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Volume-
change
response
of precast
concrete
buildings
Gary J. Klein
and Richard E. Lindenberg
crete3 for 30 years. When developed by the PCI Committee 5. Evaluate the need for and location of expansion joints.
on Design Handbook in 1977,4 the methods were believed
to provide realistic estimates of volume-change forces. The 6. Determine the expansion-joint width and movement.
PCI Design Handbook provides a procedure for evaluating
volume-change movements and forces: 7. Estimate equivalent volume-change strains (reduced
by K factors that account for creep and microcracking
1. Determine the maximum seasonal temperature change. of precast concrete members) for analyzing volume-
change forces.
2. Determine the annual average ambient relative humidity.
8. Estimate fixity of column bases.
3. Determine the volume-change strains caused by creep
and shrinkage as influenced by the following: 9. Calculate volume-change-restraint forces based on
frame analysis or approximate methods.
• concrete type (normalweight or lightweight)
10. Proportion members based on calculated forces.
• curing conditions
Also, section 3.4 of the PCI Design Handbook provides
• age at erection helpful advice regarding connection design for volume-
change effects. “Properly detailed connections can minimize
• volume-to-surface ratio the effects of volume change strains. Connections should be
detailed so that ductile deformation of one of the elements
• relative humidity such as the connecting plate or connection bolt assembly
can take place. Neglecting the effect of this connection
• concrete strength and level of prestress deformation will produce unrealistically high computed
restraint forces and can actually have a negative effect if
4. Determine the design temperature strain. connections are too strong, and inhibit necessary ductility.”
When the PCI Design Handbook methods are used, precast Iqbal7 measured thermal movements in several precast
concrete buildings usually perform satisfactorily. In his concrete parking structures. Figure 3, developed from
paper summarizing a 1971 symposium on design for ef- this study, is a plot of the ratio of actual to predicted joint
fects of creep, shrinkage, and temperature, Robert Philleo5 movement. Although actual movements are generally less
supports the notion that “it makes no difference what you than predicted, the data are widely scattered. These data
do as long as you do something.” In that sense, the PCI confirm the unpredictability of volume-change response.
Design Handbook procedures have been successful.
Volume-change response
Nonetheless, questions and concerns regarding volume- of precast concrete buildings
change response of precast concrete buildings remain, as
described in the following paragraphs. Developments in connection details have changed the
volume-change response of precast concrete buildings.
Design for volume-change forces In particular, pretopped double-tees (or wall panels) with
semiflexible flange-to-flange connections respond dif-
Treating volume change as an external force can lead to ferently from a monolithic structure. Semiflexible flange
irrational decisions, as described in the following scenario. connections permit small volume-change movements
Based on PCI Design Handbook procedures, a designer that reduce both volume-change forces and movement
calculates the volume-change forces using educated assump- at expansion joints. None of the available procedures for
tions about the material properties, volume-change strain, estimating volume-change effects account for the behavior
force-reduction coefficients, member sizes, and reinforce- of precast concrete structures with flexible connections.
ment ratios. According to the ACI 318 requirements, the
volume-change forces are then factored and combined with This paper summarizes the findings of the authors’ recent
gravity loads to determine the needed reinforcement. study conducted for PCI on the volume-change response
of precast concrete buildings.8 This research was designed
1.500
1.000
Movement ratio, actual/predicted
0.500
0.000
0 20 40 60 80 100 120 140 160 180
-0.500
Government center
Judicial center
Ameritech
-1.000 O’Hare
Riverway l
Sears east
-1.500
Figure 3. This plot of the ratio of actual to predicted joint movements in precast concrete parking structures illustrates the extreme variability of volume-change movement.
Note: 1 ft = 0.3048 m.
Chicago, Ill. 24-in.-square F: JVI Vector connectors F: Bolt in slotted insert F: 1/2 in. ROF pad F: Threaded rod in
columns on open hole
continuous footing
Denver, Colo. 20-in.-square R: Typically, embedded R: Welded angles at columns F: 1/2 in. Masticord R: S teel plate aligned
columns on iso- plates welded to and inverted-tee beams ROF pad parallel to beam
lated footings with reinforcing-bar and line and welded to
central shear wall chord-steel connector embedments
with welded cover
plates at perimeter
Washington, D.C. 12 in. × 128 in. R: JVI Vector connec- R: E mbedment with welded F: 1 in. Masticord F: Inclined plate
shear walls on tors and chord steel cover plate ROF pad welded at opposite
isolated footings connector with ends
welded cover plates
at perimeter
Atlanta, Ga. 28-in.-square F: Hairpin reinforcing- F: Plate welded to reinforc- F: 1/2 in. Masticord F: Threaded rod in
columns on pile bar connector ing-bar hairpin ROF pad open hole
supported
footings
Note: F = flexible connection; R = rigid connection; ROF = random-oriented fiber. 1 in. = 25.4 mm.
tion program focused on parking structures. New parking is perpendicular to the floor members. Three of the four
structures were selected in order to obtain early-age data structures include a longitudinal expansion joint.
on creep and shrinkage strain.
The Atlanta, Ga., structure is field topped; that is, a cast-
Four structures were selected in locations representing a in-place concrete wearing surface is placed in the field on
wide range of structural and climatic conditions. Table 1 the double-tees. The other three structures use pretopped
summarizes basic data on each of the parking structures. double-tees. The flanges of pretopped double-tees are
All parking structures employ precast, prestressed concrete thickened to withstand traffic loading without a cast-in-
double-tee floor members supported by precast concrete place concrete topping.
spandrel beams and columns. The dimensions of the
structures and numbers of supported levels are provided in Table 2 summarizes the column and connection data for
Table 1. The longitudinal dimension is parallel to the span the instrumented portions of the structures. The Washing-
of the double-tee floor members. The transverse dimension ton, D.C., structure employs intermittent shear walls at the
structure perimeter where measurements were made. Else-
where, conventional square columns are used along the
frames that were monitored for volume-change movement.
Monitoring program
Expansion joint
Continuous
Legend
Joint gap
Column tilt
Data acquisition computer
Temperature
Joint movement potentiometer
Periodic monitoring
Ts − Tm
Ks =
Tws − Tm
where
Ts = structure temperature
ture temperature, ambient parking-structure temperature, These results indicate that PCI Design Handbook recom-
and local weather-station temperature. Figure 7 is a plot mendations reasonably approximate the thermal-lag effect
of January 2004 temperatures at the Chicago, Ill., parking at the lower level but overestimate the lag at the upper
structure, which is typical of cold-weather temperatures in level. However, as noted, the design low temperature is
the instrumented parking structures. the temperature exceeded 99% of the time during winter
months. As such, the design low temperature is warmer
As can be seen, the ambient temperature in the one-level than the expected low temperature in any given year, and
structure lags the extreme cold temperatures measured by much warmer than the expected 50-year low. For example,
the National Weather Service near the site. This difference the 50-year low temperature for Chicago is -27 °F (-32.8
was observed in the lower level of all structures. Appar- °C), 24 °F (13.3 °C) colder than the design temperature of
ently the structure warms the air, probably because of heat -3 °F (-19.4 °C), which is the temperature exceeded 99%
from the ground. There is not much difference between the of the time during winter months and the basis of U.S. de-
temperature of the concrete deck and the ambient parking sign practice. To be consistent with other load effects, the
structure temperature, indicating that the relatively thin ele- design low temperature should be the 50-year low.
ments have little thermal inertia.
In developing design recommendations for thermal-bridge
In U.S. practice, thermal-contraction strains are calculated movements, Roeder9 studied weather data in several U.S.
based on the difference between the mean temperature cities over a 60- to 70-year period. Roeder recommends
during the construction season and the temperature that is design for a temperature fall taken as the difference be-
exceeded 99% of the time during winter months, as shown tween the probable low temperature of the structure and
in PCI Design Handbook Figure 3.10.11. For unheated the installation temperature. The low structure temperature
structures, the PCI Design Handbook recommends a 25% depends on the structure type but correlates with average
reduction in thermal strains computed on this basis. The of the low temperatures over four consecutive days. The
recommended reduction for heated structures is 50%. installation temperature is assumed to be 20 °F (11.1 °C)
70
Garage air
National Weather Service
Deck
50
Temperature, °F
30
10
-10
January 1, 2004 January 11, 2004 January 21, 2004 January 31, 2004
Time
Figure 7. Air and deck temperatures in parking structures lag National Weather Service temperatures during cold weather, as can be seen in this plot of January 2004
temperature data from a Chicago, Ill., parking structure. Note: °C = (°F - 32)0.56.
warmer than the average of the probable high and low fall. The difference is only a few degrees Fahrenheit,
temperatures. except in Atlanta, where the adjusted 50-year temperature
fall is 9 °F (5 °C) lower than the seasonal temperature
Table 4 summarizes the temperature statistics for the study fall. Apparently, the temperature-lag effect makes up
locations. The temperature fall for the design of bridge for the difference between the 50-year low and seasonal
bearings and expansion joints as recommended by Roeder low, assuming a temperature-lag coefficient Ks of 0.75, as
is provided for comparison. observed at the lower level of the monitored structures.
Accordingly, it is reasonable to design both the structural
Review of Table 4 indicates that the seasonal temperature frame and expansion joints for the same temperature fall in
fall is comparable with the adjusted 50-year temperature any given climate. The lower level of the structural frame
A B C D E F G H
Adjusted Adjusted
Mean Concrete
Seasonal seasonal 50-year 50-year
construc- Annual low 50-year low bridge design
Structure temperature temperature temperature temperature
tion season temperature* temperature** temperature
fall, A - B† fall 0.75,* fall, A - E fall,†† 0.75 ×
temperature fall
A - B‡ (A - E)
Washington,
63 16 47 35 -5 8 51 66
D.C.
Atlanta, Ga. 62 18 44 33 -8 70 53 64
Sources: Data in column A from Standing Committee on Structural Engineering of the Federal Construction Council, Building Research Advisory Board,
Division of Engineering, and National Research Council, Expansion Joints in Buildings: Technical Report No. 65 (1974). Data in column H from Roeder 2003.
*
The temperature was exceeded 99% of the time during winter months.
†
Basis for PCI Design Handbook: Precast and Prestressed Concrete Figure 3.10.11.
‡
Basis of temperature strain indicated in PCI Design Handbook Figure 3.10.17.
**
Based on annual low temperatures according to National Weather Service data.
††
Adjusted for temperature-lag effect (Ks = 0.75).
Note: Ks = coefficient that accounts for the lag between weather-station temperature and structure temperature. °C = (°F - 32)0.56.
The seasonal temperature range values given in PCI Creep and shrinkage strain Measurement of creep
Design Handbook Figure 3.10.11 are reasonable for these and shrinkage strain in an exposed structure is especially
purposes, though they may be somewhat unconservative difficult. Strain due to temperature changes obscures the
in Southern states. Furthermore, as can be seen by com- more subtle changes in strain due to creep and shrinkage.
paring columns C and H of Table 4, the proposed design To partially overcome this problem, the structure move-
temperature range for exposed precast concrete buildings is ment data were analyzed within narrow temperature bands.
somewhat lower than the range recommended for design of An example of this analysis can be seen in Fig. 8, which is
concrete bridges. a plot of expansion-joint movement at the upper level of the
1
Total movement
0.8 Movement from 50 ºF to 54 ºF
Curve fit
0.6
0.4
Movement, in.
0.2
0
-0.2
-0.4
-0.6
-0.8
-1
June 2004 January 2005 January 2006 January 2007 July 2007
Figure 8. This plot of upper-level expansion-joint movement versus time at the Washington, D.C., structure illustrates the long-term opening of the joint due to creep and
shrinkage. Note: 1 in. = 25.4 mm
Washington structure over the two-year monitoring period. Joint movements It is useful to compare the observed
Data taken when the temperature was between 50 °F and 54 movements at double-tee joints and the expansion joint.
°F (10 °C and 12 °C) are highlighted. The resulting upward Figure 9 plots the movement at the double-tee joints and
slope of the movement-versus-time plot is consistent with the expansion joint in the lower level of the Washington
creep and shrinkage. structure during a cooling cycle. As can be seen, the expan-
sion joint moves much more than any individual double-tee
The PCI Design Handbook provides procedures for deter- joint. However, the total of the individual movements at
mining creep and shrinkage strain as a function of age at the double-tee joints is nearly the same as was observed at
erection, relative humidity, concrete strength, volume-to- the expansion joint. This movement pattern was observed
surface ratio, and level of prestress. Table 6 compares the at the lower levels of both of the Washington and Chicago
observed creep and shrinkage strain with those determined structures, where flexible beam connections were used.
using PCI procedures. Little movement at intermediate joints was observed at the
upper levels, apparently due to the relative flexibility of the
As can be seen in Table 6, the strains predicted using PCI columns.
Design Handbook procedures are both significantly greater
and smaller compared with those observed. The differ- Refer to the idealized one-story structure shown in Fig. 10.
ences are partly attributable to movement at intermediate If the expansion joint shown is at the middle of a sym-
joints. As explained in the following section, movement at metrical structure and each half is also symmetrical, the
intermediate joints reduces movement at expansion joints, movement at the end of the structure will equal one half
which reduces the apparent creep and shrinkage strain. of the movement at the expansion joint ∆EJ. Note that ∆EJ
Furthermore, field measurement of creep and shrinkage is also equal to the total shortening of each half of the
strain of an exposed structure is inherently inaccurate. structure ∆TS. In this idealized structure, movement at each
Nonetheless, these observations indicate that the creep- and intermediate joint ∆IJ reduces the demand for movement at
shrinkage-strain values in the PCI Design Handbook are expansion joints and forces in the structure due to volume-
reasonable. change shortening. The joint flexibility factor KJ is an
indicator of the relative flexibility of the intermediate joints ture with rigid joints, the expected global volume-change
and is given by the following expression: movement of a symmetrical structure with flexible joints is
∑ Δ IJ ∑ Δ IJ reduced by a factor of (KJ + 1).
KJ = =
Δ EJ ΔTS Table 7 summarizes the joint flexibility factor KJ based on
measurements at the double-tee deck joints and spandrel-
where beam joints. KJ predicted by finite-element models of the
instrumented frames is provided for comparison purposes.
Σ∆IJ = the sum of the movements at the intermediate joints
Finite-element-model analysis
Thus, KJ is an indicator of the relative flexibility of inter-
mediate joints. Current PCI Design Handbook procedures Description of models
treat precast concrete structures as monolithic in that
intermediate joint movement is not considered, which is Two-dimensional models of the instrumented frames
equivalent to assuming a KJ of zero. Relative to a struc- were developed and analyzed using SAP2000. Volume
0.5
0.4
Total movement, in.
0.3
Expansion joint
0.2
0.1
0
2 2.3 2.6 3 3.3 3.6 4 4.3 4.6 5 5.3 5.6 6 6.3 6.6 7 7.3 7.6 8 8.3 8.6 9
Figure 9. This plot illustrates the relative magnitude of movement at intermediate and expansion joints. The data are from the lower level of Washington, D.C., structure
after a cooling cycle. Note: 1 in. = 25.4 mm
∆EJ ∆EJ
∆IJ /2
Figure 10. This graphic of a symmetrical one-story structure illustrates idealized volume-change response, including movement at the intermediate and expansion joints.
Note: ∆EJ = expansion-joint movement; ∆IJ = movement at each intermediate joint.
change due to creep, shrinkage, and temperature change when calculating a volume-change movement.) For design
was simulated as an equivalent-strain load on the beams. purposes, the recommended range of Kl is 4 to 6. Likewise,
These models were analyzed two ways: assuming that all the PCI Design Handbook recommends that the design
intermediate mechanical connections (not including expan- temperature strain be divided by a Kt value of 1.5, where
sion joints) were rigid and assuming flexible connections. Kt is the softening factor for temperature effects.
For the latter case, nonlinear link elements were required
because the resistance of deck joints to closing is much The selection of the Kl values is explained in a 1977 paper4
greater than the resistance to opening. by the PCI Committee on Design Handbook. Creep studies
by Mattock12 indicated that the effect of creep reduces the
Member stiffness volume-change force by a factor of 2 to 3 relative to the
force computed using gross member stiffness. The PCI
The PCI Design Handbook recommends calculating Committee on Design Handbook reasoned that, because
equivalent volume-change strains that are reduced to this force reduction applies to both axial and rotational
account for creep and microcracking of precast concrete restraint, it would apply to both the beam and the column,
members. Section 3.4.3.1 of the PCI Design Handbook and the total reduction would be equal to the square of the
gives the rationale for this reduction: “Since the shorten- reductions in the beam and column; that is, the correspond-
ing takes place gradually over a period of time, the effect ing Kl value ranges from 4 to 9. As noted previously, the
of the shortening on the shears and moment of the sup- sixth edition of the PCI Design Handbook recommends a Kl
port is lessened because of creep and microcracking of of 4 to 6. The basis for selecting a value of 1.5 Kt is not dis-
the member and its support.” Specifically, the PCI Design cussed; however, the smaller value of 1.5 is consistent with
Handbook recommends dividing the calculated strains due the shorter time frame for changes in temperature strain.
to creep and shrinkage by the coefficient Kl when calcu-
lating volume-change forces, where Kl is the softening The previous development of Kl was reevaluated as part of
factor for creep and shrinkage effects. (Kl is not to be used the PCI research project. The authors concluded that the
Deck joints Spandrel joints Model† Deck joints Spandrel joints Model†
Note: WWR = welded-wire reinforcement; ∆ = displacement. 1 in. = 25.4 mm; 1 kip = 4.448 kN; 1 kip/in. = 0.175 kN/mm.
softening in both the beam and column are not synergistic; this table, most connection types exhibited ductile behav-
that is, the total reduction is not proportional to the square ior. The displacement at ultimate load generally exceeded
of the fundamental reduction due to creep-related soften- 0.1 in. (2.5 mm). Displacements greater than this amount
ing. On the contrary, the beam and column behave like were usually associated with the onset of cracking in the
springs in a series. If the effective stiffness of both beams connection region.
and columns is reduced by a factor of 3, the resulting force
is reduced by exactly a factor of 3. Accordingly, based on For the models, the opening stiffness of the deck connec-
the creep studies by Mattock, Kl should vary between 2 and tions was taken as the secant stiffness at 0.1 in. (2.5 mm)
3, not 4 and 6 as currently recommended. A Kl value of 2.5 deformation; that is, the tensile force at an opening of 0.1
is recommended by the authors and was used for the finite- in. divided by 0.1 in.. Although the closing stiffness of the
element models. deck connections was not tested, it is obvious that these
would behave much more rigidly in compression. Ac-
For temperature strain, it may be assumed that roughly one- cordingly, the closing stiffness was taken as 100 times the
half of the temperature difference used to calculate tem- opening stiffness.
perature strain occurs seasonally, over a period of approxi-
mately three months, while the other half can occur in less In a Winter 2009 PCI Journal paper, Naito et al.14 recom-
than a day. The ACI 318 provides guidelines for estimating mend a more complex nonlinear stiffness response for
long-term creep behavior. Section 9.5.2.5 gives an equation seismic analyses—a response model that captures the high
for estimating the additional long-term deflection result- initial stiffness and the decline in stiffness after peak load-
ing from creep and shrinkage of flexural members, which ing. The bilinear stiffness response described previously
depends on the duration of load and compression reinforce- was chosen for volume-change analyses because it simpli-
ment ratio. Using the ACI 318 equation, the corresponding fies combining the deck-joint stiffness with the stiffness
Kt is about 1.5, as currently recommended by PCI. of the bearings in the simplified two-dimensional models.
Of course, the more complex response models can be used
Connection stiffness for more accurate results, but the response beyond 0.1 in.
(2.5 mm) at deck joints is irrelevant for volume-change
Deck connections Estimates of deck-connection analyses.
stiffness were taken from research conducted at Lehigh
University on development of a seismic design methodol- Bearing pads The stiffness of the elastomeric bearings
ogy for precast concrete diaphragms.13 Table 8 shows a was estimated based on the pad size, thickness, and type.
summary of capacity and stiffness properties. As shown in PCI Design Handbook Figure 6.11.1.2 plots resistance to
horizontal movement versus compressive stress for vari- ing of the baseplate. Similar to the deck connections, a
ous pad materials (on concrete or steel bearing surfaces), deformation (liftoff of the baseplate) of 0.1 in. (2.5 mm)
assuming 70% shear and slippage strain. For example, the was assumed in calculating the secant stiffness. According
PCI figure indicates a shear resistance of about 220 psi to LaFraugh during a conversation in October 2008, there
(1500 kPa) of contact surface for a cotton duck pad bear- was no unusual distress at rotations of this magnitude.
ing on concrete under a dead-load stress of 1000 psi (7000 Note that this procedure gives a lower stiffness than the
kPa). The pad stiffness (pounds per inch of lateral move- initial stiffness predicted by the PCI Design Handbook
ment) was calculated as the shear resistance (according to method, but the lower stiffness is appropriate for calculat-
PCI Design Handbook Figure 6.11.1.2) times the pad area ing the volume-change forces.
divided by 70% of the pad thickness.
The procedure explained in PCI Design Handbook section
Combined stiffness of the deck connectors 3.6.1 was used to estimate the stiffness of the footing on
and bearing pads As noted previously, a single non- the soil. This combined flexural stiffness of the base-plate
linear link element was employed at each spandrel-beam- connection and footing/soil interface was calculated as the
to-column connection to simulate the performance of inverse of the combined flexibility of each element.
double-tee and spandrel-beam connections. To do so, the
opening stiffnesses of individual connections were com- Analysis results
bined according to the behavior of springs in parallel and
in series. That is, the stiffness of the combined spring was Table 9 compares the results of the rigid models with those
taken as the stiffness of individual springs multiplied by the employing flexible connections. Note that small move-
number of springs in parallel and divided by the number of ments at flexible connections substantially reduce volume-
springs in a series. change forces. For the models with flexible connections,
the shear force at the exterior columns is reduced 74% to
Flexural stiffness at column base The current 99% compared with the models with rigid connections.
PCI Design Handbook procedures for estimating the stiff-
ness of column baseplate connections is based on work by Figure 11 compares the deformation of the Washington
LaFraugh and Magura.15 LaFraugh and Magura found that structure with completely rigid (top model) and flexible
the initial stiffness of the baseplate connection depends on connections (lower model). Even though some of the con-
the stiffness of the anchor bolts and the baseplate itself. nections in the Washington structure are relatively stiff,
They tested a variety of column base details under increas- movement at intermediate joints drastically changes the
ing load at constant eccentricity. The current PCI Design deformation pattern, as well as the volume-change forces.
Handbook procedure is based on LaFraugh and Magura’s The rigid joints in the top model impose equal overall
test results and recommendations. shortening of both levels and relatively sharp column
curvature. In the lower model, the column is more gently
The flexural stiffness of the column baseplate connections curved because the overall shortening in the lower level is
was calculated as the secant stiffness after flexural yield- less than that at the upper level.
Note: n.a. = not applicable. 1 in. = 25.4 mm; 1 kip = 4.448 kN; 1 ft-kip = 1.356 kN-m.
Figure 11. These two-dimensional models of the Washington, D.C., structure illustrate the influence on flexible connections on the deformation pattern. The intermediate
joints in the top model have no flexibility, whereas the bottom model has flexible intermediate joints, which dramatically reduce curvature of the exterior columns.
The flexible-connection model indicates that the intermedi- the authors estimated the COV based on engineering ex-
ate joints at the upper level actually close slightly during perience. As recommended in the following example, the
cooling cycles. The difference in column shear and bend- specified mean and the values in the PCI Design Hand-
ing forces is dramatic. In Table 9, note the substantial de- book should be adjusted for these factors. The flexibility
crease in volume-change forces due to small movements at factor KJ is not considered in this example.
intermediate joints. Rotations at column base connections
also help to reduce forces in the flexible models, especially The bias and variation of the volume-change force were
for the one-story Chicago structure. calculated using Monte Carlo simulations and using the
statistical parameters shown in Table 10. The resulting
As can be seen in Fig. 11, small movements at intermediate bias and COV are also shown in the table. The bias of 0.68
connections allow for a gentle transition of volume-change indicates that PCI Design Handbook procedures underes-
response from the ground to the upper level, whereas rigid timate the potential volume-change force by 32% without
connections impose equal shortening at all levels. considering flexible connections.
Figure 12. This figure illustrates the response of a simple single-span structure to volume-change shortening.
In U.S. practice, the load factors for dead, live, and wind Summary of findings
loads are based on the bias and COV. Assuming that the and recommendations
variability from this single example is typical, a much
higher load factor on volume-change forces is warranted. The following findings and recommendations are based on
Considering the bias in current PCI Design Handbook the research work described in this paper.
procedures, a load factor of 2.0 on volume-change effects
would result in a probability of exceeding the factored load Findings
comparable with that for other loads. If the current proce-
dures are adjusted to remove the bias, the comparable load • Thermal expansion coefficient. The coefficient of
factor could be reduced to 1.6. thermal expansion varies significantly with aggregate
type. For some concrete, especially that produced with
In the ASCE/SEI 7 load combinations, volume-change limestone aggregate, a thermal expansion coefficient
effects are included with dead load as part of the basic significantly less than the commonly accepted value
dead-plus-live-load combination. The inclusion of volume- of 6 microstrains/°F (10.8 microstrains/°C) can be re-
change effects in this basic load combination technically liably used, provided that the coefficient is determined
requires that temperature- and shrinkage-induced forces be
included for the design of every concrete building frame.
However, like wind load, maximum volume-change effects Table 10. Key variables influencing volume-change force
occur during an extreme weather event.
Variables Bias COV
In ASCE/SEI 7, extreme wind load is considered in com- Dimensions 1.00 0.07
bination with a point-in-time live load. A similar approach
for volume-change effects would be appropriate. At the Temperature difference* 0.72 0.15
time of writing, the ASCE/SEI committee on design loads
Ks 0.99 0.11
is reconsidering load combinations that include volume-
change effects. Coefficient of thermal expansion* 1.22 0.27
It should be reemphasized that the limited study described Creep and shrinkage strains/age at erection 1.00 0.25
previously was undertaken to get a general sense of the Column fixity 1.00 0.13
inherent variability of volume-change force. It was not
the purpose of this study to make broad recommendations Concrete MOE 1.10 0.14
on volume-change load factors. In any case, the factored Kl* 1.92 0.20
volume-change force should only be used for determining
the required strength of nonductile elements in the volume- Kt 1.00 0.20
change load path—strengthening ductile elements for
Volume-change force from Monte Carlo simulation 0.68 0.31
volume-change movement is unnecessary and counterpro-
ductive, though serviceability should be evaluated. *
A substantial difference exists between the specified mean according
to the current PCI Design Handbook and the true mean.
12,000
9000
6000
3000
0
0 10 20 30 40 50
Force, kip
Figure 13. This figure illustrates the wide probability distribution of volume-change force based on the Monte Carlo simulation of the controlling parameters. The mean
force value is 13.4 kip. Note: 1 kip = 4.448 kN.
by laboratory testing of specimens produced using the volume-change movement and force at the lowest
project mixture proportions. supported level, where volume-change forces are most
significant. Rotation at flexible column-base con-
• Design temperature range. The temperature-range nections also helps reduce volume-change force. For
values provided in the PCI Design Handbook are the structures analyzed in this study, the reduction in
based on outdoor temperatures that are much warmer shear force at exterior columns due to movement at
than the expected 50-year low. However, the ambient flexible connections ranged from 74% to 99%.
temperatures in the lower levels of parking structures
lag the extreme cold temperatures measured by the • Load factor for volume-change effects. Prediction
National Weather Service. Design temperature ranges of volume-change force is inherently inaccurate due
that account for these offsetting effects are recom- to the underlying variability in volume-change strain
mended. and structure response. Monte Carlo simulation of
the possible range of the volume-change force in a
• Creep and shrinkage effects. Measurable creep and sample structure suggests that the current ASCE/SEI
shrinkage strains were observed during the course of 7 load factor of 1.2 is much too low to account for this
the two- to three-year monitoring period. Although inherent variability. However, the factored load should
the variability of the limited measurements precludes only be used for determining the required strength of
quantitative evaluation, the observed long-term move- nonductile elements in the volume-change load path.
ments were reasonably consistent with creep and Strengthening ductile elements for volume-change
shrinkage predictions of the PCI Design Handbook. movement is unnecessary and counterproductive,
Regardless, temperature change dominates volume- though serviceability should be evaluated. Furthermore,
change behavior of exposed precast concrete build- building codes should evaluate inclusion of volume-
ings. By comparison, creep and shrinkage effects are change effects in the dead-plus-live-load combination.
much less significant.
Design recommendations
• Member softening due to creep and microcracking.
The PCI Design Handbook recommends dividing the • For typical structures, a qualitative approach to vol-
calculated strains due to creep and shrinkage by a Kl ume-change design is recommended in lieu of explicit
value from 4 to 6. A more realistic value for Kl is 2.5. calculation of volume-change forces. Designers may
rely on successful past practices, employing compliant
• Flexible connections. Deformations of flexible members and flexible connections that accommodate
double-tee and spandrel connections substantially volume-change movement while providing the needed
change the deformation pattern and thereby reduce resistance to gravity and lateral loads.
• PCI Design Handbook procedures may also be used 3. PCI Industry Handbook Committee. 2004. PCI Design
to estimate volume-change movement for expansion- Handbook: Precast and Prestressed Concrete. MNL-
joint design, with applicable modifications to account 120. 6th ed. Chicago, IL: PCI.
for the listed findings. The expected movement at
intermediate joints should also be considered in their 4. PCI Committee on Design Handbook. 1977. Volume
design. Changes in Precast Prestressed Concrete Structures.
PCI Journal, V. 22, No. 5 (September–October): pp.
Acknowledgments 38–53.
Funding for the research project was provided by the PCI 5. Philleo, R. E. 1971. Designing for Effects of Creep
Research and Development Committee, with additional and Shrinkage Temperature in Concrete Structures. In
contribution by Wiss, Janney, Elstner Associates Inc. The Summary of Symposium on Designing for Effects of
research effort was guided by an advisory committee com- Creep, Shrinkage, and Temperature. SP-27, V. 27, pp.
prising precast concrete experts Helm Wilden of Wilden 247–256. Detroit, MI: ACI
Enterprises Inc., Tom D’Arcy of The Consulting Engineers
Group; Anant Dabholkar of Neilsoft Inc., Harry Gleich 6. Structural Engineering Institute (SEI) of the American
of Metromont Corp., Jim Sirko of Sirko Associates Inc., Society of Civil Engineers (ASCE). 2006. Minimum
Doug Sutton of Purdue University, and A. Fattah Shaikh Design Loads for Buildings and Other Structures.
of the University of Wisconsin–Milwaukee. The support of ASCE/SEI 7-05. Reston, VA: ASCE.
PCI and Wiss, Janney, Elstner Associates Inc. is gratefully
acknowledged. Likewise, the guidance provided by the 7. Iqbal, M. 2007. Thermal Movements in Parking Struc-
advisory committee was instrumental to the success and tures. ACI Structural Journal, V. 104, No. 5 (Septem-
relevance of this research. ber): pp. 542–548.
Access to the structures was arranged through the follow- 8. Klein, G. J., and R. E. Lindenberg. 2009. Volume
ing contractors and precast concrete producers, respec- Change Movement and Forces in Precast Concrete
tively: Buildings. Research report, PCI, Chicago, IL.
• Chicago: Castle Construction Corp. and Dukane 9. Roeder, Charles W. 2003. Proposed Design Method
Precast for Thermal Bridge Movements. Journal of Bridge
Engineering, V. 8, No. 1 (January–February): pp.
• Denver: Saunders Construction Inc. and Stresscon 12–19.
Corp.
10. Brown, R. D. 1972. Thermal Movement of Concrete.
• Washington: Donley’s Inc. and Tindall Corp. Journal of the Concrete Society, V. 6, No. 11
(November): pp. 51–53.
• Atlanta: Holden Construction Co. and Metromont
Corp. 11. ACI Committee 209. 2008. Prediction of Creep,
Shrinkage, and Temperature Effects in Concrete
This research would not have been possible without their Structures. ACI 209R-92. Farmington Hills, MI: ACI.
cooperation.
12. Mattock, A. H. 1961. Precast-Prestressed Concrete
Bridges 5. Creep and Shrinkage Studies. Journal of
the PCA Research and Development Laboratories, V.
3, No. 2 (May): pp. 32–66.
13. Naito, Clay, Wesley Peter, and Liling Cao. 2006. De-
velopment of a Seismic Design Methodology for Pre-
cast Diaphragms–Phase 1 Summary Report. Research
report, PCI and National Science Foundation.
Notation
Ts = structure temperature
∆ = displacement
About the authors level, where volume-change forces are most signifi-
cant. The study also developed new findings with
Gary Klein, S.E., is a senior respect to other volume-change parameters, including
principal with Wiss, Janney, the thermal-expansion coefficient, the design tem-
Elstner Associates Inc. in perature range, the degree of member softening due
Northbrook, Ill. He is a member to creep and microcracking, and the load factor for
of American Concrete Institute volume-change effects.
building code committee (ACI
318) and specializes in structural Design recommendations are provided for qualita-
investigations and research. tive consideration of volume-change effects as well
as quantitative analysis. Although the new research
Richard Lindenberg, S.E., is a indicates that the procedures recommended in the PCI
senior associate with Wiss, Design Handbook: Precast and Prestressed Concrete
Janney, Elstner Associates Inc. result in a conservative estimate of volume-change
He specializes in structural force, certain aspects of the PCI Design Handbook
monitoring and the correlation to procedures were found to be unconservative. There-
analytical models. fore, the research findings should be considered in
their entirety. The full research report is available
from PCI.
Synopsis
Keywords
This paper summarizes the findings of the authors’
recent study on the volume-change response of precast Coefficient of thermal expansion, connector, creep,
concrete buildings. The objective of this research was double-tee, field testing, flange connector, load fac-
twofold: to develop a better understanding of volume- tor, parking structure, shrinkage-flexible connection,
change movement and forces based on measured temperature, volume change.
performance of precast concrete parking structures and
calibration to analytical models and to recommend re- Review policy
vised design procedures that reflect this understanding
and account for the influence of flexible connections. This paper was reviewed in accordance with the
The primary research tasks included field monitoring Precast/Prestressed Concrete Institute’s peer-review
and finite-element analyses of actual structures as well process.
as evaluation of the predictability of volume-change
forces. Reader comments
The research revealed that deformations of flexible Please address any reader comments to PCI Journal
deck and spandrel connections change the deforma- editor-in-chief Emily Lorenz at elorenz@pci.org or
tion pattern and thereby substantially reduce volume- Precast/Prestressed Concrete Institute, c/o PCI Journal,
change movement and force at the lowest supported 209 W. Jackson Blvd., Suite 500, Chicago, IL 60606. J