Consolidated Factsheet of Sundaram

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Fact Sheet for September 2013
Toll Free 1800 103 7237 (India) +91 44 49057300 (NRI)

www.sundarammutual.com
SMS SFUND to 56767
E-mail customerservices@sundarammutual.com
Sundaram Mutual Fund
Equity Schemes Sundaram Growth Fund
This product is suitable for investors who are seeking*
Fixed Income Schemes Sundaram Money Fund
This product is suitable for investors who are seeking*
H 9<;4 A2?: 0.=6A.9 4?<DA5,H I;C2@A:2;A 6; 2>B6AF & 2>B6AF ?29.A21 @20B?6A62@, H H645 '6@8 I Brown H 9<;4 A2?: 0.=6A.9 4?<DA5, H I;C2@A:2;A 6; 2>B6AF & 2>B6AF Sundaram Select Focus ?29.A21 6;@A?B:2;A@ <3 @2920A @A<08@, H645 '6@8 I Brown H 9<;4 A2?: 0.=6A.9 4?<DA5, H I;C2@A:2;A 6; 16C2?@63621 @A<08@ Sundaram Select Mid Cap A5.A .?2 42;2?.99F A2?:21 .@ :61-0.=@, H H645 '6@8 I Brown H 9<;4 A2?: 0.=6A.9 4?<DA5, H I;C2@A:2;A 6; 16C2?@63621 @A<08@ Sundaram S.M.I.L.E Fund A5.A .?2 42;2?.99F A2?:21 .@ @:.99 .;1 :61-0.=@, H H645 '6@8 I Brown H 9<;4 A2?: 0.=6A.9 4?<DA5, H I;C2@A:2;A 6; 2>B6AF & 2>B6AF Sundaram Equity Multiplier ?29.A21 @20B?6A62@, H H645 '6@8 I Brown H 9<;4 A2?: 0.=6A.9 4?<DA5 D6A5 3 F2.? 9<08-6; =2?6<1, H Sundaram Tax Saver I;C2@A:2;A 6; 2>B6AF & 2>B6AF ?29.A21 @20B?6A62@, H H645 '6@8 I Brown Sundaram Equity Plus# H 9<;4 A2?: 0.=6A.9 4?<DA5, H I;C2@A:2;A 6; 2>B6AF & 2>B6AF ?29.A21 6;@A?B:2;A@ A< A52 2EA2;A <3 65% .;1 6; G<91-E)F B= A< 35%, H H645 '6@8 I Brown H 9<;4 A2?: 0.=6A.9 4?<DA5 .;1 0B??2;A 6;0<:2, H . 7B1606<B@ :6E <3 6;C2@A:2;A@ 6; 2>B6AF .;1 36E21 6;0<:2 @20B?6A62@, H H645 '6@8 I Brown
H (5<?A A2?: 6;0<:2, H =?2@2?C.A6<; <3 0.=6A.9, 96>B616AF .;1 9<D2? 92C29 <3 ?6@8 A5?<B45 6;C2@A:2;A@ :.12 =?6:.?69F 6; :<;2F :.?82A .;1 12/A @20B?6A62@, H !<D '6@8 IBlue
H (5<?A A2?: 6;0<:2, H 96>B616AF A5?<B45 6;C2@A:2;A@ Sundaram Ultra Short Term Fund :.12 =?6:.?69F 6; :<;2F :.?82A .;1 12/A @20B?6A62@, H !<D '6@8 IBlue H (5<?A A2?: 6;0<:2, H ?2.@<;./92 ?2AB?;@ 3?<: . Sundaram =<?A3<96< 0<:=?6@6;4 @B/@A.;A6.99F <3 36E21 6;0<:2 .;1 Flexible Fund :<;2F :.?82A 6;@A?B:2;A@ /F 822=6;4 A52 6;A2?2@A ?.A2 Short-Term Plan ?6@8 <3 A52 3B;1 9<D, H!<D '6@8 IBlue H 6;0<:2 <C2? @5<?A A< :216B: A2?:, H ?2.@<;./92 Sundaram ?2AB?;@ 3?<: . =<?A3<96< 0<:=?6@6;4 @B/@A.;A6.99F <3 Flexible Fund Flexible Income 36E21 6;0<:2 .;1 :<;2F :.?82A 6;@A?B:2;A@ /F 822=6;4 A52 6;A2?2@A ?.A2 ?6@8 <3 A52 3B;1 9<D, Plan H "216B: '6@8 IYellow H !<;4 A2?: 6;0<:2, H ?24B9.? 6;0<:2 A5?<B45 12160.A21 6;C2@A:2;A@ 6; 469A@ 0<;@6@A2;A D6A5 =?2@2?C.A6<; <3 0.=6A.9, H !<D '6@8 IBlue
Sundaram Balanced Fund
H 9<;4 A2?: 0.=6A.9 4?<DA5, H I;C2@A:2;A 6; 2>B6AF .;1 2>B6AF Sundaram Select Thematic ?29.A21 6;@A?B:2;A@ <3 0<:=.;62@ 6; A52 0.=6A.9 4<<1@ @20A<?, H Funds-Capex Opportunities H645 '6@8 I Brown H 9<;4 A2?: 0.=6A.9 4?<DA5, H I;C2@A:2;A 6; 2>B6AF .;1 2>B6AF Sundaram Select Thematic Funds - Rural India Fund ?29.A21 6;@A?B:2;A@ <3 0<:=.;62@ 3<0B@@6;4 <; 'B?.9 I;16., H H645 '6@8 I Brown H 9<;4 A2?: 0.=6A.9 4?<DA5, H I;C2@A:2;A 6; 2>B6AF .;1 2>B6AF Sundaram Select Thematic ?29.A21 6;@A?B:2;A@ <3 0<:=.;62@ A5.A 3<0B@ <; <? /2;236A 3?<:, Funds-Energy 16?20A9F <? 6;16?20A9F, A52 <==<?AB;6A62@ .;1 12C29<=:2;A@ 6; A52 Opportunities 2;2?4F @20A<?, H H645 '6@8 I Brown Sundaram Financial Services Opportunities Fund H 9<;4 A2?: 0.=6A.9 4?<DA5, H I;C2@A:2;A 6; 2>B6AF .;1 2>B6AF ?29.A21 6;@A?B:2;A@ <3 0<:=.;62@ 2;4.421 6; B.;86;4 & F6;.;06.9 (2?C602@, H H645 '6@8 I Brown H 9<;4 A2?: 0.=6A.9 4?<DA5, H I;C2@A:2;A 6; 2>B6AF .;1 2>B6AF ?29.A21 6;@A?B:2;A@ <3 0<:=.;62@ 3<0B@@6;4 <; <==<?AB;6A62@ 6; A52 2;A2?A.6;:2;A /B@6;2@@, H H645 '6@8 I Brown
Sundaram Gilt Fund
H I;0<:2 <C2? :216B: A< 9<;4 A2?:, H ?24B9.? Sundaram Bond 6;0<:2 /F 6;C2@A6;4 =?6:.?69F 6; 36E21 6;0<:2 Saver @20B?6A62@, H "216B: '6@8 IYellow Sundaram Income Plus H I;0<:2 <C2? :216B: A< 9<;4 A2?:, H 5645 F6291@ /F 6;C2@A6;4 6; 36E21 6;0<:2 @20B?6A62@, H "216B: '6@8 IYellow
Sundaram Entertainment Opportunities Fund
Sundaram Select H I;0<:2 <C2? @5<?A A< :216B: A2?:, H A< 2.?; Debt Short-Term ?24B9.? 6;0<:2 /F 6;C2@A6;4 =?6:.?69F 6; 36E21 6;0<:2 Asset Plan @20B?6A62@, H "216B: '6@8 IYellow Sundaram Monthly Income Plan (Moderate / Aggressive / Conservative Plans) H I;0<:2 <C2? :216B: A< 9<;4 A2?:, H ?24B9.? 6;0<:2 A5?<B45 6;C2@A:2;A 6; 36E21 6;0<:2 @20B?6A62@ .;1 9<;4 A2?: 0.=6A.9 .==?206.A6<; /F 6;C2@A6;4 . =<?A6<; <3 A52 .@@2A@ 6; 2>B6AF .;1 2>B6AF ?29.A21 6;@A?B:2;A@, H "216B: '6@8 IYellow
H 9<;4 A2?: 0.=6A.9 4?<DA5, H I;C2@A:2;A 6; 2>B6AF .;1 2>B6AF Sundaram Select Thematic Funds-PSU Opportunities ?29.A21 6;@A?B:2;A@ <3 =B/960 @20A<? 0<:=.;62@, H H645 '6@8 I Brown Sundaram Global Advantage H 9<;4 A2?: 0.=6A.9 4?<DA5, H I;C2@A:2;A 6; B;6A@ <3 <C2?@2.@ :BAB.9 3B;1@ & E)F@, H H645 '6@8 I Brown
*Investors should consult their financial advisers if in doubt about whether the product is suitable for them # Plus used in the scheme name is only in terms of asset allocation and not in terms of return/yield. #<A2: '6@8 :.F /2 ?2=?2@2;A21 .@:
(BLUE) 6;C2@A<?@ B;12?@A.;1 A5.A A526? =?6;06=.9 D699 /2 .A 9<D ?6@8 (YELLOW) 6;C2@A<?@ B;12?@A.;1 A5.A A526? =?6;06=.9 D699 /2 .A :216B: ?6@8 (BROWN) 6;C2@A<?@ B;12?@A.;1 A5.A A526? =?6;06=.9 D699 /2 .A 5645 ?6@8
September 30, 2013
Page 2
Track Record Equity Funds

Fund/Period Sundaram Select Mid Cap
Since Inception 30/09/12 to 30/09/13 30/09/11 to 30/09/12 30/09/10 to 30/09/11 152.40 152.40 164.93 141.33 26.24 26.24 32.04 28.19 117.70 117.70 125.28 111.45 15.27 15.27 18.82 16.82 12.64 12.64 12.05 12.01 7.692 7.692 9.84 10.10 83.13 83.13 85.57 78.16 86.30 86.30 90.92 77.03 12.81 12.81 18.39 19.00 5.98 5.98 7.43 7.43 12.66 12.66 14.31 12.74 47.84 47.84 48.16 43.68 10.96 10.96 14.78 14.78 15.90 14.33 27.6 -7.6 16.7 -13.8 11.8 -18.1 13.6 -23.5 16.2 -6.1 12.4 -19.9 8.3 -18.9 11.9 -25.6 4.5 4.9 0.3 -27.5 -6.8 -21.8 -2.6 -15.9 20.9 -2.9 9.5 -19.9 16.8 -5.1 18.0 -19.7 3.1 -30.3 -3.2 -29.4 -8.5 -19.5 0.0 -17.0 3.6 -11.5 12.3 -14.8 12.5 -0.7 10.2 -14.0 4.0 -0.5 5.4 -7.1 11.0 -13.0 17.0 -15.2 7.8 -24.2 4.6 -22.1 2.0 -32.8 11.8 -1.1 13.8 -19.8 9.9 -16.1 21.0 -23.4 13.8 1.7 30.5 -37.5 -14.6 -26.6 0.2 -28.0 17.3 0.6 15.4 -18.0 11.4 -1.1 13.8 -19.8 5.7 -29.7 2.0 -32.8 -8.0 -5.1 2.0 -18.7 4.8 -2.5 13.2 -19.2 2.5 13.0 -10.0 6.5 -0.9 4.9 -2.6 12.9 -20.0 17.3 0.6 15.4 -18.0 12.4 0.6 15.4 -18.0 10.8 0.6 15.4 -18.0 4.9 0.6 15.4 -18.0 4.4 0.6 15.4 -18.0 2.4 0.6 15.4 -18.0 17.3 0.6 15.4 -18.0 10.8 0.6 15.4 -18.0 10.3 0.6 15.4 -18.0 -1.2 0.6 15.4 -18.0 6.0 0.6 15.4 -18.0 10.8 0.6 15.4 -18.0 2.6 0.6 6.3 0.6 15.4 -18.0 10.6 7.6 8.9 10.3 7.2 4.0 11.6 9.3 4.4 -4.9 -1.4 0.0 -1.6 -2.8 -9.1 -2.2 -9.3 3.2 -30.2 10.0 7.8 4.8 -2.8 12.0 3.5 -3.4 -5.9 -1.9 5.4 -4.0 4.3 0.1 -2.6 -0.7 -5.2 3.5 -0.5 -14.4 -1.9 1.6 -1.2 -9.0 -0.9 4.4 -3.2 -2.7 -3.9 -2.5 0.4 0.5 -4.5 -1.9 7.0
NAV Per Unit (`)
Fund (%)
Benchmark (%)
CNX Nifty (%)
Excess points (%)
Value of ` 10,000 invested Fund Benchmark CNX Nifty S Krishnakumar

1,52,396 57,879 59,702
Sundaram S.M.I.L.E Fund

Since Inception 30/09/12 to 30/09/13 30/09/11 to 30/09/12 30/09/10 to 30/09/11 26,240 14,762 27,442
Sundaram Growth Fund

Since Inception 30/09/12 to 30/09/13 30/09/11 to 30/09/12 30/09/10 to 30/09/11 Since Inception 30/09/12 to 30/09/13 30/09/11 to 30/09/12 30/09/10 to 30/09/11 Since Inception 30/09/12 to 30/09/13 30/09/11 to 30/09/12 30/09/10 to 30/09/11 1,17,698 62,704
J Venkatesan
53,742
Sundaram Financial Services Opportunities

15,268 16,541 12,889
Sundaram Entertainment Opportunities

12,640 19,816 12,543
Sundaram PSU Opportunities

Sundaram Select Focus

Sundaram Tax Saver

Since Inception 30/09/12 to 30/09/13 30/09/11 to 30/09/12 30/09/10 to 30/09/11 Since Inception 30/09/12 to 30/09/13 30/09/11 to 30/09/12 30/09/10 to 30/09/11 Since Inception 30/09/12 to 30/09/13 30/09/11 to 30/09/12 30/09/10 to 30/09/11 86,301 44,680 41,704
Sundaram Capex Opportunities*
S Krishnakumar & S Bharath

12,813 15,626 21,964
Sundaram Energy Opportunities*

5,983 6,187 9,334
Sundaram Equity Multiplier*

Since Inception 30/09/12 to 30/09/13 30/09/11 to 30/09/12 30/09/10 to 30/09/11
S Krishnakumar & Shiv Chanani

12,662 13,624 14,729

Since Inception 30/09/12 to 30/09/13 30/09/11 to 30/09/12 30/09/10 to 30/09/11 47,842 -
Shiv Chanani
38,957
Sundaram Equity Plus

Since Inception 30/09/12 to 30/09/13 10,964 11,637 10,631
Sundaram Rural India Fund*

Since Inception 30/09/12 to 30/09/13 30/09/11 to 30/09/12 30/09/10 to 30/09/11 14,775
J Venkatesan & S Bharath

14,240 15,713
Sundaram Global Advantage Fund

Since Inception 15.15 7.0 -0.8 5.3 7.9 15,149 9,497 30/09/12 to 30/09/13 15.15 18.6 -1.5 0.6 20.1 30/09/11 to 30/09/12 12.78 23.6 13.9 15.4 9.8 30/09/10 to 30/09/11 10.33 -5.6 -18.1 -18.0 12.5 Common for all the performance related information: Past performance may or may not be sustained in future. Performance information is as of September 30, 2013. Returns are computed on a compounded annual basis for period more than one year & on an absolute basis for one-year period using NAV of the Regular Plan (Growth Option). Value of ` 10000/- invested at inception is as on September 30, 2013. For Product Labels, please refer Page 2. *Jointly managed
S Bharath
13,688
Disclosures: Page 28 & 29
September 30, 2013
Page 3
Market Outlook
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ixed Income: C2;A?.9 /.;8@ @B?=?6@21 A52 :.?82A@ 6;
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A 12A.6921 <BA9<<8 6@ .C.69./92 .A www.sundarammutual.com
September 30, 2013
Page 4

Positioning:
Benchmark
Diversified Large-Cap Fund

S&P BSE 200 Index
Average AUM Security
` 178 crore Weight
Portfolio
Tech Mahindra 6.8 5.5 Reliance Industries Infosys 5.3 ITC 5.3 4.8 HDFC Bank ICICI Bank 4.3 Larsen & Toubro 3.3 Lupin 3.2 Bharti Airtel 2.9 Maruti 2.9 TCS 2.9 ONGC 2.5 HDFC 2.5 Dr Reddy's Labs 2.3 Sun Pharma 2.0 HCL Technologies 1.9 Tata Motors 1.9 Dish TV 1.9 State Bank of India 1.9 Mahindra & Mahindra 1.7 UltraTech Cement 1.6 CESC 1.6 Karur Vysya Bank 1.5 Nestle India 1.5 Axis Bank 1.4 Cairn India 1.4 Coal India 1.4 Zee Entertainment 1.3 Yes Bank 1.3 NTPC 1.3 Cipla 1.2 United Spirits 1.2 Tata Coffee 1.1 GAIL 1.1 Sesa Goa 1.1 Punjab National Bank 1.1 Asian Paints 1.1 ING Vysya Bank 1.0 Power Finance Corp 1.0 BPCL 1.0 Jet Airways 0.9 IndusInd Bank 0.8 Hindustan Unilever 0.5 Prestige Estates 0.5 Marico Industries 0.5 IDFC 0.5 Hindustan Sanitaryware 0.4 Equity 95.1 Derivatives 1.8 Fixed Income 0.1 Cash 3.0 Number of Stocks 47 Turnover Ratio (%) 82
NAV: Regular-Growth: ` 85.5983 NAV: Direct-Growth: ` 85.7923 Performance Sep 13 Period Since Inception 30/09/12 to 30/09/13 30/09/11 to 30/09/12 30/09/10 to 30/09/11 Last 3 years Last 5 years Last 8 years Since Launch Last 3 years Last 5 years Last 8 years NAV Per Unit (`) 85.60 85.60 91.12 81.06
Dividend: ` 11.5721 Dividend: ` 11.5988 CNX Nifty (%) 10.8 0.6 15.4 -18.0 -1.7 7.9 10.4 53,742 9,511 14,626 22,047 Excess points (%) 4.4 -4.9 -1.4 0.0 -2.0 -2.7 -0.7
Fund Manager: J Venkatesan He has experience of 25 years and is managing this fund since January 2008
Portfolio Stance: The allocation to equity is about 95.1%. The equity portfolio, as always, maintains a welldiversified stance. The number of stocks in the portfolio has been at 47. The exposure to mid-cap space stays at an enhanced level, but the portfolio retains its large-cap tilt in line with fund positioning. Top sectors by allocation are Financial Services, IT and Energy accounting close-to 54 percent of the portfolio. The most active overweight stance is in IT, Media & Entertainment and Pharma & underweight stance is in Consumer Goods, Metals and Industrial Manufacturing. Active Sector Allocation versus Benchmark
Overweight IT Media & Entertainment Pharma
Financial Services IT Energy Consumer Goods Pharma Automobile Construction Others Cash/ FI/ Derivatives 4.9 3.9 11.1 6.5 8.8 11.5 14.4 16.9
Fund Benchmark (%) (%) 16.2 11.8 -6.1 -1.1 12.4 13.8 -19.9 -19.8 -5.4 -3.4 5.3 8.0 8.9 9.6 ` 10,000 invested 1,17,698 62,704 8,464 9,018 12,951 14,668 19,804 20,782
180000 Fund Benchmark 160000 CNX Nifty 140000 120000 100000 80000 60000 40000 20000 0 Apr-97
Sep-13
Value of ` 1000-a-month SIP

Period Investment Since Inception Returns (%) Since Inception Value 1,97,000 Last 10 years 1,20,000 Last 7 years 84,000 Last 5 years 60,000 Last 3 years 36,000 Last 2 years 24,000 Last 1 year 12,000 Fund Benchmark CNX Nifty 15.6 13.1 12.4 8,20,784 6,43,391 5,97,288 1,84,566 1,92,968 1,99,741 92,304 99,210 1,01,876 65,406 69,575 70,934 34,771 36,542 37,417 23,849 24,917 25,333 11,367 11,700 11,863
Underweight Consumer Goods Metals Industrial Manufacturing

22.0
Sector Profile (%)
Performance Analysis (Based on returns)

Mean Standard Deviation Beta Sharpe Ratio Sortino Ratio Treynors Index Alpha Correlation Fund Benchmark 18.66 15.24 26.64 28.22 0.90 1.00 0.40 0.25 0.58 0.37 11.72 7.15 4.12 Tracking Error 8.27 0.96 Information Ratio 0.41
Active Stock Allocation versus Benchmark

Overweight Tech Mahindra Lupin Maruti Dish TV Karur Vysya Bank Underweight HDFC Hindustan Unilever ITC TCS Wipro ` 1,03,454 Crore ` 41,390 Crore
Past performance may or may not be sustained in future. Return/investment value are as of September 30, 2013 are computed using an adjusted series of NAV for dividends declared before separate Dividend and Growth Options were introduced in January 2003. Returns are on a compounded annual basis for period more than one year and absolute for one-year period and computed using NAV of Regular Plan-Growth Option. Value of `. 10,000 invested at inception is as on September 30, 2013. SIP values are in rupees. Performance Analysis on annualised basis using month-end NAVs since launch. The risk free rate is 8.0907% per annum based on the upper band of 10 year T-Bill yield.
Dividend-last 5 years (For history refer page 27)

Record Date 19/02/10 % 20.0 ` per unit 2.00 Record Date NAV 12.70
Weighted Average Market Cap: Median Market Cap:
Dividend is declared on the face value of ` 10 per unit. After declaration and payment of dividend, the ex-dividend NAV will decline to the extent of the dividend payment.
Fund Facts: An open-end equity scheme Launch: April 1997 Bloomberg: SUNGROW IN Plans: Regular & Direct Options: Growth, Dividend Pay Out, Dividend Sweep, Dividend Re-Investment Minimum Amount: ` 5,000 SIP/STP: Weekly ` 1000, Monthly ` 250, Quarterly ` 750 Terms of offer: NAV Exit Load: 1% if redeemed within 12 months from date of allotment. The exit load period for unitholders, whose units have merged with Sundaram Growth Fund, shall be reckoned from the date of allotment of units in Sundaram India Leadership Fund at the time of subscribing to that scheme initially. For Product Labels, please refer Page 2. Disclosures: Page 28 & 29.
September 30, 2013
Page 5
Sundaram Tax Saver

Positioning: Multi-Cap (Large-Cap Bias)
Benchmark S&P BSE 200 Index Fund Manager: J Venkatesan He has experience of 25 years and is managing this fund since January 2012. Average AUM Security ` 1,135 crore Weight
Portfolio
Tech Mahindra 6.9 ITC 6.0 Reliance Industries 5.5 HDFC Bank 4.2 Infosys 4.0 ICICI Bank 3.3 Bharti Airtel 3.3 Larsen & Toubro 3.2 Bajaj Finance 2.7 TCS 2.6 CESC 2.4 ONGC 2.4 Madras Cements 2.4 Maruti 2.3 Karur Vysya Bank 2.3 Cipla 2.1 Lupin 2.0 HCL Technologies 1.9 Tata Motors (Class A) 1.9 State Bank of India 1.8 NTPC 1.7 IndusInd Bank 1.6 Apollo Hospitals 1.6 United Spirits 1.6 Dr Reddy's Labs 1.5 Cummins India 1.5 Cairn India 1.4 BPCL 1.3 Hindustan Unilever 1.3 Wipro 1.3 Yes Bank 1.2 Sun Pharma 1.2 Mahindra & Mahindra 1.1 HDFC 1.1 Shopper's Stop 1.1 Jammu & Kashmir Bank 1.0 Sesa Goa 1.0 Den Networks 0.9 GAIL 0.9 Jet Airways 0.9 Punjab National Bank 0.9 IDFC 0.9 LIC Housing 0.8 Nestle India 0.8 Prestige Estates Projects 0.6 Asian Paints 0.6 Bharti Infratel 0.6 ING Vysya Bank 0.5 Dish TV 0.4 Hindustan Sanitaryware 0.3 CARE 0.3 Power Finance Corp 0.2 Mahindra Holiday 0.2 Equity 95.5 Derivatives Fixed Income Cash 4.5 Number of Stocks 53
NAV: Regular-Growth: ` 43.2770 NAV: Direct-Growth: ` 43.3673 Performance Sep 13 Period Since Inception 30/09/12 to 30/09/13 30/09/11 to 30/09/12 30/09/10 to 30/09/11 Last 3 years Last 5 years Last 8 years Since Launch Last 3 years Last 5 years Last 8 years
120000 100000 80000 60000 40000 20000 0 Nov-99
Dividend: ` 10.2058 Dividend: ` 10.2214 CNX Nifty (%) 10.8 0.6 15.4 -18.0 -1.7 7.9 10.4 41,704 9,511 14,626 22,047 Excess points (%) 5.4 -4.0 4.3 0.1 -0.1 0.4 1.8
NAV Per Unit (`) 43.28 43.28 45.59 38.63
Portfolio Stance: The portfolio retains its multi-cap diversified profile with a largecap bias in line with its positioning. The weighted average-market cap confirms the large-cap orientation while the median market cap indicates the addition of a dash of mid- and small-cap stocks to the portfolio of the fund. Top sectors in terms of allocation are Financial Services, Energy & IT accounting for about 55.1 percent of the portfolio. We continue to own the energy space (utilities and oil & gas) by spreading the exposure across several stocks. We are currently underweight in Consumer Goods, Metals and Automobile services space as compared to the benchmark. Active Sector Allocation versus Benchmark
Overweight IT Energy Healthcare Services
Financial Services IT Energy Consumer Goods Pharma Automobile Telecom Others Cash 4.5 3.9 12.7 5.4 6.8 11.7 16.7 15.7
Fund Benchmark (%) (%) 16.8 11.4 -5.1 -1.1 18.0 13.8 -19.7 -19.8 -3.5 -3.4 8.4 8.0 11.4 9.6 ` 10,000 invested 86,301 44,680 8,993 9,018 14,943 14,668 23,754 20,782
Fund Benchmark CNX Nifty
Sep-13

Period Investment Since Inception Returns (%) Since Inception Value 1,66,000 Last 10 years 1,20,000 Last 7 years 84,000 Last 5 years 60,000 Last 3 years 36,000 Last 2 years 24,000 Last 1 year 12,000 Fund Benchmark CNX Nifty 18.4 13.3 12.7 6,71,239 4,48,673 4,27,793 2,28,907 1,92,968 1,99,741 1,01,073 99,210 1,01,876 67,698 69,575 70,934 36,102 36,542 37,417 24,315 24,917 25,333 11,380 11,700 11,863
Underweight Consumer Goods Metals Automobile

22.7
Sector Profile (%)

Mean Standard Deviation Beta Sharpe Ratio Sortino Ratio Treynors Index Alpha Correlation Fund Benchmark 19.27 14.90 27.07 28.28 0.91 1.00 0.41 0.24 0.69 0.34 12.30 6.81 5.00 Tracking Error 8.85 0.95 Information Ratio 0.49

Overweight Tech Mahindra Bajaj Finance Madras Cements CESC Karur Vysya Bank Underweight HDFC Tata Motors TCS Infosys Hindustan Unilever ` 95,423 Crore ` 38,097 Crore
Past performance may or may not be sustained in future. Return/investment value are as of September 30, 2013 are computed using an adjusted series of NAV for dividends declared before separate Dividend and Growth Options were introduced in May 2005. Returns are on a compounded annual basis for period more than one year and absolute for one-year period and computed using NAV of Regular Plan-Growth Option. Value of ` 10,000 invested at inception is as on September 30, 2013. SIP values are in rupees. Performance Analysis on annualised basis using month-end NAVs since launch. The risk free rate is 8.0907% per annum based on the upper band of 10 year T-Bill yield.

Record Date % ` per unit Record Date NAV 18/09/09 10.0 1.00 14.8173 29/01/10 20.0 2.00 13.6615 19/03/10 10.0 1.00 12.0734 16/12/10 15.0 1.50 12.4542 Dividend is declared on the face value of ` 10 per unit. After declaration and payment of dividend, the ex-dividend NAV will decline to the extent of the dividend payment.
Turnover Ratio (%)
69
Fund Facts: An open-end ELSS scheme Launch: November 1999 Bloomberg: SNDTAXO IN Plans: Regular & Direct Options: Growth, Dividend Pay Out, Dividend Sweep, Dividend Re-Investment Minimum Amount: ` 500 SIP/STP: Weekly ` 1000, Monthly ` 250, Quarterly ` 750 Terms of offer: NAV Exit Load: Nil (lock-in period 36 months). For Product Labels, please refer Page 2. Disclosures: Page 28 & 29
September 30, 2013
Page 6

Positioning:
Benchmark
Concentrated Large-Cap Fund

CNX Nifty Index
` 468 crore Weight
Portfolio
ITC 8.3 Infosys 7.6 Reliance Industries 7.3 Tech Mahindra 6.7 HDFC 5.9 ICICI Bank 5.7 HDFC Bank 5.0 Larsen & Toubro 4.1 Bharti Airtel 3.5 TCS 3.1 ONGC 3.0 Sun Pharma 2.8 Lupin 2.3 State Bank of India 2.3 Maruti 2.1 Cipla 2.0 Axis Bank 1.9 Mahindra & Mahindra 1.8 Tata Motors 1.8 Karur Vysya Bank 1.7 UltraTech Cement 1.6 Dr Reddy's Labs 1.6 HCL Technologies 1.5 IndusInd Bank 1.3 Shree Cements 1.3 Nestle India 1.1 NTPC 1.1 Tata Power 1.1 Cairn India 1.0 BPCL 1.0 ING Vysya Bank 1.0 Prestige Estates 0.9 Zee Entertainment 0.9 Indian Bank 0.9 Sesa Goa 0.7 J&K Bank 0.7 United Spirits 0.6 Yes Bank 0.6 Hindustan Unilever 0.5 Punjab National Bank 0.4 Equity 98.8 Derivatives Fixed Income 0.1 Cash 1.1 Number of Stocks 40 Turnover Ratio (%) 118
NAV: Regular-Growth: ` 83.1331 NAV: Direct-Growth: ` 83.3069 Performance Sep 13 Period Since Inception 30/09/12 to 30/09/13 30/09/11 to 30/09/12 30/09/10 to 30/09/11 Last 3 years Last 5 years Last 8 years Since Launch Last 3 years Last 5 years Last 8 years
120000 100000 80000 60000 40000 20000 0 Jul-02 Fund Benchmark
Dividend: ` 8.9945 Dividend: ` 9.0112 CNX Nifty (%) 17.3 0.6 15.4 -18.0 -1.7 7.9 10.4 59,702 9,511 14,626 22,047 Excess points (%) 3.5 -3.4 -5.9 -1.9 -3.5 -3.0 0.5
Fund Manager: J Venkatesan He has experience of 25 years and is managing this fund since January 2013.
NAV Per Unit (`) 83.13 83.13 85.57 78.16
Portfolio Stance: Sundaram Select Focus is a dedicated large-cap fund. The largecap tilt has been an integral feature since launch in July 2002, providing comfort of style integrity to investors. The style integrity and track record makes the fund an appropriate vehicle for defined asset allocation decision by investors. The fund has its equity allocation to about 98.8 percent. The number of stocks in the portfolio is at 40. The top three sector exposures by allocation financial services, IT and Energy accounting close to 61 percent. Active overweight stances are in IT, Pharma and Financial Services. Active Sector Allocation versus Benchmark
Overweight IT Pharma Financial Services
Financial Services IT Energy Consumer Goods Pharma Automobile Construction Others Cash/Fixed Income 1.2 5.6 5.0 8.0 8.7 10.6 14.6 19.0
Fund Benchmark (%) (%) 20.9 17.3 -2.9 0.6 9.5 15.4 -19.9 -18.0 -5.2 -1.7 4.9 7.9 10.9 10.4 ` 10,000 invested 83,133 59,702 8,518 9,511 12,725 14,626 22,884 22,047
Sep-13

Period Investment Since Inception Returns (%) Since Inception Value 1,34,000 Last 10 years 1,20,000 Last 7 years 84,000 Last 5 years 60,000 Last 3 years 36,000 Last 2 years 24,000 Last 1 year 12,000 Fund Benchmark CNX Nifty 13.8 12.3 12.3 3,01,930 2,76,482 2,76,482 1,98,853 1,99,741 1,99,741 93,381 1,01,876 1,01,876 64,771 70,934 70,934 35,428 37,417 37,417 24,272 25,333 25,333 11,622 11,863 11,863
Underweight Metals Automobile Consumer Goods

27.2
Sector Profile (%)

Fund Benchmark Mean 22.53 19.49 Standard Deviation 26.49 25.91 Beta 0.96 1.00 Sharpe Ratio 0.55 0.44 Sortino Ratio 0.85 0.63 Treynors Index 15.08 11.40 Alpha 3.53 Tracking Error 9.36 Correlation 0.94 Information Ratio 0.32 Past performance may or may not be sustained in future. Returns/investment value are as of September 30, 2013. Returns are on a compounded annual basis for period more than one year and absolute for one-year period and computed using NAV of Regular Plan-Growth Option. Value of ` 10,000 invested at inception is as on September 30, 2013. SIP values are in rupees. Performance Analysis on annualised basis using month-end NAVs since launch. The risk free rate is 8.0907% per annum based on the upper band of 10 year T-Bill yield.

Overweight Tech Mahindra Karur Vysya Bank Bharti Airtel Shree Cements Lupin Underweight TCS Hindustan Unilever ITC Wipro Tata Motors ` 1,25,763 Crore ` 49,653 Crore

Record Date % ` per unit Record Date NAV 26/03/10 20.0 2.00 12.92 10/12/10 20.0 2.00 12.03 Dividend is declared on the face value of ` 10 per unit. After declaration and payment of dividend, the ex-dividend NAV will decline to the extent of the dividend payment.
Fund Facts: An open-end equity scheme Launch: July 2002 Bloomberg: SUNSFOG IN Plans: Regular & Direct Options: Growth, Dividend Pay Out, Dividend Sweep, Dividend Re-Investment Minimum Amount: ` 5,000 SIP/STP: Weekly ` 1000, Monthly ` 250, Quarterly ` 750 Terms of offer: NAV Exit Load: 1% if redeemed within 12 months from date of allotment. For Product Labels, please refer Page 2. Disclosures: Page 28 & 29
September 30, 2013
Page 7
Sundaram Select Mid Cap

Positioning:
Benchmark
Pure Mid-Cap Fund

S&P BSE Mid-Cap Index
` 1,589 crore Weight
Portfolio
IPCA Labs 10.0 Amara Raja 5.4 Bosch 4.7 FAG Bearings 4.7 Tech Mahindra 4.3 Indraprastha Gas 4.1 Bajaj Finance 3.3 Wabco 3.3 Coromandel Fertilizers 3.0 Jyothy Laboratories 2.9 Karur Vysya Bank 2.7 United Phosphorus 2.3 Dish TV 2.2 E.I.D Parry 2.1 SRF 2.0 Madras Cements 1.9 Raymond 1.9 KPIT Systems 1.9 IndusInd Bank 1.8 Bajaj FinServ 1.8 United Spirits 1.7 India Cements 1.6 DCB 1.6 Apollo Hospitals 1.5 Tata Global Beverages 1.5 Punjab National Bank 1.4 M & M Financial 1.4 Cummins India 1.3 Rallis India 1.3 Petronet LNG 1.2 Hindustan Sanitaryware1.1 Trent 1.1 Bata India 1.1 Prestige Estates 0.9 Indian Bank 0.9 Mahindra Holiday 0.9 Honeywell 0.9 Glenmark Pharma 0.8 Yes Bank 0.8 Shopper's Stop 0.8 Hexaware Tech 0.8 HCC 0.7 Sundaram Clayton 0.7 Polaris Software 0.7 Alstom Power 0.6 PVR 0.6 ING Vysya Bank 0.6 Hathway Cable 0.5 MindTree Consulting 0.5 Cholamandalam Invest. 0.5 Bank of India 0.4 Aditya Birla Nuvo 0.4 KEC International 0.4 G E Shipping 0.4 Tata Power 0.3 IDFC 0.2 Madhucon Projects 0.1 IVRCL Infra 0.1 Godrej Industries 0.1 Pidilite Industries 0.1 Equity 98.8 Derivatives Fixed Income 0.2 Cash 1.0 Number of Stocks 60 Turnover Ratio (%) 36
NAV: Regular-Growth: ` 152.3961 NAV: Direct-Growth: ` 152.6703 Performance Sep 13 Period Since Inception 30/09/12 to 30/09/13 30/09/11 to 30/09/12 30/09/10 to 30/09/11 Last 3 years Last 5 years Last 8 years Since Launch Last 3 years Last 5 years Last 8 years NAV Per Unit (`) 155.92 155.92 142.56 152.96
Dividend: ` 17.2422 Dividend: ` 17.2980 CNX Excess Nifty (%) points (%) 17.3 10.6 0.6 7.6 15.4 8.9 -18.0 10.3 -1.7 9.1 7.9 10.5 10.4 10.8 59,702 9,511 14,626 22,047
Fund Manager: S Krishnakumar He has experience of 16 years and is managing this fund since November 2012.
Portfolio Stance: Sundaram Select Mid Cap is a dedicated mid-cap fund sporting an acclaimed track record and outpacing the benchmark comfortably since launch in July 2002. The weighted-average market cap and median market cap, are as always, well below to the permitted threshold indicating the genuine and complete midcap orientation of the fund. This style integrity, which has been maintained since launch in 2002, and the track record places the fund as an appropriate vehicle for defined asset allocation decision by investors. The fund has 60 stocks in the portfolio and has 98.8% in equity. The funds top three sectors by allocation are Financial Services, Automobile & Consumer Goods. Active Sector Allocation versus Benchmark
Overweight Automobile Pharma Textiles
Financial Services Automobile Consumer Goods Pharma IT Industrial Manufacturing Fertilisers & Pesticides Others Cash/Fixed Income 1.2 6.5 22.0 8.1 7.5 12.4 10.8 14.0
Fund Benchmark (%) (%) 27.6 17.0 -7.6 -15.2 16.7 7.8 -13.8 -24.2 -2.4 -11.5 13.6 3.2 14.5 3.7 ` 10,000 invested 1,52,396 57,879 9,290 6,935 18,933 11,683 29,499 13,358
200000 180000 Fund Benchmark 160000 CNX Nifty 140000 120000 100000 80000 60000 40000 20000 0 Jul-02
Sep-13

Period Investment Since Inception Returns (%) Since Inception Value 1,34,000 Last 10 years 1,20,000 Last 7 years 84,000 Last 5 years 60,000 Last 3 years 36,000 Last 2 years 24,000 Last 1 year 12,000 Fund Benchmark CNX Nifty 20.8 9.0 12.3 4,63,302 2,25,748 2,76,482 2,69,805 1,50,211 1,99,741 1,12,503 80,293 1,01,876 75,827 59,152 70,934 36,372 31,198 37,417 24,471 21,833 25,333 11,493 10,615 11,863
Underweight Financial Services Consumer Goods Construction

17.4
Sector Profile (%)

Fund Benchmark Mean 29.13 21.19 Standard Deviation 30.85 32.57 Beta 0.90 1.00 Sharpe Ratio 0.68 0.40 Sortino Ratio 1.14 0.58 Treynors Index 23.27 13.10 Alpha 9.20 Tracking Error 9.71 Correlation 0.95 Information Ratio 0.82 Past performance may or may not be sustained in future. Returns/investment value are as of September 30, 2013. Returns are on a compounded annual basis for period more than one year and absolute for one-year period and computed using NAV of Regular Plan-Growth Option. Value of ` 10,000 invested at inception is as on September 30, 2013 . SIP values are in rupees. Performance Analysis on annualised basis using month-end NAVs since launch. The risk free rate is 8.0907% per annum based on the upper band of 10 year T-Bill yield.

Overweight IPCA Labs Bosch Amara Raja FAG Bearings Tech Mahindra Underweight Bajaj Holdings & Invest Britannia Industries Federal Bank Motherson Sumi Systems Tata Chemicals ` 8,380 Crore ` 4,334 Crore

Record Date % ` per unit Record Date NAV 24/04/09 10.0 1.00 11.5291 04/09/09 10.0 1.00 17.7666 20/11/09 15.0 1.50 18.7957 05/02/10 15.0 1.50 17.4552 12/11/10 20.0 2.00 21.3708 Dividend is declared on the face value of ` 10 per unit. After declaration and payment of dividend, the ex-dividend NAV will decline to the extent of the dividend payment.
Fund Facts: An open-end equity scheme Launch: July 2002 Bloomberg: SUNSMIG IN Plans: Regular & Direct Options: Growth, Dividend Pay Out, Dividend Sweep, Dividend Re-Investment Minimum Amount: ` 5,000 SIP/STP: Weekly ` 1000, Monthly ` 250, Quarterly ` 750 Terms of offer: NAV Exit Load: 1% if redeemed within 12 months from date of allotment. For Product Labels, please refer Page 2. Disclosures: Page 28 & 29
September 30, 2013
Page 8

Positioning: Multi-Cap (Mid/Small-Cap Bias)
Benchmark S&P BSE Small Cap Index Fund Manager: S Krishnakumar He has experience of 16 years and is managing this Small & Medium Indian Leading Equities (S.M.I.L.E) Fund since December 2006. Average AUM Security ` 262 crore Weight
Portfolio
Shasun Pharma 5.9 Karur Vysya Bank 5.7 Tech Mahindra 5.6 V Guard Indsutries 5.5 Bosch 4.8 Glenmark Pharma 3.3 Hindustan Sanitaryware 3.2 Cummins India 3.1 Madras Cements 3.0 Easun Reyrolle 2.9 Bajaj Finance 2.9 Prestige Estates 2.8 Grindwell Norton 2.4 Hexaware Tech 2.4 Alstom Power 2.3 TVS Motors 2.2 Aditya Birla Nuvo 2.1 PRICOL 2.0 Kalpataru Power 1.9 Inox Leisure 1.9 Rane Holdings 1.7 SITI Cable Network 1.7 Tilaknagar Industries 1.7 Bata India 1.6 Maruti 1.6 India Cements 1.5 Sundaram Fasteners 1.5 McNally Bharat 1.5 Larsen & Toubro 1.5 Vardaman Textiles 1.3 Hindustan Dorr 1.3 Indian Hotels 1.2 Max India 1.1 Union Bank of India 1.1 Yes Bank 1.1 Seamec 1.0 Jaiprakash Power Ven. 1.0 TRF 1.0 Indian Bank 0.9 Vascon Engineers 0.9 Brigade Enterprises 0.9 SKS Micro Finance 0.8 Jagran Prakashan 0.8 Oil India 0.7 Nagarjuna Construction 0.7 DCB 0.7 Tata Communications 0.7 Natco Pharma 0.6 PI Industries 0.2 Whirlpool 0.1 Equity 98.1 Derivatives Fixed Income Cash 1.9 Number of Stocks 50 Turnover Ratio (%) 47
Portfolio Stance: The funds allocation to equity stands at 98.1 percent. In line with its positioning, the fund maintains its tilt towards mid- and small-cap stocks; the weighted average market cap coupled with the median market cap indicates mid- and small-cap orientation of the portfolio. The fund now holds 50 stocks in its portfolio. The top three sectors by allocation are Industrial Manufacturing, Financial services & Automobile. Active overweight stance is in Industrial Manufacturing, Automobile & Pharma. Active Sector Allocation versus Benchmark
Overweight Industrial Manufacturing Automobile Pharma
Industrial Manufacturing Financial Services Automobile Pharma IT Construction Consumer Goods Others Cash 1.9 6.6 20.1 8.0 6.7 9.8 12.1 14.9
NAV: Regular-Growth: ` 26.4020 Dividend: ` 9.4298 NAV: Direct-Growth: ` 26.4294 Dividend: ` 9.4656 Performance Sep 13 NAV Per Fund Benchmark CNX Excess Unit (`) (%) (%) Nifty (%) points (%) Period 26.24 11.8 4.6 12.4 7.2 Since Inception -18.1 -22.1 0.6 4.0 30/09/12 to 30/09/13 26.24 13.6 2.0 15.4 11.6 30/09/11 to 30/09/12 32.04 -23.5 -32.8 -18.0 9.3 30/09/10 to 30/09/11 28.19 Last 3 years -10.7 -18.9 -1.7 8.2 Last 5 years 6.5 -0.4 7.9 6.9 Last 8 years 8.7 -0.5 10.4 9.2 ` 10,000 invested Since Launch 26,240 14,762 27,442 Last 3 years 7,117 5,335 9,511 Last 5 years 13,716 9,801 14,626 Last 8 years 19,429 9,594 22,047
45000 40000 35000 30000 25000 20000 15000 10000 5000 0
Feb-05
Sep-13

Period Investment Since Inception Returns (%) Since Inception Value 1,03,000 Last 7 years 84,000 Last 5 years 60,000 Last 3 years 36,000 Last 2 years 24,000 Last 1 year 12,000 Fund Benchmark CNX Nifty 4.9 0.0 7.6 1,27,479 88,185 1,43,548 90,258 68,222 1,01,876 60,781 51,284 70,934 31,782 28,095 37,417 22,036 20,586 25,333 10,690 10,463 11,863
Underweight Consumer Goods Chemicals Metals

19.8
Sector Profile (%)

Fund Benchmark Mean 16.05 11.45 Standard Deviation 31.17 37.93 Beta 0.78 1.00 Sharpe Ratio 0.26 0.09 Sortino Ratio 0.39 0.14 Treynors Index 10.17 3.36 Alpha 5.33 Tracking Error 12.64 Correlation 0.95 Information Ratio 0.36 Past performance may or may not be sustained in future. Returns/investment value are as of September 30, 2013. Returns are on a compounded annual basis for period more than one year and absolute for oneyear period and computed using NAV of Regular Plan-Growth Option. Value of ` 10,000 invested at inception is as on September 30, 2013 . SIP values are in rupees. Performance Analysis on annualised basis using month-end NAVs since launch. The risk free rate is 8.0907% per annum based on the upper band of 10 year T-Bill yield.

Overweight Karur Vysya Bank Shasun Pharma Tech Mahindra V Guard Indsutries Bosch Underweight Risa International Sunrise Asian Unno Industries Sulabh Engineers & Services Anukaran Commercial Enterprise ` 7,786 Crore ` 2,023 Crore

Record Date % ` per unit Record Date NAV 31/07/09 20.0 2.00 14.0713 26/03/10 30.0 3.00 14.9741 08/04/11 10.0 1.00 12.4419 Dividend is declared on the face value of ` 10 per unit. After declaration and payment of dividend, the ex-dividend NAV will decline to the extent of the dividend payment.
Fund Facts: An open-end equity scheme Launch: February 2005 Bloomberg: SMILEG IN Plans: Regular & Direct Options: Growth, Dividend Pay Out, Dividend Sweep, Dividend ReInvestment Minimum Amount: ` 5,000 SIP/STP: Weekly ` 1000, Monthly ` 250, Quarterly ` 750 Terms of offer: NAV Exit Load: 1% if redeemed within 12 months from date of allotment. For Product Labels, please refer Page 2. Disclosures: Page 28 & 29. The scheme benchmark has been changed to S&P BSE Small Cap Index from CNX Mid Cap Index w.e.f 01-Aug-2013.
September 30, 2013
Page 9
Sundaram Equity Multiplier

Positioning: Diversified Equity Fund
Benchmark CNX 500 Index Fund Managers: S Krishnakumar and Shiv Chanani S Krishnakumar has experience of 16 years and is managing this fund since January 2012. Shiv Chanani has experience of 12 years and is managing this fund since January 2013. Average AUM Security ` 108 crore Weight
Portfolio
Tech Mahindra 5.6 Repco Home Finance 4.7 Reliance Industries 4.6 Tata Global Beverages 3.5 Aditya Birla Nuvo 3.5 Shasun Pharma 3.4 DCB 3.0 Wipro 2.6 HCL Technologies 2.5 Indraprastha Gas 2.5 SKF Bearings 2.4 Vatech Wabag 2.4 Polaris Software 2.4 Cairn India 2.4 CESC 2.4 State Bank of India 2.3 Britannia Industries 2.3 Larsen & Toubro 2.2 Punjab National Bank 2.2 Elantas Beck 2.1 Akzo Nobel 2.0 United Phosphorus 1.9 Torrent Pharma 1.8 Karur Vysya Bank 1.7 CARE 1.6 Mahindra Holiday 1.4 HPCL 1.3 Petronet LNG 1.3 Ambuja Cement 1.2 Idea Cellular 1.1 Infosys 1.1 Bharti Airtel 1.1 Hindustan Zinc 1.0 Max India 1.0 Shree Cements 1.0 Bank of India 0.9 Tata Communications 0.9 LIC Housing 0.9 Den Networks 0.8 Tata Power 0.6 Career Point Infosystems 0.5 Ranbaxy 0.5 Wyeth Lederle 0.5 Bharat Forge 0.2 Equity 85.1 Derivatives -0.2 Fixed Income Cash 15.2 Number of Stocks 44 Turnover Ratio (%) 95
NAV: Regular-Growth: ` 12.6621 NAV: Direct-Growth: ` 12.7122 Performance Sep 13 Period Since Inception 30/09/12 to 30/09/13 30/09/11 to 30/09/12 30/09/10 to 30/09/11 Last 3 years Last 5 years Since Launch Last 3 years Last 5 years
20000 18000 16000 14000 12000 10000 8000 6000 4000 2000 0
Dividend: ` 10.3228 Dividend: ` 10.3364
NAV Per Unit (`) 12.98 12.98 12.72 14.27
Portfolio Stance: The portfolio of this go-anywhere fund continues to be spread more across the cap-curve with enhanced exposure to the mid- and small-cap space. Allocation to equity is at 85.1 percent. Top sectors by allocation are Financial Services, Energy & IT accounting for about 46.6 percent of the portfolio. The fund now holds 44 stocks in its portfolio. It has active overweight stance in Services, Energy and Chemicals. Active Sector Allocation versus Benchmark
Overweight Services Energy Chemicals
Financial Services Energy IT Services Consumer Goods Pharma Industrial Manufacturing Others Cash/Derivatives 3.6 13.2 15.0 6.1 7.8 7.7 15.1 14.2
Fund Benchmark CNX Excess (%) (%) Nifty (%) points (%) 3.6 4.8 6.0 -1.2 -11.5 -2.5 0.6 -9.0 12.3 13.2 15.4 -0.9 -14.8 -19.2 -18.0 4.4 -5.4 -3.7 -1.7 -1.6 5.7 7.5 7.9 -1.8 ` 10,000 invested 12,662 13,624 14,729 8,467 8,918 9,511 13,183 14,360 14,626
Feb-07
Sep-13

Period Investment Since Inception Returns (%) Since Inception Value Last 5 years Last 3 years 36,000 Last 2 years 24,000 Last 1 year 12,000 Fund Benchmark CNX Nifty 33,725 23,106 11,102 36,079 24,614 11,582 37,417 25,333 11,863
Underweight Automobile Consumer Goods Financial Services

17.3
Sector Profile (%)

Fund Benchmark Mean 7.78 8.26 Standard Deviation 29.35 29.58 Beta 0.93 1.00 Sharpe Ratio -0.01 0.01 Sortino Ratio -0.02 0.01 Treynors Index -0.33 0.17 Alpha -0.47 Tracking Error 10.30 Correlation 0.94 Information Ratio -0.05 Past performance may or may not be sustained in future. Returns/investment value are as of September 30, 2013. Returns are on a compounded annual basis for period more than one year and absolute for oneyear period and computed using NAV of Regular Plan-Growth Option. Value of ` 10,000 invested at inception is as on September 30, 2013. SIP values are in rupees. SIP performance is computed since the fund became open-ended. Performance Analysis on annualised basis using month-end NAVs since launch. The risk free rate is 8.0907% per annum based on the upper band of 10 year T-Bill yield.

Overweight Tech Mahindra Repco Home Finance Shasun Pharma Tata Global Beverages Aditya Birla Nuvo Underweight ITC HDFC Infosys HDFC Bank ICICI Bank ` 32,108 Crore ` 8,242 Crore
Dividend-last 5 years
Fund Facts: An open-end equity scheme Launch: February 2007 Bloomberg: SNDEMUG IN Plans: Regular & Direct Options: Growth, Dividend Pay Out, Dividend Sweep, Dividend Re-Investment Minimum Amount: ` 5,000 SIP/STP: Weekly ` 1000, Monthly ` 250, Quarterly ` 750 Terms of offer: NAV Exit Load: 1% if redeemed within 12 months from date of allotment. The benchmark of the scheme is changed from CNX Mid Cap to CNX 500 with effect from November 07, 2010. For Product Labels, please refer Page 2. Disclosures: Page 28 & 29
September 30, 2013
Page 10
Sundaram Select Thematic Funds Rural India Fund

Positioning:
Benchmark
Rural Prosperity
S&P BSE 500 Index
` 117 crore Weight
Portfolio
Bata India 4.8 Asian Paints 4.4 Zee Entertainment 4.3 3.6 Amara Raja Bayer CropSciences 3.4 HCL Technologies 3.2 Maruti 3.1 Bajaj Electricals 3.1 Den Networks 2.9 Mahindra & Mahindra 2.8 Dish TV 2.8 United Phosphorus 2.8 TCS 2.6 Kaveri Seed 2.6 Tata Global Beverages 2.6 Infosys 2.6 Heritage Foods 2.5 GSFC 2.5 United Spirits 2.2 McLeod Russel 2.1 Tech Mahindra 2.1 Dr Reddy's Labs 2.0 PI Industries 2.0 UltraTech Cement 1.9 LIC Housing 1.8 ITC 1.7 Inox Leisure 1.5 Madras Cements 1.5 Lupin 1.5 Jyothy Laboratories 1.4 Vatech Wabag 1.4 Bharti Airtel 1.4 Nestle India 1.3 Yes Bank 1.2 Hero Honda 1.2 Punjab National Bank 1.2 Raymond 1.2 V Guard Indsutries 1.0 Hindustan Sanitaryware 1.0 Indian Bank 0.9 Tata Coffee 0.8 SITI Cable Network 0.8 Axis Bank 0.5 Shasun Pharma 0.5 Zuari Holdings 0.3 Godrej Industries 0.2 Zuari Industries 0.2 Equity 93.4 Derivatives 2.7 Fixed Income 0.4 Cash 3.5 Number of Stocks 47 Turnover Ratio (%) 53
NAV: Regular-Growth: ` 14.7750 NAV: Direct-Growth: ` 14.8007 Performance Sep 13 Period Since Inception14.78 30/09/12 to 30/09/13 30/09/11 to 30/09/12 30/09/10 to 30/09/11 Last 3 years Last 5 years Since Launch Last 3 years Last 5 years
25000 20000 15000 10000 5000 0
May-06
Fund Managers: J Venkatesan and S Bharath J Venkatesan has experience of 25 years and is managing this fund since its launch in May 2006. S Bharath has experience of 8 years and is managing this fund since January 2013.
Portfolio Stance: The fund maintains the now-consolidated portfolio of about 47 stocks. The top ten exposures is maintained at 35.5% of the assets. The exposure to equity is at 93.4%.The portfolio has an almost-complete tilt to stocks of companies geared to rural spending and hence the performance will not track the benchmark designated for regulation purposes. Consumer goods, Fertilisers and Media & Entertainment are the preferred sectors and account close to 54.2% of the portfolio. The portfolio stays spread across the cap curve, as has generally been the case.
NAV Per Fund Benchmark CNX Excess Unit (`) (%) (%) Nifty (%) points (%) 5.4 4.9 6.3 0.5 14.78 -7.1 -2.6 0.6 -4.5 15.90 11.0 12.9 15.4 -1.9 14.33 -13.0 -20.0 -18.0 7.0 -3.5 -4.2 -1.7 0.7 6.6 7.5 7.9 -0.9 ` 10,000 invested 14,775 14,240 15,713 8,973 8,792 9,511 13,775 14,333 14,626
Fund Benchmark CNX Nifty Index
Sep-13

Period Investment Since Inception Returns (%) Since Inception Value 88,000 Last 7 years 84,000 Last 5 years 60,000 Last 3 years 36,000 Last 2 years 24,000 Last 1 year 12,000 Fund Benchmark CNX Nifty 5.9 6.4 7.8 1,01,934 1,03,904 1,09,124 95,979 97,109 1,01,876 68,715 68,517 70,934 35,242 35,958 37,417 23,767 24,584 25,333 11,187 11,599 11,863
Portfolio Profile (%)

Cash 6.6

Fund CNX 500 Mean 9.41 8.90 Standard Deviation 28.59 29.28 Beta 0.92 1.00 Sharpe Ratio 0.05 0.03 Sortino Ratio 0.06 0.04 Treynors Index 1.44 0.81 Alpha 0.58 Correlation 0.94 Past performance may or may not be sustained in future. Returns/investment value are as of September 30, 2013. Returns are on a compounded annual basis for period more than one year and absolute for oneyear period and computed using NAV of Regular Plan-Growth Option. Value of ` 10,000 invested at inception is as on September 30, 2013 . SIP values are in rupees. Performance Analysis on annualised basis using month-end NAVs since launch. The risk free rate is 8.0907% per annum based on the upper band of 10 year T-Bill yield.
Theme 93.4
Sector Profile (%)

Consumer Goods Media & Entertainment Fertilisers & Pesticides Automobile IT Financial Services Pharma Others Cash/ FI/ Derivatives 6.6 5.6 4.0 8.6 12.3 11.3 10.7 10.4 30.6

` 34,683 Crore ` 6,084 Crore
Fund Facts: An open-end equity scheme Launch: May 2006 Bloomberg: SNDRUIG IN Plans: Regular & Direct Options: Growth, Dividend Pay Out, Dividend Sweep, Dividend Re-Investment Minimum Amount: ` 5,000 SIP/STP: Weekly ` 1000, Monthly ` 250, Quarterly ` 750 Terms of offer: NAV Exit Load: 1% if redeemed within 12 months from date of allotment. For Product Labels, please refer Page 2. Disclosures: Page 28 & 29
September 30, 2013
Page 11
Sundaram Select Thematic Funds CAPEX Opportunities-Growth CAPEX Opportunities-Dividend

Positioning:
Benchmark
Capex/Infrastructure
S&P BSE Capital Goods Index
Average AUM (G) Average AUM (D)
` 120 crore ` 100 crore D 8.8 8.5 7.1 6.7 5.1 4.6 3.4 3.7 2.6 2.7 2.6 2.5 2.3 2.2 2.2 2.3 2.1 2.0 1.9 1.7 1.8 1.6 1.5 1.4 1.4 1.3 1.2 1.1 1.0 1.0 1.0 1.0 0.8 1.2 0.6 0.6 0.5 0.5 0.4 0.4 0.4 98.0 2.0 41 32
NAV: Regular-Growth: ` 12.8129 NAV: Direct-Growth: ` 12.8566 Performance Sep 13 Period Since Inception 30/09/12 to 30/09/13 30/09/11 to 30/09/12 30/09/10 to 30/09/11 Last 3 years Last 5 years Last 8 years Last 3 years Last 5 years Last 8 years
45000 40000 35000 30000 25000 20000 15000 10000 5000 0
Dividend: ` 6.6193 Dividend: ` 6.6392 CNX Excess Nifty (%) points (%) 10.3 -2.6 0.6 -0.7 15.4 -5.2 -18.0 3.5 -1.7 -0.3 7.9 1.0 10.4 -2.6 10,997 14,459 22047.0
Portfolio
Security G Honeywell 9.4 Larsen & Toubro 9.1 Alstom Power 7.5 Vatech Wabag 6.2 Cummins India 5.2 Thermax 4.6 Alstom T & D India 3.6 Karur Vysya Bank 3.3 McNally Bharat 2.8 Siemens India 2.8 Crompton Greaves 2.7 Engineers India 2.6 KEC International 2.4 Timken India 2.4 Elecon Engineering 2.3 ICICI Bank 2.3 Ashoka Buildcon 2.3 Indraprastha Gas 2.1 Madras Cements 1.9 Sadbhav 1.8 Shree Cements 1.8 Kalpataru Power 1.6 Shasun Pharma 1.5 Hindustan Dorr 1.5 Aditya Birla Nuvo 1.5 UltraTech Cement 1.3 Cairn India 1.2 Schneider Electric Infrastructure 1.2 Reliance Industries 1.1 Bajaj Electricals 1.1 Petronet LNG 1.1 Bajaj Finance 1.1 Texmaco Rail 0.8 Bharti Infratel 0.7 Ahluwalia Contract 0.6 BPCL 0.6 Finolex Cables 0.5 Oil India 0.5 Techpro Systems 0.5 Hindustan Zinc 0.4 Axis Bank 0.3 Equity 95.9 Derivatives Fixed Income Cash 4.1 Number of Stocks 41 Turnover Ratio (%) 31
Fund Managers: S Krishnakumar and S Bharath S Krishnakumar has experience of 16 years and is managing this fund since January 2013. S Bharath has experience of 8 years and is managing this fund since January 2013.
NAV Per Unit (`) 12.81 12.81 18.39 19.00
Portfolio Stance: The fund has its equity allocation at 98.0% of the assets in the growth option. The funds mandate is to focus on beneficiaries of infrastructure/capex spend story in India under normal circumstances. The fund maintains its exposure to Industrial Manufacturing, Construction & Energy services at about 69.9%. The fund has used the enabler of investing outside the theme up to 30% only to a modest extent since its launch as is clear from the graphic on the right panel. The exposure has been about 10.3% as of September 2013, which is in close to the long-term trend in the fund. The portfolio has had a mid- and small-cap tilt, as valuation differentials stay attractive despite having narrow recently and given the nature of the universe of stocks tracking the theme. Portfolio Profile (%)
100 90 80 70 60 50 40 30 20 10 0
Fund Benchmark (%) (%) 3.1 5.7 -30.3 -29.7 -3.2 2.0 -29.4 -32.8 -21.9 -21.6 -5.1 -6.1 3.1 5.8 ` 10,000 invested 4,761 4,818 7,690 7,283 12,813 15,671
Sep-05
Sep-13

Period Investment Since Inception Returns (%) Since Inception Value 96,000 Last 7 years 84,000 Last 5 years 60,000 Last 3 years 36,000 Last 2 years 24,000 Last 1 year 12,000 Fund Benchmark CNX Nifty 6.4 70,180 73,567 1,24,832 57,861 59,532 1,01,876 42,674 43,782 70,934 25,415 25,870 37,417 18,760 19,215 25,333 9,927 9,669 11,863

Fund CNX 500 Mean 8.44 12.28 Standard Deviation 33.97 28.55 Beta 1.09 1.00 Sharpe Ratio 0.01 0.15 Sortino Ratio 0.02 0.21 Treynors Index 0.32 4.18 Alpha -4.22 Correlation 0.92 Past performance may or may not be sustained in future. Returns/investment value are as of September 30, 2013. Returns are on a compounded annual basis for period more than one year and absolute for one-year period and computed using NAV of Regular Plan-Growth Option. Value of ` 10,000 invested at inception is as on September 30, 2013 . SIP values are in rupees. Performance Analysis on annualised basis using month-end NAVs since launch. The risk free rate is 8.0907% per annum based on the upper band of 10 year T-Bill yield.
Oct-05
Sep-13
I Cash & Cash Equivalents I Infrastructure Spenders I Non Thematic I Capex Providers
Sector Profile (%)

Industrial Manufacturing Construction Energy Services Financial Services Cement & Cement Products Pharma Others Cash 1.5 2.6 4.1 5.0 10.2 9.5 7.4 15.4 44.4

Record Date 19/06/09 25/09/09 % 20.0 10.0 ` per unit 2.00 1.00 Record Date NAV 14.8899 15.1334
Sector Profile and Portfolio Profile are based on Growth Option of the scheme.
` 17,829 Crore ` 3,870 Crore
G: Growth; D: Dividend
05/03/10 25.0 2.50 15.4664 Dividend is declared on the face value of ` 10 per unit. After declaration and payment of dividend, the ex-dividend NAV will decline to the extent of the dividend payment.
Fund Facts: An open-end equity scheme Launch: September 2005 Bloomberg: SUNCAPG IN SUNCAPD IN Plans: Regular & Direct Options: Growth, Dividend Pay Out, Dividend Sweep, Dividend Re-Investment Minimum Amount: ` 5,000 SIP/STP: Weekly ` 1000, Monthly ` 250, Quarterly ` 750 Terms of offer: NAV Exit Load: 1% if redeemed within 12 months from date of allotment. For Product Labels, please refer Page 2. Disclosures: Page 28 & 29
September 30, 2013
Page 12
Sundaram Select Thematic Funds Energy Opportunities

Positioning:
Benchmark
Energy
S&P BSE Oil & Gas Index
` 426 crore Weight
Portfolio
Cairn India 8.9 8.0 Indraprastha Gas Reliance Industries 7.7 ONGC 7.3 BPCL 6.8 CESC 5.0 Larsen & Toubro 4.8 Oil India 3.5 NTPC 3.4 Petronet LNG 3.4 GAIL 3.1 Maharasthra Seamless 2.8 India Cements 2.8 Alstom Power 2.5 ICICI Bank 2.4 HPCL 2.2 IDFC 2.2 Cummins India 2.1 Punjab National Bank 2.0 GMDC 1.6 Bajaj Finance 1.5 Siemens India 1.4 Thermax 1.4 Aditya Birla Nuvo 1.3 Madras Cements 1.3 Axis Bank 0.9 Jaiprakash Power 0.8 Polaris Software 0.8 Prestige Estates 0.7 TRF 0.6 Hindustan Sanitaryware 0.6 Tata Power 0.6 Hindustan Zinc 0.4 Bank of India 0.2 ITC 0.1 Equity 95.5 Derivatives Fixed Income Cash 4.5 Number of Stocks 35 Turnover Ratio (%) 43
NAV: Regular-Growth: ` 5.9826 NAV: Direct-Growth: ` 5.9936
Dividend: ` 5.9819 Dividend: ` 5.9985 CNX Excess Nifty (%) points (%) -1.2 -0.5 0.6 -14.4 15.4 -1.9 -18.0 1.6 -1.7 -4.9 7.9 -0.3 9,334 9,511 14,626
Fund Managers: S Krishnakumar and S Bharath S Krishnakumar has experience of 16 years and is managing this fund since its launch in January 2008. S Bharath has experience of 8 years and is managing this fund since January 2013.
Portfolio Stance: The fund has equity allocation of 95.5%.The portfolio is geared to play the emerging energylandscape theme in India that is likely to be a drawn out process. The fund continues to maintain a higher allocation in mid and small-cap stocks as valuation differentials stay in favor. The number of stocks in the portfolio is 35. The portfolio is aligned to our thought process on the emerging energy-linked landscape. We remain positive on longterm prospects of the theme in India. Portfolio Profile (%)
100 90 80 70 60 50 40 30 20 10 0
Performance Sep 13 NAV Per Fund Benchmark Unit (`) (%) (%) Period Since Inception 5.98 -8.5 -8.0 -5.1 30/09/12 to 30/09/13 5.98 -19.5 30/09/11 to 30/09/12 7.43 0.0 2.0 30/09/10 to 30/09/11 7.43 -17.0 -18.7 Last 3 years -12.6 -7.7 Last 5 years -2.2 -1.9 ` 10,000 invested Since Launch 5,983 6,187 Last 3 years 6,682 7,865 Last 5 years 8951.6 9089.6
12000 10000 8000 6000 4000 2000 0
Jan-08
Sep-13
Performance Snapshot
Returns in percentage since launch
-1.2 Fund
-8
Benchmark
-8.5
CNX Nifty
Jan-08
Sep-13
I Cash I Non Thematic

Energy Financial Services Industrial Manufacturing Construction Metals Cement & Cement Products 9.3 8.1 5.6 4.9 4.1
I Thematic
60.8
Sector Profile (%)

Fund CNX 500 Mean -4.73 0.92 Standard Deviation 29.63 29.98 Beta 0.94 1.00 Sharpe Ratio -0.43 -0.24 Sortino Ratio -0.73 -0.34 Treynors Index -13.67 -7.17 Alpha -6.09 Correlation 0.95 Past performance may or may not be sustained in future. Returns/investment value are as of September 30, 2013. Returns are on a compounded annual basis for period more than one year and absolute for oneyear period and computed using NAV of Regular Plan-Growth Option. Value of ` 10,000 invested at inception is as on September 30, 2013. Performance Analysis on annualised basis using month-end NAVs since launch. The risk free rate is 8.0907% per annum based on the upper band of 10 year T-Bill yield.
Services 1.3 Others 1.5 Cash 4.5
` 62,244 Crore ` 11,332 Crore
Fund Facts: An open-end equity scheme Launch: January 2008 Bloomberg: SNDENGG IN Plans: Regular & Direct Options: Growth, Dividend Pay Out, Dividend Sweep, Dividend Re-Investment Minimum Amount: ` 5,000 Terms of offer: NAV Exit Load: 1% if redeemed within 12 months from date of allotment. For Product Labels, please refer Page 2. Disclosures: Page 28 & 29
September 30, 2013
Page 13
Sundaram Financial Services Opportunities Fund

Positioning:
Benchmark
Financial Services
CNX Banks Index
Average AUM Security HDFC Bank ICICI Bank
` 128 crore Weight 18.7 12.1 9.9 8.1 6.1 5.2 5.1 4.6 4.6 4.3 3.2
Portfolio
NAV: Regular-Growth: ` 15.2678 NAV: Direct-Growth: ` 15.2964 Performance Sep 13 Period Since Inception 30/09/12 to 30/09/13 30/09/11 to 30/09/12 30/09/10 to 30/09/11 Last 3 years Last 5 years Since Launch Last 3 years Last 5 years NAV Per Unit (`) 15.27 15.27 18.82 16.82
Dividend: ` 9.7888 Dividend: ` 9.8053 CNX Excess Nifty (%) points (%) 4.9 -1.6 0.6 -2.8 15.4 -9.1 -18.0 -2.2 -1.7 -4.2 7.9 -1.5 12,889 9,511 14,626
Fund Manager: J Venkatesan He has experience of 25 years and is managing this fund since its launch in June 2008.
State Bank of India
Portfolio Stance: The funds equity allocation is at 98.3 percent. The emphasis stays on the banking and financial services spaces with an increasingly pronounced bias towards the former the distribution is at 80.43% and 17.84% respectively. The allocation is to private banking space is higher by 41.7 percentage point in comparison to the PSU banking space. The portfolio is completely within the theme. Allocation: Banks & Financial Services
100 90 80 70 60 50 40 30 20 10 0
Axis Bank Bajaj Finance DCB J&K Bank IndusInd Bank Yes Bank Karur Vysya Bank CARE
Fund Benchmark (%) (%) 8.3 9.9 -18.9 -16.1 11.9 21.0 -25.6 -23.4 -12.2 -8.0 9.1 10.6 ` 10,000 invested 15,268 16,541 6,755 7,777 15,494 16,572
30000 25000 20000 15000 10000 5000 0
Jun-08
Sep-13

Period Investment Since Inception Returns (%) Since Inception Value 63,000 Last 5 years 60,000 Last 3 years 36,000 Last 2 years 24,000 Last 1 year 12,000 Fund Benchmark CNX Nifty 0.7 4.9 6.6 64,197 71,666 75,024 59,659 66,452 70,934 29,673 32,193 37,417 20,660 21,979 25,333 9,784 10,048 11,863
Punjab National Bank 3.0 Max India

Jul-08 Sep-13
2.8 2.4 2.4
Indian Bank Bank of Baroda
I Cash I Banks I Financial Services Banks: Financial Services: Cash/Others: 80.4 17.8 1.7

Fund CNX 500 Mean 12.78 7.72 Standard Deviation 32.60 28.09 Beta 0.98 1.00 Sharpe Ratio 0.14 -0.01 Sortino Ratio 0.31 -0.02 Treynors Index 4.78 -0.37 Alpha 5.05 Correlation 0.84 Past performance may or may not be sustained in future. Returns/investment value are as of September 30, 2013. Returns are on a compounded annual basis for period more than one year and absolute for one-year period and computed using NAV of Regular Plan-Growth Option. Value of ` 10,000 invested at inception is as on September 30, 2013 . SIP values are in rupees. Performance Analysis on annualised basis using month-end NAVs since launch. The risk free rate is 8.0907% per annum based on the upper band of 10 year T-Bill yield.
Repco Home Finance 2.0 IDFC 1.8 1.4 0.6 98.3 1.7 19 26
Allocation: Public Sector & Private Sector

100 90 80 70 60 50 40 30 20 10 0
JM Financial LIC Housing Equity

Jul-08 Sep-13
Derivatives Fixed Income Cash Number of Stocks Turnover Ratio (%)
I Cash I Public Sector I Private Sector Public Sector: Private Sector: Cash/Others: Weighted Average Market Cap: Median Market Cap: 28.3 70.0 1.7 ` 59,366 Crore ` 9,715 Crore

Record Date % ` per unit Record Date NAV 12/06/09 10.0 1.00 12.8580 06/11/09 20.0 2.00 14.0743 18/02/11 30.0 3.00 15.4510 Dividend is declared on the face value of ` 10 per unit. After declaration and payment of dividend, the ex-dividend NAV will decline to the extent of the dividend payment.
Fund Facts: An open-ended Financial Services sector scheme Launch: June 2008 Bloomberg: SNDFSRG IN Plans: Regular & Direct Options: Growth, Dividend Pay Out, Dividend Sweep, Dividend Re-Investment Minimum Amount: ` 5,000 SIP/STP: Weekly ` 1000, Monthly ` 250, Quarterly ` 750 Terms of offer: NAV Exit Load: 1% if redeemed within 12 months from date of allotment. For Product Labels, please refer Page 2. Disclosures: Page 28 & 29. The scheme has been converted into sector fund effective from 01-Aug-2013
September 30, 2013
Page 14
Sundaram Entertainment Opportunities Fund

Positioning:
Benchmark
Entertainment
CNX Media
Average AUM
` 28 crore Weight 16.1 15.2 7.8 7.4 7.3
Portfolio
Security Zee Entertainment PVR
NAV: Regular-Growth: ` 12.6397 NAV: Direct-Growth: ` 12.6664 Performance Sep 13 Period Since Inception 30/09/12 to 30/09/13 30/09/11 to 30/09/12 30/09/10 to 30/09/11 Last 3 years Last 5 years Since Launch Last 3 years Last 5 years
20000 18000 16000 14000 12000 10000 8000 6000 4000 2000 0 Fund Benchmark CNX Nifty
Fund Manager: J Venkatesan He has experience of 25 years and is managing this fund since January 2012.
Portfolio Stance: The funds equity allocation is at 98.59 percent. The portfolio is intended to be largely centered on the entertainment theme. The exposure level between thematic and non-thematic components will vary based on perception of the attractiveness and market conditions. In line with the profile of companies in the entertainment theme, the portfolio has a distinct midand small-cap bias. This is likely to be a constant feature for several years ahead as despite the robust growth prospects, the emergence of the first set of large-cap stocks will take time. Portfolio Profile (%)
100 90 80 70 60 50 40 30 20 10 0 Jul-08 Sep-13
HT Media Dish TV Den Networks
NAV Per Unit (`) 12.64 12.64 12.05 12.01
Fund Benchmark CNX Excess (%) (%) Nifty (%) points (%) 4.5 13.8 4.4 -9.3 4.9 1.7 0.6 3.2 0.3 30.5 15.4 -30.2 -27.5 -37.5 -18.0 10.0 -8.6 -6.0 -1.7 -2.6 5.0 4.7 7.9 0.2 ` 10,000 invested 12,640 19,816 12,543 7,634 8,298 9,511 12741.1 12609.0 14626.4
Entertainment Network 6.9 Mahindra Holiday TV18 Broadcast TV Today Network Hathway Cable InfoEdge Eros International NDTV Sun TV Talwalkars 5.5 5.4 4.1 3.4 3.3 3.3 3.2 2.7 2.1 1.7 1.4 1.2
Jun-08
Sep-13

Period Investment Since Inception Returns (%) Since Inception Value 63,000 Last 5 years 60,000 Last 3 years 36,000 Last 2 years 24,000 Last 1 year 12,000 Fund Benchmark CNX Nifty 1.2 6.7 6.6 65,074 75,179 75,024 61,325 71,916 70,934 35,987 39,611 37,417 25,521 26,975 25,333 11,579 11,370 11,863

Mean Standard Deviation Beta Sharpe Ratio Sortino Ratio Treynors Index Fund 7.85 27.64 0.77 -0.01 -0.02 -0.32 CNX 500 7.22 28.31 1.00 -0.03 -0.05 -0.87
I Cash
I Non Thematic
I Thematic 93.2 5.4 1.4

87.1
SITI Cable Network Jagran Prakashan Inox Leisure
Thematic Non-Thematic Cash
Sector Profile (%)

Media & Entertainment
Speciality Restaurants 0.7 Equity Derivatives 98.6 1.4 19 31
Services
8.3
Alpha 0.43 Correlation 0.79 Past performance may or may not be sustained in future. Returns/investment value are as of September 30, 2013. Returns are on a compounded annual basis for period more than one year and absolute for oneyear period and computed using NAV of Regular Plan-Growth Option. Value of ` 10,000 invested at inception is as on September 30, 2013 . SIP values are in rupees. Performance Analysis on annualised basis using month-end NAVs since launch. The risk free rate is 8.0907% per annum based on the upper band of 10 year T-Bill yield.
IT
3.3
Fixed Income Cash ` 6,061 Crore ` 1,897 Crore Number of Stocks Turnover Ratio (%)

Record Date % ` per unit Record Date NAV 05/06/09 10.0 1.00 13.6534 12/03/10 20.0 2.00 13.7327 Dividend is declared on the face value of ` 10 per unit. After declaration and payment of dividend, the ex-dividend NAV will decline to the extent of the dividend payment.
Cash
1.4
Fund Facts: An open-ended Media and Entertainment sector scheme Launch: June 2008 Bloomberg: SNDEORG IN Plans: Regular & Direct Options: Growth, Dividend Pay Out, Dividend Sweep, Dividend Re-Investment Minimum Amount: ` 5,000 SIP/STP: Weekly ` 1000, Monthly ` 250, Quarterly ` 750 Terms of offer: NAV Exit Load: 1% if redeemed within 12 months from date of allotment. For Product Labels, please refer Page 2. Disclosures: Page 28 & 29. The benchmark has been changed to CNX Media Index from IISL CNX Media & Entertainment Index w.e.f 01-Aug- 2013. The scheme has been converted into sector fund effective from 01-Aug-2013.
September 30, 2013
Page 15
Sundaram Select Thematic Funds PSU Opportunities

Positioning: Public Sector
Average AUM Security ONGC Coal India NTPC BPCL State Bank of India Bharat Electronics J&K Bank ` 119 crore Weight 10.5 10.2 9.8 7.5 7.5 5.5 4.8 S&P BSE PSU Index Benchmark Fund Manager: J Venkatesan He has experience of 25 years and is managing this fund since its launch in January 2010.
Portfolio
NAV: Regular-Growth: ` 7.6920 NAV: Direct-Growth: ` 7.7033
Portfolio : The funds equity is close to fully invested status at 96.3%. In line with the positioning, the portfolio is almost entirely invested in stocks of public sector undertakings (PSUs). The portfolio has a distinct large-cap tilt, which is an intrinsic feature of the PSU space. The top sectors by allocation are Energy, Financial services & Metals constitutes about 74.7 percent of the portfolio. This, too, is in line with broad profile of the PSU universe. PSU stocks are geared to the India story due to a strong presence in high growth sectors such as financial services, oil & gas, utilities, engineering and materials space; they are almost absent in sectors such as consumer staples, pharma, telecom and information technology. The portfolio of the fund is geared to the high growth sectors of the Indian economy. Portfolio Profile (%)
Non-Theme 10.9 Cash 3.7
Performance Sep 13 NAV Per Fund Benchmark CNX Excess Unit (`) (%) (%) Nifty (%) points (%) Period Since Inception 8.60 -6.8 -14.6 2.4 7.8 30/09/12 to 30/09/13 8.60 -21.8 -26.6 0.6 4.8 30/09/11 to 30/09/12 9.68 -2.6 0.2 15.4 -2.8 30/09/10 to 30/09/11 10.82 -15.9 -28.0 -18.0 12.0 Last 3 years -13.8 -19.1 -1.7 5.3 ` 10,000 invested Since Launch 7,692 5,553 10,926 Last 3 years 6,400 5,298 9,511
14000 13000 12000 11000 10000 9000 8000 7000 6000
Punjab National Bank 3.9 Oil India GAIL Power Grid GSFC HCL Technologies Lupin Bank of Baroda Dr Reddy's Labs TCS Hindustan Zinc HPCL Petronet LNG Engineers India 3.8 3.6 2.9 2.9 2.8 2.2 2.1 2.0 2.0 1.7 1.6 1.5 1.4 1.4 1.0 1.0 1.0 1.0
Jan-10
Sep-13

Period Investment 44,000 36,000 24,000 12,000 Fund Benchmark CNX Nifty 0.0 34,058 28,039 19,862 10,252 0.0 31,047 26,385 19,082 9,926 2.7 46,263 37,417 25,333 11,863 Since Inception Returns (%) Since Inception Value Last 3 years Last 2 years Last 1 year

Mean Standard Deviation Beta Sharpe Ratio Sortino Ratio Treynors Index Fund -5.26 18.72 0.93 -0.71 -1.27 -14.38 CNX 500 1.34 18.03 1.00 -0.37 -0.63 -6.76
Theme 85.4
NMDC Tech Mahindra Indian Bank

41.2
Sector Profile (%)

Energy Financial Services Metals IT Industrial Manufacturing Pharma Fertilisers & Pesticides Others Cash 2.9 3.4 3.7 5.7 5.5 4.2 13.2 20.3
ITC CARE
Shipping Corporation 0.9 Equity Derivatives Fixed Income Cash ` 89,272 Crore ` 30,361 Crore Number of Stocks Turnover Ratio (%) 96.3 3.7 27 39
Alpha -7.08 Correlation 0.89 Past performance may or may not be sustained in future. Returns/investment value are as of September 30, 2013. Returns are on a compounded annual basis for period more than one year and absolute for oneyear period and computed using NAV of Regular Plan-Growth Option. Value of ` 10,000 invested at inception is as on September 30, 2013 . SIP values are in rupees. Performance Analysis on annualised basis using month-end NAVs since launch. The risk free rate is 8.0907% per annum based on the upper band of 10 year T-Bill yield.
Dividend (last 3 years)

Fund Facts: An open-end equity scheme Launch: January 2010 Bloomberg: SNDPSUG IN Plans: Regular & Direct Options: Growth, Dividend Pay Out, Dividend Sweep, Dividend ReInvestment Minimum Amount: ` 5,000 SIP/STP: Weekly ` 1000, Monthly ` 250, Quarterly ` 750 Terms of offer: NAV Exit Load: 1% if redeemed within 12 months from date of allotment. For Product Labels, please refer Page 2. Disclosures: Page 28 & 29. The scheme benchmark has been changed to S&P BSE PSU Index from CNX PSE Index w.e.f 01-August-2013.
September 30, 2013
Page 16
Sundaram Global Advantage

Salient Features
100% in global markets (an India allocation is possible based on outlook) Actively managed diversified multi-manager portfolio Advisor is FundQuest, a Investment Partner Exposure to multiple asset classes through mutual funds & exchange-traded funds Allocation across global emerging equities, commodities & real estate. Exposure in ETFs that track an index of companies in the real estate business and in commodities and not an index that tracks real-estate and commodities directly Active bets within each asset class based on economy & market outlook Complementary strategies to lower volatility and fund manager risk Emerging Markets: Neutral 70% Minimum 60% Maximum 100% Real Estate: Neutral 15% Minimum 0% Maximum 40% Commodities: Neutral 15% Minimum 0% Maximum 40%
BNP Paribas Investment Partners Fund Manager: S Bharath
Positioning:
Benchmark Performance Sep 13 Period Since Inception 30/09/12 to 30/09/13 30/09/11 to 30/09/12 30/09/10 to 30/09/11 Last 5 years Last 3 years NAV Per Unit (`) 15.15 15.15 12.78 10.33
Thematic-Overseas Investment
MSCI Emerging Markets Index Fund Benchmark CNX Excess (%) (%) Nifty (%) points (%) 7.0 -0.8 5.3 7.9 18.6 -1.5 0.6 20.1 23.6 13.9 15.4 9.8 -5.6 -18.1 -18.0 12.5 12.0 4.6 7.9 7.4 11.4 -2.8 -1.7 14.2 `10000 invested Since launch 15,149 9,497 13688 Last 3 years 13,835 9,181 11,354 Last 5 years 17,634 12,548 9,620 Past performance may or may not be sustained in future. Returns/investment value are as of September 30, 2013. Returns are on a compounded annual basis for period more than one year and absolute for one-year period and computed using NAV of Regular Plan-Growth Option. Value of ` 10,000 invested at inception is as on September 30, 2013.
Asset Allocation (%)

Asset Class/Geography Emerging Markets Asia Latin America Eastern Europe Commodity Funds Real Estate Funds Cash Total Neutral 40.0 15.0 15.0 15.0 15.0 0.0 100.0 Current 33.7 12.3 4.9 16.1 11.6 21.5 100.0
Funds owning stocks of commodity companies and funds owning stocks of real estate companies are used to invest in the respective asset classes.
Fund Advisor: Fund Quest, a member of
Fund-of-Funds Portfolio
Fund Weight Emerging Europe Nevsky Eastern European Europe 4.9 Fidelity South East Asia Asia 11.8 DB Tracker Emerging Markets Asia Asia 11.5 Templeton Asia Asia 10.3 Schroders Emerging Asia Asia 0.0 Parvest Latin America Latam 6.5 DB Tracker Latin America Latam 5.8 Real Estate (Funds owning stocks of real estate companies, not real estate) Morgan Stanley Asian Property REIT 7.1 Morgan Stanley Global Property REIT 4.5 Commodities (Funds owning stocks of commodity companies, not commodities) Paribas Equity World Energy GSCI 11.3 First State Global Resources GSCI 4.8 Allocation to funds 78.5 Cash 21.5 ` 46 crore Dividend: ` 13.8558 Dividend: ` 14.6326
Portfolio Stance: The allocation to Emerging Europe and Latin America is at 17.2%. Exposure to Asia stands at 33.7%. The portfolio has a lower allocation to Asia, Emerging Europe and Latin America in comparison to the neutral stance. The portfolio is underweight on real estate. The allocation to real estate is at 11.6% and the allocation to commodity is at 16.1%.The fund has a cash allocation of 21.5%

Plan Record Date % Regular 31/05/13 12.16 Direct 31/05/13 4.15 ` per unit 1.2159 0.4150
Record Date NAV 13.9118 Average AUM 13.9784
Dividend is declared on the face value of ` 10 per unit. After declaration and payment of dividend, the ex-dividend NAV will decline to the extent of the NAV: Regular-Growth: ` 14.9747 NAV: Direct-Growth: ` 15.0346 dividend payment.
Fund Facts: Open-end fund-of-funds scheme Launch: September 2007 Bloomberg: SNDGADG IN Plans: Regular & Direct Options: Growth, Dividend Pay Out, Dividend Sweep, Dividend Re-Investment Minimum Amount: ` 5,000 SIP/STP: Weekly ` 1000, Monthly ` 250, Quarterly ` 750 Terms of offer: NAV Exit Load: 1% if redeemed within 12 months from date of allotment. For Product Labels, please refer Page 2. Disclosures: Page 28 & 29
September 30, 2013
Page 17
Sundaram Equity Plus

Plus used in the scheme name is only in terms of asset allocation and not in terms of return/yield.
Positioning:
Large-Cap Equity with a Dash of Gold ETF
Average AUM
` 99 crore Weight 7.4 6.1 5.9 5.1 4.7 3.9 3.5 3.1 2.8 2.7 2.7 2.5 2.4 2.4 2.4
Benchmark CNX Nifty(65%) & Price of Gold in INR(35%) Fund Manager: Shiv Chanani He has experience of 12 years and is managing this fund since January 2013. Infosys ITC HDFC
Portfolio
Security
NAV: Regular-Growth: ` 10.9005 NAV: Direct-Growth: ` 10.9245 Performance Sep 13 NAV Per Unit (`) Period Since Inception 10.96 30/09/12 to 30/09/13 10.96 Since Launch
13000 12500 12000 11500 11000 10500 10000 9500 9000 8500 8000
Fund Benchmark CNX Excess (%) (%) Nifty (%) points (%) 9.6 16.4 2.6 -6.7 -0.5 10,964 -0.9 0.6 0.4
Reliance Industries
` 10,000 invested 11,637 10,631
Portfolio Stance: Sundaram Equity Plus was launched in May 2011.The fund shall invest between 65-85% in Equity and a maximum of 35% in Gold ETF. The portfolio now has 69.4% in equity and 25.3% in Gold ETFs. The number of stocks in the portfolio is 26 and investments are predominantly in large caps. Financial Services, IT and Energy are the preferred sectors and account to 41.9% of the portfolio.
TCS Cipla HCL Technologies Sun Pharma Larsen & Toubro ICICI Bank NTPC State Bank of India HDFC Bank Wipro Bharti Airtel
May-11
Sep-13

Period Investment Fund Benchmark CNX Nifty 3.4 29,150 24,816 12,102 3.0 29,821 25,256 12,044 4.6 29,565 25,333 11,863 Since Inception Returns (%) Since Inception Value 28,000 Last 2 years 24,000 Last 1 year 12,000
Mahindra & Mahindra 1.7
Fund Facts
An Open-ended Equity Scheme Launch: May 2011 Bloomberg code: SUNEQPG IN EQUITY Plans: Regular & Direct Options: Growth, Dividend Reinvestment Payout, Dividend
Tata Motors (Class A) 1.6 Dr Reddy's Labs Cairn India UltraTech Cement Asian Paints ONGC Lupin Maruti Bharti Infratel Gold ETF Benchmark Kotak Reliance UTI Mutual Equity Derivatives Fixed Income Cash Gold ETFs Number of Stocks Turnover Ratio (%) 8.7 5.6 5.5 5.4 69.5 5.2 25.3 26 59 1.6 1.1 1.1 1.1 0.8
Past performance may or may not be sustained in future. Returns/investment value are as of September 30, 2013. Returns are on a compounded annual basis for period more than one year and absolute for one-year period and computed using NAV of Regular Plan-Growth Option. Value of ` 10,000 invested at inception is as on September 30, 2013 . SIP values are in rupees.
Sector Profile (%)

IT Financial Services Energy Pharma Consumer Goods Automobile Telecom Others Cash Gold ETFs 4.0 3.1 3.7 5.2 25.3 7.2 9.7 9.3 14.3 17.9
Punjab National Bank 0.8 0.7 0.7 0.7
Minimum amount: ` 5,000 SIP: Weekly ` 1,000, Monthly, ` 250, Quarterly ` 750 Terms of offer: NAV Exit Load: 1% if redeemed within 12 months from the date of allotment Weighted Average Market Cap: Median Market Cap: ` 1,05,652 Crore ` 75,172 Crore
For Product Labels, please refer Page 2. Disclosures: Page 28 & 29
September 30, 2013
Page 18

Positioning:
Benchmark
Balanced Portfolio
CRISIL Balanced Fund Index
Average AUM
` 37 crore Weight
Portfolio
Security Equity 66.2 TCS 5.9 Infosys 5.9 Reliance Industries 4.6 ITC 4.3 HDFC Bank 3.7 State Bank of India 3.1 ING Vysya Bank 3.0 ICICI Bank 2.5 Aditya Birla Nuvo 2.3 Ranbaxy 2.3 Larsen & Toubro 2.2 Cairn India 2.1 Tech Mahindra 1.9 Inox Leisure 1.9 Tata Motors 1.8 ONGC 1.5 Cipla 1.4 Idea Cellular 1.3 Sun Pharma 1.2 IDFC 1.2 Tata Power 1.1 Dr Reddy's Labs 1.1 Ambuja Cement 1.1 Hindalco 1.1 Bharti Airtel 1.1 Maruti 1.1 Wipro 1.1 Sesa Goa 1.0 Coromandel Fertilizers 1.0 Coal India 0.8 Hindustan Sanitaryware 0.6 Power Grid 0.5 Tata Steel 0.4 Fixed Income Government Securities 2.4 6.35 CGL 2020 1.0 364 day TBL 1.4 Corporate Bonds 29.0 Coromandel Fertilisers 0.1 SBNP Home Finance 9.6 Power Finance Corp 14.3 Yes Bank 5.0 Reverse Repo/ CBLO Cash & Others 2.4
Fund Manager: Shiv Chanani He has experience of 12 years and is managing this fund since January 2013.
Portfolio Stance: The fund now has a 6634% blend focusing towards equity. The fixed income portion of the fund is largely invested in corporate bonds with an exposure of 29 percent; and 2.4 percent in government securities. Top three sectors by allocation are Financial Services, Energy and IT accounting to 38.1% of the portfolio. The equity portion of the fund now holds 33 stocks in the portfolio. Allocation (%)
Cash & Others 2.4 Corporate Bonds 29.0 Government Securities 2.4 Equity 66.3
NAV: Regular-Growth: ` 47.8415 Dividend: ` 10.6217 NAV: Direct-Growth: ` 47.9485 Dividend: ` 10.6729 Performance Sep 13 NAV Per Fund Benchmark CNX Excess (%) (%) Nifty (%) points (%) Unit (`) Period Since Inception 47.84 13.0 10.8 30/09/12 to 30/09/13 47.84 5.4 8.2 7.3 -2.7 30/09/11 to 30/09/12 48.16 -8.5 -3.2 -9.2 -5.3 11.2 9.4 11.1 1.8 30/09/10 to 30/09/11 43.68 -2.0 1.4 -1.7 -3.4 Last 3 years Last 5 years 7.8 8.4 7.9 -0.6 Last 8 years 9.2 9.4 10.4 -0.2 ` 10,000 invested Last 3 years 9,420 10,421 9,511 Last 5 years 14,578 14,967 14,626 Last 8 years 20,279 20,564 22,047
60000 50000 40000 30000 20000 10000 0 Jun-00 Sep-13 Fund Benchmark CNX Nifty

Period Investment Since Inception Returns (%) Since Inception Value 1,59,000 Last 10 years 1,20,000 Last 7 years 84,000 Last 5 years 60,000 Last 3 years 36,000 Last 2 years 24,000 Last 1 year 12,000 Fund Benchmark CNX Nifty 12.1 9.0 3,74,138 - 2,97,645 1,85,582 1,89,165 1,99,741 1,00,907 1,04,930 1,01,876 68,747 71,018 70,934 36,532 38,165 37,417 24,743 25,313 25,333 11,826 11,927 11,863

Fund CNX 500 Mean 15.44 13.01 Standard Deviation 18.93 16.60 Beta 1.05 1.00 Sharpe Ratio 0.39 0.30 Sortino Ratio 0.57 0.42 Treynors Index 6.98 4.92 Alpha 2.17 Tracking Error 7.34 Correlation 0.92 Information Ratio 0.33 Past performance may or may not be sustained in future. Returns/investment value are as of September 30, 2013. Returns are on a compounded annual basis for period more than one year and absolute for oneyear period and computed using NAV of Regular Plan-Growth Option. Value of ` 10,000 invested at inception is as on September 30, 2013 . SIP values are in rupees. Performance Analysis on annualised basis using month-end NAVs since launch. The risk free rate is 8.0907% per annum based on the upper band of 10 year T-Bill yield.
Average Maturity of Portfolio Average Duration of Portfolio Portfolio YTM
5.38 Yrs 3.57 Yrs 10.28 %
Sector Profile (%)

IT Financial Services Energy Pharma Consumer Goods Metals Automobile Others Cash/Fixed Income 2.9 10.9 33.8 3.3 6.1 4.9 9.9 14.7 13.5

Record Date
08/05/09 11/09/09 11/03/11
%
15.0 10.0 60.0
` per unit
1.50 1.00 6.00
Record Date NAV

12.6517 15.2120 16.4776
` 88,796 Crore ` 55,633 Crore
Weighted average market-cap and median market-cap are based on the equity component of the portfolio
Fund Facts: An open-end hybrid scheme Launch: June 2000 Bloomberg: SNDBALG IN Plans: Regular & Direct Options: Growth, Dividend Pay Out, Dividend Sweep, Dividend Re-Investment Minimum Amount: ` 5,000 SIP/STP: Weekly ` 1000, Monthly ` 250, Quarterly ` 750 Terms of offer: NAV Exit Load: 1% if redeemed within 12 months from date of allotment. For Product Labels, please refer Page 2. Disclosures: Page 28 & 29
September 30, 2013
Page 19
Sundaram Monthly Income Plan

Positioning: Income Plus
Aggressive Plan (Equity of up to 30%) Moderate Plan (Equity of up to 20%) Not an assured income scheme CRISIL MIP Blended Index Benchmark Fund Managers: Fixed Income - Dwijendra Srivatsava, Siddharth Chaudhary and Sandeep Agarwal. Equity - Shiv Chanani
Performance Sep 13
Period Regular Fund (%) Benchmark CRISIL 10 Yr (%) GILT Index (%) 4.67 2.45 8.01 3.20 4.52 11,768 11,419
Performance Sep 13
Period Fund Benchmark CRISIL 10 Yr Regular (%) (%) GILT Index (%) Since inception 5.81 6.63 4.16 30/09/12 to 30/09/13 6.58 3.22 2.45 30/09/11 to 30/09/12 6.63 10.60 8.01 30/09/10 to 30/09/11 -2.03 1.90 3.20 Last 3 years 3.64 5.16 4.52 Last 5 years 5.50 7.40 6.06 Last 8 years 5.16 6.96 5.51 ` 10,000 invested Since Inception 17,306 18,646 14,890 Last 3 Years 11,133 11,632 11,419 Last 5 Years 13,074 14,295 13,420 Last 8 Years 14,965 17,133 15,366
Portfolio Stance: MIP- (Moderate): A large part of the portfolio on the Fixed Income part is allocated to short tenor bonds and money market instruments aiming at higher accrual income and reaping profits from downward interest rate movement and trading activity . MIP (Aggressive): The Fixed Income portion of the portfolio will aim have accrual income apart from taking advantage of downward movement in interest rates by taking exposure in bonds. MIP (Conservative): The debt portion of the portfolio is targeted at higher accruals apart from taking advantage of downward movement in interest rates on Fixed income portfolio. We may also actively trade in G-Sec component in portfolio to take advantage of volatile movements in yield.
Conservative Plan (Equity of up to 10%)
Since inception 3.34 5.90 30/09/12 to 30/09/13 -2.96 3.22 30/09/11 to 30/09/12 10.94 10.60 30/09/10 to 30/09/11 -0.66 1.90 Last 3 years 2.26 5.16 ` 10,000 invested Since Inception 11,244 12,270 Last 3 Years 10,695 11,632
Past performance may or may not be sustained in future. Returns/investment value are as of September 30, 2013. Returns are on a compounded annual basis for period more than one year and absolute for one-year period and computed using NAV of Regular Plan-Growth Option. Value of ` 10,000 invested at inception is as on September 30, 2013.
Portfolio
Security Equity Shares Fag Bearings Tech Mahindra IPCA Lab Amar Raja Batteries Wabco India Bosch Indraprastha Gas Jyothy Lab Bajaj Auto Finance Karur Vysya Bank Government Securities 8.20 CGL 2025 8.33 CGL 2026 8.68 Bihar SDL 2023 Corporate Bonds Power Grid Corporation LIC Housing Finance SBNP Home Finance IDFC Power Finance Corporation HDFC Zero Coupon Bond Kotak Mahindra Prime Reverse Repo/ CBLO Cash, Call & NCAs Average Maturity of Portfolio Average Duration of Portfolio Portfolio YTM Average AUM NAV: Regular-Growth: ` 11.2436 NAV: Direct-Growth: ` 11.2727 Rating Weight Security Commercial Paper 14.9 2.1 1.8 1.5 1.5 1.5 1.5 1.4 1.3 1.2 0.9 52.7 GSEC 25.2 GSEC 19.5 GSEC 7.9 27.3 AAA 10.2 AAA 5.4 AA 4.1 AAA 3.8 AAA 2.0 AAA 1.7 0.4 AA+ 0.4 2.4 2.4 7.06 Yrs 4.39 Yrs 9.60% ` 24 crore Dividend-Monthly: ` 9.7722 Dividend-Monthly: `
Portfolio
Rating A1+ A1+ A1+ A1+ GSEC AAA AA AAAAA AAA Weight 16.4 16.4 21.7 12.9 8.0 0.8 0.1 0.1 43.8 16.7 14.0 10.9 1.4 0.8 15.0 15.0 0.4 2.7 0.95 Yrs 0.57 Yrs 10.12% ` 178 crore Dividend-Monthly: ` 10.2510 Dividend-Monthly: `
Performance Sep 13
Period Fund Benchmark Regular (%) (%) Since inception 3.89 5.90 30/09/12 to 30/09/13 -0.53 3.22 30/09/11 to 30/09/12 8.84 10.60 30/09/10 to 30/09/11 2.76 1.90 Last 3 years 3.61 5.16 ` 10,000 invested Since Inception 11,458 12,270 Last 3 Years 11,125 11,632 CRISIL 10 Yr GILT Index (%) 4.67 2.45 8.01 3.20 4.52 11,768 11,419
JM Financial Products Certificate of Deposits Allahabad Bank Vijaya Bank Bank of Maharashtra Government Securities 6.35 Govt Securities 2020 Corporate Bonds National Housing Bank Kotak Mahindra Investments Tata Motors Power Grid Corporation NABARD Zero Coupon Bond
Portfolio
Security Rating Weight Government Securities 52.7 8.20 CGL 2025 GSEC 28.9 8.68 Bihar SDL 2023 GSEC 23.7 Corporate Bonds 35.9 NABARD AAA 12.4 LIC Housing Finance AAA 12.3 Sundaram BNP Home Finance AA 6.2 Tata Sons AAA 3.7 Shriram Transport Finance Co AA 1.3 Reverse Repo/ CBLO 8.0 Cash, Call & NCAs 3.4 Average Maturity of Portfolio 6.46 Yrs Average Duration of Portfolio 4.09 Yrs Portfolio YTM 9.37% Average AUM ` 8 crore NAV: Regular-Growth: ` 11.4579 Dividend-Monthly: ` 9.7153 NAV: Direct-Growth: ` 11.4883 Dividend-Monthly: `
Shriram Transport Finance Co AA Reverse Repo/ CBLO Cash, Call & NCAs Average Maturity of Portfolio Average Duration of Portfolio Portfolio YTM Average AUM NAV: Regular-Growth: ` 17.3062 NAV: Direct-Growth: ` 17.3402
Fund Facts: An open-end income scheme Launch: January 2004 (Moderate Plan); March 2010 (Conservative Plan & Aggressive Plan) Bloomberg: SUNMIFG IN Plans: Regular & Direct Options: Growth, Dividend Pay Out, Dividend Re-Investment (Monthly, Quarterly & Half Yearly), Bonus Option (wef: 14/12/12) Minimum Amount: ` 5000 SIP/STP: Weekly ` 1000 Monthly ` 250 Quarterly ` 750 Terms of offer: NAV Exit Load (w.e.f. 5th March 2013): Moderate Plan: 1% if redeemed within 9 months, Conservative Plans: 1% if redeemed within 3 months Aggressive Plan: (w.e.f. 10th May 2013) 2% - If redeemed within 12 months from the date of allotment 1.5% - If redeemed after 12 months but within 18 months from the date of allotment 1% - If redeemed after 18 months but within 24 months from the date of allotment. NIL - If redeemed / switched-out after 24 months from the date of allotment. Ratings are provided by CRISIL/CARE/Fitch/IND agencies Dividend History: Please visit www.sundarammutual.com For Product Labels, please refer Page 2. Disclosures: Page 28 & 29
September 30, 2013
Page 20
Sundaram Money Fund

Positioning:
Benchmark
Liquid Fund
CRISIL Liquid Fund Index
Near-Term Performance Sep 13
No marked-to-market exposure No exposure to real estate Highest/High investment-grade papers

Portfolio
Security Commercial Paper Reliance Capital Piramal Enterprises Rating A1+ A1+ Weight 25.4 7.8 4.9 4.9 4.9 2.9 47.2 A1+ A1+ A1+ A1+ A1+ A1+ A1+ A1+ 11.4 9.8 6.5 3.3 3.3 3.3 3.3 3.2 1.6 1.6 16.5 FD FD FD 8.3 5.0 3.3 3.3 3.3 11.2 (3.6) ` 2,545 crore
Period Regular Last 7 days Last 15 days Last 1 month
Fund (%) 10.55 10.69 10.65
Benchmark CRISIL 91 Days (%) T-Bill Index (%) 11.81 15.95 15.87 11.33 14.74 11.26
Fund Managers: Dwijendra Srivatsava and Siddharth Chaudhary
Portfolio Stance: A major part of the portfolio is deployed in securities maturing in two months. We may increase allocation to three month bucket to lock higher yield. We aim to hold a judicious mix of money markets securities and cash to take advantage of relative pricing up to three month segment.
Long-Term Track Record Jun 13

Period Fund (%) Benchmark CRISIL 91 Days (%) T-Bill Index (%)
Dewan Housing Fin Corp A1+ Edelweiss Fin Serv A1+ A1+

Sovereign Certificate of Deposits Commercial Paper Reverse Repo/ CBLO/ FD Cash, Call & NCA
Reliance Capital Certificate Of Deposits
3.3 47.2 25.4 27.8 -3.6

0.13 Yrs 0.12 Yrs 10.76%
Canara Bank Union Bank of India Allahabad Bank IDBI Bank Dena Bank Punjab and Sind Bank Syndicate Bank Karur Vysya Bank
Regular Since inception 7.69 7.09 5.68 30/09/12 to 30/09/13 9.04 8.59 7.80 30/09/11 to 30/09/12 9.80 8.65 8.78 30/09/10 to 30/09/11 8.49 7.77 5.24 Last 3 years 9.10 8.33 7.26 Last 5 years 7.68 7.16 5.72 ` 10,000 invested Since inception 17,832 17,067 15,388 Last 3 Years 12,989 12,715 12,341 Last 5 Years 14,480 14,132 13,206 Past performance may or may not be sustained in future. Returns/investment value are as of September 30, 2013. Returns are on a compounded annual basis for period more than one year and simple annualised basis for upto one-year period and computed using NAV of Regular Plan-Growth Option. Value of ` 10,000 invested at inception is as on September 30, 2013.
State Bank of Hyderabad A1+ Bank of Maharashtra Fixed Deposits Jammu & Kashmir Bank A1+
Rating Profile (%)

Sovereign Highest Investment Grade Reverse Repo/ CBLO/ FD Cash, Call & NCA -3.6
Exposure is usually taken only in securities with the highest investment grade rating at the time of investment.
3.3 72.6 27.8
Allahabad Bank Yes Bank Treasury Bill Govt. of India-GSEC/TBL Reverse Repo/ CBLO Cash, Call & NCAs Average AUM
NAV of Growth Option

Date 30/09/13 30/09/12 30/09/11 Regular 25.8396 23.6970 21.5817 Direct 25.8471
Fund Facts: An open-end liquid scheme Launch: March 2000 Bloomberg: SNDMONA IN Plans: Regular & Direct Options: Growth, Dividend Pay Out (Monthly), Dividend Reinvestment (Daily, Weekly, Fortnightly, Monthly & Quarterly), Bonus Option (wef: 14/12/12) Minimum Amount: ` 1,000/- Terms of offer: NAV Exit Load: Nil Ratings are provided by CRISIL/CARE/Fitch/IND agencies Dividend History: Please visit www.sundarammutual.com For Product Labels, please refer Page 2. Disclosures: Page 28 & 29
September 30, 2013
Page 21
Sundaram Ultra Short-Term Fund

Positioning:
Benchmark
Income Fund
CRISIL Liquid Fund Index
Portfolio
Security Commercial Paper Piramal Enterprises Dewan Housing Fin Corp Rating A1+ A1+ A1+ A1+ A1+ A1+ A1+ A1+ Weight 56.9 18.4 11.0 7.4 7.3 3.7 3.7 3.6 1.8 22.0 A1+ A1+ A1+ A1+ 14.7 3.6 3.6 0.1 5.6 AAA AA 2.1 1.5 0.8 0.8 0.2 0.1 0.1 0.0 11.9 7.5 4.5 0.4 AA+ AA+ AA 0.3 0.0 0.0 10.7 -7.5 ` 664 crore
Near-Term Performance Sep 13

Period Regular Last 7 days Last 15 days Last 1 month Fund (%) 13.28 16.85 15.02 Benchmark CRISIL 91 Days (%) T-Bill Index (%) 11.81 15.95 15.87 11.33 14.74 11.26
Fund Managers: Dwijendra Srivatsava and Siddharth Chaudhary
Portfolio Stance: Ultra short term fund will entail a mark to market (MTM) component particularly post the 60 day MTM rule the volatility of returns can increase but will stabilize over the one month period. A large part portfolio is invested in short term liquid papers. We intend to hold a judicious mix of money market securities and cash to take advantage of relative pricing in money market segment. Asset Allocation (%)
Sovereign Certificate of Deposits Commercial Paper Corporate Bonds Reverse Repo/CBLO Cash, Call & NCA 6.0 10.7 -7.5
0.31 Yrs 0.27 Yrs 10.45%
Volkswagen Finance Religare Finvest Reliance Capital STCI GIC Housing Finance Godrej Industries Certificate Of Deposits ICICI Bank UCO Bank Karur Vysya Bank
Long-Term Track Record Jun 13

Period Fund (%) Benchmark CRISIL 91 Days (%) T-Bill Index (%) 5.75 7.80 8.78 5.24 7.26 5.72 14,337 12,341 13,206
11.9 22.0 56.9
Vijaya Bank Corporate Bonds LIC Housing Finance Shriram Transport Fin Co
Regular Since inception 8.35 7.22 30/09/12 to 30/09/13 9.69 8.59 30/09/11 to 30/09/12 10.18 8.65 30/09/10 to 30/09/11 8.86 7.77 Last 3 years 9.57 8.33 Last 5 years 8.20 7.16 ` 10,000 invested Since inception 16,768 15,669 Last 3 Years 13,156 12,715 Last 5 Years 14,833 14,132
Power Finance Corporation AAA ICICI Securities Rural Electrification Corp HDFC IDFC SREI Equipment Finance Treasury Bills 48 Days - CMB 21/10/2013 364 Days - T Bill 15/11/2013 AAA AAA AAA AAA AA-
Past performance may or may not be sustained in future. Returns/investment value are as of September 30, 2013. Returns are on a compounded annual basis for period more than one year and simple annualised basis for upto one-year period and computed using NAV of Regular Plan-Growth Option. Value of ` 10,000 invested at inception is as on September 30, 2013.
Rating Profile (%)

Sovereign Highest Investment Grade High Investment Grade Reverse Repo/CBLO Cash, Call & NCA 1.9 10.7 -7.5 11.9 83.0
Zero Coupon Bond Bajaj Finance Tata Capital First Blue Home Finance Reverse Repo/ CBLO Cash, Call & NCAs Average AUM

Fund Facts: An open-end income scheme Launch: April 2007 Bloomberg: SNDLPRG IN Plans: Regular & Direct Options: Growth, Dividend Pay Out (Weekly, Fortnightly, Monthly & Quarterly) & Dividend Reinvestment (Daily, Weekly, Fortnightly, Monthly & Quarterly), Bonus Option (wef: 14/12/12) Minimum Amount: ` 1000 SIP/STP: Weekly ` 1000 Monthly ` 1000 Quarterly ` 3000; Terms of offer: NAV Exit Load: Nil. Ratings are provided by CRISIL/CARE/Fitch/IND agencies Dividend History: Please visit www.sundarammutual.com For Product Labels, please refer Page 2. Disclosures: Page 28 & 29
September 30, 2013
Page 22
Sundaram Bond Saver

Positioning: Medium-term Fixed Income
Benchmark CRISIL Composite Bond Fund Index Fund Managers: Dwijendra Srivatsava and Sandeep Agarwal
Portfolio
Security Certificate Of Deposits IDBI Bank Government Securities 8.20 CGL 2025 GSEC GSEC GSEC GSEC GSEC GSEC GSEC GSEC GSEC GSEC GSEC GSEC GSEC GSEC Rating Weight 1.1 1.1 63.0 18.2 10.0 8.7 5.4 4.3 4.0 3.2 3.0 2.2 1.1 1.1 1.0 0.7 0.0 28.3 AAA AAAAA AAA AAA AAA 7.4 4.2 4.2 3.3 3.1 3.1 1.1 1.0 1.0 Date Reverse Repo/ CBLO Cash, Call & NCAs 6.9 0.7 ` 462 crore Period
Performance Sep 13
Fund (%) Benchmark CRISIL 10 Yr (%) GILT Index (%) 2.45 8.01 3.20 4.52 6.06 5.51 11,419 13,420 15,366
A1+
Portfolio Stance: We have increase the duration of the fund as yields in G-sec markets have moved up significantly, with a view to unwind the position in next 6 to 9 months. The allocation to bonds in portfolio is meant to add value over the sovereign curve.
7.28 CGL 2019 7.16 CGL 2023 9.51 Maharashtra SDL 2023 9.50 Gujarat SDL 2023 8.33 CGL 2026 9.20 CGL 2030 8.28 CGL 2027
Regular Since inception 8.05 30/09/12 to 30/09/13 4.86 3.49 30/09/11 to 30/09/12 10.21 9.50 30/09/10 to 30/09/11 4.89 5.58 Last 3 years 6.62 6.16 Last 5 years 6.68 6.78 Last 8 years 5.76 5.79 ` 10,000 invested Since Inception 33,994 Last 3 Years 12,123 11,966 Last 5 Years 13,823 13,883 Last 8 Years 15,655 15,688

Sovereign Certificate of Deposits Corporate Bonds Reverse Repo/CBLO Cash, Call & NCA 6.9 0.7
8.03 Yrs 5.06 Yrs 9.43%
9.59 Gujarat SDL 2023
63.0 1.1 28.3
8.12 Chhatisgarh SDL 2023 9.60 Maharashtra SDL 2023 8.68 Bihar SDL 2023 8.89 West Bengal SDL 2022 6.83 GOI 2039 Corporate Bonds Power Finance Corporation Tata Motors Finance Power Grid Corporation National Housing Bank
Past performance may or may not be sustained in future. Returns/investment value are as of September 30, 2013. Returns are on a compounded annual basis for period more than one year and absolute for one-year period and computed using NAV of Regular PlanGrowth Option. Value of ` 10,000 invested at inception is as on September 30, 2013.
Rating Profile (%)

Sovereign Highest Investment Grade High Investment Grade 5.3 24.1 63.0
LIC Housing Finance Rural Electrification Corp
BMW India Financial Services AAA Hindalco Industries Reliance Utilities and Power AA+ AAA
Reverse Repo/CBLO 6.9 Cash, Call & NCA 0.7

Exposure is usually taken only in securities with the highest investment grade rating at the time of investment.

Regular 33.9939 32.4186 29.4140 Direct 34.3667 30/09/13 28/09/12 29/09/11
Average AUM
Fund Facts: An open-end fixed income scheme Launch: December 1997 Bloomberg: SUNBONA IN Plans: Regular & Direct Options: Growth, Dividend Pay Out & Dividend Re-Investment (Quarterly, Half Yearly & Annual), Bonus Option Minimum Amount: ` 5000 Terms of offer: NAV Exit Load: 1% if redeemed within one year from the date of allotment. (w.e.f August 24, 2012) Please visit www.sundarammutual.com For Product Labels, please refer Page 2. Disclosures: Page 28 & 29
September 30, 2013
Page 23
Sundaram Flexible Fund Short-Term Plan

Positioning: Income Fund Portfolio
Security Rating Certificate Of Deposits UCO Bank A1+ IDBI Bank A1+ Central Bank Of India A1+ ICICI Bank A1+ Tamilnadu Mercantile Bank A1+ Karur Vysya Bank A1+ Yes Bank A1+ Vijaya Bank A1+ Karnataka Bank A1+ Punjab National Bank A1+ Bank of Baroda A1+ OBC A1+ Bank of Maharashtra A1+ Indian Bank A1+ Indian Overseas Bank A1+ Canara Bank A1+ State Bank of Patiala A1+ South Indian Bank A1+ Andhra Bank A1+ Allahabad Bank A1+ Dena Bank A1+ Reverse Repo/ CBLO Cash, Call & NCAs Average AUM Average Maturity of Portfolio Average Duration of Portfolio Portfolio YTM Weight 99.3 11.0 10.4 9.2 8.3 7.2 6.1 6.1 6.1 5.5 3.1 3.1 3.1 3.1 3.1 3.1 3.1 3.1 2.0 1.5 0.7 0.6 0.9 -0.1 ` 769 crore 0.45 Yrs 0.45 Yrs 9.79% Period
Performance Sep 13
Fund (%) Benchmark (%) CRISIL 10 Yr GILT Index (%)
Benchmark CRISIL Short-Term Bond Fund Index Fund Managers: Dwijendra Srivatsava and Siddharth Chaudhary
Portfolio Stance: The fund aims to generate a suitable return over three month horizon by deploying assets in a judicious mix of MTM Securities and accrual assets. We may alter duration of the fund take advantage of short term trading opportunities available in markets to generate extra return over portfolio yield. Asset Allocation (%)
Certificate of Deposits Reverse Repo/CBLO 0.9 Cash, Call & NCA -0.1 99.3
Rating Profile (%)

Highest Investment Grade Reverse Repo/CBLO 0.9 Cash, Call & NCA -0.1 99.3
Regular Since inception 7.76 6.82 5.09 8.59 7.52 30/09/12 to 30/09/13 8.16 30/09/11 to 30/09/12 10.05 8.65 8.16 30/09/10 to 30/09/11 8.35 7.77 5.38 Last 3 years 8.84 8.33 6.38 Last 5 years 8.15 7.16 5.77 Last 8 years 7.96 7.02 5.51 ` 10,000 invested Since Inception 19,237 17,824 17,791 Last 3 Years 12,897 12,715 12,042 Last 5 Years 14,796 14,132 13,237 Last 8 Years 18,460 17,219 12,520 Past performance may or may not be sustained in future. Returns/investment value are as of September 30, 2013. Returns are on a compounded annual basis for period more than one year and absolute for one-year period and computed using NAV of Regular Plan-Growth Option. Value of ` 10,000 invested at inception is as on September 30, 2013.

Sundaram Flexible Fund Flexible Income Plan

Positioning: Income Fund Portfolio
Security Rating Corporate Bonds Power Grid Corporation AAA Exim Bank AAA Power Finance Corp AAA Rural Electrification Corp AAA Indian Railway Fin Corp AAA LIC Housing Finance AAA Reliance Ports & Terminals AAA Tata Sons AAA Reliance Utilities & Power AAA Reverse Repo/ CBLO Cash, Call & NCAs Average AUM Average Maturity of Portfolio Average Duration of Portfolio Portfolio YTM Weight 93.1 16.5 16.1 15.0 12.7 8.2 8.0 6.7 5.5 4.5 4.6 2.2 Period
Performance Sep 13
Fund (%) Benchmark (%) CRISIL 10 Yr GILT Index (%) 3.54 2.45 8.01 3.20 4.52 6.06 3.54 11,708 11,419 13,420 15,366
Benchmark CRISIL Composite Bond Fund Index Fund Managers: Dwijendra Srivatsava and Sandeep Agarwal
Portfolio Stance: We have allocated funds to high credit quality bonds and cash. We may trade actively in bond component in the portfolio to take advantage volatile movements in yields. NAV of Growth Option
` 420 crore 8.88 Yrs 5.51 Yrs 9.54%
Regular Since inception 5.50 5.77 30/09/12 to 30/09/13 -0.77 3.49 30/09/11 to 30/09/12 8.44 9.50 30/09/10 to 30/09/11 5.27 5.58 Last 3 years 4.24 6.16 Last 5 years 4.85 6.78 Last 8 years 5.56 5.79 ` 10,000 invested Since Inception 15,980 16,347 Last 3 Years 11,328 11,966 Last 5 Years 12,671 13,883 Last 8 Years 15,424 15,688

Corporate Bonds Reverse Repo/CBLO Cash, Call & NCA 4.6 2.2 93.1
Rating Profile (%)

Highest Investment Grade Reverse Repo/CBLO 4.6 Cash, Call & NCA 2.2
Past performance may or may not be sustained in future. Returns/investment value are as of September 93.1 30, 2013. Returns are on a compounded annual basis for period more than one year and absolute for oneyear period and computed using NAV of Regular Plan-Growth Option. Value of ` 10,000 invested at inception is as on September 30, 2013.
Fund Facts-Flexible Fund Short-Term Plan: An open-end income scheme Launch: December 2004 Bloomberg: SUNFSRG IN Plans: Regular & Direct Options: Growth, Dividend Pay Out (Monthly) & Dividend Re-Investment (Daily, Weekly & Monthly), Bonus Option (wef: 14/12/12) Minimum Amount: ` 5,000 SIP/STP (into the scheme): Weekly ` 1000 Monthly ` 250 Quarterly ` 750 Terms of offer: NAV Exit Load: Nil (w.e.f.16/04/2013). Ratings are provided by CRISIL/CARE/Fitch/IND agencies Fund Facts-Flexible Fund-Flexible Income Plan: An open-end income scheme Launch: December 2004 Bloomberg: SNDLPRG IN Plans: Regular & Direct Options: Growth, Dividend Pay Out & Dividend Re-Investment (Monthly, Quarterly, Half Yearly & Annual), Bonus Option (wef: 14/12/12) Minimum Amount: ` 5000 Terms of offer: NAV Exit Load: Nil (W.e.f. May 10, 2013) Dividend History: Please visit www.sundarammutual.com For Product Labels, please refer Page 2. Disclosures: Page 28 & 29
September 30, 2013
Page 24
Sundaram Select Debt Short Term Asset Plan

Positioning:
Benchmark
Short-term Fixed Income

CRISIL Liquid Fund Index Security
Portfolio
Rating
A1+ A1+ A1+ A1+ A1+ A1+ A1+ A1+ A1+ A1+ A1+ A1+ A1+ FD FD FD GSEC GSEC GSEC AA+ A AAA AAAA AA+ AAA AAAAA AAA A1+ AA+ AA AAA AA+ AAA AA+ AAA AA-
Performance Sep 13
Weight
9.5 5.1 1.7 1.7 1.0 21.1 6.9 3.4 3.4 3.2 1.6 1.6 0.3 0.3 0.3 17.5 8.8 5.3 3.5 0.4 0.3 0.1 0.0 39.4 7.0 5.3 4.0 3.5 3.5 3.4 2.5 2.0 1.8 1.4 1.1 1.0 0.7 0.5 0.3 0.3 0.3 0.3 0.3 6.9 6.9 0.4 0.4 3.6 1.3
Period
Fund Managers: Dwijendra Srivatsava and Sandeep Agarwal
Portfolio Stance: We have allocated funds to high credit quality bonds, money market securities and cash. We may trade actively in G-sec component in the portfolio to take advantage volatile movements in yields.

Sovereign Certificate of Deposits Commercial Paper Corporate Bonds Reverse Repo/ CBLO/ FD Cash, Call & NCA 1.3
Average Maturity of Portfolio Average Duration of Portfolio Portfolio YTM 1.02 Yrs 0.68 Yrs 10.14%
7.3 21.1 9.5 39.7 21.1
Rating Profile (%)

Sovereign Highest Investment Grade 7.3 47.0
High is Investment Grade 23.3 Exposure usually taken only in securities with the highest investment grade rating at the time of investment. Reverse Repo/ CBLO/ FD Cash, Call & NCA 1.3 21.1
Commercial Paper Dewan Housing Fin Corp Vodafone India STCI JM Financial Products Certificate Of Deposits Central Bank Of India Indusind Bank Vijaya Bank Andhra Bank Oriental Bank of Commerce IDBI Bank Allahabad Bank State Bank of Bikaner & Jaipur State Bank of Patiala Fixed Deposits Jammu & Kashmir Bank Allahabad Bank Yes Bank Government Securities 7.28 CGL 2019 8.68 Bihar SDL 2023 8.11 Punjab SDL 2023 Corporate Bonds Dewan Housing Fin Corp Shriram Transport Finance LIC Housing Finance Tata Motors Finance SIDBI Larsen & Turbo Fin Holdings National Housing Bank Cholamandalam Invest & Fin Power Finance Corporation Power Grid Corporation LIC Housing Finance Kotak Mahindra Prime Steel Authority of India NABARD Larsen & Turbo Seawoods Volkswagen Finance HUDA Rural Electrification Corp ING Vyasya Bank Treasury Bills 91 Days - T Bill 26/12/2013 Zero Coupon Bond ICICI Home Finance Reverse Repo/ CBLO Cash, Call & NCAs
Fund (%)
Benchmark CRISIL 1 Yr (%) T-Bill Index (%) 5.34 7.52 8.16 5.38 6.38 5.77 5.51 17,791 12,042 13,237 15,359
Regular Since inception 6.91 6.32 30/09/12 to 30/09/13 10.07 8.59 30/09/11 to 30/09/12 10.34 8.65 30/09/10 to 30/09/11 11.79 7.77 Last 3 years 6.21 6.16 Last 5 years 4.41 6.78 Last 8 years 7.32 7.02 ` 10,000 invested Since Inception 20,963 19,718 Last 3 Years 13,577 12,715 Last 5 Years 14,349 14,132 Last 8 Years 17,602 17,219
Past performance may or may not be sustained in future. Returns/investment value are as of September 30, 2013. Returns are on a compounded annual basis for period more than one year and absolute for one-year period and and computed using NAV of Regular Plan-Growth Option. Value of ` 10,000 invested at inception is as on September 30, 2013.

AA
Average AUM
` 705 crore
Fund Facts: An open-end fixed income scheme Launch: September 2002 Bloomberg: SNDSTAG IN Plans: Regular & Direct Options: Growth, Dividend Pay Out & Dividend Re-Investment (Quarterly, Half Yearly & Annual), Bonus Option Minimum Amount: ` 5000 Terms of offer: NAV Exit Load : 0.75% if redeemed within 3 months from the date of allotment Ratings are provided by CRISIL/CARE/Fitch/IND agencies Dividend History: Please visit www.sundarammutual.com For Product Labels, please refer Page 2. Disclosures: Page 28 & 29
September 30, 2013
Page 25
Portfolio other fixed-income funds

Sundaram Fixed Income Interval Fund Quarterly Series - Plan E Certificate of Deposits 95.6 Axis Bank 28.9 State Bank of Patiala 22.3 IndusInd Bank 22.2 IDBI Bank 22.2 Reverse Repo / CBLO 4.3 Net Current Assets 0.0 Sundaram Fixed Income Interval Fund Quarterly Series - Plan D Reverse Repo / CBLO 97.1 Net Current Assets 2.9 Sundaram Fixed Income Interval Fund Quarterly Series - Plan C Government Securities/ T-Bill 11.5 Govt. of India - GSEC / TBL 11.5 Certificate of Deposits 87.4 Karur Vysya Bank 30.0 ING Vyasya Bank 28.7 Jammu & Kashmir Bank 28.7 Reverse Repo / CBLO 1.1 Net Current Assets 0.0 Sundaram Fixed Income Interval Fund Quarterly Series - Plan B Certificate of Deposits 69.6 Axis Bank 29.0 ICICI Bank 28.5 YES BANK 12.1 Commercial Papers 30.0 Godrej Industries 30.0 Reverse Repo / CBLO 0.3 Net Current Assets 0.1 Sundaram Fixed Income Interval Fund Quarterly Series - Plan A Government Securities/ T-Bill 20.7 Govt. of India - GSEC / TBL 20.7 Certificate of Deposits 78.5 Vijaya Bank 30.0 IndusInd Bank 25.8 IDBI Bank 22.7 Reverse Repo / CBLO 0.7 Net Current Assets 0.1 Sundaram Fixed Term Plan DZ Corporate Bonds 39.0 Tata Motors Finance 19.7 Power Finance Corporation 19.3 Reverse Repo / CBLO 60.3 Net Current Assets 0.8 Sundaram Fixed Term Plan DY Certificate of Deposits 42.4 State Bank of Bikaner & Jaipur 21.2 State Bank of Patiala 21.2 Commercial Papers 21.0 Larsen and Toubro Finance 21.0 Reverse Repo / CBLO 57.0 Net Current Assets (20.3) Sundaram Fixed Term Plan DW Certificate of Deposits 98.1 Axis Bank 28.4 Oriental Bank of Commerce 22.1 Indian Bank 15.8 IndusInd Bank 15.8 Andhra Bank 15.8 Reverse Repo / CBLO 1.8 Net Current Assets 0.1 Sundaram Fixed Term Plan DV Certificate of Deposits 99.0 IndusInd Bank 30.0 Indian Bank 29.6 IDBI Bank 24.2 Corporation Bank 15.2 Reverse Repo / CBLO 0.9 Net Current Assets 0.1 Sundaram Fixed Term Plan DU Certificate of Deposits 69.2 Indian Bank 28.6 IndusInd Bank 28.2 IDBI Bank 12.5 Commercial Papers 29.5 JM Financial Products 29.5 Reverse Repo / CBLO 1.3 Net Current Assets Sundaram Fixed Term Plan DT GOVERNMENT SECURITIES Govt. of India - GSEC / TBL Corporate Bonds Cholamandalam Investment & Finance NABARD Housing Development Fin Corp IDFC Power Finance Corporation ING Vyasya Bank Central Bank Of India Reverse Repo / CBLO Net Current Assets Sundaram Fixed Term Plan DS Certificate of Deposits State Bank of Travancore Jammu & Kashmir Bank IndusInd Bank Axis Bank Commercial Papers JM Financial Products Reverse Repo / CBLO Net Current Assets Sundaram Fixed Term Plan DR Certificate of Deposits IDBI Bank IndusInd Bank Development Credit Bank Axis Bank Reverse Repo / CBLO Net Current Assets Sundaram Fixed Term Plan DQ Certificate of Deposits Central Bank Of India Karur Vysya Bank IndusInd Bank Axis Bank Reverse Repo / CBLO Net Current Assets Sundaram Fixed Term Plan DP Corporate Bonds IDFC Shriram Transport Finance Company EXIM BANK NABARD Housing Development Fin Corp Power Finance Corporation Central Bank Of India Reverse Repo / CBLO Net Current Assets Sundaram Fixed Term Plan DO Certificate of Deposits BANK OF MAHARASHTRA Axis Bank IndusInd Bank ICICI Bank Reverse Repo / CBLO Net Current Assets Sundaram Fixed Term Plan DI Certificate of Deposits South Indian Bank Karnataka Bank UCO Bank Tamilnadu Mercantile Bank Reverse Repo / CBLO Net Current Assets Sundaram Fixed Term Plan DH Certificate of Deposits South Indian Bank Tamilnadu Mercantile Bank Vijaya Bank IndusInd Bank Reverse Repo / CBLO Net Current Assets Sundaram Fixed Term Plan DG Certificate of Deposits YES BANK IDBI Bank Karnataka Bank ICICI Bank Dena Bank 0.1 (0.0) Reverse Repo / CBLO Net Current Assets 0.0 Sundaram Fixed Term Plan DF 0.8 80.1 0.8 Certificate of Deposits 29.1 92.9 Vijaya Bank 29.2 19.6 Andhra Bank 12.1 18.2 Federal Bank 9.7 16.3 Axis Bank 19.7 16.3 Commercial Papers 19.2 19.4 Birla TMT Holdings 0.5 1.6 Trapti Trading & Investments 0.2 1.6 Reverse Repo / CBLO (0.0) 3.2 Net Current Assets 3.1 Sundaram Fixed Term Plan DE Certificate of Deposits 99.8 29.3 69.2 ICICI Bank 19.2 21.0 Axis Bank 18.3 21.0 Yes Bank 18.3 20.9 Karur Vysya Bank 14.6 6.3 IDBI Bank 0.2 29.6 Reverse Repo / CBLO 0.0 29.6 Net Current Assets 1.2 Sundaram Fixed Term Plan DD 0.0 Corporate Bonds 94.1 Kotak Mahindra Prime 19.6 99.7 NABARD 18.4 25.7 LIC Housing Finance 18.4 25.7 Power Grid Corporation 18.4 25.7 IDFC 17.9 22.6 Power Finance Corporation 1.3 0.2 Reverse Repo / CBLO 1.9 0.0 Net Current Assets 3.9 Sundaram Fixed Term Plan DC 99.7 Corporate Bonds 92.8 28.7 Reliance Capital 18.8 28.7 IDFC 18.8 28.7 Tata Motors 18.6 13.6 Kotak Mahindra Prime 10.0 0.2 Tech Mahindra 9.7 0.0 SBNP Home Finance . 7.5 Indian Railway Finance Corporation 4.7 2.4 96.2 LIC Housing Finance 2.4 16.2 Power Grid Corporation 2.3 16.1 Govt Security & Treasury Bill 2.3 16.1 Govt. of India - GSEC / TBL 1.4 16.1 Certificate of Deposits 1.4 15.9 Andhra Bank 0.1 9.5 Reverse Repo / CBLO 3.4 6.3 Net Current Assets 0.7 Sundaram Fixed Term Plan CH 3.1 Corporate Bonds 97.0 Tata Motors Finance 20.2 99.7 Shriram City Union Finance 20.2 29.3 First Blue Home Finance 20.0 29.0 Kotak Mahindra Prime 19.5 21.7 Srei Equipment Finance Pvt 17.1 19.6 Reverse Repo / Cblo 0.2 0.3 Net Current Assets 2.9 0.0 Sundaram Fixed Term Plan BP Corporate Bonds 97.8 20.3 99.5 Mahindra & Mahindra Fin Ser 20.1 28.2 SBNP Home Finance . 20.1 24.2 Bajaj Finance 19.9 23.6 Tata Capital 16.8 23.5 Shriram Transport Finance Company 0.6 0.5 Lic Housing Finance 1.7 0.1 Reverse Repo / Cblo Net Current Assets 0.4 Sundaram Fixed Term Plan BO 99.8 46.6 29.5 Corporate Bonds 16.5 26.9 BAJAJ FINANCE 16.5 21.7 LIC Housing Finance 13.7 21.7 Shriram Transport Finance Company 52.4 0.2 Government Securities/ T-Bill 52.4 0.0 Govt. of India - GSEC / TBL Reverse Repo / CBLO 1.0 0.0 99.9 Net Current Assets Sundaram Capital Protection Oriented 29.1 Fund Series 4 - 5 YRS 29.0 17.3 20.8 Equity & Equity Linked Instruments 67.8 20.8 Debt Instruments 3.7 0.4 Certificate of Deposits Government Securities/ T-Bill 5.1 Reverse Repo / CBLO 2.4 Net Current Assets 3.6 Sundaram Capital Protection Oriented Fund Series 3 - 5 YRS Equity & Equity Linked Instruments 17.4 Debt Instruments 70.6 Certificate of Deposits 0.8 Government Securities/ T-Bill 1.9 Reverse Repo / CBLO 8.5 Net Current Assets 0.7 Sundaram Capital Protection Oriented Fund Series 2 - 5 YRS Equity & Equity Linked Instruments 15.1 Debt Instruments 70.9 Certificate of Deposits 6.1 Reverse Repo / CBLO 4.1 Net Current Assets 3.8 Sundaram Capital Protection Oriented Fund Series 9 - 3 YRS Equity & Equity Linked Instruments 10.7 Debt Instruments 63.8 Reverse Repo / CBLO 25.5 Net Current Assets 0.0 Sundaram Capital Protection Oriented Fund Series 7 - 3 YRS Equity & Equity Linked Instruments 11.9 Debt Instruments 75.1 Certificate of Deposits 3.8 Government Securities/ T-Bill 1.8 Reverse Repo / CBLO 1.5 Net Current Assets 5.9 Sundaram Capital Protection Oriented Fund Series 6 - 3 YRS Equity & Equity Linked Instruments 11.4 Debt Instruments 74.6 Certificate of Deposits 5.9 Reverse Repo / CBLO 7.4 Net Current Assets 0.8 Sundaram Capital Protection Oriented Fund Series 5 - 3 YRS Equity & Equity Linked Instruments 11.0 Debt Instruments 74.8 Government Securities/ T-Bill 6.9 Certificate of Deposits 3.4 Reverse Repo / CBLO 2.8 Net Current Assets 1.0 Sundaram Capital Protection Oriented Fund Series 4 - 3 YRS Equity & Equity Linked Instruments 10.8 Debt Instruments 72.7 Certificate of Deposits 11.8 Reverse Repo / CBLO 2.6 Net Current Assets 2.1 Sundaram Capital Protection Oriented Fund Series 3 - 3 YRS Equity & Equity Linked Instruments 10.9 Debt Instruments 72.7 Government Securities/ T-Bill 4.0 Certificate of Deposits 7.1 Reverse Repo / CBLO 1.8 Net Current Assets 3.4 Sundaram Capital Protection Oriented Fund Series 2 - 3 YRS Equity & Equity Linked Instruments Debt Instruments 73.3 Government Securities/ T-Bill 13.1 Certificate of Deposits 7.0 Reverse Repo / CBLO 0.3 Net Current Assets 6.3 Sundaram Capital Protection Oriented Fund Series 4 - 2 YRS Equity & Equity Linked Instruments 7.8 Debt Instruments 33.5 Government Securities/ T-Bill 42.7 Reverse Repo / CBLO 13.3 Net Current Assets 2.6 Sundaram Hybrid Fund - Series A Equity & Equity Linked Instruments 5.9 Debt Instruments 71.1 Reverse Repo / CBLO 22.2 Net Current Assets 0.9 For Product Labels, please refer Page 2.
Allocation as a percentage of fund size.
September 30, 2013
Page 26
Dividend History Equity & Balanced Funds

Record Date 29/09/99 15/05/00 22/01/03 11/07/03 26/09/03 30/01/04 11/03/05 03/10/05 03/02/06 31/05/06 16/11/07 19/02/10 % 20.0 30.0 20.0 15.0 20.0 55.0 20.0 15.0 22.5 35.0 65.0 20.0 ` per unit 2.00 3.00 2.00 1.50 2.00 5.50 2.00 1.50 2.25 3.50 6.50 2.00 ` per unit 3.50 4.25 2.00 3.00 1.50 1.00 6.00 ` per unit 2.00 2.50 4.00 2.00 2.00 5.00 3.50 6.50 2.00 2.00 Record Date NAV 18.01 16.51 12.75 12.70 13.87 16.35 14.80 15.79 16.91 15.63 23.35 12.70

Record Date 27/06/03 21/11/03 27/02/04 17/09/04 18/02/05 23/09/05 17/02/06 18/08/06 27/10/06 09/02/07 24/04/09 04/09/09 20/11/09 05/02/10 12/11/10 % 25.0 40.0 35.0 20.0 20.0 20.0 25.0 20.0 40.0 25.0 10.0 10.0 15.0 15.0 20.0 ` per unit 2.50 4.00 3.50 2.00 2.00 2.00 2.50 2.00 4.00 2.50 1.00 1.00 1.50 1.50 2.00 ` per unit 1.00 1.00 2.00 6.00 2.00 3.00 1.00 ` per unit 1.00 2.00 3.00 Record Date NAV 12.9763 17.279 14.358 13.1843 15.0341 17.3439 20.0785 20.9924 21.0980 18.7821 11.5291 17.7666 18.7957 17.4552 21.3708
Sundaram Tax Saver

Record Date 26/03/04 28/01/05 31/12/05 03/03/06 25/08/06 08/12/06 23/03/07 28/12/07 28/03/08 18/09/09 29/01/10 19/03/10 16/12/10 Record Date 17/03/06 19/10/07 19/06/09 25/09/09 05/03/10 % 50.0 50.0 30.0 30.0 15.0 25.0 20.0 30.0 15.0 10.0 20.0 10.0 15.00 % 10.0 40.0 20.0 10.0 25.0 ` per unit Record Date NAV 5.00 15.9938 5.00 18.1404 3.00 18.2146 3.00 19.6287 1.50 15.9708 2.50 17.5084 2.00 14.4832 3.00 22.0117 1.50 14.0348 1.00 14.8173 2.00 13.6615 1.00 12.0734 1.50 12.4542 ` per unit Record Date NAV 1.00 14.7242 4.00 23.4271 2.00 14.8899 1.00 15.1334 2.50 15.4664

Record Date 28/11/03 18/03/05 28/10/05 14/12/07 08/05/09 11/09/09 11/03/11 Record Date 20/06/03 12/09/03 20/08/04 04/03/05 27/01/06 02/06/06 24/11/06 30/11/07 26/03/10 10/12/10 % 35.0 42.5 20.0 30.0 15.0 10.0 60.0 % 20.0 25.0 40.0 20.0 20.0 50.0 35.0 65.0 20.0 20.0 Record Date NAV 15.8144 16.1315 13.1592 22.4805 12.6517 15.2120 16.4776 Record Date NAV 12.50 14.15 14.79 14.68 18.79 18.20 16.33 21.73 12.92 12.03
Sundaram S.M.I.L.E Fund Record Date 14/10/05 10/03/06 23/02/07 07/12/07 31/07/09 26/03/10 08/04/11 % 10.0 10.0 20.0 60.0 20.0 30.0 10.0 Record Date NAV 13.0045 15.5295 15.5046 23.8655 14.0713 14.9741 12.4419
Sundaram CAPEX Opportunities
Sundaram Financial Services Opportunities

Record Date % 12/06/09 10.0 06/11/09 20.0 18/02/11 30.0 Record Date NAV 12.8580 14.0743 15.4510
Sundaram Rural India

Record Date 17/11/06 24/12/10 % 10.0 30.0 ` per unit 1.00 3.00 ` per unit 1.00 2.00 Record Date NAV 11.4221 14.6803 Record Date NAV 13.6534 13.7327
Sundaram Entertainment Opportunities

Record Date % 05/06/09 10.0 12/03/10 20.0
Sundaram PSU Opportunities

Record Date % 07/01/11 10.0 ` per unit Record Date NAV 1.00 11.3935 ` per unit Record Date NAV 3.00 16.4246
Sundaram Equity Multiplier

Record Date % 20/12/07 30.0
Sundaram Global Advantage Fund

Plan Record Date % ` per unit Record Date NAV Regular 31/05/13 12.16 1.2159 13.9118 Direct 31/05/13 4.15 0.4150 13.9784
Dividend is declared on the face value of ` 10 per unit. After declaration and payment of dividend (including re-investment), the ex-dividend NAV will decline to the extent of the dividend payment. For dividend history of liquid/income funds, please visit www.sundarammutual.com. For Product Labels, please refer Page 2. Disclosures: Page 28 & 29
Help Guide for Performance Analysis

NAV-based returns have been used in calculating all the numbers in Performance Analysis table. Average Annual Mean: This is the average of monthly returns since launch. Standard Deviation: This indicator tells how the monthly/weekly returns as the case may be are deviating from the mean returns of the fund and is calculated for the same period as mean returns. This gives an indication of the volatility in the returns of the fund. This indicator hence should be read in conjunction with Mean returns and not to be used alone. Beta: This measure is also calculated basing on the monthly returns. It considers the benchmark returns and finds out the extent to which fund moved in relation to benchmark. For example, a figure of 0.9, means that if index falls by 1, this funds NAV should decline by 0.9 Sharpe: This ratio is a measure of the funds risk-adjusted returns per unit of risk (risk measure used is standard deviation). It is calculated by deducting the risk-free rate of return from the average monthly returns and dividing the result by the standard deviation. In general, higher the Sharpe ratio, the better it is as an indicator of risk-adjusted returns. Sortino: This ratio is a measure of the funds risk-adjusted returns per unit of down-side risk (down-side risk measure used is standard deviation of falls in excess of risk-free return). Sortino ratio is calculated by deducting the risk-free rate of return from the average monthly returns and dividing the result by the down-side risk. In general, higher the Sortino ratio, the better it is as an indicator of risk-adjusted returns. Treynor Ratio: This ratio is a measure of the funds risk-adjusted returns per unit of market risk (risk measure used is beta). It is calculated by deducting the risk-free rate of return from the average monthly return and dividing the result by the beta of the fund. Alpha: It is the excess return generated by the fund above its expected rate of return. The expected rate or return is the return of the index multiplied by the beta. Correlation: This number shows the relationship between the returns of the fund and benchmark. If the ratio is 0, it means there is no relationship between them and if it is 1, it means the two move in tandem. This ratio is also calculated for the same period as of mean returns. Tracking error: This is a measure of how closely a portfolio follows the index to which it is benchmarked. It measures the standard deviation of the difference between the portfolio and benchmark returns. Tracking error (also called active risk) is a measure of the deviation from the benchmark. An actively managed portfolio would normally have a higher tracking error. If tracking error is measured historically, it is called 'realised' or 'ex post' tracking error. If a model is used to predict tracking error, it is called 'ex ante' tracking error. The former is more useful for reporting performance, whereas ex ante is generally used by portfolio managers to control risk Information Ratio: This is a measure the excess return of the fund over the benchmark by the amount of risk the manager takes relative to a benchmark. Risk measure to compute information ratio is tracking error. Turnover: This ratio measures churn or portfolio turnover. This is calculate by dividing the lower of purchases or sales by the average daily assets for the chosen period.
September 30, 2013
Page 27
Disclosures
Past performance may or may not be sustained in future and should not be used as a basis for comparison with other investments. Past performance is no guarantee of future result. Mutual Fund investments are subject to market risks, read all scheme related documents carefully. There can be no assurance or guarantee that fund's objectives will be achieved. NAV may go up or down, depending on the factors and forces affecting the securities market. The names of the schemes do not in any manner indicate either quality or future prospects and returns.
For more details on fund-specific features, detailed risk factors and information on Sundaram Asset Management, please read the Statement of Additional Information and Scheme Information Document available at www.sundarammutual.com. Specific to information in the Fact Sheet: Portfolio Attributes: For Sundaram Money Fund and Sundaram Bond Saver, the portfolio attributes indicated are features that would normally be adhered to. There could also be changes if there are significant shifts in underlying of the fixed-income market. Disclaimer for dividend: Dividend is declared on the face value of ` 10 per unit. After declaration and payment of dividend (including reinvestment), the ex-dividend NAV will decline to the extent of the dividend payment. Exposure to derivatives: The value indicated for derivatives represents the exposure to equity through to index futures, index options, stock futures and stock options. The margin may be only a proportion of the exposure and to the extent, it is lower, cash in the funds accounts will be higher. Portfolio Weights & NAV: Stock and sector weights have been rounded to one-decimal place and so may not add exactly to 100%. NAV information in this document is as on Septmeber 30, 2013 unless otherwise specified. Returns are based on NAV as of September 30, 2013 Average AUM is for the month of September 2013. Returns: As per the SEBI standards for performance reporting, since inception returns are calculated based on ` 10 invested at inception of the funds. For this purpose the inception date is deemed to be the date of allotment. Returns are computed using the NAV of Regular Plan-Growth Option where a separate Dividend and Growth option is available from inception and an adjusted-series of NAV for Sundaram Growth Fund and Sundaram Tax Saver for dividends declared before separate Dividend & Growth Options were introduced. Returns for period in excess of one year is on a compounded annual basis; the returns are net of fees and expenses but before taking into effect of entry load. Returns to investors may be lower to the extent of entry load and timing of investment in the fund. Returns are net of fees and expenses. Past performance may or may not be sustained in future and the numbers should not be used as a basis for comparison with other investments. Performance Analysis are on an annualized basis as of September 30, 2013 Computation is based on the monthend NAV of the fund, designated benchmark of the scheme and CNX Nifty. The risk free rate is 8.0907% per annum based on the upper band of 10 year T-Bill yield. Data Source: Bloomberg; Computation: In- house Fund Features: Scheme Type, Investment Objective, Plans, Options, Entry Load and Exit Load have been outlined in the respective fund-specific Fact Sheet pages. NAV will be published on every business day. Asset Allocation: Sundaram Growth Fund: Equity and equity-related instruments (including investment in derivatives): 80%-100% Money market instruments up to 20% Exposure in derivative shall not exceed 50% of the net assets of the scheme The Scheme may invest up to 35 of the net assets in overseas securities. Sundaram Select Focus: Equity and equity-related instruments (including investment in derivatives): 75%-100% Cash, cash equivalents, money market instruments: Not exceeding 25% Exposure in derivative shall not exceed 50% of the net assets of the scheme The Scheme may invest up to 35% of the net assets in overseas securities. The scheme can at any time hold upto a maximum of 50 stocks. Sundaram Select Mid Cap: Equity and equityrelated instruments (including investment in derivatives):
For Product Labels, please refer Page 2.
75%-100% Cash, cash equivalents, money market instruments: not exceeding 25% Exposure in derivative shall not exceed 50% of the net assets of the scheme The Scheme may invest up to 35% of the net assets in overseas securities. Sundaram S.M.I.L.E Fund (Small and Medium Indian Leading Equities): Equity instruments small-cap and mid-cap stocks (including investments in derivatives): At least 65% Other Equities (including investment in derivatives): Not exceeding 35% Money market instruments: Not exceeding 15% Exposure in derivative shall not exceed 50% of the net assets of the scheme The Scheme may invest up to 35% of the net assets in overseas securities. Sundaram Tax Saver: Equity & equity-related instruments: 80%-100% Corporate and PSU Bonds Up to 20% Money market instruments: Up to 20%. In conformity with GOI notification dated 28-Dec-1992 on ELSS 1992, under normal circumstances, a minimum of 80% of the funds of this Scheme will be invested in equities or equity related instruments. The balance portion would be invested in debt and money market instruments. Sundaram Equity Multiplier: Equity & equity-related Instruments (including investment in derivatives): 65%-100% Debt instruments including securitised debt & Money Market Instruments: up to 35% (securitised debt up to a maximum of 30%) Exposure in derivative shall not exceed 50% of the net assets of the scheme. Select Thematic Funds: Sundaram CAPEX Opportunities: Equity & equityrelated securities of companies in capital goods sector (including investment in derivatives): 70%-100% Other equities (including investment in derivatives) 0%-30% Money market instruments: 0%-15%. Exposure in derivative shall not exceed 50% of the net assets of the scheme The Scheme may invest up to 35% of the net assets in overseas securities. Sundaram Capex Opportunities Fund has two separate portfolios for Dividend and Growth Options. Sundaram Rural India Fund: Equity & equity-related securities of companies that are focusing on Rural India (including investment in derivatives): 70%-100% Other equities (including investment in derivatives): 0%-30% Money market instruments 0%-15% Exposure in derivative shall not exceed 50% of the net assets of the scheme The Scheme may invest up to 35% of the net assets in overseas securities. The fund may also invest in equity and equityrelated instruments listed in overseas markets as well as overseas funds/ETFs that invest in or track agricommodity stocks. The scheme will not invest in funds/ETFs that have direct exposure to commodities. Sundaram Energy Opportunities: Equity and equityrelated instruments in the targeted theme 65%-100%; equity and equity-related instruments that are outside the theme 0%-35%; Money market Instruments: 0%-15%. Exposure in derivative shall not exceed 50% of the net assets of the scheme. Sundaram PSU Opportunities Fund: Equity & equity-related Instruments in the targeted theme (including investment in derivatives): 65%-100% Equity & equity-related Instruments other than the targeted theme (including investment in derivatives): up to 35% Fixed income/money market instruments: up to 35% Exposure in derivative shall not exceed 50% of the net assets of the scheme The Scheme may invest up to 35% of the net assets in overseas securities. Sundaram Balanced Fund: Equity and equity-related instruments (including investment in derivatives): 40%-75% Fixed Income instruments: 25%60%, Including securitised debt up to 10% Exposure in derivative shall not exceed 50% of the net assets of the scheme The Scheme may invest up to 35% of the net assets in overseas securities. Sundaram Global
Advantage: Unit of mutual funds and exchange-traded funds listed on overseas stock exchanges 85%-100%; Domestic Money-market instruments 0%-15%. Sundaram Equity Plus: Equity & equity-related instruments listed in India 65%-85% Gold-ETF 15%35% Fixed Income & Money Market Instruments 0%20%. Exposure to derivatives will be to 50% of the net asset value of the Scheme at the time of transaction. Exposure to overseas securities shall also not exceed 35% of assets. The total asset allocation including exposure to derivatives would not exceed 100% of the net assets of the Scheme. Sector Funds: Sundaram Financial Services Opportunities: Equity and equity related instruments of Indian companies engaged in Banking and Financial Services: 80%-100% Other equities 0%-20% Fixed Income and Money market instruments 0%-20% Exposure in derivative shall not exceed 50% of the net assets of the scheme The Scheme may invest up to 35% of the net assets in overseas securities. Sundaram Entertainment Opportunities: Equity and equity related instruments of Indian companies engaged in Media and Entertainment Sector: 80%-100% Other equities 0%-20% Fixed Income and Money market instruments 0%-20% Exposure in derivative shall not exceed 50% of the net assets of the scheme The Scheme may invest up to 35% of the net assets in overseas securities. Sundaram Money Fund: Money Market Investments, debt securities (including securitised debt up to a maximum of 50% of the net asset value of the scheme) 0% - 100%. The scheme shall invest in debt and money market securities with maturity of up to 91 days only. Sundaram Ultra Short-Term Fund: Money market securities and/ or debt securities with residual or average maturity of less than or equal to 370 days or put options within a period not exceeding 370 days 70% - 100% Debt securities which have residual or average maturity of more than 370 days 0% - 30% (Including Securitised Debt up to 30%). Sundaram Flexible Fund-Short Term Plan: Money Market Instruments (CDs, CPs, CBLO, REPO, MIBOR Instruments, Debt Securities with initial maturity of less than one year/GOI Secs./Treasury Bills) 65%-100% Fixed Income Instruments Government of India & Corporate Debt Securities (including Securitised Debt) 0%-35%. Sundaram Flexible Fund-Flexible Income Plan: Fixed Income Instruments, Government of India & Corporate Debt Securities (including Securitised Debt) 65%-100% Money Market Instruments like CPs, CBLO, REPO, MIBOR Instruments, Debt Securities with initial maturity of less than one year/GOI Secs./Treasury Bills 0%-35% Investment in securitised debt will be up to 35% of the net assets. Sundaram Bond Saver: Debt instruments 65%-100% Money market instruments 0%40%. Sundaram Monthly Income Plan: Conservative Plan: Government Securities 90%-100% Debt Securities, Money Market instruments & Cash (Including money at Call, other than securitised debt) 90%-100% Equity & Equity related securities 0%-10% Investment in Securitised Debt will be up to 75% of the net assets of the Plan. Moderate Plan: Government securities 80%100% Debt Securities, Money Market instruments & Cash (Including money at Call, other than securitised debt) 80%-100% Equity and equity-related securities 0%-20%. Investment in Securitised Debt will be up to 75% of the net assets of the Plan. Aggressive Plan: Government securities 70%-100% Debt Securities, Money Market instruments & Cash (Including money at Call, other than securitised debt) 70%-100% Equity and equity-related securities 0%-30%. Investment in Securitised Debt will be up to 70% of the net assets of the Plan.
Mutual Fund investments are subject to market risks, read all scheme related documents carefully.
www.sundarammutual.com September 30, 2013 Page 28 Sundaram Mutual Fund
Disclosures
Pending deployment of funds in terms of the investment objective, the funds may be invested in short-term deposits with scheduled commercial banks in accordance with applicable SEBI guidelines. Scheme-Specific Risk Factors: Applicable for all funds: Change in Government policy in general and changes in tax benefits applicable to mutual funds may impact the returns to Investors Applicable to equity schemes (except Sundaram Tax Saver and Sundaram Select Thematic Funds Energy Opportunities): For any overseas investments in the equity funds, country risk, currency risk and geopolitical risk, to name a few Sundaram Select Focus: Higher volatility due to a concentrated portfolio. Sundaram Select Mid Cap: Lack of liquidity at times and volatility. Sundaram Small and Medium Indian Leading Equities Fund (S.M.I.L.E) Fund: Small-cap stocks are generally more illiquid. Sundaram Equity Multiplier: Risk of nondiversification. Sundaram Select Thematic Funds Capex Opportunities: Long gestation periods; pace at which investments materialize; incidence of taxation, government policy & firm-level inefficiency. Sundaram Select Thematic Funds Rural India Fund: Vagaries of nature such as erratic monsoon, failure of crop & drought, to name a few; cyclical / seasonal factrs For any overseas investments relevant to rural-theme: country risk, currency risk and geopolitical risk. Sundaram Select Thematic Funds Energy Opportunities: Delays and slower pace of commercialisation of gas and oil finds; Government policy on pricing and distribution of petro-products; Significantly lower commercial output in relation to the size of the oil or gas discovery; Regulatory hurdles that impede growth and take more-than reasonable time frames to be sorted out; Geo political developments and government intervention in Pricing; Slower-than-expected pace of development and usage of oil and gas in user industries could impact the performance. Sundaram Select Thematic Funds PSU Opportunities: Geopolitical developments. As the schemes will invest in the instruments of public sector companies, it will be affected by the government policies on PSU. As a thematic fund, there will be concentration risk compared to a diversified fund. For any overseas investments in the equity funds, country risk, currency risk and geopolitical risk, to name a few. The Scheme may use techniques such as interest rate swaps, options on interest rates, futures and forward rate agreement and other derivative instruments that are / may be permitted under SEBI/RBI Regulation. These techniques and instruments, if imperfectly used, have the risk of the Scheme incurring losses due to mismatches, particularly in a volatile market. Sundaram Global Advantage: Currency risk, country risk, geo-political risk and emerging markets risk. Sundaram Equity Plus: Global demand-supply trends, purchases/sales by central banks, delays in bringing new mines on line, macroeconomic variables, geo-political factors, seasonality in demand, changes in duty and tariffs and liquidity may have an impact on prices of gold and consequently on the NAV of the Scheme to the extent investment is made in gold-ETF. Investment in ETFs will be subject to risks of the underlying Scheme including tracking error. If and to the extent, the portfolio includes overseas stocks, investors will be exposed to country risk, currency risk, geopolitical risk, legal restrictions and regulation changes in geography other than India. The equity portfolio will be subject to market risk, liquidity risk and nondiversification, to name a few. There is risk of capital loss and non attainment of the stated investment objective. This is a concise summary of Scheme-specific risk factors available in detail in the Scheme Information Document. Sector Funds: Sundaram Financial Services Opportunities: The scheme being sector specific will be
For Product Labels, please refer Page 2.
affected by the risks associated with the Financial Services sector. Investing in a sectoral fund is based on the premise that the Fund will seek to invest in companies belonging to a specific sector. This will limit the capability of the Fund to invest in another sector. The fund would invest in equity and equity related securities of companies engaged in the financial services sector and hence concentration risk is expected to be high. Also, as with all equity investing, there is the risk that companies in that specific sector will not achieve its expected earnings results, or that an unexpected change in the market or within the company will occur, both of which may adversely affect investment results. Thus investing in a sector specific fund could involve potentially greater volatility and risk. The risk factors associated with the Sectoral Fund are in addition to the standard risk factors applicable to all the Schemes of the Mutual Fund. Sundaram Entertainment Opportunities: The scheme being sector specific will be affected by the risks associated with the Media sector. Investing in a sectoral fund is based on the premise that the Fund will seek to invest in companies belonging to a specific sector. This will limit the capability of the Fund to invest in another sector. The fund would invest in equity and equity related securities of companies engaged in the media sector and hence concentration risk is expected to be high. Also, as with all equity investing, there is the risk that companies in that specific sector will not achieve its expected earnings results, or that an unexpected change in the market or within the company will occur, both of which may adversely affect investment results. Thus investing in a sector specific fund could involve potentially greater volatility and risk. The risk factors associated with the Sectoral Fund are in addition to the standard risk factors applicable to all the Schemes of the Mutual Fund. Sundaram Money Fund: Sundaram Money Fund is a Money Market Scheme. Changes in the prevailing rates of interest are likely to affect the value of the scheme's holdings and consequently the value of the scheme's Units. The scheme may use derivative instruments like Interest Rate Swaps, Forward Rate Agreements or other derivative instruments for the purpose of hedging and portfolio balancing and trading, as permitted under the Regulations and guidelines. Usage of derivatives will expose the plans to certain risks inherent to such derivatives. Sundaram Ultra Short-Term Fund: Sundaram Ultra Short-Term Fund is not a Money Market Scheme. Changes in the prevailing rates of interest are likely to affect the value of the scheme's holdings and consequently the value of the scheme's Units. The scheme may use derivative instruments like Interest Rate Swaps, Forward Rate Agreements or other derivative instruments for the purpose of hedging and portfolio balancing and trading, as permitted under the Regulations and guidelines. Usage of derivatives will expose the plans to certain risks inherent to such derivatives. Sundaram Bond Saver: Changes in the prevailing rates of interest are likely to affect the value of the schemes holdings and consequently the value of the schemes Units. Credit Risk: Credit Risk refers to the risk of default in interest (coupon) payment and /or principal repayment. All debt instruments except those issued by the Government of India carry this risk. Price Risk: As long as the Scheme will be invested, its Net Asset Value (NAV) is exposed to market fluctuations, and its value can go up as well as down. The portfolio of fixed-income securities that the Scheme invests in would be exposed to price changes on a day-today basis. These price changes may occur due to instrument-specific factors as well as general macroeconomic conditions. In general, price of fixedincome securities go up when interest rates fall, and vice versa. Market Risk: The Scheme may also be subject to price volatility due to such factors as interest sensitivity, market perception or the creditworthiness of the issuer and
general market liquidity. Risk associated with securitised debt is similar to the listed factors General Risk Factors: All mutual funds and securities investments are subject to market risks, and there can be no assurance or guarantee that fund's objectives will be achieved. NAV may go up or down, depending on the factors and forces affecting the securities market. Main types are market risk, liquidity risk, credit risk and systemic risks. At times, liquidity of investments may be impaired. There is uncertainty of dividend distribution and risk of capital loss. Past performance of the Sponsor/Asset Management Company/Fund does not indicate the future performance. Investors in the schemes are not being offered any guaranteed or indicated returns. The names of the schemes do not in any manner indicate either quality or future prospects and returns. General Disclaimer: This document is issued by Sundaram Asset Management, an investment manager registered with the Securities and Exchange Board of India in India and is produced for information purposes only. It is not a prospectus or scheme information document offer document or an offer or solicitation to buy any securities or other investment or Scheme Information Document, Information and opinion contained in this document are published for the assistance of the recipient only; they are not to be relied upon as authoritative or taken as a substitution for exercise of judgment by any recipient. They are subject to change without any notice and not intended to provide the sole basis of any evaluation of the instrument discussed or offer to buy. It is neither a solicitation to sell nor shall it form the basis of or be relied upon in connection with any contract or commitment whatsoever or be taken as investment advice. The information and opinions contained in this communication have been obtained from sources that Sundaram Asset Management believes to be reliable; no representation or warranty, express or implied, is made that such information is accurate or complete and it should not be relied upon as such. Sundaram Asset Management neither guarantees its accuracy and/or completeness nor does it guarantee to update the information from time to time. This communication is for private circulation only and for the exclusive and confidential use of the intended recipient(s) only. Any other distribution, use or reproduction of this communication in its entirety or any part thereof is unauthorized and strictly prohibited. By accepting this document you agree to be bound by the foregoing limitations. This communication is for general information only without regard to specific objectives, financial situations and needs of any particular person who may receive it and Sundaram Asset Management is not soliciting any action based on this document. Sundaram Asset Management in the discharge of its functions, may use any of the data presented in this document for its decision-making purpose and is not bound to disclose the same. Copies of the Statement of Additional Information, Scheme Information Document and application form with Key Information Memorandum may be obtained from the offices of Sundaram Mutual offices and its authorized distributors or downloaded from www.sundarammutual.com. For scheme specific risk factors, asset allocation, load structure, fund facts and taxation aspects please refer the Statement of Additional Information and Scheme Information Document available online and at branches/Investor Service Centres, Statutory: Mutual Fund: Sundaram Mutual Fund is a trust under Indian Trusts Act, 1882 Sponsor (Liability is to ` 1 lakh): Sundaram Finance Investment Manager: Sundaram Asset Management Company. Trustee: Sundaram Trustee Company.
Mutual Fund investments are subject to market risks, read all scheme related documents carefully.
www.sundarammutual.com Septmeber 30, 2013 Page 29 Sundaram Mutual Fund
Track Record Liquid/Fixed-Income Funds

Fund / Benchmark Sundaram Money Fund CRISIL Liquid Fund Index CRISIL 91-days T-Bill Index Sundaram Ultra Short Term Fund CRISIL Liquid Fund Index CRISIL 91-days T-Bill Index 30/09/12 30/09/11 30/09/10 30/09/13 (%) 30/09/12 (%) 30/09/11 (%) 9.04 8.59 7.80 9.69 8.59 7.80 9.80 8.65 8.78 10.18 8.65 8.78 8.49 7.77 5.24 8.86 7.77 5.24 Last 7 days 10.55 11.81 11.33 13.28 11.81 11.33 Last 3 years (%) 3.64 5.16 4.52 2.26 5.16 4.52 3.61 5.16 4.52 6.62 6.16 4.52 7.95 8.42 6.91 6.21 6.16 4.52 6.21 6.16 6.38 4.24 6.16 4.52 8.84 8.33 6.38 9.10 8.33 7.26 9.57 8.33 7.26 Last 15 days 10.69 15.95 14.74 16.85 15.95 14.74 Last 5 years (%) 5.50 7.40 6.06 6.68 6.78 6.06 6.09 8.77 8.08 4.41 6.78 6.06 4.41 6.78 5.77 4.85 6.78 6.06 8.15 7.16 5.77 7.68 7.16 5.72 8.20 7.16 5.72 Last 1 month 10.65 15.87 11.26 15.02 15.87 11.26 Since Inception Returns (%) ` 10,000 7.69 7.09 5.68 8.35 7.22 5.75 17,832 17,067 15,388 16,768 15,669 14,337
Fund / Benchmark Sundaram MIP - Moderate Plan CRISIL MIP Blended Index CRISIL 10 Year GILT Index Sundaram MIP - Aggressive Plan CRISIL MIP Blended Index CRISIL 10 Year GILT Index Sundaram MIP - Conservative Plan CRISIL MIP Blended Index CRISIL 10 Year GILT Index Sundaram Bond Saver CRISIL Composite Bond Fund Index CRISIL 10 Year GILT Index Sundaram GILT Fund I-Sec MIBEX CRISIL 10 Year GILT Index Sundaram Income Plus CRISIL Composite Bond Fund Index CRISIL 10 Year GILT Index Sundaram Select Debt - Short Term Asset Plan CRISIL Liquid Fund Index CRISIL 1 Year T-Bill Index Sundaram Flexible Fund -Flexible Income Plan CRISIL Composite Bond Fund Index CRISIL 10 Year GILT Index Sundaram Flexible Fund - Short Term Plan CRISIL Short-Term Bond Fund Index CRISIL 1 Year T-Bill Index Sundaram Money Fund CRISIL Liquid Fund Index CRISIL 91-days T-Bill Index Sundaram Ultra Short Term Fund CRISIL Liquid Fund Index CRISIL 91-days T-Bill Index
30/09/12 30/09/11 30/09/10 30/09/13 (%) 30/09/12 (%) 30/09/11 (%) 6.58 3.22 2.45 -2.96 3.22 2.45 -0.53 3.22 2.45 4.86 3.49 2.45 17.90 10.43 12.10 32.28 3.49 2.45 10.07 8.59 7.52 -0.77 3.49 2.45 8.16 8.59 7.52 9.04 8.59 7.80 9.69 8.59 7.80 6.63 10.60 8.01 10.94 10.60 8.01 8.84 10.60 8.01 10.21 9.50 8.01 3.95 10.35 7.10 -12.96 9.50 8.01 10.34 8.65 8.16 8.44 9.50 8.01 10.05 8.65 8.16 9.80 8.65 8.78 10.18 8.65 8.78 -2.03 1.90 3.20 -0.66 1.90 3.20 2.76 1.90 3.20 4.89 5.58 3.20 2.68 4.62 1.79 4.08 5.58 3.20 11.79 7.77 5.38 5.27 5.58 3.20 8.35 7.77 5.38 8.49 7.77 5.24 8.86 7.77 5.24
Since Inception Last 8 years (%) Returns (%) ` 10,000 5.16 6.96 5.51 5.76 5.79 5.51 5.39 7.39 6.44 7.32 7.02 5.51 5.56 5.79 3.54 7.96 7.02 5.51 5.81 6.63 4.16 3.34 5.90 4.67 3.89 5.90 4.67 8.05 5.44 5.70 5.83 6.00 6.91 6.32 5.34 5.50 5.77 3.54 7.76 6.82 5.09 7.69 7.09 5.68 8.35 7.22 5.75 17,306 18,646 14,890 11,244 12,270 11,768 11,458 12,270 11,768 33,994 19,046 18,580 17,579 18,829 20,963 19,718 17,791 15,980 16,347 11,708 19,237 17,824 17,791 17,832 17,067 15,388 16,768 15,669 14,337
Past performance may or may not be sustained in the future; NAV and performance as on September 30, 2013. NAV of Regular Plan - Growth option is considered for computing the annualised returns. Returns are in percentage (%). Returns for more than one year are computed on compounded annualised basis and less than one year are computed on simple annualised basis. Performance has not been disclosed for closed-ended schemes as they are non comparable with other fixed income schemes. Income schemes (except Sundaram Select Debt Short Term Asset Plan and Sundaram Flexible Fund Short Term Plan) and liquid schemes have been compared with CRISIL 10 Year GILT Index and CRISIL 91 Days T-Bill Index respectively. Sundaram Select Debt Short Term Asset Plan and Sundaram Flexible Fund Short Term Plan are compared with CRISIL1 year T-Bill Index. Returns for the standard benchmark are sourced from www.amfiindia.com
September 30, 2013
Page 30
Fund Managers
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S Bharath FB;1 ".;.42?-E>B6AF FB;1@ ".;.421: (B;1.?.: G9</.9 A1C.;A.42 FB;1, (B;1.?.: 'B?.9 I;16. FB;1*, (B;1.?.: C.=2E $==<?AB;6A62@ FB;1*, (B;1.?.: E;2?4F $==<?AB;6A62@ FB;1* .;1 52 6@ A52 12160.A21 3B;1 :.;.42? 3<? 6;C2@A:2;A@ 6; <C2?@2.@ @20B?6A62@.
Shiv Chanani, CFA FB;1 ".;.42?-E>B6AF FB;1@ ".;.421: (B;1.?.: E>B6AF "B9A6=962?*, (B;1.?.: E>B6AF %9B@ .;1 (B;1.?.: B.9.;021 FB;1
Dwijendra Srivatsava, CFA H2.1-F6E21 I;0<:2 FB;1@ ".;.421*: (B;1.?.: "<;2F FB;1, (B;1.?.: *9A?. (5<?A-)2?: FB;1, (B;1.?.: F92E6/92 FB;1 (5<?A-)2?: %9.;, (B;1.?.: F92E6/92 FB;1 F92E6/92 I;0<:2 %9.;, (B;1.?.: G69A FB;1, (B;1.?.: B<;1 (.C2?, (B;1.?.: (2920A D2/A (5<?A-)2?: A@@2A %9.;, (B;1.?.: I;0<:2 %9B@, (B;1.?.: C.=6A.9 %?<A20A6<; $?62;A21 FB;1@, (B;1.?.: "<;A59F I;0<:2 %9.;, (B;1.?.: F6E21 )2?: %9.;@ .;1 (B;1.?.: F6E21 I;0<:2 I;A2?C.9 FB;1@.
Siddharth Chaudhary FB;1 ".;.42?-F6E21 I;0<:2 FB;1@ ".;.421*: (B;1.?.: "<;2F FB;1, (B;1.?.: *9A?. (5<?A-)2?: FB;1, (B;1.?.: F92E6/92 FB;1 (5<?A-)2?: %9.;, (B;1.?.: C.=6A.9 %?<A20A6<; $?62;A21 FB;1@, (B;1.?.: "<;A59F I;0<:2 %9.; .;1 (B;1.?.: F6E21 I;0<:2 I;A2?C.9 FB;1@.
Sandeep Agarwal FB;1 ".;.42?-F6E21 I;0<:2 FB;1@ ".;.421*: (B;1.?.: F92E6/92 FB;1 F92E6/92 I;0<:2 %9.;, (B;1.?.: G69A FB;1, (B;1.?.: B<;1 (.C2?, (B;1.?.: (2920A D2/A (5<?A-)2?: A@@2A %9.;, (B;1.?.: "<;A59F I;0<:2 %9.;, (B;1.?.: I;0<:2 %9B@ .;1 (B;1.?.: F6E21 )2?: %9.;@. *Jointly Managed Funds
Septmeber 30, 2013
Page 31
Systematic Investment Plan: Performance of ` 1000-a-month SIP

An open-end equity scheme
Period
Investment
Fund 4,63,302 2,69,805 1,12,503 75,827 36,372 24,471 11,493
Benchmark 2,25,748 1,50,211 80,293 59,152 31,198 21,833 10,615
CNX Nifty 2,76,482 1,99,741 1,01,876 70,934 37,417 25,333 11,863
Since Inception 1,34,000 Last 10 years 1,20,000 Last 7 years 84,000 Last 5 years 60,000 Last 3 years 36,000 Last 2 years 24,000 Last 1 year 12,000
Past performance may or may not be sustained in future. Return/investment value are as of September 30, 2013 Effective compounded annual return of a constant amount SIP every month in percentage are computed using NAV of Regular Plan-Growth Option. Investment and value for the fund and benchmark are in rupees.
Period
Investment
Fund 3,01,930 1,98,853 93,381 64,771 35,428 24,272 11,622
Benchmark 2,76,482 1,99,741 1,01,876 70,934 37,417 25,333 11,863
CNX Nifty 2,76,482 1,99,741 1,01,876 70,934 37,417 25,333 11,863


Period
Investment
Fund 1,27,479 90,258 60,781 31,782 22,036 10,690
Benchmark 88,185 68,222 51,284 28,095 20,586 10,463
CNX Nifty 1,43,548 1,01,876 70,934 37,417 25,333 11,863
Since Inception 1,03,000 Last 7 years Last 5 years Last 3 years Last 2 years Last 1 year 84,000 60,000 36,000 24,000 12,000
Period
Investment
Fund 6,71,239 2,28,907 1,01,073 67,698 36,102 24,315 11,380
Benchmark 4,48,673 1,92,968 99,210 69,575 36,542 24,917 11,700
CNX Nifty 4,27,793 1,99,741 1,01,876 70,934 37,417 25,333 11,863
(I% =2?3<?:.;02 <3 2.05 <=2;-2;1 2>B6AF 3B;1 6@ .9@< .C.69./92 6; A52 ?2@=20A6C2 3B;1 =.42@. F<? 3B;1 3.0A@ .;1 ?6@8 3.0A<?@ ?232? %.42 28 & 29
Design and layout by Spark Creations - 45510041
Sundaram Tax Saver

An open-end ELSS scheme

Consolidated Factsheet of Sundaram

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Consolidated Factsheet of Sundaram

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Fact Sheet for September 2013

Toll Free 1800 103 7237 (India) +91 44 49057300 (NRI)

SMS SFUND to 56767

Equity Schemes Sundaram Growth Fund

This product is suitable for investors who are seeking*

Fixed Income Schemes Sundaram Money Fund

This product is suitable for investors who are seeking*

Sundaram Balanced Fund

Sundaram Gilt Fund

Sundaram Entertainment Opportunities Fund

September 30, 2013

Sundaram Mutual Fund

Track Record Equity Funds

NAV Per Unit (`)

CNX Nifty (%)

Excess points (%)

Value of ` 10,000 invested Fund Benchmark CNX Nifty S Krishnakumar

Sundaram S.M.I.L.E Fund

Sundaram Growth Fund

Sundaram Financial Services Opportunities

Sundaram Entertainment Opportunities

Sundaram PSU Opportunities

Sundaram Select Focus

Sundaram Tax Saver

Sundaram Capex Opportunities*

S Krishnakumar & S Bharath

Sundaram Energy Opportunities*

Sundaram Equity Multiplier*

S Krishnakumar & Shiv Chanani

Sundaram Balanced Fund

Sundaram Equity Plus

Sundaram Rural India Fund*

J Venkatesan & S Bharath

Sundaram Global Advantage Fund

Disclosures: Page 28 & 29

September 30, 2013

Sundaram Mutual Fund

ixed Income: C2;A?.9 /.;8@ @B?=?6@21 A52 :.?82A@ 6;

(2=A2:/2? 2013. F6?@A, 2:2?46;4 :.?82A@ /?2.A521 2.@F .@ *.(

A 12A.6921 <BA9<<8 6@ .C.69./92 .A www.sundarammutual.com

September 30, 2013

Sundaram Mutual Fund

Sundaram Growth Fund

Diversified Large-Cap Fund

Average AUM Security

` 178 crore Weight

Value of ` 1000-a-month SIP

Underweight Consumer Goods Metals Industrial Manufacturing

Sector Profile (%)

Performance Analysis (Based on returns)

Active Stock Allocation versus Benchmark

Dividend-last 5 years (For history refer page 27)

Weighted Average Market Cap: Median Market Cap:

September 30, 2013

Sundaram Mutual Fund

Sundaram Tax Saver

NAV Per Unit (`) 43.28 43.28 45.59 38.63

Fund Benchmark CNX Nifty

Value of ` 1000-a-month SIP

Underweight Consumer Goods Metals Automobile

Sector Profile (%)

Performance Analysis (Based on returns)

Active Stock Allocation versus Benchmark