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Office of the Secretary of Labor § 33.

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employees, this may include placing ampli- pants or employees of openings for positions
fiers on telephone receivers, making tele- that they might be able to perform and tak-
phone equipment compatible with hearing ing specific steps to clearly explain the na-
aids, providing flashing lights to supplement ture of the program or job and its benefits to
telephone rings or installing telecommuni- that individual.
cations devices (TDD’s or TTY’s). For blind
participants or employees, this may include Handicapped Persons
providing tape recorders or dictating ma- (b) Provide readers, interpreters, and other
chines for those who cannot type. For wheel- similar assistance during the application,
chair-users, this may include raising on testing, and interview process.
blocks a desk that is otherwise too low for (c) Appropriately adjust or modify exami-
the employee, rather than purchasing a spe- nations so that the test results accurately
cially-made desk. A recipient is not obli- reflect the applicant’s skills, aptitude or
gated to acquire or modify equipment that whatever other factor the test purports to
enables a participant or employee to perform measure, rather than reflecting the appli-
a particular job or participate in a particular cant’s impaired sensory, manual, or speaking
program until after an employee with a need skills (except where those skills are the fac-
for these modifications is hired for a par- tors that the test purports to measure). This
ticular office or admitted to a program. may require the extension of traditional
(f) Provide readers, interpreters, and simi- time deadlines or allowing, for example, a
lar assistance as needed for deaf, blind and
blind person to answer an examination oral-
other handicapped participants or employ-
ly.
ees. In most instances, this would not re-
(d) If necessary waive traditional tests and
quire a full-time assistant.
permit the applicant to demonstrate his or
(g) Decrease reliance solely on one form of
her skills through alternate techniques and
communication. For example, for deaf par-
utilization of adapted tools, aids, and de-
ticipants or employees this may include
vices.
supplementing program or job orientation
sessions with written manuals and other vis-
ual materials. If appropriate, a visual warn- PART 33—ENFORCEMENT OF NON-
ing system should be installed. It may also DISCRIMINATION ON THE BASIS
include providing flashing lights to supple-
ment auditory signals such as sirens and
OF HANDICAP IN PROGRAMS
alarm bells. For blind employees, this may OR ACTIVITIES CONDUCTED BY
include making some communications avail- THE DEPARTMENT OF LABOR
able in braille, enlarged print, or on cassette
recordings. A recipient should tailor the ac- Sec.
commodations listed above to the needs of 33.1 Purpose.
the individual participants or employees who 33.2 Application.
have been admitted to a particular program 33.3 Definitions.
or hired for a particular office. 33.4 Self-evaluation.
(h) Provide human relations-sensitivity 33.5 Notice.
training on issues pertaining to handicapped 33.6 General prohibitions against discrimi-
discrimination to all recipient employees. nation.
(i) Conduct ongoing training and planning 33.7 Employment.
sessions with recipient supervisors, man- 33.8 Program accessibility: Discrimination
agers, personnel, technical experts and dis- prohibited.
ability rights advocates to implement and 33.9 Program accessibility: Existing facili-
evaluate methods of reasonable accommoda- ties.
tion. 33.10 Program accessibility: New construc-
tion and alterations.
Accommodations for Applicants
33.11 Communications.
(a) Announce program and job vacancies in 33.12 Complaint handling procedures.
a form readily understandable by mentally 33.13 Intimidation and retaliation prohib-
handicapped persons and by persons with im- ited.
paired vision or hearing, for example, by
AUTHORITY: 29 U.S.C. 794, as amended by
making the announcements available in
sec. 103, Pub. L. 99–506, 100 Stat. 1810.
braille or on cassette tapes. § 32.4(e) of DOL’s
proposed section 504 regulations requires re- SOURCE: 52 FR 11606, Apr. 9, 1987, unless
cipients to insure that communications with otherwise noted.
applicants are available to persons with im-
paired vision or hearing. Recipients shall un- § 33.1 Purpose.
dertake to explain, as appropriate, program
and job announcements to mentally handi- The purpose of this part is to effec-
capped participants or employees or appli- tuate section 119 of the Rehabilitation,
cants. For example, this might entail noti- Comprehensive Services, and Develop-
fying known mentally handicapped partici- mental Disabilities Amendments of

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§ 33.2 29 CFR Subtitle A (7–1–00 Edition)

1978, which amended section 504 of the Director means the Director, Direc-
Rehabilitation Act of 1973 to prohibit torate of Civil Rights (DCR), Office of
discrimination on the basis of handicap the Assistant Secretary for Adminis-
in programs or activities conducted by tration and Management, U.S. Depart-
Executive agencies or the United ment of Labor, or his or her designee.
States Postal Service. Facility means all or any portion of
buildings, structures, equipment,
§ 33.2 Application. roads, walks, parking lots, rolling
This part applies to all programs or stock or other conveyances, or other
activities conducted by the Depart- real or personal property.
ment of Labor. Individual with handicaps means any
person who has a physical or mental
§ 33.3 Definitions. impairment that substantially limits
For purposes of this part, the term— one or more major life activities, has a
Assistant Attorney General means the record of such an impairment, or is re-
Assistant Attorney General, Civil garded as having such an impairment.
Rights Division, United States Depart- As used in this definition, the phrase:
ment of Justice. (a) Physical or mental impairment in-
Assistant Secretary for Administration cludes—
and Management (ASAM) means the As- (1) Any physiological disorder or con-
sistant Secretary for Administration dition, cosmetic disfigurement, or ana-
and Management in the Department of tomical loss affecting one or more of
Labor. the following body systems: neuro-
Auxiliary aids means services or de- logical; musculoskeletal; special sense
vices that enable persons with im- organs; respiratory, including speech
paired sensory, manual, or speaking organs; cardiovascular; reproductive;
skills to have an equal opportunity to digestive; genitourinary; hemic and
participate in, and enjoy the benefits lymphatic; skin; and endocrine; or
of, programs or activities conducted by (2) Any mental or psychological dis-
the Department of Labor. For example, order, such as mental retardation, or-
auxiliary aids useful for persons with ganic brain syndrome, emotional or
impaired vision include readers, mental illness, and specific learning
brailled materials, audio recordings, disabilities. The term physical or mental
and other similar services and devices. impairment includes, but is not limited
Auxiliary aids useful for persons with to, such diseases and conditions as or-
impaired hearing include telephone thopedic, visual, speech, and hearing
handset amplifiers, telephones compat- impairments, cerebral palsy, epilepsy,
ible with hearing aids, telecommuni- muscular dystrophy, multiple sclerosis,
cations devices for deaf persons cancer, heart disease, diabetes, mental
(TDD’s), interpreters, notetakers, writ- retardation, emotional illness, and
ten materials, and other similar serv- drug addiction and alcoholism.
ices and devices. Persons with manual (b) Major life activities includes func-
impairments may need other specially tions such as caring for one’s self, per-
adapted equipment. forming manual tasks, walking, seeing,
Complete complaint means a written hearing, speaking, breathing, learning,
statement that contains the complain- and working.
ant’s name and address and describes (c) Has a record of such an impairment
the actions in sufficient detail to in- means that the individual has a history
form the Department of the nature and of, or has been misclassified as having,
date of the alleged violation of section a mental or physical impairment that
504. It shall be signed by the complain- substantially limits one or more major
ant or by someone authorized to do so life activities.
on his or her behalf. Complaints filed (d) Is regarded as having an impairment
on behalf of classes or third parties means—
shall describe or identify (by name, if (1) Has a physical or mental impair-
possible) the alleged victims of dis- ment that does not substantially limit
crimination. major life activities but is treated by
Department means the Department of the Department as constituting such a
Labor. limitation;

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Office of the Secretary of Labor § 33.6

(2) Has a physical or mental impair- quired, the Department shall proceed
ment that substantially limits major to make the necessary modifications.
life activities only as a result or the at- (b) The Department shall, for at least
titudes or others toward such impair- three years following completion of the
ment; or evaluation required under paragraph
(3) Has none of the impairments de- (a) of this section, maintain on file and
fined in paragraph (a) of this definition make available for public inspection—
but is treated by the Department as (1) A list of the interested persons
having such an impairment. consulted;
Qualified individuals with handicaps (2) A description of areas examined
means— and any problems identified; and
(a) With respect to any program or (3) A description of any modifications
activity of the Department under made.
which a person is required to perform [52 FR 11606, Apr. 9, 1987; 52 FR 23967, June 26,
services or to achieve a level of accom- 1987]
plishment, an individual with handi-
caps who meets the essential eligibility § 33.5 Notice.
requirements and who can achieve the The Department shall make avail-
purpose of the program or activity able to employees, applicants, partici-
without modifications in the program pants, beneficiaries, and other inter-
or activity that the Department can ested persons such information regard-
demonstrate would result in a funda- ing the provisions of this part and its
mental alteration in its nature; applicability to the programs or activi-
(b) With respect to any other Depart- ties conducted by the Department, and
ment program or activity, an indi- make such information available to
vidual with handicaps who meets the
them in such manner as the ASAM
essential eligibility requirements for
finds necessary to apprise such persons
participation in, or receipt of benefits
of the protections against discrimina-
from, that program or activity, and
tion assured them by section 504 and
(c) For purposes of employment, a
this regulation.
Qualified handicapped person as that
term is defined in 29 CFR 1613.702(f) § 33.6 General prohibitions against dis-
which is made applicable to this part crimination.
by § 33.7. (a) No qualified individual with
Section 504 means section 504 of the
handicaps shall, on the basis of handi-
Rehabilitation Act of 1973 (Pub. L. 93–
cap, be excluded from participation in,
112, 87 Stat. 394 (29 U.S.C. 794)), as
be denied the benefits of, or otherwise
amended by the Rehabilitation Act
be subjected to discrimination under
Amendments of 1974 (Pub. L. 93–516, 88
any program or activity conducted by
Stat. 1617), the Rehabilitation, Com-
the Department.
prehensive Services, and Develop- (b)(1) The Department, in providing
mental Disabilities Act of 1978 (Pub. L. any aid, benefit, or service, may not,
95–602, 92 Stat. 2955), and the Rehabili- directly or through contractual, licens-
tation Act Amendments of 1986 (Pub. ing, or other arrangements, on the
L. 99–506, 100 Stat. 1810). basis of handicap—
[52 FR 11606, Apr. 9, 1987, as amended at 52 (i) Deny a qualified individual with
FR 23967, June 26, 1987] handicaps the opportunity to partici-
pate in or benefit from the aid, benefit,
§ 33.4 Self-evaluation. or service;
(a) The Department shall, by May 11, (ii) Deny a qualified individual with
1988, evaluate, with the assistance of handicaps an opportunity to partici-
interested persons, including individ- pate in or benefit from the aid, benefit,
uals with handicaps or organizations or service that is not equal to that af-
representing individuals with handi- forded others;
caps, its current policies and practices, (iii) Provide a qualified individual
and the effects thereof, that do not or with handicaps with an aid, benefit, or
may not meet the requirements of this service that is not as effective in af-
part, and, to the extent modification of fording equal opportunity to obtain the
any such policies and practices is re- same result, to gain the same benefit,

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§ 33.7 29 CFR Subtitle A (7–1–00 Edition)

or to reach the same level of achieve- use criteria that subject qualified indi-
ment as that provided to others; viduals with handicaps to discrimina-
(iv) Provide different or separate aid, tion on the basis of handicap.
benefits, or services to individuals with (7) The Department may not admin-
handicaps or to any class of individuals ister a licensing or certification pro-
with handicaps than is provided to oth- gram in a manner that subjects quali-
ers unless such action is necessary to fied individuals with handicaps to dis-
provide qualified individuals with crimination on the basis of handicap,
handicaps with aids, benefits, or serv- nor may the Department establish re-
ices that are as effective as those pro- quirements for the programs or activi-
vided to others; ties of licensees or certified entities
(v) Deny a qualified individual with that subject qualified individuals with
handicaps the opportunity to partici- handicaps to discrimination on the
pate as a member of planning or advi- basis of handicap. This part does not
sory boards; or apply to the programs or activities of
(vi) Otherwise limit a qualified indi- non-departmental entities that are li-
vidual with handicaps in the enjoy- censed or certified by the Department
ment of any right, privilege, advan- of Labor.
tage, or opportunity enjoyed by others (c) The exclusion of nonhandicapped
receiving the aid, benefit, or service. persons from the benefits of a program
(2) The Department may not deny a limited by Federal statute or Execu-
qualified individual with handicaps the tive order to persons with handicaps or
opportunity to participate in programs the exclusion of a specific class of indi-
or activities despite the existence of viduals with handicaps from a program
permissibly separate or different pro- limited by Federal statute or Execu-
grams or activities. tive order to a different class of indi-
(3) The Department may not, directly viduals with handicaps is not prohib-
or through contractual or other ar-
ited by this part.
rangements, utilize criteria or methods
(d) The Department shall administer
of administration the purpose or effect
programs and activities in the most in-
of which would—
(i) Subject qualified individuals with tegrated setting appropriate to the
handicaps to discrimination on the needs of qualified individuals with
basis of handicap; or handicaps.
(ii) Defeat or substantially impair ac- [52 FR 11606, Apr. 9, 1987; 52 FR 23967, June 26,
complishment of the objectives of a 1987]
program or activity with respect to in-
dividuals with handicaps . § 33.7 Employment.
(4) The Department may not, in de- No qualified individual with handi-
termining the site or location of a fa- caps shall, on the basis of handicap, be
cility, make selections the purpose or subjected to discrimination in employ-
effect of which would— ment under any program or activity
(i) Exclude individuals with handi- conducted by the Department. The
caps from, deny them the benefits of, definitions, requirements and proce-
or otherwise subject them to discrimi- dures of section 501 of the Rehabilita-
nation under any program or activity tion Act of 1973 (29 U.S.C. 791), as estab-
conducted by the Department; or lished in 29 CFR part 1613 (subpart G),
(ii) Defeat or substantially impair shall apply to employment in federally
the accomplishment of the objectives conducted programs or activities.
of a program or activity with respect
to individuals with handicaps. [52 FR 11606, Apr. 9, 1987; 52 FR 23967, June 26,
(5) The provisions of paragraph (b)(4) 1987]
of this section do not apply to sites or
locations at which the Department § 33.8 Program accessibility: Discrimi-
owns or leases buildings on the date nation prohibited.
the regulations in this part become ef- Except as otherwise provided in
fective. §§ 33.9 and 33.10 of this part, no quali-
(6) The Department, in the selection fied individual with handicaps shall,
of procurement contractors, may not because the Department’s facilities are

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Office of the Secretary of Labor § 33.9

inaccessible to or unusable by individ- tally alter the program or result in


uals with handicaps, be denied the ben- undue financial and administrative
efits of, be excluded from participation burdens. A decision that compliance
in, or otherwise be subjected to dis- would result in such alteration or bur-
crimination under any program or ac- dens must be accompanied by a written
tivity conducted by the Department. statement of the reasons for reaching
[52 FR 11606, Apr. 9, 1987; 52 FR 23967, June 26, that conclusion and shall be trans-
1987] mitted to the person(s) requesting ac-
commodation. This decision represents
§ 33.9 Program accessibility: Existing the final administrative action of the
facilities. Department.
(a) General. The Department shall op- (3) The Department has the burden of
erate such program or activity so that proving that compliance with para-
the program or activity, when viewed graph (a) of this section would result in
in its entirety, is readily accessible to such alteration or undue burdens.
and usable by individuals with handi- (c) If an action would result in such
caps. This paragraph does not— an alteration or such burdens, the De-
(1) Necessarily require the Depart- partment shall take any other action
ment to make each of its existing fa- that would not result in such an alter-
cilities accessible to and usable by in- ation or such a burden but would nev-
dividuals with handicaps; ertheless ensure that qualified individ-
(2) Require the Department to take uals with handicaps receive the bene-
any action that it can demonstrate fits and services of the program or ac-
would result in a fundamental alter- tivity.
ation in the nature of a program or ac- (d) Methods. The Department may
tivity or in undue financial and admin- comply with the requirements of this
istrative burdens. section through such means as redesign
(b)(1) If a Department official be- of equipment, reassignment of services
lieves that the proposed action would to accessible buildings, assignment of
fundamentally alter the program or ac- aides to beneficiaries, home visits, de-
tivity or would result in undue finan- livery of services at alternate acces-
cial and administrative burdens, the of- sible sites, alteration of existing facili-
ficial shall prepare a report for the ties and construction of new facilities,
Secretary of Labor which objectively use of accessible rolling stock, or any
considers and evaluates these issues other methods that result in making
based on the nature of the program and its programs or activities readily ac-
all departmental resources available cessible to and usable by individuals
for use in the funding and operation of with handicaps. The Department is not
the conducted program or activity. In required to make structural changes in
preparing the report, the Department existing facilities where other methods
official shall make reasonable efforts are effective in achieving compliance
to ensure that the person(s) requesting with this section. Alterations to exist-
accommodation in the particular pro- ing buildings shall be made in accord-
gram or activity has an opportunity to ance with the provisions of § 33.10 of
provide any relevant information. The this part. In choosing among available
report shall specifically address any methods for meeting the requirements
such information. Upon completion, of this section, the Department shall
the report and all information before give priority to those methods that
the program official shall be trans- offer programs and activities to quali-
mitted to the Secretary for a decision fied individuals with handicaps in the
to be made in accordance with para- most integrated setting appropriate.
graph (b)(2) of this section. (e) Time period for compliance. The De-
(2) The Secretary shall decide, after partment shall comply with the obliga-
considering the material submitted by tions established under this section
the program official and all depart- within sixty days of the effective date
mental resources available for use in of this part except that where struc-
the funding and operation of the con- tural changes in facilities are under-
ducted program or activity, whether taken, such changes shall be made
the proposed action would fundamen- within three years of the effective date

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§ 33.10 29 CFR Subtitle A (7–1–00 Edition)

of this part, but in any event as expedi- § 33.11 Communications.


tiously as possible.
(a) The Department shall take appro-
(f) Transition plan. In the event that priate steps to ensure effective commu-
structural changes to facilities will be nication with applicants, participants,
undertaken to achieve program acces- personnel of other Federal entities, and
sibility, the Department shall develop, members of the public.
within six months of the effective date (1) The Department shall furnish ap-
of this part, a transition plan setting propriate auxiliary aids where nec-
forth the steps necessary to complete essary to afford an individual with
such changes. The plan shall be devel- handicaps an equal opportunity to par-
oped with the assistance of interested ticipate in, and enjoy the benefits of, a
persons, including individuals with program or activity conducted by the
handicaps and organizations rep- Department.
resenting individuals with handicaps. A (i) In determining what type of auxil-
copy of the transition plan shall be iary aid is necessary, the Department
made available for public inspection. shall give primary consideration to the
The plan shall, at a minimum— requests of the individual with handi-
(1) Identify physical obstacles in the caps.
Department’s facilities that limit the (ii) The Department need not provide
accessibility of its programs or activi- individually prescribed devices, readers
ties to individuals with handicaps; for personal use or study, or other de-
(2) Describe in detail the methods vices of a personal nature.
that will be used to make the facilities (2) Where the Department commu-
accessible; nicates with applicants and bene-
ficiaries by telephone, telecommuni-
(3) Specify the schedule for taking
cations devices for deaf persons
the steps necessary to achieve compli-
(TDDs), or equally effective tele-
ance with this section and, if the time
communications systems shall be used.
period of the transition plan is longer
(b) The Department shall ensure that
than one year, identify steps that will interested persons, including persons
be taken during each year of the tran- with impaired vision or hearing, can
sition period; obtain information as to the existence
(4) Indicate the official responsible and location of accessible services, ac-
for implementation of the plan; and tivities, and facilities.
(5) Identify the persons or groups (c) The Department shall provide
with whose assistance the plan was signage at a primary entrance to each
prepared. of its accessible facilities, directing
[52 FR 11606, Apr. 9, 1987; 52 FR 23967, June 26,
users to a location at which they can
1987] obtain information about accessible fa-
cilities. The international symbol for
§ 33.10 Program accessibility: New accessibility shall be used at each pri-
construction and alterations. mary entrance of an accessible facility.
(d) The Department shall take appro-
Each building or part of a building
priate steps to provide individuals with
that is constructed or altered after the handicaps with information regarding
effective date of this part by, on behalf their section 504 rights under the De-
of, or for the use of the Department partment’s programs or activities. If
shall be designed, constructed, or al- the Department uses recruitment ma-
tered so as to be readily accessible to terials, informational publications, or
and usable by individuals with handi- other materials which it distributes or
caps in accordance with the require- makes available to participants, bene-
ments of the Uniform Federal Accessi- ficiaries, referral sources, applicants,
bility Standards adopted by the Gen- employees, or the public, it shall in-
eral Services Administration at 41 CFR clude in those materials or publica-
§§ 101–19.600 to 101–19.607 (1984). tions a statement of the policy de-
scribed in § 33.6 of this part and infor-
[52 FR 11606, Apr. 9, 1987; 52 FR 23967, June 26,
mation as to complaint procedures.
1987]
The requirements of this paragraph

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Office of the Secretary of Labor § 33.12

may be met either by including appli- (f) If an action required to comply


cable inserts in existing materials and with this section would result in such
publications or by revising and reprint- an alteration or such burdens, the De-
ing such materials, as appropriate. partment shall take any other action
(e) This section does not require the that would not result in such an alter-
Department to take any action that it ation or such a burden but would nev-
can demonstrate would result in a fun- ertheless ensure that, to the maximum
damental alteration in the nature of a extent possible, individuals with handi-
program or activity or in undue finan- caps receive the benefits and services
cial and administrative burdens. of the program or activity.
(1) If a Department official believes [52 FR 11606, Apr. 9, 1987; 52 FR 24367, June 30,
that the proposed action would fun- 1987]
damentally alter the program or activ-
ity or would result in undue financial § 33.12 Complaint handling proce-
dures.
and administrative burdens, the offi-
cial shall prepare a report for the Sec- (a) Except as provided in paragraph
retary of Labor which objectively con- (b) of this section, this section applies
siders and evaluates these issues based to all allegations of discrimination on
on the nature of the program and all the basis of handicap in programs or
departmental resources available for activities conducted by DOL.
use in the funding and operation of the (b)(1) Complaints alleging violations
conducted program or activity. In pre- of section 504 with respect to employ-
paring the report, the Department offi- ment shall be processed according to
cial shall make reasonable efforts to the procedures established in 29 CFR
ensure that the person(s) requesting part 1613 pursuant to section 501 of the
accommodation in the particular pro- Rehabilitation Act of 1973 (29 U.S.C.
gram or activity has an opportunity to 791).
provide any relevant information. The (2) Complaints based upon program
report shall specifically address any inaccessibility in violation of section
such information. Upon completion, 504 will be governed by the procedures
at §§ 33.9(b) and 33.11(e) of this part, as
the report and all information before
applicable.
the program official shall be trans-
(c) Responsibility for implementa-
mitted to the Secretary for a decision
tion and operation of this section shall
to be made in accordance with para-
be vested in the Director, Directorate
graph (e)(2) of this section.
of Civil Rights (DCR). Complaints may
(2) The Secretary shall decide, after be delivered or mailed to the Director,
considering the material submitted by Directorate of Civil Rights, U.S. De-
the program official and all depart- partment of Labor, 200 Constitution
mental resources available for use in Avenue, NW., Room N–4123, Wash-
the funding and operation of the con- ington, DC 20210.
ducted program or activity, whether (d) All complaints must be filed with-
the proposed action would fundamen- in 180 days of the alleged act of dis-
tally alter the program or result in crimination. The Director may extend
undue financial and administrative this time period for good cause.
burdens. A decision that compliance (e) Where a complaint contains insuf-
would result in such alteration or bur- ficient information, the Director shall
dens must be accompanied by a written seek the needed information from the
statement of the reasons for reaching complainant. If the complainant is un-
that conclusion and shall be trans- available after reasonable means have
mitted to the person(s) requesting ac- been utilized to locate him or her, or
commodation. This decision represents the information is not furnished within
the final administrative action of the 30 days of the date of such request, the
Department. complaint may be dismissed upon no-
(3) The Department has the burden of tice sent to the complainant’s last
proving that compliance with para- known address.
graphs (a) through (d) of this section, (f) If the Director receives a com-
as applicable, would result in such al- plaint over which the Department does
teration or undue burdens. not have jurisdiction, he or she shall

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§ 33.13 29 CFR Subtitle A (7–1–00 Edition)

promptly notify the complainant and (j)(1) An appeal of the Deputy


shall make reasonable efforts to refer ASAM’s determination may be filed
the complaint to the appropriate gov- with the ASAM by any party to the
ernment entity. complaint. Such appeal must be filed
(g) The Director shall accept and in- within 30 days of receipt of the deter-
vestigate all complete complaints mination. The ASAM may extend this
which are timely filed, are within the time for good cause.
Department’s jurisdiction, and state an (2) Timely appeals shall be accepted
allegation(s) which, if true, would vio- and processed by the ASAM. The
late section 504 or its implementing ASAM’s determination shall be based
regulations. upon the written record which may in-
(1) Where the Director determines clude, but is not limited to, the deter-
that the complaint will be inves- mination made by the Deputy ASAM,
tigated, he or she will notify the com- the investigative file, and any other
plainant(s) and the appropriate Depart- materials submitted by the parties pur-
ment official(s). suant to a request from the ASAM.
(2) Such notification will advise the (k) The ASAM shall notify all parties
parties that a determination on the of his or her determination on the ap-
merits of the complaint will be issued peal within 90 days of the receipt of the
within 180 days of the date of notifica- appeal. The ASAM’s determination rep-
tion unless the matter is resolved in- resents the final administrative deci-
formally prior to that time. sion by the Department.
(3) If, during the course of the inves- (l) The time limits cited in para-
tigation, the Department official states graphs (g)(2) and (k) of this section
that he or she believes that resolution may be extended with the permission
of the complaint would require a funda- of the Assistant Attorney General.
mental alteration of the program or (m) The Department may delegate its
undue financial and administrative authority for conducting complaint in-
burdens, the complaint will proceed in vestigations to other Federal agencies,
accordance with §§ 33.9(b) and 33.11(e) of except that the authority for making
this part, as applicable. the final determination may not be
(h) At any time prior to the issuance delegated.
of the determination the parties to the (n) The Director shall respond to re-
complaint may resolve the complaint quests by the Architectural and Trans-
on an informal basis. For this purpose, portation Barriers Compliance Board
the Director shall furnish, to the ex- for information on the status of any
tent permitted by law, a copy of the in- complaint alleging that buildings that
vestigative file to the complainant and are subject to the Architectural Bar-
the appropriate Department official. If riers Act of 1968, as amended (42 U.S.C.
the complaint is resolved, the terms of 4151–4157), or section 502 of the Reha-
the agreement shall be reduced to writ- bilitation Act of 1973, as amended (29
ing and entered as part of the official U.S.C. 792), are not readily accessible
file by the Deputy Assistant Secretary and usable to individuals with handi-
for Administration and Management caps.
(Deputy ASAM).
(i) If informal resolution is not [52 FR 11606, Apr. 9, 1987; 52 FR 23967, June 26,
achieved, the Deputy ASAM shall issue 1987]
a determination on the merits which
notifies the parties to the complaint of § 33.13 Intimidation and retaliation
the results of the investigation and in- prohibited.
cludes— No person may discharge, intimidate,
(1) The findings of fact and conclu- retaliate, threaten, coerce or otherwise
sions of law; discriminate against any person be-
(2) A remedy and/or corrective ac- cause such person has filed a com-
tion, as appropriate, for each violation plaint, furnished information, assisted
found; and or participated in any manner in an in-
(3) A notice of the right to appeal to vestigation, review, hearing or any
the Assistant Secretary for Adminis- other activity related to the adminis-
tration and Management (ASAM). tration of, or exercise of authority

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Office of the Secretary of Labor § 34.1

under, or privilege secured by section 34.45 Notice of violation; written assur-


504 and the regulations in this part. ances; Conciliation Agreements.
34.46 Final Determination.
34.47 Notice of finding of noncompliance.
PART 34—IMPLEMENTATION OF THE 34.48 Notification of Breach of Conciliation
NONDISCRIMINATION AND Agreement.
EQUAL OPPORTUNITY REQUIRE-
Subpart E—Federal Procedures for
MENTS OF THE JOB TRAINING Effecting Compliance
PARTNERSHIP ACT OF 1982, AS
AMENDED (JTPA) 34.50 General.
34.51 Hearings.
34.52 Decision and post-termination pro-
Subpart A—General Provisions ceedings.
Sec. 34.53 Suspension, termination, denial or dis-
34.1 Purpose; application. continuance of Federal financial assist-
34.2 Definitions. ance under JTPA; alternate funds dis-
34.3 Discrimination prohibited. bursal procedure.
34.4 Specific discriminatory actions prohib- AUTHORITY: 20 U.S.C. 1681; 29 U.S.C. 794,
ited on the ground of race, color, reli- 1501, 1551, 1573, 1574, 1575, 1576, 1577, 1578, 1579;
gion, sex, national origin, age, political 42 U.S.C. 2000d et seq., 6101.
affiliation or belief, citizenship, or par-
ticipation in JTPA. SOURCE: 58 FR 4750, Jan. 15, 1993, unless
34.5 Specific discriminatory actions prohib- otherwise noted.
ited on the ground of disability.
34.6 Communications with individuals with Subpart A—General Provisions
disabilities.
34.7 Employment practices. § 34.1 Purpose; application.
34.8 Intimidation and retaliation prohib-
ited. (a) Purpose. The purpose of this part
34.9 Designation of responsible office; rul- is to implement the nondiscrimination
ings and interpretations. and equal opportunity provisions of the
34.10 [Reserved] Job Training Partnership Act of 1982,
34.11 Effect of other obligations or limita- as amended (JTPA), which are con-
tions. tained in section 167 of JTPA. Section
34.12 Delegation and coordination. 167 prohibits discrimination on the
grounds of race, color, religion, sex, na-
Subpart B—Recordkeeping and Other
tional origin, age, disability, political
Affirmative Obligations of Recipients
affiliation or belief, and for bene-
34.20 Assurance required; duration of obli- ficiaries only, citizenship or participa-
gation; covenants. tion in JTPA. This part clarifies the
34.21 Equitable services. application of the nondiscrimination
34.22 Designation of Equal Opportunity Offi- and equal opportunity provisions of
cer.
JTPA and provides uniform procedures
34.23 Dissemination of policy.
34.24 Data and information collection; con- for implementing them.
fidentiality. (b) Application of this part. This part
applies to any recipient, as defined in
Subpart C—Governor’s Responsibilities to § 34.2. This part also applies to the em-
Implement the Nondiscrimination and ployment practices of a recipient, as
Equal Opportunity Requirements of provided in § 34.7.
JTPA (c) Effect of this part on other obliga-
tions.
34.30 Application. (1) A recipient’s compliance with this
34.31 Recordkeeping.
34.32 Oversight and liability.
part shall satisfy any obligation of the
34.33 Methods of Administration. recipient to comply with 29 CFR part
34.34 Monitoring. 31, implementing title VI of the Civil
Rights Act of 1964, as amended (title
Subpart D—Compliance Procedures VI), and with subparts A, D and E of 29
CFR part 32, implementing section 504
34.40 Compliance reviews.
34.41 Notice to Show Cause.
of the Rehabilitation Act of 1973, as
34.42 Adoption of discrimination complaint amended (section 504).
processing procedures. (2) However, compliance with this
34.43 Complaints and investigations. part shall not affect any obligation of
34.44 Corrective and remedial action.
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