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John C. Wataha, DMD, PhDa School of Dentistry, Medical College of Georgia, Augusta, Ga.
This article is an evidence-based tutorial on the principles of biocompatibility. Although the technical issues of biocompatibility may seem beyond the scope of most practicing dentists, knowledge of these issues is fundamentally important to ensure the health of patients, dental staff members (including laboratory personnel), and practitioners themselves. Furthermore, the legal liability of dentists is often linked to biocompatibility issues. The biocompatibility of a material is not absolute; it must be measured with regard to the way the material is used. Measuring biocompatibility is a complex process that involves in vitro and in vivo tests. These tests contribute to understanding biologic responses to a material but cannot define the materials biocompatibility with 100% certainty. Practitioners should understand enough about biocompatibility testing methods to critically judge advertising claims and ask relevant questions of manufacturers. Because there is no infallible way to assess biologic response to a material, decisions about the clinical use of a material ultimately must weigh the biologic risks of a material against its potential benefits. (J Prosthet Dent 2001;86:203-9.)
he complexity and technical nature of biocompatibility issues may appear beyond the scope of practicing dentists. However, these issues have profound ethical, social, technical, and legal effects on prosthodontic practice. Because of the nature of prosthodontic therapies, dentists rely heavily on dental biomaterials. This reliance on materials makes biocompatibility issues especially relevant to prosthodontists and other restorative dentists. This article provides an overview of the biocompatibility principles that practicing dentists should understand. A definition of biocompatibility, its relevance to clinical practice, and an overview of how it is measured are presented.
WHAT IS BIOCOMPATIBILITY?
Given the importance of biocompatibility to prosthodontics and prosthodontic materials, it is surprising how few practitioners understand what biocompatibility really is. One widely accepted definition of biocompatibility is the ability of a material to elicit an appropriate biological response in a given application.1 If examined closely, this definition implies an interaction among a host, a material, and an expected function of the material (Fig. 1). All 3 factors must be in harmony before the material can be considered biocompatible. A discussion of 3 key concepts about this definition will reinforce this idea.
Fig. 1. Interactions between host, material, and application of material are important in biocompatibility. Biocompatibility exists only when all 3 factors are considered, and it can change if any of these factors change.
living tissue, interactions with the complex biologic systems around it occur, and those interactions result in some sort of biologic response. The interactions depend on the material, the host, and the forces and conditions placed on the material (its function). Regardless, the material affects the host and the host affects the material. Inertness of materials implies an absence of such interactions. Most
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Fig. 2. Color of material depends on interaction of material with light and observers interpretation of affected light. Changes in light source, characteristics of material, or observer will change perceived color. Thus, color is property of material interacting with its environment. Biocompatibility is also property of material interacting with its environment.
the same situationsame host, same placement technique, same loadno osseointegration will occur. Conversely, if a titanium alloy is used as the ball portion of a femoral hip joint, it will wear against the acetabulum into small particles that ultimately will cause the hip to fail.4,5 Yet the cobalt-chromium alloy, which wears less, will do better. Because biocompatibility depends on the interaction of the material with its environment, it is inappropriate to label the titanium alloy a biocompatible material and the cobalt-chromium alloy an incompatible material. One cannot define the biocompatibility of a material without defining the location and function of the material. The complexities mentioned in the previous paragraphs may leave the practitioner wondering about the relevance of the definition of biocompatibility to dental practice. Yet there are profound consequences of this definition for practitioners. For example, the practitioner must always consider the health and habits of the patient when assessing the biologic response to materials. Is the patient diabetic? Does the patient smoke? If so, the response of the gingiva to placement of a crown may be affected. Does the patient drink many acidic liquids? The corrosion properties of partial denture alloys and the tissue response may be different. The practitioner must consider what he or she is asking the material to do and must not assume that, because a material is biologically acceptable in 1 role, it will be acceptable in a different role. Resin materials that are biologically acceptable as denture bases may or may not be acceptable as resin-based cements. Finally, the practitioner must monitor the patient over time. A patient who is not allergic to nickel today may become allergic in the future, from either oral exposure or exposure through other sources (jewelry, for example).
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frequency of problems has been reported for dental casting alloys, including nickel-based alloys.7 Yet the number of adverse reactions may be underreported, and existing reports may not be accurate.8 Better documentation of the extent of these reactions is needed.7 One biocompatibility/patient safety issue that has been prominent in dentistry in recent years is the hypersensitivity of patients to dental biomaterials. Classically, this concern has focused on allergy to materials such as nickel or methacrylates. The incidence of nickel allergy in the general population ranges between 10% and 20% and is far more common in females than males.9 In patients sensitive to nickel, oral exposure to nickel may or may not elicit an allergic response, but these responses may be spectacular.8 There is also growing concern about the hypersensitivity of patients to resin-based materials10 and to latex.11 Although uncommon, patients can have severe or even fatal (anaphylactic) reactions to these materials.3 There have been recent reports of a growing incidence of contact sensitivity in children to a variety of substances, including dental materials. One report found that 49% of children had sensitivity to some type of material or food.12 The growing allergic history in children may portend an increasing need for dentists to be more aware of material allergies in adults in the future. Thus, there is evidence that the biomaterials used by dental practitioners can pose safety risks to patients. However, the evidence about harmful effects from materials is, more often than not, equivocal or incomplete. It therefore is every practitioners responsibility to decide whether the existing evidence has merit and to assess the risks of these issues in his or her own practice, taking into account each patients unique history.
in response to gloves, particularly latex gloves.14 Another study reported that 6.2% of dental staff were allergic to latex.11 The mechanisms by which materials cause problems through chronic exposure are not known, but there is evidence that some resin components such as 2-hydroxyethyl methacrylate (HEMA),15,16 tetraethylene glycol dimethacrylate (TEGDMA),15 and camphoroquinone17 are capable of directly activating immune cells. If the dental team also grinds laboratory materials such as acrylic resin, metals, or gypsum, then there is a risk from inhalation of particulates. Because particles less than 10 m in diameter cannot be filtered by the respiratory system,18 it is prudent to wear a mask when grinding or polishing any material. If laboratory personnel cast alloys containing beryllium, precautions must be taken to limit exposure to vapor from the alloy, as the vapor can cause berylliosis in the lungs.19,20 Reactions to many types of prosthodontic materials can be severe, career-threatening, and even life-threatening in rare instances.8
Legal liability
Biocompatibility issues also influence liability issues that affect dental practitioners. Because dental materials can affect the well-being of patients and dental auxiliaries, practitioners assume a legal risk when using these materials. Litigation as a result of biomaterials causing harm to a patient is probably rare. Nevertheless, when these problems occur, they are (at best) emotionally and financially stressful to the practitioner.
ASSESSING BIOCOMPATIBILITY
In the last 30 years, the public and various government agencies have required some assurance that the materials used in dentistry are biologically safe and effective. Pressures to regulate materials have come from many sources, including the movement toward the ethical treatment of patients, an increased patient awareness of the risks involved in health care, and health practitioners concerns about litigation by
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patients. Unfortunately, assessment of the biocompatibility of a material is a complicated matter that may involve several sophisticated types of biologic tests, tests of physical properties such as corrosion, and riskbenefit analysis. The complexity of assessing the biocompatibility of materials is often bewildering and frustrating to practitioners and the general public. However, despite its complexity, biocompatibility testing of dental materials is currently the only means to try to assure the safety of the patient and dental team. One must always remember that the complexities of the current methods are preferable to using a new material not previously tested in humans.
key. By using a mammalian organism, this type of test allows the many complex interactions between the biologic environment and the material to occur. Thus, the biologic response is more comprehensive and more relevant than that obtained in in vitro tests. However, it is often difficult to control variables in animal tests. For example, the chewing habits of a sheep may alter the material in ways that are not relevant to humans. Furthermore, it often is difficult to quantitatively assess the biologic response because it is so complex. Ethical concerns and animal welfare issues are increasingly important in these types of tests. These tests are time-consuming and expensive. Finally, and most importantly to the practitioner, the question of relevance remains because there are always questions about the appropriateness of an animal species to represent the human response. Usage tests. Usage tests are essentially clinical trials of a material. In these tests, the material is placed into a human volunteer in its final intended use. The usage test is, by definition, the most relevant biocompatibility test; all other tests must be measured against it for relevance. However, usage tests have many complications and problems. They are expensive, time-consuming, extraordinarily difficult to control, and difficult to interpret, and they may be legally and ethically complex.
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type of cells used, conditions of exposure, and type of response measured are critical. For animal tests, the animal system, site of implantation of the material, forces on the implant, and duration of the test are all important features.25,26
Fig. 3. Schemes for testing biocompatibility. Oldest scheme (a) used unspecific toxicity tests followed by specific toxicity tests and then clinical trials. Only materials that passed 1 level were tested further. Unspecific tests were not directly relevant to use of material. Second scheme (b) uses primary, secondary, and usage tests and is still commonly used today. Scheme b differs from scheme a because the former emphasizes many cellular reactions in addition to toxicity. As in scheme a, each test level screens for tests above it. Primary tests measure basic biologic properties such as toxicity or mutagenicity of material. Secondary tests assess more advanced properties such as allergenicity. Usage tests are equivalent to clinical trials. Newer schemes (c and d) for biocompatibility testing recognize need to use several types of tests together and treat evaluation of material biocompatibility as ongoing process.
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This assumption is often not a good one. Second, new materials may be marketed with little clinical experience, and companies may rely heavily on in vitro and animal tests. In these cases, practitioners must question the relevance of these tests to the clinical use of the material, keeping in mind the limitations and pitfalls outlined previously. Even if clinical trials have been performed, practitioners must remember that clinical trials may be only 1 to 2 years in duration. The service life of many prosthodontic materials is much longer, and long-term effects may not be apparent in short-term trials. Third, practitioners must remember that the biologic evaluation of materials is an ongoing process. As more knowledge is acquired, opinions about safety and risk may change; it is legally and ethically dangerous to ignore new developments. Finally, the decision to use a new material is ultimately a riskbenefit decision that dentists must make for themselves. Practitioners should search for published evidence by unbiased researchers and consider the dental needs, esthetic desires, health history, and risk tolerance of their patients.
SUMMARY
Biocompatibility is especially relevant to prosthodontists and other restorative dentists because these practitioners rely heavily on materials that remain in intimate contact with living tissues for long periods. Decisions about the biologic safety of prosthodontic materials are as much philosophical as scientific. Because no material can be proven 100% safe, the decision to use a material in the mouth must balance the potential risks and benefits. Ultimately, each dentist must determine whether the benefits outweigh the risks for the patient under consideration. To avoid all risk is to deny the patient the tremendous benefits that materials have to offer. To assume too much risk may harm the patient and put the practitioner at legal risk. Technical tests and data, which improve over time, can aid practitioners, but the decision is ultimately a philosophical one that should involve the manufacturer, the patient, and the practitioner.
REFERENCES
1. Wataha JC, Hanks CT. Biocompatibility testingwhat can we anticipate? Trans Acad Dent Mater 1997:109-20. 2. Lemons JE. Dental implant biomaterials. J Am Dent Assoc 1990;121:716-9. 3. Albrektsson T. Direct bone anchorage of dental implants. J Prosthet Dent 1983;50:255-61 4. Black J, Sherk H, Bonini J, Rostoker WR, Schajowicz F, Galante JO. Metallosis associate with a stable titanium-alloy femoral component in total hip replacement. A case report. J Bone Joint Surg Am 1990;72:126-30. 5. Witt JD, Swann M. Metal wear and tissue response in failed titanium alloy total hip replacements. J Bone Joint Surg Br 1991;73:559-63. 6. Vamnes JS, Morken T, Helland S, Gjerdet NR. Dental gold alloys and contact hypersensitivity. Contact Dermatitis 2000;42:128-33. 7. Hensten-Pettersen A. Casting alloys: side-effects. Adv Dent Res 1992;6:38-43.
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8. Hensten-Pettersen A. Skin and mucosal reactions associated with dental materials. Eur J Oral Sci 1998;106:707-12. 9. Hildebrand HF, Veron C, Martin P. Nickel, chromium, cobalt dental alloys and allergic reactions: an overview. Biomaterials 1989;10:545-8. 10. Rustemeyer T, de Groot J, Von Blomberg BM, Frosch PJ, Scheper RJ. Cross-reactivity patterns of contact-sensitizing methacrylates. Toxicol Appl Pharmacol 1998;148:83-90. 11. McCann D. Future of latex debated in states. Am Dent Assoc News 1998;29:1, 10-11. 12. Shah M, Lewis FM, Gawkrodger DJ. Patch testing in children and adolescents: five years experience and follow-up. J Am Acad Dermatol 1997;37:964-8. 13. Engle JH, Ferracane JL, Wichmann J, Okabe T. Quantitation of total mercury vapor released during dental procedures. Dent Mater 1992;8:176-80. 14. rtengren U, Andreasson H, Karlsson S, Meding B, Barregard L. Prevalence of self-reported hand eczema and skin symptoms associated with dental materials among Swedish dentists. Eur J Oral Sci 1999;107:496-505. 15. Rustemeyer T, De Ligter S, Von Blomberg BM, Frosch PJ, Scheper RJ. Human T lymphocyte priming in vitro by haptenated autologous dendritic cells. Clin Exp Immunol 1999;117:209-16. 16. Jontell M, Hanks CT, Bratel J, Bergenholtz G. Effects of unpolymerized resin components on the function of accessory cells derived from the rat incisor pulp. J Dent Res 1995;74:1162-7. 17. Rakich DR, Wataha JC, Lefebvre CA, Weller RN. Effect of dentin bonding agents on the secretion of inflammatory mediators from macrophages. J Endod 1999;25:114-7. 18. BruB KA, Jones TP, Williamson BJ. Electron microscopy of urban airborne particulate matter. USA Microsc Analysis 1997;Sep:11-2. 19. Covington JS, McBride MA, Slagle WF, Disney AL. Quantization of nickel and beryllium leakage from base metal casting alloys. J Prosthet Dent 1985;54:127-36. 20. Goyer RA. Toxic effects of metals. In: Klaassen CD, Amdur MO, Doull J, editors. Casarett and Doulls toxicology. 3rd ed. New York (NY): Macmillan; 1986. p. 582-635. 21. Fan PL, Chang SB, Siew C. Environmental hazard evaluation of amalgam scrap. Dent Mater 1992;8:359-61. 22. Letzel H, deBoer FA, Van t Hof MA. An estimation of the size distribution of amalgam particles in dental treatment waste. J Dent Res 1997;76:780-8. 23. Luz C. State societies can help with amalgam waste issues. Am Dent Assoc News 1999;22:6-9. 24. Hodgson E. Measurement of toxicity. In Hodgson E, Levi PE, editors. Modern toxicology. New York (NY): Elsevier; 1987. p. 233-85. 25. Hanks CT, Wataha JC, Sun Z. In vitro models of biocompatibility: a review. Dent Mater 1996;12:186-93.
26. Schuster GS, Lefebvre CA, Wataha JC, White SN. Biocompatibility of posterior restorative materials. J Calif Dent Assoc 1996;24:17-31. 27. Schweikl H, Schmalz G, Federlin M. Mutagenicity of the root canal sealer AHPlus in the Ames test. Clin Oral Investig 1998;2:125-9. 28. Stea S, Savarino L, Ciapetti G, Cenni E, Stea S, Trotta F, et al. Mutagenic potential of root canal sealers: evaluation through Ames testing. J Biomed Mater Res 1994;28:319-28. 29. Wennberg A, Mjr IA, Hensten-Pettersen A. Biological evaluation of dental restorative materialsa comparison of different test methods. J Biomed Mater Res 1983;17:23-36. 30. Mjr IA, Hensten-Pettersen A, Skogedal O. Biological evaluation of filling materials. A comparison of results using cell culture techniques, implantation tests and pulp studies. Int Dent J 1977;27:124-9. 31. Hensten-Pettersen A, Helgeland K. Evaluation of biological effects of dental materials using four different cell culture techniques. Scand J Dent Res 1977;85:291-6. 32. Hanks CT, Diehl ML, Craig RG, Makinen PK, Pashley DH. Characterization of the in vitro pulp chamber using the cytotoxicity of phenol. J Oral Pathol 1989;18:97-107. 33. Schmalz G. Modern concepts in biocompatibility testing of restorative materials. Trans Acad Dent Mater 1996;9:170-9. 34. Schmalz G. Concepts in biocompatibility testing of dental restorative materials. Clin Oral Investig 1997;1:154-62. 35. Improving patient care by reporting problems with medical devices. Definition of a medical device. Medwatch 1997;Sep:1-8. 36. International Standards Organization: biological evaluation of a medical devices. Part 1: guidance on selection of tests. 1st ed. ISO 10993-1. Geneva: ISO; 1992. 37. Alexander H. Substantially equivalent to what? J Appl Biomater 1994;5:375. Reprint requests to: DR JOHN C. WATAHA DEPARTMENT OF ORAL REHABILITATION SCHOOL OF DENTISTRY, MEDICAL COLLEGE OF GEORGIA 1120 15TH ST AUGUSTA, GA 30912-1260 FAX: (706)721-8349 E-MAIL: watahaj@mail.mcg.edu Copyright 2001 by The Editorial Council of The Journal of Prosthetic Dentistry. 0022-3913/2001/$35.00 + 0. 10/1/117056
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New product news The January and July issues of the Journal carry information regarding new products of interest to prosthodontists. Product information should be sent 1 month prior to ad closing date to: Dr. Glen P. McGivney, Editor, UNC School of Dentistry, 414C Brauer Hall, CB #7450, Chapel Hill, NC 27599-7450. Product information may be accepted in whole or in part at the discretion of the Editor and is subject to editing. A black-and-white glossy photo may be submitted to accompany product information. Information and products reported are based on information provided by the manufacturer. No endorsement is intended or implied by the Editorial Council of The Journal of Prosthetic Dentistry, the editor, or the publisher.
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