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____________________
No. 95-2266
KOFI DODI,
Plaintiff - Appellant,
v.
Defendant - Appellee.
____________________
____________________
Before
_____________________
Ross and Sullivan & Worcester LLP were on brief for appellee.
____
________________________
____________________
Per
Per
Curiam.
Curiam.
Appellant-defendant
Kofi
Dodi ("Dodi")
appeals
the
district
court's
decision
granting
defendant-
had
42 U.S.C.
2000e-3(a),
discrimination on
and Mass.
Dodi
Gen.
L. ch.
151B
alleging
Against
Discrimination ("MCAD").
two
affidavits
and
before us are
portions
of
his
Opposition
to
Summary
BACKGROUND
BACKGROUND
court
favorable to the
nonmovant.
Dodi is
1989
In December
A white
Tax and Compliance unit, a position Dodi desired, and which title
he
appointment.
Dodi
prior to
the reorganization
and Whalen's
of Putnam Investor
Services.
-2-
including
After
he
he contends
that
his appointment
was
an effective
demotion, while
Putnam
In May
and national
his
with MCAD
origin.
performance
a charge
After he
reviews
declined
--
his
rating
alleging
of his race
rating in
dropped
to
between
Dodi and
his supervisors.
Dodi
contends that
he was
excluded from
of the complaint.
Putnam fired
complaint
ten
He filed a second
lack
of probable
cause, a
decision it
affirmed in
January of
1993.
which
made
discovery requests
motion
Putnam
The parties
Putnam
In
filed a
June 1995,
strike
contained
attachments.
an
At a
affidavit
(the
"first
hearing in
July
1995, the
affidavit")
with
district court
It granted
-3-
July
Dodi
Putnam's
filed
motion
supplemental submission
to
strike,
"second affidavit").
including
In August,
in
In late
opposition
another affidavit
Putnam
moved to
strike
to
(the
the
Putnam's motion for summary judgment and its motion to strike the
second affidavit.
STRICKEN SUBMISSIONS
STRICKEN SUBMISSIONS
We begin
erred in
striking the
affidavits and
his Opposition
since, if
they were admissible, they would form part of the record on which
56(c).
We
review the
would be
evaluated.
See
___
Fed. R. Civ.
P.
to strike
for
abuse of
discretion.
See
___
it
will consider in
Green, 76 F.3d
_____
at 23 ("The
district
deciding a motion
denied sub nom. Ramsdell v. Machias Savings Bank, __ U.S. __, 116
_______________ ________
____________________
S.
Ct. 913
U.S.
____
"shall be made
would
that
on personal
be admissible
in evidence,
therein."
such facts
as
and shall
show affirmatively
to testify to
-4-
them.
Cf.
___
the
401 (1st Cir. 1988) (affirming that affidavit which does not meet
a genuine
795 F.2d
1102, 1110 (1st Cir. 1986) (holding that where receipts submitted
to
support
opposition
to
summary
judgment
constituted
Having briefly
relevant legal
argument.
framework, we turn
to the particulars
of Dodi's
Dodi's statement
of
conversations."
Dodi seeks
second affidavit
in support of
to rely
on
a paragraph
his assertion.
We do
from his
not find
____________________
court
they
been struck
the admissible
and whether
portions or
except
to determine whether
there is
admissible
therefore,
that
discusses,
whole are
as a whole
for
cite any
the
authority.
portions
he
with no developed
argument or
United States v.
______________
Zannino,
_______
-5-
1,
specifically
affidavits as a
perfunctorily on appeal
895 F.2d
We find,
17 (1st
waived.
Cir.),
See
___
cert.
_____
the
affidavit.
The statements in
lack specificity.
evidence, it
would
conclusory and
be
harmless, for
the
imitation
does
not
Merit Raises:
_____________
statement in
merit,"
the Opposition
Dodi
meant, or
district
struck
Dodi's
raises based
on
how and on
claims that
court
that he "received
what "merit"
given.
The
statements from
raises were
the stricken
second
He also points to a
computer
History
printout
entitled
"Salary,
Increase
&
Performance
court struck as
part of the
as a memorandum sent to
that
We find
these documents.
business
record
exception
to
the
hearsay
rule.
be
The
a "memorandum, report,
it is
made
at or
near
the time
by, or
from
kept
conducted
in the
course of
business
activity,
and
that
if it
was
the regular
business
activity
practice of
to
make
the
or
data
by
the
-6-
memorandum,
report,
compilation,
all
testimony
the
of
record,
as
shown
custodian
or
other
qualified witness . . . .
Fed.
R. Evid.
803(6); see,
___
e.g.,
____
E.E.O.C. v.
________
Alton Packaging
_______________
the required
misunderstands
memoranda,
the application
reports, and
statements, in claiming
him
of
record
the rule,
or data
that it covers
First, Dodi
which applies
compilation, not
second affidavit.
to
oral
to
documents are
course
of
its
routinely generated
business" falls
discovery
out
by Defendant in
far
short
of
laying out
the
Third,
says he received it
the ordinary
although he
on January
that
claim
Fed.
R. Evid. 801(d)(2)(D).
made
Mere
-7-
were so
Even if
however, the
not have
"merit"
meant.
affidavit, Dodi
training
merit
In
discretion
the
cited
portion
of
his
to
second
raises
employees."
as
reward
for
satisfactory
statement.
abused its
what
as he
performance
by
claims, since it
was an
oral
"[a] memorandum,
report,
record,
admission,
or
since
data compilation").
he
has
not
Nor
addressed
is
the
it a
party
foundational
EEO-1 Report:
____________
erred
in striking
corresponding
1993
portion of
evidences that
existed.
EEO-1
report
the first
of
Putnam,
affidavit, which
he reasonably believed
that race
and
the
he claims
discrimination
(Dodi
does not
specify what
accurate copy of
see
how
suffices
the fact
law), and
that it
is a
that a
to authenticate
document
was presented
the document
or lay
true and
We fail to
in discovery
the foundational
or Rule 801(d)(2)(D).
At
any rate,
-8-
even if the
error,
district court
erred, it would
have been
harmless
retaliation cause
of action, which
is his
sole
Swinney Memorandum:
___________________
Dodi
submitted a
memorandum he
wrote to
complained
about
his treatment,
discrimination claim.
on hearsay
in
connection
grounds; we agree
that he had
with his
race
foundation was
missing.
Dodi's
generate
substitute
foundation.
for
witness
testimony
required
to
lay
the subjectivity
of
the
the memorandum
the matters
discrimination.
in the context
But
this is a
because
Swinney
was involved
Dodi's retaliation
this
claim, we
racism at Putnam.
in
Dodi's
Nonetheless,
termination and
thus
memorandum for
of summary judgment.
that for
a series of statements
which alleged
-9-
white
individuals, until
statements as
pages
he complained.
conclusory.
The court
Having reviewed
struck the
of discretion in the
ruling.
Indeed, we agree
that he perceived
it
but
as
allegation
race-based
seems
discrepancy
to arise
only
in
wages,
after the
rather
motion
that
for summary
See Colantuoni
___ __________
v. Alfred
______
1, 45 (1st Cir.
1994) ("When an
interested
witness
clear
to
questions,
he
has
cannot
given
create
answers
conflict
and
unambiguous
resist
summary
judgment
with an
affidavit that
is clearly
contradictory, but
changed.").
evidence
Further,
any
of a pay disparity
goes to
error
would
be harmless,
as
the
to prove retaliatory
the discrimination
claim waived
on
appeal.
district
court's
alleging that
Dodi, she
decision
to
strike
was less
portions
given a higher
of
statements
position than
The
belief that
that
Dodi now
points to excerpts
-10-
out
that the
just
on managerial
abilities, not
Whalen
latter.
in the former
category, even if he
We
need
district court
not
address
this debate,
erred in striking
for
even
if the
error was
harmless.
qualified
not
Dodi of our
personnel
decisions."
Cir.
departments,
rationality
Second, we remind
--
of
assessing
employers'
the
merits --
or
nondiscriminatory
even
the
business
1991), cert. denied, 504 U.S. 985 (1992); see also Hoeppner
____________
________ ________
1994).
Bresnahan Memorandum:
____________________
sent
does
in discovery
required
to generate
employees
foundational
copy
and maintain
of
it
requirements of
on
a personnel
demand,
either Rule
does
file, providing
not
fulfill
801(d)(2)(D) or
the
Rule
Pattern of Isolation:
_____________________
In his
-11-
to
whom
Dodi was
towards Dodi, . . .
job
supposed
to
report, "altered
behavior
alleges
his
Dodi's
He also
kept out of
of the
cited
pages
from
Dodi's
depositions
and
Our review
the
second
discretion
in striking
the
statements.
Dodi does
not
give
specific
which
content
-- indeed,
content of
time, or give
timeliness of his
while he
Levering's weekly
a yardstick by
reviews or their
repeatedly discusses
status reports, he
the supposed
never actually
refers to one.
Putnam "failed
to give Dodi
he requested."
895 F.2d
that, even if
R. Civ.
1990).
Indeed, we
did not
evidence
by
he requested:
non-minority employees, or
Dodi
points to no
-12-
complaints,
besides his
own assertion
that "other
departments
struck
the
statement that
supplies and
the
McGue
"failed to
organization, as
instructed.
The
he
cites
hearsay.
from the
Again,
second
Dodi the
cited deposition
pages
affidavit
however, we
provide
constitutes argument
note that
even if
and
admitted, the
treatment
of other,
Merely pointing
non-minority or
non-complaining employees.
received printers or
Finally,
statements to the
Dodi
objects
effect that
to
the
after he made
striking
of
his complaint
four
his
stopped receiving
positive
feedback or necessary
received
instructions to
tabs
everything he
deposition and
did.
keep
After review of
on
his actions
and
note
we find that
the district
SUMMARY JUDGMENT
SUMMARY JUDGMENT
-13-
brief, and
makes
deem
it waived, Zannino,
_______
argument
that
the
district
court erred
Accordingly, we
in
granting
summary
because of
"We
guided by
summary
judgment
cannot
as the
stand
district court; a
on appeal
'unless
the
grant of
record
discloses no trialworthy
party is
F.3d at
issue of material
entitled to judgment as
a matter of law.'"
moving
Green, 76
_____
will be most searching in cases, such as this, that turn upon the
We
apply
retaliation claim.
See
___
framework
to Dodi's
Green, 411
_____
U.S. 792 (1973); Oliver v. Digital Equip. Corp., 846 F.2d 103, 10
______
____________________
(1st Cir.
1988).
by showing that:
(1)
causal
connection
between
the
Hoeppner,
________
31 F.3d at 14.
is slightly different.
To succeed,
-14-
the
plaintiff
reasonably
that
must
and
[Putnam]
prove
that
she
in
good faith
believed
was
engaged in
wrongful
discrimination,
that
reasonably in response
[he]
acted
to [his]
belief,
desire to
determinative factor
in
its
decision
to
retaliate
terminate
[his]
employment.
1995).
Next,
the
burden shifts
legitimate, nondiscriminatory
[Massachusetts]
to
Putnam
reason for
to articulate
the discharge.
at least
________
If it
federal and
introduce sufficient
at 14;
(1st
Cir. 1993),
(1994);
cert. denied, __
_____________
6 F.3d 836,
U.S. __,
114
F.3d
842-43
S. Ct.
1398
The district
the
that
court found
Dodi
could establish
a prima
facie
not satisfied
Assuming nonetheless
case, it
found that
not always
required.
____________________
However,
proof of
his reliance on
of types of
proposition is misplaced,
be established.
claims,
pretext is
since
a variety
it need not
the McDonnell
Douglas
analysis requires
a showing
of
__________________
pretext.
-15-
and
staff.
where
the analysis,
We
However,
even assuming
requirement,
and
that
can make a
Dodi could
acknowledging that
meet
Putnam
the prima
has
facie
articulated a
reason for the dismissal, we find that Dodi cannot meet the third
given
the benefit
Putnam's asserted
of
all inferences,
reason
was false,
he
much
Put
simply, even
has not
less that
shown
that
its
real
us,
that
or non-complaining
counterparts.
F.2d
See
___
Wynne v.
_____
pretext is at
976
issue in a
facts which,
reasonably viewed,
tend logically to
undercut the
Dodi
makes much
of
the fact
that
McGue learned
of
meeting in
which McGue
and Swinney --
-16-
who testified
at his
deposition
Dodi's termination.
relevant decision
claim -- discussed
a complaint was
filed and
See
___
110.
Oliver,
______
846
F.2d
at
Indeed,
the
timing
of
the
case.
See Wyatt
___ _____
1994) (finding
activity
Rowlett v.
_______
and
v. City of Boston, 35
_______________
dismissal helps
establish
Anheuser-Busch, Inc.,
____________________
832
F.3d 13, 16
(1st Cir.
knowledge of protected
prima facie
F.2d 194,
202 (1st
case);
Cir.
1987) (same).
magic
shield
that
insulates
the
Order, at 15.
claim was
Dodi himself
made "in
firing
else
employee
from
termination
passing."
We
fail to
see
how a
passing
reason for
of real
retaliation
substance
he
argues
in
his
existed,
support:
as
well
the
as
"history"
the
of
alleged
508
N.E.2d
587
(Mass.
1987),
is
misplaced.
There,
it has come to
It's
Id. at
___
been done
the
than here:
reference
to
the
the employee
was
Here
is your
are suing
vacation,
no way rise to
-17-
have always
we
sufficient evidence of
of
F.3d
mark.
LeBlanc, 6
_______
CONCLUSION
CONCLUSION
-18-