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U.S.

District Court Southern District of Florida (West Palm Beach) CRIMINAL DOCKET FOR CASE #: 9:11-cr-80205-KAM All Defendants

Case title: USA v. Stein Date Filed: 12/13/2011 Assigned to: Judge Kenneth A. Marra Referred to: Magistrate Judge James M. Hopkins

Defendant (1) Mitchell J Stein YOB: 1958, Charles White Appointed as Standby CJA Counsel Charles G White PA 1031 Ives Dairy Road Suite 228 Miami, FL 33179 305-914-0160 Fax: 305-914-0166 Email: cgwhitelaw@netscape.net ATTORNEY TO BE NOTICED Designation: CJA Appointment represented by Charles Garret White

Eric J. Wittenberg 6895 East MainStreet

Reynoldsburg, OH 43068 Email: eric@ewittenberglaw.com TERMINATED: 04/03/2013 PRO HAC VICE Designation: Retained

Jared J. Scharf The Law Office of Jared J. Scharf 1025 Westchester Avenue Suite 305 White Plains, NY 10604 914-682-9777 Email: jaredscharf@crimtaxlaw.com TERMINATED: 03/12/2013 PRO HAC VICE Designation: Retained

Michael S. Pasano Carlton Fields 100 SE 2nd Street Suite 4000 PO Box 019101 Miami, FL 33131-9101 305-530-0050 Fax: 305-530-0055 Email: mpasano@carltonfields.com

TERMINATED: 03/01/2013 Designation: Retained

Stephen James Binhak The Law Office of Stephen James Binhak, PLLC 2 S. Biscayne, Blvd., Suite 3570 Miami, FL 33131 305-361-5500 Fax: 305--967-612 Email: binhaks@binhaklaw.com TERMINATED: 03/12/2013

Pending Counts Disposition 18:1349.F ATTEMPT AND CONSPIRACY TO COMMIT MAIL FRAUD (1) 18:1341.F FRAUDS AND SWINDLES (2-4) 18:1343.F FRAUD BY WIRE, RADIO, OR TELEVISION (5-7) 18:1348.F SECURITIES FRAUD (8-10) 18:1957-5800.F ENGAGING IN MONETARY TRANSACTIONS (11-13) 18:371.F CONSPIRACY TO DEFRAUD THE UNITED STATES

(14)

Highest Offense Level (Opening) Felony

Terminated Counts Disposition None

Highest Offense Level (Terminated) None

Complaints Disposition None

Plaintiff USA represented by Andrew H. Warren

U.S. Department of Jnstice Criminal Division 1400 New York Avenue, N.W. Washington, DC 20530 (202) 305-4002 Fax: (202) 514-6118 Email: andrew.warren@usdoj.gov

LEAD ATTORNEY ATTORNEY TO BE NOTICED

Kevin B. Muhlendorf U.S. Department of Justice Criminal Division Bond Building 1400 New York Ave., NW Washington, DC 20530 202.307.1390 Email: kevin.muhlendorf@usdoj.gov LEAD ATTORNEY ATTORNEY TO BE NOTICED

Albert Stieglitz U.S. Department of Jnstice Criminal Division 1400 New York Avenue, N.W. Washington, DC 20530 (202) 514-4313 Fax: (202) 514-6118 Email: Albert.Stieglitz@usdoj.gov ATTORNEY TO BE NOTICED

Date Filed

Docket Text

12/13/2011 1 MOTION to seal by USA as to Mitchell J Stein. Responses due by 12/30/2011 (Attachments: # 1 Sealed Tracking Form)(dj) (Entered: 12/13/2011) 12/13/2011 2 ORDER granting 1 Motion to seal as to Mitchell J Stein (1). Signed by Judge Kenneth A. Marra on 12/13/2011. (dj) (Entered: 12/13/2011) 12/13/2011 3 INDICTMENT as to Mitchell J Stein (1) count(s) 1, 2-4, 5-7, 8-10, 11-13, 14. (dj) (Entered: 12/13/2011) 12/19/2011 5 MOTION to Unseal Case by USA as to Mitchell J Stein. (dj) (Entered: 12/20/2011)

12/19/2011 6 ORDER granting 5 Motion to Unseal Case as to Mitchell J Stein (1). Signed by Magistrate Judge James M. Hopkins on 12/19/2011. (dj) (Entered: 12/20/2011) 12/19/2011 12/21/2011) Arrest of Mitchell J Stein in Central California (Los Angeles). (kza) (Entered:

12/20/2011 7 CLERK'S NOTICE of Compliance by Mitchell J Stein re 6 Order on Motion to Unseal Case (dj) (Entered: 12/20/2011) 12/21/2011 8 Arrest Warrant returned executed on 12/19/2011 in Los Angeles, CA as to Mitchell J Stein re 4 Arrest Warrant Issued (kza) (Entered: 12/21/2011) 01/03/2012 9 Rule 5(c)(3)/ Rule 40 Documents received from USDC - CDCA (Los Angeles) as to Mitchell J Stein (kza) (Entered: 01/03/2012) 01/20/2012 10 NOTICE OF ATTORNEY APPEARANCE: Michael S. Pasano appearing for Mitchell J Stein (Pasano, Michael) (Entered: 01/20/2012) 01/20/2012 11 Minute Entry for proceedings held before Magistrate Judge Ann E. Vitunac: Initial Appearance as to Mitchell J Stein held on 1/20/2012, Bond Hearing as to Mitchell J Stein held on 1/20/2012. Bond set as to Mitchell J Stein (1) $300,000 PSB secured adopted from CDCA with exception - Special Conditions: i. Avoid all contact with victims of or witnesses to the crimes charged, except through counsel - except James Feidler at Signal Life. Arraignment as to Mitchell J Stein (1) Count 1,24,5-7,8-10,11-13,14 held on 1/20/2012. (Digital 11:44:30.) (kza) (Entered: 01/23/2012) 01/20/2012 12 ARRAIGNMENT INFORMATION SHEET Not Guilty Plea entered as to counts Mitchell J Stein (1) Count 1,2-4,5-7,8-10,11-13,14. Court accepts plea. Arraignment held on 1/20/2012 before Magistrate Judge Ann E. Vitunac. (kza) (Entered: 01/23/2012) 01/20/2012 13 STANDING DISCOVERY ORDER as to Mitchell J Stein. All motions concerning matters not covered by this order must be filed within 28 days of this order. Signed by Magistrate Judge Ann E. Vitunac on 1/20/2012. (kza) (Entered: 01/23/2012) 01/20/2012 14 ORDER RE: STATUS CONFERENCE, SPEEDY TRIAL, PRETRIAL MATTERS as to Mitchell J Stein. Signed by Magistrate Judge Ann E. Vitunac on 1/20/2012. (kza) (Entered: 01/23/2012)

01/20/2012

Arrest (Surrender) of Mitchell J Stein (kza) (Entered: 01/24/2012)

01/20/2012 17 Order on Initial Appearance as to Mitchell J Stein for proceeding held on 1/20/2012. Paul Calli appeared as permanent counsel of record. Arraignment held. Bond set at $300,000 PSB secured adopted from CDCA with exception. Special Conditions: a. Surrender all passports and travel documents to the Pretrial Services Office;i. Avoid all contact with victims of or witnesses to the crimes charged, except through counsel, except James Feidler at Signal Life;p. May travel to and from CA without permission and anywhere in the Continental US with permission of Pretrial Services;q. Comply with additional conditions of bond - residence restriction, secured by property of Frank Wilson as to Mitchell J Stein (1). Signed by Magistrate Judge Ann E. Vitunac on 1/20/2012. (kza) (Entered: 01/24/2012) 01/20/2012 18 $300,000 PSB secured adopted from CDCA Special Conditions: a. Surrender all passports and travel documents to the Pretrial Services Office; i. Avoid all contact with victims of or witnesses to the crimes charged, except through counsel, except James Feidler at Signal Life; p. May travel to and from CA without permission and anywhere in the Continental US with permission of Pretrial Services; q. Comply with additional conditions of bond - residence restriction, secured by property of Frank Wilson as to Mitchell J Stein. Approved by Magistrate Judge Ann E. Vitunac (kza) (Entered: 01/24/2012) 01/24/2012 15 Rule 5(c)(3)/ Rule 40 Documents received from USDC - CDCA (Los Angeles) as to Mitchell J Stein (kza) (Entered: 01/24/2012) 01/24/2012 16 SCHEDULING ORDER as to Mitchell J Stein: Calendar Call set for 3/2/2012 09:00 AM in West Palm Beach Division before Judge Kenneth A. Marra., Jury Trial set for 3/5/2012 09:00 AM in West Palm Beach Division before Judge Kenneth A. Marra. ORDER REFERRING CASE to Magistrate Judge James M. Hopkins for Pretrial as to Mitchell J Stein. Signed by Judge Kenneth A. Marra on 1/24/2012. (ir) (Entered: 01/24/2012) 01/24/2012 19 Report Commencing Criminal Action as to Mitchell J Stein - YOB: **/**/1958 Prisoner #: 62053-112 (kza) (Entered: 01/24/2012) 02/03/2012 20 Defendant's MOTION to Continue Trial and for Date Certain for Trial by Mitchell J Stein. Responses due by 2/21/2012 (Attachments: # 1 Exhibit A)(Pasano, Michael) (Entered: 02/03/2012) 02/08/2012 21 NOTICE OF HEARING as to Mitchell J Stein: Telephone Status Conference set for 2/10/2012 11:00 AM in West Palm Beach Division before Judge Kenneth A. Marra. (ir) (Entered: 02/08/2012) 02/10/2012 22 Minute Entry for proceedings held before Judge Kenneth A. Marra: Telephone Conference as to Mitchell J Stein held on 2/10/2012. Albert Stieglitz and Michael Pasano appear by phone. Court grants motion for continuance and will reset trial to 10/1/12, cc 9/28/12. Court Reporter: Stephen Franklin, 561-514-3768 / Stephen_Franklin@flsd.uscourts.gov (ir) (Entered: 02/10/2012)

02/13/2012 23 ORDER TO CONTINUE - Ends of Justice as to Mitchell J Stein Time excluded from 2/10/12 until 10/1/12. Calendar Call set for 9/28/2012 09:00 AM in West Palm Beach Division before Judge Kenneth A. Marra., Jury Trial set for 10/1/2012 09:00 AM in West Palm Beach Division before Judge Kenneth A. Marra. Signed by Judge Kenneth A. Marra on 2/10/2012. (ir) (Entered: 02/13/2012) 04/16/2012 24 Defendant's MOTION to Dismiss 3 Indictment Count 1 for Vagueness by Mitchell J Stein. Responses due by 5/3/2012 (Pasano, Michael) (Entered: 04/16/2012) 04/16/2012 25 Defendant's MOTION to Dismiss 3 Indictment Counts 2 through 4 for Failure to State an Offense by Mitchell J Stein. Responses due by 5/3/2012 (Pasano, Michael) (Entered: 04/16/2012) 04/16/2012 26 Defendant's MOTION to Dismiss 3 Indictment Counts 5 through 7 for Failure to State an Offense by Mitchell J Stein. Responses due by 5/3/2012 (Pasano, Michael) (Entered: 04/16/2012) 04/16/2012 27 Defendant's MOTION to Dismiss 3 Indictment Count 6 for Multiplicity by Mitchell J Stein. Responses due by 5/3/2012 (Pasano, Michael) (Entered: 04/16/2012) 04/16/2012 28 Defendant's MOTION to Dismiss 3 Indictment Counts 8 through 10 for Vagueness by Mitchell J Stein. Responses due by 5/3/2012 (Pasano, Michael) (Entered: 04/16/2012) 04/16/2012 29 Defendant's MOTION to Dismiss 3 Indictment Money Laundering Counts 11 through 13 by Mitchell J Stein. Responses due by 5/3/2012 (Pasano, Michael) (Entered: 04/16/2012) 04/16/2012 30 Defendant's MOTION to Dismiss 3 Indictment Count 14 for Vagueness by Mitchell J Stein. Responses due by 5/3/2012 (Pasano, Michael) (Entered: 04/16/2012) 04/16/2012 31 Defendant's MOTION to Bifurcate Forfeiture Prayer by Mitchell J Stein. Responses due by 5/3/2012 (Pasano, Michael). Added MOTION for Jury Trial on 4/17/2012 (lk). (Entered: 04/16/2012) 04/16/2012 32 Defendant's MOTION to Strike Prejudicial Surplusage from the Indictment by Mitchell J Stein. Responses due by 5/3/2012 (Pasano, Michael) (Entered: 04/16/2012) 04/17/2012 33 Clerks Notice to Filer re 31 Defendant's MOTION to Bifurcate Forfeiture Prayer and Request for Jury Trial<. Motion with Multiple Reliefs Filed as One Relief; ERROR - The Filer selected only one relief event and failed to select the additional corresponding events for each relief requested in the motion. The docket entry was corrected by the Clerk. It is not necessary to refile this document but future filings must comply with the instructions in the CM/ECF Attorney User's Manual. (lk) (Entered: 04/17/2012) 05/16/2012 34 Unopposed MOTION for Leave to File Excess Pages by USA as to Mitchell J Stein. Responses due by 6/4/2012 (Stieglitz, Albert) (Entered: 05/16/2012)

05/16/2012 35 CONSOLIDATED RESPONSE to Motion by USA as to Mitchell J Stein re 24 Defendant's MOTION to Dismiss 3 Indictment Count 1 for Vagueness, 26 Defendant's MOTION to Dismiss 3 Indictment Counts 5 through 7 for Failure to State an Offense, 29 Defendant's MOTION to Dismiss 3 Indictment Money Laundering Counts 11 through 13, 25 Defendant's MOTION to Dismiss 3 Indictment Counts 2 through 4 for Failure to State an Offense, 32 Defendant's MOTION to Strike Prejudicial Surplusage from the Indictment, 28 Defendant's MOTION to Dismiss 3 Indictment Counts 8 through 10 for Vagueness, 30 Defendant's MOTION to Dismiss 3 Indictment Count 14 for Vagueness, 27 Defendant's MOTION to Dismiss 3 Indictment Count 6 for Multiplicity [Consolidated Response] Replies due by 5/29/2012. (Stieglitz, Albert) Modified on 5/17/2012 (lk). (Entered: 05/16/2012) 05/30/2012 36 Defendant's MOTION for Leave to File Excess Pages by Mitchell J Stein. Responses due by 6/18/2012 (Pasano, Michael) (Entered: 05/30/2012) 05/30/2012 37 RESPONSE in Support by Mitchell J Stein re 24 Defendant's MOTION to Dismiss 3 Indictment Count 1 for Vagueness, 26 Defendant's MOTION to Dismiss 3 Indictment Counts 5 through 7 for Failure to State an Offense, 29 Defendant's MOTION to Dismiss 3 Indictment Money Laundering Counts 11 through 13, 25 Defendant's MOTION to Dismiss 3 Indictment Counts 2 through 4 for Failure to State an Offense, 32 Defendant's MOTION to Strike Prejudicial Surplusage from the Indictment, 28 Defendant's MOTION to Dismiss 3 Indictment Counts 8 through 10 for Vagueness, 30 Defendant's MOTION to Dismiss 3 Indictment Count 14 for Vagueness, 27 Defendant's MOTION to Dismiss 3 Indictment Count 6 for Multiplicity (Pasano, Michael) (Entered: 05/30/2012) 05/31/2012 38 ORDER REFERRING CASE to Magistrate Judge James M. Hopkins for Pretrial Motions as to Mitchell J Stein. Signed by Judge Kenneth A. Marra on 5/31/2012. (ir) (Entered: 05/31/2012) 05/31/2012 39 Endorsed ORDER granting 36 Motion for Leave to File Excess Pages as to Mitchell J Stein (1). Signed by Magistrate Judge James M. Hopkins on 5/31/2012. (JMH) (Entered: 05/31/2012) 05/31/2012 40 Endorsed ORDER granting 34 Motion for Leave to File Excess Pages as to Mitchell J Stein (1). Signed by Magistrate Judge James M. Hopkins on 5/31/2012. (JMH) (Entered: 05/31/2012) 06/04/2012 41 Defendant's MOTION to Compel Brady Disclosure by Mitchell J Stein. Responses due by 6/21/2012 (Attachments: # 1 Exhibit A - Cover letter and Discovery letters to Govt., # 2 Exhibit B Government's Reply letter, # 3 Exhibit C - Additional discovery letters)(Pasano, Michael) (Entered: 06/04/2012) 06/04/2012 42 Defendant's MOTION for Extension of Time to File Appropriate Pre-Trial Motions by Mitchell J Stein. Responses due by 6/21/2012 (Pasano, Michael) (Entered: 06/04/2012) 06/04/2012 43 Defendant's MOTION to Take Deposition of Rowland Perkins by Mitchell J Stein. Responses due by 6/21/2012 (Pasano, Michael) (Entered: 06/04/2012)

06/13/2012 44 NOTICE OF ATTORNEY APPEARANCE Kevin B. Muhlendorf appearing for USA. (Muhlendorf, Kevin) (Entered: 06/13/2012) 06/21/2012 45 Memorandum in Opposition by USA as to Mitchell J Stein re 43 Defendant's MOTION to Take Deposition of Rowland Perkins (Attachments: # 1 Exhibit Exhibit 1)(Muhlendorf, Kevin) (Entered: 06/21/2012) 06/21/2012 46 RESPONSE in Opposition by USA as to Mitchell J Stein re 41 Defendant's MOTION to Compel Brady Disclosure (Attachments: # 1 Exhibit Exhibit1)(Muhlendorf, Kevin) (Entered: 06/21/2012) 07/06/2012 47 REPLY TO RESPONSE to Motion by Mitchell J Stein re 43 Defendant's MOTION to Take Deposition of Rowland Perkins, 41 Defendant's MOTION to Compel Brady Disclosure (Pasano, Michael) (Entered: 07/06/2012) 07/26/2012 48 ORDER granting 43 Motion to Take Deposition as to Mitchell J Stein (1) Signed by Magistrate Judge James M. Hopkins on 7/26/2012. (ots) (Entered: 07/26/2012) 08/31/2012 08/31/2012) 49 STIPULATION by USA as to Mitchell J Stein (Stieglitz, Albert) (Entered:

09/13/2012 50 REPORT AND RECOMMENDATION on Defendant's Omnibus Motions to Dismiss and Strike Surplusage (DEs 24-30, 32) Objections to R&R due by 10/1/2012 Signed by Magistrate Judge James M. Hopkins on 9/13/2012. (tmn) (Entered: 09/13/2012) 09/14/2012 51 RESPONSE to Motion by USA as to Mitchell J Stein re 31 Defendant's MOTION to Bifurcate Forfeiture Prayer and Request for Jury Trial MOTION for Hearing Replies due by 9/24/2012. (Stieglitz, Albert) (Entered: 09/14/2012) 09/14/2012 52 Defendant's MOTION to Dismiss 3 Indictment and Appeal from Magistrate Judge's Report and Recommendation by Mitchell J Stein. Responses due by 10/1/2012 (Attachments: # 1 Exhibit Settlement Agreement, # 2 Exhibit Government Correspondence, # 3 Exhibit Declaration, # 4 Exhibit Amended Complaint, # 5 Exhibit Motion)(Pasano, Michael) (Entered: 09/14/2012) 09/14/2012 53 OBJECTIONS TO REPORT AND RECOMMENDATIONS 50 by Mitchell J Stein. See image at DE 52 (lk) (Entered: 09/17/2012) 09/17/2012 54 Clerks Notice to Filer re 52 Defendant's MOTION to Dismiss 3 Indictment and Appeal from Magistrate Judge's Report and Recommendation. Two or More Document Events Filed as One; ERROR - Only one event was selected by the Filer but more than one event was applicable to the document filed. The docket entry was corrected by the Clerk; See DE 53 . It is not necessary to refile this document but in the future, the Filer must select all applicable events. (lk) (Entered: 09/17/2012) 09/17/2012 55 ORDER ADOPTING 50 REPORT AND RECOMMENDATIONS as to Mitchell J Stein denying 24 Motion to Dismiss filed by Mitchell J Stein, 26 Motion to Dismiss filed by Mitchell J Stein, 29

Motion to Dismiss filed by Mitchell J Stein, 25 Motion to Dismiss filed by Mitchell J Stein, 32 Motion to Strike filed by Mitchell J Stein, 28 Motion to Dismiss filed by Mitchell J Stein, 30 Motion to Dismiss filed by Mitchell J Stein, 27 Motion to Dismiss filed by Mitchell J Stein. Signed by Judge Kenneth A. Marra on 9/17/2012. (ir) (Entered: 09/17/2012) 09/17/2012 09/17/2012) 09/17/2012 09/17/2012) 09/17/2012 56 Proposed Voir Dire Questions by Mitchell J Stein (Pasano, Michael) (Entered:

57

Proposed Jury Instructions by Mitchell J Stein (Pasano, Michael) (Entered:

58

EXHIBIT LIST by Mitchell J Stein (Pasano, Michael) (Entered: 09/17/2012)

09/17/2012 59 NOTICE of Filing Additional Exhibits in Support of Motion to Dismiss (D.E. 52) by Mitchell J Stein re 52 Defendant's MOTION to Dismiss 3 Indictment and Appeal from Magistrate Judge's Report and Recommendation (Attachments: # 1 Exhibit Summary Report, # 2 Exhibit AHA Recommendations, # 3 Exhibit Screening)(Pasano, Michael) (Entered: 09/17/2012) 09/22/2012 60 MOTION to Strike Defendant's Motion to Dismiss by USA as to Mitchell J Stein. Responses due by 10/12/2012 (Attachments: # 1 Proposed Order)(Stieglitz, Albert) (Entered: 09/22/2012) 09/24/2012 61 ORDER denying 52 Motion to Dismiss as to Mitchell J Stein (1); denying as moot 60 Motion to Strike as to Mitchell J Stein (1). Signed by Judge Kenneth A. Marra on 9/24/2012. (ir) (Entered: 09/24/2012) 09/24/2012 62 Witness List by Mitchell J Stein (Pasano, Michael) (Entered: 09/24/2012)

09/26/2012 63 ORDER granting 41 Motion to Compel as to Mitchell J Stein (1) Signed by Magistrate Judge James M. Hopkins on 9/26/2012. (tmn) (Entered: 09/26/2012) 09/27/2012 64 MOTION to Withdraw as Attorney of Record and for Hearing by Michael S. Pasano. by Mitchell J Stein. (Pasano, Michael) (Entered: 09/27/2012) 09/27/2012 65 NOTICE OF HEARING ON MOTION in case as to Mitchell J Stein 64 MOTION to Withdraw as Attorney of Record and for Hearing by Michael S. Pasano. : Motion Hearing set for 9/27/2012 02:00 PM in West Palm Beach Division before Judge Kenneth A. Marra. (ir) (Entered: 09/27/2012) 09/27/2012 66 Minute Entry for proceedings held before Judge Kenneth A. Marra: Motion Hearing as to Mitchell J Stein held on 9/27/2012 re 64 MOTION to Withdraw as Attorney of Record and for Hearing by Michael S. Pasano. Court Reporter: Karl Shires, 561-514-3728 / Karl_Shires@flsd.uscourts.gov (ir) Modified on 9/28/2012 (ir). (Entered: 09/28/2012) 09/28/2012 67 ORDER TO CONTINUE - Ends of Justice as to Mitchell J Stein. Time excluded from 9/28/12 until 10/18/12. ( Status Conference set for 10/18/2012 09:30 AM in West Palm Beach Division

before Judge Kenneth A. Marra.) Signed by Judge Kenneth A. Marra on 9/28/2012. (ir) (Entered: 09/28/2012) 09/28/2012 68 ORDER granting motion to release transcript to defendant as to 9/27/12 en camera hearing on motion to withdraw as attorney. Signed by Judge Kenneth A. Marra on 9/28/2012. (ir) (Entered: 09/28/2012) 10/09/2012 69 MOTION for Protective Order by USA as to Mitchell J Stein. Responses due by 10/26/2012 (Attachments: # 1 Text of Proposed Order Proposed Protective Order)(Muhlendorf, Kevin) (Entered: 10/09/2012) 10/10/2012 70 PROTECTIVE ORDER granting 69 Motion for Protective Order as to Mitchell J Stein (1). Signed by Judge Kenneth A. Marra on 10/10/2012. (ir) (Entered: 10/10/2012) 10/12/2012 71 MOTION to Continue October 18, 2012 status conference by USA as to Mitchell J Stein. Responses due by 10/29/2012 (Muhlendorf, Kevin) (Entered: 10/12/2012) 10/15/2012 72 ORDER TO CONTINUE - Ends of Justice as to Mitchell J Stein Time excluded from 10/12/12 until 10/26/12. ( Status Conference set for 10/26/2012 04:00 PM in West Palm Beach Division before Judge Kenneth A. Marra.) Signed by Judge Kenneth A. Marra on 10/12/2012. (ir) (Entered: 10/15/2012) 10/25/2012 73 Minute Entry for proceedings held before Judge Kenneth A. Marra: Telephonic Status Conference as to Mitchell J Stein held on 10/25/2012. Albert Stieglitz and Mitchell Stein appear by phone. Defendant requests more time to hire counsel. Status conference reset to 10/31/12 at 10:00 a.m. Court Reporter: Stephen Franklin, 561-514-3768 / Stephen_Franklin@flsd.uscourts.gov (ir) (Entered: 10/25/2012) 10/29/2012 74 ORDER TO CONTINUE - Ends of Justice as to Mitchell J Stein Time excluded from 10/25/12 until 10/31/12. Status Conference set for 10/31/2012 10:00 AM in West Palm Beach Division before Judge Kenneth A. Marra. Signed by Judge Kenneth A. Marra on 10/29/2012. (ir) (Entered: 10/29/2012) 10/31/2012 75 Minute Entry for proceedings held before Judge Kenneth A. Marra: Status Conference as to Mitchell J Stein held on 10/31/2012. Albert Stieglitz and Kevin Muhlendorf for the government and Mitchell Stein and Rene Sotorrio for Defense present by phone. Defense requests additional time. Court resets status for 11/8/12 at 9:30 a.m. Court Reporter: Stephen Franklin, 561-5143768 / Stephen_Franklin@flsd.uscourts.gov (ir) (Entered: 10/31/2012) 10/31/2012 76 ORDER TO CONTINUE - Ends of Justice as to Mitchell J Stein Time excluded from 10/31/12 until 11/8/12. Status Conference set for 11/8/2012 09:30 AM in West Palm Beach Division before Judge Kenneth A. Marra. Signed by Judge Kenneth A. Marra on 10/31/2012. (ir) (Entered: 10/31/2012)

11/08/2012 77 Minute Entry for proceedings held before Judge Kenneth A. Marra: Status Conference as to Mitchell J Stein held on 11/8/2012. Defense requests five additional days to make an appearance. Court resets status conference to 11/16/12 at 1:00 p.m. Court Reporter: Stephen Franklin, 561-514-3768 / Stephen_Franklin@flsd.uscourts.gov (ir) (Entered: 11/08/2012) 11/08/2012 78 ORDER TO CONTINUE - Ends of Justice as to Mitchell J Stein Time excluded from 11/8/12 until 11/16/12. Status Conference set for 11/16/2012 01:00 PM in West Palm Beach Division before Judge Kenneth A. Marra. Signed by Judge Kenneth A. Marra on 11/8/2012. (ir) (Entered: 11/08/2012) 11/16/2012 79 Minute Entry for proceedings held before Judge Kenneth A. Marra: Status Conference as to Mitchell J Stein held on 11/16/2012. Albert Stieglitz and Kevin Muhlendoef appeared on behalf of the Government. Mitchell Stein and Rene Sotorrio for the Defense. All parties appeared by phone. The Defendant is hiring an attorney to appear Pro Hac Vice. When paperwork received from new attorney, the Court will set another court date. Court Reporter: Stephen Franklin, 561-514-3768 / Stephen_Franklin@flsd.uscourts.gov (dby) (Entered: 11/16/2012) 11/21/2012 80 MOTION to Appear Pro Hac Vice, Consent to Designation, and Request to Electronically Receive Notices of Electronic Filing for Eric J. Wittenberg. Filing Fee $75.00. Receipt # 48891. Responses due by 12/10/2012 (ksa) (Entered: 11/21/2012) 11/26/2012 81 ORDER granting Eric J. Wittenberg 80 Motion to Appear Pro Hac Vice, Consent to Designation, and Request to Electronically Receive Notices of Electronic Filing as to Mitchell J Stein (1). Signed by Judge Kenneth A. Marra on 11/26/2012. (ir) (Entered: 11/26/2012) 12/03/2012 82 ORDER SETTING TELEPHONIC CONFERENCE as to Mitchell J Stein. Telephone Conference set for 12/5/2012 10:00 AM in West Palm Beach Division before Judge Kenneth A. Marra. Signed by Judge Kenneth A. Marra on 12/3/2012. (ir) (Entered: 12/03/2012)

12/05/2012 83 Minute Entry for proceedings held before Judge Kenneth A. Marra: Telephone Conference as to Mitchell J Stein held on 12/5/2012. Albert Stieglitz and Kevin Muhlendorf for government. Eric Wittenberg for defendant. Trial reset to 8/26/13, cc 8/23/13. Defendant shall retain lead counsel by 1/2/13 or matter will be referred to magistrate judge. Court Reporter: Stephen Franklin, 561-514-3768 / Stephen_Franklin@flsd.uscourts.gov (ir) (Entered: 12/05/2012) 12/05/2012 84 ORDER TO CONTINUE - Ends of Justice as to Mitchell J Stein Time excluded from 12/5/12 until 8/26/13. Calendar Call set for 8/23/2013 09:00 AM in West Palm Beach Division before Judge Kenneth A. Marra. Jury Trial set for 8/26/2013 09:00 AM in West Palm Beach Division before Judge Kenneth A. Marra. Signed by Judge Kenneth A. Marra on 12/5/2012. (ir) (Entered: 12/05/2012) 12/06/2012 85 SUA SPONTE ORDER TO CONTINUE - Ends of Justice as to Mitchell J Stein Time excluded from 12/6/12 until 5/6/13. Calendar Call reset for 5/3/2013 09:00 AM in West Palm Beach Division before Judge Kenneth A. Marra. Jury Trial reset for 5/6/2013 09:00 AM in West Palm Beach

Division before Judge Kenneth A. Marra. Signed by Judge Kenneth A. Marra on 12/6/2012. (ir) (Entered: 12/06/2012) 02/07/2013 86 MOTION to Appear Pro Hac Vice, Consent to Designation, and Request to Electronically Receive Notice of Electronic Filing for Jared J. Scharf. Filing Fee $75.00. Receipt # 53260. Responses due by 2/25/2013 (ksa) (Entered: 02/11/2013) 02/13/2013 87 RESPONSE in Opposition by USA as to Mitchell J Stein re 86 MOTION to Appear Pro Hac Vice, Consent to Designation, and Request to Electronically Receive Notices of Electronic Filing for Jare J. Scharf. Filing Fee $75.00. Receipt # 53260. (Attachments: # 1 Exhibit Excerpts of SEC Testimony of Jennifer Black, # 2 Exhibit Excerpts of SEC Testimony of Willie Gault (First), # 3 Exhibit Excerpts of SEC Testimony of Willie Gault (Second), # 4 Exhibit Excerpts of SEC Testimony of Rowland Perkins, # 5 Exhibit Wells Submission on Behalf of Martin Carter, Willie Gault, and Rowland Perkins, # 6 Exhibit Excerpts of SEC Testimony of Martin Carter, # 7 Exhibit Martin Carter Statement of Offense, # 8 Exhibit Excerpts of SEC Testimony of Mitchell Stein)(Stieglitz, Albert) (Entered: 02/13/2013) 02/18/2013 88 REPLY TO RESPONSE to Motion by Mitchell J Stein re 86 MOTION to Appear Pro Hac Vice, Consent to Designation, and Request to Electronically Receive Notices of Electronic Filing for Jare J. Scharf. Filing Fee $75.00. Receipt # 53260. (Attachments: # 1 Exhibit A,Declaration of Rowland Perkins, # 2 Exhibit b, Declaration of Jared Scharf)(Binhak, Stephen) (Entered: 02/18/2013) 02/21/2013 89 NOTICE OF HEARING ON MOTION in case as to Mitchell J Stein 86 MOTION to Appear Pro Hac Vice, Consent to Designation, and Request to Electronically Receive Notices of Electronic Filing for Jare J. Scharf: Motion Hearing set for 3/1/2013 03:30 PM in West Palm Beach Division before Judge Kenneth A. Marra. (ir) (Entered: 02/21/2013) 03/01/2013 Attorney update in case as to Mitchell J Stein. Attorney Michael S. Pasano terminated. (ir) (Entered: 03/01/2013) 03/01/2013 90 Minute Entry for proceedings held before Judge Kenneth A. Marra: Motion Hearing as to Mitchell J Stein held on 3/1/2013 re 86 MOTION to Appear Pro Hac Vice, Consent to Designation, and Request to Electronically Receive Notices of Electronic Filing for Jared J. Scharf. Filing Fee $75.00. Receipt # 53260. Court Reporter: Stephen Franklin, 561-514-3768 / Stephen_Franklin@flsd.uscourts.gov (ir) (Entered: 03/01/2013) 03/12/2013 91 ORDER denying 86 Motion to Appear Pro Hac Vice, Consent to Designation, and Request to Electronically Receive Notices of Electronic Filing of Attorney Jared J. Scharf. Notice of Termination delivered by US Mail to Jared Scharf as to Mitchell J Stein (1). Signed by Judge Kenneth A. Marra on 3/12/2013. (ir) (Entered: 03/12/2013) 03/19/2013 92 RESPONSE/REPLY by USA as to Mitchell J Stein to 91 Order on Motion to Appear Pro Hac Vice, (Attachments: # 1 Exhibit Declaration of Jennifer Black, # 2 Exhibit Declaration of Martin Carter, # 3 Exhibit Declaration of Willie Gault)(Stieglitz, Albert) (Entered: 03/19/2013)

03/26/2013 93 EMERGENCY MOTION to proceed pro se and supporting declaration of Mitchell J. Stein by Mitchell J Stein. Responses due by 4/12/2013 (dj) (Entered: 03/26/2013) 03/26/2013 94 EMERGENCY MOTION Application for appointment of investigators and expert witnesses by Mitchell J Stein. Responses due by 4/12/2013 (dj) (Entered: 03/26/2013) 03/26/2013 03/26/2013) 95 NOTICE of Dissassociation fo Counsel by Mitchell J Stein (dj) (Entered:

03/29/2013 96 RESPONSE to Motion by USA as to Mitchell J Stein re 93 MOTION to proceed pro se and supporting declaration of Mitchell J. Stein, 94 MOTION Application for appointment of investigators and expert witnesses Replies due by 4/8/2013. (Attachments: # 1 Exhibit, # 2 Exhibit)(Stieglitz, Albert) (Entered: 03/29/2013) 04/01/2013 97 ORDER Setting Hearing on Motion 93 MOTION to proceed pro se and supporting declaration of Mitchell J. Stein : as to Mitchell J Stein Motion Hearing set for 4/3/2013 10:00 AM in West Palm Beach Division before Judge Kenneth A. Marra. Signed by Judge Kenneth A. Marra on 4/1/2013. (ots) (Entered: 04/01/2013) 04/01/2013 99 REPLY to Response by Mitchell J Stein to 94 MOTION Application for appointment of investigators and expert witnesses (ots) (Entered: 04/02/2013) 04/01/2013 100 REPLY TO RESPONSE to Motion by Mitchell J Stein re 86 MOTION to Appear Pro Hac Vice, Consent to Designation, and Request to Electronically Receive Notices of Electronic Filing for Jare J. Scharf. Filing Fee $75.00. Receipt # 53260. (ots) (Entered: 04/02/2013) 04/02/2013 98 ORDER Setting Hearing on Motion 94 MOTION Application for appointment of investigators and expert witnesses : as to Mitchell J Stein Motion Hearing set for 4/3/2013 11:00 AM in West Palm Beach Division, Courtroom 6, 3rd Floor before Magistrate Judge James M. Hopkins. Signed by Magistrate Judge James M. Hopkins on 4/2/2013. (tmn) (Entered: 04/02/2013) 04/03/2013 101 Minute Entry for proceedings held before Judge Kenneth A. Marra: Motion Hearing as to Mitchell J Stein held on 4/3/2013 re 93 MOTION to proceed pro se and supporting declaration of Mitchell J. Stein filed by Mitchell J Stein. Court Reporter: Stephen Franklin, 561-514-3768 / Stephen_Franklin@flsd.uscourts.gov (ir) (Entered: 04/03/2013) 04/03/2013 102 ORDER granting 93 Motion to proceed pro se as to Mitchell J Stein (1). Signed by Judge Kenneth A. Marra on 4/3/2013. (ir) (Entered: 04/03/2013) 04/03/2013 Attorney update in case as to Mitchell J Stein. Attorney Eric J. Wittenberg terminated. Notice of Termination delivered by US Mail to Eric Wittenberg. (ir) (Entered: 04/03/2013) 04/03/2013 103 Minute Entry for proceedings held before Magistrate Judge James M. Hopkins: Motion Hearing as to Mitchell J Stein held on 4/3/2013 re 94 MOTION Application for appointment of investigators and expert witnesses filed by Mitchell J Stein. Stand By Attorney appointed: Charles Garret

White for Mitchell J Stein for Criminal Case representation. Date attorney was appointed Standy By CJA: 4/3/13. Court Reporter: Bonnie Lewis, 305-523-5635 (tmn) Modified on 4/10/2013 to add CJA as Standy By Counsel(tmn). (Entered: 04/03/2013) 04/03/2013 104 CJA 20 as to Mitchell J Stein. Attorney Charles White appointed for the defendant (tmn) (Entered: 04/03/2013) 04/04/2013 105 Endorsed ORDER granting in part and denying in part, without prejudice, after sealed and unsealed hearings on 4/3/13, 94 Motion to be declared indigent as to Mitchell J Stein (1). Defendant was found to be indigent and CJA standby counsel, Charles White, was appointed. Motion for expert witness and investigator was denied without prejudice for Defendant to file a detailed, specific motion demonstrating a strong showing of necessity for the appointment of experts and/or investigators. Signed by Magistrate Judge James M. Hopkins on 4/4/2013. (JMH) (Entered: 04/04/2013) 04/09/2013 SYSTEM ENTRY - Docket Entry 106 restricted/sealed until further notice. (dj) (Entered: 04/09/2013) 04/09/2013 SYSTEM ENTRY - Docket Entry 107 restricted/sealed until further notice. (dj) (Entered: 04/09/2013) 04/10/2013 108 NOTICE OF HEARING ON MOTION in case as to Mitchell J Stein 107 EX PARTE SEALED MOTION for Subsection (E) Services filed under seal : Motion Hearing set for 4/15/2013 10:00 AM in West Palm Beach Division, Courtroom 6, 3rd Floor before Magistrate Judge James M. Hopkins. (tmn) (Entered: 04/10/2013) 04/11/2013 109 Clerks Notice of Docket Correction re 108 Notice of Hearing on Motion. Correction Other. Email Address Corrected for Mitchell J. Stein and to send NEF notification on this entry re: 108 . (jmd) (Entered: 04/11/2013) 04/11/2013 110 RE-NOTICE to send NEF notification of paperless entry re: 108 NOTICE OF HEARING ON MOTION in case as to Mitchell J Stein 107 EX PARTE SEALED MOTION for Subsection (E) Services filed under seal : Motion Hearing set for 4/15/2013 10:00 AM in West Palm Beach Division, Courtroom 6, 3rd Floor before Magistrate Judge James M. Hopkins. (jmd) (Entered: 04/11/2013) 04/11/2013 SYSTEM ENTRY - Docket Entry 111 restricted/sealed until further notice. (dj) (Entered: 04/11/2013) 04/12/2013 112 PAPERLESS NOTICE OF HEARING ON MOTION in case as to Mitchell J Stein 111 SEALED EMERGENCY Ex Parte Motion: Motion Hearing set for 4/15/2013 10:00 AM in West Palm Beach Division, Courtroom 6, 3rd Floor before Magistrate Judge James M. Hopkins. (tmn) (Entered: 04/12/2013) 04/12/2013 113 STIPULATIONS as to authenticity and Admissibility of certain documents and recordings by USA as to Mitchell J Stein (Attachments: # 1 Exhibit)(Stieglitz, Albert) Modified text on 4/15/2013 (lk). (Entered: 04/12/2013)

04/15/2013 114 PAPERLESS NOTICE OF HEARING ON MOTION in case as to Mitchell J Stein 111 SEALED MOTION EMERGENCY Ex Parte Motion for Order Directing the Clerk to Issue Trial Subpoenas Pursuant to 17(B) and (C) Filed Under Seal, 107 SEALED MOTION for Subsection (E) Services filed under seal : Motion Hearing set for 4/16/2013 10:30 AM in West Palm Beach Division before Judge Kenneth A. Marra. (ir) (Entered: 04/15/2013) 04/15/2013 115 AMENDED NOTICE OF HEARING ON MOTION in case as to Mitchell J Stein 111 SEALED MOTION EMERGENCY Ex Parte Motion for Order Directing the Clerk to Issue Trial Subpoenas Pursuant to 17(B) and (C) Filed Under Seal, 107 SEALED MOTION for Subsection (E) Services filed under seal : Motion Hearing set for 4/16/2013 10:30 AM in West Palm Beach Division before Magistrate Judge James M. Hopkins. (ir) (Entered: 04/15/2013) 04/15/2013 116 2ND AMENDED NOTICE OF HEARING ON MOTION in case as to Mitchell J Stein 111 SEALED MOTION EMERGENCY Ex Parte Motion for Order Directing the Clerk to Issue Trial Subpoenas Pursuant to 17(B) and (C) Filed Under Seal, 107 SEALED MOTION for Subsection (E) Services filed under seal : Motion Hearing reset for 4/17/2013 10:30 AM in West Palm Beach Division before Magistrate Judge James M. Hopkins. (ir) (Entered: 04/15/2013) 04/17/2013 SYSTEM ENTRY - Docket Entry 117 restricted/sealed until further notice. (dj) (Entered: 04/17/2013) 04/18/2013 SYSTEM ENTRY - Docket Entry 118 restricted/sealed until further notice. (dj) (Entered: 04/18/2013) 04/18/2013 SYSTEM ENTRY - Docket Entry 119 restricted/sealed until further notice. (dj) (Entered: 04/18/2013) 04/18/2013 SYSTEM ENTRY - Docket Entry 120 restricted/sealed until further notice. (dj) (Entered: 04/18/2013) 04/18/2013 125 NOTICE of Change of Address (System Updated) (ots) (Entered: 04/19/2013)

04/19/2013 SYSTEM ENTRY - Docket Entry 121 restricted/sealed until further notice. (dj) (Entered: 04/19/2013) 04/19/2013 SYSTEM ENTRY - Docket Entry 122 restricted/sealed until further notice. (dj) (Entered: 04/19/2013) 04/19/2013 SYSTEM ENTRY - Docket Entry 123 restricted/sealed until further notice. (dj) (Entered: 04/19/2013) 04/19/2013 SYSTEM ENTRY - Docket Entry 124 restricted/sealed until further notice. (dj) (Entered: 04/19/2013) 04/19/2013 SYSTEM ENTRY - Docket Entry 126 restricted/sealed until further notice. (dj) (Entered: 04/19/2013)

04/19/2013 SYSTEM ENTRY - Docket Entry 127 restricted/sealed until further notice. (dj) (Entered: 04/19/2013) 04/19/2013 SYSTEM ENTRY - Docket Entry 128 restricted/sealed until further notice. (dj) (Entered: 04/19/2013) 04/19/2013 SYSTEM ENTRY - Docket Entry 129 restricted/sealed until further notice. (dj) (Entered: 04/19/2013) 04/19/2013 SYSTEM ENTRY - Docket Entry 130 restricted/sealed until further notice. (dj) (Entered: 04/19/2013) 04/19/2013 SYSTEM ENTRY - Docket Entry 131 restricted/sealed until further notice. (dj) (Entered: 04/19/2013) 04/19/2013 SYSTEM ENTRY - Docket Entry 132 restricted/sealed until further notice. (dj) (Entered: 04/19/2013) 04/19/2013 SYSTEM ENTRY - Docket Entry 133 restricted/sealed until further notice. (dj) (Entered: 04/19/2013) 04/19/2013 SYSTEM ENTRY - Docket Entry 134 restricted/sealed until further notice. (dj) (Entered: 04/19/2013) 04/19/2013 SYSTEM ENTRY - Docket Entry 135 restricted/sealed until further notice. (dj) (Entered: 04/19/2013) 04/19/2013 SYSTEM ENTRY - Docket Entry 136 restricted/sealed until further notice. (dj) (Entered: 04/19/2013) 04/19/2013 SYSTEM ENTRY - Docket Entry 137 restricted/sealed until further notice. (dj) (Entered: 04/19/2013) 04/19/2013 SYSTEM ENTRY - Docket Entry 138 restricted/sealed until further notice. (dj) (Entered: 04/19/2013) 04/19/2013 SYSTEM ENTRY - Docket Entry 139 restricted/sealed until further notice. (dj) (Entered: 04/19/2013) 04/19/2013 SYSTEM ENTRY - Docket Entry 140 restricted/sealed until further notice. (dj) (Entered: 04/19/2013) 04/19/2013 SYSTEM ENTRY - Docket Entry 141 restricted/sealed until further notice. (dj) (Entered: 04/19/2013) 04/19/2013 SYSTEM ENTRY - Docket Entry 142 restricted/sealed until further notice. (dj) (Entered: 04/19/2013)

04/22/2013 143 MOTION in Limine to Restrict Use of Interview Memoranda by USA as to Mitchell J Stein. Responses due by 5/9/2013 (Attachments: # 1 Text of Proposed Order)(Stieglitz, Albert) (Entered: 04/22/2013) 04/22/2013 144 MOTION in Limine to Preclude Improper Trial Practice by USA as to Mitchell J Stein. Responses due by 5/9/2013 (Attachments: # 1 Exhibit, # 2 Exhibit, # 3 Text of Proposed Order)(Stieglitz, Albert) (Entered: 04/22/2013) 04/22/2013 147 TRANSCRIPT of Motion Hearing as to Mitchell J Stein held on 4/3/13 before Magistrate Judge James M. Hopkins, 1-23 pages, Court Reporter: Bonnie Joy Lewis, 305-523-5635. Transcript may be viewed at the court public terminal or purchased by contacting the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 5/16/2013. Redacted Transcript Deadline set for 5/28/2013. Release of Transcript Restriction set for 7/25/2013. (Attachments: # 1 Designation Access Form)(hh) (Entered: 04/23/2013) 04/22/2013 148 TRANSCRIPT of Motion Hearing as to Mitchell J Stein held on 4/3/13 before Magistrate Judge James M. Hopkins, 1-14 pages, Court Reporter: Bonnie Joy Lewis, 305-523-5635. Transcript may be viewed at the court public terminal or purchased by contacting the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 5/16/2013. Redacted Transcript Deadline set for 5/28/2013. Release of Transcript Restriction set for 7/25/2013. (Attachments: # 1 Designation Access Form)(hh) (Entered: 04/23/2013) 04/23/2013 145 TRANSCRIPT of Hearing as to Mitchell J Stein held on 03/01/13 before Judge Kenneth A. Marra, 1-54 pages, Court Reporter: Stephen Franklin, 561-514-3768 / Stephen_Franklin@flsd.uscourts.gov. Transcript may be viewed at the court public terminal or purchased by contacting the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 5/17/2013. Redacted Transcript Deadline set for 5/28/2013. Release of Transcript Restriction set for 7/25/2013. (sf) (Entered: 04/23/2013) 04/23/2013 146 TRANSCRIPT of Faretta Hearing as to Mitchell J Stein held on 04/03/2013 before Judge Kenneth A. Marra, 1-58 pages, Court Reporter: Stephen Franklin, 561-514-3768 / Stephen_Franklin@flsd.uscourts.gov. Transcript may be viewed at the court public terminal or purchased by contacting the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 5/17/2013. Redacted Transcript Deadline set for 5/28/2013. Release of Transcript Restriction set for 7/25/2013. (sf) (Entered: 04/23/2013) 04/24/2013 SYSTEM ENTRY - Docket Entry 149 restricted/sealed until further notice. (jmd) (Entered: 04/24/2013)

04/24/2013 150 Omnibus MOTION to Dismiss 3 Indictment by Mitchell J Stein. Responses due by 5/13/2013 (lk) (Additional attachment(s) added on 4/24/2013: # 1 Exhibit Signalife Products List, # 2 Exhibit continued) (lk). (Entered: 04/24/2013) 04/24/2013 151 PAPERLESS NOTICE OF HEARING ON MOTION in case as to Mitchell J Stein 149 MOTION to Modify Conditions of Release: Motion Hearing set for 4/25/2013 02:00 PM in West Palm Beach Division, Courtroom 6, 3rd Floor before Magistrate Judge James M. Hopkins. Govt. attorney may appear by phone. (tmn) (Entered: 04/24/2013) 04/25/2013 152 ORDER denying 150 Motion to Dismiss as to Mitchell J Stein (1). Signed by Judge Kenneth A. Marra on 4/25/2013. (ir) (Entered: 04/25/2013) 04/25/2013 153 Minute Entry for proceedings held before Magistrate Judge James M. Hopkins: Motion Hearing as to Mitchell J Stein held on 4/25/2013 re 149 SEALED MOTION. Court Reporter: Tammy Nestor, 305-523-5635 (Digital 13:59:07 (14:10:06 sealed).) (tmn) (Entered: 04/25/2013) 04/25/2013 154 ORDER granting in part and denying in part as to Mitchell J Stein re 149 SEALED EMERGENCY MOTION, Motions terminated as to Mitchell J Stein: Signed by Magistrate Judge James M. Hopkins on 4/25/2013. (dj) (Entered: 04/25/2013) 04/25/2013 SYSTEM ENTRY - Docket Entry 156 restricted/sealed until further notice. (dj) (Entered: 04/26/2013) 04/26/2013 155 ORDER Cancelling Calendar Call as to Mitchell J Stein. Jury Trial to begin 5/6/13 in Courtroom #2. Signed by Judge Kenneth A. Marra on 4/26/2013. (ir) (Entered: 04/26/2013) 04/29/2013 04/29/2013 04/30/2013) 04/29/2013 157 158 NOTICE of Lodgment of Rule 15 by Mitchell J Stein (ots) (Entered: 04/30/2013) EXHIBIT LIST (Second Amended Draft) by Mitchell J Stein (ots) (Entered:

159

Witness List by Mitchell J Stein (ots) (Entered: 04/30/2013)

04/29/2013 160 STATEMENT of: Oppositions to Motions In Limine and of Filing Motions In Limine by Mitchell J Stein (ots) (Entered: 04/30/2013) 04/29/2013 04/29/2013 161 162 Defendant Proposed Voir Dire Questions (ots) (Entered: 04/30/2013) Proposed Jury Instructions as to Mitchell J Stein (ots) (Entered: 04/30/2013)

04/30/2013 SYSTEM ENTRY - Docket Entry 163 restricted/sealed until further notice. (dj) (Entered: 04/30/2013) 04/30/2013 SYSTEM ENTRY - Docket Entry 164 restricted/sealed until further notice. (dj) (Entered: 04/30/2013)

04/30/2013 SYSTEM ENTRY - Docket Entry 165 restricted/sealed until further notice. (dj) (Entered: 04/30/2013) 04/30/2013 SYSTEM ENTRY - Docket Entry 166 restricted/sealed until further notice. (dj) (Entered: 04/30/2013) 04/30/2013 SYSTEM ENTRY - Docket Entry 167 restricted/sealed until further notice. (dj) (Entered: 04/30/2013) 04/30/2013 SYSTEM ENTRY - Docket Entry 168 restricted/sealed until further notice. (dj) (Entered: 04/30/2013) 04/30/2013 SYSTEM ENTRY - Docket Entry 169 restricted/sealed until further notice. (dj) (Entered: 04/30/2013) 04/30/2013 SYSTEM ENTRY - Docket Entry 170 restricted/sealed until further notice. (dj) (Entered: 04/30/2013) 04/30/2013 SYSTEM ENTRY - Docket Entry 171 restricted/sealed until further notice. (dj) (Entered: 04/30/2013) 04/30/2013 SYSTEM ENTRY - Docket Entry 172 restricted/sealed until further notice. (dj) (Entered: 04/30/2013) 04/30/2013 SYSTEM ENTRY - Docket Entry 173 restricted/sealed until further notice. (dj) (Entered: 04/30/2013) 05/01/2013 174 ENDORSED ORDER granting ore tenus motion to allow defendant to bring in computer equipment to the courtroom as to Mitchell J Stein. Signed by Judge Kenneth A. Marra on 5/1/2013. (ir) (Entered: 05/01/2013) 05/01/2013 175 DEFENDANT MOTION in Limine by Mitchell J Stein. Responses due by 5/20/2013 (ots) (Entered: 05/01/2013) 05/02/2013 176 Proposed Jury Instructions by USA as to Mitchell J Stein (Attachments: # 1 Proposed Jury Instructions, # 2 Verdict Form)(Stieglitz, Albert) (Entered: 05/02/2013) 05/02/2013 177 Proposed Voir Dire Questions by USA as to Mitchell J Stein (Stieglitz, Albert) (Entered: 05/02/2013) 05/03/2013 178 MOTION in Limine Regarding Audio Excerpts by USA as to Mitchell J Stein. Responses due by 5/20/2013 (Attachments: # 1 Exhibit, # 2 Text of Proposed Order)(Stieglitz, Albert) (Entered: 05/03/2013) 05/05/2013 05/05/2013) 179 EXHIBIT LIST by USA as to Mitchell J Stein (Muhlendorf, Kevin) (Entered:

05/05/2013 05/05/2013) 05/06/2013 05/06/2013)

180

EXHIBIT LIST by USA as to Mitchell J Stein (Muhlendorf, Kevin) (Entered:

181

Defendant Third Amended Witness List by Mitchell J Stein (ots) (Entered:

05/06/2013 182 RESPONSE to Motion by Mitchell J Stein re 178 MOTION in Limine Regarding Audio Excerpts Replies due by 5/16/2013. (ots) (Entered: 05/06/2013) 05/06/2013 183 Third Amended Draft EXHIBIT LIST by Mitchell J Stein (ots) (Entered: 05/06/2013)

05/06/2013 184 Proposed Witness List by USA as to Mitchell J Stein. See image at DE 179 (lk) (Entered: 05/06/2013) 05/06/2013 05/06/2013) 05/06/2013 185 NOTICE/Letter objecting re: by Mitchell J Stein re 140 Sealed Order (dj) (Entered:

186

NOTICE/ Letter by Mitchell J Stein (dj) (Entered: 05/07/2013)

05/06/2013 188 Minute Entry for proceedings held before Judge Kenneth A. Marra: Jury Trial begun on 5/6/2013 Mitchell J Stein (1) on Count 1,2-4,5-7,8-10,11-13,14. Court Reporter: Stephen Franklin, 561-514-3768 / Stephen_Franklin@flsd.uscourts.gov (ir) (Entered: 05/07/2013) 05/07/2013 05/07/2013) 187 DEFENSE EXHIBIT LIST (Fourth Amended Draft) by Mitchell J Stein (dj) (Entered:

05/07/2013 189 Minute Entry for proceedings held before Judge Kenneth A. Marra: Jury Trial as to Mitchell J Stein held on 5/7/2013. Day 2. Court Reporter: Stephen Franklin, 561-514-3768 / Stephen_Franklin@flsd.uscourts.gov (ir) (Entered: 05/08/2013) 05/08/2013 SYSTEM ENTRY - Docket Entry 190 restricted/sealed until further notice. (dj) (Entered: 05/08/2013) 05/08/2013 SYSTEM ENTRY - Docket Entry 191 restricted/sealed until further notice. (dj) (Entered: 05/08/2013) 05/08/2013 SYSTEM ENTRY - Docket Entry 192 restricted/sealed until further notice. (dj) (Entered: 05/08/2013) 05/08/2013 193 Minute Entry for proceedings held before Judge Kenneth A. Marra: Jury Trial as to Mitchell J Stein held on 5/8/2013. Day 3. Court Reporter: Stephen Franklin, 561-514-3768 / Stephen_Franklin@flsd.uscourts.gov (ir) (Entered: 05/09/2013) 05/09/2013 SYSTEM ENTRY - Docket Entry 194 restricted/sealed until further notice. (dj) (Entered: 05/09/2013)

05/09/2013 195 Minute Entry for proceedings held before Judge Kenneth A. Marra: Jury Trial as to Mitchell J Stein held on 5/9/2013. Day 4. Court Reporter: Stephen Franklin, 561-514-3768 / Stephen_Franklin@flsd.uscourts.gov (ir) (Entered: 05/10/2013) 05/10/2013 196 Minute Entry for proceedings held before Judge Kenneth A. Marra: Jury Trial as to Mitchell J Stein held on 5/10/2013. Day 5. Court Reporter: Stephen Franklin, 561-514-3768 / Stephen_Franklin@flsd.uscourts.gov (ir) (Entered: 05/10/2013) 05/10/2013 SYSTEM ENTRY - Docket Entry 197 restricted/sealed until further notice. (dj) (Entered: 05/10/2013) 05/13/2013 199 Minute Entry for proceedings held before Judge Kenneth A. Marra: Jury Trial as to Mitchell J Stein held on 5/13/2013. Day 6. Court Reporter: Stephen Franklin, 561-514-3768 / Stephen_Franklin@flsd.uscourts.gov (ir) (Entered: 05/15/2013) 05/14/2013 200 Minute Entry for proceedings held before Judge Kenneth A. Marra: Jury Trial as to Mitchell J Stein held on 5/14/2013. Day 7. Court Reporter: Stephen Franklin, 561-514-3768 / Stephen_Franklin@flsd.uscourts.gov (ir) (Entered: 05/15/2013) 05/15/2013 198 Defendant's MOTION Motion for Transcription of Government Witness Testimony by Mitchell J Stein. Responses due by 6/3/2013 (Attachments: # 1 Text of Proposed Order, # 2 Text of Proposed Order, # 3 Text of Proposed Order, # 4 Text of Proposed Order, # 5 Text of Proposed Order, # 6 Text of Proposed Order, # 7 Text of Proposed Order, # 8 Text of Proposed Order, # 9 Text of Proposed Order)(White, Charles) (Entered: 05/15/2013) 05/15/2013 201 Minute Entry for proceedings held before Judge Kenneth A. Marra: Jury Trial as to Mitchell J Stein held on 5/15/2013. Day 8. Government rests. Defense Rule 29 motions denied. Court Reporter: Stephen Franklin, 561-514-3768 / Stephen_Franklin@flsd.uscourts.gov (ir) (Entered: 05/16/2013) 05/16/2013 202 TRANSCRIPT of Excerpt of Testimony as to Mitchell J Stein held on 05/09/2013 before Judge Kenneth A. Marra, 1-97 pages, Court Reporter: Stephen Franklin, 561-514-3768 / Stephen_Franklin@flsd.uscourts.gov. Transcript may be viewed at the court public terminal or purchased by contacting the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 6/10/2013. Redacted Transcript Deadline set for 6/20/2013. Release of Transcript Restriction set for 8/19/2013. (sf) (Entered: 05/16/2013) 05/16/2013 205 Minute Entry for proceedings held before Judge Kenneth A. Marra: Jury Trial as to Mitchell J Stein held on 5/16/2013. Day 9. Defense rests. Rule 29 motion denied. Closing arguments set for 5/20/13. Court Reporter: Stephen Franklin, 561-514-3768 / Stephen_Franklin@flsd.uscourts.gov (ir) (Entered: 05/17/2013) 05/17/2013 203 TRANSCRIPT of Excerpt of Testimony as to Mitchell J Stein held on 05/10/2013 before Judge Kenneth A. Marra, 1-76 pages, Court Reporter: Stephen Franklin, 561-514-3768 /

Stephen_Franklin@flsd.uscourts.gov. Transcript may be viewed at the court public terminal or purchased by contacting the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 6/10/2013. Redacted Transcript Deadline set for 6/20/2013. Release of Transcript Restriction set for 8/19/2013. (sf) (Entered: 05/17/2013) 05/17/2013 204 TRANSCRIPT of Opening Statements as to Mitchell J Stein held on 05/07/2013 before Judge Kenneth A. Marra, 1-31 pages, Court Reporter: Stephen Franklin, 561-514-3768 / Stephen_Franklin@flsd.uscourts.gov. Transcript may be viewed at the court public terminal or purchased by contacting the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 6/10/2013. Redacted Transcript Deadline set for 6/20/2013. Release of Transcript Restriction set for 8/19/2013. (sf) (Entered: 05/17/2013) 05/17/2013 206 TRANSCRIPT of Excerpt of Testimony as to Mitchell J Stein held on 05/13/2013 before Judge Kenneth A. Marra, 1-258 pages, Court Reporter: Stephen Franklin, 561-514-3768 / Stephen_Franklin@flsd.uscourts.gov. Transcript may be viewed at the court public terminal or purchased by contacting the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 6/10/2013. Redacted Transcript Deadline set for 6/20/2013. Release of Transcript Restriction set for 8/19/2013. (sf) (Entered: 05/17/2013) 05/20/2013 05/20/2013 207 208 DEFENDANT'S EXHIBITS #417 by Mitchell J Stein (ots) (Entered: 05/20/2013) DEFENDANT'S EXHIBITS #418 by Mitchell J Stein (ots) (Entered: 05/20/2013)

05/20/2013 209 Minute Entry for proceedings held before Judge Kenneth A. Marra: Jury Trial as to Mitchell J Stein held on 5/20/2013. Day 10. Closing arguments, jury deliberations and verdict returned. Guilty as to all counts. Defendant remanded. Sentencing set for 8/16/13 at 2:00 p.m. Standby counsel Charles White appointed to represent defendant for sentencing and appeal. All exhibits returned to parties. Court Reporter: Stephen Franklin, 561-514-3768 / Stephen_Franklin@flsd.uscourts.gov (ir) Modified on 5/20/2013 (ir). (Entered: 05/20/2013) 05/20/2013 05/20/2013 210 211 Court's Jury Instructions as to Mitchell J Stein. (ir) (Entered: 05/20/2013) Jury Notes as to Mitchell J Stein. (ir) (Entered: 05/20/2013)

05/20/2013 212 JURY VERDICT as to Mitchell J Stein (1) Guilty on Count 1,2-4,5-7,8-10,11-13,14. (ir) (Entered: 05/20/2013) 05/20/2013 213 NOTICE OF SENTENCING HEARING as to Mitchell J Stein. Sentencing set for 8/16/2013 02:00 PM in West Palm Beach Division before Judge Kenneth A. Marra. (ir) (Entered: 05/20/2013)

05/21/2013 214 Notice of Presentence Investigation Assignment of Mitchell J Stein to US Probation Officer Sheila Parsons in the West Palm Beach U.S. Probation Office and he/she can be contacted at 561 804-6893 or Sheila_Parsons@flsp.uscourts.gov. (mhz2) (Entered: 05/21/2013) 05/21/2013 215 ORDER granting in part 198 Motion for transcripts as to Mitchell J Stein (1). Signed by Judge Kenneth A. Marra on 5/21/2013. (ir) (Entered: 05/21/2013)