular
joint.
Thus, joint excrescences may impinge on the cuff. Additionally, the concept of a continuum of pathology from
chronic bursitis and partial rotator cuff tear to complete
rotator cuff tear is described.
Recent studies that employ more sophisticated techniques substantiate Neers conclusion that the anterior
acromion is involved
in subacromial
impingement.
Jalovaara26 used a pietzoresistive sensor and determined
that the highest pressures were found under the anterolateral acromion and were significantly higher in patients
with impingement
than in those with acromioclavicular
joint dislocation.
The pressure increased gradually with
an increase in the abduction angle; humeral rotation had
a minor effect. The increased pressure zone started approximately 14 to 18 mm posterior to the anterior margin
of the acromion.
Flatow et a127 applied stereophoto84
grammetry to investigate subacromial contact in cadavers. Soft tissue contact started at the anterolateral edge
of the acromion with the arm in neutral elevation and
shifted medially with elevation.
With respect to the humerus, the contact pattern shifted from the proximal end
to the distal end of the supraspinatus tendon with arm
elevation.
Maximal proximity of the rotator cuff tendons to the acromial undersurface occurred between 60
and 120 of arm elevation and was located at the supraspinatus insertion.
In conclusion, subacromial contact centered on the supraspinatus
insertion and increased with type III acromions.
Neer and Poppen
advanced the term supraspinatus
outlet to describe the space between the acromion, coracoacromial ligament, coracoid, acromioclavicular
joint,
and glenoid through which the supraspinatus
muscle
passes. It is their belief that narrowing of this outlet is
the primary cause of impingement.28
The coracoacromial arch includes the two scapular processes, coracoid and acromion, and the coracoacromial
ligament.
This broad, fin-shaped ligamentous structure
spans the interval between the coracoid and acromion.
The subacromial bursa contains two serosal surfaces lubricated by synovial fluid, which facilitates cuff motion
between the humerus and the coracoacromial
arch.
The rotator cuff is comprised of the subscapularis, supraspinatus,
infraspinatus,
and teres minor.
These
muscles blend together as they transverse the glenohumeral space and insert into the lesser tuberosity, the
greater tuberosity, and the transverse humeral ligament.
Rotator cuff functions include stabilization of the shoulder against the actions of the prime movers (force couple
effect) and the enhancement of glenohumeral torque during rotation and arm elevation.
ETIOLOGIES OF IMPINGEMENT
A variety of factors have been described and proposed in
the development and exacerbation of the subacromial impingement syndrome. These can be grouped into structural, vascular, dynamic, traumatic, and functional events.
Structural
Acromial shape has received significant attention with
respect to causation of the impingement
syndrome.
Earlier in this century, clinicians focused treatment on
complete or lateral acromionectomies.29
However, Neer
emphasizes the importance of the anterior acromion.
Subsequently, Aoki et aim examined acromial slope relative to a line connecting the posterior acromion with the
tip of the coracoid to determine the propensity for impingement.
They found that the acromial slope in patients with impingement
was significantly less than that
in normal volunteers.
This was confirmed by Zuckerman et a1,31 who found a significantly lower angle in cadaveric shoulders with full-thickness
rotator cuff tears
compared with shoulders having intact rotator cuffs.
Acromial shape variations occur more commonly in patients with impingement and cuff tears.21 One hundred
NEAGLE
AND BENNETT
BIOMECHANICS
IN IMPINGEMENT
degenerative tendinopathy
rather than being initiated by
impingement.
Acromial enthesopathy
appears to be
secondary to the development of partial or complete rotator cuff tears. Specifically, 34 of 36 partial tears were
observed at the articular side; 86% of these specimens
showed an abnormal undersurface of the acromion.*
Subcoracoid impingement.
Goldthwait43
raises
the possibility of a subcoracoid site of impingement.
Gerber et al@ revived interest in this earlier publication in
1985. A space occurs anterior to the coracoacromial ligament between the coracoid process and the lesser tuberosity. This space averages 8.7 mm in resting position
and decreases to 6.8 mm in flexion with medial rotation.
With flexion and medial rotation, the soft tissues in the
These tissues include the subspace becomes folded.
scapularis tendon, superior and middle parts of the glenohumeral ligament, and nearby insertion of the long
head of the biceps tendon.&
The pathogenesis of this
syndrome could be traumatic, such as avulsion fractures
of the coracoid process or lesser tuberosity or an incorrectly placed bone block to correct instability.
This space
can be crowded by a traumatic tear of the subscapularis
with calcification of this tendon.
Diffuse laxity of the
anterior capsule and ligaments allowing anterior humeral
displacement also has been implicated.45
It appears that
this proposed syndrome was frequently a consequence of
trauma, which resulted in some type of superior labrum
anterior to posterior lesion or anterior instability.
Thus,
treatment should be designed to correct these underlying
sources of pathology.
Superior
glenoid
impingement.
Attention
recently has been given to the throwing athlete who presents with posterior shoulder pain, a positive impingement sign, and signs of rotator cuff rupture.
Jobe and
Sidles6 examined 10 frozen cadaveric specimens that had
no signs of instability.
They noted an indentation in the
articular surface of the supraspinatus tendon, which represented contact with the glenoid labrum; a labral deformation by the tendon and greater tuberosity also was
noted.
Computer graphic representation
of 8 subjects
demonstrated that the greater tuberosity approached the
articular surface of the glenoid with potential rotator cuff
and glenolabrum contact. Additional findings on magnetic resonance imaging scans confirmed superior labral
contact with the greater tuberosity.
Arthroscopic confirmation in 17 throwing athletes demonstrated
impingement between the posterosuperior
border of the glenoid
and the undersurface of the tendinous supraspinatus and
infraspinatus insertions.47
All 17 patients had evidence
of a partial rotator cuff tear.
Vascular
The vascularity of the rotator cuff has been explored over
the last 50 years. Lindblom5i advances the notion of an
avascular area of the supraspinatus tendon near its insertion site at the greater tuberosity.
However, Iannotti et
a152 detected substantial blood flow in this zone of the
rotator cuff using laser Doppler.
Despite hypotheses
suggesting that this area is exsanguinated with various
shoulder motions and activities,53,s it is unlikely that this
produces sufficient ischemia for tendon damage.
However, it was demonstrated
in recent neurohistological
studies that the usually abundant blood and nerve supply
in the subacromial bursa was deficient in areas of partial
rotator cuff tears.55
AND BENNETT
Loss of glenohumeral
motion in conjunction with impingement signs can present simultaneously.
Specifically, stiffness of the posterior capsule prevents the rotation of the humeral head posteriorly on elevation.
This
causes a superior translation of the humeral head and can
potentially exacerbate impingement
of the rotator cuff
against the coracoacromial arch. Q
Jobe et a163 describe a mechanism by which glenohumeral instability can lead to secondary impingement
of
the rotator cuff against the acromion and coracoacromial
ligament.
This anterior instability also is described as a
potential mechanism for subcoracoid impingement.45
Thus, to effectively treat impingement
in this scenario,
attention must be focused on the underlying problem of
instability.
Altchek et al& demonstrated
radiographically
that a
statistically significant upward translation of the humeral
head relative to the glenoid occurs during arm elevation
in patients with chronic impingement.
This emphasizes
the rotator cuff function as the stabilizer of the shoulder
against the actions of the deltoid and pectoralis major
muscles.
Thus, cuff weakness from a suprascapular
nerve palsy, C5-6 radiculopathy,
partial rotator cuff tear,
or disuse will weaken this function.
Thus, impingement
can be initiated or exacerbated.
Functional
The remaining factors that can influence the impingement syndrome include abnormal positioning
of the
scapula secondary to thoracic kyphosis or acromioclavicular separation.
Dynamic scapular abnormalities,
as a
result of weakness or paralysis of the suspensory musculature (trapezius), can be potential factors in the development of impingement.
CONCLUSION
Numerous potential factors have been implicated as having a potential etiological role in rotator cuff lesions.
Evidence has been presented supporting each of these
factors and their potential clinical relevance.
Central to these proposed pathogenic mechanisms is
the concept of cuff degeneration.
Codmani4 concludes
that intrinsic rotator cuff degeneration is responsible for
the majority of cuff lesions.
However, Neer2r advances
the concept that degeneration is secondary to subacromial impingement in 95% of patients with full-thickness rotator cuff tears.
Structural factors in the development
of rotator cuff
impingement
have been emphasized by a number of
authors.
Aoki et a13 found a significantly
increased
propensity for impingement
with lower acromial slope
angles. Although Norris et aP6 found a significant correlation between acromial shape and the presence of a
full-thickness rotator cuff tear, no significant correlation
was found in patients with a clinical diagnosis of impingement.
The presence of an unfused acromion is
found more commonly in patients with full-thickness rotator cuff tears than in the general population.
Despite
Burns and Whipples39 belief that the coracoacromial ligament is more important than the anterior acromion in
impingement,
recent sophisticated studies using presSUBACROMIAL
BIOMECHANICS
IN IMPINGEMENT
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