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Triggering of liquefaction:
Three recurring
questions
Ross W. Boulanger
Question 1
Why are the published curves of CRR versus (N1)60 or versus (N1)60cs so
different if they are based on largely the same case history data?
0.6
Curves derived by
y
1 Seed (1979)
2 Seed & Idriss (1982)
3 Seed et al (1984) & NCEER/NSF Workshops (1997)
0.5
Cyc
clic stress ratio
4 Cetin et al (2004)
0.4
0.3
0.2
0.1
FCd5%
0.0
0
10
20
30
40
Analysis framework
Earthquake-induced cyclic stress ratio (CSR):
Seed-Idriss (1971) Simplified Procedure
CSRM ,V vc
CSRM
0.65
7.5 ,V vc 1atm
V v amax
r
V vc g d
V a
1 1
0.65 v max rd
V vc g
MSF KV
N1 60
CRRM
CNCECRCBCS Nm
c 1
7.5 ,V vc
f N1 60 , FC
N1 60 cs N1 60 ' N1 60
CRRM
7.5 ,V vc 1
f N1 60cs
Analysis framework
Framework includes 5 functions that describe fundamental aspects of
dynamic site response, penetration testing, and soil behavior:
rd = f(depth; ground motion characteristics; dynamic soil properties)
CN = f(V'v; DR; FC)
CR = f(depth; rod stick-up length)
KV = f(V'v; DR; FC)
MSF = f(ground motion characteristics; DR; FC)
(N1 )60
Depth belo
ow ground surface (m)
Where the
data are
10
20
CSRM=7.5,V=1
30
40
50
12
0.2
0.6
0.8
12
Liquefaction
Marginal
No liquefaction
16
16
M
5
0.4
FC (%)
8
12
12
16
16
20
40
60
80
100
Depth be
elow ground surface (m)
SPT N60
SPT N60
1.9
1.9
1.8
1.8
1.7
1.7
1.6
1.6
1.5
1.5
1.4
1.4
1.3
1.3
1.2
1.2
1.1
1.1
1.0
1.0
0.9
0.9
0.8
0.8
0.7
0.7
0.6
0.6
0.5
0.5
0.4
0.4
0.3
0.3
KV
CN
0
0.5
1.5
0.4
0
Boulanger &
Idriss (2004):
(N1 ) 60=10 & 20
0.5
1.0
1.5
Vertica
al effective stress, V'v /P a
0.0
0.6
0.8
1.2
1.4
1.6
Boulanger &
Idriss (2004):
(N1 )60=10 & 20
0.5
Cetin et al.
(2004) with
limit of 1.5.
1.5
Back to Question 1
Q1: Why are the published curves of CRR versus (N1)60 or versus (N1)60cs so
different if they are based on largely the same case history data?
The best way
y to address this q
question is to examine each model
in terms of how the interpretations were made for those case
histories that control the position of the correlation.
Specifically, it is essential that the derived liquefaction triggering
correlation for M = 7.5 and V'v = 1 atm be supported by the case
histories with V'v close to 1 atm.
Differences in the treatment of key case histories near V'v = 1 atm
((where
h
differences
diff
in
i CN and
d KV are smallest)
ll t) were ffound
d tto b
be th
the
primary cause of differences in the correlations.
This finding is consistent with the fact that the greatest
differences in predicted CRR values, for the conditions covered
by the case history databases, are near V'v = 1 atm.
CSR (ad
djusted to M = 7.5 & V'v = 1 atm)
Cetin et al (2004)
M = 7.5; V'v = 1 atm
03
0.3
0.2
01
0.1
0.0
0
10
20
30
40
(N1)60cs
Earthquake
Kobe #6
Kobe #7
Rail Road #2
10
11
CSR (ad
djusted to M = 7.5 & V'v = 1 atm)
0.4
Cetin et al (2004)
M = 7.5; V'v = 1 atm
03
0.3
2
5
3
4
0.2
7
8
9
11
01
0.1
10
0.0
0
10
20
30
40
(N1)60cs
Profile across the failure zone at Miller Farm (south of Pajaro river)
during the 1989 Loma Prieta Earthquake (Holzer et al. 1994)
Profile across the failure zone at the Malden Street site during the 1994
Northridge Earthquake (Holzer et al. 1998)
10
Cetin et al (2004)
Point 2:
Malden
Street,
Unit D
11
12
Point 2
Malden Street
Point 3
Kobe No. 6
Point 10
Shuang Tai Zi R.
13
CSR (ad
djusted to M = 7.5 & V'v = 1 atm)
0.4
Data and parameters from
Cetin et al (2004); Points 1, 2, 3 & 10
were designated as "No Liquefaction"
by the original investigators of
these sites; Cetin et al (2004) listed
these as "Liquefaction" sites .
Cetin et al (2004)
M = 7.5; V'v = 1 atm
03
0.3
2
5
3
4
0.2
7
9
11
01
0.1
10
0.0
0
10
20
30
40
(N1)60cs
rd value
es computed using Cetin et al'ss equation
(only for ccases without site response ca
alculationss)
0.9
0.8
0.7
0.6
0.5
0.4
0.3
0.3
0.4
0.5
0.6
0.7
0.8
0.9
Discrepancy between rd values used in the Cetin et al (2004) database and the rd
values computed using their referenced rd equation
14
Cetin et al (2004)
M = 7.5; V'v = 1 atm
03
0.3
2
3
5
0.2
6
11
7
9
10
01
0.1
0.0
0
10
20
30
40
(N1)60cs
12
14
16
18
20
22
Depth below
w ground surface (m)
CSR (ad
djusted to M = 7.5 & V'v = 1 atm)
0.4
16.3 kN/m3
(104 pcf)
f)
vs
18.3 kN/m3
(116 pcf)
10
12
15
CSR (ad
djusted to M = 7.5 & V'v = 1 atm)
0.4
Cetin et al (2004)
M = 7.5; V'v = 1 atm
03
0.3
2
5
3
4
0.2
7
8
11
01
0.1
10
0.0
0
10
20
30
40
(N1)60cs
16
Avg
depth Depthto
(m)
GWT(m) Vvc(kPa) V'vc(kPa)
3.3
4.3
6.3
7.3
8.3
Averages:
5.8
3.2
3.2
3.2
3.2
3.2
(Nm)
(N1)60
CB
CE
CN
CR
CS
FC(%)
(N1)60,cs
1
1
1
1
1
1.22
1.22
1.22
1.22
1.22
1.26
1.16
1.02
0.96
0.92
0.85
0.95
0.95
0.95
1
1
1
1
1
1
0
0
12
0
0
10.4
28.2
39.8
25.6
23.4
Average=
21.9
62
82
124
144
165
60
71
93
104
114
8
21
32
23
21
10.4
28.2
37.7
25.6
23.4
113
87
18.3
21.9
17
0.4
Cetin et al (2004)
M = 7.5; V'v = 1 atm
0.3
2
5
0.2
7
8
11
0.1
10
0.0
0
10
20
30
40
(N1)60cs
0.4
Data and parameters from
Cetin et al (2004); Changes to
Points 1 -- 11 described in text.
0.3
2
5
0.2
7
11
0.1
6
8
9
10
0.0
0
10
20
30
40
(N1)60cs
18
CSRM=7.5,
'v = 1atm
Back to Question 1
Q1: Why are the published curves of CRR versus (N1)60 or versus (N1)60cs so
different if they are based on largely the same case history data?
0.6
Curves derived by
1 S
Seed
d (1979)
2 Seed & Idriss (1982)
3 Seed et al (1984) & NCEER/NSF Workshops (1997)
0.5
Cy
yclic stress ratio
4 Cetin et al (2004)
0.4
0.3
0.2
0.1
FCd5%
0.0
0
10
20
30
40
19
Back to Question 1
The Cetin et al. triggering correlation, if it were
updated after correcting the above problems,
would be expected to move close to the IdrissBoulanger correlation at overburden stresses
of 0.65-1.5 atm.
This would also cause the Cetin et al. KV
relationship to become flatter because it is
regressed as part of their analyses and higher
CRR values at higher confining stresses would
dictate a flatter KV relationship.
Back to Question 1
The combination of these changes would be
expected to reduce the degree to which the
Cetin et al. procedure predicts significantly
smaller CRR values than the other liquefaction
triggering correlations as depth increases.
Until these issues are addressed, however, the
Cetin et al. procedure should not be used.
20
Question 2
Q2: Can we treat these differences as "epistemic"
uncertainty and hence use all models with "assigned
weights"?
No, the flaws in the Cetin et al (2004) correlation
should not be confused with "epistemic"
uncertainty. The Cetin et al correlation should
not be used with any weight.
Th
The examination
i ti just
j t summarized
i d emphasizes
h i
the need to fully examine any model and its
justification before it is adopted for use.
Question 3
Q3: How should we evaluate liquefaction at depths that
exceed those represented in liquefaction case
histories?
Two critical parameters affecting liquefaction
potential with depth are CN and KV.
Studies at Perris Dam provide valuable data on
CN at large depths
Studies at Duncan Dam provide a valuable check
on the complete liquefaction analysis procedure
for large depths.
21
CN
Pa
c
V vo
d 1.7
0.784 0.0768
N1 60
Aerial photo and boring locations at Perris Dam (Wehling & Rennie 2008)
22
SPT data by location and percentile groupings (Wehling & Rennie 2008)
0.8
Exponent m
CN = (Pa /V'v )
0.6
Idriss & Boulanger (2008)
[using (N1)60 as input]
0.4
0.2
Perris
e s da
dam foundation
ou dat o
(Wehling & Rennie 2008)
0
0
20
40
60
80
Exponentt m
CN = (Pa /V'v )
0.6
Idriss & Boulanger
g ((2008))
0.4
0.2
Perris dam foundation
(Wehling & Rennie 2008)
0
0
20
40
60
80
23
CN
0
0.5
CN
1
1.5
2
(N1)60cs=40
4
(N1)60cs=30
1.5
0.5
(N1)60cs=20
(N1)60cs=10
8
(N1)60cs=4
0.5
1
(N1) 60cs=30
1.5
(N1)60cs=4
(a)
10
(b)
2
Duncan Dam
The investigations carried out at Duncan Dam (Special collection
of papers in the Canadian Geotechnical Journal, 1994) are helpful
in assessing the application of liquefaction triggering procedures
to large depths.
24
Duncan Dam
Frozen sand samples obtained from Unit 3c at the toe, and tested
at confining stresses of 2 to 12 atm.
Table 5.2. Summary of SPT and laboratory test data for Duncan Dam
V'v
(kPa)
200
400
600
1200
SPT data
N60
CN
(N1)60
(N1)60cs
DSS tests
Lab
Field
CRRN=10 CRRM=7.5
Triaxial tests
Conversion to V'v = 1 atm
Lab
Field
Field
Field
KV
CRRN=10 CRRM=7.5 CRRM=7.5
CRRM=7.5,V=1
0.70
0.50
0.42
0.30
11.5
13.3
14.1
14.7
11.6
13.4
14.2
14.8
0.14
0.149
0.143
--
0.169
0.171
0.168
0.170
16.4
26.5
34.0
49.1
0.118
0.126
0.121
--
0.121
0.123
0.120
0.122
0.120
0.124
0.120
0.122
0.93
0.86
0.81
0.73
0.128
0.145
0.149
0.168
Notes:
(1) Original data from Pillai and Byrne (1994).
(1994)
(2) Average ratio of CRRDSS/CRRTX = 0.85 is used to convert triaxial test results to field simple shear conditions.
(3) Cyclic strengths multiplied by 0.937 to convert from 10 to 15 equivalent uniform cycles (based on slope of
CRR versus number of uniform cycles curves).
(4) Cyclic strengths multiplied by 0.90 to convert from 1D to 2D cyclic loading conditions.
(5) Final value for field CRRM=7.5 taken as average of strengths from DSS and Triaxial tests.
Duncan Dam
SPT-based prediction of CRRM=7.5 versus depth (confining stress)
depends on combination of triggering curve, CN, and KV.
0.6
Curves derived by
y
1 Seed (1979)
2 Seed & Idriss (1982)
3 Seed et al (1984) & NCEER/NSF Workshops (1997)
0.5
Cyc
clic stress ratio
4 Cetin et al (2004)
0.4
0.3
0.2
0.1
FCd5%
0.0
0
10
20
30
40
25
Duncan Dam
Pillai & Byrne (1994) used the Seed et al. (1984) triggering curve,
in-situ SPT data, and laboratory test data on frozen sand samples
to derive site-specific CN and KV relationships.
KV
CN
0
0.2
0.4
0.6
0.8
1.2
Boulanger &
Idriss (2004):
(N 1 )60=10
4 (N ) =20
1 60
0.4
0.6
0.8
1.2
0.2
Kayen et
al (1992)
8
Liao & Whitman (1986)
10
2
4
Pillai & Byrne
(1994)
6
8
Boulanger &
Idriss (2004):
(N1 )60=10
(N1 )60=20
10
(a)
(b)
12
12
Duncan Dam
CRRM=7.5 predicted using the Pillai & Byrne (1994) site-specific
relationships with the Seed et al. (1984) triggering curve.
SPT N60 values
0
10
20
30
40
(N1 )60
50
60
10
CRRM=7.5
20
30
10
10
10
12
12
0.1
0.2
0.3
Vertical e
effective stress (atm)
Duncan Dam
D
D
- Unit
U it 3c:
3
(Pillai & Stewart 1994)
12
Computed using relations by Pillai & Byrne (1994)
CRRM7.5 from TX & DSS tests on frozen samples (Pillai & Byrne 1994)
26
Duncan Dam
CRRM=7.5 predicted using the Idriss & Boulanger (2004, 2008)
liquefaction triggering procedures.
SPT N60 values
0
10
20
30
40
(N1 )60
50
60
10
CRRM=7.5
20
30
10
10
10
12
12
0.1
0.2
0.3
Vertical e
effective stress (atm)
Duncan Dam
D
D
- Unit
U it 3c:
3
(Pillai & Stewart 1994)
12
Computed using relations by Idriss & Boulanger (2008)
CRRM7.5 from TX & DSS tests on frozen samples (Pillai & Byrne 1994)
Duncan Dam
CRRM=7.5 predicted using the NCEER/NSF (Youd et al. 2001)
liquefaction triggering procedures.
SPT N60 values
0
10
20
30
40
(N1 )60
50
60
10
CRRM=7.5
20
30
10
10
10
12
12
0.1
0.2
0.3
Vertical e
effective stress (atm)
Duncan Dam
D
D
- Unit
U it 3c:
3
(Pillai & Stewart 1994)
12
Computed using relations by NCEER/NSF (Youd et al. 2001)
CRRM7.5 from TX & DSS tests on frozen samples (Pillai & Byrne 1994)
27
Duncan Dam
CRRM=7.5 predicted using the Cetin et al. (2004) liquefaction
triggering procedures.
SPT N60 values
0
10
20
30
40
(N1 )60
50
60
10
CRRM=7.5
20
30
10
10
10
12
12
0.1
0.2
0.3
Vertical e
effective stress (atm)
Duncan Dam
D
D
- Unit
U it 3c:
3
(Pillai & Stewart 1994)
12
Computed using relations by Cetin et al. (2004)
CRRM7.5 from TX & DSS tests on frozen samples (Pillai & Byrne 1994)
KV
1
(N1 )60 = 5
15
25
0.5
Cetin et al. (2004): From Bayesian regression
of SPT-based liquefaction triggering database
0
0
10
28
Back to Question 3
Q3: How should we evaluate liquefaction at depths that exceed
those represented in liquefaction case histories?
Back to Question 3
Q3: How should we evaluate liquefaction at depths that exceed
those represented in liquefaction case histories?
29
Summary
Three recurring questions regarding assessment of liquefaction
potential were addressed.
1. Why
y are the p
published curves of CRR versus ((N1)60 or
versus (N1)60cs different so different if they are based on
largely the same case history data?
2. Can we treat these differences as "epistemic"
uncertainty and hence can use all models with
"assigned weights"?
3 H
3.
How should
h ld we treat
t
t liquefaction
li
f ti att depth
d th exceeding
di
those included in liquefaction case histories?
Questions?
Ross W. Boulanger
30