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____________________
August 3, 1994
____________________
TORRUELLA,
Circuit Judge.
______________
of 1964, 42 U.S.C.
This
action
involves
Plaintiff-Appellant, Donna
Hoeppner, alleges that she was fired because she reported several
incidents
of sexual harassment
court granted
summary judgment
to her
employer.
in favor of
The district
Hoeppner's employer
and we affirm.
I.
I.
Defendant-Appellee,
BACKGROUND
BACKGROUND
Crotched
Mountain
Rehabilitation
of
multiply handicapped
instruction
children and
young
of a
employment.
classroom
at the
school
Hoeppner was in
throughout her
term
of
CMRC
administrators
classroom and
about
supervision
of, the
genuineness
of
existence
were
in December of
some
about
poor
Hoeppner
of
contests the
her prior
to her
management
communication
these complaints,
of others, but
made about
Hoeppner's
Hoeppner's
TAs.
and
of
her
with,
and
validity and
questions
the
discharge and
prior
There is also
to her
of 1990.
-2-
Subsequently,
on November
1,
1990,
Hoeppner reported
several
On November 9,
discharged
Hoeppner
on
the
ground
that
Hoeppner
had
during
the probationary
ground is merely
termination:
period.
a pretext
recount the
evidence
that this
reason underlying
Hoeppner maintains
her
Before we
events in
more
detail.
CMRC's
Principal,
Principal,
Archibald
Barbara
Campbell, state
Cohen, and
in
its
Assistant
affidavits that
they
several occasions.
Cohen
attests that in
December of 1989,
the TAs
Hoeppner's TAs
meeting
meeting was
a routine
Even
In her affidavit,
afterschool discussion
of classroom
according to
Hoeppner's
-3-
account, however,
the TAs
that
on February
12, 1990.
problems
as
with
fully
her
category entitled
example,
the
Cohen.
satisfactory, although
classroom
evaluation
it
that
more
open to
however, that
Subordinates," for
"personal
been strained"
input from
She alleges,
Under
Hoeppner's
assistants have
to be
noted several
management abilities.
stated
teacher
Hoeppner needed
Hoeppner signed
relationships with
that
and
the TAs.
discussing it with
the negative
comments were
about the
way Hoeppner
Cohen subsequently
scheduled a
was treating
meeting
Sometime prior to
them.
for July
July of
Campbell and
31, 1990,
to
alleges that she reported both Beetcher and LaBelle to CMRC for a
variety
of inappropriate
conduct, including
physical abuse
of
31 meeting
was attended by
Cohen, Campbell,
memorandum
documenting her
version
of the
various
complaints
-4-
about
in the
. . .
As a result
is inadequate."
meeting,
Hoeppner
nor
complained
does
about
alleges
complaints in
the
Cohen concluded
two TAs
she
dispute
that
her supervision
that
of
Beetcher and
Beetcher
the
LaBelle
classroom.
LaBelle
Rather,
fabricated
and
their
act of reporting
for misconduct
and abusing
students.
CMRC placed
Cohen
the
Hoeppner on
probation on August
Hoeppner
probation.
with the
The
consequences of the
"Disciplinary
form states
8, 1990.
that
Action
Form" documenting
the probation
the
resulted from
TAs.
The form
also
listed five
changes involving
Hoeppner's
behavior.
behavior
does
may/will be taken:
signed
employee
the form
The
not
form concluded
improve,
with the
further
statement:
disciplinary
comments.
not write
Hoeppner
anything in
objects
to the
the
action
Hoeppner
space for
validity
of the
assertions contained in the form and alleges that CMRC placed her
-5-
states
in
her
that
Hoeppner's
Pam Flannery,
affidavit
complained to
and supervision on
She
her about
October, 31,
complaints,
including
allegations
relationship
with another
espoused
Hoeppner, was
to
Cohen states
one
that
of her
causing
Hoeppner's
TAs,
trouble
intimate
Glenn Loucks,
in the
now
classroom.
was in
chaos.
Hoeppner claims
Flannery's
statement while
it was
administration solicited
pressuring Flannery
CMRC.
Hoeppner alleges
that
to stay
a Residential Counselor
the
of dubious
at CMRC, makes
CMRC
Education
Staff
Development
Chair,
____________________
1
According to Hoeppner, Flannery's statement is allegedly
contradicted by a subsequent October 9, 1992 letter by Flannery
denying that the alleged incidents of sexual harassment had
occurred in Hoeppner's classroom.
In the October 9 letter,
Flannery does state that "we all worked very well together" in
the classroom, however, she also states in the same letter that
the relationship between Loucks and Hoeppner
"was causing
friction and tension in [Hoeppner's] staff."
We
see no
contradiction
between Flannery's signed
statement and her
subsequent letter.
-6-
On
incidents
November 1, 1990,
of
sexual
Hoeppner first
harassment
to CMRC.
made several
three inches
her breasts
connotations.
not
anything
could
that
harassment.
Campbell
harassment was
investigation of
Cohen
acceptable and
be
Waters
the
investigation,
her of
the
did
claims
that
between November 2
would
different account
sexual
that
Waters
that
Waters should
by
Hoeppner
not
as
do
sexual
they
conduct
any
further
their conversations
despite
CMRC administration
what they
Campbell and
told
interpreted
nor
his crotch
sexual
incident beyond
Hoeppner
informed
and
Waters,
against
Waters.
her back.
informed
toward her,
action
overtures
Cohen spoke
Hoeppner
sexually inappropriate
including touching
reported several
promising
did
do, or
nothing and
had
done, about
with
full
never
the
incidents.
CMRC
discharged Hoeppner
on November
9, 1990,
three
days after her probationary period ended and eight days after she
reported the incidents
final
of sexual harassment.
performance evaluation
written
-7-
by Cohen
According to
the
upon Hoeppner's
testimony,
in
response
to
Disciplinary
the
Action
does
criticisms
Form
that the
claim, however,
leveled
accompanying
not feel
In deposition
that
by
Cohen
Hoeppner's
in
probation
criticisms were
she
did
the
valid.
make changes
in
that, in
maintains
that
there
were
asserts that
no
the criticisms
of several current
significant
and
She proffered
of CMRC who
who assert that Hoeppner did not have any problems with the staff
in
her classroom.
supervisors,
work
in
complaints
threaten
Hoeppner also
Cohen and
the
classroom.
against
her,
CMRC by reporting
Campbell,
CMRC's
motive
Hoeppner
for
claims,
incidents of abuse
Hoeppner's
fabricating the
was
to
implicitly
"making waves" at
of students, by
reporting
to
organize a union at
and
past
employees assert
trying to
keep its
in
Loucks.
Several
current
that
CMRC was
their affidavits
incidents of
student
-8-
abuse
so that
the
incidents could
CMRC's
school.
One
employees
was
hidden from
reputation.
regarding
be
Several
efforts
affiants make
to
discourage
affiant claims
to
falsify
that
state
the tarnishing of
similar accusations
unionization
CMRC's method
complaints
the
against
of
them
at
the
silencing
and
then
claim
and
the
issue
district
court
case on
on
Hoeppner's
summary judgment.
the
question
discharged
Hoeppner
because
concluded
that there
was a
rejected
CMRC
of
whether
"reasonably
problem in
The court
CMRC
found no
wrongfully
and justifiably
plaintiff's classroom."
were
up a retaliatory motive.
pretext to
evidence of a causal
ANALYSIS
ANALYSIS
a claim
of
retaliatory discharge
under
that:
(1) she engaged
in a protected activity as
was subsequently
causal
connection
discharge.
Ramos v.
_____
between
the
protected
activity
and
the
43, 48 (1st
-9-
v. Ameritech
_________
VII, Morgan
______
186,
after she
because Hoeppner
901 F.2d
was discharged
there is no dispute
first two
is
Hoeppner failed
whether, as
the
present sufficient
district court
found,
to
judgment.
whether
the evidence
reason
or motive for
To
put
in the
it another
record can
firing Hoeppner
way,
the issue
show that
was Hoeppner's
is
CMRC's true
report of
sexual harassment.
Because we are reviewing
we must determine whether
interrogatories and
the light most
genuine
affidavits offered
favorable to the
issue of
material
in this case,
viewed in
fact regarding
the
existence of
subsequent discharge.
v. FMC Corp.,
_________
985 F.2d
Fed.
625,
626 (1st
Cir.
846
F.2d 103,
105
1993); Oliver
______
(1st Cir.
v.
1988).
is such that a
return a verdict
for
the nonmoving
party.'"
Oliver, 846
______
Anderson
________
Although
the
party opposing
the
F.2d at
U.S.
motion
105 (quoting
242, 248
(1986)).
for summary
judgment
nonmovant "may not rest upon mere allegations; [he] must set
forth specific
for trial."
Id.
__
the plaintiff
cases, where
subjective evidence of
with
"unsupported allegations
--
and
speculations," but
rise
to an
in affidavits and
inference
of
discriminatory
was ultimately
Hoeppner
caused
acknowledges that
by the
CMRC.
later discharge,
sexual harassment
the complaints
Hoeppner so that
against her
report.
and her
complaints
and
placed
reporting
efforts,
her on
staff
and
probation in
abuse
of
order
students,
otherwise "making
to discourage
her from
supporting Loucks'
waves"
at
CMRC.
union
Instead
of
-11-
remaining silent,
reason
for her
threats by CMRC
As a result, Hoeppner
discharge,
was a
"significant
and final
Hoeppner's
theory
of
the
causal
connection
required
under Title VII, Hoeppner would not have been fired but
for
sexual
harassment
threats
to remain
her
implicit
report because
she
quiet only
the point
when she
reported
at
involving Waters.
defied
CMRC's
sufficient evidence to
of
the
causal
connection between
discharge.
remains
Consequently, no
for trial.
unsupported
genuine
without any
incidents, and
895.
report
consists mainly
facts" such
supporting testimony."
Specific facts
fact
of
as
Lipsett,
_______
several
chain of causality:
(1)
fabricated
abuse
subsequent
of material
"specific
and her
issue
Hoeppner's "evidence"
allegations
"names, dates,
864 F.2d at
her
negative teacher
of students
at the
evaluations
school; (2)
in order
to cover
that CMRC's
up
practice of
-12-
silencing teachers
to cover
up
taking
actions
harassment; and
such
fabricated
Hoeppner herself,
action,
reporting
to
the
instituted
sexual
in Hoeppner's Title
one
against
discharge after
establish any
of
practice of threatening
Hoeppner's
report.
third element
her failure
incidents
complaints was
resulting in
extended to
teachers through
crucial to the
as
student abuse
links are
VII cause
of them
she
dooms
of
her
objection to
Ramos,
_____
936
remain
CMRC's motion
F.2d at
largely
documentation
49
for
summary judgment.
(noting
conclusory
necessary to
See,
___
that plaintiff's
and
prove
lacking
in
the causal
e.g.,
____
"accusations
the
concrete
link between
her
evidence showing that CMRC had problems with the mistreatment and
abuse of students by staff members.
although
a scintilla,
perhaps little
more than
that CMRC
public,
maintain
either to
regulators.
Hoeppner's
further
to silence them,
than unsubstantiated
its reputation
claim
or
that
from the
to avoid
CMRC
was
state
fabricated
however, is
allegations.
supported by
nothing more
Brown, a
silencing practice
without
noting any
specific names,
-13-
dates
or incidents.
Glenn
Loucks claims in
sometime
in November
of 1990,
"after attempting
agency.
meant not
[sic]"
to talk
That
I had
breaking client
to follow [CMRC]
to a
P.C., Barbara
child abuse to
policy and
confidentiality to any
that
state agency.
practice of silencing
that Loucks
any actions
Loucks'
allegation
does
He makes
as a
not
administrators fabricated
them quiet.
support
complaints
CMRC
More importantly,
the
claim
that
CMRC
to
keep
against teachers
no mention of
of
fabrication or threats
to
that
CMRC's past
Director, states in
Director of
Psychology,
directly to state
Although this
normally
raise
practice
of
is the
a triable
CMRC,
the
authorities in violation
type
issue of
practice
of "incident"
fact
is
not
as to
one
of CMRC
that might
an established
which
involves
quiet.
No
allegations
are made
that
CMRC
fabricated
Grassi's
retaliatory discharge of
evidence
Russell
from the
herself
people
-- that
involved in
would
the incident,
enable
including
reasonable
jury
to
alleged
against
practice
teachers
students.
to
by
CMRC to
prevent
them
from
false
complaints
reporting
abuse
of
fabricate
remember
talking about
these
he
spoke with
that
CMRC
had a
practice
fabricating
complaints
chain
report:
connecting her
discharge
the sexual
harassment
that
Hoeppner
engaged
in,
harassment report
In
Hoeppner
other
to
link in
to outside
actions
words,
has
not
such
as
filing
of her TAs
established
a sexual
for misconduct.
that she
did
anything that
would cause
CMRC to fabricate
complaints against
her.
Aside from
case,
there is nothing in
subsequent
complaints
Hoeppner in this
of
sexual
any previous or
harassment filed
by
CMRC
-15-
employee,
or
retaliate,
about
regarding
against other
sexual
CMRC's
employees
harassment.
Thus,
retaliation,
who
or
threat
might have
Hoeppner
has
to
complained
presented
no
issue
by one of his
TAs.
Although
the TA
They also
gave me a
disciplinary action
man or
in which they
blamed
to be effective on
June 30th."
nearly
itself
allow a
This single
incident, occurring
reasonable
jury to
conclude
would not by
that CMRC
had
reported
sexual harassment at
defeat a
was fired.
To
in
support
insufficient; there
must
of the
plaintiff's
be evidence
plaintiff."
position
on which
will
the jury
be
could
477 U.S. 242, 252 (1986); see also Serrano-P rez, 985 F.2d
________ _____________
627; Milton
______
961 F.2d
965, 969
(1st Cir.
-16-
1992).
create
Tardiff's
incident is
a triable issue as
too remote
and too
to the fabrication
isolated to
of the complaints
against Hoeppner.
Hoeppner
to provide
evidence that
at
action by
probation.
for misconduct
this
several
occurred after
Hoeppner,
after
CMRC
wrote
evaluation
which mentioned
classroom,
and possibly
led to
1990.
Because
already complained
Hoeppner's
first
TAs
about
performance
some of
the problems
in Hoeppner's
even after
Beetcher and
LaBelle first
placing
she reported
in July of
TAs had
have
CMRC's fabrication
of
the initial
could
complaints
against Hoeppner.
was attempting
Hoeppner's
a union
at CMRC.
Several
of
However,
the
discourage unionization or
record contains
no
evidence
union
that
Cohen
Glenn
Hoeppner had an
in the
Cohen or
any
other
CMRC
administrator
Hoeppner.
The record
imputed
is also
Loucks'
devoid
union
of any
activity
to
indication that
let alone that CMRC knew about any union activities before August
of 1990, when Hoeppner was put
no evidence
that Cohen or
on probation.
anyone else
after Hoeppner's
union
animus
motivated
at CMRC
knew about
probation.
There is similarly
Thus, there
to fabricate
of 1990,"
is insufficient
a genuine issue as to
CMRC
the
whether anti-
complaints
against
evidence from
which a
Hoeppner.
In
reasonable
sum, there
is insufficient
CMRC had
like
Hoeppner,
harassment, or
a practice
made
of retaliating against
reports
that Hoeppner
of
TA
teachers who,
misconduct
herself engaged in
and
sexual
any activities
that would cause CMRC to fabricate the complaints against her and
her
subsequent
necessary
probation.
Thus,
two
important causal
links
for her Title VII action are missing from the evidence
in the record.
3.
crucial
sexual
link in the
harassment
causal chain
and
her
discharge:
that
CMRC's
report of
alleged
the subsequent
continued to make
affidavits stating that Hoeppner was a good teacher, that she did
not have problems in
with,
that the
her TAs,
troublemakers
evidence
and
in Hoeppner's
TAs
classroom.
previous
occasions,
underpinnings
of
proffered
the employer
by
the
Look, 810
____
at
48.
also fabricated.
"evidence
reasons
Hoeppner
themselves were
is
for
wants
this
the
[employment
insufficient,
the
As we
contesting
the
really
have held
factual
decision]
without more,
to
F.2d 12, 15 (1st Cir. 1987)); see also Ramos, 936 F.2d
________ _____
Hoeppner
discharging
her
cannot
were
establish
merely
that
CMRC's
pretext
for
reasons
for
impermissible
employer's]
must
action."
provide
complaints
some
were
purposefully
waves.
indicate
with
See
___
the
that
the
intent
of
be
unless
shown both
proved to
be 'a
that the
fabricated
to make
reason cannot
it is
evidence to
Rather, Hoeppner
pretext for
discrimination'
reason was
false,
that "a
and that
Title VII
-19-
that
the
employer's
action
was
the
product
of
unlawful
explanation of
F.2d
at
articulated reasons
not
suffice
48 (noting
for taking
to meet
the
discriminatory intent).
CMRC's motives, Hoeppner's
not believable");
refuting
the
action against a
plaintiff's
burden of
employer's
plaintiff does
demonstrating
good teacher
and
provide
has failed
affidavits from the complaining TAs stating that they did not
the alleged
lying by
fact
Hoeppner provides
that
complaints or
CMRC administrators.
neither
classroom to verify
Cohen
they were
the TAs'
pressured into
nor Campbell
that
complaints.
formally
This
to the
observed
fact may
her
imply
the complaints.
observations more
CMRC
easily than
the complaints of
third parties,
their own
In
fact,
could not
-20-
Hoeppner
alleges
that
TAs
Beetcher
and
LaBelle
negative evaluations.
lied
to
Campbell
believed
least,
and Cohen
Hoeppner had
that
The
event,
Hoeppner's
report
several of
first
implies
TAs,
that
than
TAs'
CMRC
itself,
probation.
complaints, as
evaluation,
Cohen
classroom or,
allegedly undeserved
the other
and LaBelle
Campbell and
managing her
rather
performance
would tend to
problems
Hoeppner's
If true, this
preceded
at
were
In
well as
Hoeppner's
in retaliation for
Hoeppner's
attempts to
cast doubt on
the negative
reports of Hoeppner's
had begun.
coerced
Hoeppner
Flannery's
Pamela Shea
that CMRC
signed
affidavit
statement
and
another
Hoeppner's classroom.
allegations are
statements
sufficient
to
We do
not think
invalidate the
Even if
these
first-hand
fabricated
the
prior
complaints
-21-
against
Hoeppner
and
Hoeppner's probation.
In
sum, even
if
a factual
issue
exists as
to
the
that
her
discharge
was causally
related
to
the
-22-