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Introduction Presentation and referral Smoking cessation Diagnostic investigations Staging Surgery Radiotherapy Chemotherapy Combined modalities Endobronchial and vascular therapies Complementary therapies Multidisciplinary teams, follow up and communication Supportive and palliative care Implementation and further research Information for discussion with patients and carers Development of the guideline Abbreviations Annexes References
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February 2005
COPIES OF ALL SIGN GUIDELINES ARE AVAILABLE ONLINE AT WWW.SIGN.AC.UK
High quality meta-analyses, systematic reviews of randomised controlled trials (RCTs), or RCTs with a very low risk of bias Well conducted meta-analyses, systematic reviews of RCTs, or RCTs with a low risk of bias Meta-analyses, systematic reviews of RCTs, or RCTs with a high risk of bias High quality systematic reviews of case control or cohort studies High quality case control or cohort studies with a very low risk of confounding or bias and a high probability that the relationship is causal Well conducted case control or cohort studies with a low risk of confounding or bias and a moderate probability that the relationship is causal Case control or cohort studies with a high risk of confounding or bias and a significant risk that the relationship is not causal Non-analytic studies, eg case reports, case series Expert opinion
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GRADES OF RECOMMENDATION Note: The grade of recommendation relates to the strength of the evidence on which the recommendation is based. It does not reflect the clinical importance of the recommendation. A At least one meta-analysis, systematic review of RCTs, or RCT rated as 1++ and directly applicable to the target population; or A body of evidence consisting principally of studies rated as 1+, directly applicable to the target population, and demonstrating overall consistency of results B A body of evidence including studies rated as 2++, directly applicable to the target population, and demonstrating overall consistency of results; or Extrapolated evidence from studies rated as 1++ or 1+ C A body of evidence including studies rated as 2+, directly applicable to the target population and demonstrating overall consistency of results; or Extrapolated evidence from studies rated as 2++ D Evidence level 3 or 4; or Extrapolated evidence from studies rated as 2+ GOOD PRACTICE POINTS Recommended best practice based on the clinical experience of the guideline development group
1 INTRODUCTION
1
1.1
Introduction
THE NEED FOR A GUIDELINE
Lung cancer is the second most common cancer in Scotland after non-melanoma skin cancer.1 There are approximately 4,400 new cases and 4,000 deaths each year. Eighty five per cent of cases occur in patients over 60 years. Less than 10% of patients are alive five years after diagnosis and survival prospects have changed very little in the last 25 years.2 Incidence is higher, and survival is poorer, in people of lower socioeconomic status.3 A number of risk factors for lung cancer have been identified,4 but the overwhelmingly dominant one is exposure to tobacco smoke, with about 90% of patients being smokers or ex-smokers.1 Consequently, measures aimed at controlling tobacco use offer the best prospect for reducing the risk of, and mortality from, the disease. Reductions in the prevalence of smoking over the last 40 years have prevented an estimated 1.6 million premature deaths in the United Kingdom, many of these from lung cancer.5 Although the ideal must be to discourage people from taking up smoking in the first place, evidence suggests that the benefits of giving up smoking before middle age are substantial in terms of reducing the risk of lung cancer.6,7 Even after lung cancer has been diagnosed, the prognosis may be improved for some patients if they stop smoking (see section 3). ASH Scotland and NHS Health Scotland have published joint, evidence based guidelines on smoking cessation.8 Many specialties and professions are involved in the management of patients with lung cancer, requiring a well coordinated, multidisciplinary approach. This guideline provides advice for all stages of the patients pathway of care, from early recognition to treatment and follow up.
1.2
1.3
1.4
STATEMENT OF INTENT
This guideline is not intended to be construed or to serve as a standard of care. Standards of care are determined on the basis of all clinical data available for an individual case and are subject to change as scientific knowledge and technology advance and patterns of care evolve. Adherence to guideline recommendations will not ensure a successful outcome in every case, nor should they be construed as including all proper methods of care or excluding other acceptable methods of care aimed at the same results. The ultimate judgement regarding a particular clinical procedure or treatment plan must be made by the appropriate healthcare professional(s) in light of the clinical data presented by the patient and the diagnostic and treatment options available. It is advised, however, that significant departures from the national guideline or any local guidelines derived from it should be fully documented in the patients case notes at the time the relevant decision is taken.
1.5
2
2.1
2.2
2.2.1
DIAGNOSIS IN PATIENTS WITH COPD There is significant overlap between symptoms of lung cancer and chronic obstructive pulmonary disease (COPD). COPD affects 1.5% of the general population and 7% of men aged over 75.12 A prospective population based study in the Netherlands found that 22% of patients diagnosed with lung cancer had coexistent COPD,13 but no evidence was identified on when to consider a diagnosis of lung cancer in patients with COPD. A chest X-ray should be performed in patients with COPD who develop new symptoms (especially weight loss) that might be attributable to lung cancer.
2.3
2.4
2.5
2.6
1+ 3+
Smoking cessation
Although patients who smoke may believe that quitting is futile following a cancer diagnosis there are proven benefits for smoking cessation for the cohort of patients where treatment results in prolonged survival.25 Continued smoking following a cancer diagnosis may:26
n n n n n
reduce survival time increase the risk of a recurrence, or a secondary primary tumour reduce treatment efficacy affect quality of life exacerbate and prolong treatment induced complications such as mucositis, dry mouth, loss of taste and voice, impaired pulmonary function, wound healing, and tissue and bone necrosis.
In patients being considered for surgery there is evidence that smoking cessation preoperatively has the potential to reduce:27,28
n n n
postoperative pulmonary complications length of stay in specialised units and overall stay in hospital demand on resources.
Discussing smoking cessation, particularly around the time of initial presentation provides a powerful window of opportunity, as patients and their families and carers are often receptive at this time to consider cessation. Without additional treatment support, 95% of those who try to give up smoking will be smoking again within six months.8 Effective pharmacological therapies and several behavioural approaches exist to help smokers quit, ranging from brief opportunistic interventions to more intense programmes provided by local specialist cessation services. Evidence based guidelines on smoking cessation are available from ASH Scotland and NHS Health Scotland at www.hebs.com/services/pubs/pdf/SmokingCes2004.pdf8 Cancer patients, and particularly those with lung cancer, usually suffer from weight loss, anorexia, breathlessness, and cough. The benefits of smoking cessation often include increased appetite, improved sense of smell and taste, weight gain, less sputum production, and an increase in oxygen intake and energy.25,29,30 See section 15.2 for sources of support for people who would like to stop smoking.
3.1
NICOTINE WITHDRAWAL
Symptoms of nicotine withdrawal can occur very rapidly, within hours of smoking the last cigarette. Integrating a patients smoking status, (eg how many a day), into their assessment provides the opportunity to recognise and manage nicotine withdrawal, as well as help to alleviate symptoms. Healthcare professionals should be aware that patients who are smokers may have enforced cessation due to incapacity to smoke. Symptoms associated with nicotine withdrawal are:30
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lightheadedness sleep disturbance poor concentration irritability or aggression depression restlessness increased appetite.
Most of these symptoms can be quickly alleviated with nicotine replacement therapy.
4 DIAGNOSTIC INVESTIGATIONS
4
4.1
Diagnostic investigations
INTRODUCTION
Lung cancer is frequently suggested from chest X-ray findings: eg a solitary pulmonary nodule, pulmonary or hilar mass, poorly resolving pneumonia or pleural effusion. Histological or cytological confirmation of the diagnosis is desirable, though not always possible, and can be achieved by a variety of methods: image guided percutaneous biopsy, bronchoscopy, mediastinoscopy or thoracoscopy. Tissue diagnosis should be followed by subtyping of the cancer according to the current WHO classification.31 It may not be possible to use this classification fully if biopsy specimens or cytology samples are small, and in most instances designation as SCLC or NSCLC is sufficient for planning further management. The management of patients with an incomplete diagnosis should be discussed by the multidisciplinary team. No evidence was identified supporting the use of blood tests, eg tumour markers, in the diagnosis of lung cancer. Sometimes in patients of poor performance status (see annex 3) with major comorbidity, it is neither safe nor necessary to pursue investigations invasively towards a tissue diagnosis. Clinicians must act sensibly, sensitively and with compassion in such circumstances and proceed to non-surgical treatment or palliative care, usually after discussion in the multidisciplinary team setting. Similarly, where patients do not wish to be investigated, their preferences must be respected; refusal to undergo invasive investigation should not prejudice continuing care. Following diagnosis and initial staging investigations (see section 5) the care of patients newly diagnosed with lung cancer should be discussed in a multidisciplinary meeting for a review of clinical history, radiology and histology/cytology prior to development of a management plan.
4.2
4.2.1
IMAGING
CHEST X-RAY Lung cancer patients rarely present with a normal chest X-ray (only 2% in one study).32 Patients with lung cancer often have obstructive features (37%) and pleural effusions (22%). These indicate the need for further investigation even in the absence of a visible mass lesion. D A chest X-ray should be performed on all patients being investigated for the possibility of lung cancer.
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4.2.2
CT SCANNING The role of computed tomography (CT) scanning of the chest in the diagnosis of lung cancer has been investigated in studies of the differential diagnosis of a solitary pulmonary nodule, where cases were reported by two independent experienced radiologists.33-35 This does not necessarily reflect typical practice. In an RCT designed to evaluate the impact of an early CT on management choices, 171 patients had CT scans reviewed before fibre optic bronchoscopy (FOB), allowing cancellation or a change to an alternative invasive procedure if appropriate. The trial included patients with distal collapse and visible tumours larger than 5 cm. Patients with peripheral lesions were excluded. CT scanning at an early stage in the patients journey allowed selection of the most appropriate investigation for confirmation of diagnosis and stage.36 The generalisability of these conclusions is not clear, given the patient selection criteria. Results from CT scanning are subject to variation caused by different scanning techniques, but suggest that CT scanning of the chest has a high sensitivity (89 to 100%) but a relatively low specificity (56 to 63%) and a poor negative predictive value (60 to 100%). This may be improved by serial scans. 35
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These results suggest that CT scanning alone should not be used to confirm a diagnosis of lung cancer and that histological and cytological confirmation of the diagnosis will be required in most cases. The same scan is often used for both diagnostic and staging purposes (see section 5.2.1). D D D Contrast enhanced CT scanning of the chest and abdomen is recommended in all patients with suspected lung cancer, regardless of chest X-ray results. A tissue diagnosis should not be inferred from CT appearances alone. CT scanning should be performed prior to further diagnostic investigations, including bronchoscopy, and the results used to guide the investigation that is most likely to provide both a diagnosis and stage the disease to the highest level.
4.2.3
NeoSPECT SCANNING Limited evidence is available on the role of NeoSPECT scanning in the investigation of patients presenting with solitary pulmonary nodules. Prospective diagnostic studies indicate that NeoSPECT scanning may be a useful adjunct to other imaging methods, but histological and cytological confirmation of the diagnosis will still be required.37-39 D NeoSPECT scanning should be considered as an investigation in patients presenting with solitary pulmonary nodules but histological confirmation will usually be required.
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4.2.4
PET SCANNING Positron emission tomography (PET) scanning has been investigated as a diagnostic tool in the differential diagnosis of lung cancer and benign lesions presenting in the lung as a solitary nodule. At the time of publication there is a single PET scanning facility in Scotland, but PET should be available for patients with lung cancer for whom there is evidence of clinical benefit.40 A meta-analysis, a systematic review and 12 diagnostic studies were identified.41-54 The metaanalysis suggests that PET scanning has a diagnostic sensitivity of 96% and a specificity of 78% but there is considerable variation within the studies included. 41 The diagnostic studies indicate negative predictive values as low as 47%. Most of the published series are from North America where the incidence of granulomatous lung lesions is higher than in Scotland, making it unclear how these figures might relate to a Scottish population. C PET scanning may be used to investigate patients presenting with solitary lung lesions but histological/cytological confirmation of results will still be required.
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4.3
BRONCHOSCOPY
The value of bronchoscopy depends on the location of the primary tumour. Peripheral tumours in subsegmental bronchi may not be visible. The evidence base for the role of bronchoscopy in both central and peripheral tumours comes from two large systematic reviews.55,56
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4 DIAGNOSTIC INVESTIGATIONS
4.3.1
CENTRAL TUMOURS Flexible bronchoscopy has good diagnostic sensitivity (83% to 88%) for central lesions. 55,56 Sampling using multiple techniques gives the highest diagnostic yield. As a single procedure, bronchial biopsy is the most reliable. Table 2 shows the variation in sensitivity for each method. Table 2: Percentage diagnostic sensitivity in central tumours Technique Biopsy Brushings Washings All three modalities B B % Sensitivity Detterbeck55 83 64 48 83 Schreiber56 74 59 48 88
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Patients with central lesions who are otherwise fit should undergo flexible bronchoscopy in order to establish a histological or cytological diagnosis. Visible tumours should be sampled using more than one technique to optimise sensitivity.
4.3.2
PERIPHERAL TUMOURS Flexible bronchoscopy has a lower diagnostic sensitivity for peripheral lesions compared with central lesions (see Tables 2 and 3 ). Although fluoroscopy may improve the diagnostic yield of bronchoscopy in sampling peripheral lesions, results still compare poorly with percutaneous fine needle aspiration (FNA)/biopsy (see section 4.4).55,56 Table 3: Percentage diagnostic sensitivity in peripheral tumours Technique Biopsy Brushings Washings All three modalities B %Sensitivity Detterbeck55 60 48 37 66 Schreiber56 46 52 43 69
2++
Bronchoscopy may provide a diagnosis for peripheral lesions, although percutaneous FNA/biopsy is the preferred approach.
4.4
PERCUTANEOUS FNA/BIOPSY
Percutaneous FNA/biopsy is a highly sensitive technique for diagnosing lung cancer (sensitivity of 88% to 92%).56,57 Fine needle aspirations can be done as blind percutaneous biopsy or guided by fluoroscopy, ultrasound, CT or magnetic resonance imaging (MRI). Larger cutting needles can also be used to obtain biopsy cores of intact tissue for histology. Sensitivity is greater for peripheral lung lesions than fibre optic bronchoscopy.57 There is a high false negative rate (25%) resulting in limited ability to confirm a benign diagnosis. This may be improved by using core biopsies for histology rather than aspirates for cytology.57 Potential complications include bleeding and pneumothorax (chest drain 10%, haemoptysis 3%, mortality 0.04%). B Percutaneous FNA/biopsy should be considered as the preferred diagnostic technique in patients with peripheral lesions. Core biopsy rather than FNA may have the added advantage that specific benign diagnoses are more often possible.
2++
4.5
SPUTUM CYTOLOGY
There is a wide variation (10% to 97%) in the sensitivity of sputum cytology in the diagnosis of lung cancer.43,56,58 High sensitivity is only achieved by the use of specific and carefully controlled protocols for sample collection. In routine practice the diagnostic yield appears to be at the lower end of the range, suggesting that this technique is best reserved for cases with large central lesions where bronchoscopy or other diagnostic tests are contraindicated. D Sputum cytology should only be used in patients with large central lesions, where bronchoscopy or other diagnostic tests are deemed unsafe.
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4.6
VIDEO-ASSISTED THORACOSCOPY
Video-assisted thoracic surgery (VATS) provides a highly sensitive (97% to 100%) method of obtaining histological and cytological material for confirmation of the diagnosis of lung cancer in patients where it has not been possible to achieve this by other less invasive means or intraoperatively prior to definitive resection.59,60 It has a low complication rate (0.8% open conversion rate). D Thoracoscopy should be considered for patients with suspected lung cancer where less invasive means have not achieved histological and cytological confirmation of diagnosis.
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4.7
4.8
10
5 STAGING
5
5.1
Staging
INTRODUCTION
Staging is the assessment of the extent of disease and is performed for prognostic and therapeutic purposes. Lung cancer is staged using the revised International Staging System (ISS; see Annex 1), first published in 1986 by the American Joint Committee on Cancer (AJCC) and the Union Internationale Contre le Cancer (UICC). The system has two major components: the anatomical extent of the disease (TNM; tumour, nodes, metastases) and the cell type.62 Clinical staging (c) relies on information obtained from imaging studies and biopsies. Pathological staging (p) is determined following surgical resection. This classification is used in the management of patients with NSCLC. Patients with SCLC are staged as either limited or extensive disease (see Annex 1). Accurate staging also allows more valid comparisons of outcomes to be made across hospitals and managed clinical networks. The imaging tools most commonly used to stage lung cancer are CT, MRI, ultrasound (US), PET and integrated PET-CT. Mediastinoscopy is the most commonly performed invasive procedure. The reliability of each of these tests, and the implications for the interpretation of results, is determined from the false negative (FN) and the false positive (FP) rates. These are listed in Annex 2.
5.2
T STAGE IN NSCLC
Radiographic differentiation of T1 and T2 disease does not significantly alter the choice of therapy. It is much more important to be able to predict T3 and T4 involvement if surgical resection is being considered.
5.2.1
CT SCANNING In Western countries a staging contrast enhanced CT of the thorax and upper abdomen is the standard method for assessing operability in lung cancer patients. The reliability of CT in predicting T3 or T4 disease is poor. 63 CT is equally poor at predicting chest wall invasion63 and mediastinal involvement.63 B Patients with suspected T3 or T4 disease who are otherwise fit for surgery should not be denied surgical exploration on the basis of a CT alone.
2++
5.2.2
MRI SCANNING With the exception of superior sulcus tumours, there is no benefit of MRI over CT in the assessment of patients with chest wall and mediastinal involvement.64-68 Looking specifically at mediastinal invasion, particularly invasion of blood vessels, some studies have shown an advantage of MRI over CT.67 B MRI is not recommended in the routine assessment of the T stage except in patients with superior sulcus tumours. It may be of value in selected patients with suspected mediastinal invasion.
2++
5.2.3
THORACOSCOPY Thoracoscopy may be beneficial in correctly determining the T stage in patients with T3 or T4 disease when less invasive methods have been inconclusive.69 C Thoracoscopy may be considered for more accurate determination of the T stage in patients with suspected mediastinal or chest wall invasion when less invasive techniques have been inconclusive.
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5.2.4
PLEURAL EFFUSION Spread of lung cancer to the pleural space with the development of an effusion indicates T4 disease. Pleural aspiration is essential for accurate staging in patients with a pleural effusion. A pleural biopsy should be undertaken in patients with negative fluid cytology.70 Some patients may require VATS biopsy to confirm pleural malignancy as aspiration and closed biopsy alone may be insufficient. D
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In patients being considered for curative therapy, pleural effusion should be investigated with pleural aspiration and/or pleural biopsy. The presence of malignant cells is required to categorise the lesion as T4.
In patients suitable for curative therapy VATS should be considered if aspiration and closed biopsy are negative.
5.3
N STAGE IN NSCLC
The most important aspect of intrathoracic staging is accurate determination of nodal involvement. CT and MRI scans rely solely on lymph node size to predict malignant involvement. A 1cm node size is the usual cut-off, having an average sensitivity and specificity of 75% and 76% respectively.71
5.3.1
HILAR NODES (N1) The reliability of CT,72 MRI73 and thoracoscopy74,75 in staging N1 nodes is poor. This may be a concern if radical radiotherapy is being considered and the primary tumour is distant from the hilum. Integrated PET-CT is more accurate and could have a role to play in this context.
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5.3.2
CT SCANNING OF MEDIASTINAL NODES (N2/3) For all categories of patients with lung cancer, the reliability of CT in the assessment of mediastinal nodes is poor with average false positive and negative rates of 45% and 13% respectively.76 The FN rate is higher with central tumours and adenocarcinomas (22% and 19%). B A positive CT scan result for mediastinal lymphadenopathy indicates the need for surgical biopsy of the enlarged nodes, regardless of size or site (with the exception of extensive infiltrating disease). Patients with small peripheral tumours and a negative CT scan of the mediastinum require no further investigation. Otherwise it is reasonable to further investigate the mediastinum with mediastinoscopy or PET prior to performing a thoracotomy.
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5.3.3
MRI SCANNING OF MEDIASTINAL NODES (N2/3) Conventional MRI is not superior to CT in the assessment of mediastinal nodes. 64,65,67,77,78 Data are not yet available on the reliability of new MRI contrast agents such as super paramagnetic iron oxide. B MRI has no role in the routine staging of mediastinal lymphadenopathy.
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5 STAGING
5.3.4
MEDIASTINOSCOPY AND OTHER INVASIVE TECHNIQUES FOR MEDIASTINAL NODES (N2/3) Mediastinoscopy is the gold standard for staging the mediastinum (paratracheal, pretracheal and anterior subcarinal nodes are accessible),79 with minimal morbidity, (2.3%), and mortality, (0.05%).80 Lymph node stations that cannot be reached by mediastinoscopy (aortopulmonary window, pre-aortic, paraoesophageal, inferior pulmonary ligament and posterior subcarinal) can be staged by thoracoscopy,69 endoscopic ultrasound guided FNA (EUS FNA), 81,82 endobronchial ultrasound guided FNA (EBUS FNA), percutaneous CT guided biopsy, 83-85 anterior mediastinotomy 86-88 and, less commonly, extended cervical mediastinoscopy.89 Transoesophageal and endobronchial ultrasound guided FNA are both relatively new techniques for which early experience suggests that they may prove reliable in assisting accurate staging of the mediastinum, and in some cases, in providing a primary diagnosis of more central lesions. C
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Mediastinoscopy should be used to stage the mediastinum where possible. Inaccessible nodal stations can be staged using thoracoscopy, EUS FNA, EBUS FNA, percutaneous CT guided biopsy, extended cervical mediastinoscopy or parasternal mediastinotomy, as appropriate to the patients circumstances.
5.3.5
PET SCANNING OF MEDIASTINAL NODES (N2/3) PET scanning is more accurate than CT or MRI in detecting mediastinal lymphadenopathy. 90-92 Given a relatively high false positive rate (16%), patients should not be refused exploratory surgery on the basis of a positive PET scan. The poor anatomical localisation of PET scanning is largely overcome by integrated PET-CT.92 C
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Patients with a negative CT scan result for mediastinal adenopathy should proceed to PET, except for those with small peripheral tumours. Patients with a negative PET scan result for mediastinal adenopathy should proceed to thoracotomy. Patients with a positive PET scan result for mediastinal adenopathy require histological confirmation.
5.4
M STAGE IN NSCLC
Approximately 40% of patients with NSCLC present with distant metastases 93 and of these around 90% have clinical symptoms.94 The most common sites of metastases are brain, bone, liver, adrenal glands and lung.
5.4.1
CLINICAL EVALUATION The most important part of staging for distant metastases is the clinical evaluation utilising the patients history (especially if there has been weight loss), complemented by physical examination along with haematological and biochemical tests. Advancing imaging techniques are most useful when correlated with the findings of a clinical evaluation. Occult distant metastases are present in 15-30% of patients with cIII disease.95 C C Patients staged as cI-II on the basis of a chest CT and a negative clinical evaluation do not require further investigation to look for extrathoracic metastases. Patients staged as cIII following clinical evaluation may require further investigation for distant metastases.
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5.4.2
PET SCANNING AND DETECTION OF DISTANT METASTASES PET has been shown to identify unsuspected metastases in 10 to 15% of patients with NSCLC. When the scan is positive the lesion should be biopsied or followed up. 91,92,96 PET allows more accurate classification of the stage of the disease, and although it has not been shown whether this improves survival, it does reduce unnecessary surgical procedures.91,92 This suggests that it would be of most benefit in patients with NSCLC who are candidates for surgery or radical radiotherapy. One of the main limitations of PET scanning is that high glucose metabolism in the brain and kidney makes evaluation of metastases at these sites difficult. The drawback of limited anatomical resolution is largely overcome by integrated PET-CT.
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5.4.3
BRAIN METASTASES Contrast enhanced CT is the most commonly used imaging study to detect brain metastases and is as reliable as non-contrast enhanced MRI.97-104 Contrast enhanced MRI will detect more metastases than contrast enhanced CT but does not detect metastases in a greater number of patients. CT of the head is not warranted in asymptomatic patients initially staged as cI-II.98,99 In patients with N2 disease who are still being considered for curative treatment, a CT scan of the head is warranted.98 C Contrast enhanced head CT or MRI in patients with cI-II disease is not recommended. Contrast enhanced head CT or MRI is warranted in patients with N2 disease who are being considered for curative treatment.
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5.4.4
BONE METASTASES Bone scanning has a high false positive rate (30 to 60%) and should only be carried out where patients have symptoms suggestive of metastatic bone disease.105 A positive bone scan must be confirmed by additional studies (eg X-ray, MRI and biopsy). Compared to conventional isotope bone scanning, PET has the advantage of a much lower false positive rate, although the false negative rate is slightly higher.105 B A positive bone scan in patients with otherwise potentially curable disease must be confirmed by other studies (eg plain X-rays, MRI or biopsy).
2++
5.4.5
LIVER METASTASES Liver metastases are found in approximately 2% of asymptomatic patients initially staged as cIIII on the basis of a chest CT. 106 Benign hepatic lesions are common in the general population and the presence of a liver abnormality >1cm in an asymptomatic patient with lung cancer requires further characterisation by CT, US or MRI.107-109 Definitive confirmation of a suspected liver metastasis is best accomplished by needle biopsy which has a diagnostic accuracy of 90%.105 Complications are rare (1-2%) and consist mainly of haemorrhage.110 C
n
2+
n n
US, CT or MRI can be used to characterise most benign focal hepatic abnormalities >1cm. A definitive confirmation of a liver metastasis can only be made by needle biopsy. The management of patients with lesions too small to characterise by imaging and not amenable to biopsy is best guided by an estimation of the chance of metastatic disease given the clinical stage and symptoms.
5.4.6
ADRENAL GLAND METASTASES Incidental adrenal masses are seen in approximately 0.6% of all abdominal CTs. 70 to 95% will be benign non-functioning adenomas.111,112 In stage cI-III patients the frequency of adrenal enlargement is similar to the normal population, although approximately half of patients will have metastases on biopsy.113
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5 STAGING
The incidence of adrenal enlargement in lung cancer patients increases with higher stage disease. Adrenal glands less than 2 cm have a 10% chance of being malignant increasing to 75% for glands more than 4 cm.114-116 An adrenal adenoma can be reliably diagnosed by chemical shift MRI, enhanced CT and delayed contrast enhanced CT, making these suitable techniques for excluding metastases.114, 115 Percutaneous needle biopsy has an overall complication rate of 8-9% with 3-4% having major complications (eg pneumothorax or significant haemorrhage).117 At less than 5%, PET scanning appears to have the lowest FP and FN rates for adrenal metastases.114 B
n
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It may be reasonable to forego further investigation of adrenal glands <2 cm, in patients who are stage cI-II and who have a negative clinical evaluation Patients having adrenal gland nodules >2 cm, should proceed to further imaging studies and biopsy as necessary.
5.4.7
LUNG METASTASES Small pulmonary lesions are frequently seen in addition to the primary tumour on chest CT. These lesions are usually benign.118,119 C Patients with small pulmonary nodules should not be denied a curative approach without a definitive diagnosis (by biopsy, FNA or wedge resection).
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5.5
STAGING SCLC
The TNM system is generally not used for staging small cell lung cancer as approximately two thirds of patients present with distant metastases.95 Patients are classified as having either limited or extensive disease (see Annex 1 for definitions). Clinical evaluation can identify most patients who either have extensive disease or who are unsuitable for thoracic radiotherapy. Patients who are felt to be at high risk of having distant metastases and who are being considered for intensive treatment should undergo further staging investigations in a sequential manner.120 Useful investigations include head CT, biopsy of any palpable masses or nodes and an isotope bone scan. Bone marrow is the only site of extrathoracic disease in less than 5% of cases, and bone marrow aspiration should only be considered in patients who have no other sites of metastases.121 A pragmatic strategy is to stage patients by clinical evaluation and CT of the chest and abdomen and only proceed to further investigations if clinically indicated. B Investigation for distant metastases is recommended when intensive treatment is being considered for patients with SCLC who are considered to be at high risk of having distant metastases. Patients with SCLC should be staged by clinical evaluation and CT of the chest and abdomen. If the CT does not demonstrate extensive disease and the clinical examination is negative, management should proceed on the assumption of limited stage disease.
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6
6.1
Surgery
INTRODUCTION
Cures in lung cancer are almost always associated with surgical resection. Cure rates in Scotland and Britain are lower than in other countries in the western world. At present the British resection rate of 11%, compares unfavourably with rates of 17% throughout the rest of Europe and 21% in North America. Any increase in resection rates should be achieved without decreasing patient safety or significantly increasing unnecessary thoracotomies. 122 There is increasing evidence that adjuvant chemotherapy may be of benefit (see section 9). Very few randomised controlled trials on the surgical treatment of lung cancer were identified. The evidence base comes mainly from case series exploring different surgical techniques in different patient groups. Lung cancer patients present as a very heterogeneous group and the practice of tailoring all management decisions, including suitability for surgery, 123 on the basis of a multidisciplinary team meeting is to be recommended. The thoracic surgeon is a key member of the multidisciplinary team. The potential effects of smoking cessation on surgical outcome are described in section 3. Palliative management of endobronchial disease is discussed in section 10.
6.1.1
INFLUENCE OF SURGICAL EXPERIENCE/PRACTICE The link between individual surgeons operative mortality and case volume is unclear.124,125 Larger units offer significant advantages in terms of practice outcomes, training and resource availability.126,127
6.2
6.2.1
6.2.2
REDUCTION OF SURGICAL MORBIDITY AND MORTALITY A number of observational studies comparing 30-day postoperative mortality for different surgical interventions (eg wedge resection, lobectomy and pneumonectomy) were identified.125,128,142-145 Patient characteristics varied considerably across the different studies and none of the studies described performance status and how this affects the choice of operation. Limiting the scope of the operation lowers mortality at 30 days; wedge resection has the lowest mortality rate, followed by lobectomy, pneumonectomy and extended resection in that order. Lobectomy is preferred to wedge resection on the basis of a reduced recurrence rate,146 except in patients who are unfit for surgery. Sleeve lobectomy may be a preferable option to pneumonectomy in suitable cases.
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6 SURGERY
Six observational studies were identified that report on the 30-day mortality rate for inoperable lesions at thoracotomy.147-152 A significant mortality is associated with futile thoracotomies. D D 6.2.3 Lung resection should be as limited as possible without compromising cancer clearance. Lobectomy remains the procedure of choice for fit patients. Every effort should be made to avoid a futile thoracotomy.
VIDEO-ASSISTED THORACIC SURGERY (STAGE I AND II) Seven retrospective case series were identified incorporating a total of 969 patients with a mixture of stage I, II and IIIA lung cancer.153-159 None of the studies gave information on performance status. Not all of the studies provide information on survival by stage and the inclusion of patients at different stages will have affected survival rates across the studies. Follow up mechanisms also vary between studies. VATS for lung cancer is effective for resection of stage I and II with similar three and five year survival to that for open surgery. Patients may experience reduced pain and require shorter hospital stay than those undergoing conventional surgery.158,160-164 In 7-17% of VATS procedures conversion was required and complication rates reached 22%, similar to the rates for open surgery. There was also reasonable consistency between VATS and open surgery with regard to levels of intraoperative bleeding and hospital mortality. No evidence was identified on whether VATS is more appropriate for patients with lower performance status. Not all centres in Scotland can offer VATS. D VATS resection, undertaken by an appropriately skilled surgeon, may be offered to selected patients with clinical stage I lung cancer.
3
6.2.4
PROPHYLACTIC AND THERAPEUTIC MEDIASTINAL LYMPH NODE DISSECTION FOR STAGING AND TREATMENT OF NSCLC PATIENTS The options for mediastinal lymph node management are: Discretionary nodal sampling - enlarged or otherwise suspect nodes seen at surgery are taken for histological examination Systematic node dissection - samples are taken from each accessible mediastinal lymph node station for histological examination Radical mediastinal lymphadenectomy - all nodes in each accessible lymph node station are removed, often together with any associated connective tissue. The evidence from two randomised controlled trials 165,166 and one case series 167 suggests that five year survival increases when a radical mediastinal lymph node dissection is performed as opposed to a lymph node sampling strategy, but these studies all suffer from methodological problems. As more nodes are sampled staging is refined and this stage migration improves the apparent survival of those who remain within each group. Although there is no doubt that extensive node sampling/resection will improve the accuracy of staging it remains a matter for debate as to whether or not radical lymph node resection improves true survival. Conversely, there are concerns that radical mediastinal lymph node dissection may increase postoperative morbidity.168,169 B Systematic mediastinal lymph node dissection is recommended as offering the best compromise between accuracy of staging and containment of morbidity.
1+ 3
17
6.2.5
RESECTION IN PATIENTS WITH STAGE IIIA NSCLC A number of retrospective case series with relatively small numbers (30100 cases) have been published detailing the clinical outcomes achieved following surgery in selected patients with stage IIIA disease.170 Patients were managed using a multimodality approach that included preoperative chemotherapy and occasionally radiotherapy. Most studies suggested a survival benefit with a chemotherapy plus surgical resection protocol, compared with contemporary non-surgical management. Evidence from the few RCTs regarding preoperative chemotherapy does not support its routine use at present (see section 9.1). Patients who are suitable for surgery should have early (single station intracapsular) disease as determined by mediastinoscopy, the ability to tolerate induction treatment, evidence of response to this treatment and the reserves to subsequently tolerate major surgery. It is likely that few patients will meet these criteria. Patients with proven early N2 NSCLC may be considered for neoadjuvant chemotherapy, followed by surgery if there is CT evidence of response.
6.2.6
SUPERIOR SULCUS TUMOURS In several case series with carefully selected patient groups, postoperative survival for patients with this uncommon condition is reported as 20-40% at five years, usually in association with induction chemoradiotherapy.171-173 Review of the case volumes reported and the time periods involved suggests that only one or two such cases might be eligible for resection in Scotland each year. Exclusion of mediastinal node involvement by mediastinoscopy is generally included in the surgical assessment for operability.172 Although extended resection including excision of vertebral elements is described, such cases are extremely rare and resection is generally contraindicated in T4 tumours.174,175 D Patients with superior sulcus tumours not involving the brachial plexus and with negative mediastinoscopy may be considered for resection.
6.2.7
SURGICAL RESECTION OF BRAIN METASTASES (STAGE IV) Two small RCTs, including patients with NSCLC, have shown that surgical resection of a solitary metastasis combined with postoperative whole brain radiotherapy is superior to treatment with radiotherapy alone in terms of survival time, neurological function and quality of life.176,177 A third trial found no benefit from the addition of surgery to radiotherapy.178 An RCT comparing the effectiveness of surgery plus postoperative radiotherapy with that of surgery alone demonstrated that patients treated with combined modalities had fewer recurrences of cancer in the brain and were less likely to die of neurological causes. There was no statistically significant difference in median survival time between the groups.176,179 B Patients with a solitary synchronous or metachronous brain metastasis and otherwise potentially curative lung cancer: n may be considered for resection of the metastasis n should be given adjuvant brain radiotherapy to reduce the risk of local recurrences.
1+
6.2.8
SURGICAL RESECTION OF ADRENAL METASTASES No randomised trial data were identified to assess the efficacy of resection of adrenal metastases in non-small cell lung cancer. Only retrospective case reports concerning long term survivors following lung and adrenal resection were identified. Concerns about the probability of associated diffuse metastases present at the time of presentation have limited surgical treatment of adrenal metastases.180-182
18
6 SURGERY
6.3
6.3.1
6.4
1++
19
6.5
20
7 RADIOTHERAPY
Radiotherapy
Radiotherapy has an established role in the management of patients with lung cancer, both on its own or in combination with chemotherapy. Radiotherapy has a well documented effect in palliating thoracic symptoms and, in selected patients with non-small cell lung cancer, it may be curative. It can also be useful in treating locally symptomatic metastases.
7.1
7.1.1
7.1.2
RADICAL RADIOTHERAPY IN STAGE III PATIENTS No trials were identified that compared radical radiotherapy to no treatment for stage III disease (some trials also included patients with stage I and II disease). Eight RCTs were identified using conventional radical radiotherapy (>55Gy) in one arm. Two year survival rates varied from 719%. Good prognostic factors included performance status, stage IIIA disease and use of higher radiation doses.193-200 There is no evidence to define the degree of lung function required to tolerate radical radiotherapy. B Patients meeting the following criteria should be offered radical radiotherapy: n IIIA or IIIB disease, as long as the tumour can be safely encompassed within a radical radiotherapy volume n WHO performance status (PS) 0 or 1 n less than 10% weight loss. Radical radiotherapy for patients with lung cancer should be delivered in an oncology centre equipped with 3-dimensional CT planning, facilities for conformal blocking and on-treatment verification. A recognised external quality assurance programme should be in place.
1+
21
7.1.3
HYPERFRACTIONATED AND/OR ACCELERATED RADIOTHERAPY IN STAGE III PATIENTS A meta-analysis201 and two RCTs were identified 195,202 that suggest a survival benefit for accelerated and hyperfractionated radical radiation therapy compared with conventional radiotherapy. No benefit was observed for hyperfractionated radical radiation therapy of standard time length over conventional radiotherapy. A Patients having radical radiotherapy should be given CHART (54Gy/36F/12 days) in preference to 60Gy/30F/6W.
1+ 1++
7.1.4
RADIOTHERAPY-RELATED MORBIDITY There is a paucity of data from randomised controlled trials looking at how radiation-related morbidity can be reduced, either by altering the radiation technique or by adding in other agents. Trials looking at ways of reducing radiation morbidity should be supported.
7.2
7.2.1
1+
22
7 RADIOTHERAPY
7.2.2
RADIOTHERAPY IN PATIENTS WITH ISOLATED BRAIN METASTASES Two RCTs exploring the role of radiotherapy and surgery in the treatment of single metastases to the brain demonstrate a survival benefit for surgical resection of solitary brain metastases followed by whole brain radiotherapy compared to whole brain radiotherapy alone, in patients who have controlled extracranial disease.176,177 The American Society for Clinical Oncology (ASCO) lung cancer guideline on unresectable NSCLC supports the use of radiotherapy following resection.206 B Patients with single brain metastases should be offered resection followed by whole brain radiotherapy.
1+
7.2.3
PALLIATIVE RADIOTHERAPY IN PATIENTS WITH SYMPTOMATIC METASTASES Many patients with lung cancer develop symptomatic metastases that can be treated using radiotherapy. A systematic review207 and one RCT208 on palliative radiotherapy for bone metastases were identified. The RCTs were not restricted to patients with lung cancer, although a significant proportion of the patients did have lung cancer. The systematic review identified 11 trials involving 3,435 patients. There was no difference in overall or complete pain response rates between single fraction (usually 8Gy) or multifraction radiotherapy, although patients treated with a single fraction had a significantly higher re-treatment rate and were at greater risk of developing a pathological fracture ( 3.0% vs 1.6%). The remaining RCT is an interim analysis of single fraction versus multifraction radiotherapy in treating neuropathic bone pain and suggests radiotherapy may have a positive role to play in treating such pain. For patients with brain metastases, 20Gy/5F is as effective as more prolonged regimens.209 For patients with a good prognosis, 30Gy/10F is more effective in terms of survival than 12Gy/2F.210 No RCTs investigating the role of radiotherapy on skin metastases were identified. The guideline development group suggests that palliative radiotherapy regimens of 8Gy in one fraction are effective for palliation of skin metastases. A A Patients with lung cancer and symptomatic bone metastases should be treated with a single 8Gy fraction of palliative radiotherapy. Selected patients with unresectable and/or multiple brain metastases and good performance status should be considered for fractionated palliative radiotherapy (eg 20Gy/5F). Patients with symptomatic skin metastases should be considered for palliative radiotherapy with single fractions of 8Gy.
1+
23
Chemotherapy
The greatest change in the management of lung cancer since the publication of the original SIGN guideline in 1998,9 has been the increased use of chemotherapy in patients with NSCLC. There is now evidence from meta-analyses and RCTs of the potential benefit to patients. Progress in the treatment of SCLC with chemotherapy has been less marked, but changes in recommended therapy are detailed.
8.1
8.1.1
CHEMOTHERAPY IN OLDER PATIENTS Age in itself does not predict tumour response but older patients may be more susceptible to the side effects of chemotherapy.213 In older patients, chemotherapy can improve quality of life and survival compared to active symptom control.217,223 A Selected older patients with stage III/IV NSCLC should be offered chemotherapy.
1+
8.1.2
DURATION OF CHEMOTHERAPY A comparison of three versus six cycles of mitomycin, vinblastine, cisplatin (MVP) demonstrated no benefit in response rate, symptom improvement, duration of response or median survival in the patients treated beyond three cycles.224 Similarly a comparison of four cycles of carboplatin and paclitaxel versus continuation of chemotherapy to progressive disease concluded that four cycles were as effective in terms of median survival and quality of life.225 A comparison of gemcitabine versus cisplatin and vindesine in a total of 169 patients demonstrated no further benefit beyond three cycles of treatment.226 A For patients with advanced NSCLC the number of chemotherapy cycles should not exceed four.
1+
24
8 CHEMOTHERAPY
8.1.3
SECOND LINE CHEMOTHERAPY In patients who are fit at the time of progression of their advanced NSCLC, second line treatment with docetaxel (75 mg/m2) can improve time to progression, survival and quality of life.227-229 At present there are no clear data on which patients are most likely to respond and it is not known if duration of initial response is important. A Second line chemotherapy with docetaxel 75 mg/m2 (three weekly) should be considered for stage IIIB/IV NSCLC patients with good performance status.
1+
8.1.4
TARGETED THERAPIES Newer approaches to chemotherapy have involved blocking specific tumour growth factor receptors. Current evidence does not support the routine use of targeted therapies in patients with stage IIIB/IV NSCLC outwith a clinical trial.230-233
8.2
8.2.1
CHEMOTHERAPY IN OLDER PATIENTS When considering the suitability of a patient for chemotherapy, age and poor performance status should be seen as separate factors. A systematic review of 168 studies and a review of 21 studies in SCLC concluded that standard chemotherapy should not be denied on the basis of age alone.234,238 Fit older patients should be offered combination chemotherapy, as this has better survival rates than single agent chemotherapy. The benefits of any kind of chemotherapy for patients who are PS3 or 4 are unclear. A Combination intravenous chemotherapy should be considered for SCLC patients over 70 years of age with performance status 0-2.
1++
8.2.2
STANDARD REGIMENS RCTs have shown that a platinum combination regimen results in improved survival when compared with anthracycline-based combinations in SCLC patients. 239,240 A regimen based on platinum agents and etoposide has proven efficacy and is one of the most commonly prescribed treatments in limited and extensive disease SCLC.241,242 The role of newer chemotherapeutic agents243 in the treatment of SCLC remains to be established. Irinotecan in combination is one of the most active new drugs but is not currently licensed for use in lung cancer. A A regimen containing a platinum agent and etoposide is recommended for first line treatment of patients with SCLC.
1+
25
8.2.3
ALTERNATING REGIMENS There is evidence that alternating regimens provide no additional benefit in terms of progressionfree or overall survival, compared with standard chemotherapy regimens.244,245
8.2.4
HIGH DOSE/INTENSIFICATION OF CHEMOTHERAPY High dose/intensification of chemotherapy has been studied in both limited and extensive disease SCLC. A review of the major studies published since 1980 concluded that there was no evidence of benefit beyond six cycles of chemotherapy, nor was there benefit from early or late dose intensification, but that shortening the treatment interval with the use of GCSF could improve median and two year survival. 246 Higher response rates have been obtained but at the expense of significant toxicity.239
8.2.5
DURATION OF CHEMOTHERAPY In patients with limited disease SCLC no survival benefit is gained from extending induction chemotherapy beyond six cycles.247 A In patients with SCLC the recommended number of chemotherapy cycles is three to six.
1+
8.2.6
SECOND LINE CHEMOTHERAPY Patients who respond to first line chemotherapy and who have had at least six months diseasefree survival are most likely to benefit from second line treatment.239 B Second line chemotherapy in patients with SCLC should be considered depending on the duration of response to first line chemotherapy and on patients performance status and wishes.
1++
8.2.7
MAINTENANCE The evidence does not support the use of continued induction therapy, oral etoposide, interferon or matrix metalloproteinase inhibitors as maintenance treatment following response to first line chemotherapy.247-249 B Maintenance chemotherapy following first line treatment is not recommended.
1+
8.3
1+
In an RCT with 84 patients, amifostine had no significant effect on the degree of myelosuppression or other toxicities.253 A guideline based on a systematic review of the use of amifostine did not recommend its use in the curative or adjuvant setting outwith a clinical trial.254 A Amifostine should not be used with cisplatin (80 mg/m2 ) outwith clinical trials.
The use of human recombinant erythropoietin in patients receiving cisplatin-based chemotherapy reduces the need for blood transfusion, but has no other proven benefits.255,256 The benefits of smoking cessation in this context are discussed in section 3.
1++
26
8 CHEMOTHERAPY
8.4
ADMINISTRATION OF CHEMOTHERAPY
It is the responsibility of the thoracic oncology cancer team to ensure that chemotherapy is prescribed, supplied and administered according to published guidelines and national standards.257-259 D Staff should be experienced and trained in safe prescribing, preparation and administration of chemotherapy and be involved in ongoing continuous professional development and reappraisal. Hospital based administration of chemotherapy should take place during the working day in designated areas equipped to deal with any medical emergencies. Chemotherapy should be administered in environments that meet the standards set out in national guidance.
4
27
Combined modalities
There is increasing evidence that combining modalities of treatment (surgery, radiotherapy and chemotherapy) may improve outcome in both small cell and non-small cell lung cancer.This is often at the expense of increased acute, and sometimes late, toxicity.The challenge is to define the optimal combination and schedule of therapy, while balancing the benefits in disease control against the risk of toxicity.This section summarises the evidence to date on the effectiveness of combining modalities of treatment for different clinical scenarios.
9.1
1-
9.2
PREOPERATIVE (NEOADJUVANT) CHEMOTHERAPY IN NSCLC PATIENTS UNDERGOING CURATIVE SURGERY PLUS RADIOTHERAPY
No randomised studies that addressed the role of preoperative chemoradiation were identified. There are a number of phase II studies. Expert consensus is that chemoradiation should not be regarded as standard practice.265 D There is no role for preoperative chemoradiation outside clinical trials.
4
9.3
1++
28
9 COMBINED MODALITIES
9.4
1++ 4
9.5
1++
9.6
1++
29
9.7
9.8
1+ 1-
9.9
1+
9.10
30
10
10.1
10.2
ENDOBRONCHIAL TREATMENTS
Photodynamic therapy (PDT), brachytherapy, electrocautery, cryotherapy, stents and Nd-YAG laser therapy are therapeutic options available for the management of endobronchial malignancies. They may be used in the curative treatment of early stage lung cancers or, more commonly, in the palliative management of tumours causing airway obstruction. Much of the evidence about the use of endobronchial treatments comes from retrospective case series. Due to heterogeneity in histology (many case series include patients with nonmalignant conditions) and the stage of patients treated, the incidence of additional treatments and different methods of reporting results, these studies are very difficult to compare. Most suggest subjectively measured improvement of dyspnoea in about 70% of patients, although the duration of improvement is often not reported and many patients require repeated interventions.291-295 The only trial to adequately report quality of life compared external beam radiotherapy with high-dose rate brachytherapy. Although this trial closed early due to poor accrual, it suggested a rate of relief of dyspnoea of about 30% in both arms at four months.296
10.2.1
BRACHYTHERAPY VERSUS EXTERNAL BEAM RADIOTHERAPY Two randomised trials comparing endobronchial radiotherapy and external beam radiotherapy in patients with advanced disease were identified.297,298 The first study randomised 99 patients to either high-dose rate (HDR) brachytherapy or external beam radiotherapy. Although external beam gave better palliation, dysphagia was significantly worse. Median survival was modestly improved in the external beam group.297 The second trial compared external beam to external beam plus HDR-brachytherapy. Although there was no significant difference between patients in the two arms in terms of relief from dyspnoea, a higher rate of lung re-expansion was reported with endobronchial treatment. There were no differences in any other quality of life issues or in median survival. 298 At present the evidence suggests that external beam radiotherapy provides better palliation of symptoms in NSCLC than HDR-brachytherapy. The addition of brachytherapy to standard external beam does not improve survival or quality of life. Standard external beam radiotherapy alone is preferred to endobronchial brachytherapy in the initial palliative treatment of NSCLC.
1-
10.2.2
BRACHYTHERAPY VERSUS Nd-YAG LASER One small randomised trial (29 patients) comparing treatment of endobronchial tumours with Nd-YAG laser alone with combined Nd-YAG laser and HDR-brachytherapy was identified. A significant benefit in favour of the combined modality arm was identified in terms of the need for further endobronchial treatment, time to progression and symptom free period.299 The role of brachytherapy compared to other endobronchial treatments is uncertain and further clinical trials are required in this area.
31
10.2.3
PHOTODYNAMIC THERAPY One systematic review examining the role of PDT in the management of early stage lung cancer and locally advanced lung cancer was identified.300 Early stage lung cancer The review included 10 non-controlled studies and one summary paper reporting the use of PDT in 444 early stage lung cancer patients. Response rates varied between 31% and 85%. The method of response assessment varied between studies making comparisons difficult. Five year survival rates ranged from 43% (in patients who were not candidates for surgery) to 72% (in patients who were eligible for surgery). The rates are difficult to interpret and may have been influenced by the use of other treatment modalities.300 Locally advanced lung cancer The review included three RCTs and four non-controlled trials which demonstrated that PDT can contribute to the palliation of local cancer-related symptoms. Two RCTs compared PDT with Nd-YAG laser therapy and one compared PDT plus external beam radiotherapy with external beam radiotherapy alone. No trial showed a survival advantage for PDT but there was a significant improvement in the control of haemoptysis and the relief of dyspnoea for patients receiving PDT plus radiotherapy compared with those receiving radiotherapy alone. 300 D
n
2+
PDT may be useful as a treatment option for early stage lung cancer in patients who are inoperable for medical reasons. PDT may contribute to the control of pulmonary symptoms in patients with locally advanced disease.
Endobronchial treatments such as brachytherapy, electrocautery, cryosurgery, NdYAG laser therapy and stents, may be useful in relieving malignant airway obstruction where standard treatments (eg external beam radiotherapy) have failed.
10.3
10.3.1
CHEMOTHERAPY AND RADIOTHERAPY Chemotherapy or radiotherapy can provide relief of SVCO in 77% of patients with SCLC. In patients with NSCLC, SVCO was relieved in 63% following radiotherapy and in 59% following chemotherapy. No specific chemotherapy regimen was identified as being more effective than any other. Recurrence of SVCO following treatment was 17% in SCLC and 19% in NSCLC. Relapse occurred 1-16 months after initial treatment and median survival in chemotherapy/ radiotherapy studies ranged from 2-9.5 months. 301
1+
32
10.3.2
STENTING Endovascular stenting relieved symptoms of SVCO in 95% of patients, with recurrence in 11%. The median time to relapse was 1-2 months. Recanalisation was possible in the majority of patients, leading to a long term patency rate of 92%. Stent insertion appeared to provide faster relief from symptoms of SVCO than chemotherapy or radiotherapy. It is unclear whether post-stenting anticoagulation prevents stent thromboses. Relapse of SVCO was higher in patients who had received thrombolysis prior to stent insertion (16% compared with 7%). Median survival in stent studies was 1.5-6.5 months, shorter than for chemotherapy/radiotherapy studies, although stenting is often used in patients failing to respond to, or relapsing following initial treatment.301 B In patients with SVCO due to SCLC, chemotherapy/radiotherapy is recommended as initial treatment, but stenting may be considered for relapse or persistent SVCO. In patients with SVCO due to NSCLC, stenting may be considered as a primary treatment.
1+
10.3.3
STEROIDS It is not clear whether steroids have a role to play in the management of the acute presentation of SVCO. At present they are frequently used to manage radiation-induced oedema in thoracic radiotherapy despite the absence of evidence to support their use.
33
11
Complementary therapies
Up to a third of patients with cancer in the UK use complementary or alternative therapies in the management of their condition.302 Complementary treatments are usually aimed at symptom relief, often through emotional and psychological support, and are used alongside conventional cancer therapies. Complementary therapies offer an alternative approach to established orthodox treatments. A wide variety of interventions is available in conventional health service settings as well as in the voluntary and independent sectors. These include self help approaches such as meditation and relaxation; touch therapies such as massage, reflexology and aromatherapy, and the more established techniques of homeopathy and acupuncture. There is little published RCT evidence for the efficacy of these therapies for symptom control in cancer patients in general and in lung cancer patients in particular. A Cochrane review in patients with various cancers has shown limited effectiveness of some complementary therapies although evaluations were, in general, not rigorous.303 Cancer patients will continue to seek help outside conventional medicine and will access complementary medicine services in increasing numbers. Guidance for patients regarding this area is summarised in a recent publication from the National Institute of Clinical Excellence (NICE: www.nice.org.uk/pdf/csgspmanual.pdf).302
34
12
12.1
12.2
Following diagnosis and staging all new cases of lung cancer should be discussed in a multidisciplinary team meeting, attended if possible, by the respiratory physician, radiologist, pathologist, thoracic surgeon, oncologists, site-specific lung cancer nurses, allied healthcare professionals and pharmacists, with the aim of formulating a management plan for each patient. The diagnosis, staging and management plan should be explained by the physician and the nurse to the patient at the earliest opportunity, clearly and unambiguously, so that the patient is in full possession of all necessary information. A carer should be involved when appropriate. Provision of written as well as verbal information is best.
Healthcare professionals have a responsibility to: n provide and promote rapid access to an MDT n respond sympathetically to emotional, physical, psychosocial and spiritual problems n communicate and collaborate with primary, secondary and tertiary care settings. 35
12.3
FOLLOW UP
There is a paucity of good quality research in this area. One RCT was identified which addressed nurse- versus physician-led follow up of patients with lung cancer who had completed their initial + 1 treatment and were expected to survive at least three months. Clinical nurse specialist-led follow up was as effective and led to greater patient satisfaction than physician-led follow up.311 A cohort study and two surveys exploring follow up also suggest that specialist nurse-led follow up can be as effective and lead to greater patient satisfaction than physician-led follow up.312,313,328 Further research is required to substantiate these findings, as the benefits potentially relate to more open or improved access. The British Thoracic Society Lung Cancer Working Party recommends that respiratory physicians should develop with their colleagues an explicit follow up policy within their cancer units, which 4 is appropriate to local needs and resources and takes particular note of the wishes and interests of 314 patients and their GPs. It should be clear to patients who their supervising consultant is. B D Follow up by clinical nurse specialists should complement conventional arrangements. The development of clinical nurse specialist posts should be encouraged, through resourcing and training, to facilitate best practice.
n
Hospital follow up should be continued where hospital treatment or specialist advice is still required, or whilst clinical trials are ongoing. After surgery, the surgeon should follow up all patients initially: later follow up should be according to local policy. After palliative therapy is completed, follow up should be agreed between the oncologist, respiratory physician, GP and palliative care team.
Written and verbal information on follow up should be shared between primary, secondary and tertiary care in keeping with best practice and MCN guidelines.
12.4
COMMUNICATION
A Cochrane review,315 an RCT,316 three cohort studies309,317,318 and a survey328 were identified that cover a wide range of issues related to communication skills, all demonstrating strongly that communication skills training for healthcare professionals is of lasting benefit. The following have all been shown to be potentially effective communication tools or strategies:
n n n n n n n n
1+ 2+ 3
health related quality of life measurements needs assessment tools taped consultation general information tape summary letter as follow up presence of support person actively encouraging questions and a question prompt list patient-held record. A Communication skills training should be provided across the MDT. Information needs should be resourced and provided using a variety of media, to meet individual patient/carer needs.
36
13
13.1
13.2
1+
There is currently no evidence comparing different palliative care team models, for example: home care compared with hospice or hospital care settings. Specialist palliative care services should be available in the community setting to support patients who wish to die at home.
37
13.3
SYMPTOM MANAGEMENT
Patients with lung cancer experience more symptom distress than other types of cancer patient.322 Patients with lung cancer frequently have comorbidities and multiple symptoms. Symptom distress scoring at the time of diagnosis allows clinical interventions for symptom management to be tailored appropriately.330 Increased symptom distress is strongly associated with greater psychological distress and poorer quality of life.331 As symptom distress can impact on a patients ability to perform activities of daily living, regular assessment of symptoms and needs, with timely referral to AHPs, will assist patients in achieving the highest functional status and maintaining quality of life.310 There is now a wealth of information relating to identification and management of symptoms.302,310,332,333 The role of smoking cessation is discussed in section 3. D Symptoms should be assessed regularly and appropriate interventions initiated by the full multidisciplinary team.
13.3.1
PAIN Pain is one of the greatest sources of suffering in patients with lung cancer. A national audit found that 58% of cancer patients in the acute hospital setting recorded their pain as either moderate or severe.304 The assessment and management of pain in patients with cancer is addressed in SIGN guideline number 44: Control of Pain in Patients with Cancer.334
13.3.2
FATIGUE Cancer and many of its treatments can cause significant fatigue, impacting on patients quality of life.335,336 An essential component of managing fatigue is its recognition by healthcare professionals and the correction of known causal factors such as a poor sleep pattern, anaemia, drug reactions and depression. Guidelines on fatigue evaluation and management can be accessed via the Fatigue Coalition.337 Regular MDT assessment of fatigue should be made and interventions initiated.
13.3.3
ANXIETY AND DEPRESSION Significant psychological distress has been reported in 43% of patients with lung cancer.338 Counselling interventions may be effective in helping patients cope more effectively with the emotional symptoms associated with their disease but the most appropriate way of delivering these remains unclear.339 All patients should undergo psychosocial assessment and have access to appropriate psychosocial and spiritual support.
13.3.4
BREATHLESSNESS AND COUGH Studies have demonstrated improved management of dyspnoea following nursing or physiotherapy intervention.329,334,340 Further guidance on the assessment and management of cough is available from www.prodigy.nhs.uk Breathlessness clinics led by nurses or physiotherapists should be made available to all lung cancer patients.
13.3.5
NUTRITIONAL ISSUES Between 46 and 61% of patients with lung cancer have experienced weight loss by the time of diagnosis or the beginning of treatment.341 Disease or treatment related nutritional issues should be managed by the appropriate professionals from the multidisciplinary team. Increasing oral nutritional intake in this group of patients has not been shown to improve weight gain, tumour response or survival.325,342
38
14
14.1
14.2
RESOURCE IMPLICATIONS
Recommendations likely to be associated with additional resource use for NHSScotland are highlighted in Annex 4.
14.3
14.4
14.4.1
14.4.2
DIAGNOSIS AND STAGING Assessment of comorbidity in newly presenting lung cancer patients and its influence on treatment decisions n Efficacy of EUS and EBUS as an alternative to mediastinoscopy in staging mediastinal lymph nodes n Assessment of the role of PET scanning in the staging and management of patients with lung cancer.
n
39
14.4.3
SURGERY The effect of hospital and surgeon case volume on lung cancer survival n Randomised trials comparing the efficacy of VATS versus conventional surgery in early stage NSCLC n Optimal management of the patient with solitary brain metastasis with otherwise resectable NSCLC n Further randomised trials comparing the effect of mediastinal lymph node sampling versus radical lymph node dissection on survival.
n
14.4.4 14.4.5
CHEMOTHERAPY Comparison of the effectiveness of carboplatin and cisplatin n Impact of cisplatin on outcomes in advanced NSCLC n Investigation of the role of chemotherapy in performance status 2 patients with NSCLC n Investigation of the role of novel targeted therapies in lung cancer (early versus late stages).
n
14.4.6
COMBINED MODALITIES Investigation of the risk and benefits of interventions with respect to quality of life.
NSCLC n Comparison of the relative benefits of adjuvant and neoadjuvant chemotherapy in patients with operable lung cancer n Identification of the optimal scheduling of chemotherapy with radical radiotherapy in patients with NSCLC. SCLC n Comparison of palliative chemotherapy and chest radiotherapy in poor performance status patients with SCLC and local chest symptoms n Assessment of the optimal timing and fractionation of thoracic radiotherapy with chemotherapy in patients with limited stage SCLC n Assessment of the optimal dose and fractionation for prophylactic cranial irradiation in patients with SCLC n Investigation of the role of PCI in patients with extensive stage SCLC in remission following chemotherapy. 14.4.7 ENDOBRONCHIAL AND VASCULAR THERAPIES The role of PDT in early stage lung cancer patients who are inoperable for medical reasons n Randomised trials comparing the effectiveness of different forms of endobronchial therapy (cryotherapy, brachytherapy, electrocautery and Nd-YAG) laser on survival in lung cancer.
n
14.4.8
SUPPORTIVE AND PALLIATIVE CARE Comparison of the different models of specialist palliative care n Identification of the causes and treatment of fatigue with respect to symptom management n Demonstration of the effect of nutritional assessment and intervention in the lung cancer population n Assessment of the role of exercise and activity.
n
14.4.9
SERVICE ORGANISATION Identification of reasons for delays in presentation n Assessment of the effect of delays on diagnosis and management n Assessment of the optimal delivery method of communications training for staff n Assessment of the role of cancer site-specific nurses n Comparison of primary and secondary care pathways n Identification of the optimal follow up practice for patients with lung cancer.
n
40
15
15.1
15.1.1
UNDERSTANDING LUNG CANCER What is lung cancer? n Is there a cure for lung cancer? n How do I find out more? n What causes lung cancer? n Are there different types of lung cancer? n What is small cell lung cancer? n What are the different types of non-small cell lung cancer? n Can other cancers occur in the lungs? n Is it an advantage to know what type of lung cancer I have? n Does lung cancer spread? n How long have I had lung cancer?
n
15.1.2
TESTS FOR LUNG CANCER What are the different tests for lung cancer? n How accurate are the test results? n Are the tests painful?
n
15.1.3
DIAGNOSIS I have just been told that I have lung cancer how will I cope? n How long will it take me to come to terms with my diagnosis? n What if I feel that I cannot cope with my diagnosis? n How do I tell the children? n How will family members and friends cope with the diagnosis? n Will treatment be painful? n How long do I have left? n Am I going to die?
n
15.1.4
TREATMENTS FOR LUNG CANCER What kinds of treatment are available to me? n How do doctors decide what type of treatment will be best for me? n How can doctors tell if my cancer is curable or not? n I am a smoker. Is it worthwhile trying to quit before I start treatment? n If I decide to stop is help available? n How will I cope with treatment?
n
41
15.1.5
SURGERY How will it be decided if I am suitable for surgery? n Are there different types of surgery? n How long will I have to wait to have my surgery? n What happens after surgery? n Will I be in pain after surgery? n What will happen on the first and second days after my operation? n When will I know how successful my operation was? n When will I be able to go home? n What happens after I am discharged from hospital? n What should I do when I get home?
n
15.1.6
CHEMOTHERAPY My doctor has told me that I need chemotherapy. What does this mean? n I have read that chemotherapy for lung cancer is not very effective - is this true? n I am frightened of needles and feel sick at the thought of treatment. What should I do? n What actually happens when I get my chemotherapy? n What are the main side effects of chemotherapy? n What can be done to alleviate these side effects? n Do the side effects ease with time? n Should I change my diet while Im having chemotherapy? n How do the doctors know if the chemotherapy is working?
n
15.1.7
RADIOTHERAPY I have been told that I need radiotherapy. What does this mean? n Why is radiotherapy used to treat lung cancer? n How will the doctors know how many treatments I need? n Is radiotherapy painful? n Are there any side effects of radiotherapy? n Should I change my diet during radiotherapy? n How do the doctors know if the radiotherapy is working? n How will I feel after the treatment ends?
n
15.1.8
PALLIATIVE CARE Ive been told that my cancer cant be treated. How will I cope? n My doctor has referred me to the palliative care team. What does this mean? n Will the palliative care nurse come to visit me at home? n Is there any help available if I need nursing during the night? n Will I become very short of breath? n Am I going to have a lot of pain? n Will I have to take morphine? n Should I plan for the future? n How do I find out how much time I have left? n Can I choose where I die?
n
42
15.1.9
GENERAL ISSUES I have been asked by my doctor to take part in a clinical trial. What does this mean? n Are clinical trials safe? n Where do clinical trials take place? n Im not happy with my care, how do I complain? n Who might be involved in my treatment and care? n How can I make sure that Im seeing the doctor who will give me the best treatment? n Will tiredness affect my ability to carry out everyday activities? n What kind of changes might I need to make? n Will I still be able to get out and about? n Will my sexual feelings be affected? n What will life be like after treatment?
n
15.2
43
Marie Curie Cancer Care (Scotland) 29 Albany Street, Edinburgh EH1 3QN Tel: 0131 456 3700 www.mariecurie.org.uk This charity is dedicated to the care of people affected by cancer and to the enhancement of their quality of life through its caring services, research and education. Roy Castle Lung Cancer Foundation Rothesay House, 134 Douglas Street, Glasgow G2 4HF Tel: 0871 220 5434 Freephone Helpline: 0800 358 7200 www.roycastle.org Provides a comprehensive support, information and advocacy service for people affected by lung cancer. Smokeline and Tobacco unwrapped Tel: 0800 848484 www.hebs.com/tobacco/ For advice and support on giving up smoking Tak Tent Cancer Support Scotland Flat 5, 30 Shelley Court, Gartnavel Complex, Glasgow G12 0YN Tel: 0141 211 0122 Fax: 0141 211 3988 www.taktent.org.uk Email: tak.tent@care4free.net Promotes the care of cancer patients, their families and friends. It provides practical and emotional support, information and counselling as required.
44
16
16.1
16.2
45
Programme Manager, SIGN Executive Consultant Cardiothoracic Surgeon, Royal Infirmary of Edinburgh Consultant Pathologist, Royal Infirmary of Edinburgh Macmillan Information Radiographer, Beatson Oncology Unit, Western Infirmary, Glasgow
The membership of the guideline development group was confirmed following consultation with the member organisations of SIGN. Declarations of interests were made by all members of the guideline development group. Further details are available from the SIGN Executive.
16.3
16.4
16.4.1
16.4.2
SPECIALIST REVIEW The guideline was also reviewed in draft form by a panel of independent expert referees, who were asked to comment primarily on the comprehensiveness and accuracy of interpretation of the evidence base supporting the recommendations in the guideline. SIGN is very grateful to all of these experts for their contribution to this guideline. Mr Sheikh Ahmed Dr Malcolm Campbell Dr Michael Cornbleet Dr Tim Eisen Ms Rhona Else Mr Peter Goldstraw Dr James Jett Professor Nora Kearney Chairman, Canserve Lung Cancer Patients and Carers Group General Practitioner, Southbank Surgery, Kirkintilloch Senior Medical Officer, Scottish Executive Health Department, Edinburgh Consultant Clinical Oncologist, The Institute of Cancer Research, London Physiotherapist, St Columbas Hospice, Edinburgh Thoracic Surgeon, Brompton Hospital, London Professor of Respiratory Medicine, Mayo Clinic, Rochester, USA Professor of Cancer Care, Stirling University
46
Dr Keith Kerr Dr Harpreet Kohli Dr Lesley Macdonald Dr John McKay Mrs Cathy Meredith Professor Allan Price Dr Giles Roditi Professor Stephen Spiro Dr Ann Maree Wallace Mr David Waller Ms Susan Watt Ms Fiona Wilson 16.4.3 SIGN EDITORIAL GROUP
Consultant Pathologist, Aberdeen Royal Infirmary Medical Advisor, NHS Quality Improvement Scotland, Glasgow Director of Public Health, Fife NHS Board Associate Adviser (Audit), NHS Education for Scotland, Edinburgh Senior Lecturer in Radiography, Glasgow Caledonian University Consultant Clinical Oncologist, Western General Hospital, Edinburgh Consultant Radiologist, Glasgow Royal Infirmary Consultant in Respiratory Medicine, Middlesex Hospital, London Acting Director of Public Health, Lothian NHS Board Consultant Thoracic Surgeon, Glenfield General Hospital, Leicester Education and Clinical Effectiveness Advisor, Royal College of Nursing, Edinburgh Senior Occupational Therapist, Scottish Occupational Therapy Network in Oncology and Palliative Care
As a final quality control check, the guideline is reviewed by an Editorial Group comprising the relevant specialty representatives on SIGN Council to ensure that the peer reviewers comments have been addressed adequately and that any risk of bias in the guideline development process as a whole has been minimised. The Editorial Group for this guideline was as follows: Dr Bill Reith Dr Hugh Gilmour Mr Douglas Harper Dr Grahame Howard Professor Gordon Lowe Dr Sara Twaddle Dr Christine Walker Academy of Royal Colleges Royal College of Pathologists Royal College of Surgeons of Edinburgh Royal College of Radiologists Chairman of SIGN Director of SIGN Royal College of Radiologists, Faculty of Radiology
Each member of the guideline development group then approved the final guideline for publication.
16.5
ACKNOWLEDGEMENTS
SIGN is grateful to the following former members of the guideline development group and others who have contributed to the development of this guideline: Miss Gemma Healy Information Specialist, NeLH, Oxford Dr Peter Kiehlmann General Practitioner, Aberdeen Mr Carsten Mandt Information Officer, Gartnavel Hospital, Glasgow Dr John McKay General Practitioner, Kirkintilloch Dr Michael Scullion General Practitioner, Alexandria The staff and lung cancer guideline development group at the National Collaborating Centre for Acute Care, London.
47
Abbreviations
AJCC ARDS ASCO CAV CCG CCI CEV CHART CI CODE COPD CPA CPD CT DC EBUS EORTC EQA EUS F FNA GMCSF Gy HDR HDU IG IP MCN MDT MRI NeoSPECT NHSQIS NICE NSCLC PDT PE American Joint Committee on Cancer Acute respiratory distress syndrome American Society of Clinical Oncology Cyclophosphamide, doxorubicin and vincristine Cisplatin plus carboplatin plus gemcitabine Cisplatin plus carboplatin plus ifosfamide Cyclophosphamide, epirubicin and vincristine Continuous hyperfractionated accelerated radiation therapy Confidence intervals Cisplatin, vincristine, doxorubicin and etoposide Chronic obstructive pulmonary disease Clinical pathology accreditation Continuous professional development Computed tomography Docetaxel plus cisplatin Endobronchial ultrasound European Organisation for the Research and Treatment of Cancer External quality assurance Endoscopic ultrasound Fractions Fine needle aspiration Granulocyte-macrophage colony-stimulating factor Gray High-dose rate High dependency unit Ifosfamide plus gemcitabine Irinotecan and cisplatin Managed clinical network Multidisciplinary team Magnetic resonance imaging Tc-99m depreotide, an imaging agent which binds to somatostatin receptors on malignant tumours NHS Quality Improvement Scotland National Institute for Clinical Excellence Non-small cell lung cancer Photodynamic therapy Cisplatin and etoposide
48
ABBREVIATIONS
PET PORT PS RCT SCLC SIGN SVCO TNM UICC US VATS W WHO
Positron emission tomography Postoperative radiotherapy Performance status Randomised controlled trial Small cell lung cancer Scottish Intercollegiate Guidelines Network Superior vena cava obstruction Tumour, nodes, metastases Union Internationale Contre le Cancer Ultrasound Video-assisted thorascopic surgery Weeks World Health Organisation
49
Annex 1 Staging
Staging of cancers applies a set of rules to express the extent of the disease and is used for prognostic and therapeutic purposes. Staging can be clinical (based on the results of clinical examination and radiological imaging) or pathological (based on histopathological findings following surgical resection of the tumour). In non-small cell lung cancer two staging systems are widely used. The first, the TNM (tumour, nodes, metastases) was developed by the American Joint Committee on Cancer (AJCC) and the Union Internationale Contre le Cancer (UICC) and is widely used for both clinical and pathological staging of lung cancer.62 The second classification, first proposed by Mountain in 1986, uses the TNM system to classify patients into four stages (I IV) according to prognosis.343 TNM Classification for Lung Cancer Tx T0 Tis T1 T2 Size of tumour cannot be assessed No evidence of primary tumour Carcinoma in situ only Primary tumour = 3cm Primary tumour > 3cm or Involving main bronchus >2 cm from main carina or Invades visceral pleura or Associated with partial atelectasis extending up to the hilum Tumour of any size invading chest wall, diaphragm, mediastinal pleura or parietal pericardium or Tumour in the main bronchus not involving the main carina but extending to within < 2cm or Atelectasis of an entire lung Tumour of any size invading mediastinum, heart, great vessels, trachea, oesophagus, vertebral body or main carina or Separate tumour nodules in the same lobe or Presence of a confirmed malignant pleural effusion Lymph node status cannot be assessed No lymph node metastases Metastatic carcinoma in intrapulmonary, ipsilateral hilar and peribronchial lymph nodes (including those involved by direct extension) Metastatic carcinoma in ipsilateral mediastinal or subcarinal nodes Metastatic carcinoma in contralateral mediastinal or hilar nodes or Ipsilateral or contralateral scalene nodes or Supraclavicular nodes Distant metastases cannot be assessed No distant metastases Distant metastases or Separate tumour nodules in a different lobe (ipsilateral or contralateral)
T3
T4
Nx N0 N1 N2 N3
Mx M0 M1
50
ANNEXES
limited stage disease is defined as disease that is confined to a hemithorax and regional lymph nodes and that can be encompassed into a reasonable radiation port. extensive stage disease is defined as disease that exists beyond these limits.
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ANNEXES
www.ecog.org/general/perf_stat.html
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