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SINO-PLATONIC PAPERS

Number 41 October, 1993

Miching Mallecho: The Zhanguo ce and Classical Rhetoric

by Paul Rakita Goldin

Victor H. Mair, Editor Sino-Platonic Papers Department of East Asian Languages and Civilizations University of Pennsylvania Philadelphia, PA 19104-6305 USA vmair@sas.upenn.edu www.sino-platonic.org

SINO-PLATONIC PAPERS is an occasional series edited by Victor H. Mair.


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Editor's note: This work appears in revised form as chapter 5 of Paul R. Goldin's After Confucius: Studies in Early Chinese Philosophy (University of Hawai`i Press, 2005).

Sina-Platonic Papers, No. 41 (October, 1993)

niching Hallecho: The Z ' o o e and C l a s s i c a l Rhetoric


m h e l i a : What means t h i s , my lord? Hamlet : Marry, t h i s is miching mallecho, 1 it means mischief.

A consensus regarding the proper c l a s s i f i c a t i o n of t h e Z h a o c &

( I n t r i g u e s of the Warrm S t a t e s ) , t h e singular c o l l e c t i o n of anecdotes compiled by the b i b l i o p h i l e Liu Xiang (77-6 B.C.), scholars. continues t o elude

Henri Maspero has demonstrated t h a t much of t h e material in t h e

Intrigues is f i c t i o n a l . 3 and h i s t o r i a n s have s i n c e rejected them as a primary


source of information, although we know from t h e work of Zheng Liangshu t h a t they may be derived from many of t h e same sources which Sima Qian (146-86

B.C.) used f o r h i s S h w (Recorn's o f the Historian)+

Some w r i t e r s , such as

Timoteus Pokora, have found t h a t "much information given en passant in w h a t


may perhaps be called informatory parts of t h e Chan-kuo

Ts 'e can be

corroborated from other s o u r c e s . " ~ S t i l l , it is generally agreed t h a t the

Intrigues are very u n r e l i a b l e as a h i s t o r i c a l text, and probably were never


intended as one.

1. "Miching" is t h e present p a r t i c i p l e of t h e obsolete verb " t o miche," meaning " t o hide," o r " t o pilferH--probably r e l a t e d t o Modern German meuch-. as in Meuchelmord ("assassination") and areuchl( " s t e a l t h i l y " ) . "Mallecho" is likely the Spanish word melhecho, or "misdeed." "niching mallecho" thus means "secretive malefactionu--or "intrigue." 2. Romanizations of a l l Chinese characters w i l l be found i n t h e appended glossary.
3. "Le Roman d e Sou T s 'in, " Etudes Asiatigues 2 (1925), 127-41; and "Le Roman historique dans la l i t t 6 r a t u r e chinoise de l ' a n t i q u i t g , " in Mdlanges Posthumes (Paris: C i v i l i s a t i o n s du Sud, 1950), 111, 52-62.
4 . Z h w o c e m - i u (Singapore : Xueshu chubanshe, 1972).

5. "Pre-Han l i t e r a t u r e , " in Essays an the Sources f o r Chinese History, ed . Donald D . Leslie, Colin Mackerras, and Gungwu Wang (Columbia: University of South Carolina Press, 1975), 28.

Paul Rakita Eoldin, 'Niching Hallecho: The Zhanguoce and Classical Rhetoric'

Others see the Intr-es

as a handbook on persuasive speaking,

filled

with numerous debates and speeches t h a t serve as examples of superior rhet0ric.e

Yet there does not seem t o be a conscious attempt t o divide t h e


The anecdotes are ordered only by state of After reading t h e book, t h e reader

various items by s t y l e o r theme.

provenance, and at t h a t q u i t e loosely.

senses t h a t he has been made privy t o several gems of rhetorical s t r a t e g y t o


be used when the appropriate s i t u a t i o n should a r i s e , but has learned nothing

of a unified theory of rhetoric t h a t would help him modify h i s speech t o s u i t


a l l occasions.

By contrast, t h e more i n f l u e n t i a l of the c l a s s i c a l Western handbooks on rhetoric--such as De oratore, by Marcus Tullius Cicero (106-43 B.C.); t h e anonymous h t o r i c a ad Herenniuar, and Ch Ccbadpositim, by Dionysius of Halicarnassos (54-7 B.C.?)--share t h e advantage of clear organization: t h e i r
A

discussions and examples are arranged by topic i n t o d i f f e r e n t sections.

primer should be coherent and lead the student's mind d i r e c t l y t o t h e points it wishes t o convey. But the Intrigues, though they may be valuable as

something else, are inadequate as a s o r t of textbook, since none of t h e r h e t o r i c a l s k i l l s appearing i n t h e speeches are ever discussed a n a l y t i c a l l y , o r even identified e x p l i c i t l y , in the t e x t .

The most prominent Western scholar in t h e study of t h e Intrmes is


James I. Crump, Jr., whose c r i t i c a l works and translation of the e n t i r e text

stand out as fundamental contributions.7 Crump's own interpretation of t h e 6. E .g. Burton Watson, E m J y Chinese L i t e r a t u r e (New York and Landon: Columbia University Press, 1962), 75.
7. See esp. "The C h - k u o Ts'e end its Fiction," T'oung Pao 47.4-5 (lS60), 305-75; Intrigues: Studies of the Chan-kuo Ts ' e (Ann Arbor: University of Michigan Press, 1864); and h i s translation ( Chan-Kuo Ts'e, 2nd edition, Chinese Materials and Research Aids Service Center Occasional Series 41 [San Francisco: Chinese Materials Center, 19791).

Sine-Platonic Papers, No 41 (October, 1993)

I n t r m e s is encapsulated in t h e following paragraph:


Suppose a Chinese r h e t o r i c a l tradition included some such device as t h e suasoria f o r training men in t h e art of persuasion; would that not explain much of what is most b a f f l i n g about t h e IntriByeg If exercises by t h e masters o r t h e d i s c i p l e s of such a "school" were p a r t of the "school's" heritage it would not only explain many of t h e contradictions in the intrigues, but it would account f o r m y other f a c e t s of t h i s d e l i g h t f u l work. Why, f o r example, do s o many persuaders s o often speak their e n t i r e piece with no interruption from t h e r u l e r , who simply says "so be it" when the persuader is finished? Why are the pieces in t h e Intrigues s o b e a u t i f u l l y polished? ... These become understandable i f t h e t r a i n i n g a man underwent t o pursue t h e career he hoped f o r ( p o l i t i c a l advisor, emissary, and t h e l i k e ) included model advice which wouldor shmld have been offered a t c e r t a i n h i s t o r i c e now call the Intrigues occasions, and somehow found its way i n t o what w

of the Warring States?


This is the f i r s t formulation of a theory t h a t has s i n c e gained

widespread popularity.

David Hawkes, f o r example, agrees wholeheartedly in

h i s review of Crump's book, adding: "It is even arguable t h a t Chm-kuo T s 'e meant not Intrigues of the Karrin8 States [but 1 Imaginary Sweches an Warrim?

States T k m s . " e More recently, Jean-Paul Reding has c a l l e d t h e i n t r a e s


"une vlaste collection de p i e c e s rMtoriques, des exercises d06cole sans

daute."lo Jaroslav PrUgek's is t h e most s i g n i f i c a n t d i s s e n t i n g voice; he


remarks t h a t the "stress on t h e anecdotal aspect is n o t by any means subordinated t o t h e s t r e s s m r h e t o r i c . " l l

Yet n e i t h e r Crump's supporters

nor h i s critics have studied t h e t r a d i t i o n of the Roman suasoria and compared

it with t h e r h e t o r i c of t h e Intrigues.

I t is j u s t such an examination t h a t we

need t o undertake before we can gain our own understanding and appreciation of

8. Intrigues, 103f.

8. Journal of the American Oriental Society 8 6 . 1 ( 1966), 63.


10. Les fandements philosophigues de l a rMtorique chez l e s sophistes Grecs et chez les sophistes Chinois (Berne: Peter Lang, 1985), 341. 11. "A New Exegesis of Chan-Kuo-Ts'e,"

Rrchiv Orientdlnf 34.4 (1966),

590.

Paul Rakita Goldin, 'Niching Hallecho: The Zhanquoce and Classical Rhetoric'

the book.

This w i l l involve a comparison of several aspects of Chinese and

Roman rhetoric, such as the use of language and devices, as well as t h e theory

of rhetoric and its ultimate goal. relevant t o the Intrigues? Suasoriae were
Rolnan

What are suasoriae, and why are they

Are t h e I n t r w e s rhetoric a t all?


school exercises: pupils were given a well-known

h i s t o r i c a l event and required t o write persuasive speeches t h a t t h e p e r s o n a e s involved may have delivered.
If a contemporary high school student were asked

t o write h i s or her own version of George Washington's address a t Valley

Forge, t h i s assignment would be similar in spirit t o t h e suasoriae of ancient


times.

Suasoriae are a l s o considered a sub-class of prosopopoeiae, speeches

in which a later writer "supplies the words which someone else, real o r
f i c t i t i o u s , might in agreement with the laws of necessity and probability have composed and delivered under a given set of circumstances."12
Suasoriae are not rare.

The most extensive anthology extant is

comprised of the exercises of t h e students of Seneca t h e Elder (Lucius Annaeus


Seneca, 54 B.C.-A.D.

391).

Others a r e given by Philostratus t h e Athenian (ca.

170-245) in h i s Lives of the S w h i s t s , and in the t h i r d p a r t of the

aforementioned ad Hermiurn. Quintilian (Marcus Fabius Quintilianus, d . ca.

A.D. 100) discusses them at length in h i s I n s t i t u t i o Oratoria. Furthermore,


in their Satires, Juvenal (Dechs Iunius Iuvenalis, d . ca. A.D.

140) and

Persius (Aulus Persius Flaccus, A.D. 34-62) both remember with disdain t h e
days they spent as schoolboys composing suasor iae -13

I n w h a t respects is the comparison between the suasoriae and the Intrmes appropriate? H o w may it be useful; how may it be misleading?
12. Donald Laen Clark, Rhetoric i n Oreco-Roman Education (New York: Columbia University Press, 1957), 218.
13. Juvenal 1-16; Persius 111.45.

Sino-Platonic Papers, No. 41 (October, 19931

Certainly the Intrigues may be f a i r l y categorized as prosopopoeiae.

They

contain too many internal contradictions, both f a c t u a l and chronological, t o


be t r u e history.

It is more l i k e l y that a l l t h e words spoken by t h e kings,

the heirs, the courtiers and ministers--in short, by a l l t h e characters in t h e text--are merely the author's imaginative conjectures as t o what these people

may have said in certain h i s t o r i c a l situations.

For example, t h e well-known

disagreement between Sima Cuo and Zhang Y i over where t h e i r s t a t e , Qin, should

attack (3.13a-14b; 3.181-90; 57)l*--a meaningful h i s t o r i c a l debate, in Han


times--is the prosopopoeia of a l a t e r writer.

This is why historians can

claim t o find a kernel of t r u t h in the Intrigues: its author or authors deliberately chose actual events t o embroider.

The text was not intended as a

genuine history book, but as h i s t o r i c a l f i c t i o n or a romanticization of history. But a prosopopoeia is not necessarily a suasoria. Suasoriae c a n s t i t u t e
To get

a genre t h a t is a peculiar outcropping of c l a s s i c a l Roman culture.

14. Citations from t h e Intrigtres w i l l include three references. The first is t o the well-distributed Sibu m k n edition; the second is t o Zhu Zugeng's excellent c r i t i c a l edition (Zhnguoce jizhu huikao, 3 mls. [Nanjing: Jiangsu guji chubanshe, 19851 ); the t h i r d is the item number in Crump's English translation. Where the t e x t s a r e inconsistent I w i l l follow Zhu ZugaSeveral indices t o the Intrmes exist; these include Index du Tchan Kouo Ts ' 6 (Peking: Centre d 'etudes sinologiques de Pekin, 1948); Sharon J . Fidler, with J .I. Crump, Index to the Chm-kuo Ts'e (Ann Arbor: Center f o r Chinese Studies, 1974)--an index t o the f i r s t edition of Cmmp's translation (Oxford: Clarendon, 1970), later incorporated at the end of the revised edition; and the personal and place-name indices at the end of the last volume of Zhu's edition. There a r e two important studies of the I n t r i g u e s n o t d i r e c t l y relevant t o our discussion. These are Zhong Fengnian, & m e h y m , Yenching Journal of Chinese Studies Monograph Series 1 1 (Peiping: Harvard-Yenching I n s t i t u t e , 1936), which studies t h e contents of the various editions and includes a thorough discussion of e r r o r s ; ehd K.V. Vasil'ev, P l m y s r & u 8 E i c ~ a cerstv (Moscow: Nauka, 1968), which considers the value of the text f o r the economic historian, as well as its place in the peculiar periodization of Chinese l i t e r a t u r e characteristic of Soviet Sinology of t h a t age. The l a t t e r book is reviewed by Pokora in T ' o m Pao 55.4-5 ( 1969), 317-22.

Paul Rakita Goldin, %thing Hallecho: The Zhanguoce and Classical Rhetoric'

ahead in Rome meant t o speak well--and t h a t required complete mastery of t h e

coxrplex r h e t o r i c a l conventims of t h e day.

Roman s c h ~ o l n r s s t e r s were aware


of language t h a t

t h a t t h e stylized--"fulsome, " t o use Crump's wordls--use

characterized t h e successful o r a t o r was an art acquired only through intensive practice.

The suasoriae, which offered an almost i n f i n i t e s e l e c t i o n of

exciting h i s t o r i c a l s i t u a t i o n s t o recreate, were t h e s o l u t i o n t o t h e


p a r t i c u l a r l y Roman problem of t r a i n i n g youths t o become competent statesmen in t h e c l a s s i c a l mold. problematic. But removing t h e suasoriae from their unique context is

I t may be u n j u s t i f i a b l e t o speak of suasoriae in China at a l l ,


W h y is

since t h e conditions t h a t arose in Rome may not have a r i s e n elsewhere.

Grump's proposition any d i f f e r e n t from what he c a l l s other " f a c i l e analogies

f ran t h e West?"16

The d i f f e r e n t p o l i t i c a l contexts in which t h e I n t r a e s and the


suasoriae flourished have played a c r u c i a l and perhaps understudied r o l e in

shaping the two forms. I n Rome, t h e purpose of r h e t o r i c was t o persuade whole masses of people, i n t h e Forum o r i n the Senate.

It followed t h a t t h e mst

popular and most successful r h e t o r i c a l devices were those which were e f f e c t i v e

a t swaying bodies o r groups of people.


students practiced in t h e i r suasoriae.

These were t h e techniques t h a t But t h e s i t u a t i o n was q u i t e t h e

opposite in Warring-States China, where t h e final a r b i t e r was t h e king alone.


A minister who wanted t o p r e s s h i s agenda needed above a l l t o convince t h e

sovereign, whose approval was required f o r any action.

This is why most of

t h e arguments found in t h e I n t r m e s a r e t a i l o r e d t o persuade a single

personage of absolute authority.

The basic d i f f e r e n c e in t h e purpose and

Sioo-Platonic Papers, No. 41 (October , 1993)

intended audience of Chinese and Roman r h e t o r i c should have a profound e f f e c t


on t h e structure of t h e speeches and choice of devices in the Intr-esd

t h e suasor iae . Nevertheless, although Crump concedes t h a t there are some "obvious exceptions"l7 where h i s theory is not applicable, in those pieces in t h e

I n t r d e s f o r which the analogy with suasoriae xnay be s u i t a b l e , there are some


remarkable s i m i l a r i t i e s between t h e two f o r m . For example, the following

thoughts on the suasoriae, given by the Roman orator Quintilian, would be equally appropriate with regard t o t h e In t r m e s Thus [in a suasoria] nothing is asked other than what is b e s t , and vice versa [ i . e . what is t h e lesser of two evils]. And never does there occur i n t h i s type of material a dispute over a matter which is in every respect in our favor; f o r where there is no place f o r contradiction, what cause can there be f o r dispute? Thus almost every suasoria is nothing other than a comparison, and it m u s t be seen what w e would obtain and by w h a t means, s o that it can be judged whether there be more advantage i n t h a t which we seek, o r indeed disadvantage in t h a t by which w e seek i t . 1 6
One of the most r e a d i l y i d e n t i f i a b l e traits of t h e Intr-es is

precisely t h e s o r t of "coniparison" of opposed =merits t h a t Quintilian claims characterizes the suasoriae. debate : Marquis Wen of Wei sought passage through Zhao t o a t t a c k Zhongshan. The Marquis of Zhao was about t o refuse. Zhao L i said: "That is a mistake! I f W e i attacks Zhongshan but cannot obtain it, W e i w i l l witMraw. I f they withdraw, Zhao w i l l become more important. But if W e i takes Zhonjgshan, they w i l l not be able t o cross Zhao and keep
17. Chan-Kuo Ts ' e , 15.
my own.

Let us consider, f o r example, t h e following

18. Institutio Oratoria 111.8.33-5. A l l t r a n s l a t i o n s in t h i s paper are The original: "Ita non tantun u t m melius sed quid sit optimum quaeritur, itemque contra. Nec umquam incidet i n hoc genere materiae d u b i t a t i o r e i quae undique secundm nos sit; nam ubi contradictioni locus non est, quae potest esse causa dubitandi? Ita f e r e omnis suasoria n i h i l est aliud quam comparatio, uidendumque quid consecuturi sinus e t per quid, u t aestimari possit plus in eo quod petimus sit commodi, an uero in eo per quad petimus sit i n c h i . "

Paul Rakita Eoldin, 'niching lallecho: The Zhanguoce and Classical Rhetoric'

Zhongshan [ i . e . t h e presence of Zhao between W e i and Zhongshan w i l l prevent the conquerors from e f f e c t i v e governance of t h e i r new e i w i l l use troops while Zhao w i l l gain l a d . It is t e r r i t o r y ] . Thus W b e t t e r t o allow passage with great encouragement. They w i l l then know t h a t your majesty w i l l p r o f i t by it; they w i l l have t o d e s i s t . It would be best f o r mur majesty t o grant them passage, as though you had no other choice. " (6.9af.; 18.893f.; 233)

I n t h i s , a typical passage in the IntrigUes, we can discern a technique found


i n much of t h e t e x t : presenting an i n i t i a l proposed course of action and then a d e t a i l e d argument r e f u t i n g it. I n t h i s item, t h e "greater advantage," from Quintilian's point of view, lies i n Zhao L i ' s method.

Perhaps the most famous selection of t h i s type is t h e debate between

Sima Cuo and Zhang Y i , t o which we have alluded before.

Where should Qin

attack? The revered minister Zhang Y i advocates attacking Imperial Zhou, s e i z i n g the Wine Tripods and claiming the Empire. But then Sima Cuo points

out t h e adverse e f f e c t s such a brazen step would have on Bin's r e l a t i o n s with

its neighbors: "Stealing the Son of Heaven--stealing t h e Son of Heaven is a


bad reputation."

He argues instead for attacking the rich but under-dweloped

land of Shu, which Qin could take " l i k e jackals and wolves pursuing a f l o c k of sheep."

Sima Cuo's plan promises immeasurable wealth and universal respect:

"Your p r o f i t w i l l exhaust t h e Western Sea, y e t t h e various lords w i l l n o t consider you avaricious."

The tension created here is heightened by t h e great


Zhang Y i is one of t h e m a s t

d i s p a r i t y in influence of t h e two p a r t i e s .

respected advisors under Heaven; Sima Cuo is at this stage a r e l a t i v e unknown.

But t h e king chooses Sima Cuo ' s a l t e r n a t i v e , which, judging from hindsight, h i s t o r y seems t o have favored as w e l l .

What i n t e r e s t s u s primarily about t h i s passage is its s t r u c t u r e .

The

author, ostensibly s e n s i t i v e t o t h e same concerns as Quintilian, recognizes t h a t there were various reasonable points of view at t h e time. After a l l , i f

Sino-Platonic Papers , No, 41 (October , 19931

Qin's object was t h e Ehpire, then t h e most n a t u r a l way t o obtain it would

appear t o be a d i r e c t a t t a c k on Zhou. But t h e r e would be l i t t l e point in

writing t h i s piece i f t h e r e were no a l t e r n a t i v e arguments-Quintilian uses t h e


word " c ~ t r a d i c t i ~ n s " - - t consider. o

Thus t h e author employs t h e same s o l u t i o n

as t h e writers of Roman suasoriae and presents two d i f f e r e n t arguments f o r

Sima Cuo t o weigh.

Judging from these items, then, it would seem that Crimp's theory is
s u i t a b l e in large p a r t .

As we have seen, bath t h e suasoriae and t h e Intrigues

are examples of t h e genre of prosopopoeia--the exercise of writing f i c t i t i o u s


speeches f o r h i s t o r i c a l characters iuvolved in a c t u a l , usually welldocumented, s i t u a t i o n s .

I n addition, the argment-counterargument s t r u c t u r e


I n a suasoria,

of t h e suasoria fits m y of t h e pieces i n t h e Intrigtles.

t h e r e must be evidence on both s i d e s , or else t h e r e is nothing t o discuss. Similarly, many of t h e persuasions in the Intrigues are made e f f e c t i v e by t h e successful r e f u t a t i o n of an opposing p o s i t i o n . l e However, the two forms d i f f e r considerably in t h e i r usage of r h e t o r i c a l
devices.

As any student of Latin o r Greek may attest, one of t h e s a l i e n t

f e a t u r e s of c l a s s i c a l r h e t o r i c is its frequent employment of conventional devices, ranged and named i n long lists t h a t can be found in much of t h e ancient t h e o r e t i c a l l i t e r a t u r e . There we may f i n d , f o r example, anaphora--the

placement of t h e same word o r phrase at t h e head of consecutive clauses;

19. Another observation of B u i n t i l i a n ' s regarding prosopopoeiae in general concerns t h e inherent d i f f i c u l t y of impersonating d i f f e r e n t characters. The b e s t writers can employ varying r e g i s t e r s of speech according t o t h e rank and temperament of t h e characters speaking. The I n t r a e s seem t o e may note t h e majesty and solemnity of be aware of t h i s problem as well. W t h e king's speech ("Good, W e s h a l l hear [=follow] t h e Haster"), and, in c o n t r a s t , Sima Cuo's emotional catalogue of r e l a t i v e advantages and disadvantages (e.g. "Stealing t h e Son of Heaven--stealing t h e Son of Heaven is a bad reputation").

10

Paul Rakita toldin, 'Niching Hallecho: The Zhanguace and Classical Rhetoric'

apostrophe--addressing an absent person; aposiopoesis--1eav4

t h e end of a

sentence unspoken; asyndeton--coordinated words juxtaposed w i t h o u t conjunctions; litotes--expressing a positive a t t r i b u t e through the negation of its opposite; praeteritio--announcw the intention not t o r e f e r t o a c e r t a i n

subject and thereby alluding t o it obliquely; hendiadys--connecting two nouns,


t h e f i r s t acting as an a t t r i b u t e modifying the second; epithet transfer-.

placing an adjective in grammatical agreement with a noun it is not intended t o modify; and the like. I t is not immediately clear whether these devices appear, e i t h e r i n t h e

same o r adapted form, i n the Chinese rhetoric of t h e I n t r a e s .


legitimate concern.

This is a

The suasoria is, as we have emphasized, a product of the

i n t r i c a t e rhetorical s t y l e t h a t engendered it, a kind of apprentice's t r a i n i n g

in the complicated mtxie of oratory of the time. Therefore, it should exhibit


t h e frequent, if affected o r clumsy, use of these tropes and figures--the t o o l s of t h e student's future trade. The Roman figures are, as we have Rhetoric f o r t h e

mentioned above, devices suited t o the persuasion of crowds.

masses was made a necessity by the circumstances t h a t prevailed in R a m ; but

rarely, i f ever, i n t h e context of t h e Intrigues is an orator required t o convince a mass of people of h i s opinion.

Thus one question raised by Crump's

proposed analogy is whether t h e persuasions of t h e Intrmm r e s o r t t o similar rhetorical devices, and whether they may have devices of their own. Different languages tend t o display markedly d i f f e r e n t grammatical
systems. Some are highly inflected and allow f o r f r e e word order.

I n others,

t h e logic of the sentence appears exclusively in the syntax; t h e d i f f e r e n t functions of words are indicated by their placement. There is generally less

opportunity for variation with word order i n languages of t h i s l a t t e r type. This d i s t i n c t i o n is s i g n i f i c a n t : while w e may not be surprised t o see c e r t a i n

Sino-Platonic Papers, No. 41 (Dctober 1993)

11

very general devices--such as isocolon/parallelism, simile, a n t i t h e s i s ,

assonance, and rhyme--in t h e l i t e r a t u r e s of various cultures, devices which

rely on l i b e r a l word order w i l l tend t o appear in t h e languages of t h e


inflected type--and not in the others. Latin happens t o come under the f i r s t

category, c l a s s i c a l Chinese under t h e second--and f o r t h i s reason m y of t h e Latin figures typical of inflected languages--such as asyndeton, hendiadys,
and e p i t h e t transfer--are

not l i k e l y t o appear in Chinese r h e t o r i c .

The suasoriae of Seneca, as w e might expect, abound in r h e t o r i c a l


devices. (A-B-B'-A'

The following (VI.xxvi.24) is a t y p i c a l example of Latin chiasmus


structure--from t h e Greek l e t t e r c h i x ) : "nostraque cadens ferus

Annibal ira." Here, "cadens f e r u s Annibal" ("wild Hannibal f a l l i n g " ) is in


t h e nominative case, and is therefore t h e subject.

"Nostraque

... ira"

("and

our anger") is i n t h e a b l a t i w case, indicating medium o r means.

The whole

phrase means something l i k e " a d wild Hannibal f a l l i n g by our anger," although


the chiasmus is l o s t in t r a n s l a t i o n precisely because English is a largely

uninfl e c t d language, and we cannot arrange t h e words i n t o the proper chiasmic shape. This p a r t i c u l a r type of chiasnus oan be found only in a language l i k e
Latin, whose complex nominal and a d j e c t i v a l declensions can accommodate t h e

necessary word order,


I t is absent from t h e Intrigues: t h e logic of t h e Chinese sentence
cannot be wrenched t o form a chiasmus.

It is s i m i l a r l y inappropriate t o speak

of asyndeton in Chinese, since words are regularly connected without

conjunctions.

For example, t h e "jackals and wolves" which w e s a w in the


"jackals wolves."

debate between Zhang I and Sima Cuo were written s-ly

Only in languages l i k e Latin (and English), with t h e i r habitual use of conjunctions, can there be any discussion of asyndeton as a device, because only in these languages does it have any unusual e f f e c t .

When Shakespeare

12

Paul Rakita 6oldin, 'niching Hallecho: The Zhanguoce and Classical Rhetoric'

writes "hang, beg, s t a r v e , d i e in t h e s t r e e t s " (Rmeo and J u l i e t , III.v.194),


English readers a r e s t r u c k by the s t a r k desolation of t h e phrase.

In

c l a s s i c a l Chinese, what would seem unusual would be t o write a similar series of coordinated words any other way. Hendiadys, furthermore, is impossible in t h e language of t h e intrmes, which makes no r i g i d separations between p a r t s of speech. e p i t h e t s , while readily i d e n t i f i a b l e when declinable--as u n i n t e l l i g i b l e in Chinese. Transferred

i n Latin--would be

And anaphora, with its p e r i p h r a s t i c

repetitiveness, is out of place in t h e t e r s e s t y l e of t h e Intrigues. I n view of t h e i n a p p l i c a b i l i t y of s o many Roman devices t o classical Chinese, one impediment towards t h e acceptance of Czup's proposed m a s o r i a -

theory is t h a t it cannot take i n t o account the d i f f e r e n t r h e t o r i c a l styles of


t h e two forms, suasoria and ce. This is not a t r i v i a l criticism.

W e have

pointed out t h a t the suasoria is a Roman invention that owes its existence t o t h e peculiar requirements of c l a s s i c a l oratory. But t h i s premise does n o t

exist in Chinese rhetoric.

Crump's theory f a l l s s l i g h t l y s h o r t , s i n c e it does

not attend t o the differences in t h e devices, t h e s t y l e , and above a l l t h e language of the two texts. For t h e Intr-es have devices of t h e i r own.
C m m p himself writes that

its
prose w i l l be found t o have very strong rhythm, a penchant f o r antithesis (or chiasm), parisosis (or symmetry of units), consonance verging on rhyme, and a l l t h e other devices peculiar t o t h e o r a t o r ' s self-consciaus and somewhat fulsome use of language.20
Perhaps t h i s is so; but i f a "penchant" f o r chiasmus is found, it w i l l

not be semantic o r s y n t a c t i c chiasmus (as in t h e case of t h e example from Seneca discussed above), s i n c e it is impossible in Chinese. There may be

Sino-Platonic Papers, No. 41 (October, 1993)

13

thematic chiasmus, where t h e explication of whole themes or concepts may form a chiasmus ( t h i s occurs in t h e Bible),zl but t h i s is only one form.

I n any
is

case, Grump's use of t h e words a n t i t h e s i s (A-B) and chiasmus (A-B-B8-A') vague. Antithesis is simpler, and, understandably, more common.
And it

should be recognized that parisosis, consonance, and rhyme may appear in t h e

I n t r u e s because they a r e a l l devices that f i t in a n uninflected language


l i k e Chinese.
On the other hand, sententiae are more typical of t h e language of t h e

Intrigues. sentence.

A sententia is a maxim o r aphorism expressed i n a dense o r t e r s e

Sententiae are frequent in the Intrigues, 22 their inherent power

rendered a l l the more forceful by the laconic rhythm of classical Chinese prose. Litotes (as in t h e ubiquitous "not a l i t t l e " ) and other ornamentations

appear as well.

The persuasive speeches in t h e Intrmes do include tropes

and figur es of t h e i r own--those t h a t work i n Chinese.


As in Western rhetoric, a large number of the r h e t o r i c a l devices used in

t h e Intrmes do not involve s o l e l y the use of language, but p a r t i c u l a r methods of argumentation and t h e arrangement of thematic material. With

regard t o these types of devices too we w i l l f i n d t h a t t h e Intrigues resemble c l a s s i c a l rhetoric in some ways, but d i f f e r s i g n i f i c a n t l y in others.
Ernst Robert Curtius defined "Topoi" as "gedankliche Themen, zu

21. E.g. Genesis 1:9-10: "And God said, 'Let the waters [A] under t h e heaven be gathered together unto one place, and l e t dry land [B] appear.' And it was so. And God called t h e dry land [B'] Earth, and t h e gathering together e seas; and God s a w that it was good." of waters [A'] called H
2.87; 4).

22. E.g. "Do not be alone in knowing [the value of a possession 1" (1.4b; This may be seen as an e a r l y argument from demand theory: a possession is valuable only i f others value it too.

1 4

Paul Rakita Goldin, 'niching tiallecho: The Zhanguoce and Classical Rhetoric8

beliebiger Entwicklung und Abwandlung geeignet."za

Here we may use t h e term

t o designate arguments and images t h a t can be applied in various s i t u a t i o n s .


They a r e the most basic t o o l s of orators, which they can use t o b o l s t e r their

positions in d i f f e r e n t cases.

The Intrigues use them too, as r h e t o r i c a l

strategies--not unlike, f o r example, t h e "affected modesty" topic of t h e


Western rhetoricians.

Perhaps t h e best way t o i l l u s t r a t e t h e diverse

p o s s i b i l i t i e s of topics is t o list some of those t h a t appear in t h e intrigues,


f o r there are many, and t h e persueders rely on t h e i r suasive power at least as

much as an l i n g u i s t i c flourishes.

Topics .and other Strategies in t h e Intraes 1. Historical A1 lusim. The d i r e c t reference t o a h i s t o r i c a l incident, citing t h e circumstances which brought it about as well as t h e aftermath,
serving t h e twofold function of displaying t h e erudition of t h e speaker and

providing h i s t o r i c a l j u s t i f i c a t i o n f o r h i s position.

Examples: 1) Su Qin

presents a catalogue of opportunistic warriors who took up arms (3.3a; 3.118;


47).

2) Chen Zhen r e f e r s t o Xiaoji and Z h , loyal men of old (3.10a; 3.201;

54). 3) Z h m g Y i ventures t o speak of "matters past" (3.65b; 3.144; 107).


This topic is very common.

2. Literary Allusian. The reference t o a revered work, serving much t h e


same purpose as Historical Allusion.
Wes) (3.25b; 7.410; 75).

Examples: 1) From t h e Shijing(Book of

2) From t h e Sh.~$ing(Book of Docmmts) (3.36a;

23. firopiiische Li teratur und la teinisches Mi ttelalter, 3rd edition (Berne and Munich: A. Francke, 1948), 78. Willard Trask (&mopean Literature and the Latin Mid9le Ages, Bollingen Series 36 [New York, 18531, 79) translates t h i s loosely as: "ideas of the most general sort--such as could be employed in every kind of oratory and writing. "

Sino-Platonic Papers, No, 41 (October, 1993)

15 4)

5.264; 89).

3) From t h e Y i j i n g ( B o o k of Changes) (4.13a; 11.608; 130).

From the Laozi (4.14a; 11.608; 130).

3. Aphorism.

C i t i n g a proverb, with the implication t h a t t h e wisdom of

the ancients is on the speaker's s i d e .

Examples: 1 ) "If your feathers are n o t


2) "When t h e s t a l l i o n is
3) "Three men make a tiger

abundant, you cannot f l y high" (3.2b; 3.118; 47). t i r e d , the nag passes it" (4.44b; 12.636; 158).

[ i f they a l l claim t o s e e one]" (3.60~~; 5.329; 105).

4. Inductim.

Asking questions of one's opponent, t o lead him t o agree

t o certain premises, a f t e r which one's argument becomes almost i r r e f u t a b l e ,

since the apposing p a r t y has i t s e l f proved t h e fundamental p a r t .


Su Bin leads the King of Q i i n t o attacking Song.

Examples: 1)

The l o g i c here may be

forced, since it is d i f f i c u l t t o s e e why attacking Song is p a r t i c u l a r l y p r o f i t a b l e ; but t h e format is m i s t a k a b l e : Su Qin induces the king t o say on h i s own that attacking Song is t h e best option (4.40b; 11.630; 157).

2) Su

Dai convinces the King of W e i to maintain Tian Xu--supposedly a loyal vassal-t o watch over two other followers, who, as t h e king admits himself, are untrustworthy (7.22b; 23.1203; 325).

5. Dilemma. a ) Reducing t h e number of possible s o l u t i o n s t o two, then r e f u t i n g one, thereby affirming t h e other. Examples: 1) The debate between
2)

Zhang Y i and Sima Cuo on whether t o a t t a c k Zhou o r S h (discussed above).

Zhmg Gai persuades t h e s t a t e of Lu to remain n e u t r a l f o r the t i m e being,


s i n c e one may a t t a c k e i t h e r now or l a t e r , and attacking later is better than attacking now (4.3a; 8.513f.; 117).

b) Anti-Dilemma, o r Double Persuasion. Showing t h a t an action w i l l have

16

Paul Rakita Goldin, 'fliching flallecho: The Zhanguoce and Classical Rhetoric'

t h e same r e s u l t in a l l possible series of events.

Examples: 1) The widowed

Queen Xuan of Qin should not bury her lover W e i C b u with her, as she has
planned. paramour?
If t h e r e is no l i f e a f t e r death, then what use has she of her

And i f there is l i f e a f t e r death, then she w i l l be busy enough

appeasing her irate husband, and w i l l not have time l e f t over f o r W e i Chou.

The author thus s k i r t s a contentious issue of d w , arguing t h a t it does not


matter, as long as s h e spares W e i Chou (3.52b; 4.260; 98).
2) Zou J i can

surpass h i s r i v a l Tian J i by recommending that t h e latter engage in b a t t l e : for shwld Tian J i succeed, t h e king w i l l reward Zou J i f o r h i s good counsel,

and should Tian J i f a i l , Zou J i w i l l be r i d of a troublesolne competitor (4.3b;


8.497; 118). 3) Zheng Shen, envoy of the King of Chu, takes matters i n t o his

o m hands by giving away land t o t h e embattled Crown Prince.

The envoy has

determined, through an i n t r i c a t e series of c a l c u l a t i m s , t h a t t h e king w i l l p r o f i t regaxdless of whether h i s son succeeds o r f a i l s (5.27a; 14.735; 207).
See a l s o the examples c i t e d by Crump.24
C)

Scylla and CharyMis. Finding a clever solution t o an i n f e l i c i t o u s This requires finding one's way through a path blocked by two

Anti-Dilem.

apparently irreconcilable impdiments.

Examples: 1) Huizi is an enemy of

Zhang Y i but a f r i e n d of the King of Song--so how should t h e King of C h treat

him? I f he treats him well, Zhang Y i w i l l be offended; i f he t r e a t s him


badly, t h e King of Song w i l l be offended. The king's advisor Feng H e h i t s upon t h e solution: support Huizi well and then send him away t o the King of Song. 198).
T h i s w i l l be please both Zhang Y i and t h e King of Song (5.23a; 16.806;

2) A n adulterous wife plans t o poison her husband, but a concubine


How can she avoid betraying either master or mistress?

l e a r n s of the plan.

24. Citan-Koo Ts ' e , 17ff

Sino-Platonic Papers, No. 41 (October, 14433

17

She s p i l l s poisoned drink intentionally, and is beaten f o r it, but maintains

her honor (9.22bf.; 29.1567; 459).

3) Without a go-between, a g i r l cannot be

married.

If her f a t h e r does not show her t o anyme, she w i l l become an old

s p i n s t e r f o r lack of suitors--but i f he does display her, she w i l l be cheapened and remain unbought. The go-between is t h e only solution (9.23a;

29.1571; 460). 4) The debate analyzed above, over whether o r not t o g r a n t Wei passage through Zhao, f i t s i n t o t h i s category as w e l l : it is foolhardy t o deny powerful Wei a request, but at t h e same time dangerous t o allow Wei's troops t o march through one's t e r r i t o r y .

Zhao L i navigates t h e perilous passage.

This topic is one of t h e most p r o l i f i c ; it is a c h a r a c t e r i s t i c f e a t u r e of Chinese l i t e r a t u r e . 2 5

8. Cbaparative Syllcgism. A type of refutation: c i t i n g an instance

where a proposition similar t o t h e one being refuted f a i l e d , even though t h e


odds of success f o r t h e argument in the example were much greater that those

in favor of the argument presently being considered.

This topic generally

t a k e s t h e form, "if wen X, then c e r t a i n l y Y, given t h a t X is less l i k e l y t o occur than Y." Examples: 1 ) Even Zeng Shen's mother f i n a l l y believed slander

concerning her own son after hearing it three times. H o w m c h more precarious now is Gan Mao's position, given t h a t the king's f a i t h i n him is far less than t h a t of Zeng Shen's mother in her son, and t h a t Gan Mao's enemies far more
25. See for example the well-known anecdote at the beginning of the

l . 5 of T b Zuozhuan (James Legge , T h Ch 'un Ts 'eu w i t h the Tso Chum, w Chinese Classics [ R e p r i n t - - H a Kong: Hong Kmg University Press, 10703, 2) where a penitent son and h i s mother are reconciled d e s p i t e h i s headstrong vow n t h e Yellow Springs. never t o see her again: he v i s i t s her a f t e r her death i Mmcius 4B.24.2 (Legge, 11, 329f.) contains another piece with t h i s theme: t h e archer Yugong S i is sent by h i s lord t o k i l l Zizhuo Etu. But Yugong Si's teacher happens t o be Zizhuo Ru's student. Y u g m g S i cannot disobey h i s king, but cannot k i l l h i s master's master, either. H i s solution is t o remove t h e metal t i p s from h i s arrows before shooting Zizhuo h.

18

Paul Rakita Soldin, 'Niching Hallecho: The Zhangucce and Classical Rhetoric'

than three (3.22a; 4.230f.; 66).

2) I f even Zou J i is duped by f l a t t e r e r s ,

t h e mighty king can expect no l e s s (4.5a; 8.507; 119).

3) If t h e King of Wei

can be moved t o believe the preposterous idea t h a t there is a tiger in t h e market a f t e r only three reports t o t h a t e f f e c t , then he can hardly avoid being
swayed by f a l s e accusations of Pang Cong, given t h a t t h e l a t t e r ' s enemies are

more than three (7.6b; 23.1232f.; 302).

7 . The Mask.

Showing the root cause of a phenomenon t o be a l a t e n t

force behind the ostensible cause ( R e m o v . the Mask), or, vice versa,
obscuring the root cause behind the apparent one ( h m i n g the Mask).
Examples: 1) Zou J i is praised not because of h i s beauty, but because of h i s
power (4.5a; 6.507; 110).

2) King X i a n g of Qi can take a l l t h e c r e d i t for

Tian Dan's extraordinary a c t s of charity by ordering grandly t h a t everyone protect t h e needy. Then everyone w i l l think t h a t Tian Dan is merely carrying out the king's beneficent instructions (4.56a.f.; 13.680f.; 182).

3) A tiger

is about t o eat a fax when t h e l a t t e r declares that he is the most powerful

beast under heaven, challenging the t i g e r -to follow him around and see f o r himself. flee. The tiger does so and is convinced when he sees all the animals

He does not r e a l i z e t h a t they are afraid not of t h e fox, but of t h e

t i g e r behind him (5.2b; 14.711; 176).

8. T h St*.

Obtaining from an opponent a valuable concession, often

property o r land, in exchange f o r a similar favor t o be granted l a t e r , but then reneging when circumstances a r e such t h a t t h e opponent does not find it expedient t o complain or seek redress (the trickster never having had any intention of honoring the agreement i n the first place). Examples: 1) Yan

Shuai, Zhou's envoy, gains t h e friendship of Qi by promising t o give Qi t h e

Sino-Platonic Papers, No. 41 (October, 1993)

19

Nine Cauldrons.

But Yan S b a i never transports t h e Cauldrons after a l l ,

claiming t h a t t h e r e is no safe route from Z h o u t o Qi--and Q i does not dare have them s e n t . nothing (2.lb-3a; while s a c r i f i c i n g Thus Zhou g a i n s a valuable a l l y in Qi 1.6b; 20).

2) Zhang Y i , Qin's envoy, o f f e r s the King of Chu

600 square li of land t o e n t i c e him t o break with Q i , h i s most powerful ally. Although Chen Zhen, t h e k i n g ' s minister, is suspicious, t h e king ignores him. But j u s t as Chen Zhen thought, Zhang Y i later refuses t o cede the land when he

is s u r e t h a t C h has indeed broken with Q i . The King of Chu is incensed, and


a t t a c k s Qin--again aver t h e p r o t e s t a t i o n s of h i s loyal minister Chen Zhen--and is defeated by t h e combined might of Qin and Qi, Chu's former a l l y . t h u s stung twice. Chu is

Chen Zhen's suggestion, which t h e king does not follow, may

f a l l under t h e S c y l l a and Charybdis rubric: he proposes t h a t the King of Chu o f f e r Qin a c i t y in Chu, in order t o gain Qin as an a l l y . With combined

n forces, Chu and Qin may then a t t a c k the isolated Q i , and Chu w i l l obtain i
b a t t l e a c i t y t o match whatever they have given t o Qin (3.15-17a; 4.207-9;

58).

9. Adding Feet to the s a k e .

Showing t h a t too much of a good t h i n g can

r u i n everything. Examples: 1) The archer Yang Youji should s t o p a f t e r 100 consecutive bull's-eyes, l e s t he miss once and e r a s e h i s s t r e a k ( l . 1 l a ; 2.79;

13).

2) The successful warrior does not r i s k everything by f i g h t i n g once too


3) A n agreement is made among a group of

often (3.61a; 19.953; 106).

associates t h a t whoever f i n i s h e s drawing a snake first can drink a cup of

wine.

One contestant claims victory, and proudly adds f e e t t o h i s snake.

But

before is done, another f i n i s h e s h i s own snake, and snatches t h e cup away: f o r

a snake with f e e t is no longer a snake a t a l l (4.17b-18a;

8.545; 134).

20

Paul Rakita Goldin, 'lliching Hallecho: The Zhanguoce and Classical Rhetoric'

10. Qiarreling Taers. Showing t h a t contending states weaken each other, and t h a t t h e b e s t policy is therefore t o wait and s t r i k e when the time
is r i g h t .

Examples: 1) Guan Zhuangzi f i n d s two tigers quarreling over a He is about t o s l a y t h e m , but Guan Yu convinces him t o wait u n t i l one

corpse.

is dead and the other wounded.

Then he may win fame f o r k i l l i n g two tigers


2) A mussel has caught

while having faced less than one (3.17b; 4.218f.; 59). a heron by t h e beak.

Neither animal is willing t o give ---so

they are both

caught by a fisherman (9.33a; 30.1631f.; 468).

11. Fram-.

Incriminating a r i v a l , generally by placing him o r her in

a suspicious s i t u a t i o n and convincing a r u l e r of h i s o r her g u i l t , often with an "explanatory" letter or speech.

Examples: 1) Gan M a o has learned of t h e


With great

king's plan t o promote Gongsun Yan t o t h e post of P r i m Minister.

f a n f a r e he compliments t h e king on h i s excellent choice, and, when asked,

explains f a l s e l y t h a t Gongsun Yan himself t o l d him t h e news.


banished (3.24b; 4.251; 73).

Gongsun Yan is

2) Nalvet6 c o s t s a d e l i g h t f u l young concubine

her nose (5.23b-4a;

17.815f.; 200; t h i s piece w i l l be discussed below).

12. Wander-working. Deceiving t h e credulous by exploiting t h e i r b e l i e f


in t h e supernatural, often by bribing d i v i n e r s t o g i v e certain predetermined
"fortunes." Examples: 1) The King of Zhao s e i z e s t h e sacrificial lands of

Zhou, but is induced t o r e t u r n them when he f a l l s ill and is t o l d by a false


d i v i n e r t h a t t h e s a c r i f i c i a l lands a r e t h e cause (2.8a; 1.49; 32).
2) Tian

Ji, scheming t o usurp t h e throne, sends a vassal t o a d i v i n e r f o r omens.

But

t h e d i v i n e r reveals everything t o t h e king, h i s loyalty having been bought beforehand by Tian Ji's enemy.
118).

Tian Ji is forced t o flee (4.3b-4a;

8.497f.;

Sino-PIa tonic Papers, No, 41 (October , 1993 1

21

These examples are by no means exhaustive; they are merely some of the most i l l u s t r a t i v e specimens. Identifying these t o p i c s makes it easier t o

understand j u s t what it is about the Intrigtles t h a t gives them t h e i r d i s t i n c t i v e flavor: s o many of t h e anecdotes are patterned a f t e r these general models. This c e r t a i n l y does not mean t h a t the pieces begin t o sound

hackneyed; rather, t h e reader enjoys each with t h e same eager sense of expectancy, anxious t o discover how many ways a v e r s a t i l e image or form of argument w i l l be modified and molded anew.
Other topics include executing d i s l o y a l henchmen, warning t h e king of

slander, and more methods of dealing with underhandedness.

W e can see in t h e

I n t r i g u e s t h e concern t h a t names f i t r e a l i t y , t h e same theme t h a t occupies s o

much of Warring S t a t e s philosophy.

Objects a r e continuously labelled

e x p l i c i t l y as what they are, t o d i s t i n g u i s h them from t h e i r misleading appearance.

Kings are asked t o give t h e i r f a v o r i t e wives a p a i r of e a r r i n g s

as a g i f t , or t o g r a n t a p a r t i c u l a r l y f a i t h f u l advisor a large f i e f o r l o f t y
t i t l e , so t h a t a l l know who is in favor--and, consequently, who is not. These

tropes are not included in t h e list above because they are e s s e n t i a l l y subtopics of Ebmoving t h e Mask, perhaps the most elegant form of d i f f e r e n t i a t i n g r e a l i t y from i l l u s i o n , t h e awesome power of t h e tiger from t h e wily ways of t h e fox.

The topics may interest t h e student of t h e Intrigues, and there is


probably more t o be said about each. But our main i n t e r e s t here is t h e i r

relevance t o our comparison of t h e I n t r i g u e s with t h e suasoriae of ancient

Rome.

For such t o p i c s appear in classical r h e t o r i c as well.

Cicero, in h i s

De inmntiane, lists several d i f f e r e n t loci


speaker might use in an oration.

camrounes, o r commonplaces, t h a t a

Though t h i s youthful work was later

repudiated by the author in h i s more mature De oratore, we may still look upon

22

Paul Raki ta 6oldin, 'Hic hing H a l lecho: The Zhanguoce and Classical Rhetoric'

it as a h i s t o r i c a l document, a r e l i a b l e source f o r learning about fashionable


r h e t o r i c a l techniques of t h e day.
One of t h e most u s e f u l , he writes (1.45),

is Induction, exactly t h e same s t r a t e g y i n which t h e persuaders of t h e

Intrigues s p e c i a l i z e .

Moreover, he includes a discussion of t h e merits of

Dilenrma ( I . S l f f . ) , though t h e term is used somewhat d i f f e r e n t l y from they way

we have treated it here.

To Cicero, a Dilemma is a question framed in such a

manner t h a t no matter how one answers one is doomed (e.g. "Are you still beating your wife?") saved--in In any case, t h e same general idea of being lost--or

a l l possible cases is present in both t h e Roman and Chinese versions

of Dilemma. Thus in one important respect, t h e masoria-theory would appear t o e m l a i n t h e int~*&ues well : although t h e f i g u r e s of speech used in the

IntrZgues d i f f e r from those of classical rhetoric as Chinese d i f f e r s from


Latin, some of t h e s t r a t e g i e s t h a t form t h e skeletons of arguments in t h e

Intrigues can be found in Rosnan r h e t o r i c as well.

But, as before, i f the

suasoria-theory is * s u i t a b l e from one point of view, it does not t e l l t h e whole story.


What do t h e s t r a t e g i e s accomplish?

H i s t o r i c a l Allusion, L i t e r a r y

Allusion, and Aphorism (nos. 1, 2, and 3 in t h e list above) may be c a l l e d a l l u s i v e o r platitudinous t o p i c s . quotation from a revered source. I n these, the speaker f i n d s t h e proper These t o p i c s demand c r e a t i v i t y .
Of

themselves, they a r e impotent, s i n c e t h e audience has c e r t a i n l y heard them a l l before.


The persuader's challenge is t o f i t them into h i s argument with

o r i g i n a l i t y and f l a i r . Induction, D i l e m m a , and Comparative Syllogism (nos. 4 through 6) are entirely different. W e may think of these as formulaic o r inventive

s t r a t e g i e s of argumentation with a broad, i f not i n f i n i t e , range of p o s s i b l e

Sino-Platonic Papers, No, 91 [October, 1993)

23

applications.

These topics, unlike the f i r s t three, can be shaped t o f i t They are inexhaustible; they can be used repeatedly

almost any s i t u a t i o n .

with undiminished e f f e c t , because they may appear in d i f f e r e n t contexts each

time. They are the o r a t o r 3 guides, the blueprints of his thought, laying out
f o r him the grand s t r u c t u r e of h i s speech.
Adding Feet t o the Snake and Quarrelling Tigers (nos. 9 and 10) l i e

somewhere in between.

They are not simply r e c i t a t i o n s of proverbs, but they They are, rather, i l l u s t r a t i v e

are not universally applicable, e i t h e r .

c l i c M s : on the one hand, they can be used only f o r c e r t a i n s p e c i f i c arguments--such as counseling a king t o r e t r e a t and consolidate h i s gains; on t h e other hand, they can be varied with d i f f e r e n t parables and examples, j u s t

like the inventive s t r a t e g i e s .


But what do we do w i t h Framing and Wonder-working (nos. 1 1 and 1 2 ) ? They a r e not rhetorical topics at a l l , because they do not use words as t h e i r only o r even primary t o o l . Something l i k e Wonder-working cannot be found

anywhere in the suasoriae o r c l a s s i c a l o r a t o r i c a l repertory because it requires an instrument other than speech. For t h e same reason, it does not

suffice t o c l a s s i f y t h e Intrigvesas rhetoric when s o many of the anecdotes do not consist exclusively of verbal persuasion. Indeed, such an interpretation

only diminishes the book's value, turning a blind eye t o the charm and appeal of the non-rhetorical pieces that make up s o much of the intrigues. Let u s consider, f o r example, the following anecdote:

The King of W e i sent a beautiful woman t o t h e King of C h . The King of Chu enjoyed her. Queen Zheng Xiu knew t h a t t h e king enjoyed the e it clothes o r new woman, and she favored t h e new wornan deeply. B trinkets--she picked out whatever she liked and made it hers [i.e. t h e concubine's]. Be it chambers o r furniture--she picked out whatever she thought good and made it hers. She favored her more deeply than t h e king. The king said, "A wornan serves her husband with sensual e o w Zheng Xiu knows t h a t W g r a t i f i c a t i o n ; but jealousy is her emotion. N enjoy the new woman; she favors her more deeply t h a t W e do. This is t h e

Paul Rakita Eoldin, 'Hiching Hallecho: The Zhanguoce and Classical Rhetoric'
way a f i l i a l son serves h i s parent, t h e way a loyal vassal serves h i s

Zheng Xiu knew t h a t t h e king did not think her jealous, s o she said t o t h e new woman, "The king favors Your beauty! S t i l l , he h a t e s Y o u r nose. When You go t o s e e t h e king, [You] mst cover Your nose." The new woman saw t h e king, and covered her nose. The king said t o Zheng Xiu, "Why did t h a t new woman cover her nose when she saw Us?" Zheng Xiu said, "I know." The king s a i d , "Though it be bad, you must say it. " Zheng Xiu s a i d , "Oh! It seems s h e hates t o smell t h e king's stench! " The king s a i d , "Shrew! " He ordered, "Cut o f f her nose. Let t h e r e be no opposition t o t h i s command." (5.23bf.; 17.815f.; 200)*e

lord. "

This t r i c k is unforgettable, but it is not r h e t o r i c .


t h a t it is out of place in t h e I n t r m e s . are c l e a r l y more than j u s t rhetoric?

Yet no one would argue

What then are these ce--since they

The I n t r m e s a r e a collection of anecdotes about people from t h e


Warring S t a t e s period and h o w they acquire the things they want: position,
fame, revenge, g l o r y f o r t h e state, and s o on.

Naturally, since advisors

o f t e n find t h e b e s t resource t o be t h e king, they focus t h e i r a t t e n t i o n t o persuade t h e king t o action--action sometimes b e n e f i c i a l t o t h e king and h i s s t a t e , but often advantageous t o t h e counselors themselves and t h e i r favorites. These are t h e r h e t o r i c a l pieces. But in many of t h e s t o r i e s , t h e

characters use very d i f f e r e n t methods, such as conspiracy, espionage, and


framing, t o achieve t h e i r goals. These anecdotes always involve some s o r t of

scheme o r machination t o bring about a desired end.


The Intrigues, then, are prinrFlrily about i n t r i g u e .

The l i v e l y ,

d i s j o i n t e d pieces fuse together t o paint an i r r e v e r e n t p i c t u r e of Warring States politics. trickery.

The e n t i r e book seems t o be a g l o r i f i c a t i o n of mendacity and

The cunning advisors l i v e by their w i t s , rising and f a l l i n g by

26. Honorific pronouns are capitalized: thus zi is rendered as "You,"


gUaren as "We."

Sino-Platonic Papers, No. 41 (October, 1993)

25
By c o n t r a s t , t h e kings are

t h e i r own ingenuity and t h a t of t h e i r r i v a l s .

continuously hoodwinked by t h e unscrupulous sophistry of t h e i r own ministers.

Some, l i k e Lord Mengchang (e.g. 4.35b-36b; 10.579f.; 153) accept t h e d u p l i c i t y


of t h e i r r e t a i n e r s and even encourage it, on a manageable s c a l e , r a t h e r than oppose it f r u i t l e s s l y . But most do not, and a r e deceived throughout.

The Intrigues form a document from turbulent times, and t h e jungle l a w


they advocate r e f l e c t s t h e circumstances i n which they originated. Scholars

have been reluctant t o concede t h i s point because of t h e c l e a r anti-Confucian

message it e n t a i l s . 2 7

But t h e position of t h e Intr-es

is unmistakable:

a l l is due t o him who a t t a i n s it; t h e more devious t h e p l o t , t h e more

entertaining; v i r t u e and l o y a l t y a r e eminently unprofitable.


t o miching mallecho.

They a r e a paean

If w e must f i n d a Western analogy f o r t h e I n t r i g u e s , l e t u s look t o t h e

Arabian Nights and t h e medieval European fabliaux.


t o an art form with pure d e l i g h t .

A l l t h r e e raise t r i c k e r y

Differences in c u l t u r e can explain Su Qin's greatest honor is t h e

differences in what t h e schemers scheme f o r .

respect he commands from h i s family (3.6a; 3.120; 47)) while "hende Nicholas" of t h e Miller's Tale--though he later pays f o r h i s exploit--can claim a n i g h t

with h i s beloved Alisoun, and t h e Lady with t h e Five S u i t o r s (Nights 593-6)


frees her l w e r and brings shame upon t h e f i v e lechers who would have taken

advantage of her helplessness.

Yet t h e spirit is the same in a l l three

instances: a clever stratagem succeeds.

The suasoriae may be similar t o t h e

Intrmes i n some respects, but t h e bawdy fabliaux may o f f e r other e n t i c i n g


possibilities.

2 ' 7 . Liu Xiang, in h i s own preface t o t h e work (given in Zhu Zugeng, 111, 1795f.), acknowledges t h a t he was h e s i t a n t t o publish t h e text, but accepts t h e Intrigrtles as a t e x t of its own chaotic the.

26

Paul Rakita coldin, 'niching Hallecho: The Zhanguoce and Classical Rhetoric'

S t i l l , Crwnp's theory is helpful because it is s o daring.

I t does n o t

explain t h e differences between Latin and Chinese, and t h e r h e t o r i c a l devices


used i n each language; o r t h e differences between t o p i c s in t h e s u a s o r i a e and

in t h e Intrmes; o r the d i f f e r e n c e s in t h e b a s i c purposes behind t h e two


forms, t h e former a school exercise intended t o train young men in t h e arts of oratory, t h e l a t t e r an musing collection of devious p l o t s and a reconsideration of t r a d i t i o n a l v i r t u e s .
Grump's theory w i l l

Yet t h e arresting o r i g i n a l i t y of
t h e a t t e n t i o n of s c h o l a r s in a

bring the Intr-esto

different light.

Some w i l l challenge h i s theory, but o t h e r s w i l l defend it;

a l l of t h i s disputation can only deepen our understanding of t h e text and

s t i m u l a t e u s t o probe f u r t h e r i n t o t h e context in which it was created.

Cmnp

has shown u s a new way of looking at a very old text, and he may r i g h t l y take

h i s place beside Zhang Y i and Su Qin as one of t h e most accolaplished r h e t o r i c i a n s of t h e 2-m.

Chen Zhen
Chu

Feng He Gan Mao


Gongsun Yan guaren Guan Yu Guan Zhuangzi GULXY kanyan Han Huizi

BZ H%% %A
8
g#! EB? BR&R

R@ E @#

Glossary of Characters % Tian Xu


Wei

Wei ~ h o u Wen Xiang Xiaoji

Xuan
Yan Shuai

8 4
2 3

Lam' li
L i u Xiang

3! PI @

Yang Youj i ~i ling Yugong S i Zeng Shen Zhanguoce Zhangu~x-e jjizhu


huik3b

Mengchang Pang Cong Qi Q in


Shi ji hijinq Shu Shu jinq
d

+B rn
?@

Zhimquoce ywiu
zhang Gai

l!k!E

Zhang Y i

8
5

Zhao
Zhao Li

g?2 BE

S.bu ~ ~ ~ x ~ g k a ~ Sima Cuo Sima Qian Song Su Dai

Zheng Liangshu Zheng Shen Zheng Xiu ~ h o n gFengnian Zhongshan Zhou Zhu Zugeng
zi Zixu

Su Qin Tian Dan

Zizhuo Ru Zou Ji

Previous Issues
Number 1 Date Nov. 1986 Author Victor H. Mair
University of Pennsylvania

Title The Need or a! Al"habeticall# Arra!ged $e!eral %sage Dictio!ar# o Ma!dari! &hi!ese' A (evie) Article o *ome (ece!t Dictio!aries a!d &urre!t +e,icogra"hical Pro-ects The Poetics o %!certai!t# i! 1arl# &hi!ese +iterature A Partial 5ibliogra"h# or the *tud# o I!dia! I! lue!ce o! &hi!ese Po"ular +iterature The 7our +a!guages o 8Ma!dari!9

Pages .1

Dec. 1986 March 1984

A!dre) 0o!es
Hiroshima

23

Victor H. Mair
University of Pennsylvania

iv6 /12

Nov. 1984 Dec. 1984 0a!. 1988

(obert M. *a!ders
University of Hawaii

12

1ric A. Haveloc:
Vassar College

&hi!ese &haracters a!d the $ree: Al"habet &om"uters a!d 0a"a!ese +iterac#' Niho!;i! !o <omi:a:i N=r#o:u to >o!"#uta I!do?1uro"ea! Vocabular# i! @ld &hi!ese (evie)s AIB

0. Marshall %!ger
University of Hawaii

1.

0a!. 1988 7eb. 1988 Dec. 1988

&ha!g Tsu!g?tu!g
Goethe-Universitt

i6 36

various

ii6 .9

*oho Machida
Daitoku-ji, Kyoto

+i e a!d +ight6 the I! i!ite' A Historical a!d Philological A!al#sis o the Amida &ult 5uddhist I! lue!ce o! the Neo? &o! ucia! &o!ce"t o the *age

26

1C

0u!e 1989

Pratoom A!gurarohita
Chulalongkorn University angkok

.1

11

0ul# 1989

1d)ard *haugh!ess#
University of Chi!ago

Dester! &ultural I!!ovatio!s i! &hi!a6 1/CC 5&

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Number 12 Date Aug. 1989 Author Victor H. Mair
University of Pennsylvania

Title The o!tributio!s o" T#a!g a!$ %ive D&!asties Tra!s"ormatio! Te'ts (pien-wen) to *ater hi!ese Po+ular *iterature The om+lete Ci1Poems o" *i 2i!g3hao4 A Ne5 6!glish Tra!slatio! 8evie5s (II)

Pages ,1

1-

.ct. 1989

/iaoshe!g 0a!g
Shanghai

'ii, 122

17

Dec. 1989 /a!. 199;

various

99

1:

<eorge ar$o!a
University of Pennsylvania

.! Attitu$es To5ar$ *a!guage i! A!cie!t I!$ia

19

19

March 199;

Victor H. Mair
University of Pennsylvania

Three =rie" 6ssa&s o!cer!i!g hi!ese Tocharista!

19

1,

A+ril 199;

Heather Peters
University Museum of Philadelphia

Tattooe$ %aces a!$ >tilt Houses4 0ho 0ere the A!cie!t ?ue@

28

18

Ma& 199;

Victor H. Mair
University of Pennsylvania

a. T5o No!1Tetragra+hic
Norther! >i!itic *a!guages b. Im+licatio!s o" the >oviet Du!ga! >cri+t "or hi!ese *a!guage 8e"orm c. 0ho 0ere the <&Ami@ =acBhillCPeBi!gC=eiDi!g

28

19

/u!e 199; .ct. 199;

=osat Ma!
Nalanda

2;

Victor H. Mair
University of Pennsylvania

I!tro$uctio! a!$ Notes "or a Tra!slatio! o" the Ma15a!g1tui M>> o" the Lao T u

98

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Number 21 Date Dec. 199; Author Phili++a /a!e =e!so!
Carnegie Mellon University

Title T5o ross1 ultural >tu$ies o! 8ea$i!g Theor&

Pages 9, 1-

22

March 1991 A+ril 1991

Davi$ Moser
University of Michigan

>li+s o" the To!gue a!$ Pe! i! hi!ese TracBs o" the Tao, >ema!tics o" Ee!

7:

2-

Victor H. Mair
University of Pennsylvania

1;

27

Aug. 1991

Davi$ A. Ft3
University of Pennsylvania

*a!guage, 0riti!g, a!$ Tra$itio! i! Ira!

27

2:

Aug. 1991 >e+t. 1991

/ea! De=er!ar$i
University of !l"erta

*i!guistic Natio!alism4 The ase o" >outher! Mi! 2uestio!s o! the .rigi!s o" 0riti!g 8aise$ b& the >ilB 8oa$

22 G "igs. 1;

29

/A. Tsu!g1i
Chinese University of #ong $ong

2,

Aug. 1991

Victor H. Mair, e$.


University of Pennsylvania

Schriftfestschrift% &ssays in #onor of 'ohn (e)rancis on #is &ightieth *irthday The %amil& o" hi!ese haracter1 T&+e >cri+ts (Twenty Mem"ers and )our Stages of (evelopment) 0hat Is a hi!ese HDialectCTo+olectI@ 8e"lectio!s o! >ome Je& >i!o16!glish *i!guistic Terms hi!ese Philolog& a!$ the >cri+ts o" e!tral Asia

i', 27:

28

>e+t. 1991

EH.F ?ougua!g
State Language Commission+ Pe,ing

11

29

>e+t. 1991

Victor H. Mair
University of Pennsylvania

-1

-;

.ct. 1991

M. V. >o"ro!ov
-nstitute of )ar &astern Studies+ !cademy of Sciences+ Moscow

1;

-1

.ct. 1991

various

8evie5s (III)

98

Previous Issues, cont.


Number -2 Date Aug. 1992 >e+t. 1992 Author Davi$ Mc ra5
University of #awaii

Title Ho5 the hi!a5oma! *ost Her Voice I!tereth!ic o!tact o! the I!!er Asia! %ro!tier4 The <a!gou Peo+le o" Mi!he ou!t&, 2i!ghai

Pages 2,

--

%6N< *i$e a!$ Jevi! >tuart


Chuan,ou No. . Middle School and /inghai &ducation College

-7

-7

.ct. 1992

Victor H. Mair
University of Pennsylvania

1. T5o Pa+ers o!
>i!oli!guistics 2. A H&+othesis o!cer!i!g the .rigi! o" the Term fan0ie (H ou!tertom&I) -. 6ast Asia! 8ou!$1Tri+ 0or$s 8evie5s (IV)

1-

-:

Nov. 1992

Victor H. Mair
University of Pennsylvania

-,

5ith a! a$$e$ !ote b& 6$5i! <. Pulle&bla!B -9 %eb. 199KF 0e!Ba!
#anyu (a Cidian editorial offices+ Shanghai

Ha!&u 0ailaici $e ?u&ua! Jao3he!g he i$ia! =ia!3ua! (Philological 8esearch o! the 6t&molog& o" *oa!5or$s i! >i!itic a!$ Dictio!ar& om+ilatio!) hi!ese =u$$hist Historiogra+h& a!$ .ralit& The *i!guistic a!$ Te'tual A!tece$e!ts o" The Sutra of the 2ise and the )oolish A Material ase "or a *ate =eri!g >trait rossi!g oi!ci$e!t 5ith Pre1 olumbia! Tra!s1Paci"ic rossi!gs

1-

-,

March 199A+ril 199-

Ta!&a >torch
University of New Me1ico

19

-8

Victor H. Mair
University of Pennsylvania

9:

-9

Aug. 199-

/or$a! Pa+er
3or, University

1,

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Number 7; Date >e+t. 199Author Michael arr
Center for Language Studies+ 4taru University of Commerce

Title Tiao1%ish through hi!ese Dictio!aries

Pages 98

71

.ct. 199Nov. 199-

Paul <ol$i!
#arvard University

Michi!g Mallecho4 The 5hanguo ce a!$ lassical 8hetoric Jham Tibeta! *a!guage Materials

2,

72

8e!chi!1/ashe ?ulshul
Ti"etan !utonomous Prefecture+ $o,onor 6/inghai7

-9

a!$ Jevi! >tuart


-nstitute of )oreign Languages+ Ulaan"aatar+ Mongolia

7-

Dec. 199-

MA 2ua!li!, MA 0a!'ia!g, a!$ MA Ehiche!g


8ining

>alar *a!guage Materials

,2

6$ite$ b& Jevi! >tuart


$o,onor

77

/a!. 1997

DolBu! Jamberi
Colum"ia University

The Three Thousa!$ ?ear .l$ harcha! Ma! Preserve$ at Eaghu!luL The >i!o1Al+habet4 The Assimilatio! o" 8oma! *etters i!to the hi!ese 0riti!g >&stem 8evie5s (V)

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7:

Ma& 1997

MarB Ha!sell
Carleton College

28

79

/ul& 1997 Aug. 1997

various

2, 1::

7,

8obert >. =auer


Mahidol University Salaya Na,ornpathom+ Thailand

>i!o1Tibeta! MBolo H0heelI

11

78

>e+t. 1997

Victor H. Mair
University of Pennsylvania

I!tro$uctio! a!$ Notes "or a om+lete Tra!slatio! o" the Chuang T u

'''iv, 11;

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Number 79 Date .ct. 1997 Author *u$o 8ocher
University of Pennsylvania

Title .ralit& a!$ Te'tualit& i! the I!$ia! o!te't

Pages 28

:;

Nov. 1997

?IN =i!&o!g
State Language Commission and -nstitute for !pplied Linguistics 6Chinese !cademy of Social Sciences7

Di&i ge *a$i!g Eimu $e Ha!&u Pi!&i! %a!g#a! >hi Ee!&a!g ha!she!g $e@ NHo5 0as the %irst 8oma!i3e$ >+elli!g >&stem "or >i!itic Pro$uce$@O

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Nov. 1997

HAN Ja!g'i!
-nstitute of !rcheology Chinese !cademy of Social Sciences

The >tu$& o" A!cie!t Huma! >Beleto!s "rom Ki!Dia!g, hi!a

9G7 "igs.

:2

Nov. 1997

0arre! A. >hibles
University of 2isconsin 2hitewater

hi!ese 8oma!i3atio! >&stems4 IPA Tra!sliteratio!

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:-

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KF 0e!Ba!
&ditorial 4ffices of the #anyu (a Cidian Shanghai

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11

:7

Nov. 1997

PDi&e$ii! huluu ( haolu 0u)


University of Toronto

-7

::

Nov. 1997

PDi&e$ii! huluu ( haolu 0u)


University of Toronto

I!tro$uctio!, <rammar, a!$ >am+le >e!te!ces "or Do!g'ia!g

-7

:9

Nov. 1997

PDi&e$ii! huluu ( haolu 0u)


University of Toronto

I!tro$uctio!, <rammar, a!$ >am+le >e!te!ces "or Dagur

-9

:,

Nov. 1997

PDi&e$ii! huluu ( haolu 0u)


University of Toronto

I!tro$uctio!, <rammar, a!$ >am+le >e!te!ces "or Mo!guor

-1

Previous Issues, cont.


Number :8 Date Nov. 1997 Author PDi&e$ii! huluu ( haolu 0u)
University of Toronto

Title I!tro$uctio!, <rammar, a!$ >am+le >e!te!ces "or =aoa!

Pages 28

:9

Dec. 1997

Jevi! >tuart
/inghai 'unior Teachers College9

hi!a#s Mo!guor Mi!orit&4 6th!ogra+h& a!$ %olBtales

i, I, 19-

*imusishi$e!
/inghai Medical College !ttached #ospital+ 8ining+ $o,onor 6/inghai7

9;

Dec. 1997

Jevi! >tuart, *i Kue5ei, a!$ >helear


/inghai 'unior Teachers College+ 8ining+ $o,onor 6/inghai7

hi!a#s Dagur Mi!orit&4 >ociet&, >hama!ism, a!$ %olBlore

vii, 19,

91

Dec. 1997

Jevi! >tuart a!$ *i Kue5ei


/inghai 'unior Teachers College+ 8ining+ $o,onor 6/inghai7

Tales "rom hi!a#s %orest Hu!ters4 .roLe! %olBtales

iv, :9

92

Dec. 1997

0illiam . Ha!!as
:eorgetown University

8e"lectio!s o! the HF!it&I o" >+oBe! a!$ 0ritte! hi!ese a!$ Aca$emic *ear!i!g i! hi!a The Develo+me!t o" om+le'it& i! Prehistoric North hi!a A <erma!ic1Tai *i!guistic Pu33le

9-

Dec. 1997 /a!. 199:

>arah M. Nelso!
University of (enver

1,

97

Ar!e Rstmoe
*ang,o,+ Thailand+ and (r;"a,+ Norway

81, 9

9:

%eb. 199:

Pe!gli! 0a!g
Chinese University of #ong $ong

I!$o16uro+ea! *oa!5or$s i! Altaic

28

99

March 199:

EHF 2i!g3hi
Sichuan University and Pe,ing University

>ome *i!guistic 6vi$e!ce "or 6arl& ultural 6'cha!ge =et5ee! hi!a a!$ I!$ia

Previous Issues, cont.


Number 9, Date A+ril 199: Author Davi$ Mc ra5
University of #awaii

Title Pursui!g Ehua!g3i as a 8h&memaster4 A >!arB1Hu!t i! 6ight %its Ne5 8esearch o! the .rigi! o" o5ries Fse$ i! A!cie!t hi!a

Pages -8

98

Ma& 199:

Je Pe!g, ?a!shi Ehu


University of Chicago and To,yo+ 'apan

i, 29

99

/a!. 1999

D+al1l$a!1bBra1shis, Jeith >later, et al.


/inghai+ Santa *ar"ara+ etc.

*a!guage Materials o" hi!a#s Mo!guor Mi!orit&4 Hu3hu Mo!gghul a!$ Mi!he Ma!gghuer

'i, 299

,;

%eb. 1999

Davi$ Ft3, Ki!ru *iu,


Taylor Carman+ *ryan <an Norden+ and the &ditor Philadelphia+ <assar+ etc.

8evie5s VI

9-

,1

March 1999

6riB EQrcher
Leiden University

Ver!acularisms i! Me$ieval hi!ese Te'ts

-1 G 11 G 8

>eishi Jarashima
So,a University

Hua!mi!g 2i!
Tang Studies #otline

,2

Ma& 1999

6. =ruce =rooBs
University of Massachusetts

The *i"e a!$ Me!torshi+ o" o!"ucius

77

,-

/u!e 1999

EHAN< /ua!, et al., a!$ Jevi! >tuart


/inghai+ -nner Mongolia+ Shan1i+ #enan+ Liaoning

=lue loth a!$ Pearl DeerS ?ogur %olBlore

iii, ,9

,7

/a!. 199,

Davi$ Moser
University of Michigan = *ei>ing )oreign Studies University

overt >e'ism i! Ma!$ari! hi!ese

2-

,:

%eb. 199,

Hau! >auss&
Stanford University

The Prestige o" 0riti!g4 0e!2, *etter, Picture, Image, I$eogra+h&

7;

Previous Issues, cont.


Number ,9 Date %eb. 199, Author Patricia 6iche!baum Jaret3B&
*ard College

Title The 6volutio! o" the >&mbolism o" the Para$ise o" the =u$$ha o" I!"i!ite *i"e a!$ Its 0ester! .rigi!s The .rigi! a!$ Nature o" the HNi!etee! .l$ PoemsI Practical Mo!golia! >e!te!ces (0ith 6!glish Tra!slatio!)

Pages 28

,,

/a!. 1998 %eb. 1998

Da!iel Hsieh
Purdue University

79

,8

Narsu
-nner Mongolia College of !griculture = !nimal #us"andry

iii G 79 G ii G 99

Jevi! >tuart
/inghai 'unior Teachers? College

,9

March 1998 /ul& 1998

De!!is <ra""li!
*ates College

A >outheast Asia! Voice i! the Dao$eDi!g@ A >tu$& o" >aBa Histor&

8;

Taisha! ?u
Chinese !cademy of Social Sciences

ii G 22:

81

>e+t. 1998

Hera >. 0alBer


Ursinus College 6Philadelphia7

I!$ige!ous or %oreig!@4 A *ooB at the .rigi!s o" the Mo!Be& Hero >u! 0uBo!g A %ragme!t o" a +ie!15e!(@) 8elate$ to the &cle H.! =u$$ha#s *i"eI Te!seCAs+ect marBers i! Ma!$ari! a!$ Kia!g $ialects, a!$ their co!tact The Ne5 .l$ Mummies "rom 6aster! e!tral Asia4 A!cestors o" the Tocharia! J!ights De+icte$ o! the =u$$hist 0all+ai!ti!gs o" Jucha a!$ Tur"a!@ >ome ircumsta!tial 6vi$e!ce

iv G 11;

82

>e+t. 1998

I. >. <urevich
@ussian !cademy of Sciences

1:

8-

.ct. 1998

Mi!gla!g Ehou
University of Colorado at *oulder

2;

87

.ct. 1998

Fl" /Tger
:ronauA2estfalen+ :ermany

Previous Issues, cont.


Number 8: Date .ct. 1998 Author MariBo Namba 0alter
University of New &ngland

Title ToBharia! =u$$hism i! Jucha4 =u$$hism o" I!$o16uro+ea! e!tum >+eaBers i! hi!ese TurBesta! be"ore the 1;th e!tur& .6. >iba4 =ro!3e Age ulture o" the <a!su orri$or

Pages -;

89

.ct. 1998

/i$o!g ?a!g
University of Pennsylvania

18

8,

Nov. 1998

Victor H. Mair
University of Pennsylvania

a!i!e o!u!$rums4 6urasia! Dog A!cestor M&ths i! Historical a!$ 6th!ic Pers+ective >i$$ham i! hi!a a!$ /a+a!

,7

88

Dec. 1998 /a!. 1999

>aroD Jumar hau$huri


!ichi :a,usen University

9, 127

89

Alvi! *i!
3ale University

0riti!g Tai5a!ese4 The Develo+me!t o" Mo$er! 0ritte! Tai5a!ese 8evie5s VII Ni!clu$i!g revie5 o" The .rigi!al A!alectsO Pho!os&mbolism or 6t&molog&4 The ase o" the Verb H o+I

7 G 71 G7

9;

/a!. 1999 /a!. 1999

Victor H. Mair et al

2, -8

91

Victor H. Mair
University of Pennsylvania

28

92

/a!. 1999

hristi!e *ouise *i!


(artmouth College

The Presb&teria! hurch i! Tai5a! a!$ the A$vocac& o" *ocal Auto!om& The Je& to the hro!olog& o" the Three D&!asties4 The HMo$er! Te'tI =amboo A!!als orres+o!$e!ce =et5ee! the hi!ese ale!$ar >ig!s a!$ the Phoe!icia! Al+habet

'iii G 1-9

9-

/a!. 1999

Davi$ >. Niviso!


Stanford University

iv G 98

97

March 1999

/ulie *ee 0ei


#oover -nstitute

9: G 9

Previous Issues, cont.


Number 9: Date Ma& 1999 Author Victor H. Mair
University of Pennsylvania

Title A Me$ieval, e!tral Asia! =u$$hist Theme i! a *ate Mi!g Taoist Tale b& %e!g Me!g1lu!g Ale'a!$ria! Moti"s i! hi!ese Te'ts

Pages 2,

99

/u!e 1999

6. =ruce =rooBs
University of Massachusetts

17

9,

Dec. 1999 /a!. 2;;;

*I >huiche!g
Pe,ing University

>i!o10ester! o!tact i! the >eco!$ Mille!!ium = 8evie5s VIII

iv, 29

98

Peter Da!iels, Da!iel =oucher, a!$ other authors A!tho!& =arbieri1*o5


Princeton University

1;8

99

%eb. 2;;;

0heele$ Vehicles i! the hi!ese =ro!3e Age (c. 2;;;1,71 = )

v, 98 G : color +lates 29

1;;

%eb. 2;;;

0a&!e Alt
Community College of *altimore County 6&sse17

Ehua!g3i, M&sticism, a!$ the 8eDectio! o" Disti!ctio!s

1;1

March 2;;;

. Michele Thom+so!
South Connecticut State University

The ViUt Peo+les a!$ the .rigi!s o" Nom

,1, 1

1;2

March 2;;;

Theresa /e!
*ryn Mawr College

Pe!less hi!ese haracter 8e+ro$uctio!

1:

Pi!g Ku
*aruch College

1;-

/u!e 2;;; /ul& 2;;;

arrie 6. 8ei$
Middle"ury College

6arl& hi!ese Tattoo

:2

1;7

Davi$ 0. Pa!Be!ier
Lehigh University

Po+ular Astrolog& a!$ =or$er A""airs i! 6arl& hi!a

19 G 1 color +late -1

1;:

Aug. 2;;;

A!!e =irrell
Cam"ridge University

Postmo$er!ist Theor& i! 8ece!t >tu$ies o" hi!ese *iterature

Previous Issues, cont.


Number 1;9 Date >e+t. 2;;; Author ?u Taisha!
Chinese !cademy of Social Sciences

Title A H&+othesis about the >ources o" the >ai Tribes

Pages i, -, 2;;

1;,

>e+t. 2;;;

/acLues $e*isle, A$elhei$ 6. Jroh!e, a!$ the e$itor 8uth H. ha!g


University of Pennsylvania

8evie5s IK

178 G ma+

1;8

>e+t. 2;;;

F!$ersta!$i!g (i a!$ Tian4 Deit& a!$ Heave! %rom >ha!g to Ta!g

vii, :7

1;9

.ct. 2;;; .ct. 2;;; Nov. 2;;;

o!A! Dea! are&


Stanford University

I! Hell the .!e 5ithout >i! is *or$

ii, 9;

11;

Toh Hoo!g TeiB


#arvard University

>ha&Bh VAlam4 The 6m+eror o" 6arl& >i'tee!th1 e!tur& hi!a The Nee$ "or a Ne5 6ra

2;

111

Victor H. Mair
University of Pennsylvania

1;

112

/ul& 2;;1

Victor H. Mair
University of Pennsylvania

Notes o! the A!au I!scri+tio!

'i, 9-

11-

Aug. 2;;1

8a& olli!s
Chepachet+ @-

Davi$ Jerr
Mel"ourne+ )L

6t&molog& o" the 0or$ HMacrobiotic4sI a!$ Its Fse i! Mo$er! hi!ese >cholarshi+

18

117

March 2;;2

8am!ath >ubbarama!
University of Chicago

=e&o!$ the 2uestio! o" the Mo!Be& Im+oster4 I!$ia! I!"lue!ce o! the hi!ese Novel, The 'ourney to the 2est orres+o!$e!ces o" =asic 0or$s =et5ee! .l$ hi!ese a!$ Proto1 I!$o16uro+ea!

-:

11:

A+ril 2;;2

EH.F /i'u
Sichuan Normal University

Previous Issues, cont.


Number 119 Date Ma& 2;;2 Author *IF ?o!gLua!
-nstitute of Linguistics+ Chinese !cademy of Social Sciences

Title .! the Problem o" hi!ese *ettere$ 0or$s

Pages 1-

11,

Ma& 2;;2

>HAN< 0ei
Colum"ia University

*aihua+ :uanhua+ )angyan a!$ the Ma& %ourth 8ea$i!g o" @ulin 2aishi 6vi$e!ce "or the I!$o16uro+ea! .rigi! o" T5o A!cie!t hi!ese Deities

1;

118

/u!e 2;;2

/usti!e T. >!o5
Port Townsend+ 2!

ii, ,:, 1 color, 1 b15 +ri!t 21, : "igs.

119

/ul& 2;;2

0F Ehe!
8in>iang Museum+ BrCmchi

HHuI No!1 hi!ese as The& A++ear i! the Materials "rom the Asta!a <rave&ar$ at Tur"a! %emale1<e!$ere$ M&th i! the Classic of Mountains and Seas

12;

/ul& 2;;2

A!!e =irrell
University of Cam"ridge+ Clare #all

7,

121

/ul& 2;;2 /ul& 2;;2

MarB 6$5ar$ *e5is


Stanford University

Dici!g a!$ Divi!atio! i! 6arl& hi!a The Magical $unlun a!$ HDevil >lavesI4 hi!ese Perce+tio!s o" DarB1sBi!!e$ Peo+le a!$ A"rica be"ore 1:;; 8evie5s K

22, , "igs. :1, "igs.

122

/ulie 0ile!sB&
3ale Univesity

12-

Aug. 2;;2 August 2;;2

Paul 8. <ol$i! a!$ the e$itor %re$riB T. Hiebert


University of Pennsylvania

-;

127

The o!te't o" the A!au >eal 8emarBs o! the A!au a!$ Ni&T >eals

11-7 -:17,

/oh! olarusso
McMaster University

Previous Issues, cont.


Number 12: Date /ul& 2;;Author EH.F /i'u
Sichuan Normal University Shanghai Normal University

Title orres+o!$e!ces o" ultural 0or$s bet5ee! .l$ hi!ese a!$ Proto1 I!$o16uro+ea!

Pages 19

129

Aug. 2;;.ct. 2;;-

Tim Miller
University of 2ashington

A >outher! Mi! 0or$ i! the Tsut?ang chi The <etes

17

12,

>u!$ee+ >. /hutti


Petaluma+ California

12:, 8 color +lates 18

128

Nov. 2;;Dec. 2;;-

?i!+o Tscha!g
New 3or, City

.! Proto1>ha!g

129

Michael 0it3el
#arvard University

*i!guistic 6vi$e!ce "or ultural 6'cha!ge i! Prehistoric 0ester! e!tral Asia Ma&a!4 A >i!o1Tibeta! *a!guage@ A om+arative >tu$&

,;

1-;

%eb. 2;;7

=e$e %ahe&
)ort St. 'ohn+ *ritish Colum"ia

91

1-1

March 2;;7

Taisha! ?u
Chinese !cademy of Social Sciences

A Histor& o" the 8elatio!shi+ bet5ee! the 0ester! a!$ 6aster! Ha!, 0ei, /i!, Norther! a!$ >outher! D&!asties a!$ the 0ester! 8egio!s .! the Prese!ce o" No!1 hi!ese at A!&a!g Scientific &vidence for PreColum"ian Transoceanic <oyages D18.M

1, -, -:2

1-2

A+ril 2;;7 A+ril 2;;7

Jim Ha&es
Sydney

11

1--

/oh! *. >ore!so!
*righam 3oung University

arl *. /oha!!esse!
University of 4regon

78, 199, 19, 1: +lates i, 22

1-7

Ma& 2;;7

Kie&a! Hi!cha
NeumDdewit + :ermany

T5o >te+s To5ar$ Digra+hia i! hi!a

Previous Issues, cont.


Number 1-: Date Ma& 2;;7 Ma& 2;;7 Author /oh! /. 6merso!
Portland+ 4regon

Title The Secret #istory of the Mongols a!$ 0ester! *iterature I!"lue!ces toBharie!!es sur la m&thologie chi!oise

Pages 21

1-9

>erge Pa+illo!
Mouvau1+ )rance and Ulaan"aatar+ Mongolia

7,

1-,

/u!e 2;;7

Hoo!g TeiB Toh


#arvard University

>ome lassical Mala& Materials "or the >tu$& o" the hi!ese Novel 'ourney to the 2est Dogs a!$ ats4 *esso!s "rom *ear!i!g hi!ese A H&+othesis o! the .rigi! o" the ?u >tate

97

1-8

/u!e 2;;7 /u!e 2;;7

/ulie *ee 0ei


San 'ose and London

1,

1-9

Taisha! ?u
Chinese !cademy of Social Sciences

2;

17;

/u!e 2;;7 /ul& 2;;7 /ul& 2;;7 /ul& 2;;7

?i!+o Tscha!g
New 3or, City

>hih a!$ Eo!g4 >ocial .rga!i3atio! i! =ro!3e Age hi!a haos i! Heave!4 .! the ale!$ars o" Preclassical hi!a Sil, @oad &1change in China

28

171

?i!+o Tscha!g
New 3or, City

-;

172

Jather&! *i!$u"", e$.


University of Pitts"urgh

97

17-

Victor H. Mair
University of Pennsylvania

>lee+ i! (ream4 >o+ori"ic 8es+o!ses to De+ressio! i! Story of the Stone *a!$ 8oute or >ea 8oute@ omme!tar& o! the >tu$& o" the Paths o" Tra!smissio! a!$ Areas i! 5hich =u$$hism 0as Dissemi!ate$ $uri!g the Ha! Perio$ 8evie5s KI

99

177

/ul& 2;;7

8.N< Ki!Dia!g
Pe,ing University

-2

17:

Aug. 2;;7

the e$itor

2, 71

Previous Issues, cont.


Number 179 Date %eb. 2;;: March 2;;: Author Hoo!g TeiB Toh
!cademia Sinica

Title The -yu 6!$i!g i! Kio!g!u, Kia!bei, a!$ <aoDu .!omastica h. /iong W Tib. Jh&u!gS Taoism W =o!+o 11 >ome 2uestio!s 8elate$ to 6arl& 6th!o18eligious Histor& i! >ichua! *e grXco1bou$$hisme et l#art $u +oi!g e! hi!e A >acre$ Tri!it&4 <o$, Mou!tai!, a!$ =ir$4 ultic Practices o" the =ro!3e Age he!g$u Plai! F&ghurs a!$ F&ghur I$e!tit&

Pages 27

17,

Hoo!g TeiB Toh


!cademia Sinica

18

178

A+ril 2;;: Ma& 2;;:

*ucas hristo+oulos
*ei>ing Sports University

:2

179

Jimberl& >. Te 0i!Ble


University College+ London

ii, 1;(71 i! color) 77

1:;

Ma& 2;;: /u!e 2;;:

DolBu! Jamberi
2ashington+ (C

1:1

/a!e /ia >I


University of Pennsylvania

The <e!ealog& o" Dictio!aries4 Pro$ucers, *iterar& Au$ie!ce, a!$ the irculatio! o" 6!glish Te'ts i! the Treat& Port o" >ha!ghai The Da!ce o" 2ia! a!$ Ju! i! the 5houyi The M&sterious .rigi!s o" the 0or$ HMarihua!aI Mythologie sino-europEenne

77, 7 tables

1:2

/u!e 2;;: /ul& 2;;: /ul& 2;;: /ul& 2;;: /ul& 2;;:

De!is Mair
Seattle

1-, 2 "igs. 1,

1:-

Ala! Pi+er
London 6U$7

1:7

>erge Pa+illo!
*elfort+ )rance

1,7, 1 +late 8

1::

De!is Mair
Seattle

/a!us1*iBe o!ce+ts i! the Li a!$ $un Trigrams Manichean :nosis and Creation

1:9

AbolLasem 6smail+our
Shahid *eheshti University+ Tehran

1:,

1:,

Aug. 2;;:

8al+h D. >a5&er
-ndependent Scholar

Para$o'ical oe'iste!ce o" Prog!osticatio! a!$ 0ar"are

1-

Previous Issues, cont.


Number 1:8 Date Aug. 2;;: Aug. 2;;: Author MarB 6$5ar$ *e5is
Stanford University

Title 0riti!gs o! 0ar"are %ou!$ i! A!cie!t hi!ese Tombs The 5uo huan Accou!t o" the Death o" Ji!g Ehao o" hu a!$ Its >ources *iterar& 6vi$e!ce "or the I$e!ti"icatio! o" >ome ommo! >ce!es i! Ha! %u!erar& Art The Names o" the 3i 'ing Trigrams4 A! I!Luir& i!to Their *i!guistic .rigi!s ou!ti!g a!$ J!otti!g4 orres+o!$e!ces bet5ee! .l$ hi!ese a!$ I!$o16uro+ea! Hua!g$i a!$ Hu!tu! (the ?ello5 6m+eror a!$ 0o!to!)4 A Ne5 H&+othesis o! >ome %igures i! hi!ese M&tholog& >ha!g a!$ Ehou4 A! I!Luir& i!to the *i!guistic .rigi!s o" T5o D&!astic Names DA. a!$ D64 A! I!Luir& i!to the *i!guistic .rigi!s o" >ome Terms i! hi!ese Philoso+h& a!$ Moralit& 8evie5s KII

Pages 1:

1:9

/e!s Rstergaar$ Peterse!


University of Copenhagen

7,

19;

>e+t. 2;;:

Matteo om+areti
<enice

17

191

>e+t. 2;;:

/ulie *ee 0ei


London

18

192

>e+t. 2;;:

/ulie *ee 0ei


London

,1, ma+

19-

.ct. 2;;:

/ulie *ee 0ei


London

77

197

.ct. 2;;:

/ulie *ee 0ei


London

92

19:

.ct. 2;;:

/ulie *ee 0ei


London

:1

199

Nov. 2;;:

/ulie *ee 0ei


London

i, 9-

Ho$o!g Jim
Seoul National University

a!$ Davi$ >elvia a!$ the 6$itor


"oth of the University of Pennsylvania

Previous Issues, cont.


Number 19, Date Dec. 2;;: Author EH.F /i'u
Sichuan Normal University

Title .l$ hi!ese VMteesV a!$ Proto1 I!$o16uro+ea! HM$eusI4 >imilarit& i! 8eligious I$eas a!$ a ommo! >ource i! *i!guistics As+ects o" Assimilatio!4 the %u!erar& Practices a!$ %ur!ishi!gs o" e!tral Asia!s i! hi!a o!versio! Tables "or the Three1 Volume 6$itio! o" the #anyu (a Cidian *ear!i!g 6!glish, *osi!g %ace, a!$ TaBi!g .ver4 The Metho$ (or Ma$!ess) o" *i ?a!g a!$ His ra3& 6!glish

Pages 1,

198

Dec. 2;;:

/u$ith A. *er!er
New 3or, City

:1, v, 9 +lates

199

/a!. 2;;9

Victor H. Mair
University of Pennsylvania

i, 287

1,;

%eb. 2;;9

Amber 8. 0oo$5ar$
University of Pennsylvania

18

=egi!!i!g 5ith issue !o. 1,1, Sino-Platonic Papers 5ill be +ublishe$ electro!icall& o! the 0eb. Issues "rom !o. 1 to !o. 1,;, ho5ever, 5ill co!ti!ue to be sol$ as +a+er co+ies u!til our stocB ru!s out, a"ter 5hich the& too 5ill be ma$e available o! the 0eb. %or +rices o" +a+er co+ies, see the catalog at 555.si!o1+lato!ic.org

1,1

/u!e 2;;9 Aug. 2;;9 .ct. 2;;9

/oh! De%ra!cis
University of #awaii

The Pros+ects "or hi!ese 0riti!g 8e"orm The .utlooB "or Tai5a!ese *a!guage Preservatio! A >tu$& o" the Histor& o" the 8elatio!shi+ =et5ee! the 0ester! a!$ 6aster! Ha!, 0ei, /i!, Norther! a!$ >outher! D&!asties a!$ the 0ester! 8egio!s >og$ia!s a!$ =u$$hism

29, "igs. 18

1,2

Deborah =easer

1,-

Taisha! ?u
Chinese !cademy of Social Sciences

19,

1,7

Nov. 2;;9

MariBo Namba 0alter

9:

Previous Issues, cont.


Number 1,: Date Dec. 2;;9 Author Ehou /i'u
Center for &ast !sian Studies+ University of Pennsylvania9 Chinese (epartment+ Sichuan Normal University

Title The 8ise o" Agricultural ivili3atio! i! hi!a4 The Dis+arit& bet5ee! Archeological Discover& a!$ the Docume!tar& 8ecor$ a!$ Its 6'+la!atio!

Pages -8

1,9

Ma& 2;;,

6ric He!r&
University of North Carolina

The >ubmerge$ Histor& o" ?uY

-9

1,,

Aug. 2;;,

=everle& Davis

Timeli!e o" the Develo+me!t o" the Horse

189

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