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I Structure of Relational Databases I Relational Algebra I Tuple Relational Calculus I Domain Relational Calculus I Extended Relational-Algebra-Operations I Modification of the Database I Views
3.1
Example of a Relation
3.2
Basic Structure
I Formally, given sets D1, D2, . Dn a relation r is a subset of
customer-name = {Jones, Smith, Curry, Lindsay} customer-street = {Main, North, Park} customer-city = {Harrison, Rye, Pittsfield} Then r = { (Jones, Main, Harrison), (Smith, North, Rye), (Curry, North, Rye), (Lindsay, Park, Pittsfield)} is a relation over customer-name x customer-street x customer-city
3.3
Attribute Types
I Each attribute of a relation has a name I The set of allowed values for each attribute is called the domain
of the attribute
I Attribute values are (normally) required to be atomic, that is,
indivisible
# E.g. multivalued attribute values are not atomic # E.g. composite attribute values are not atomic
I The special value null is a member of every domain I The null value causes complications in the definition of many
operations
# we shall ignore the effect of null values in our main presentation
and consider their effect later
3.4
Relation Schema
I A1, A2, , An are attributes I R = (A1, A2, , An ) is a relation schema
E.g.
customer (Customer-schema)
3.5
Relation Instance
I The current values (relation instance) of a relation are
specified by a table
I An element t of r is a tuple, represented by a row in a table
attributes customer-name customer-street Jones Smith Curry Lindsay Main North North Park customer customer-city Harrison Rye Rye Pittsfield
tuples
3.6
3.7
Database
I A database consists of multiple relations I Information about an enterprise is broken up into parts, with each
relation storing one part of the information E.g.: account : stores information about accounts depositor : stores information about which customer owns which account customer : stores information about customers I Storing all information as a single relation such as bank(account-number, balance, customer-name, ..) results in
# repetition of information (e.g. two customers own an account) # the need for null values (e.g. represent a customer without an
account) I Normalization theory (Chapter 7) deals with how to design
relational schemas
3.8
3.9
3.10
3.11
Keys
I Let K R I K is a superkey of R if values for K are sufficient to identify a
unique tuple of each possible relation r(R) by possible r we mean a relation r that could exist in the enterprise we are modeling. Example: {customer-name, customer-street} and {customer-name} are both superkeys of Customer, if no two customers can possibly have the same name.
I K is a candidate key if K is minimal
Example: {customer-name} is a candidate key for Customer, since it is a superkey {assuming no two customers can possibly have the same name), and no subset of it is a superkey.
3.12
union of the primary key of the strong entity set and the discriminator of the weak entity set.
I Relationship set. The union of the primary keys of the related
3.13
3.14
Query Languages
I Language in which user requests information from the database. I Categories of languages
# procedural # non-procedural
I Pure languages:
people use.
3.15
Relational Algebra
I Procedural language I Six basic operators
3.16
C 1 5 12
D 7 7 3
23 10
C 1
D 7
Database System Concepts
23 10
3.17 Silberschatz, Korth and Sudarshan
Select Operation
I Notation:
p( r )
3.18
I Relation r:
B 10 20 30 40
C 1 1 1 2 A C 1 1 2
I A,C (r) A C 1 1 1 2
Database System Concepts
3.19
Project Operation
I Notation:
3.20
r s:
B 1 2 1 3
3.21 Silberschatz, Korth and Sudarshan
Database System Concepts
Union Operation
I Notation: r s I Defined as:
r s = {t | t r or t s}
I For r s to be valid.
1. r, s must have the same arity (same number of attributes) 2. The attribute domains must be compatible (e.g., 2nd column of r deals with the same type of values as does the 2nd column of s)
I E.g. to find all customers with either an account or a loan
3.22
r s:
B 1 1
3.23
r s = {t | t r and t s}
I Set differences must be taken between compatible relations.
# r and s must have the same arity # attribute domains of r and s must be compatible
3.24
Cartesian-Product Operation-Example
Relations r, s:
A B 1 2 r C D 10 10 20 10 s E a a b b
r x s:
A B 1 1 1 1 2 2 2 2 C D 10 19 20 10 10 10 20 10 E a a b b a a b b
3.25 Silberschatz, Korth and Sudarshan
Database System Concepts
Cartesian-Product Operation
I Notation r x s I Defined as:
r x s = {t q | t r and q s}
I Assume that attributes of r(R) and s(S) are disjoint. (That is,
R S = ). be used.
I If attributes of r(R) and s(S) are not disjoint, then renaming must
3.26
Composition of Operations
I Can build expressions using multiple operations I Example: A=C(r x s) I rxs A B 1 1 1 1 2 2 2 2 B 1 2 2 C D 10 19 20 10 10 10 20 10 D E a a b b a a b b E a a b
Silberschatz, Korth and Sudarshan
I A=C(r x s) A
Database System Concepts
10 20 20
3.27
Rename Operation
I Allows us to name, and therefore to refer to, the results of
relational-algebra expressions.
I Allows us to refer to a relation by more than one name.
Example:
x (E)
returns the expression E under the name X If a relational-algebra expression E has arity n, then
3.28
Banking Example
branch (branch-name, branch-city, assets) customer (customer-name, customer-street, customer-only) account (account-number, branch-name, balance) loan (loan-number, branch-name, amount) depositor (customer-name, account-number) borrower (customer-name, loan-number)
3.29
Example Queries
I Find all loans of over $1200
$1200
3.30
Example Queries
I Find the names of all customers who have a loan, an account, or
at bank.
3.31
Example Queries
I Find the names of all customers who have a loan at the Perryridge
branch.
customer-name(depositor)
3.32
Example Queries
I Find the names of all customers who have a loan at the Perryridge
branch.
Query 1
Query 2
3.33
Example Queries
Find the largest account balance
I Rename account relation as d I The query is:
3.34
Formal Definition
I A basic expression in the relational algebra consists of either one
of the following:
# A relation in the database # A constant relation
I Let E1 and E2 be relational-algebra expressions; the following are
3.35
Additional Operations
We define additional operations that do not add any power to the relational algebra, but that simplify common queries.
I Set intersection I Natural join I Division I Assignment
3.36
Set-Intersection Operation
I Notation: r s I Defined as: I r s ={ t | t r and t s } I Assume:
3.37
3.38
Natural-Join Operation
I Notation: r
relation on schema R S which is obtained by considering each pair of tuples tr from r and ts from s.
R = (A, B, C, D) S = (E, B, D)
I Result schema = (A, B, C, D, E) I r
s is defined as:
r.A, r.B, r.C, r.D, s.E (r.B = s.B r.D = s.D (r x s))
3.39
Database System Concepts
Silberschatz, Korth and Sudarshan
Division Operation
rs
I Suited to queries that include the phrase for all. I Let r and s be relations on schemas R and S respectively
where
# R = (A1, , Am, B1, , Bn) # S = (B1, , Bn)
The result of r s is a relation on schema R S = (A1, , Am)
r s = { t | t R-S(r) u s ( tu r ) }
3.41
r s:
Database System Concepts 3.42 Silberschatz, Korth and Sudarshan
r
A
r s:
B a a
3.43
3.44
Assignment Operation
I The assignment operation () provides a convenient way to
express complex queries, write query as a sequential program consisting of a series of assignments followed by an expression whose value is displayed as a result of the query.
I Assignment must always be made to a temporary relation
variable.
I Example: Write r s as
temp1 R-S (r) temp2 R-S ((temp1 x s) R-S,S (r)) result = temp1 temp2
# The result to the right of the is assigned to the relation variable on
the left of the .
3.45
Example Queries
I Find all customers who have an account from at least the
CN(BN=Uptown(depositor
# Query 2
customer-name, branch-name (depositor account) temp(branch-name) ({(Downtown), (Uptown)})
3.46
Example Queries
I Find all customers who have an account at all branches located
in Brooklyn city.
3.47
Extended Relational-Algebra-Operations
3.48
Generalized Projection
I Extends the projection operation by allowing arithmetic functions
3.49
single value as a result. avg: average value min: minimum value max: maximum value sum: sum of values count: number of values
I Aggregate operation in relational algebra
G1, G2, , Gn
# E is any relational-algebra expression # G1, G2 , Gn is a list of attributes on which to group (can be empty) # Each Fi is an aggregate function # Each Ai is an attribute name
3.50
g sum(c) (r)
sum-C 27
3.51
I Relation account grouped by branch-name: branch-name account-number Perryridge Perryridge Brighton Brighton Redwood A-102 A-201 A-217 A-215 A-222 balance 400 900 750 750 700
branch-name
sum(balance)
(account)
balance 1300 1500 700
Silberschatz, Korth and Sudarshan
# Can use rename operation to give it a name # For convenience, we permit renaming as part of aggregate
operation
branch-name
3.53
Outer Join
I An extension of the join operation that avoids loss of information. I Computes the join and then adds tuples form one relation that
does not match tuples in the other relation to the result of the join.
I Uses null values:
# null signifies that the value is unknown or does not exist # All comparisons involving null are (roughly speaking) false by
definition.
3.54
3.55
loan
L-170 L-230 L-260
borrower
branch-name Downtown Redwood Perryridge amount 3000 4000 1700 customer-name Jones Smith null
loan-number
3.56
loan
L-170 L-230 L-260 L-155
borrower
branch-name Downtown Redwood Perryridge null amount 3000 4000 1700 null customer-name Jones Smith null Hayes
loan-number
3.57
Null Values
I It is possible for tuples to have a null value, denoted by null, for
# Is an arbitrary decision. Could have returned null as result instead. # We follow the semantics of SQL in its handling of null values
I For duplicate elimination and grouping, null is treated like any
3.58
Null Values
I Comparisons with null values return the special truth value
unknown
# If false was used instead of unknown, then
would not be equivalent to not (A < 5) A >= 5
= true, (unknown or false) = unknown (unknown or unknown) = unknown = unknown, (false and unknown) = false, (unknown and unknown) = unknown
# NOT: (not unknown) = unknown # In SQL P is unknown evaluates to true if predicate P evaluates
to unknown I Result of select predicate is treated as false if it evaluates to
unknown
3.59
operations:
# Deletion # Insertion # Updating
I All these operations are expressed using the assignment
operator.
3.60
Deletion
I A delete request is expressed similarly to a query, except instead
of displaying tuples to the user, the selected tuples are removed from the database.
I Can delete only whole tuples; cannot delete values on only
particular attributes
I A deletion is expressed in relational algebra by:
3.61
Deletion Examples
I Delete all account records in the Perryridge branch.
r1 branch-city = Needham (account r3 customer-name, account-number (r2 account account r2 depositor depositor r3
branch)
3.62
Insertion
I To insert data into a relation, we either:
# specify a tuple to be inserted # write a query whose result is a set of tuples to be inserted
I in relational algebra, an insertion is expressed by:
3.63
Insertion Examples
I Insert information in the database specifying that Smith has
$1200 in account A-973 at the Perryridge branch. account account {(Perryridge, A-973, 1200)} depositor depositor {(Smith, A-973)}
I Provide as a gift for all loan customers in the Perryridge branch,
a $200 savings account. Let the loan number serve as the account number for the new savings account. r1 (branch-name = Perryridge (borrower loan)) account account branch-name, account-number,200 (r1) depositor depositor customer-name, loan-number,(r1)
3.64
Updating
I A mechanism to change a value in a tuple without charging all
3.65
Update Examples
I Make interest payments by increasing all balances by 5 percent.
account AN, BN, BAL * 1.05 (account) where AN, BN and BAL stand for account-number, branch-name and balance, respectively.
I Pay all accounts with balances over $10,000
AN, BN, BAL * 1.06 ( BAL > 10000 (account)) AN, BN, BAL * 1.05 (BAL 10000 (account))
3.66
Views
I In some cases, it is not desirable for all users to see the entire
logical model (i.e., all the actual relations stored in the database.)
I Consider a person who needs to know a customers loan number
but has no need to see the loan amount. This person should see a relation described, in the relational algebra, by
loan)
3.67
View Definition
I A view is defined using the create view statement which has the
form create view v as <query expression where <query expression> is any legal relational algebra query expression. The view name is represented by v.
I Once a view is defined, the view name can be used to refer to
evaluating the query expression Rather, a view definition causes the saving of an expression to be substituted into queries using the view.
3.68
View Examples
I Consider the view (named all-customer) consisting of branches
account) loan)
branch-name
(branch-name = Perryridge (all-customer))
3.69
relation except amount. The view given to the person, branchloan, is defined as: create view branch-loan as
3.70
the actual relation loan from which the view branch-loan is constructed. I An insertion into loan requires a value for amount. The insertion can be dealt with by either.
# rejecting the insertion and returning an error message to the user. # inserting a tuple (L-37, Perryridge, null) into the loan relation
I Some updates through views are impossible to translate into
3.71
3.72
View Expansion
I A way to define the meaning of views defined in terms of other
views.
I Let view v1 be defined by an expression e1 that may itself contain
replacement step: repeat Find any view relation vi in e1 Replace the view relation vi by the expression defining vi until no more view relations are present in e1
I As long as the view definitions are not recursive, this loop will
terminate
3.73
{t | P (t) }
I It is the set of all tuples t such that predicate P is true for t I t is a tuple variable, t[A] denotes the value of tuple t on attribute A I t r denotes that tuple t is in relation r I P is a formula similar to that of the predicate calculus
3.74
a a
t r (Q(t)) there exists a tuple in t in relation r such that predicate Q(t) is true t r (Q(t)) Q is true for all tuples t in relation r
3.75
Banking Example
I branch (branch-name, branch-city, assets) I customer (customer-name, customer-street, customer-city) I account (account-number, branch-name, balance) I loan (loan-number, branch-name, amount) I depositor (customer-name, account-number) I borrower (customer-name, loan-number)
3.76
Example Queries
I Find the loan-number, branch-name, and amount for loans of
3.77
Example Queries
I Find the names of all customers having a loan, an account, or
3.78
Example Queries
I Find the names of all customers having a loan at the Perryridge
Perryridge branch, but no account at any branch of the bank {t | s borrower(t[customer-name] = s[customer-name] u loan(u[branch-name] = Perryridge u[loan-number] = s[loan-number])) not v depositor (v[customer-name] = t[customer-name]) }
3.79
Example Queries
I Find the names of all customers having a loan from the
Perryridge branch, and the cities they live in {t | s loan(s[branch-name] = Perryridge u borrower (u[loan-number] = s[loan-number] t [customer-name] = u[customer-name]) v customer (u[customer-name] = v[customer-name] t[customer-city] = v[customer-city])))}
3.80
Example Queries
I Find the names of all customers who have an account at all
s branch(s[branch-city] = Brooklyn u account ( s[branch-name] = u[branch-name] s depositor ( t[customer-name] = s[customer-name] s[account-number] = u[account-number] )) )}
3.81
Safety of Expressions
I It is possible to write tuple calculus expressions that generate
infinite relations.
I For example, {t | t r} results in an infinite relation if the
every component of t appears in one of the relations, tuples, or constants that appear in P
3.82
relational calculus
I Each query is an expression of the form:
3.83
Example Queries
I Find the branch-name, loan-number, and amount for loans of over
{< c > | l, b, a (< c, l > borrower < l, b, a > loan a > 1200)}
I Find the names of all customers who have a loan from the
Perryridge branch and the loan amount: {< c, a > | l (< c, l > borrower b(< l, b, a > loan b = Perryridge))} or {< c, a > | l (< c, l > borrower < l, Perryridge, a > loan)}
3.84
Example Queries
I Find the names of all customers having a loan, an account, or
both at the Perryridge branch: {< c > | l ({< c, l > borrower b,a(< l, b, a > loan b = Perryridge)) a(< c, a > depositor b,n(< a, b, n > account b = Perryridge))}
I Find the names of all customers who have an account at all
x,y,z(< x, y, z > branch y = Brooklyn) a,b(< x, y, z > account < c,a > depositor)}
3.85
Safety of Expressions
{ < x1, x2, , xn > | P(x1, x2, , xn)} is safe if all of the following hold: 1.All values that appear in tuples of the expression are values from dom(P) (that is, the values appear either in P or in a tuple of a relation mentioned in P). 2.For every there exists subformula of the form x (P1(x)), the subformula is true if an only if P1(x) is true for all values x from dom(P1). 3. For every for all subformula of the form x (P1 (x)), the subformula is true if and only if P1(x) is true for all values x from dom (P1).
3.86
End of Chapter 3
3.88
3.89
3.90
3.91
3.92
3.93
Result of customer-name
3.94
3.95
3.96
Customers Who Live on the Same Street and In the Same City as Smith
3.97
3.98
3.99
3.100
3.101
account)
3.102
3.103
3.104
3.105
3.106
3.107
3.108
3.109
ft-works
3.110
ft-works
3.111
Result of employee
ft-works
3.112
Result of employee
ft-works
3.113
3.114
3.115
E-R Diagram
3.116
3.117
3.118
3.119