Corrigendum to workbook for RTA Corporate Examination

April, 2011 1. Chapter 4 Debt Securities page 41 section 4.1 last paragraph should read as par value of the bond (of has the o missing). 2. Chapter 9 Public Offering of Securities page 109 Section 9.3 Retail Individual investors are those who invest less that Rs.2,00,000/- in an issue (amended recently to 2,00,000/- from 1,00,000/- by SEBI) 3. Chapter 9 Public Offering of Securities page 110 Section 9.3 Non-Institutional Investors who are individual investors called High Networth Individuals (HNIs) who invest Rs.2,00,000/- or above in an issue (amended recently to 2,00,000/- from 1,00,000/- by SEBI) 4. Chapter 9 Public Offering of Securities page 111 Section 9.5 Draft Red Herring Prospectus Draft red herring prospectus is a draft prospectus which is used in book built issues. It contains all disclosures except the price. It is filed with SEBI for vetting. DRHP contains all statutory disclosures. Red Herring Prospectus contains the price band and the issue dates. It is filed with the registrar of companies prior to the bid opening date. On completion of the price discovery, the final price is included in the red herring prospectus and it becomes a prospectus.