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CARTA EUROPEAN
A AUTONOMIEI LOCALE
EUROPEAN CHARTER OF LOCAL
SELF-GOVERNMENT
CZU 352(4)=161.1=135.1=111
58
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Descrierea CIP a Camerei Naionale a Crii
= Carta european a
autonomiei locale = European Charter of Local Self-Government / .-.:
; . - . . : . -
, 2011 (Furmanchevici I.I.). 40 p.
Tit., text paral.: lb. rus, rom., engl. Bibliogr. n notele de subsol. 3000 ex.
ISBN 978-9975-4111-4-1.
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PREAMBUL
Statele membre ale Consiliului Europei, semnatare ale prezentei Cri,
Considernd ca elul Consiliului Europei este de a realiza o uniune mai
strns ntre membrii si pentru a ocroti i pentru a promova idealurile i
principiile care reprezint patrimoniul lor comun;
Considernd c unul din mijloacele prin care acest el va fi realizat este
ncheierea de acorduri n domeniul administrativ;
Considernd c colectivitile locale reprezint unul din principalele fundamente ale oricrui regim democratic;
Considernd c dreptul cetenilor de a participa la gestiunea treburilor
obteti face parte din principiile democratice comune ale tuturor statelor
membre ale Consiliului Europei;
Convini c acest drept poate fi exercitat n modul cel mai direct la nivelul
local;
Convini c existena de colectiviti locale mputernicite cu responsabiliti efective permite o administraie n acelai timp eficace i apropiat de
cetean;
Continei de faptul c aprarea i ntrirea puterii locale n diferitele ri
ale Europei reprezint o contribuie important la edificarea unei Europe
fondate pe principiile democraiei i ale decentralizrii puterii;
Afirmnd c aceasta presupune existena de colectiviti locale dotate cu
organe decizionale constituite democratic i beneficiind de o larg autonomie
n ceea ce privete competenele, modalitile de a le exercita i mijloacele
necesare pentru ndeplinirea misiunii lor,
Au convenit asupra celor ce urmeaz:
23
Articolul 1
Prile se angajeaz a se considera ca fiind legate de articolele care urmeaz de maniera i n msura prescrise de articolul 12 al prezentei Cri.
PARTEA I
Articolul 2
Fundamentarea constituional
i legal a autonomiei locale
Principiul de autonomie local trebuie s fie recunoscut n legislaia intern i, pe ct posibil, n Constituie.
Articolul 3
Conceptul de autonomie local
1. Prin autonomie local se nelege dreptul i capacitatea efective ale colectivitilor locale de a rezolva i de a gira n cadrul legii, sub propria lor rspundere i n favoarea populaiilor, o parte important din treburile publice.
2. Acest drept este exercitat de consilii, sau adunrii compuse din membri
alei prin vot liber, secret, egal, direct i universal i putnd dispune de organe
executive responsabile n faa lor.
Aceast dispoziie nu poart prejudiciul recursului la adunri de ceteni,
la referendum sau la oricare alt form de participare direct a cetenilor
acolo unde e permis de lege.
Articolul 4
Raza de aciune a autonomiei locale
1. Competenele de baz ale colectivitilor locale sunt fixate prin Constituie sau prin lege. Totui, aceast dispoziie nu mpiedic a se atribui colectivitilor locale competene n scopuri specifice, n conformitate cu legea.
2. Colectivitile locale dispun n cadrul legii de toat latitudinea de a lua
iniiativa pentru orice chestiune care nu este exclus din cmpul competenelor lor sau care este atribuit unei alte autoriti.
24
25
Articolul 7
Condiiile de exercitare a responsabilitilor la nivel local
1. Statutul aleilor locali trebuie s asigure liberul exerciiu al mandatului lor.
2. El trebuie s permit compensaia financiar adecvat a cheltuielilor
cauzate n exerciiul mandatului lor i, dac este cazul, compensaia financiar a ctigurilor pierdute sau o remuneraie a muncii ndeplinite i o asigurare
social corespunztoare.
3. Funciile i activitile incompatibile cu mandatul de ales local nu pot fi
fixate dect prin lege sau pe baza principiilor juridice fundamentale.
Articolul 8
Controlul administrativ al aciunii colectivitilor locale
1. Orice control administrativ asupra colectivitilor locale nu poate fi
exercitat dect potrivit cu formele i n cazurile prevzute de constituie sau
de lege.
2. Orice control administrativ al aciunii colectivitilor locale nu trebuie
n mod normal s aib n vedere dect a asigura respectul legalitii i a principiilor constituionale. Controlul administrativ poate, totui, s cuprind un
control de oportunitate exercitat de autoritile de nivel superior n ceea ce
privete sarcinile a cror execuie este delegat colectivitilor locale.
3. Controlul administrativ al colectivitilor locale trebuie s fie exercitat
respectnd raportul ntre amploarea interveniei autoritii care exercit controlul i importana intereselor pe care ea nelege a le proteja.
Articolul 9
Resursele financiare ale colectivitilor locale
1. Colectivitile locale au dreptul n cadrul politicii economice naionale
la resurse proprii suficiente de care ele pot dispune n mod liber n exerciiul
competenelor lor.
2. Resursele financiare ale colectivitilor locale trebuie s fie proporionale cu competenele de Constituie sau de lege.
3. O parte cel puin din resursele financiare ale colectivitilor locale tre-
26
buie s provin din redevenele i din impozitele locale pentru care ele au
puterea a le fixa rata n limitele legii.
4. Sistemele financiare pe care se sprijin resursele de care dispun colectivitile locale trebuie s fie de natur suficient de diversificat i evolutiv
pentru a le permite a urmri pe ct posibil n practic evoluia real a cheltuielilor bugetare de competena lor.
5. Sprijinul colectivitilor locale mai slabe din punct de vedere financiar
necesit punerea n funciune de proceduri de repartizare financiar just sau
de msuri echivalente destinate a corija efectele repartiiei inegale a resurselor poteniale de finanare ct i a sarcinilor ce le revin. Asemenea proceduri
sau msuri nu trebuie s reduc libertatea de a opta a colectivitilor locale n
domeniul lor propriu de responsabilitate.
6. Colectivitile locale trebuie s fie consultate de o manier apropriat
asupr modalitilor de atribuire a resurselor redistribuite ce la revin.
7. Pe ct posibil, subveniile acordate colectivitilor locale nu trebuie s
fie destinate finanrii unor proiecte specifice. Atribuirea de subvenii nu trebuie s poarte prejudiciul libertii fundamentale a politicii colectivitilor
locale n propriul lor domeniu de competen.
8. n scopul finanrii cheltuielilor lor de investiii, colectivitile locale
trebuie s aib acces, n conformitate cu legea, la piaa naional de capitaluri.
Articolul 10
Dreptul de asociaie al colectivitilor locale
1. Colectivitile locale au dreptul, n exerciiul competenelor lor de a
coopera n cadrul legii, de a se asocia cu alte colectivitai locale pentru realizarea unor sarcini de interes comun.
2. Dreptul colectivitilor locale de a adera la o asociaie pentru protecia
i promovarea intereselor lor comune i acela de a adera la o asociaie internaional de colectiviti locale trebuie s fie recunoscut n fiecare stat.
3. Colectivitile locale pot, n cadrul condiiilor prevzute eventual de
lege, s coopereze cu colectivitile altor state.
27
Articolul 11
Protecia legal a autonomiei locale
Colectivitile locale trebuie s dispun de un drept jurisdicional de recurs pentru a asigura liberul exerciiu al competenelor lor i respectul principiilor de autonomie local care sunt consfinite n Constituie sau n legislaia
intern.
PARTEA II
ANGAJAMENTE
Articolul 12
Obligaii
1. Fiecare Parte se angajeaz a se considera ca fiind legat de cel puin
douzeci de paragrafele din Partea I a Crii din care cel puin zece trebuie s
fie alese printre paragrafele urmtoare:
- articolul 2,
- articolul 3, paragrafele 1 i 2,
- articolul 4, paragrafele 1, 2 i 4,
- articolul 5,
- articolul 7, paragraful 1,
- articolul 8, paragraful 2,
- articolul 9, paragrafele 1, 2 i 3,
- articolul 10, paragraful 1,
- articolul 11.
2. Fiecare stat contractant, n momentul depunerii instrumentelor de ratificare, de acceptare sau de aprobare, notific Secretarului General al Consiliului Europei paragrafele alese n conformitate cu dispoziia paragrafului 1
al prezentului articol.
3. Fiecare Parte poate la orice moment ulterior s notifice Secretarului
General c ea se consider ca fiind legat de oricare alt paragraf al prezentei
Cri pe care ea nu la acceptat nc, conform dispoziiilor din paragraful 1
al prezentului articol. Aceste angajamente ulterioare vor fi considerate par-
28
29
30
ful precedent, s denune toate paragrafele prii I a Crii pe care le-a acceptat, cu rezerva ca numrul i categoria paragrafelor la care aceast Parte este
legat s rmn conforme cu dispoziiile articolului 12, paragraful 1. Orice
Parte care, ca urmare a denunrii unui paragraf, nu se mai conform dispoziiilor articolului 12, paragraful 1, va fi considerat ca avnd deasemenea
Carta ca atare.
Articolul 18
Notificri
Secretarul General al Consiliului Europei notific statelor membre ale
Consiliului:
a) toate semnturile;
b) depunerea tuturor instrumentelor de ratificare, acceptare sau aprobare;
c) toate datele de intrare n vigoare a prezentei Cri conform articolului 15;
d) toate notificrile primite prin aplicarea dispoziiilor articolului 12,
paragrafele 2 i 3;
e) toate notificrile primite prin aplicarea dispoziiilor articolului 13;
f) orice alt act, notificare sau comunicare n legtur cu prezenta Cart.
Pe baza aceasta, subsemnaii autorizai cum se cuvine n acest scop, au
semnat prezenta Cart.
Fcut la Strasbourg la 15 octombrie 1985 n limbile francez i englez,
ambele texte fiind egal autentice, ntr-un singur exemplar ce va fi depozitat n
arhiva Consiliului Europei.
Secretarul General al Consiliului Europei va remite o copie certificat fiecruia dintre statele membre ale Consiliului Europei.
31
PREAMBLE
The member States of the Council of Europe, signatory hereto,
Considering that the aim of the Council of Europe is to achieve a greater
unity between its members for the purpose of safeguarding and realising the
ideals and principles which are their common heritage;
Considering that one of the methods by which this aim is to be achieved
is through agreements in the administrative field;
Considering that the local authorities are one of the main foundations of
any democratic regime;
Considering that the right of citizens to participate in the conduct of public affairs is one of the democratic principles that are shared by all member
States of the Council of Europe;
Considering that it is at local level that this right can be most directly
exercised;
Convinced that the existence of local authorities with real responsibilities
can provide an administration which is both effective and close to the citizen;
Aware that the safeguarding and reinforcement of local self-government
in the different European countries is an important contribution to the construction of a Europe based on the principles of democracy and the decentralisation of power;
Asserting that this entails the existence of local authorities endowed with
democratically constituted decision-making bodies and possessing a wide
degree of autonomy with regard to their responsibilities, the ways and means
by which those responsibilities are exercised and the resources required for
their fulfilment,
Have agreed as follows:
32
Article 1
The Parties undertake to consider themselves bound by the following
articles in the manner and to the extent prescribed in Article 12 of this
Charter.
PART I
Article 2
Constitutional and legal foundation
for local self-government
The principle of local self-government shall be recognised in domestic
legislation, and where practicable in the constitution.
Article 3
Concept of local self-government
Local self-government denotes the right and the ability of local authorities, within the limits of the law, to regulate and manage a substantial share of
public affairs under their own responsibility and in the interests of the local
population.
This right shall be exercised by councils or assemblies composed of members freely elected by secret ballot on the basis of direct, equal, universal suffrage, and which may possess executive organs responsible to them. This provision shall in no way affect recourse to assemblies of citizens, referendums or
any other form of direct citizen participation where it is permitted by statute.
Article 4
Scope of local self-government
The basic powers and responsibilities of local authorities shall be prescribed by the constitution or by statute. However, this provision shall not
prevent the attribution to local authorities of powers and responsibilities for
specific purposes in accordance with the law.
Local authorities shall, within the limits of the law, have full discretion to
33
exercise their initiative with regard to any matter which is not excluded from
their competence nor assigned to any other authority.
Public responsibilities shall generally be exercised, in preference, by those
authorities which are closest to the citizen. Allocation of responsibility to another authority should weigh up the extent and nature of the task and requirements of efficiency and economy.
Powers given to local authorities shall normally be full and exclusive.
They may not be undermined or limited by another, central or regional, authority except as provided for by the law.
Where powers are delegated to them by a central or regional authority,
local authorities shall, insofar as possible, be allowed discretion in adapting
their exercise to local conditions.
Local authorities shall be consulted, insofar as possible, in due time and
in an appropriate way in the planning and decision-making processes for all
matters which concern them directly.
Article 5
Protection of local authority boundaries
Changes in local authority boundaries shall not be made without prior
consultation of the local communities concerned, possibly by means of a referendum where this is permitted by statute.
Article 6
Appropriate administrative structures and resources for the tasks
of local authorities
Without prejudice to more general statutory provisions, local authorities
shall be able to determine their own internal administrative structures in order to adapt them to local needs and ensure effective management.
The conditions of service of local government employees shall be such
as to permit the recruitment of high-quality staff on the basis of merit and
competence; to this end adequate training opportunities, remuneration and
career prospects shall be provided.
34
Article 7
Conditions under which responsibilities at local level are exercised
The conditions of office of local elected representatives shall provide for
free exercise of their functions.
They shall allow for appropriate financial compensation for expenses incurred in the exercise of the office in question as well as, where appropriate,
compensation for loss of earnings or remuneration for work done and corresponding social welfare protection.
Any functions and activities which are deemed incompatible with the
holding of local elective office shall be determined by statute or fundamental
legal principles.
Article 8
Administrative supervision of local authorities activities
Any administrative supervision of local authorities may only be exercised
according to such procedures and in such cases as are provided for by the
constitution or by statute.
Any administrative supervision of the activities of the local authorities
shall normally aim only at ensuring compliance with the law and with constitutional principles. Administrative supervision may however be exercised
with regard to expediency by higher-level authorities in respect of tasks the
execution of which is delegated to local authorities.
Administrative supervision of local authorities shall be exercised in
such a way as to ensure that the intervention of the controlling authority is
kept in proportion to the importance of the interests which it is intended
to protect.
Article 9
Financial resources of local authorities
Local authorities shall be entitled, within national economic policy, to
adequate financial resources of their own, of which they may dispose freely
within the framework of their powers.
35
Local authorities financial resources shall be commensurate with the responsibilities provided for by the constitution and the law.
Part at least of the financial resources of local authorities shall derive
from local taxes and charges of which, within the limits of statute, they have
the power to determine the rate.
The financial systems on which resources available to local authorities are
based shall be of a sufficiently diversified and buoyant nature to enable them
to keep pace as far as practically possible with the real evolution of the cost of
carrying out their tasks.
The protection of financially weaker local authorities calls for the institution of financial equalisation procedures or equivalent measures which are
designed to correct the effects of the unequal distribution of potential sources
of finance and of the financial burden they must support. Such procedures
or measures shall not diminish the discretion local authorities may exercise
within their own sphere of responsibility.
Local authorities shall be consulted, in an appropriate manner, on the
way in which redistributed resources are to be allocated to them.
As far as possible, grants to local authorities shall not be earmarked for
the financing of specific projects. The provision of grants shall not remove the
basic freedom of local authorities to exercise policy discretion within their
own jurisdiction.
For the purpose of borrowing for capital investment, local authorities
shall have access to the national capital market within the limits of the law.
Article 10
Local authorities right to associate
Local authorities shall be entitled, in exercising their powers, to co-operate and, within the framework of the law, to form consortia with other local
authorities in order to carry out tasks of common interest.
The entitlement of local authorities to belong to an association for the
protection and promotion of their common interests and to belong to an international association of local authorities shall be recognised in each State.
36
Local authorities shall be entitled, under such conditions as may be provided for by the law, to co-operate with their counterparts in other States.
Article 11
Legal protection of local self-government
Local authorities shall have the right of recourse to a judicial remedy in
order to secure free exercise of their powers and respect for such principles
of local self-government as are enshrined in the constitution or domestic legislation.
PART II
MISCELLANEOUS PROVISIONS
Article 12
Undertakings
Each Party undertakes to consider itself bound by at least twenty paragraphs of Part I of the Charter, at least ten of which shall be selected from
among the following paragraphs:
- Article 2,
- Article 3, paragraphs 1 and 2,
- Article 4, paragraphs 1, 2 and 4,
- Article 5,
- Article 7, paragraph 1,
- Article 8, paragraph 2,
- Article 9, paragraphs 1, 2 and 3,
- Article 10, paragraph 1,
- Article 11.
Each Contracting State, when depositing its instrument of ratification,
acceptance or approval, shall notify to the Secretary General of the Council
of Europe of the paragraphs selected in accordance with the provisions of
paragraph 1 of this article.
Any Party may, at any later time, notify the Secretary General that it con-
37
siders itself bound by any paragraphs of this Charter which it has not already
accepted under the terms of paragraph 1 of this article. Such undertakings
subsequently given shall be deemed to be an integral part of the ratification,
acceptance or approval of the Party so notifying, and shall have the same effect as from the first day of the month following the expiration of a period of
three months after the date of the receipt of the notification by the Secretary
General.
Article 13
Authorities to which the Charter applies
The principles of local self-government contained in the present Charter
apply to all the categories of local authorities existing within the territory
of the Party. However, each Party may, when depositing its instrument of
ratification, acceptance or approval, specify the categories of local or regional
authorities to which it intends to confine the scope of the Charter or which
it intends to exclude from its scope. It may also include further categories of
local or regional authorities within the scope of the Charter by subsequent
notification to the Secretary General of the Council of Europe.
Article 14
Provision of information
Each Party shall forward to the Secretary General of the Council of Europe all relevant information concerning legislative provisions and other
measures taken by it for the purposes of complying with the terms of this
Charter.
PART III
Article 15
Signature, ratification and entry into force
This Charter shall be open for signature by the member States of the
Council of Europe. It is subject to ratification, acceptance or approval. In-
38
39
it. Six months notice shall be given to the Secretary General of the Council
of Europe. Such denunciation shall not affect the validity of the Charter in
respect of the other Parties provided that at all times there are not less than
four such Parties.
Any Party may, in accordance with the provisions set out in the preceding
paragraph, denounce any paragraph of Part I of the Charter accepted by it
provided that the Party remains bound by the number and type of paragraphs
stipulated in Article 12, paragraph 1. Any Party which, upon denouncing a
paragraph, no longer meets the requirements of Article 12, paragraph 1, shall
be considered as also having denounced the Charter itself.
Article 18
Notifications
The Secretary General of the Council of Europe shall notify the member
States of the Council of Europe of:
a) any signature;
b) the deposit of any instrument of ratification, acceptance or approval;
c) any date of entry into force of this Charter in accordance with Article 15;
d) any notification received in application of the provisions of Article
12, paragraphs 2 and 3;
e) any notification received in application of the provisions of Article 13;
f) any other act, notification or communication relating to this Charter.
In witness whereof the undersigned, being duly authorised thereto, have
signed this Charter.
Done at Strasbourg, this 15th day of October 1985, in English and French,
both texts being equally authentic, in a single copy which shall be deposited in the archives of the Council of Europe. The Secretary General of the
Council of Europe shall transmit certified copies to each member State of the
Council of Europe.