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ACKNOWLEDGEMENT

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  $| 1 |  |  | |   | #| | #| Karvy Stock
broking Limited,|New Delhi, | 
|||  | | ||
  | | |   | 2 $| | |  |
3  | | | 4| 5 | Mr. Asutosh Sir |  |   |
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|(  | |678 |9 |5 | $|Ranjeet Rawat| |% |
1| 7
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( Mr. Y L Grover$| |   |  | #| | #|  |  |
Mr. karnol Avatar Singh|| |   |9.   |Prof.|K K
Sharme | |   |  | |  |   | |
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| | |
 |  | | | | |  $| | | # | | | .
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Jain & Pratik Raj ||| || | |   |   |
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EXECUTIVE SUMMARY

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INTRODUCTION OF THE COMPANY

KARVY  | / |  |  | | | |    | | 


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Vision of Karvy|
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KEY PERSONS

Mr. C Parthasarathy | |  | | | | 


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KARVY MILESTONES

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(Karvy.com)|
KARVY CREDO
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Following are the system of principles or beliefs followed by
Karvy
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ROur Clients, Our Focusµ
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Teamwork
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Responsible Citizenship
RA social balance sheet is as rewarding as a business one.µ
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Integrity
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ùUALITY POLICY:

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As per the ùuality Policy, Karvy will:

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ACHIEVEMENTS

ƒ|Among the top 5 stock brokers in India (4% of NSE


volumes)

ƒ| First ISO - 9002 Certified Registrar in India

ƒ|India's No. 1 Registrar & Securities Transfer


Agents

ƒ|Handled over 500 Public issues as Registrars

ƒ|Among the top 3 Depository Participants

ƒ|Largest Network of Branches & Business


Associates

ƒ|Among top 10 Investment bankers

ƒ|Largest Distributor of Financial Products

ƒ|Adjudged as one of the top 50 IT uses in India by


MIS Asia

ƒ|Full Fledged IT driven operatio

ƒ|Handling the Reliance Account which accounts for

ƒ|nearly 10 million account holders


KARVY WINGS
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1.) Stockbrokers
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Detail of registered brokers

Total no. of registor Total no. of Sub-brokers


Brokers As on 31 march 2008
as on 31march 2008|

9,000 24,000
2.) Sub-broker

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3.) Market Makers

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4.) Portfolio consultants

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PRODUCTS & SERVICES OFFERED BY KARVY

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1. Stock Broking:
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2. D-mat Services:
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Depository Limited (NSDL) |  |  |   | |
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3-Derivative Concept

7 | ||  | 


 
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Types of Derivatives

Over-the-counter (OTC) 


 
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There are 3 kinds of Derivative contracts:
|
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4. Investment Products Distribution:

9|  |  | |  | |   | | 


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(a). Fixed Deposit:
|
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PUBLIC SECTOR

Sl. No.| Company Name|


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NON BANKING FINANCE COMPANIES

Sl. No. Company Name


1 7 #|; |1|; $|
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HOUSING FINANCE COMPANIES

Sl. No. Company Name

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MANUFACTURING COMPANIES
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|
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| |
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(c). IPO:
|
9|  |  | 
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$| 9| 
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  |  | | 
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5. Investment Advisory Services:


|
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6. Corporate finance & Merchant banking:
|
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7. Income Tax enabled services:


|
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TIN Overview
|
 | '   |   | ; $| *';0|  |    | |
  |Tax Information Network (TIN)|||| |Income
Tax Department (ITD)$| : |  |   | | #| | 3|
   || 
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8. Registrars & Transfer agents:
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9. Loan:
|
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10. Equity Trading Platform

|
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INTRODUCTION
|
Karvy I-Zone Plus  | |  | |  
| | 
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ADVANTAGE
|
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Your ultimate investment destination|
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Your Account Maintenance Charges|
|
The Value You Get|
|
|
| |
If these are not part of I-Zone | Then their value
will be|
|
 |1|    |||| Rs. 1500 /-*
*  | ||
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V  
     

 
   | Rs. 500 /-
V     


 
  | Rs. 200 /-
 
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Rs 1500 /-
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Rs. 300 /-
Y || |
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Rs. 4000 /-
|
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The Value You Pay For

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You save a minimum of Rs.1,250/- on what you would
have had to pay, if you had not registered for I-Zone +

I-Zone + provides you a LIFE TIME FREE demat


account *79|  . | G|  | . | O:  |
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|
11. MUTUAL FUNDS
CONCEPT:

7| Mutual Fund  | | | |  


| 
  |  | | | |
| | 
  | | | | |  |  | 
 |
| | | # |  |  | | | # |    |
 G|  |    $| :| |  |  |  | 
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MUTUAL FUND CYCLE|
|
|
|
|
|
|
|
|
|
|
|
|
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|
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TYPES OF MUTUAL FUNDS:||||||||||||||||


||||||||||||
  


  
   


 


 

 


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|
Open Ended Mutual Fund
|  | | | |  |   | | | | |    | | ||
  | |  | |   | |  $| |  |  | |   | |
  ||  | | |  || |||
  | |
$| =. |   |  |  | #|  | | 
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$| '| =. |   | | |  
 
|  | 
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| |
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Close ended Mutual Funds:


| | 
  | |   | | 3 |  | |  | | |
 
|  |  | |    |  |  |  | |  |  |   |
 |   $| :|  | |   | | | # | ! | #| |
#$|:|| | |  . |  | |  |# |||
|  |  |   | | |  |  |  |  | |  .  |

 |*780$ |    |  | | ||)| |/B| $|

Interval Schemes:
| ||  |  | | |  ||.  | |  .  |
 | #| |   | | | | |   | | .
  |  
 $| |  |  |  |  | |  |   |  |
  |  || |  ||  . | |. |  $|

Growth Schemes:
| || 
  | || # |  | | | | | |
|  |  |  | | 
 | |  |  | 
 | |
 | |3  |<    | G| | | 
 $|
 | |  |||  | | | | |||
 #$|
Income Schemes:
: | | # | | 
 | |   | | | 
 | |
   |  | |   $| |   | | 
 | |  |
# | | | $|

Balanced Scheme:
|  | | | |  |   |  | 
 |  |   |  | | |
# | | | # | || #| | |  | |

 |  |  |  | $| 7|  |   |  |  |  |

  | #| | | 3 | |   |  |  |  |
 $|:|  | | |  |
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|  | |  | |  |  |  | 3 $| |  |  |
#| |"7  |7 |1  D$|

Money Market Schemes:


| # | ' | | | 
 |  | <    |  
 | |
 |  |   | $| : |  | | 
 | |  |
 . |    | |  |  |  |    | |   |
|| | .#||$|

Tax Saving Schemes:


:3. 
|  || 3|  | | |
  |  | 3| |
  | | | | $| ‘ | '$AA| | | | :3| 7 |
   |  | | | <  | ;# | '
 | '| *;''0| |||
|| |P+,Q| ||3 || /, |,,,|||$|

Index Schemes:
|  | |  | | 
  |  |  |   | | |  | | #.
3| 3|| | || |$|: | |  | |
 | | |R 3R$| 
 ||| 3|  | |||| 
|

 $| :| | 
 | | | |  |  | | |
 |3 | ||| 3|  $|7  ||! || |
  || | | | 3 $|
|
|
|
Sector Specific Schemes:
|
|  | | 
  |   |  | # | 
  | | |    |
 |   | | |   |  | |  | | | $| '|
|   | |  | | |   | | | | |   | |  | |
 | #| | 
  | |  |    |  |  |   $|
: |   |  | |  |   | | | | |  | |
  |  | | |   | | 
| | 
  | | |
   | | | |   | 
 $| =| |  |  | | |  | |
 || | |  ||||  |  |
 | |  |
||
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  || |  $|
(Amfiindia.com)

SELECTION CRITERIA FOR MUTUAL FUNDS:


|
|   || |1  |  || ||  &|
|
1) Investment Objective of the client:
 | |  |  | #| | | | 
  | |  | |
< | |   | | 3| 
 |   |  | | | 2 $| :|

  | ! 
| | |  |   |  |  |  | | |
  | |1  |'$|
|
+0|Past performance:
:| 
 |   | | |   |   | | | 
  |
  | | |  | |   | | 
|  | |  |

||  || | |   | | $|
|
3) Consistency in returns:
:|  || |! |3  | ||| ||  |   ||
 
 | | |    | |  |   $| :| 
 | |
 |||  |  |||| || | | |   || |
| |  |  | |  #| $| 9   |   | | |
 || #|
 | $|
|
4) Tax benefits:
:|
  | |! 
| | 3| 
| |
| | |
 |
| 3| 
| |1  $|
5) Fund Manager:
7| 
 | |  |  | 
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Sum Assured:

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Types Of Insurance
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PRODUCTS AND SERVICES OF ICICI DIRECT

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Products Offered By Indiabulls
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SHARE KHAN PVT. LTD.

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Objective of Research
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Primary Objective
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Secondary Objective
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Type of Research
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|  |  | Survey|  | Fact finding <  | |
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Sample Design |
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Source of data Collection
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Survey Method
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COMPARATIVE ANALYSIS

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Results on the basis of charges
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Result On The Basis Of Account Opening Charge
HDFC Security Ltd:
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Share Khan Ltd:
:| ||  |||  |< ||| $B,,,|
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ICICI Direct:
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Karvy Stocky Broking Ltd:
7  | | | |  $)B,|  | | |  |  $++B| | |
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Indiabulls:
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Result On The Basis Of Facilities
|
|
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|
|
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Inference:
|  |  | |  | | #| # | %
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Findings And Analysis
|
1. Do you know about the investment options?
|
6 | Q|
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2. Most preferable investment scenario ?
|
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|
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3. What is the basic purpose of your investment?
|

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4. Most important things you take into your mind while make
investment?
|
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5. Awareness related securities market?
|
6 | % |*Q0|
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6. Do you have any D-mat & Trading account?
|
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7. In which company do have D-mat and Trading account?
|
9| % |
9 9 | | +?Q|
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6
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8. Specify the reason of satisfaction with the current broking
house?
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FINDING|
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SUGGESTIONS|
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LIMITATION

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CONCLUSION
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APPENDIX
|||||||||||||||||||||||||||||||||||||||||||||
|
8:!!"
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