Risk Assessment Management Summary

Location Date

Area/ Item Reviewed

Objectives/Scope

Team leader Facilitator Participants

Assessment Executive Summary

Expected Benefits & by When

Key Risk Treatment Plans

More detailed plans in the Risk Assessment Person Responsible Action Date

This Review Date Follow Up Date

SPA for improvements Management Approval

Budget Worksheet
A 600 - 451 B 450 - 301 C 300 -151 D 150 - 0

Savings $92,000

Budget $100,000 Image Impact Image Impact

Risk Score

Risk Score

Financial Impact

Financial Impact

Potential Savings

Job No

Description

Budget Cost

Ref

Identify Current Risks

Proposed Change

Revised Cost

Risks after change

Existing Controls

Adequacy of Controls

Decision Status

Countermeasures

Person Responsible

Action Date

.00
EXAMPLE Building Maintenance -roofs, gutters, downpipes, doors, windows, fixtures, footpaths etc) $100,000 OC1.01 Leaking Roofs affect Employee morale, Industrial Relations. Trip Hazards on the footpaths.

Current Risk Scores 300 225 525 Tar roof seems, gutters, and downspouts. $8,000 Leaks prevented None Deficient Develop PM to monitor leaks and check plyability of tar.

Changed Risk Scores 0 90 90 92000 C J. Smith 81406

107414929.xls.ms_office

8/26/2012

Impact of Occurrence
Customer Financial Risks Capacity Image Risks Cost EH&S Single fatality OR long-term (> 3 years) environmental impact

Inability to meet Increased cost of demands within 6 > 5% OEE losses > $20M OR capital months OR > 5% loss of > $20M quality loss

Lost time injury or Inability to meet Increased cost of occupational > 5% Availability demands within 3$5M -$20M OR illness OR 1-3 loss OR > 5% 6 months OR > capital loss of $5Myear Rate loss 2% quality loss $20M environmental impact First aid treatment Potential to Inability to meet Increased cost of injury AND no lost increase asset demands within $1M -$5M OR time OR rate of failure AND 90 days AND no capital loss of $1M- environmental < 5% impact on quality loss $5M impact < $500k to OEE correct No additional No potential for market share gain Increased cost of injury OR AND current < $1M OR capital environmental capacity loss of < $1M impact < $100k to maintained correct

Inability to meet demands within 30 days AND no quality loss

ence
Image Risks Regulatory

Severity of Occurrence
Employee

10% of senior Intervention by managers or regulatory agency experienced AND fines of > employees leave $1M the company

Catastrophic

Potential to Intervention by increase turnover regulatory agency of experienced OR fines of < $1M employees

Major

Breach of licensing or legislation which has the potential to result in fines

Increased employee dissatisfaction, perceived to be a low-value employer

Minor

Breach of internal standards, Isolated employee guidelines, or dissatisfaction procedures

Insignificant

Probability of Occurrence
Certain (> 0.8 probability) Likely (0.5-0.8 probability) Feasible (0.1-0.5 probability) Unlikely (< 0.1 probability)
Local Enterprise Local Enterprise Local Enterprise Local Enterprise Has occurred > or equal to 29 times over the

Has occurred > or equal to 10 times over th

Has occurred 18 - 28 times over the past

Has occurred 6 - 9 times over the pas

Has occurred > 5 times over the past 4

Has occurred > 3 times over the past 2

Has occurred < 5 times over the past 5

Has occurred < 3 times over the past 3

nce

equal to 29 times over the past 3 years

r equal to 10 times over the past year

18 - 28 times over the past 3 years

ed 6 - 9 times over the past year

d > 5 times over the past 4 years

d > 3 times over the past 2 years

d < 5 times over the past 5 years

d < 3 times over the past 3 years

Probability of Occurrence
Certain Likely Feasible Unlikely Certain Likely Feasible Unlikely Certain Likely Feasible Unlikely Certain Likely Feasible Unlikely

Impact of Occurrence
Financial Risks Customer Capacity 100 100 95 95 90 90 80 80 75 70 60 55 50 45 35 30 25 20 10 0 75 70 60 55 50 45 35 30 25 20 10 0 Image Risks Cost 100 95 90 80 75 70 60 55 50 45 35 30 25 20 10 0 EH&S 100 95 90 80 75 70 60 55 50 45 35 30 25 20 10 0

urrence
Image Risks Regulatory 100 95 90 80 75 70 60 55 50 45 35 30 25 20 10 0 Employee 100 95 90 80 75 70 60 55 50 45 35 30 25 20 10 0

Severity of Occurrence
Catastrophic

Major

Minor

Insignificant