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NDT Thiele
Data Framework
1NC Framework............................................................................................................................................................................... 2 2NC O/V Framework....................................................................................................................................................................9 2NC Kickin O!t........................................................................................................................................................................... 10 "T# $% &eneric........................................................................................................................................................................ 11 Violation# K "''s........................................................................................................................................................................... 12 Violation# (")sol!te *m+act Calc,----.........................................................................................................................................1. Violation# /xtinction *m+acts.........................................................................................................................................................10 Violation# 1ncertaint2 3(co!l4,5....................................................................................................................................................16 Violation# Certaint2 3(will,5...........................................................................................................................................................19 Violation (/x+ert was ri ht )e'ore,...............................................................................................................................................20 Violation# (%!lti+le /x+erts " ree,..............................................................................................................................................21 Violation# 7an !a e 3---5.............................................................................................................................................................22 Violation# 7aw 8e9iews.................................................................................................................................................................2: Violation# 7ow;<ro)/ =i h;%a /9ent..........................................................................................................................................2> Violation# N!clear <roli'eration.....................................................................................................................................................26 Violation# N!clear <roli'eration.....................................................................................................................................................29 Violation# *nternational 8elations..................................................................................................................................................:0 Violation# N!clear "cci4ents.........................................................................................................................................................:1 2NC /4!cation............................................................................................................................................................................... :2 "T# Tetlock <re4ictions &oo4.....................................................................................................................................................:: "T# Tetlock <re4ictions &oo4.....................................................................................................................................................:. "T# Fairness................................................................................................................................................................................... :> "T# To+ic ?+eci'ic /4!..................................................................................................................................................................:6 "T# "'' ?+eci'ic /4!.....................................................................................................................................................................:9 "T# No Case %eets........................................................................................................................................................................ .0 "T# ?ome Thin s =a9e No Data.....................................................................................................................................................1 "T# Framework Doesnt =a9e Data.................................................................................................................................................2 "T# Data @ Coo+te4/Calc............................................................................................................................................................... .: "T# Data @ Coo+te4/Calc............................................................................................................................................................... .0 "T# Data @ Calc 3Dillon5................................................................................................................................................................A "T# Data @ Tr!th............................................................................................................................................................................ .6 "T# Data @ Tr!th............................................................................................................................................................................ >0 "T# Data @ Tr!th............................................................................................................................................................................ >1 "T# <erm Do Both...................................................................................................................................................................... >2 "T# /xtra;8esol!tional B!r4en......................................................................................................................................................>: "T# C/* C!4 e Discretion/ Not Voter...........................................................................................................................................>. "T# C/* C!4 e Discretion............................................................................................................................................................ >A "T# C/* C!4 e Discretion............................................................................................................................................................ >9 "T# C/* C!4 e Discretion............................................................................................................................................................ 00 "T# C/* 8ole+la2in ....................................................................................................................................................................01 "T# C/* *m+licit Citation............................................................................................................................................................. 02 "T# C/* ?tan4+oint /+istemolo 2...............................................................................................................................................0: "T# C/* D!ali'ications.................................................................................................................................................................0. "T# C/* <eer 8e9iew................................................................................................................................................................... 0> Data# Ca+italism &oo4...................................................................................................................................................................00 Data# N!clear Deterrence &oo4.....................................................................................................................................................06 Data# N!clear Deterrence &oo4.....................................................................................................................................................A0 "FF "ns D!antitati9e <s2cholo 2 Ba4.......................................................................................................................................A1 "FF "ns D!antitati9e <olic2makin ...........................................................................................................................................A2 "FF 8easona)ilit2...................................................................................................................................................................... A:
1 / A.
NDT Thiele
1NC Framework
". /V"71"T/ CO%</T*N& <8/D*CT*ON? $*T= T=/ FO77O$*N& <8OB"B*7*TE COND*T*ON# ON7E " C7"*% <71? $"88"NT <71? ?T8ON& D"T" ?=O17D B/ &*V/N " D/F"17T N/"8 100F <8OB"B*7*TE ?T8ON& D"T" 8/D1*8/? (1) /G<7*C*T CITATION OF (2) QUANTIFIED 8/?/"8C=
"FF DO/?NHT %//T ; *T? $/"K D"T" 8osekin4 09 I%ark 8. 8osekin4J <h.D Ke9in B. &re or2 "lertness ?ol!tions The %oe)!s "9iation 8e+ort on K?cienti'ic an4 %e4ical /9al!ationo' Fli ht Time 7imitationsK# *n9ali4J *ns!''icientJ an4 8isk2 "lertness ?ol!tionsCan!ar2 2009L IctL $hile the extensi9e scienti'ic literat!re on 'ati !e has 4e'initi9el2 esta)lishe4 its role in re4!cin alertnessJ +er'ormanceJ an4 sa'et2J there remains a si ni'icant an4 critical a+ in the scienti'ic 4ata a9aila)le to a44ress +olic2 iss!es an4 +ro9i4e s+eci'ic sol!tions. There are 'ew st!4ies that ha9e s+eci'icall2 teste4 an alertness strate 2/'ati !e co!ntermeas!reor com+are4 an esta)lishe4 re !lator2 +olic2 to an alternati9e or M!anti'ie4 the )ene'itso' im+lementin an "lertness %ana ement <ro ram 3"%<5/Fati !e 8isk %ana ement?2stem 3F8%?5. 8e !lator2 a!thorities contin!all2 con'ront this a+ )etween the science esta)lishin 'ati !e as a si ni'icant sa'et2 iss!e an4 ha9in 4ata to a44ress +olic2 iss!es or +ro9i4e s+eci'ic sol!tions in their e''orts to a44ress 'ati !e risks thro! h +olic2makin . /"?"HsreM!est 'or scienti'ic an4 me4ical e9al!ation o' 16 s+eci'ic 'li ht time limitationM!estions is one more exam+le o' s!ch an e''ort. =owe9erJ the res!ltin %"8 a44ressin t he 16 +ose4 M!estions is in9ali4J ins!''icientJ an4 risk2. The 'ollowin hi hli hts some o' the most si ni'icant an4 rele9ant iss!es in each o' these areas. *. *n9ali4 a. No 4ata. *n 1: o' the 16 M!estions +ose4 there is 4irect acknowle4 ement that no 4ata is a9aila)le to a44ress the M!estion or the 4ata that are cite4 4o not s+eci'icall2 a44ressthe M!estion +ose4. There'oreJ A:F o' the M!estions 4o not ha9e an2 4ata or rele9antJa++ro+riate 4ata to +ro9i4e an e9al!ation o' the iss!e i4enti'ie4 3e. .J N1J 0J 10J 1:5. ). 8ecommen4ations witho!t 4ata. Tho! h acknowle4 in no 4ata or no rele9ant 4ata area9aila)leJ s+eci'ic recommen4ations are still ma4e to a44ress the M!estions +ose4. The+rimar2 task i4enti'ie4 was to +ro9i4e a scienti'ic an4 me4ical e9al!ation o' the M!estions+ose4J howe9erJ the %"8 oes )e2on4 this taskin to +ro9i4e s+eci'ic recommen4ations inten4e4 'or +olic2 makin . These recommen4ations were not 4ata;4ri9en an4 relie4 on eneraliOin 'rom other in'ormation to 'ill the K4ata a+K. =owe9erJ the recommen4ations are +resente4 in a manner to s! est that the2 co!l4 )e !se4 'or 4ata)ase4 +olicies. c. ?!)Pecti9e 4ata so!rces. " si ni'icant n!m)er o' the scienti'ic citations !se4 to s!)stantiate s+eci'ic +oints were st!4ies that !tiliOe4 onl2 s!)Pecti9eJ sel';re+ortin meas!res. ?!)Pecti9eJ sel';re+ort meas!res can )e 4iscre+ant 'rom o)Pecti9e meas!res o' alertness an4 +er'ormanceJ )iase4J an4 in'l!ence4 )2 9arie4 so!rces. *t is critical that scienti'ic 4ata !se4 as a )asis 'or +olic2 makin )e )ase4 on o)Pecti9eJ meas!ra)le o!tcomes relate4 to +er'ormanceJ rele9ant o+erational 9aria)lesJ )eha9ioral actionsJerrorsJ inci4entsJ acci4ents an4 a++ro+riate sa'et2 meas!res. ?!)Pecti9e meas!res can com+lement these other 9arie4 o)Pecti9e o!tcomes )!t are hi hl2 M!estiona)le as the excl!si9e so!rce 'or an e9al!ation or recommen4ation. For exam+leJ the %"8
cites+re9io!s N"?" research relate4 to a s!)Pecti9e s!r9e2 on slee+ M!antit2 an4 M!alit2 inon)oar4 crew rest/)!nk 'acilities 315. Eet the %"8 4oes not incl!4e a com+lementar2N"?" st!42 that incl!4e4 o)Pecti9e +h2siolo ical meas!res o' slee+ M!antit2 an4 M!alit2in on)oar4 rest 'acilities 4!rin act!al o+erations in9ol9in two 4i''erent 'li ht +atternsan4 three 4i''erent aircra't 325. 4. * nores o+erational ex+erience an4 sa'et2 histor2. $hile a scienti'ic an4 me4icale9al!ation o' the 16 M!estions +ose4 is rele9antJ eM!all2 rele9ant is the o+erationalex+erience an4 sa'et2 histor2 o' the acti9ities )ein a44resse4. <olic2 makin to a44ress esta)lishe4 sa'et2 iss!es co!l4 consi4er sa'et2 4ataJ o+erational ex+erienceJ rele9antscienti'ic 'in4in sJ an4 where a++ro+riateJ economic 'actors. $hen the %"8 oes)e2on4 scienti'ic an4 me4ical e9al!ation to make K+racticalK recommen4ationsJ it entersa realm where these other rele9ant 'actors 3sa'et2 4ataJ o+erational ex+erienceJ HeconomicsJ etc.5 )ecome si ni'icant consi4erations.
e. No M!anti'ication o' risk/)ene'it. *n +olic2;makin e''ortsJ it is critical to o )e2on4 4oc!mentation o' an e''ect to M!anti'2in s+eci'ics o' the risk. 8e ar4in 'ati !eJ thistranslates into )oth M!anti'2in the risk an4 i4enti'2in the s+eci'ic areas where theserisks are ex+resse4. FirstJ this allows 4ecisions a)o!t what s+eci'ic 'ati !e;relate4 risks to a44ress an4 their +riorities. ?econ4J it +ro9i4es a )asis 'or 4eterminin ex+ecte4JM!anti'ia)le )ene'its an4 o!tcomes that co!l4 )e meas!re4 )2 im+lementin +olicies an4acti9ities. The %"8 ex+ert +anel ma4e an e''ort to !se this a++roach in a co!+le o' itsres+onses 3e. .J N2J 125. =owe9er, the quantification of risks and subsequent, quantifiable benefits of implementing policies and recommendations sho!l4 )e the lead issue in a44ressin all o' the M!estions +ose4.
2 / A.
NDT Thiele
"??1%/ T=/ "FF ="8%?J ?O7V/NCEJ "ND OT=/8 <8/D*CT*ON? ="V/ Q/8O /FF/CT 1N7/?? <8OV/N $*T= ?T8ON& D"T" B/C"1?/ T=/E "8/ $*T=*N T=/ ?T"T*?T*C"7 (%"8&*N FO8 /88O8, Qellner 0A I"rnol4 &ra4!ate ?chool o' B!sinessJ 1ni9ersit2 o' Chica o <hiloso+h2 an4 o)Pecti9es o' econometrics Co!rnal o' /conometrics Vol!me 1:0J *ss!e 2J Fe)r!ar2 200AJ <a es ::1;::9L IctL On the relation o' science an4 econometricsJ * ha9e 'or lon em+hasiOe4 the !nit2 o' science +rinci+leJ which Karl <earson +!t 'orwar4 as 'ollows# the !nit2 o' science is a !nit2 o' metho4s em+lo2e4 in anal2Oin an4 learnin 'rom ex+erience an4 4ata. The s!)Pect matter 4isci+line ma2 )e economicsJ histor2J +h2sicsJ or the likeJ )!t the metho4s em+lo2e4 in anal2Oin an4 learnin 'rom 4ata are )asicall2 the same. "s 3Ce''re2sJ 19>A5 an4 3Ce''re2sJ 190A5 ex+resses the i4eaJ (There m!st )e a !ni'orm stan4ar4 o' 9ali4it2 'or all h2+othesesJ irres+ecti9e o' the s!)Pect. Di''erent laws ma2 hol4 in 4i''erent s!)PectsJ )!t the2 m!st )e teste4 )2 the same criteriaR otherwise we ha9e no !arantee that o!r 4ecisions will )e those warrante4 )2 the 4ata an4 not merel2 the res!lt o' ina4eM!ate anal2sis or o' )elie9in what we want to )elie9e., Th!s the !nit2 o' science +rinci+le sets the same stan4ar4s 'or work in the nat!ral an4 social sciences. For exam+leJ this ran e o' consi4erations is +artic!larl2 rele9ant 'or those in economics who cross;correlate 9aria)les an4 assert ca!sation on the )asis o' s!ch correlations alone 3?ee Qellner 319A9a5 'or consi4eration o' s!ch tests an4 o' alternati9e 4e'initions o' ca!salit25 or those who carelessl2 test all h2+otheses in the (>F acce+trePect s2n4rome., "lsoJ we m!st em+hasiOe the im+ortance o' a eneral !ni'ie4 set o' metho4s 'or !se in science an4 the !n4esira)ilit2 o' !nnecessar2 Par on an4 a4 hoc metho4s. &i9en that we take the !nit2 o' science +rinci+le serio!sl2J we ma2 next ask what are the main o)Pecti9es o' science. "s Karl <earsonJ =arol4 Ce''re2sJ an4 others stateJ one o' the main o)Pecti9es o' scienceJ an4 * a44 o' econometricsJ is that o' learnin 'rom o!r ex+erience an4 4ata. Knowle4 e so o)taine4 ma2 )e so! ht 'or its own sakeJ 'or exam+leJ to satis'2 o!r c!riosit2 a)o!t economic +henomena an4/or 'or +ractical +olic2 an4 other 4ecision +!r+oses. One +art o' o!r knowle4 e is merel2 4escri+tion o' what we ha9e o)ser9e4R the more im+ortant +art is eneraliOation or in4!ctionJ that is that +art which (S consists o' makin in'erences 'rom +ast ex+erience to +re4ict '!t!re Ior as 2et !no)ser9e4L ex+erienceJ, as Ce''re2s +!ts it. Th!s there are at least two com+onents to o!r knowle4 eJ 4escri+tion an4 eneraliOation or in4!ction. $hile eneraliOation or in4!ction is !s!all2 consi4ere4 to )e more im+ortantJ 4escri+tion +la2s a si ni'icant role in scienceJ incl!4in economics. For exam+leJ B!rns an4 %itchellHs mon!mental NB/8 st!42 Measuring Business Cycles is mainl2 4escri+ti9e )!t 9al!a)le in +ro9i4in eneral 'eat!res o' )!siness c2cles a)o!t which others can eneraliOe. $hile some ha9e 4amne4 this work as (meas!rement witho!t theor2J, the o++osite sin o' (theor2 witho!t meas!rement, seems m!ch more serio!s. *n 'act there are too man2 mathematical economic theories which ex+lain no +ast 4ata an4 which are inca+a)le o' makin +re4ictions a)o!t '!t!re or as 2et !no)ser9e4 ex+erience. ?!ch economic theories are mathematical denk s!ielen an4 not in4!cti9e eneraliOations to which * re'erre4 a)o9e. F!rtherJ * shall later mention another im+ortant role 'or 4escri+tion in connection with re4!cti9e in'erence. *n learnin 'rom o!r ex+erience an4 4ataJ it is critical that we !n4erstan4 the roles an4 nat!re o' three kin4s o' in'erenceJ namel2J 4e4!cti9e in'erenceJ in4!cti9e in'erenceJ an4 re4!cti9e in'erence. "s re ar4s 4e4!cti9e in'erenceJ 8eichen)ach 319>65 ex+lainsJ (7o ical +roo' is calle4 4e4!ctionR the concl!sion is o)taine4 )2 4e4!cin it 'rom other statementsJ calle4 the +remises o' the ar !ment. The ar !ment is so constr!cte4 that i' the +remises are tr!e the concl!sions m!st also )e tr!e. S *t !nwra+sJ so to s+eakJ the concl!sion that was wra++e4 !+ in the +remises., Clearl2J m!ch economic theor2 is an exercise in 4e4!cti9e in'erence. =owe9erJ the ina4eM!acies o' 4e4!cti9e in'erence 'or scienti'ic work m!st )e note4. FirstJ tra4itional 4e4!cti9e in'erence lea4s P!st to the extreme attit!4es o' +roo'J 4is+roo'J or i norance with res+ect to +ro+ositions. There is no +ro9ision 'or a statement like (" +ro+osition is +ro)a)l2 tr!e, in 4e4!cti9e in'erence or lo ic. This is a 4e'icienc2 o' 4e4!ction 'or scienti'ic work wherein s!ch statements are 9er2 wi4el2 em+lo2e4 an4 'o!n4 to )e !se'!l. ?econ4J 4e4!ction or 4e4!cti9e in'erence alone +ro9i4es no !i4e 'or choice amon lo icall2 correct alternati9e ex+lanations or theories. "s is well knownJ 'or an2 i9en set o' 4ataJ there is an in'init2 o' mo4els which 'it the 4ata exactl2. De4!ction +ro9i4es no !i4e 'or selection amon this in'init2 o' mo4els. Th!sJ there is a nee4 'or a t2+e o' in'erence which is )roa4er than 4e4!cti9e in'erence an4 which 2iel4s statements less extreme than 4e4!cti9e in'erence. This t2+e o' in'erence is calle4 in4!cti9e in'erence )2 Ce''re2s. *t ena)les !s to associate +ro)a)ilities with +ro+ositions an4 to mani+!late them in a consistentJ lo ical wa2 to take acco!nt o' new in'ormation. De4!cti9e statements o' +roo' an4 4is+roo' are then 9iewe4 as limitin cases o' in4!cti9e lo ic wherein +ro)a)ilities a++roach one or OeroJ res+ecti9el2. Ce''re2s 3190A5J who has ma4e maPor contri)!tions to the 4e9elo+ment o' in4!cti9e lo ic in his )ook Theor2 o' <ro)a)ilit2 states that in4!cti9e in'erence in9ol9es (makin in'erences 'rom +ast ex+erience to +re4ict '!t!re ex+erience, )2 !se o' in4!cti9e eneraliOations or laws. "n4 i9en act!al o!tcomesJ the +roce4!res o' in4!cti9e in'erence allow !s to re9ise +ro)a)ilities associate4 with in4!cti9e eneraliOations or laws to re'lect the in'ormation containe4 in new 4ata. Note that 'or Ce''re2s in4!ction is not an economical 4escri+tion o' +ast 4ataJ as %ach s! este4 since %ach omitte4 the all; im+ortant +re4icti9e as+ect o' in4!ction. F!rtherJ +re4icti9e in4!cti9e in'erences ha9e an !na9oi4a)le !ncertaint2 associate4 with themJ as =!me +ointe4 o!t man2 2ears a o. For exam+leJ it is im+ossi)le to +ro9eJ 4e4!cti9el2 or in4!cti9el2 that eneraliOations or lawsJ e9en the Chica o M!antit2 theor2 o' mone2J are a)sol!tel2 tr!e. /9en NewtonHs lawsJ which were consi4ere4 (a)sol!tel2 tr!e, )2 man2 +h2sicists in the nineteenth cent!r2J ha9e )een re+lace4 )2 /insteinHs laws. Th!s there is an !na9oi4a)le !ncertaint2 associate4 with laws in all areas o' scienceJ incl!4in economics. *n4!cti9e lo ic +ro9i4es a : / A.
NDT Thiele
M!anti'ication o' this !ncertaint2 )2 associatin +ro)a)ilities with laws an4 +ro9i4in lo icall2 consistent +roce4!res 'or chan in these +ro)a)ilities as new e9i4ence arises. *n this re ar4J +ro)a)ilit2 is 9iewe4 as re+resentin a 4e ree o' reasona)le )elie' with the limitin 9al!es o' Oero )ein com+lete 4is)elie' or 4is+roo' an4 o' one )ein com+lete )elie' o' +roo'. For Ce''re2sJ Ba2esian statistics is im+lie4 )2 his theor2 o' scienti'ic metho4. Th!sJ Ba2esian statistics is the technolo 2 o' in4!cti9e in'erence. The o+erations o' Ba2esian statistics ena)le !s to make +ro)a)ilit2 statements a)o!t +arametersT 9al!es an4 '!t!re 9al!es o' 9aria)les. "lsoJ o+timal +oint estimates an4 +oint +re4ictions can )e rea4il2 o)taine4 )2 Ba2esian metho4s. <ro)a)ilities an4/or o44s ratios relatin to com+etin h2+otheses or mo4els can )e e9al!ate4 which re'lect initial in'ormation an4 sam+le in'ormation. Th!sJ man2 in'erence +ro)lems enco!ntere4 in in4!ction can )e sol9e4 )2 Ba2esian metho4s an4 these sol!tions are com+ati)le with Ce''re2sHs theor2 o' scienti'ic metho4. ?eeJ e. .J Berr2 et al. 319905J Box an4 Tiao 319A:5J De&root 319A05J Fien)er an4 Qellner 319A>5 an4 3QellnerJ 19A15 an4 3QellnerJ 19A9)5 'or +resentationsJ 4isc!ssions an4 a++lications o' Ba2esian metho4s. To ill!strate in4!cti9e in'erence in econometricsJ consi4er %ilton Frie4manHs Theor2 o' the Cons!m+tion F!nction. *n his )ook Frie4man set 'orth a )ol4 in4!cti9e eneraliOation whichJ he showe4J ex+laine4 9ariation in m!ch +ast 4ataJ a 'act that increase4 most in4i9i4!alsT 4e ree o' reasona)le )elie' in his theor2. F!rtherJ Frie4man +ro+ose4 a n!m)er o' a44itional tests o' his mo4el an4 +re4icte4 their o!tcomesJ an exam+le o' what we re'erre4 to a)o9e as in4!cti9e in'erence. %an2 o' these tests ha9e )een +er'orme4 with res!lts com+ati)le with Frie4manHs +re4ictions. ?!ch res!lts enhance the 4e ree o' reasona)le )elie' that we ha9e in Frie4manHs theor2. This is the kin4 o' research in economics an4 econometricsJ which ill!strates well the nat!re o' in4!cti9e in'erence an4 isJ in m2 o+inionJ most +ro4!cti9e. "s re ar4s in4!cti9e eneraliOationsJ there are a 'ew +ointsJ which 4eser9e to )e em+hasiOe4. FirstJ a useful starting point for inductive generalization in many instances is the proposition that all variation is considered random or nonsystematic unless shown otherwise. " oo4 exam+le o' the 'r!it'!lness o' s!ch a startin +oint is i9en )2 the ran4om walk h2+othesis 'or stock +rices in stock market research. %an2 researchers ha9e +!t 'orwar4 mo4els to 'orecast stock +rices )2 !se o' 9aria)les s!ch as a!to salesJ chan es in mone2J an4 the like onl2 to 'in4 that their 'orecasts are no )etter than those 2iel4e4 )2 a ran4om walk mo4el. *n other areasJ when a researcher proposes a new effect, the burden is on him to show that data support the new effect. The initial hypothesis is thus, No effect unless shown otherwise.
. / A.
NDT Thiele
/V/N *F T=/*8 <8/D*CT*ON I" T81/ EO1 ?=O17D ?T*77 VOT/ N/&"T*V/ TO TO C8/"T/ *NC/NT*V/? FO8 D/B"T/ OV/8 ?T8ON& D"T".
?ter)a 00 I?on2a K. De+artment o' <s2cholo 2 1ni9ersit2 o' North Carolina at Cha+el =ill %iscon4!ct in the "nal2sis an4 8e+ortin o' Data# Bri4 in %etho4olo ical an4 /thical " en4as 'or Chan e /T=*C? U B/="V*O8J 103.5J :0>:16 2000L IctL *n concl!sionJ ethical an4 metho4olo ical s+ecialistsT atekee+in e''orts in the area o' 4ata anal2sis an4 re+ortin ha9e remaine4 strikin l2 4is+arate an4 ins!lar to 4ate. The2 neither coor4inate with each other nor in9ol9e the research comm!; nit2 in o!treach e''orts aime4 at en en4erin sel';monitorin . Their in4e+en4ent e''orts ha9e le4 to ins!''icient examination o' the +re9alence o' o9ert an4 co9ert miscon4!ctJ an4 to inconsistent stan4ar4s that are !nrelia)l2 en'orce4. Eet the M!alit2 control o' 4ata anal2ses an4 re+ortin +ractices is o' +rime im+ortance. Th!sJ * +ro+ose three tactics to im+ro9e the +re9entionJ 4etectionJ an4 4eterrence o' anal2sis an4 re+ortin miscon4!ct that each in9ol9e mel4in o' the metho4olo ical an4 ethical arenas. FirstJ +s2cholo ists nee4 to )etter coor4inate ethical an4 metho4olo ical stan4ar4s +ertainin to 4ata anal2sis an4 re+ortin . <!)lishe4 metho4olo ical stan4ar4s can lack the ethical im+erati9e to moti9ate chan eJ an4 +!)lishe4 ethical stan4ar4s can lack the s+eci'icit2 to 4irect that chan e. One 'irst ste+ towar4 coor4inatin stan4ar4 settin across ethical an4 metho4olo ical s+ecialties is o''ere4 here. %etho4olo ists co!l4 )e incl!4e4 on the committees o' +s2cholo ists who create an4 re9ise research ethics co4es an4 who res+on4 to alle ations o' research ethics miscon4!ct. *n t!rnJ committees 4isseminatin metho4olo ical
!i4anceJ s!ch as the "<" Task Force on ?tatistical *n'erenceJ co!l4 incl!4e +s2cholo ists with research ethics ex+ertise to ai4 in inte ratin an ethical +ers+ecti9e. ?econ4J we nee4 to increase a++lie4 researchersT access to coor4inate4 trainin in M!antitati9e metho4s an4 research ethics. This will a''or4 them the 4etaile4 metho4olo ical knowle4 e an4 the ethical im+erati9e to )etter sel'monitor their own anal2sis an4 re+ortin . ?+eci'icall2J a cross; 'ertiliOation o' ethics an4 metho4s instr!ction nee4s to take +lace thro! ho!t !n4er ra4!ate an4 ra4!ate trainin J an4 also at the 'ac!lt2 le9el. C!rrentl2J statistical an4 metho4olo ical co!rses are t2+icall2 4e9oi4 o' research ethics 4isc!ssionsJ an4 9ice 9ersa. *n 'actJ these ethics co!rses an4 metho4s co!rses are t2+icall2 o''ere4 in 4i''erent 4e+artmentsJ )2 'ac!lt2 mem)ers who rarel2 interact. Fac!lt2 !est lect!res 'rom the com+anion 4isci+line can )e in to )ri4 e these 'iel4s. *n a44itionJ short M!antitati9e worksho+s 3s!ch as those o''ere4 )2 the *nter!ni9ersit2 Consorti!m 'or <olitical an4 ?ocial 8esearch5 an4 ethics worksho+s 3s!ch as those s+onsore4 )2 the "<" /thics Committee5 are o!tlets 'or reachin researchers who ma2 not ha9e access to metho4olo ical or ethical s+ecialists at their home instit!tions. 3Neither the *nter!ni9ersit2 Consorti!m 'or <olitical an4 ?ocial 8esearch nor the /thics Committee c!rrentl2 lists ethics in 4ata anal2sis an4 re+ortin as a to+ic area co9ere4 in their e4!cational o!treach e''orts.5 *t is essential that !n4er ra4!ate an4 ra4!ate +s2cholo 2 st!4ents )e ma4e min4'!l o' the intersection o' their metho4olo ical +ractices with ethical im+erati9es as the2 )e in to con4!ct their own in9esti ationsV)e'ore +oor ha)its )ecome in raine4. $e cannot ex+ect st!4ents to com+letel2 a!tonomo!sl2 make the connections )etween ethical an4 metho4olo ical im+erati9esR we nee4 to sca''ol4 them in this en4ea9or. This t2+e o' )len4e4 e4!cational e''ort wo!l4 increase the +ool o' Po!rnal an4 rant re9iewers M!ali'ie4 to 4etect an4 en'orce stan4ar4s 'or anal2sis an4 re+ortin con4!ct. ThisJ in t!rnJ wo!l4 ren4er the 'iel4Ts examination o' 4ata anal2sis an4 re+ortin +ractices more +er9asi9e an4 more relia)le. Thir4J +s2cholo ists nee4 to more consistentl2 im+lement strate ies 'or +re9entin an4 4eterrin 4ata anal2sis an4 re+ortin miscon4!ct. 8an4om a!4itin o' anal2ses in articles s!)mitte4 'or +eer re9iewJ an4 +erha+s also s2stematic s!r9e2in o' +eer re9iews themsel9esJ are +otential +re9entati9e 4eterrents 3KimmelJ 19905. These 4eterrents wo!l4 essentiall2 )e an ex+ansion o' the Co4eTs man4ate to kee+ 4ata a9aila)le 'or +otential reanal2sis. *' an a!4it o' a i9en anal2sis re9eals errors or 4iscre+anciesJ the res+onse wo!l4 not )e to tr2 to 4etermine whether this error was intentional or acci4ental. *nstea4J Po!rnal e4itors an4 re9iewers wo!l4 take it as their res+onsi)ilit2 to in'orm a!thors o' the ethical or metho4olo ical stan4ar4s that were 9iolate4 an4 iss!e a +enalt2Vs!ch as a reM!est 'or reanal2sis or re+licationVre ar4less o' intent. This remo9es some o' the +ro'essional hesitanc2J 'ear o' re+risalsJ an4 time in9ol9e4 in tr2in to +ro9e intentional miscon4!ct. This s! estion is in line with ?nowTs 319>95 ar !ment that (i' we 4o not +enaliOe 'alse statements ma4e in errorJ we o+en !+ the wa2J 4onTt 2o! seeJ 'or 'alse statements )2 intention, 3M!ote4 in KimmelJ 1990J +. 2A:5.
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T=*? *? B/C"1?/ D"T" /D1C"T*ON O1T$/*&=? T=/ 8*?K OF T=/ "FF *%<"CT? ?T8ON& D"T" *? K/E TO &OOD <O7*CE%"K*N& ?aks 60 I%ichael C. <ro' o' 7aw at "riOona ?tate 1ni9ersit2J cite4 in man2 ?!+reme Co!rt o+inions. B.".J B.?.J <enns2l9ania ?tate 1ni9ersit2J 1909R %.".J 19A2R <h.D.J Ohio ?tate 1ni9ersit2J 19A>R %.?.7.J Eale 7aw ?choolJ 196:. -0: *F T=/8/ B/ " C8*?*?J =O$ ?="77 $/ KNO$ *TW .0 %4. 7. 8e9. 0: FallJ 1960L IctL *. /%<*8*C"7 /V*D/NC/ OF T=/ <8OB7/% "ND *T? C"1?/? One o' the most im+ortant as+ects o' this as well as relate4 earlier articles )2 <ro'essor &alanter IFN2L an4 his collea !es IFN:L is that the2 inM!ire into the 4e ree to which rele9ant em+irical e9i4ence s!++orts the claims ma4e concernin a liti ation ex+losionJ an4 the2 share with !s the 'in4in s o' that inM!ir2. The ex+losion a++ears to )e more rhetorical than real. Those o''erin wholesale con4emnation o' o!r ci9il P!stice s2stemJ an4 co!nselin a 9ariet2 o' re'orms ran in 'rom tinkerin to -0. ra4ical alterationJ are con'i4ent the2 know a serio!s +ro)lem exists an4J what is moreJ the2 know its ca!ses. IFN.L Their lan !a e is so stron an4 so clear that one hesitates to 4o!)t the acc!rac2 o' their 9ision. B!t in s!++ort o' their 9iewsJ the2 enerall2 o''er little more than !ns!++orte4 assertions or anec4otesJ exam+les o' which <ro'essor &alanter has cite4. %ere assertion is sim+l2 thatJ an4 re+eatin somethin o'ten or enlar in the chor!s 4oes not make it an2 more tr!e. "s * ha9e note4 elsewhereJ IFN>L o9ernment )2 anec4ote is a )a4 i4ea not )eca!se the anec4otes are !ntr!e or are not e9i4ence 3tho! h sometimes the2 are !ntr!e an4 there'ore are not e9i4ence5J IFN0L )!t )eca!se the2 contri)!te so little to 4e9elo+in a clear +ict!re o' the sit!ation we are concerne4 a)o!t. *t makes a 4i''erence i' 'or e9er2 ten anec4otes in which an !n4eser9in +lainti'' )ankr!+ts an innocent 4e'en4antJ OeroJ tenJ one h!n4re4J one tho!san4J or ten tho!san4 eM!al an4 o++osite inP!stices were 4one to 4eser9in an4 innocent +lainti''s. IFNAL The +ro+ortion o' cases that res!lts in some sort o' errorJ IFN6L an4 the ratio o' one kin4 o' error to the otherJ o! ht to )e o' reater interest to a serio!s +olic2;maker than a han4'!l o' anec4otes on either si4e o' an iss!e. "'ter allJ the re'orms to )e a4o+te4 are inten4e4 to chan e that ratio an4 the tens o' tho!san4s o' anec4otes it s!mmariOes. This )rin s !sJ thenJ to the kin4 o' in'ormation that sho!l4 'orm the core o' the 4e)ate# 4ata. *' the ex+losion is real an4 the -0> crisis serio!sJ it sho!l4 not )e 4i''ic!lt to 'in4 4ata con'irmin those 'ears. *n this re ar4J <ro'essor &alanter makes two im+ortant contri)!tions to the lia)ilit2 crisis 4e)ate. =e s!mmariOes some im+ortant 4ataJ an4 he hel+s !s to think a)o!t what the2 mean. Conscientio!s +olic2;makers will )e intereste4 to learn that 96F o' ci9il liti ation oes on in state co!rtsJ that those 'ilin s ha9e 4ecline4 in the +ast se9eral 2earsJ an4 that e9en tort 'ilin s ha9e increase4 onl2 1F more than +o+!lation rowth. IFN9L Those !r in re'ormJ when the2 4o +oint to 4ataJ !s!all2 +oint to the 2F o' liti ation that is han4le4 )2 'e4eral co!rts. <ro'essor &alanter hel+s !s to inter+ret the meanin o' those 'e4eral 4ataJ IFN10L which show a 12:F increase in 'ilin s o9er the +ast 4eca4e. First o' allJ he notes that an increase in 'ilin s is not necessaril2 a re'lection o' an increase in +lainti''sH (liti io!sness., Chan es in 'ilin rates are eM!all2 a re'lection o' 4e'en4antsH resistance to resol9in 4is+!tes short o' liti ation. The 'ilin rate re'lectsJ as wellJ the 9ol!me o' transactionsJ the n!m)er o' actiona)le inP!ries res!ltin 'rom those transactionsJ law2ersH case;screenin +racticesJ an4J no 4o!)tJ n!mero!s other9aria)les. IFN11L "n2 real !n4erstan4in o' what is oin on reM!ires knowin what lies )ehin4 an4 i9es rise to an2 chan e 3or sta)ilit25 in 'ilin rates. %oreo9erJ <ro'essor &alanter shows !s that the 12:F increase -00 means somethin other than a++ears at 'irst )l!sh. B2 4isa re atin those cases into the cate ories s!++lie4 )2 the "4ministrati9e O''ice o' the 1nite4 ?tates Co!rtsJ <ro'essor &alanter 'in4s that it is the 'e4eral o9ernment itsel' that has a44e4 )2 'ar the lar est 'raction o' the increase in liti ationJ ha9in increase4 its 'ilin s 3o' o9er;+a2ment reco9eries5 )2 0J06:FX IFN12L /xce+t 'or +ro4!cts lia)ilit2 3o' which one;'o!rth were as)estos claimsJ now wanin 5J the 'e4eral caseloa4 'or tort cases has )een 'airl2 sta)le. These are )!t a 'ew ill!strations o' the wa2 <ro'essor &alanterJ an4 other em+iricall2 oriente4 le al scholarsJ 'orce !s to 4eal with the e9i4ence o' the worl4 we +ro+ose to resha+e thro! h law re'orm. $e nee4 not limit +olic2 4e)ates to a m!t!all2 !nin'ormati9e swa++in o' anec4otes or a heate4 exchan e o' M!otations. *n m2 9iewJ it is enormo!sl2 hel+'!l to in'orm o!rsel9es a)o!t o!r worl4 em+iricall2J an4 to think intelli entl2 a)o!t the alternati9e inter+retations o' the rele9ant em+irical 4ata. IFN1:L That the to+o ra+hic ma+ o' 9oci'ero!s re'ormers is not consistent with the most '!n4amental 'eat!res o' the lan4sca+e o9er which the2 +res!me to rei n sho!l4 i9e !s all +a!se. *' their assessment o' o!r con4itionVthe easiest +art o' +ro)lem;sol9in V can )e so inconsistent with the e9i4enceJ we mi ht well )e hesitant to acce+t their 4ia nosis o' ca!ses an4 their +rescri)e4 treatment.
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<8*O8 D*?C7O?18/ OF D"T" 8/?17T? *N %O8/ "CC18"T/ <8/D*CT*ON? =/8/H? ?T8ON& D"T" $icherts et al 2011 ICelte %. $icherts-J %arPan BakkerJ D2lan %olenaar <s2cholo 2 De+artmentJ Fac!lt2 o' ?ocial an4 Beha9ioral ?ciencesJ 1ni9ersit2 o' "mster4amJ "mster4amJ The Netherlan4s K$illin ness to ?hare 8esearch Data *s 8elate4 to the ?tren th o' the /9i4ence an4 the D!alit2 o' 8e+ortin o' ?tatistical 8es!ltsK <7o? ON/ 03115L IctL Ihtt+#//www.+losone.or /article/in'oF:"4oi F2F10.1:A1F2FPo!rnal.+one.0020626L *n the c!rrent st!42J we relate4 the willin ness to share 4ata 'rom .9 +a+ers +!)lishe4 in Co!rnal o' <ersonalit2 an4 ?ocial <s2cholo 2 or Co!rnal o' /x+erimental <s2cholo 2# 7earnin J%emor2J an4 Co nition to two rele9ant characteristics o' the statistical o!tcomes re+orte4 in the +a+ersJ namel2 the internal consistenc2 o' the statistical res!lts an4 the 4istri)!tion o' si ni'icantl2 re+orte4 3+J.0>5 +;9al!es. $e restricte4 the attention to C<?< an4 C/<#7%CJ )eca!se 315 a!thors in these Po!rnals were more willin to share 4ata than a!thors in the other Po!rnals 'rom which $icherts et al. reM!este4 4ataJ 325 no corres+on4in a!thors in these two Po!rnals 4ecline4 to share 4ataJ )eca!se the2 were +art o' an on oin +roPect or )eca!se o' +ro+riet2 ri hts or ethical consi4erationsJ an4 3:5 st!4ies in these two Po!rnals were 'airl2 homo eneo!s in terms o' anal2sis an4 4esi n 3mostl2 la) ex+eriments5. S /rrors in the 8e+ortin o' ?tatistical 8es!lts The .9 +a+ers containe4 a total o' 11.6 test statistics that were +resente4 as si ni'icant at +J.0>. Ta)le 1 +resents 'or each +a+er the n!m)er o' si ni'icantl2 re+orte4 test res!ltsJ the n!m)er o' misre+ortin errorsJ an4 the me4ian an4 a9era e o' all en!inel2 si ni'icant +;9al!es 3as )ase4 on the recalc!late4 9al!es5. Fort2;nine o' these statistics 3..:F5 were inconsistent with the re+orte4 3ran e o'5 +9al!es. *n 'ort2;se9en o' the inconsistent res!lts 39>.9F5J the re+orte4 +;9al!e 3ran e5 was smaller than the recalc!late4 +;9al!e. Fi !re 1 i9es the ori in o' three t2+es o' re+ortin errors. "ltho! h >1.1F 3>6A5 o' the tests statistics were 'rom +a+ers 'rom which no 4ata were share4J most incorrectl2 re+orte4 +;9al!es 3:0 o!t o' .9R A:.>F5 ori inate4 'rom these +a+ers. These errors incl!4e M!ite small ones 3e. .J +@.0002 re+orte4 as +J.00015. Twent2;ei ht o' the :2 +;9al!es 36A.>F5 that were incorrectl2 re+orte4 at the le9el o' the 2n4 4ecimal 3e. .J + @.02 re+orte4 as +J.015 were 'rom +a+ers 'rom which no 4ata were share4. Ne ati9e )inomial re ressions 3Ta)le 25 that acco!nte4 'or the n!m)er o' test statistics an4 the a9era e +; 9al!es in each +a+er 3see )elow5 showe4 that rel!ctance to share 4ata was +re4icti9e o' the +re9alence o' )oth t2+es o' re+ortin errors ... *n this sam+le o' +s2cholo 2 +a+ersJ the a!thorsT rel!ctance to share 4ata was associate4 with more errors in re+ortin o' statistical res!lts an4 with relati9el2 weaker e9i4ence 3a ainst the n!ll h2+othesis5. The 4oc!mente4 errors are ar !a)l2 the ti+ o' the ice)er o' +otential errors an4 )iases in statistical anal2ses an4 the re+ortin o' statistical res!lts. *t is rather 4isconcertin that ro! hl2 >0F o' +!)lishe4 +a+ers in +s2cholo 2 contain re+ortin errors I::L an4 that the !nwillin ness to share 4ata was most +rono!nce4 when the errors concerne4 statistical si ni'icance. "ltho! h o!r res!lts are consistent with the notion that the rel!ctance to share 4ata is enerate4 )2 the a!thorTs 'ear that reanal2sis will ex+ose errors an4 lea4 to o++osin 9iews on the res!ltsJ o!r res!lts are correlational in nat!re an4 so the2 are o+en to alternati9e inter+retations. "ltho! h the two ro!+s o' +a+ers are similar in terms o' research 'iel4s an4 4esi nsJ it is +ossi)le that the2 4i''er in other re ar4s. Nota)l2J statisticall2 ri oro!s researchers ma2 archi9e their 4ata )etter an4 ma2 )e more attenti9e towar4s statistical +ower than less statisticall2 ri oro!s researchers. *' soJ more statisticall2 ri oro!s researchers will more +rom+tl2 share their 4ataJ con4!ct more +ower'!l testsJ an4 so re+ort lower +;9al!es. =owe9erJ a check o' the cell siOes in )oth cate ories o' +a+ers 3see Text ?25 4i4 not s! est that statistical +ower was s2stematicall2 hi her in st!4ies 'rom which 4ata were share4. The association )etween re+ortin errors an4 sharin o' 4ata a'ter res!lts are +!)lishe4 ma2 also re'lect 4i''erences in the ri or with which researchers mana e their 4ata. 8i oro!sl2 workin researchers ma2 sim+l2 commit 'ewer re+ortin errors )eca!se the2 mana e an4 archi9e their 4ata more 4ili entl2. " recent s!r9e2 amon 192 D!tch +s2cholo ical researchers hi hli hte4 a rather +oor +ractice o' 4ata archi9in in +s2cholo 2 I:0L. $hen aske4 whether the2 archi9e4 their research 4ataJ onl2 a thir4 o' the +s2cholo ists res+on4e4 +ositi9el2. This is remarka)le in li ht o' !i4elines o' the "<" I11L that sti+!late that 4ata sho!l4 )e retaine4 a minim!m o' 'i9e 2ears a'ter +!)lication o' the st!42. /9en amon those +s2cholo ists who in4icate4 that the2 YYarchi9eTT their 4ataJ most 4i4 not 'ollow +ro+er archi9in stan4ar4s 3e. .J )2 kee+in co4e )ooks an4 writin meta;4ata I:AL5J )!t sim+l2 store4 4ata on their own 3c!rrent5 com+!ter 3:2F5J on CDs/DVDs 316F5J or on the shel' 320F5. =a+haOar4 A / A.
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4ata mana ement is 4oc!mente4 in a n!m)er o' scienti'ic 'iel4s I:AJ:6J:9LJ ma2 res!lt in errors in anal2Oin an4 re+ortin o' res!ltsJ an4 o)9io!sl2 im+e4es the sharin o' 4ata a'ter res!lts are +!)lishe4. 8e ar4less o' the !n4erl2in +rocessesJ the res!lts on the )asis o' the c!rrent +a+ers im+l2 that it is most 4i''ic!lt to 9eri'2 +!)lishe4 statistical res!lts when these are contentio!s. $e 'oc!se4 here on N=?T within two +s2cholo 2 Po!rnals an4 so it is4esira)le to re+licate o!r res!lts in other 'iel4s an4 in the context o' alternati9e statistical a++roaches. =owe9erJ it is likel2 thatsimilar +ro)lems +la2 a role in the wi4es+rea4 rel!ctance to share 4ata in other scienti'ic 'iel4s I1:J1.J1>J10J1AJ16J19J20L. Beca!se existin !i4elines on 4ata sharin o''er little +romise 'or im+ro9ement I.0LJ +ro ress in +s2cholo ical science an4 relate4 'iel4s wo!l4 )ene'it 'rom ha9in research 4ata itsel' )e +art o' the +rocess o' re+lication I1>J10LJ nota)l2 )2 the esta)lishment )2 Po!rnalsJ +ro'essional or aniOationsJ an4 rantin )o4ies o' man4ator2 4ata archi9in +olicies. %ore strin ent +olicies concernin 4ata archi9in will not onl2 'acilitate 9eri'ication o' anal2ses an4 corrections o' the scienti'ic recor4J )!t also im+ro9e the M!alit2 o' re+ortin o' statistical res!lts. Chan in +olicies reM!ire )etter e4!cational trainin in4ata mana ement an4 4ata archi9in J which is c!rrentl2 s!)o+timal in man2 'iel4s I:0J:AJ:6J:9L. On the other han4Jtechnical ca+a)ilities 'or stora e are alrea42 a9aila)le. For instanceJ se9eral trial re isters in the me4ical sciences 3like clinicaltrials. o95 ena)le stora e o' research 4ata. 8i oro!s archi9in o' 4ata in9ol9es 4oc!mentation o' 9aria)lesJ meta;4ataJ sa9in 4ata 'iles in 'ormats that are ro)!st 3e. .J "?C** 'iles5J an4 s!)mittin 'iles to re+ositories that alrea42 reM!ire these stan4ar4s. Best +ractices in con4!ctin anal2ses an4 re+ortin statistical res!lts in9ol9eJ 'or instanceJ that all co;a!thors hol4 co+ies o' the 4ataJ an4 that at least two o' the a!thors in4e+en4entl2 r!n all the anal2ses 3as we 4i4 in this st!425. ?!ch 4o!)le;checks an4 the +ossi)ilit2 'or others to in4e+en4entl2 9eri'2 res!lts later sho!l4 o a lon wa2 in 4ealin with h!man 'actors in the con4!ct o' statistical anal2ses an4 the re+ortin o' res!lts.
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2NC
1. T=/E DONHT %//T O18 *NT/8< ; 8O?/K*ND 09 C8/"T/? " T=8// <8ON& T/?T TO D/T/8%*N/ $=/T=/8 T=/E ="V/ ?T8ON& D"T"
"5 ?"%<7/ ?*Q/ "1T=O8? %1?T 7OOK "T T=/ /NT*8/J "7B/*T $/*&=T/D =*?TO8E OF "N /V/NTJ NOT " D*?TO8T/D ?7*C/ OF *T. T=/*8 "1T=O8? C*T/ /*T=/8 "N"7O&*/?J ?*N&7/ O1T7*/8?J O8 OB?C18/ =*?TO8E T=*? *? C=/88E<*CK*N& *NO8D/8 TO %"K/? F"7?/ *NF/8/NC/?. 3 5T=/ C7O?/?T T=/E $*77 &/T *? /V T="T C*T/? " ="NDF17 OF /G"%<7/?J B1T T="T ?T*77 *&NO8/? " V"?T7E 7"8&/ N1%B/8 OF CO1NT/8/G"%<7/?. B5 /G<7*C*T C*T"T*ON T=/ D"T" %1?T B/ *NF8ONT OF 1? *N T=*? D/B"T/ *N O8D/8 TO "CT1"77E ="V/ D/B"T/ OV/8 T=/ D"T" "T ="ND. 3 5T=/E 8/F1?/ TO "CT1"77E ?=O$ 1? T=/ D"T" T=/E <O*NT TO V"CO1? &/N/8"7*Q"T*ON? O8 D1OT/? BE T=/*8 "1T=O8 ?$/"8*N& T=/ (D"T" $"? ON T=/ N/GT <"&/, ; TO ?"E $/ ?=O17D ="V/ 8/?/"8C=/D T=/*8 "FF ON O18 O$N T*%/ TO F*ND T=/*8 D"T" FO8 T=/% *? "K*N TO " $8ON& FO81% "8&1%/NT T="T ON7E ?/8V/? TO /NCO18"&/ ?1</8F*C*"7 D/B"T/ OV/8 %/"N*N&7/??J *NF*N*T/7E 8/V/8?*B7/ C7"*%? $*T=O1T "NE 8/&"8D TO T=/ T81T=. C5 D1"NT*F*"B7/ %/T=OD T=/ "FF %1?T C8/"T/ =E<OT/=/?*? T="T C"N B/ D1"NT*T"T*V/7E T/?T/D T=8O1&= /*T=/8 N"T18"7 /G</8*%/NT? O8 8/&8/??*ON? OF <"?T D"T" TO <8OV/ "DV"NT"&/ "ND ?O7V/NCE <8/D*CT*ON? T=*? *? N/C/??"8E TO KNO$ T=/ ?/V/8*TE OF T=/ <8OB7/%J "ND T=/ <8OB"B*7*TE OF ?O7V/NCEJ "ND TO <8*O8*T*Q/ CO%</T*T*N& ?O71T*ON?. 3 5T=/E %"E ="V/ C"8D? T="T ?1&&/?T T=/ <7"N CO17D B/ &OOD B1T T=/8/ *? NO D1"N*F*C"T*ON OF T=/ 8*?K/B/N/F*T O8 /G<7*CT $/*&=*N& OF T=/% *N "NE $"E *N T=/ 1"CJ NO8 D1"NT*F*C"T*ON OF ?O7V/NCE V/81? "7T/8N"T*V/ C"1?/?. 2. /V/N *F T=/E %//T ON/ OF T=/?/ 8/D1*8/%/NT?J T=/E DONHT %//T T=/ OT=/8 T$O /N?18*N& <OO8 <8/D*CT*ON?. "ND /V/N *F " ?*N&7/ C"8D %//T? "77 T=8//J *T ON7E <8OV/? " T*NE <"8T OF T=/ 7O&*C C="*N T="T ?T"8T? F8O% N1C7/"8 <O7*CEJ TO T=/ <7"N "8/"J TO T=/ ?C/N"8*OJ TO /?C"7"T*ONJ T=/N F*N"77E "/GT*NCT*ON %*??*N& " ?*N&7/ ON/ OF T=/?/ T=8O$? " $8/NC= *N T=/ /NT*8/ 1"C B/C"1?/ *T? " 100F T"K/O1T 8/%/%B/8 Q/77N/8 /?T"B7*?=/? <8/?1%<T*ON *? ON T=/% TO <8OV/ T=/E %//T DONHT DO $O8K O8 F*ND T=/*8 D"T" FO8 T=/% B/C"1?/ T="T ON7E /NCO18"&/? <OO8 /D1C"T*ON T=/?/ B"D D"T" D/B"T/? $*77 OB?C18/ &OOD D"T" ON/? <8/C*?7/E B/C"1?/ *T? /"?*/8 "ND *? &*V/N 8O1&=7E /D1"7 $/*&=T
:.
8e!ter 60 I<eter 8e!ter ?enior /conomist in the $ashin ton O''ice o' the 8an4 Cor+oration.T=/ ?OC*"7 CO?T? OF T=/ D/%"ND FO8 D1"NT*F*C"T*ON Co!rnal o' <olic2 "nal2sis an4 %ana ement Vol!me > *ss!e .J <a es 60A ; 612L IctL B!t in other areas o' social +olic2J the ex+ert comm!nit2 is smallJ not M!antitati9e or ill;in'orme4. The a49ocates o'ten make initial estimates o' the scale o' a +ro)lem. ?!ch n!m)ers 'reM!entl2 ha9e o)sc!re ori ins in 4ata 4rawn 'rom con'i4ential or +ro+rietar2 so!rces with 9a !e 4escri+tions o'
how the 4ata were !se4. The re+ort o' the 19A0 Commission on <ro4!ct ?a'et2J which anno!nce4 20 million +ro4!ct;ca!se4 inP!riesJ is a oo4 exam+leR it is 4i''ic!lt to 4etermine how these n!m)ers were +ro4!ce4 or what the2 reall2 meas!re.10 "nother instance was the estimate o' h! e re9en!es enerate4 )2 ille al 4r! transactionsJ some Z60;100 )illion in 1960 accor4in to the National Narcotics *ntelli ence Cons!mers Committee.K These n!m)ers hel+e4 '!el the 4eman4 'or enormo!s increases in 'e4eral reso!rces 'or com)attin 4r! tra''ic. <recisel2 )eca!se these n!m)ers are the 'irst estimates o' what;e9er the2 +!r+ort to meas!reJ the2 o'ten achie9e reat +rominence. Con ressional hearin s will cite themJ news+a+ers will re;+ort themR their +ro+o!n4ers an4 a49ocates will o)tain at least 'leetin 'ameJ i' not lastin 'ort!ne. *' the n!m)ers come 'rom a enciesJ the2 will hel+ those a encies increase their share o' the )!4 et.The
)a4 estimates are +ro4!ce4 at least +artl2 )eca!se oo4 estimates are so 4i''ic!lt to make in these areas. *t is eas2 to +oint to the 'ailin s o' the 'irst Kmeas!rementK )!t o'ten har4 to +ro;4!ce a con9incin alternati9e. 7aterJ more serio!s researchers 4isclose the weaknesses o' their 4ata so!rces an4 the ass!m+tions reM!ire4 to enerate the estimates an4 conseM!entl2 are criticiOe4 )2 the a49ocates o' the earlier 'i !re. *n this case we ha9e a minor 9ariation on the stan4ar4 &reshamHs law# the )a4 )!t o)sc!re will 4ri9e o!t 3or +re9ent the creation o'5 the serio!s )!t ex+licit. *n the case o' 4r! re9en!es there is a now a small critical literat!reHH )!t the 4i''ic!lt2 o' +ro4!cin )etter estimates has limite4 the e''icac2 o' that criticism.
11 / A.
NDT Thiele
Violation# K "''s
1NC
C8*T*D1/ D/B"T/8? 8/<7"C/ *N?T81%/NT"77E /FF/CT*V/ "CT*ON $*T= *D/O7O&*C"7 %E?T*F*C"T*ON $=/N T=/E 8"C/ TO (*T? "77 B/C"1?/ OF C"<*T"7;8"C/;?/G;N/O;7*B/8"7; "&/ N1C7/"8 ;O8*/NT"7 ; O8 F*77 *N T=/ B7"NK;*?%, .T=/ 8/?17T *? T="T D1/?T*ON? OF %"T/8*"7 /G*?T/NC/ ./>T= OF T=/ <7"N/T F"C/ /V/8ED"E &/T *&NO8/D *N F"VO8 OF <O7*T*C"7 8/?*&N"T*ON F8"%/D "? (D//< <=*7O?O<=*C"7 T=O1&=T.,
Clo!4J Decem)er 2000 3<ro'essor o' Comm!nication ?t!4ies at Texas. Comm!nication an4 Critical/C!lt!ral ?t!4ies5 This ill!sor2 worl4 resem)les that o' earl2;21st;cent!r2 ca+italismJ where +eo+le o to work an4 en a e in all the acti9ities o' 4ail2 li'e. %or+he!s ex+oses Neo to the lie 3or ex+oses the lie to Neo5 o' his existence# *n the real worl4 o!tsi4e o' the %atrixJ +eo+leTs +h2sical )o4ies ser9e as or anic )atteries 'or sentient machines while their 4isem)o4ie4 conscio!snesses occ!+2 YYthe %atrix.TT /x+ose4 to what %or+he!s names YYthe 4esert o' the realJTT Neo realiOes that what he tho! ht was real was ill!sionR e9ent!all2 he commits himsel' to resistance a ainst the machines on )ehal' o' a ca+ti9e h!manit2. B2 the en4 o' the %atrix trilo 2J howe9erJ ill!sion has )l!rre4 with realit2J an4 NeoTs resistance t!rns o!t to )e 'oll2 in an inesca+a)le worl4 o' 4isc!rsi9e 4isci+line. *n the more o+timistic 'irst 'ilmJ NeoTs trans'ormation 'rom ni httime re)el to '!ll;time re9ol!tionar2 reM!ires his knowle4 e that the realit2 o' h!man s!)P! ation contra4icts what is YYin the tr!eTT in the %atrix. &!i4e4 )2 %or+he!sJ he ex+eriences the real worl4 marke4 )2 4e+ri9ationJ str! leJ an4 the li'e; s!ckin ex+loitation )2 the machines. =e chooses to remain in this realit2 o' 4an er an4 4es+erationJ )eca!se knowin what is real an4 what is not is the con4ition o' +ossi)ilit2 'or his 'ree4om. The ca+acit2J ill!strate4 in the 'ilmsJ to 4istin !ish )etween i4eolo ical m2sti'ication an4 real relations o' +ower is the s!)Pect o' this article. O' necessit2J attention to the 'ilms here is c!rtaile4 in 'a9or o' m2 main +!r+oseJ namel2 to narrate the traPector2 o' contem+orar2 theor2 thro! h the narrati9e o' the 'ilmsJ rather than to inter+ret the 'ilms thro! h the lens o' the theories. The 'ilms as meton2m re+resent an !ncann2 an4 co ent com+ression o' the arc o' critical theor2 o9er the last se9eral 4eca4es. "s the 8!ssian re9ol!tionar2 7eon Trotsk2 ar !e4 in his writin s on literat!re an4 artJ c!lt!ral works 3incl!4in aca4emic theories5 are )o!n4 to the historical con4itions o' their +ro4!ctionR we m!st atten4 to their collecti9e in'l!ence not as the 9an !ar4 o' social chan e )!t as i4eolo ies that ma2 le itimate an4 s!stain existin social relations. Taken to etherJ the 'ilms an4 contem+orar2 critical c!lt!ral an4 comm!nication theor2 alike emer e o!t o' an historical moment o' +olitical an4 intellect!al +essimism on the 7e't an4 ex+ress 4ee+ ske+ticism a)o!t the +ossi)ilit2 o' mo)iliOin +eo+le a ainst real o++ression. Both narrati9esJ one in +o+!lar c!lt!re an4 one in the aca4em2J risk +er+et!atin an i4eolo 2 o' resi nation to existin social relations 4is !ise4 as critiM!e an4 resistance. The 'ilms o''er two 9ersions o' the real. One is an ex+eriential realJ in which knowle4 e o' the material )ase o' o++ression contra m2sti'ication enerates critical insi ht an4 the ca+acit2 'or action. The 'ilm also in9okes a 7acanian 8ealJ in which the +s2chic resi4!e o' the lack o' wholeness in the ?2m)olic an4 the ex+erience o' tra!ma lea9e +ersons/s!)Pects !neas2. *n the 'irst 'ilmJ 'or exam+leJ Neo ex+eriences 9a !e !nease with his 4ail2 li'e in the %atrix an4 )e ins to YYhackTT into the com+!ter; 4ri9en s2stem. $hile he remains in the s2m)olic worl4 o' the %atrixJ he is inca+a)le o' 'i htin it in a s2stematic wa2J )eca!se his s!s+icions are M!ite literall2 ro!n4less !ntil he is !n+l! e4 'rom i4eolo 2. *n contrast to a 7acanian +ers+ecti9eJ this article 4e'ines realit2 as the site o' li9e4 ex+erienceJ the +lace where the em)o4ie4 ex+erience o' la)or enerates contra; 4ictions with re ar4 to knowle4 e an4 conscio!sness. *n ca+italismJ the 4i9ision o' societ2 into classes an4 the 4i9er ent ex+eriences o' mem)ers o' those classes are real. This 4e'inition o' the real is stan4+oint;)ase4J restin on '!n4amental an4 4i9er ent interests in a +artic!lar societ2. %arxists are concerne4 with e+istemolo 2J M!estions o' what is tr!e an4 what is 'alse. B!t e+istemolo ical M!estions alwa2s )e the ontolo ical# tr!e or 'alse to what or whomW "ltho! h there is no +ermanentJ essentialJ or !ni9ersall2 ex+erience4 realit2J the cate or2 o' realit2 is necessar2 to +olitical P!4 ment e9en as it 'in4s intelli i)ilit2J conscio!s meanin J an4 strate ic im+ort in 4isco!rse. "s the %arxist theorist &eor 7!k[cs ex+lainsJ li9e4 ex+erience is the 4ialectical s+rin )oar4 'or the +ro4!ction o' o++ositional tr!th an4 action. No matter how com+lex the +rocessJ 4ialectical materialism asksJ M!ite sim+l2J 'or a YYrealit2 testTT o' +olitical 4isco!rses an4 i4eolo ies 'rom the stan4+oint o' or4inar2 +eo+le. $hile 'ilm an4 theor2 alike +roclaim the en4 o' an2 s!ch realit2J this article a49ances an ar !ment 'or a classical %arxist !n4erstan4in o' the rhetoricall2 me4iate4 relationshi+ )etween realit2 an4 conscio!sness. Classical %arxism a44resses the lac!na o' a enc2 in +oststr!ct!ralist an4 +ost;%arxist theor2 in wa2s that a9oi4 the +it'alls o' relati9ism an4 anti;h!manism. To the en4 o' !n4er; stan4in this +ro)lemJ the article 'irst s!r9e2s theoretical conce+tions o' realit2 an4 a enc2 in str!ct!ralist an4 +oststr!ct!ralist theor2 alon si4e their re+resentations in The %atrixJ %atrix# 8eloa4e4J an4 %atrix# 8e9ol!tions. $hile the 'irst %atrix 'ilm )e ins to artic!late a 4ialecticalJ intereste4J an4 soli4aristic 9ersion o' a enc2J this 9isionJ as in contem+orar2 theor2J 'alls )2 the wa2si4e as the heroes o' the stor2 concl!4e that there is no wa2 o!t o'
12 / A.
NDT Thiele
the %atrix. The 'ilms en a in l2 re+resent critical theor2Ts retreat 'rom notions o' tr!th an4 realit2 as so!rces o' a enc2J an4J as /llen %eiksins $oo4 an4 others ha9e ar !e4J 'rom class;)ase4 theor2 an4 +olitics. The secon4 maPor section o' the essa2 ex+lores the realist +hiloso+h2 o' classical %arxismJ +artic!larl2 the rhetoricall2 rich conce+ts o' real class interests 3rather than i4entities5 an4 soli4arit2 amon those who share real interests. These conce+ts +ro9i4e )ases 'or i4enti'ication an4 conPoint action across i4entit2 4i''erencesJ a9oi4in the tra+s o' i4entit2 essentialismJ anti;h!manismJ an4 na\9e in4i9i4!alism. *nterests an4 soli4arit2 are the )!il4in )locks o' a %arxist rhetoric an4 o' a real+olitik o' class !tterl2 necessar2 to challen in the o++ression an4 ex+loitation o' ca+italism to4a2. This +roPect has )een 4e9al!e4 an4 4ismisse4 in theories with anti; h!manist an4 nearl2 excl!si9el2 s2m)olic commitments that i9e awa2 the ro!n4 'or +olitical instr!mentalit2. /9en rhetorical theor2J ori inall2 the st!42 o' +ractical inter9entionist +oliticsJ has allowe4 a enc2 to wither awa2 in the sha4ow o' str!ct!ralism an4 relati9ism .
1: / A.
NDT Thiele
1. / A.
NDT Thiele
D1BN/8# ThatTs Nassim Tale)J the a!thor o' (Foole4 B2 8an4omness, an4 (The Black ?wan., T"7/B# *tTs m!ch costlier 'or !s V as a raceJ to make the mistake o' not seein a leo+ar4 than ha9in the ill!sion o' +attern an4 ima inin a leo+ar4 where there is none. "n4 that errorJ in other wor4sJ mistakin the non;ran4om 'or the ran4omJ which is what * call the (one;wa2 )ias., Now that )ias works extremel2 wellJ )eca!se whatTs the )i 4eal o' ettin o!t o' tro!)leW *tTs not costin 2o! an2thin . B!t in the mo4ern worl4J it is not M!ite harmless. *ll!sions o' certaint2 makes 2o! think that thin s that ha9enTt exhi)ite4 riskJ 'or exam+le the stock marketJ are riskless. $e ha9e the t!rke2 +ro)lem V the )!tcher 'ee4s the t!rke2 'or a certain n!m)er o' 4a2sJ an4 then the t!rke2 ima ines this is +ermanent. C"8D CONT*N1N/? D1BN/8# =ow 4oes that sel';criticism come into +la2 an4 act!all2 chan e the co!rse o' the +re4ictionW T/T7OCK# $ellJ one sign that you"re capable of constructive self#criticism is that you"re not dumbfounded by the question$ %hat would it take to convince you you"re wrong& 'f you can"t answer that question you can take that as a warning sign.
1> / A.
NDT Thiele
10 / A.
NDT Thiele
D1BN/8# ?o whether itTs 'oot)all ex+erts callin ?!n4a2Ts ame or economists 'orecastin the econom2J or +olitical +!n4its lookin 'or the next re9ol!tionJ weTre talkin a)o!t acc!rac2 rates that )arel2 )eat a coin toss. B!t ma2)e all these !2s 4eser9e a )reak. %a2)e itTs P!st inherentl2 har4 to +re4ict the '!t!re o' other h!man )ein s. The2Tre so mallea)leR so !n+re4icta)leX ?o how a)o!t a +re4iction where h!man )ein s are inci4ental to the main actionW
1A / A.
NDT Thiele
16 / A.
NDT Thiele
19 / A.
NDT Thiele
20 / A.
NDT Thiele
21 / A.
NDT Thiele
"1T=O8? 1?/ T/8%? 7*K/ (<8OB"B7EJ 7*K/7EJ ?O%/T*%/?, "ND OT=/8 1ND1"NT*F"B7/ $O8D? TO OB?C18/ <8OB"B*7*TE TO ?K/$ T=/ D/C*?*ON C"7C171? *N F"VO8 OF B"D N1C7/"8 <O7*CE%"K*N& ;7*T/
"xelro4 96 I?eth C. in4e+en4entresearcher 4ealin with missilenon+roli'eration iss!es T=/ <*TF"77? OF 8O&1/ CO1NT8E "N"7E?*?1)2 Center 'or *nternational Tra4e an4 ?ec!rit2 Non+roli'erationJ DemilitariOation an4 "rms Control Center 'or *nternational Tra4e an4 ?ec!rit2 Vol. :/.J No. ./1Fall 199A/$inter 1996L IctL D!anti'ication# &"O has o)ser9e4 that the !se o' !nM!anti'ia)le wor4s or +hrases s!ch as (!nlikel2J,(likel2J, (+ro)a)l2J, (normall2J, (sometimesJ, (some leaka eJ, an4 ('easi)leJ )!t !nlikel2, ma2 all contri)!te to mis+erce+tions an4 o)sc!re the certaint2 le9el associate4 with ke2 P!4 ements. This is +artic!larl2 so re ar4in o''icial assessmentsJ s!ch asN*/sJ where such language is not of much help to someone trying to make an important decision, and in which different people can have radically differing interpretations from the same words.20Once a ainJthe si ni'icance o' this consi4eration an4 its +otential im+lications 'or +olic2 can not )e o9erstate4J an4 can)e easil2 seen )2 contrastin one o' the ke2 P!4 ements o' N*/ 9>;19 with s!)seM!ent missile4e9elo+ments.*n con ressional testimon2 on N*/ 9>;19J 8ichar4Coo+erJ Chairman o' the National *ntelli enceCo!ncilJ state4# (we are likel2 to 4etect an2 in4i eno!s+ro ram to 4e9elo+ a lon ;ran e )allistic missileman2 2ears )e'ore 4e+lo2ment, e9en allowin 'or theacM!isition o' some 'orei n technolo 2 )2 co!ntrieso' interest.21EetJ recent intelli ence leaks an4 otherre+ortin s! ests that *ranJ with 'orei n assistanceJ isnow within two 2ears o' a 1J>00 km )allistic missiles2stem. The most recent an4 larin 4emonstrationo' the 'ail!re to o)ser9e this a4monition can )e 'o!n4in the De'ense De+artmentTs recent re+ort<roli'eration# Threat an4 8es+onse which notesJ 'orexam+leJ (it is likel2 8!ssian technolo ical s!++ort ortrainin will contin!e to 'in4 its wa2 to s!ch co!ntriesJsometimes witho!t necessaril2 ainin %oscowTsa++ro9al.,22This same +ro)lem is e9i4ent in the work o'anal2sts o+eratin o!tsi4e o''icial 'rameworks. Di=!aJ amon othersJ has o)ser9e4# (<erce+tions )2their 9er2 nat!re are s!)Pecti9eJ e9en when 4escri)e4)2 in4e+en4ent researchers stri9in to )e im+artial.This s!)Pecti9it2 means that threat +erce+tions can)e mani+!late4 or misre+resente4J sometimes M!itec2nicall2.,2:Clearl2J M!anti'ication is no eas2 taskJes+eciall2 as it relates to so m!rk2 a +ro)lem as theanal2sis o' ro !e co!ntr2 +roli'eration +ro ramsJwhere man2 o' the in+!ts ma2 )e 'ar 'romM!anti'ia)le. Ne9erthelessJ certain as+ects o' s!ch+ro ramsJ e. .J aeros+ace learnin c!r9esJ 8UD c2clesan4 other as+ects o' )allistic missile 4e9elo+mentwhich are known an4 can )e extra+olate4 !+on 'rom+ast ex+erienceJ ma2 len4 themsel9es to some 4e reeo' M!anti'ication an4 anal2tical ri or. "t the 9er2minim!mJ the &"OTs ke2 concl!sion re ar4in N*/s ma2 )e eM!all2 a++lie4 to the o!tsi4e anal2st#(M!anti'2 the certaint2 le9el o'...P!4 ements )2 !sin +ercenta es or Y)ettorsT o44sJ, where 'easi)leJ an4a9oi4 o9erstatin the certaint2 o' P!4 ementsJ,+artic!larl2 in li ht o' in'ormation a+s.2.7inch+in
22 / A.
NDT Thiele
2: / A.
NDT Thiele
$e th!s )e an )2 castin the net 9er2 wi4el2J rea4in all 2:1 articles +!)lishe4 in all "merican law re9iews )etween 1990 an4 2000 I-10L that ha4 the wor4 Kem+iricalK in their title. :A $e in9entorie4 these articles )eca!seJ )2 9irt!e o' their titlesJ the2 at least claime4 to )e con4!ctin research )ase4 on real;worl4 o)ser9ations. K/m+irical researchK a++arentl2 has )ecome a term o' art in le al scholarshi+J an4 man2 o' those !sin it in their titles a++ear to )e intentionall2 i4enti'2in their work with this mo9ement. $e ha9e since )een s!++lementin this search strate 2 with a narrower one inten4e4 to !nco9er an4 e9al!ate some o' the )est in em+irical le al research. This searchJ still in +ro ressJ incl!4es all em+irical articles 'rom six to+ law re9iews 3Chica oJ Col!m)iaJ =ar9ar4J NE1J ?tan'or4J an4 Eale5 +!)lishe4 )etween 199> an4 2000. :6 *t also incl!4es the 'i't2 most; cite4 articles 3accor4in to the 7e al ?cholarshi+ Network5 that were written )2 le al aca4emics an4 a++eare4 in the law re9iews. :9 $e a44e4 to these 'ormal lists 9ia a m!ch more in'ormal a++roachR namel2J )2 rea4in wi4el2 thro! h law re9iewsJ 'ollowin citationsJ an4 rea4in '!rther. $hen le al aca4emics learne4 we were workin on this +roPectJ man2 were kin4 eno! h to sen4 !s their em+irical work or to re'er !s to othersJ an4 we rea4 these as well. Finall2J we examine4 st!4ies in 'o!r +eer;re9iewe4 law Po!rnals 3the Co!rnal o' 7aw U /conomicsR the Co!rnal o' 7awJ /conomicsJ U Or aniOationR the Co!rnal o' 7e al ?t!4iesJ an4 the 7aw U ?ociet2 8e9iew5 e9en tho! h social scientists an4 )!siness school 'ac!lt2 a!thore4 most o' the articles in them;;not mem)ers o' the le al comm!nit2J who constit!te the +rimar2 a!4ience 'or this "rticle. .0 $e ha9e o)9io!sl2 not e9al!ate4 an2thin close to all em+irical research in the lawJ )!t we ha9e searche4 extensi9el2 in somethin 9er2 ro! hl2 a++roximatin a re+resentati9e sam+le o' all em+irical research in the law re9iews. $e also 'oc!se4 4ee+l2 in se9eral wa2s in areas where M!alit2 sho!l4 )e hi hJ so m!ch so thatJ 'or this sam+leJ an2 concl!sions we 4raw sho!l4 )e )iase4 a ainst a 'in4in o' metho4olo ical +ro)lems. I-1AL NonethelessJ o!r res!lts are 4isco!ra in . $hile it is certainl2 tr!e that some articles in the law re9iews are )etter than othersJ an4 some meet the r!les o' in'erence )etter than others 4oJ e9er2 one we ha9e rea4 th!s 'ar;;e9er2 sin le one;;9iolates at least one o' the r!les we 4isc!ss in the )alance o' this "rticle. .1 ?ince all;;e9er2 sin le one;;ha9e the +otential to 'in4 their wa2 into a co!rt caseJ an a4ministrati9e +rocee4in J or a le islati9e hearin J we can onl2 ima ine the serio!s conseM!ences 'or +!)lic +olic2 3not to mention 'or the 4e9elo+ment o' knowle4 e5 that ma2 ha9e alrea42 res!lte4;;or still ma2 res!lt. .2
2. / A.
NDT Thiele
2> / A.
NDT Thiele
The attit!4e towar4 +!niti9e 4ama es in this low loss case shown in <anel " o' Ta)le > 4i''ers mo4eratel2J 4e+en4in on whether re+airin the +lane to +re9ent a Z1>J000 loss is attracti9e. *n each caseJ a minor]it2 o' the P!4 es )elie9e that +!niti9e 4ama es wo!l4 a++l2 i' the re+air was not !n4ertaken an4 a loss occ!rre4J where the 'raction 'a9orin +!ni]ti9e 4ama es is reater 'or those who chose to re+air the +lane. $hat is +erha+s most strikin is that three o' the P!4 es who 4i4 not )elie9e that the +lane sho!l4 )e re+aire4 ne9ertheless wo!l4 ha9e awar4e4 +!niti9e 4ama es ha4 the +lane not )een re+aire4 an4 a loss was s!''ere4. For the entire ro!+J 16F o' the P!4 es wo!l4 awar4 +!niti9e 4ama esJ which is not in line with economic e''icienc2 +rinci+lesJ since not onl2 are +!niti9e 4ama es not warrante4 )!t )ase4 on a ne li ence test the re+airs sho!l4 not e9en )e !n4ertaken. <anel B o' Ta)le > in4icates how the res+onses chan e i' the stakes are increase4 )2 a 'actor o' 100 an4 the +ro)a)ilit2 o' 4ama es is re4!ce4 )2 a 'actor o' 100. C!4 es in this instance are almost e9enl2 4i9i4e4 as to whether the +lane sho!l4 )e re+aire4. 8es+on4ents who 4i4 not in4i]cate that re+airin the +lane was worthwhile almost !nanimo!sl2 o++ose4 +!niti9e 4ama esJ whereas 'or the res+on4ents who 'a9ore4 re+airin the +lane there was an eM!al 4i9ision )etween those who s!++orte4 +!niti9e 4ama es an4 those who 4i4 not. The 'inal 9ariation in <anel C increases the loss to Z1.> )illionJ which incl!4es the 9al!e o' +ersonal inP!riesJ where the s!r9e2 in4icate4 that this 4ama es amo!nt is inten4e4 to re'lect the '!ll social cost o' the acci]4ent. "s )e'oreJ the ex+ecte4 loss is Z1J>00J )!t the res+onses 4i''er M!ite starkl2 'rom those in the +re9io!s scenarios. 8es+on4ents are now !nanimo!s that the +lane sho!l4 )e re+aire4. %oreo9erJ more than two;thir4s o' the res+on4ents s!++orte4 +!niti9e 4ama es in this instance. $hat a++ears to )e most conseM!ential is thatJ in sit!ations in9ol9in +ersonal inP!r2J there is a m!ch reater willin ness to !n4ertake re+airs an4 im+ose +!niti9e 4ama es than in simt!ations in9ol9in +ro+ert2 4ama e e9en tho! h the ex+ecte4 economic losses are the same in each instance. The res!lts in <anel C 'or )oth the awar4 o' +!niti9e 4ama es an4 re+air]in the +lane 4i''er to a statisticall2 si ni'icant 4e ree 'rom the res!lts in <anels " an4 B. Ta)le 0 re'ines this anal2sis !sin +ro)it re ressions 'or the 4eterminant o' the +ro)a)ilit2 that the res+on4ent will in4icate that the car o 4oor sho!l4 )e re+aire4 an4 that +!niti9e 4ama es sho!l4 a++l2. The le9el o' 4ama es 4oes not ha9e a si ni'icant e''ect on the car o 4oor re+air 4ecision. $hat 4oes matter is the nonmonetar2 character o' the lossJ which was s!''icientl2 in'l!ential that these res+on4ents co!l4 not )e incl!4e4 in the re+air eM!ation. There was no 9ariation in this scenario ro!+J as all res+on4ents in the +ersonal inP!r2 9ariant 'a9ore4 re+airin the car o 4oor. The im+licit 9al!e o' li'e meas!res an4 the risk +erce+tion meas!res are not statisticall2 si ni'icantJ exce+t 'or one instance. 8es+on4ents who ha4 hi her 9al!es o' the +erce+tion eM!ations slo+e coe''icient ?i were less likel2 to !n4ertake the car o 4oor re+air. *ncrease4 9al!es o' 1:J in4icate that the res+on4entsH assesse4 +ro)a)ilities were closer to the .>^ line an4 th!s ten4e4 to re'lect the act!al risk le9el more acc!ratel2. Th!sJ acc!rate risk )elie's an4 lower )iases in risk +erce+tions are associate4 with P!4 es )ein more willin to act accor4in to e''icienc2 norms with res+ect to the car o re+air 4ecision. " +riori the role o' this 9aria)le is not clearJ since hi her 9al!es o' ?i co!l4 in4icate more alarmist res+onses to risk in that +ercei9e4 risks res+on4 more M!ickl2 to chan es in act!al risks. ?ince all ?i 9al!es were )elow 1.0J howe9erJ in this case the 9aria)le seems to )etter re'lect the acc!rac2 o' risk P!4 ments. This 9aria)le is notJ howe9erJ 4irectl2 in'l!ential in the +!niti9e 4ama es 4ecisionJ as the onl2 statisticall2 si ni'icant 9aria)les here are the le9el o' ex+ecte4 4ama es an4 whether the P!4 e )elie9es that re+airin the car o 4oor was worthwhile. Th!sJ to the extent that the risk +erce+tion slo+e 9aria)le mattersJ it is in4irectl2 in that it increases the +ro)a)ilit2 that the res+on4ent will want to re+air the car o 4oorJ which in t!rn increases the +ro)a)ilit2 that the res+on4ent )elie9es that +!niti9e 4ama es sho!l4 a++l2. O9erallJ howe9erJ it seems that +erce+tional )iases an4 the res+on4entHs own im+licit 9al!es o' li'e 4o not +la2 a central role in how the2 wo!l4 a44ress the ne li ence iss!e or the +!niti9e 4ama es iss!e in this instance. "ttit!4es towar4 the !n4erl2in re+air 4ecision an4 the siOe o' the acci4ent loss are the +rimar2 'actors o' conseM!ence. "n attracti9e as+ect o' this
20 / A.
NDT Thiele
'in4in is that +ersonal +re'erences an4 +erce+tional )iases 4o not reatl2 a''ect ne li ence P!4 ments. =owe9erJ the siOe o' the stakes i4eall2 sho!l4 not matterJ since the ex+ecte4 losses 3i.e.J +ro)a)ilit2 x 4ama e5 is the same in e9er2 instance. "ltho! h +ersonal risk +erce+tion )iases an4 risk 9al!ations 4o not a++ear to )e instr!mentalJ the res!lts are not entirel2 'a9ora)le with res+ect to the so!n4ness o' P!4icial 4ecisions. *n terms o' the o9erall res+onses to the scenariosJ P!4 es were e9enl2 4i9i4e4 )etween re+airin an4 not re+airin the +laneJ e9en tho! h strict a++lication o' economic ne li ence r!les wo!l4 in4icate that not re+airin the +lane was 4esira)le. %oreo9erJ e9en tho! h the 'irm was not ne li ent in these exam+lesJ man2 P!4 es )elie9e that +!niti9e 4ama es were a++lica)leJ +artic!larl2 when nonmonetar2 losses are hi h. "war4in +!niti9e 4ama es when a 'irm meets a ne li ence stan4ar4 is certainl2 ina++ro+riateJ as it in4icates a 'ail!re to re'lect on the !n4erl2in )ene'it;cost tra4eo''sJ +artic!larl2 when there are lar e nonmonetar2 stakes. This res!lt is a so)erin messa e 'or com+anies 'ace4 with risk;cost calc!lations. *' these com+anies 'ollow the !r in s o' P!4icial scholars s!ch as C!4 e Frank /aster)rook an4 attem+t to think s2stematicall2 a)o!t the risks an4 costs o' their actionJ then e9en i' the2 make the correct economic 4ecision it is +ossi)le that the2 will risk +!niti9e 4ama esJ +ar]tic!larl2 when nonmonetar2 conseM!ences are in9ol9e4.11 *n the &eneral %otors 3&%5 tr!ck si4e im+act caseJ &% ha4 calc!late4 the cost o' the sa'et2 im+ro9ement an4 concl!4e4 that these costs were not o!twei he4 )2 the ex+ecte4 sa'et2 )ene'its.12 This anal2sis +arallele4 the a++roach taken 'or the For4 <into. These anal2ses !n4er9al!e4 the +ersonal inP!r2 loss )2 consi4erin onl2 the +ros+ecti9e co!rt awar4s an4 not also the im+licit 9al!e o' li'e an4 health. /9en i' the calc!lations ha4 )een 4one correctl2 an4 ha4 enerate4 the res!lt that the sa'et2 im+ro9ements were not worthwhile on an economic )asisJ howe9erJ then it is M!ite +ossi)le that the com+an2 wo!l4 ne9ertheless ha9e )een 'o!n4 lia)le 'or +!ni]ti9e 4ama es. The com+an2 ha4 con'ronte4 the risk 4ecision with ex+licit +ro)a)ilities o' riskJ clear +otential 'or a49erse health e''ectsJ an4 a le9el o' costs that wo!l4 not ha9e Peo+ar4iOe4 the sol9enc2 o' the com+an2. *' com+anies cannot rel2 on economic e''icienc2 +rescri+tions or ne li ence r!les 'or 4eterminin the le9el o' sa'et2 a'ter s!ch an anal2sisJ then there ma2 )e no sa'e har)or other than the Oero;risk le9elJ which is in'easi)le.
C"8D CONT*N1/?
The two ke2 M!estions ex+lore4 in this article were whether these as+ects o' in4i9i4!al +re'erences in 9al!ation a''ecte4 attit!4es in P!4i]cial contexts an4 whether 4ecisions in these contexts exhi)ite4 'orms o' irrationalit2 that ha9e )een i4enti'ie4 in the literat!re. C!4 esH a++lication o' ne li ence r!les )ecame m!ch more o!t o' line with stan4ar4 law an4 economic +rescri+tions once s!)stantial non+ec!niar2 4ama es were in9ol9e4. 7ar e stakesVsmall +ro)a)ilit2 catastro+hic e9ents seeme4 to +ose reater +ro)lems 'or P!4icial 4ecision makin than 4i4 hi her +ro)a)ilit2Vlower loss e9ents. The +otential 'or s!ch errors an4 the lar e costs o' error in terms o' incorrect maPor +enalties hi hli ht the +otential )ene'its o' P!4icial re9iew 'or s!ch lar e stakes cases.
2A / A.
?econ4J theories o' n!clear wea+ons +roli'eration o'ten o''erJ either ex+licitl2 or im+licitl2J +ro)a)ilistic h2+othesesJ 2et theories are 'reM!entl2 teste4 as i' the2 make 4eterministic claims. For exam+leJ the sim+lest realist claimVthat the more se9ere an4 imme4iate a sec!rit2 threatJ the more likel2 a state is to +!rs!e n!clear armsVis clearl2 )ase4 on a +ro)a)ilistic lo ic. Eet st!4ies o' n!clear +roli'eration o'ten 'in4 realism wantin )2 i4enti'2in one or a han4'!l o' cases that 'ail to con'orm to the realist lo ic. ?tatistical mo4els )ase4 on a +ro)a)ilistic lo ic o' in'erence o''er a )etter 'it with theoretical lo ic than the 4eterministic lo ic associate4 with the %illian metho4s !n4er+innin com+arati9e case st!4ies 37ie)erson 1992J 199.5.
Not onl2 are h2+otheses a)o!t n!clear wea+ons +roli'eration )est tho! ht o' as +ro)a)ilistic statementsJ )!t it is also likel2 that there are m!lti+le 4eterminants an4 com)inations o' 'actors res+onsi)le 'or 4ecisions to +!rs!e n!clear arms. Eet man2 st!4ies im+licitl2 rel2 on monoca!sal lo ics o' in'erenceJ com+arin com+etin ex+lanations as i' lookin 'or the (ma ic )!llet, that willJ )2 itsel'J acco!nt 'or all +roli'eration 4ecisions or settin !+ 4!elin ex+lanations in a winner;take;all contest. $hen a++l2in this !ni9ariate stan4ar4J im+licit in the %illian metho4s that 'orm the )asis o' man2 com+arati9e case st!4ies 37ie)erson 19925J it is not s!r+risin that existin ex+lanations are re+eate4l2 'o!n4 ina4eM!ate when the2 'ail to acco!nt 'or all o)ser9ations or all n!ances o' +artic!lar cases. "s an alternati9eJ the m!lti9ariate lo ic o' in'erence em)o4ie4 in m!lti9ariate statistical a++roaches seems more +la!si)le. C"8D CONT*N1/? Fears o' ro !e statesJ with4rawal o' col4 warera sec!rit2 !aranteesJ a 'allin technolo ical threshol4J an4 concerns that new n!clear +owers will +ro9i4e wea+ons to terrorists all ens!re that n!clear wea+ons +roli'eration remains a central sec!rit2 iss!e an4 that 4e9elo+in an a4eM!ate !n4erstan4in o' the correlates o' +roli'eration ranks hi h on the a en4a o' international relations scholars. EetJ altho! h scholars ha9e o''ere4 an a)!n4ance o' ex+lanations 'or +roli'eration 4ecisionsJ little consens!s exists on the a4eM!ac2 o' 9ario!s theories or whether we e9en +ossess a theor2 o' n!clear +roli'eration 3O il9ie;$hite 19905. $e ar !e that this !nsatis'actor2 state o' a''airs 4eri9es at least +artl2 'rom a mismatch )etween theoretical ar !mentsJ which ten4 to make +ro)a)ilistic claims an4 en9ision m!lti+le ca!sal 9aria)lesJ an4 the +re;4ominant em+irical metho4olo 2 in the areaJ which ten4s towar4 case st!4ies that im+licitl2 a++l2 4eterministic stan4ar4s )ase4 on an 3o'ten im+licit5 !ni9ariate lo ic o' in'erence an4 sam+les on the 4e+en4ent 9aria)le. ?eekin to com+lement existin researchJ we constr!cte4 a new 4ata set on n!clear wea+ons +roli'eration an4 !se4 haOar4 mo4els to test theories o' n!clear +roli'eration. The 4ata anal2sis s! ests that existin theories 4eser9e more cre4it than the2 are 'reM!entl2 i9en# n!clear wea+ons +roli'eration is reasona)l2 well acco!nte4 'or )2 the le9el o' economic 4e9elo+ment an4 the external threat en9ironment.
The most o!tstan4in metho4olo ical ties in M!antitati9e st!4ies o' international relations are 4ata an4 e9i4ence. ?in er 3190># 095 lon a o 4rew the 4istinction )etween K4ataK an4 mere 'acts or in'ormation# 1ntil 'acts are +rocesse4 into 4ataJ there can )e no 4ata anal2sis. . . . Data makin J or the con9ersion o' 'acts an4 in'ormation into a 'orm s!ita)le 'or scienti'ic +!r+osesJ is essentiall2 a screenin an4 classi'2in +rocess . . . 'iltere4 thro! h a 9ariet2 o' conce+t!al screens a++ro+riate to ones theoretical nee4s. "ll the works !n4er re9iew hereJ an4 those which ma2 )e la)elle4 KM!antitati9eK international relationsJ ha9e taken the necessar2 ste+ o' con9ertin K'actsK into 4ata. These 4ata constit!te the em+irical e9i4ence !se4 'or the acce+tance or rePection o' conten4in i4easJ +ro+ositionsJ mo4elsJ or theories 3see Cones an4 ?in erJ 19A2# :5. D!antitati9e st!4ies are )o!n4 )2 the !se o' em+irical e9i4ence to esta)lish the 9ali4it2 o' a st!42Hs 'in4in sJ in 4istinction 'rom the selecti9e !se o' exam+les to this en4 3T!ckerJ 19A2# >5. C"8D CONT*N1/? To re9iew the on oin 4isc!ssion o' theor2 in international relations in all its m2ria4 'orms wo!l4 )e an enc2clo+e4ic task in itsel'.16 *n its 9ario!s 'ormsJ it has encom+asse4 the M!estions o' what Ktheor2K mi ht )eJ what Kinternational relationsK an4 *8 theor2 mi ht )eJ how one oes a)o!t ettin itJ what are the K)estK wa2s 3an4 also the least +ro4!cti9e wa2s5 o' ettin itJ what the state o' international relations theor2 mi ht )e at an2 i9en timeJ an4 e9en whether or not it is necessar2 to 4e9elo+ theor2 in or4er to 4o whate9er it is that scholars st!42in international relations sho!l4 )e 4oin . "s %cClellan4 319A2# 205 notes# +The theory of international relations remains an indefinite topic with its tricky aspects.+ * wo!l4 likeJ +erha+s ar)itraril2J to 4irect m2 comments to the M!estion o' what +lace M!antitati9e metho4olo 2 has ha4 in the +rocess o' 4e9elo+in theor2 in *8. *n all 'airnessJ * sho!l4 +ro9i4e some in4ication o' what * take theor2 to )e. "'ter %eehan 3190># 126.:05J * see theor2 to mean an ex+lanator2 4e9ice which s2stematicall2 )rin s to ether an4 relates Kisolate4 o)ser9a)le +henomena.K * take a theor2 to )e a eneraliOation or set o' eneraliOations. &eneral statements Kclassi'2 o)ser9a)les accor4in to their +ro+ertiesJ an4 a classi'ication s2stem is the sim+lest 'orm o' sin le ste+ ex+lanation. <artic!lar e9ents are ex+laine4 )2 _)rin in them !n4erH the eneral statements in the classi'ication s2stemJ 4e4!cti9el2 or in some other wa2K 3%eehanJ 190># 1265. %ore than a +ath to ex+lanationJ oo4 theor2 also !i4es researchJ s! estin new relation;shi+s an4 eneraliOations 3%eehanJ 190># 1:05. Theor2 in international relations has )een criticiOe4 'or its 'ail!re to take the 'orm o' an o9erarchin eneral theor2 or K+ara4i mKR the cross;national 'iel4 has similarl2 )een taken to task )2 =olt an4 8ichar4son 319A05. ?in er an4 ConesJ the 8!ssettJ an4 &illes+ie an4 Nes9ol4 collections ill!strate the Kislan4s o' theor2K nat!re o' international relationsJ an4 es+eciall2 as st!4ie4 )2 M!antitati9e means. 1;*owe9erJ Cones an4 ?in er also +resent the 'in4in s )ase4 on s!ch islan4sJ an4 the rowin interconnecte4ness o' islan4s into lar erJ more com+rehensi9eJ an4 c!m!lati9e )o4ies o' 4escri+tion an4 ex+lanation. This can )e seen thro! h the connection o' re'erencesJ an4 the strin s o' a)stracts !sin res!lts 'rom othersJ corro)oratin the res!lts o' othersJ the !se o' se9eral 'rameworks s+annin a 9ariet2 o' worksJ s!ch as 'iel4 theor2J stat!s theor2J 'r!stration;a ression mo4elsJ +erce+tion 'rameworksJ an4 others.
2NC /4!cation
2NC %o4!le
$/ CONT8O7 T=/ B/?T *NT/8N"7 TO /D1C"T*ON "5 /<*?T/%O7O&E C188/NT D/B"T/ *? T/8%*N"77E F7"$/D <O7*CE D/B"T/8? 8/"D D*?"D? "ND "DV"NT"&/? $*T= 8*D*C17O1? *NT/8N"7 7*NK? T="T 7"1&="B7E ?1<<O?/ /V/8E "CT*ON /ND? T=/ $O87D. T=*? (*%<"CT;F*8?T, F8"%/$O8K FO8 D/B"T/ ="? 8/D1C/D 1? TO %"&*C*"N? OF T=/ *%<8OB"B7/ "ND /G</8T? OF NOT=*N&. NON/ OF $="T T=/E ?"E *? T81/ B/C"1?/ NON/ OF *T *? %/T=ODO7O&*C"77E ?O1ND. B5 O18 /GT/8N"7 *%<"CT *? $"8 CO17O%B 06 ?"E? $/"K D"T" <O7*CE%"K*N& $*77 &1*D/ 1? *NTO *88"T*ON"7 D/C*?*ON? "ND /?C"7"T*ON /N18*N& $%D CONF7*CT 1N7/?? $/ C8/"T/ *NC/NT*V/? FO8 D/B"T/ OV/8 ?T8ON& D"T" TO OCC18 OV/8 "8%? CONT8O7.
3 5 /D1C"T*ON O1T$/*&=? F"*8N/?? *T %"E B/ </8F/CT7E F"*8 TO ="V/ D/B"T/? OV/8 N1 V/8?1? N2 </NC*7? B1T $/ DONHT ="V/ *T B/C"1?/ *T? /D1C"T*ON"77E B"NK81<T T8"*N*N& %1?T TO 8/7/V"NT 1? O8 $/ $ONHT DO *T.
"T# Fairness
2NC
1. T=*? *?NHT 1NF"*8 *T? NO D*FF/8/NT T="N " C8*T*D1/ *%<"CT C"7C171? T="T TOOK O1T T=/ "FF ="8% "ND ?O7V/NCE. C8E*N& "BO1T NOT B/*N& <8/<"8/D TO D/F/ND T=/ V"7*D*TE OF EO18 "DVOC"CE *? NO D*FF/8/NT T="N C8E*N& "BO1T B/*N& 1N"B7/ TO "N?$/8 T=/ N/$/?T <O7*T*C? ?C/N"8*O O8 N*/TQ?C=/ 8/*NC"8N"T*ON.
$/H8/ <8/D*CT"B7/ T=/ (D"T", F8"%/$O8K ="? B//N "8O1ND FO8 FO18 E/"8? NO$J "ND EO1 C1?T ="V/ TO D/F/ND EO18 %/T=OD OF T81T=. <8/D*CT"B*7*TE *?NTT *%<O8T"NT FO8 F"*8N/?? " D/C"D/ OF C8*T*D1/ "FF? <8OV/ D/B"T/ $*77 ?18V*V/ "ND %"NE "7T/8N"T*V/ C"1?"7*T*/? 7*K/ 8/?O18C/?J *NT/77*&/NC/J CO"C=*N&J "ND 8/< $*77 OFF?/T T=/ D"%"&/
2. :.
..
D1"NT*F*C"T*ON *? T=/ B/?T *NT/8N"7 7*NK TO F"*8N/?? O18 F8"%/$O8K <8OV*D/? T=/ %O?T <8/D*CT"B7/ "ND F"*8 $"E TO CO%</T/
Cit2 o' T!cson 9A Icit2 o' t!csonHs res+onse to the stran4e4 cost workin ro!+ re+ortL IctL Ihtt+#//www.cc.state.aO.!s/4i9isions/!tilities/workin /stran4;0.htmL The 8e+ortHs +osition on this iss!e sho!l4 )e reexamine4. "n2 s!)seM!ent 4isc!ssion o' stran4e4 costs sho!l4 incl!4e a '!ll 4isc!ssion o' the +res!me4 ri hts o' the "''ecte4 1tilities to reco9er2. Coinci4ent with that 4isc!ssion sho!l4 )e a 4isc!ssion o' the M!anti'ie4 stran4e4 costs !n4er consi4erationJ e9en i' in the 'orm a +reliminar2 estimateJ or ran e o' estimates. There is no a)ilit2 to a! e the 'airnessJ or en4 res!lt that is the +!r+ose o' the re !lator2 +rocess witho!t s!ch M!anti'ication to !i4e +olic2;makin . This lea4s to a secon4 threshol4 to+ic reM!irin comment. B. ?tran4e4 Cost /stimates an4 <!)lic <olic2 %akin %em)ers o' the $orkin &ro!+ also reM!este4 thatJ as +art o' the $orkin &ro!+Hs acti9itiesJ the "''ecte4 1tilities sho!l4 +er'orm an4 make a9aila)le estimates o' their retail stran4e4 costs. &i9en that the '!nction o' re !lation is to +ro9i4e a 'air o!tcomeJ an4 that +olic2 recommen4ations )2 the $orkin &ro!+ nee4 to )e )ase4 on a clear !n4erstan4in o' the +ossi)le im+acts o' certain +olic2 choicesJ this reM!est was eminentl2 reasona)le. =owe9erJ the ?ta'' 4i4 not s!++ort this reM!est an4 +ro9i4e4 'i9e reasons to s!++ort its 4ecision.15 The Ko9erri4in o)Pecti9e o' this $orkin &ro!+ is to 4e9elo+ recommen4ations 'or 8!les co9erin the +roce4!res to )e !se4 in connection with the M!anti'ication an4 reco9er2 o' stran4e4 costsJ not an act!al M!anti'ication o' stran4e4 costs.K "s note4 a)o9eJ the +!r+ose o' re !lation is to +ro9i4e a 'air o!tcome. *t is not reasona)le to ex+ect that metho4s 4etermine4 in isolation 'rom an !n4erstan4in o' relati9e im+acts will +ro4!ce a reasona)le an4 'air o!tcome. 'n fact, not addressing quantification of outcome for policy#making ,eopardizes the opportunity to produce policies that will result in a fair outcome. *n4ee4J i' !tilities ha9e 4i''erin ass!m+tionsJ or coinci4ent ass!m+tions within their +reliminar2 estimatesJ it wo!l4 hel+ to clari'2 an4 a49ance 4isc!ssion. *t is reasona)le to ex+ect that the M!anti'ications 4isc!sse4 in the $orkin &ro!+ wo!l4 not )e 'inal n!m)ers. *t is also reasona)le to ex+ect that 4e9elo+ment o' 'inal n!m)ers will onl2 come thro! h s+eci'ic 4isc!ssion o' +reliminar2 estimates an4 s+eci'ic +olicies that ma2 )e 4etermine4 )ase4 in +art on those estimates. ?ettin +olic2 on calc!lation metho4olo 2 an4 +re'erre4 ass!m+tions +rior to s!)mission o' the 'ormal estimates 4!e )2 Can!ar2 1J 1999 serio!sl2 Peo+ar4iOes so!n4 +olic2makin an4 the res!ltin im+act on the e''ecti9eness or 9ia)ilit2 o' a com+etiti9e retail market.
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/D1C"T*ON O1T$/*&=? D*?8/&"8D <7/"? TO C1D&/ (NO8%"77E, O8 (F"*8N/??, B/C"1?/ T=/E "8/ 8*&&/D TO ?E?T/%"T*C"77E /GC71D/ T=/ ?1FF/8*N& OF T=/ %"8&*N"7*Q/D
=ar4in 9> I?an4ra De+artments o' <hiloso+h2J 1ni9ersit2 o' DelawareJ NewarkJ D/ U 1C7"J Cali'ornia Can 'eminist tho! ht make economics more o)Pecti9eW Feminist /conomics 1#1J A ; :2 01 %arch 199>L IctL ?ome elements in the notion ori inate in "ristotleHs tho! htR others ha9e arisen in the last 'ew 4eca4es. =owe9erJ Kol4er !sa es remain +ower'!lK 3i)i4.# 25J an4 are calle4 !+ to4a2 whene9er +eo+le are str! lin to 4etermine who sho!l4 et to 4eci4e what co!nts as a 9ali4 exercise o' reason. "s 8o)ert <roctorJ the a!thor o' the other histor2J +!ts the +oint a)o!t the ne!tralit2 i4eal that )oth he an4 No9ick note has alwa2s )een reM!ire4 o' an2thin 4eser9in the la)el Ko)Pecti9eJK Kthe i4eal o' 9al!e;ne!tralit2 is not a sin le notionJ )!t has arisen in the co!rse o' +rotracte4 str! les o9er the +lace that science sho!l4 ha9e in societ2K 3<roctor 1991# 2025. Both No9ick an4 <roctor +oint o!t that assertin o)Pecti9it2 sometimes has )een !se4 to a49ance an4 sometimes to retar4 the rowth o' knowle4 eJ an4 the same can )e sai4 o' assertions o' the relati9ism that is ima ine4 3'alsel2J * )elie9e5 to )e the onl2 alternati9e to it. Neither +osition a!tomaticall2 can claim the scienti'ic hi h; ro!n4. Nor 4oes either ass!re the +olitical hi h; ro!n4J 'or each has )een !se4 at some times to )lock social P!stice an4 at other times to a49ance it. "s <roctor +!ts the +ointJ ne!tralit2J the central reM!irement o' the con9entional notionJ has )een !se4 as Km2thJ maskJ shiel4 an4 swor4K 3<roctor 1966# 2025. %2 'oc!s on the notion will )e on the scienti'ic +roce4!res an4 metho4s s!++ose4 to sec!re o)Pecti9it2. $i4es+rea4 criticisms in 'eministJ anti;racistJ +ostcolonial an4 other mo9ements 'or a49ancin 4emocrac2 ha9e ar !e4 that s2stematicall2 4istorte4 res!lts o' research are the conseM!ence not onl2 o' carelessness an4 ina4eM!ate ri or in 'ollowin existin metho4s an4 norms 'or maximiOin o)Pecti9it2 in research +racticesJ )!tJ more im+ortantl2J o' !nnecessar2 limitations in how those metho4s an4 norms are conce+t!aliOe4 in the 'irst +lace. "s note4 earlierJ their +artic!lar 'oc!s is on the 'act that where +ara4i msJ conce+t!al 'rame; worksJ an4 e+istemes constit!te scienti'ic +ro)lems in the 'irst +laceJ +re9ailin stan4ar4s 'or oo4 +roce4!res 'or maximiOin o)Pecti9it2 are %&& 'eak to )e a)le to i4enti'2 the kin4s o' c!lt!re;wi4e ass!m+tions that ha9e sha+e4 the initial selection o' those +roce4!res as oo4 ones.
.. $/"K OBC/CT*V*TE# D*?"B7/D BE T=/ N/1T8"7*TE *D/"7H $hen the 9al!es an4 interests to )e i4enti'ie4 )2 researchers are those that 4i''er )etween in4i9i4!al researchers or e9en reco niOe4 research comm!nitiesJ the ne!tralit2 i4eal can )e !se'!l. =ere 'eminists ha9e stresse4 that it has not )een 9i oro!sl2 eno! h +!rs!e4. 3*t has its limits hereJ too. %2 +oint is onl2 that it also has its !ses.5 B!t when c!lt!re;wi4e 9al!es an4 interests sha+e research +roPectsJ the ne!tralit2 i4eal is not P!st !selessR e9en worseJ it )ecomes +art o' the +ro)lem. *t 4e'en4s an4 le itimates the instit!tions an4 +ractices thro! h which the 4istortions an4 their o'ten ex+loitati9e conseM!ences are enerate4. *t certi'ies as normalJ nat!ralJ an4 there'ore not +olitical at allJ the +olicies an4 +ractices thro! h which +ower'!l ro!+s can ain the in'ormation an4 ex+lanations that the2 nee4 to a49ance their +riorities. "s two 'eminist +ostcolonial critics +!t the +ointJ mo4ern scienceHs 4aime4 ne!tralit2 is Ka +olitics o' 4is9al!in local concerns an4 knowle4 e an4 le itimatin _o!tsi4e ex+ertsKH 3Ca2antan!Pa Ban42o+a4h2a2a an4 Van4ana ?hi9a 1966#005. ?!ch in'ormation an4 ex+lanations ma2 well KworkK in the sense o' ena)lin +re4iction an4 control. =owe9erJ this o)9io!s 'act 4oes not en4 the matter. One 'orm o' ex+lanation that KworksK ma2 at the same time o)sc!re or 4raw attention awa2 'rom other re !larities an4 their ca!ses that wo!l4 s! est other +ossi)ilities 'or or aniOin nat!re an4 social relations. One can et in'ormation a)o!t the nat!ral an4 social or4er that makes +ossi)le the acc!m!lation o' wealth )2 the 'ew an4 miser2 )2 the man2J or other in'ormation that makes +ossi)le the eM!ita)le 4istri)!tion o' means to satis'2 )asic h!man nee4s 'or 'oo4J shelterJ healthJ work an4 P!st social relations. %oreo9erJ the re !larities o' nat!re an4 social relations that make +ossi)le healin a )o42J chartin the starsJ or minin ores ma2 )e ex+laine4 in wa2s +ermittin extensi9eJ tho! h not i4enticalJ +re4iction an4 control within ra4icall2 4i''erent an4 e9en con'lictin J c!lt!rall2 localJ ex+lanator2 mo4els. The kin4s o' ex+lanations 'a9ore4 )2 mo4ern science are not necessaril2 the most e''ecti9e ones 'or all +roPects 'or exam+leJ 'or achie9in en9ironmental )alanceJ +re9entin chronic )o4il2 mal'!nctions or 4istri)!tin access to scarce reso!rces 'airl2. The 'act that societies with massi9e in9estments o' +!)lic reso!rces in nat!ral an4 social science research ha9e not )een intereste4 to +rioritiOe s!ch '!n4amental h!man +ro)lems is itsel' ill!minatin . K*t worksK is no !arantee that KitK
works 'or ex+lainin all o' nat!reHs re !larities an4 their !n4erl2in ca!sal ten4enciesJ that KitK is the onl2 reasona)le ex+lanation o' a i9en +henomenonJ or that KitK 4oes not also enerate s2stematic i norance. K*t worksK is no !arantee o' c!lt!ral ne!tralit2
3c'. =ar4in 199.J 'orthcomin )5. This kin4 o' ar !ment is wi4es+rea4 in 1.?. anti;racist anal2ses an4 in the +ostcolonial science st!4ies an4 4e9elo+ment literat!reJ incl!4in m!ch work now enerate4 !n4er 1.N. a!s+ices as that instit!tion tries to ras+ wh2 'ort2 2ears o' conce+t!aliOin K4e9elo+mentK +rimaril2 as a matter o' science an4 technolo 2 trans'er 'rom North to ?o!th has lar el2 res!lte4 in the 4e4e9elo+ment 3an4 worse5 'or the 9ast maPorit2 o' the ?o!thHs +eo+les. 3C'. Vernon Dixon 19A0R ?!san Feiner 199.R &oonatilake 196.R =ar4in 199:J 199.J 'orthcomin )R Nan42 1990R <etitPean e% al( 1992R 1NC?TD 'orthcomin .5 The ne!tralit2 i4eal '!nctions more thro! h what its normaliOin +roce4!res an4 conce+ts im+licitl2 +rioritiOe than thro! h ex+licit 4irecti9es. This kin4 o' +olitics reM!ires no in'orme4 consent )2 those who exercise itJ )!t onl2 that scientists )e Kcom+an2 menK 3an4 women5J 'ollowin the +re9ailin r!les o' scienti'ic instit!tions an4 their intellect!al tra4itions. This normaliOin +olitics 'reM!entl2 4e'ines the o)Pections o' its 9ictims an4 an2 criticisms o' its instit!tionsJ +ractices or conce+t!al worl4 as a itation )2 s+ecial interests that threatens to 4ama e the ne!tralit2 o' science an4 its Kci9iliOin missionJK as an earlier eneration saw the matter. Th!sJ when sciences are alrea42 in the ser9ice o' the mi ht2J scienti'ic ne!tralit2 ens!res that Kmi ht makes ri ht.K Feminists in e9er2 4isci+line ha9e ar !e4 that an4rocentric Kmi htK has all too o'ten a++eale4 to ne!tralit2;maximiOin stan4ar4s in or4er to P!sti'2 as Kri htK 4istorte4 4escri+tions an4 ex+lanations o' nat!ral an4 social re !larities an4 their !n4erl2in ca!sal ten4encies. $e nee4 a conce+t o' o)Pecti9it2J an4 metho4s 'or maximiOin itJ that ena)le
scienti'ic +roPects to esca+e containment )2 the interests an4 9al!es o' the +ower'!l. This onl2 weak conce+t o' o)Pecti9it2J that remains containe4 )2 the ne!tralit2 i4ealJ canHt 4o it. $hat is the mechanism in scienti'ic +rocesses thro! h which ne!tralit2J an4 th!s o)Pecti9it2J is s!++ose4 to )e maximiOe4W %etho4 is s!++ose4 to Ko+erationaliOeK ne!tralit2 an4J th!sJ achie9e o)Pecti9ist stan4ar4s. =owe9erJ metho4 is conce+t!aliOe4 too narrowl2 to +ermit achie9ement o' this oal. For one thin J metho4 V in the sense in which st!4ents take metho4s co!rses or a research re+ort 4escri)es its metho4s V is conce+t!aliOe4 as '!nctionin onl2 in the context o' P!sti'ication when h2+otheses are )ein teste4. *t comes into +la2 onl2 a'ter a +ro)lem is i4enti'ie4 as a scienti'ic one an4 a'ter central conce+tsJ a h2+othesis
an4 research 4esi n ha9e alrea42 )een selecte4. *t is onl2 a'ter a research +roPect is alrea42 c&ns%i%u%ed that metho4s o' researchJ in this con9entional narrow sense o' the termJ start !+. =owe9erJ as critic a'ter critic has +ointe4 o!tJ it is in the context o' 4isco9er2 that c!lt!re;wi4e ass!m+tions sha+e the 9er2 statement an4 4esi n o' the research +roPectJ an4 there'ore select the metho4s. %oreo9erJ it is well known that the a9aila)ilit2 o' a research technolo 2 that was itsel' selecte4 in earlier contexts o' 4isco9er2 an4 'o!n4 +ro4!cti9e 'reM!entl2 hel+s select which scienti'ic +ro)lems will )e interestin to scientists an4 to '!n4ers 3c'.J e. .J ?trassmann 199:a5. "n4 c!lt!ral interestsJ 9al!es an4 rele9ances alwa2s select which +ro)lems will et to co!nt as im+ortant ones 'or research. O' co!rse in the Kman le o' +racticeK 3"n4rew <ickerin 19915 4!rin the research +rocessJ h2+othesesJ re+resentations o' the o)Pect o' knowle4 e an4 research technolo ies are a4P!ste4 to each other s!ch that an im+ortant element o' o)Pecti9it2 is +ro4!ce4 witho!t the +romise o' total ne!tralit2. The worl4 constrains o!r )elie's witho!t !niM!el2 con'irmin them. The K+ositi9eK ne!tralit2 i4eal has )lin4e4 !s to the costs o' limitin o!r !n4erstanding of +method+ only to techniques that standardize or otherwise obscure the values and interests represented in the results o' research. /9en the 1.?. National "ca4em2 o' ?ciences V certainl2 not a 4en o' wil4;e2e4 ra4icals Vnow ar !es that the notion o' research metho4 sho!l4 )e enlar e4 )e2on4 its 'amiliar meanin o' techniM!es to incl!4e the P!4 ments scientists make a)o!t inter+retation or relia)ilit2 o' 4ataJ ... the 4ecisions scientists make a)o!t which +ro)lems to +!rs!e or when to concl!4e an in9esti ationJ ... the wa2s scientists work with each other an4 exchan e in'ormation. 3National "ca4em2 o' ?ciences 1969# >;05 "ll three o' these ex+ansions o' the notion o' metho4 make clear that metho4s can themsel9es )e selecte4 )eca!se the2 a49ance local social 9al!es an4 interests. Th!s metho4s aime4 onl2 at eliminatin all 9al!es an4 interests 'rom the res!lts o' research ha9e no wa2 o' 4etectin the ones that 'irst constit!te scienti'ic +ro)lemsJ an4 then select central conce+tsJ h2+otheses to )e teste4 an4 research 4esi ns. The iss!e * am raisin is that some normati9e in'l!ences on research e9i4entl2 a49ance the rowth o' knowle4 e an4 others retar4 itJ )!t the K+ositi9istK !n4erstan4in o' metho4 lacks an2 wa2 to i4enti'2 which are whichR moreo9er it is inca+a)le o' 4etectin the most wi4es+rea4 c!lt!ral ass!m+tionsJ s!ch as an4rocentricJ economicall2 elite or /!rocentric onesJ that in9aria)l2 lea4 to onl2 +artial an4 4istorte4 re+resentations o' nat!re an4 social relations. 7et !s a++roach the iss!e one more wa2. One +oint o' re+eatin o)ser9ationsJ thro! h ex+erimental or other techniM!esJ is so that 9ariations in the res!lts o' o)ser9ations can )e scr!tiniOe4 'or the traces o' social interests an4 9al!es which wo!l4 4istort the ima e o' nat!re an4 social relations +ro4!ce4 )2 science. "n2 comm!nit2 that is a comm!nit2J incl!4in the comm!nit2 o' a la)orator2 or 4isci+line as well as other kin4s o' c!lt!ral comm!nitiesJ shares 9al!es an4 interests. B!t i' all o)ser9ers share a +artic!lar 9al!e or interestJ whether this arri9es 'rom the lar er societ2 or is 4e9elo+e4 in the ro!+ o' le itimate4 o)ser9ersJ how is the re+etition o' o)ser9ations )2 these like;min4e4 +eo+le s!++ose4 to re9eal itW *t is not in4i9i4!alJ +ersonalJ Ks!)Pecti9eK error to which 'eminist an4 other social critics o' science ha9e 4rawn attentionJ )!t wi4el2 hel4 an4rocentricJ /!rocentric an4 )o!r eois ass!m+tions that ha9e )een 9irt!all2 c!lt!re;wi4e across the c!lt!re o' science 3c'. ?eiO 199:5. The ass!m+tions o'
<tolemaic astronom2J "ristotelian +h2sicsJ or o' an or anicist worl4;9iew were not '!n4amentall2 +ro+erties o' in4i9i4!als. "ss!m+tions that womenHs )iolo 2J moral reasonJ intelli enceJ contri)!tions to h!man e9ol!tionJ economic well;)ein J or to historical chan e are in'erior to menHs are not i4ios2ncraticall2 hel4 )elie's o' in4i9i4!al Ks!)PectsKR the2 are wi4es+rea4 ass!m+tions o' entire c!lt!res instit!tionaliOe4 in lo)al an4 local +ractices an4 4isco!rses. These ass!m+tions ha9e constit!te4 whole 'iel4s o' st!42J selectin their +reocc!+2in +ro)lemsJ 'a9ore4 conce+tsJ h2+otheses an4 research 4esi nsR these 'iel4s ha9e in t!rn lent s!++ort to male s!+remacist ass!m+tions in other 'iel4s. The iss!e is not '!n4amentall2 that in4i9i4!al men 3an4 women5 ha++en to hol4 'alse )elie'sJ )!t that the conce+t!al str!ct!res o' 4isci+linesJ their instit!tionsJ an4 relate4 social +olicies make less than maximall2 o)Pecti9e ass!m+tions. 7ocal c!lt!resJ not in4i9i4!alsJ are the acti9e a ents o' knowle4 e in these res+ects. $hate9er c!lt!ral )elie's are not criticall2 examine4 will s!rre+titio!sl2 '!nction as e9i4ence 'or the res!lts o' research K)ehin4 the )acksK o' scienti'ic comm!nitiesH most ri oro!s metho4s.H This ar !ment sho!l4 not )e taken to )e claimin that sexism an4 an4rocentrism a''ect onl2 the Kcontext o' 4isco9er2JK 'or the +ro)lems there are exacer)ate4 in the Kcontext o' P!sti'ication.K " theor2 which seems +la!si)le 'rom the +ers+ecti9e o' one social ro!+J an4 +erha+s ser9es its interests as wellJ isnHt likel2 to )e s!)Pecte4 to the kin4 o' Kse9ere criticismKH an4 testin that +hiloso+hers like Karl <o++er 319>95 recommen4. *ts weaknesses sim+l2 wonHt come to li ht )eca!se those who mi ht challen e it lack n!m)ers an4 in'l!ence.H Feminists ha9e note4 how the 9er2 )est mainstream Po!rnals o'ten s!)Pect an4rocentric an4 anti'eminist ar !ments to 'ar less ri oro!s stan4ar4s than the2 4o 'eminist ar !ments.H *n re'lectin on how so m!ch scienti'ic racism an4 sexism co!l4 )e +ro4!ce4 )2 the most 4istin !ishe4 an4J in some casesJ +oliticall2 +ro ressi9e nineteenth; cent!r2 scientistsJ historian o' )iolo 2 ?te+hen Ca2 &o!l4 +!ts the +oint this wa2# * 4o not inten4 to contrast e9il 4eterminists who stra2 'rom the +ath o' scienti'ic o)Pecti9it2 with enli htene4 anti4eterminists who a++roach 4ata with an o+en min4 an4 there'ore see tr!th. 8ather * criticiOe the m2th that science itsel' is an o)Pecti9e enter+riseJ Iin the sense that it isL 4one +ro+erl2 onl2 when scientists can sh!ck the constraints o' their c!lt!re an4 9iew the worl4 as it reall2 is.... ?cienceJ since +eo+le m!st 4o itJ is a sociall2 em)e44e4 acti9it2. *t +ro resses )2 h!nchJ 9isionJ an4 int!ition. %!ch o' its chan e thro! h time 4oes not recor4 a 4oser a++roach to a)sol!te tr!thJ )!t the alteration o' c!lt!ral contexts that in'l!ence it so stron l2. m3&o!l4 1961#21;25
$hen a scienti'ic comm!nit2 shares ass!m+tionsJ there is little chance that more care'!l a++lication o' existin scienti'ic metho4s will 4etect them.K *t is im+ortant that &o!l4Hs re'lection makes clear that not all c!lt!ral interests an4 9al!es 3KcontextsK5 retar4 the rowth o' knowle4 e. ?ome a49ance itJ he is sa2in # science has o'ten +ro resse4 )eca!se o' chan es in its c!lt!ral contexts. ?o it is +ro)lematic that the ne!tralit2 i4eal is s!++ose4 to eliminate all social 9al!es an4 interests. ?!ch an anal2sis lea4s to one o)9io!s +ossi)ilit2# to se+arate the oal o' maximiOin o)Pecti9it2 'rom the ne!tralit2 reM!irement in or4er to i4enti'2 the knowle4 e;limitin 9al!es an4 interests that constit!te +roPects in the 'irst +lace. This +ossi)ilit2 has )een hinte4 at a ain an4 a ain in the criticisms o' weak o)Pecti9it2. $hat we nee4 is a +roce4!re 'or maximiOin o)Pecti9it2 that has the reso!rces to 4etect 3a5 9al!es an4 interests that c&ns%i%u%e scien%i)ic +roPectsR 3)5 that isJ ones that will ten4 n&% %& *ary )etween le itimate4 o)ser9ersR an4 3c5 the 4i''erence )etween those 9al!es an4 interests that enlar e an4 those that limit o!r ima es o' nat!re an4 social relations.
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$/ <8OD1C/ TO<*C ?</C*F*C D/B"T/? $/ C1?T 8/D1*8/ B/TT/8 8/?/"8C=J NOT D*FF/8/NT 7*T/8"T18/. <8/F/8 O18 7*NK T18N *T? B/TT/8 /D1C"T*ON T=/ B/?T N1C7/"8 $/"<ON? 7*T/8"T18/ &/T? *NVO7V/D *N T=/ N*TTE &8*TTE OF D"T"J =*?TO8EJ "ND T=/O8E $=*C= %/"N? $/ <8OD1C/ T=/ %O?T *ND/<T= "ND KNO$7/D&"B7/ ?T1DE OF N1C7/"8 $/"<ON?. NO *%<"CT TO TO<*C ?</C*F*C /D1 7/"8N*N& =O$ TO ACCU+ATE#$ "ND ,+EDICTAB#$ ?T1DE *NT/8N"T*ON"7 8/7"T*ON? *? %O8/ *%<O8T"NT T="N T=/ %*N1T*" OF %*NO8 "8%? CONT8O7 D/T"*7? *T? %1C= B/TT/8 TO "77O$ " ?T8ON&/8 %/T=OD T="N $O88E "BO1T T="T ?=*TTE ?T"8T D".
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8e!ter 60 I<eter 8e!ter ?enior /conomist in the $ashin ton O''ice o' the 8an4 Cor+oration.T=/ ?OC*"7 CO?T? OF T=/ D/%"ND FO8 D1"NT*F*C"T*ON Co!rnal o' <olic2 "nal2sis an4 %ana ement Vol!me > *ss!e .J <a es 60A ; 612L IctL That we live in a quantitative age is one of those rare statements that can be made without quantification. $e cons!me n!m)ers 'rom the time we wake !+ 3sl! in a9era esJ in'ant mortalit2 in /thio+ia5 thro! h )reak'ast 3+ercenta e 8D" o' calci!m in o!r cereal5 to the e9enin news 3+ercenta e 'a9orin more 4e'ense ex+en4it!res5. N!m)ers are a +artic!larl2 "merican +assionR a'ter allJ this is the nation that +!t the reM!irement o' a 4ecennial cens!s in its 'o!n4in 4oc!ment. Cas!al sociolo 2 s! ests that o!r lo9e a''air with n!m)ers relates to the "merican 'aith in the +er'ecti)ilit2 o' societ2. N!m)ers s! est !n4erstan4in an4 the +ossi)ilit2 o' im+ro9ement. KN!m)ers 4onHt lieK is +ro)a)l2 hear4 'ar more o'ten than %ark TwainHs re'erence to KliesJ 4amn lies an4 statistics.K N!m)ers ha9e also )ecome essential in +olic2 4e)ate. Not onl2 4o +oliticians an4 )!rea!crats cite statistics mercilessl2J )!t the +olic2 anal2sis comm!nit2 also enco!ra es them )2 stron l2 en4orsin the notion that Khar4K n!m)ers are the )e4rock 'or 4e9elo+in oo4 +olic2. This 4e4ication to n!m)ers in +olic2 has si ni'icant costs. The 4eman4 'or M!anti'ication o'ten creates its own s!++l2. <olic2 a49ocates enerate their own n!m)ers whichJ +artic!larl2 in newer areas o' +olic2 makin J are 'reM!entl2 o' +oor M!alit2 an4 4i''ic!lt to e9al!ate. These n!m)ers can exert a )ale'!l in'l!ence in +olic2 4e)ates. This essa2 sketches the nat!re an4 extent o' the +ro)lem. *t also ar !es that a49ocac2;)2; n!m)er is likel2 to )ecome more +re9alent in the '!t!re an4 s! ests that little can )e 4one to +re9ent the rowth o' the +ro)lem. C"8D CONT*N1/? *n a rational +olic2 worl4J the allocation o' o9ernment reso!rces. whether le al;coerci9e +ower or ex+en4it!resJ is hea9il2 in'l!ence4 )2 the +ercei9e4 scale o' a +ro)lem. $itho!t )ein a)le to show that lar e se ments o' the +o+!lation nee4 hel+J it is 4i''ic!lt to la2 claim to those reso!rces. B!t exa eratin the scale o' a +ro)lem can )e s!ccess'!l onl2 i' it is har4 to 4etermine its tr!e scale. *n man2 areas o' +!)lic +olic2J we are now knowle4 ea)le eno! h to rea4il2 ex+ose 'alse M!antitati9e claims. " claim that the rates o' !nem+lo2ment or in'lation are 9astl2 hi her than o''icial estimates will )e rea4il2 4ealt withR there is a lar e ex+ert comm!nit2 that s+en4s its time anal2Oin s!ch meas!res. The weaknesses o' o''icial meas!res are not minorJ )!t these meas!res are enerall2 reco niOe4 as s!+erior to the alarmistsH alternati9es. $e ha9eJ 'or s!ch mattersJ a )eni n &reshamHs lawR oo4 estimates 4ri9e o!t )a4. C"8D CONT*N1/? The 4ia nosis o' n!m)er;creatin a49ocac2 ma4e here can )e s!mmariOe4 in 'o!r +ro+ositions# 315 *n a worl4 increasin l2 4e4i; cate4 to rational allocation o' reso!rcesJ claims on the o9ernment sectors are hea9il2 in'l!ence4 )2 e9i4ence a)o!t the scale o' a +ro)lemR 325 The cons!m+tion o' o9ernment ser9ices t!rns o!tJ in the lon r!nJ to )e a++etite aro!sin R the more that are a9aila)leJ the reater the 4eman4 'or a44itional ser9icesR 3:5 *n some areas o' social +olic2J +artic!larl2 new onesJ so little is known that oo4 n!m)ers are 4i''ic!lt to +ro4!ce an4 )a4 n!m)ers are har4 to re'!teR an4 3.5 <olic2 a49ocates are o'ten either cre4!lo!s or !nscr!+!lo!s a)o!t how the2 !se n!m)ers in s!++ort o' their cases. *s there a +rescri+tion 'or the ailmentW 8eme4iesW ?+eci'ie4 4i''erentl2J the M!estion is how can we ens!re M!alit2 control o' n!m)ers !se4 in +!)lic +olic2 4e)atesW C!st 'ramin the M!estion makes the answer 4istressin l2 clear# Not )loo42 likel2. <oliticiansJ who are maPor +ro4!cers an4 +ro+o!n4ers o' these n!m)ersJ are not enth!siasts o' an2 constraints on their 4isco!rse. $ho wo!l4 exercise this M!alit2 controlW =ow co!l4 it )e 4istin !ishe4 'rom censorshi+W The more +racticalJ tho! h scarcel2 com+rehensi9eJ reme42 is sim+l2 to ens!re that +olic2 researchers )e more )loo42 min4e4 in ex+osin these n!m)ers. On the economic costs o' re !lationJ the research comm!nit2 4i4 a reasona)le Po) o' +re9entin the worst excesses o' a49ocac2 n!m)ers.1. The 4r! income n!m)ersJ in contrastJ ha9e not )een s!ccess'!ll2 challen e4J )!t that ma2 re'lect the eneral research comm!nit2 in4i''erence to a +artic!larl2 mess2 +ro)lem with 9er2 +oor 4ata.
:.
7ato!r 0. IBr!no $h2 =as CritiM!e 8!n o!2t o' ?teamW From %atters o' F"ct to %atters o' ConcernL Ihtt+#//criticalinM!ir2.!chica o.e4!/iss!es/9:0/:0n2.7ato!r.htmlL *n which case the 4an er wo!l4 no lon er )e comin 'rom an excessi9e con'i4ence in i4eolo ical ar !ments +ost!rin as matters o' 'actas we ha9e learne4 to com)at so e''icientl2 in the +ast)!t 'rom an excessi9e 4istr!st o' oo4 matters o' 'act 4is !ise4 as )a4 i4eolo ical )iasesX $hile we s+ent 2ears tr2in to 4etect the real +reP!4ices hi44en )ehin4 the a++earance o' o)Pecti9e statementsJ 4o we ha9e now to re9eal the real o)Pecti9e an4 incontro9erti)le 'acts hi44en )ehin4 the ill!sion o' +reP!4icesW "n4 2et entire <h.D +ro rams are still r!nnin to make s!re that oo4 "merican ki4s are learnin the har4 wa2 that 'acts are ma4e !+J that there is no s!ch thin as nat!ralJ !nme4iate4J !n)iase4 access to tr!thJ that we are alwa2s the +risoner o' lan !a eJ that we alwa2s s+eak 'rom one stan4+ointJ an4 so onJ while dangerous e!tremists are using the very same argument of social construction to destroy hard#won evidence that could save our lives. $as * wron to +artici+ate in the in9ention o' this 'iel4 known as science st!4iesW *s
it eno! h to sa2 that we 4i4 not reall2 mean what we meantW $h2 4oes it )!rn m2 ton !e to sa2 that lo)al warmin is a 'act whether 2o! like it or notW $h2 canHt * sim+l2 sa2 that the ar !ment is close4 'or oo4W
?ho!l4 * reass!re m2sel' )2 sim+l2 sa2in that )a4 !2s can !se an2 wea+on at han4J nat!raliOe4 'acts when it s!its them an4 social constr!ction when it s!its themW ?ho!l4 we a+olo iOe 'or ha9in )een wron all alon W ?ho!l4 we rather )rin the swor4 o' criticism to criticism itsel' an4 4o a )it o' so!l;
searchin here# $hat were we reall2 a'ter when we were so intent on showin the social constr!ction o' scienti'ic 'actsW Nothin !aranteesJ a'ter allJ that we sho!l4 )e ri ht all the time. There is no s!re ro!n4 e9en 'or criticism.. *s this not what criticism inten4e4 to sa2# that there is no s!re ro!n4 an2wa2W B!t what 4oes it meanJ when this lack o' s!re ro!n4 is taken o!t 'rom !s )2 the worst +ossi)le 'ellows as an ar !ment a ainst thin s we cherishe4W "rti'iciall2 maintaine4 contro9ersies are not the onl2 worr2in si n. $hat has critiM!e )ecome when a French eneralJ noJ a marshal o' critiM!eJ namel2J Cean Ba!4rillar4J claims in a +!)lishe4 )ook that the $orl4 Tra4e Towers 4estro2e4 themsel9es !n4er their own wei htJ so to s+eakJ !n4ermine4 )2 the !tter nihilism inherent in ca+italism itsel'as i' the terrorist +lanes were +!lle4 to s!ici4e )2 the +ower'!l attraction o' this )lack hole o' nothin nessW> $hat has )ecome o' critiM!e when a )ook can )e a )est;seller that claims that no +lane e9er crashe4 into the <enta onW * am ashame4 to sa2 that the a!thor was French too.0 8emem)er the oo4 ol4 4a2s when re9isionism arri9e4 9er2 lateJ a'ter the 'acts ha4 )een thoro! hl2 esta)lishe4J 4eca4es a'ter )o4ies o' e9i4ence ha4 acc!m!late4W Now we ha9e the )ene'it o' what can )e calle4 instant re9isionismW The smoke o' the e9ent has not 2et 'inishe4 settlin )e'ore 4oOens o' cons+irac2 theories are alrea42 re9isin the o''icial acco!ntJ a44in e9en more r!ins to the r!insJ a44in e9en more smoke to the smoke. $hat has )ecome o' critiM!e when m2 nei h)or in the little Bo!r)onnais 9illa e where * ha9e m2 ho!se looks 4own on me as someone ho+elessl2 nai9e )eca!se * )elie9e that the 1nite4 ?tates ha4 )een str!ck )2 terrorist attacksW 8emem)er the oo4 ol4 4a2s when !ni9ersit2 +ro'essors co!l4 look 4own on !nso+histicate4 'olks )eca!se those hill)illies nai9el2 )elie9e4 in ch!rchJ motherhoo4J an4 a++le +iesW $ellJ thin s ha9e chan e4 a lotJ in m2 9illa e at least. * am the one now who nai9el2 )elie9es in some 'acts )eca!se * am e4!cate4J while it is the other !2s now who are too !nso+histicate4 to )e !lli)le an2more# K$here ha9e 2o! )eenW DonHt 2o! know 'or s!re that the %ossa4 an4 the C*" 4i4 itWK $hat has )ecome o' critiM!e when someone as eminent as ?tanle2 FishJ the Kenem2 o' +romiseK as 7in4sa2 $aters calls himJ )elie9es he 4e'en4s science st!4iesJ m2 'iel4J )2 com+arin the law o' +h2sics to the r!les o' )ase)allWA $hat has )ecome o' critiM!e when there is a whole in4!str2 4en2in that the "+ollo +ro ram lan4e4
$hat has )ecome o' critiM!e when D"8<" !ses 'or its Total *n'ormation "wareness +roPect the Baconian slo an ?cientia est +otentiaW =a9e * not rea4 that somewhere in %ichel Fo!ca!ltW =as Knowle4 e;slash;<ower )een co;o+te4 o' late )2 the National ?ec!rit2 " enc2W =as Disci+line an4 <!nish )ecome the )e4si4e rea4in o' %r. 8i4 eW
on the %oonW 7et me )e mean 'or a secon4# whatHs the real 4i''erence )etween cons+iracists an4 a +o+!lariOe4J that is a teacha)leJ 9ersion o' social critiM!e ins+ire4 'or instance )2 a too;M!ick rea4in o'J letHs sa2J a sociolo ist as eminent as <ierre Bo!r4ie!to )e +olite * will stick with the French 'iel4 comman4ersW *n )oth casesJ 2o! ha9e to learn to )ecome s!s+icio!s o' e9er2thin +eo+le sa2 )eca!se Ko' co!rse we all knowK that the2 li9e in the thralls o' a com+lete ill!sio on their real moti9es. ThenJ
a'ter 4is)elie' has str!ck an4 an ex+lanation is reM!este4 'or what is Kreall2K oin onJ in )oth cases a ainJ it is the same a++eal to +ower'!l a ents hi44en in the 4ark actin alwa2s consistentl2J contin!o!sl2J relentlessl2. O' co!rseJ weJ in the aca4em2J like to !se more ele9ate4 ca!sessociet2J 4isco!rseJ knowle4 e;slash;+owerJ 'iel4s o' 'orcesJ em+iresJ ca+italismwhile cons+iracists like to +ortra2 a misera)le )!nch o' ree42 +eo+le with 4ark intentsJ )!t * 'in4 somethin tro!)lin l2 similar in the str!ct!re o' the ex+lanationJ in the 'irst mo9ement o' 4is)elie' an4J thenJ in the wheelin o' ca!sal ex+lanations comin o!t o' the 4ee+ Dark )elow. $hat i' ex+lanations resortin a!tomaticall2 to +owerJ societ2J 4isco!rseJ ha4 o!tli9e4 their !se'!lnessJ an4 4eteriorate4 to the +oint o' now 'ee4in also the most !lli)le sort o' critiM!esW6 %a2)e * am takin cons+irac2 theories too serio!sl2J )!t * am worrie4 to 4etectJ in those ma4 mixt!res o' knee;Perk 4is)elie'J +!nctilio!s
4eman4s 'or +roo'sJ an4 'ree !se o' +ower'!l ex+lanation 'rom the social ne9erlan4J man2 o' the wea+ons o' social critiM!e. O' co!rse cons+irac2 theories are an a)s!r4 4e'ormation o' o!r own ar !mentsJ )!tJ like wea+ons sm! le4 thro! h a '!OO2 )or4er to the wron +art2J these are o!r wea+ons nonetheless. *n s+ite o' all the 4e'ormationsJ it is eas2 to reco niOeJ still )!rnt in the steelJ o!r tra4e mark# %"D/ *N C8*T*C"77"ND.
.. <8/F/8 T=/ 7*NK T18N *T? " 7OT /"?*/8 TO %"N*<17"T/ $/"KJ =*DD/N D"T"
7o!r2 2000J I&lenn. %erton <. ?toltO <ro'essor o' the ?ocial ?ciences an4 <ro'essor o' /conomics at Brown 1ni9ersit2.K?ocial /xcl!sion an4 /thnic &ro!+s# The Challen e to /conomics# +a e 22A;6L IctL *s (&oo4 ?cience, &oo4 /no! hW That ( oo4 science, mi ht +ro9e to )e an anti4ote to ro!+ hatre4 has )een a ho+e o' +ro ressi9e social o)ser9ers thro! ho!t the mo4ern a e. The stor2 oes some;thin like this. "nta onism towar4 a +artic!lar (race, ma2 in9ol9e s!++ose4l2 o)Pecti9e claims a)o!t the nat!re o' +eo+le o' that race;a)o!t their moral 4e'iciencies or intellect!al in'eriorit2J 'or exam+le. These claims can )e s!)Pecte4 to scienti'ic scr!tin2 an4 re'!te4. Con'ronte4 with these scienti'ic ar !mentsJ rational +eo+le mi ht then alter the )elie's on which their racial enmit2 rests. *n this wa2 so!n4 scienceJ a 9al!e; ne!tral enter+riseJ can +ro4!ce the ethicall2 4esira)le res!lt o' !n4erminin racial anta onism by replacing pre,udice and stereotypes with data and rigorous analysis. This stor2 is +la!si)leJ with am+le historical +rece4ent. *t is onl2 ma4e more com; +ellin when one recalls how totalitarian +olitical re imes;+artic!larl2 the NaOis;ha9e !se4 ()a4 science, to P!sti'2 their racist +olitical +ro rams. *' science 'alls !n4er the in'l!ence o' a +olitical a en4a an4 ceases to )e an a!tonomo!s intellec;t!al acti9it2; i' it )ecomes )a4 science;then it can a)et the s+rea4 o' racial hatre4. Th!s +ro+er scienti'ic ar !ment can 'oster racial toleranceJ while the a)!se o' sci;ence can lea4 to 4ist!r)in res!lts. Eet these o!tcomes are )2 no means !arantee4. %hether science is good or bad depends on its conformity with disciplines and methods that practitioners see as meeting their standards of evidence and argument. This essentially technical matter has relatively little moral content. *n an2 e9entJ scienti'ic ar !ment is a s+ecialiOe44isco!rse within a narrow comm!nit2 o' in9esti ators o9erne4 )2 strict norms an44isci+lines. *n4ee4J it is an in4ication that a 'iel4 has mat!re4 as a science when its4isco!rse takes on the M!alit2 o' what mi ht )e calle4
sociolin !istic clos!re.Thomas K!hn 319025 stresse4 P!st this +oint in his in'l!ential workJ The ?tr!ct!reo' ?cienti'ic 8e9ol!tions.
*n shortJ the +remise that all social e9ents incl!4in what we a ree to la)el Ktho! htK an4 Ka enc2K are the context!al !ni9erseJ lea4s to rhetoric witho!t re ar4 to lo icJ an4 +olitics in the +lace o' science an4 reason. Cate oriOation is a +olitical act. $hate9er +re9ails as a wa2 o' settin an4 achie9in social oals is local an4 e+hemeralJ s!)Pect to +ower +la2s 3 amesW5 o' the r!les o' 4isco!rse an4 their e''ects within i9en s+eech comm!nities. This sort o' thin is a++arentl2 all!rin to +s2cholo ists who want +s2cholo 2 to re'lect as man2 9oices as +ossi)leJ 3Brewster; ?mithJ 199.R ?am+sonJ 199:5R it has +romise an4 +otential i' the reatest n!m)er o' +ossi)le 9oices are hear4 3&er enR 199.5J an4 i' whate9er +re9ails is +re4icate4 on a +ra matism an4/or on c!ttin to a minim!m the risks o' not achie9in a ree4 !+on o)Pecti9es;no matter what the2 are 3Brewster;?mithJ 199.5. $ith s!ch characteristicsJ +olitical 4istri)!tion o' ex+ro+riate4 cate ories can )e e alitarian;i' 2o! want a _newH reli ionJ it is a matter o' eno! h +eo+le a reein to its tenets an4 r!les. "n excl!sionar2 +olic2 or cate oriOation o' Ko!tsi4ersJK with sanctions a ainst those who are not +art o' the ro!+J 4e+en4s on the n!m)er o' 9oices that are an4/or et hear4. *n +!rel2 +olitical termsJ ettin hear4 is a +ower +la2J which ma2 )e )2 the reatest n!m)er;or )2 the lo!4est or stron estJ or some s!ch thin . =owe9erJ to ha9e a +ower +la2 at the center o' oneHs ri hts an4 +ri9ile es har4l2 so!n4s e alitarian. *t is like sa2in Kwe all ha9e the eM!al ri hts an4 +ri9ile es o' 9ictims.K $hat is calle4 _e alitarianH seems not soJ )eca!seJ when the 9al!e o' Kthe reatest n!m)erK is wel4e4 to +ower +la2J there is a contra4iction in terms. $hile s!ch e alitarianism seems a 4!)io!s la)elJ m2 +oint is that the more si ni'icant +ower +la2 is in the a++ro+riation o' the cate or2 o' _lan !a eJ textJ 4isco!rseH as an all incl!si9e Kclass o' all classesK '-ic- cannot )e s!+erse4e4;+erio4. The +ost;mo4ernist thinks 3sa2s5 that context s!)s!mes cate ories an4 that social contexts are rhetorical an4 instr!mental 4isco!rses. There'oreJ what is acce+te4 as a 9al!eJ a ri htJ a oo4J an4/or a tr!th is +olitical +ower +ositionin )2 9oiceJ an4;to take this home;closes o'' an2 com+lementar2 class o' str!ct!resJ s!ch as a !ni9ersal str!ct!re to s2ntax or set o' necessar2 lo ical r!les 'or an2 comm!nication. ?oJ somethin like a mani'ol4;+!t in +lace as a Kclass o' all classesK;cannot )e ne ate4. "n4 since 2o! canHt et o!tsi4e s!ch an entit2J it cannot )e o++ose4 )2 an2 4!alit2 that co!l4 )e +re4icate4J s!ch as that o' a Cartesian KthinkerK or an ontolo ical K*.K at e9er the health in9ol9e4 when science swin s )ack an4 'orth 'rom narrati9e to lo ic an4 the other wa2 aro!n4J or when the scientist sees hersel' as an in4i9i4!al o++ose4 to the ti4es o' contextJ )!t is constraine4 )2 ration; alit2J * 'or oneJ 4o not want to see s!ch tensions 4issol9e4. * am reall2 ha9in tro!)le with the +ost;mo4ern i4ea o' an2thin e alitarianJ i' cate or2 ex+ro+riation arro ates +ower to lock o!t o++osin i4easJ with the exc!se that context!alism re+laces the mis!ses o' cate oriOin . *
+henomenaJ )2 wa2 o' whoe9er has the stron est or lo!4est 9oice or whoe9er is most sociall2 +ower'!l in +re9ailin to 4e'ine what is an im+ortant set o' +ro)lems an4 what is an a4a+ti9e set o' sol!tions. ")sent 'rom s!ch a +osition is the criterion o' e9ol9e4 mechanismsJ s!ch as those o' 9isionJ an4 the 9ario!s attem+ts at conce+ts o' interaction )etween or anism an4 the a''or4ances o' the en9ironment 3?ee <lotkinJ 199.R 7ooren 4e Con J 199>5. "lso a)sent is an2 ar !ment that wo!l4 transcen4 the i4ea that ca!salit2 nee4 )e strictJ an4 instea4 )e conce+t!aliOe4 as contin ent 3<ietroskiJ 199.5. ?oJ in some manner s!ch statements re4!cin a +s2cholo 2 seekin external criteria to lin !istic +ower ames reM!ire an answer. &er en 3199.J +. .1:5 writesJ Consi4er the i4eal o' o)Pecti9e knowle4 e. *n +s2cholo 2J as in other sciencesJ the claim to Ko)Pecti9e knowle4 eK o+erates as a con9ersational tr!m+. . . Kscience talkK is th!s as totaliOin as that o' the 4ema o 2 that science has so! ht to re+lace. $e)ster 319A:R +. :01 5 4e'ines de/ag&gue in two wa2s# oneJ Ka lea4er cham+ionin the ca!se o' common +eo+le in ancient times.K TwoJ Ka lea4er who makes !se o' +o+!lar +reP!4ices an4 'alse claims an4 +romises in or4er to ain +ower.K ?cience as social lea4ershi+ or as the search 'or social +ower wo!l4 s! est that a +s2cholo 2J assertin transcen4in 9al!esJ onl2 masM!era4es as le itimate commentar2J while o++ressin 9oices o!tsi4e its comm!nit2. *n s!ch a lan !a e ameJ the metho4 o' scienti'ic critiM!e is a +ower +la2;4es+ite its claims that testin an4 ex+erimentation s!)Pect alternate 9iews to critical re9iew. 8easonin in retros+ectJ while 9iews like those o' %orris Cohen or $illiam =ear4 Kil+atrick +erha+s o9erexten4 i4eas o' a rare'ie4 o)Pecti9it2J 4ialo ical )attles in +s2cholo 2 4o not re4!ce sim+l2 to 'i hts o9er 9oice. The worr2 o9er +s2cholo ists as +ower moti9ate4 is one o9er the ar)itrariness o' an2 cate oriOin . The classical science;asrhetoric 9ers!s science;as;lo ic ar !ment )ecomes a contem+orar2 'i ht o9er +ower. The KneoromanticK worries that it ma2 )e excl!sionar2 to sa2 that i' there is no em+irical e9i4ence an4 no rationalit2 to an ar !ment it is less 9al!a)le to the science than an ar !ment with 'acts an4 reasons 3C'. NicklesJ 199>5. ?cience s!)Pects itsel' to a set o' criteriaJ )!t 4oes not s!)mit to alternate +ers+ecti9esJ s!ch as 4isco!rse that wo!l4 non;criticall2 or non;anal2ticall2 rePect its tenets. B2 metho4olo ical he emon2J science ass!mes a cate orial +osition o' genus. 'ol4in in other 4isco!rse enter+rises s!)Pect to i%s r!les o' s2ntaxJ reasonin J an4 e9al!ation. =ence 4isco!rse +henomena;metho4sJ technolo iesJ 'acts;le itimate4 )2 re'erence to realit2 are rele ate4 to s!ecies +ositions. O!tsi4e o' the genus are +se!4o;scienceJ m2sticismJ an4 the like. <ost;mo4ernistsJ s+eci'icall2 social constr!ctionistsJ rePect this genus s!ecies taxonom2J not merel2 )eca!se it +!ts +ower in KelitistK control o9er r!les o' 4isco!rse an4 their e''ects on who has the ri hts/9oice to 4e'ine an4 assi n h!man roles an4 social +racticesJ )!t also )eca!seJ in their 9iewJ cate oriOin is e+istemolo icall2 wron . False 4ichotomies are set in motionR cate ories are +rom!l ate4 to re'er toJ controlJ an4 sort o!t realitiesJ le itimatin the i4ea that 'acts are se+arate 'rom the cate ories. 8ePection;not onl2 o' the +ower s!ch cate ories a''or4 whoe9er le itimates themJ )!t also o' meta+h2sical 4!alism;e+iste; molo icall2 lea9es a nominalismJ in which no metho4 )ase4 on reason an4 a)straction is meanin '!lJ since re+resentation is a m2th 3a 9iew share4 )2 &er enJ 1991J an4 ?am+sonJ 199:5. There is consi4era)le error in this reasonin ;one exam+le is a sort o' mis!se o' %illHs metho4 o' similarit2. *r9in Co+i tells the stor2 o' the 4r!nk who shows that )eca!se he 4rinks scotchJ )o!r)onJ an4 inJ an4 )eca!se these 9ar2;while in contrastJ the water he swi s 4own with each 4rink is a constant across each instance o' his ettin 4r!nk;water is the ca!se o' his 4i''ic!lties. The chaser is the c!l+rit. /9er2 time +s2cholo ists et _4r!nkH on a theor2;str!ct!ralismJ '!nctionalismJ )eha9iorismJ co niti9ismJ +ost;mo4ernism;there is a c-aser1 +olitical mis!se. That there is +olitical +ost!rin o' scientistsJ an4 an2 n!m)er o' +ett2 t2rants who !se research tra4itions to ca+t!re rants an4 to le9era e the meta+hors to which hosts o' ra4!ate st!4ents are hel4 ca+ti9e is the s!)Pect o' a 9ariet2 o' 8o)ert %erton anal2ses o' the Kethos o' scienceK 3DastonJ 199>J +. A5J which altho! h the2 ha9e 9ali4it2J 4o not mean that +ro'essional mis!se can )e con'o!n4e4 with the in9ali4it2 o' +ro'essional metho4.H There are charla; tans in the Ch!rch;as Darwin took care to +oint o!t;an4 there is chicaner2 in reasonin an4 statistical inter+retation in science; which sometimes takes the 'orm o' a9oi4in 'alsi'ia)ilit2 3CohenJ 19:1R %eehlJ 190A/19A0R <o++erJ 19>0/196:R also see $etherickJ 199>J on 9eri'ication5. ?o what else is new. <ost;mo4ern rePection o' 4!alism all )!t locks o!t an2 o!tsi4e criterion )2 which a scientist can 4e'en4 one +osition a ainst another. "n2 'a9orin o' a +ositionJ sa2 e9ol!tionJ an4 rePection o' anotherJ sa2 creationismJ is consi4ere4 ar)itrar2R its onl2 anim!s an4 e''ect is social an4 +olitical +ower. Ne9erthelessJ sa2in that science is ar)itrar2 in its 4eclaration o' he emon2J )eca!se it 4oes not s!)mit to the ar)itrar2 r!le that social +ower is whate9er is hel4 as s!chJ is onl2 one ste+ in the cate or2 con'!sion intro4!ce4 )2 &er en 3199.5 an4 s!++orte4 )2 reasonin that with eno! h comm!nalit2 o' K9oiceJK the ar)itrar2 is ma4e !nar)itrar2 3?am+sonJ 199:5. " '!rther ste+ is &er enHs inP!nction a)o!t +rono!ncements;which a++l2 to science as K4ema o 2#K 2o! canHt talk a)o!t the ar)itrar2 in the other 'ellowHs +osition witho!t )ein ar)itrar2 2o!rsel'. For a scientist to sa2 4e'ensi)l2 that an2one elseHs +ers+ecti9e is ar)itrar2 s! ests a +arallel or !n4erl2in tr!e state o' a''airs;or 'acts. B!t this is a 4!alistic ass!m+tion re'errin to some ontolo ical re'erentJ whether as an in4e+en4ent wa2 o' reasonin J )2 s2ntacticall2 +arsin J or )2 +ositin a real +h2sical worl4 o!tsi4e o' +henomenolo ical ex+erience.
2.
2.
:.
C1D&/ *NT/8V/NT*ON ; 7/"V*N& *T TO T=/ (C1D&/, TO D/C*D/ <8OB"B*7*T*/? ON " C"?/ BE C"?/ B"?*? *? /G"CT7E =O$ $/ &OT *NTO T=*? %/?? *NTO T=/ F*8?T <7"C/. F"CT7/?? *D/O7O&*/? "ND B*"?/? $*77 C8//< *NTO T=/ D/C*?*ON C"7C171? $=*C= I" $="T " %"CO8*TE OF C1D&/ *NT/8V/NT*ON I" ?T*CK TO " ?T8ON& D"T" ?T"ND"8D TO <8/V/NT *NF*N*T/ 8/&8/?? *NTO B"?/7/?? C7"*%? O8 "8B*T8"8E D/C*?*ON?. VOT*N& N/& *? "N *NC/NT*V/ ; *T D/N*/? T=/ (*NC/NT*V/, B/N/F*T OF (VOT*N& N/& ON (<8/?1%<T*ON, ; TO *ND*V*D1"77E $/*&= "8O1ND T=/ ?T8*CT C8*T/8*" /?T"B7*?=/D "ND ?T*77 VOT/ "FF F1NCT*ON"77E T"K/? "$"E T=/ ($*N, ; T/"%? $*77 <8/<"8/ 7/??J C1D&/? $*77 C"8/ 7/??J "ND T/"%? $*77 &O B"CK TO $/"K D"T" T=*? *? " 7*N/"8 /D1C"T*ON"7 N/TB/N/F*T TO O18 *NT/8< ON7E T=/ B"77OT C"N &/T
>. "ND $/H77 <8OV*D/ ?T8ON& D"T" C1D&/? /%<*8*C"77E C"NHT "CC/?? 8*?K C"?/ BE C"?/ Visc!si 99 I$. Ki+ =ar9ar4 7aw ?chool (=ow Do C!4 es Think a)o!t 8iskW, "merican 7aw an4 /conomics 8e9iew V* N1/2 1999 320; 025L IctL The stan4ar4 economic +rescri+tion 'or 4eterminin an e''icient le9el o' sa'et2 is to assess whether the )ene'its o' the sa'et2 im+ro9ement excee4 the cost. For contin!o!s chan es in sa'et2J the M!estion is whether sa'et2 le9els ha9e )een increase4 !ntil the mar inal )ene'its P!st eM!al the mar inal costs. These same kin4s o' +rinci+les 'orm the 'o!n4ation 'or law an4 economics inter+retation o' ne li ence r!les as well.6 C!4 es consi4ere4 one o' three s!r9e2 M!estions 4esi ne4 to test the 4e ree to which the2 wo!l4 a++l2 the +rinci+les em)o4ie4 in this stan4ar4 ne li ence test. The cost o' the sa'et2 im+ro9ement in e9er2 instance was Z2J000. *n a44itionJ the ex+ecte4 )ene'its o' the sa'et2 im+ro9ementJ which eM!al the re4!ction in the risk +ro)a)ilit2 m!lti+lie4 )2 the siOe o' the lossJ eM!ale4 Z1J>00 in e9er2 instance. Th!sJ a++l2in the ne li ence r!le as cast in law an4 economics terms wo!l4 s! est that the sa'et2 meas!re was not e''icient an4 that the 'irm sho!l4 not )e hel4 lia)le 'or the re+air. The three ex+erimental mani+!lations 9arie4 the +ro)a)ilit2 o' the acci4ent an4 the siOe o' the loss )!t hel4 constant the ex+ecte4 9al!e o' the loss that wo!l4 )e +re9ente4 )2 !n4ertakin the Z2J000 re+air. *n the 'irst instanceJ P!4 es consi4ere4 a +ro+ert2 4ama e loss o' Z1>J000 co!]+le4 with a risk +ro)a)ilit2 o' 1/10 that wo!l4 )e eliminate4 thro! h the sa'et2 re+air. The ex+ecte4 loss is conseM!entl2 Z1J>00J which is less than the re+air cost. The secon4 9ariant increase4 the siOe o' the +ro+ert2 4am]a e )2 a 'actor o' 100 to Z1.> millionJ re4!cin the +ro)a)ilit2 o' loss )2 a 'actor o' 100 to eM!al 1/1J000J lea9in the ex+ecte4 loss !nchan e4 at Z1J>00. The thir4 9ariant increase4 the siOe o' the loss to Z1.> )illionJ which incl!4e4 the 9al!e o' +ersonal inP!r2 lossesJ an4 accom+anie4 it with a +ro)a)ilit2 o' the loss o' 1/1J000J000. Th!sJ this chan e scale4 losses !+ )2 a 'actor o' 1J000 an4 scale4 the +ro)a)ilit2 4own )2 a 'ac]tor o' 1J000J lea9in the ex+ecte4 loss !nchan e4. For the +ersonal inP!r2 M!estionJ the li9es lost were 9al!e4 at Z> million +er li'eJ an4 res+on4ents were tol4 that this amo!nt wo!l4 re'lect the '!ll social 9al!e o' the loss. *n e9er2 instanceJ the s!r9e2 in4icate4 that the com+an2 ha4 s!''icient reso!rces to +a2 the 4ama es.9 "n exam+le o' one o' these M!estions 3the interme4iate case5 is the 'ollowin # Eo! are C/O o' 8ock2 %o!ntain "irline. The car o 4oor on the +lane 4oes not o+erate +ro+erl2. Fixin it costs Z2J000. *' it is not 'ixe4J there is a)sol!tel2 no sa'et2 risk. Ver2 relia)le en ineerin estimates in4icate that there is onl2 a 1/1J000 chance o9er the ex+ecte4 li'e o' the +lane that there will )e a total loss to 2o!r com+an2 o' Z1.> million 4!e to +ro+ert2 4ama e ca!se4 )2 this +ro)lem. Th!sJ there is a 999/1J000 chance that there will )e no 4ama e whatsoe9er. Eo!r com]+an2 has no ins!rance )!t 4oes ha9e s!''icient reso!rces to +a2 these 4ama es.1^ 8es+on4ents were then aske4 to circle whether the 'irm sho!l4 !n4er]take the re+air an4 secon4J i' the re+air is not !n4ertaken an4 there was Z1.> million in +ro+ert2 4ama esJ to in4icate whether +!niti9e 4ama es sho!l4 )e awar4e4. =ow one 9iews the scenario 4e+en4s in +art on the test )ein a++lie4. The chie' exec!ti9e o''icer 3C/O5 o' the com+an2 sho!l4 +res!ma)l2 )e concerne4 with +ro'it maximiOation. The sa'et2 meas!res 4escri)e4 in9ol9e4 'inancial e''ects that wo!l4 all )e
internaliOe4 )2 the 'irm. ?ince sa'et2 im+ro9ements 'ail a )ene'it;cost testJ the2 wo!l4 not enhance 'irm +ro'ita)ilit2. C!4 es res+on4in as C/Os mi htJ howe9erJ im+!te a loss in the 9al!e o' the com+an2Hs re+!tation in the e9ent o' an acci4ent in9ol9in +ersonal inP!r2J makin them more likel2 to a49ocate sa'et2 im+ro9ements in this instance. "++lication o' le al r!les sho!l4 not )e a''ecte4 )2 )roa4l2 )ase4 re+!tational e''ects. *' a sa'et2 meas!re 4oes not +ass a )ene'it;cost testJ the com+an2 sho!l4 not )e 'o!n4 ne li ent 'or 'ailin to a4o+t it. <!niti9e 4ama es +ertain to sit!ations o' reckless )eha9ior. To )e recklessJ not onl2 m!st the 'ore one sa'et2 meas!re +ass a )ene'it;cost test )!t +res!ma)l2 there sho!l4 )e a wi4e s+rea4 )etween )ene'its an4 costsJ a re+eate4 'ail!re )2 the com+an2 to a4o+t sa'e +racticesJ or other consi4erations that make the com+an2 tr!l2 reckless an4 not sim+l2 ne li ent. *n none o' the three scenarios is there an2 )asis 'or awar4in +!niti9e 4ama es. *n4ee4J )2 constr!ction the com+an2 will ne9er )e ne li ent 'or 'ailin to a4o+t the sa'et2 im+ro9ement. Ta)le > s!mmariOes the res+onses to the two M!estions 'or each o' the risk scenarios. *n the case o' the low +ro+ert2 4ama e amo!ntJ 06F o' the P!4 es wo!l4 not !n4ertake the re+airJ which is consistent with economic e''icienc2 +rinci+les. "lmost a thir4 o' the sam+le wo!l4 !n4ertake the re+air e9en tho! h the cost o' the re+air was )elow the ex+ecte4 )ene'its.
The attit!4e towar4 +!niti9e 4ama es in this low loss case shown in <anel " o' Ta)le > 4i''ers mo4eratel2J 4e+en4in on whether re+airin the +lane to +re9ent a Z1>J000 loss is attracti9e. *n each caseJ a minor]it2 o' the P!4 es )elie9e that +!niti9e 4ama es wo!l4 a++l2 i' the re+air was not !n4ertaken an4 a loss occ!rre4J where the 'raction 'a9orin +!ni]ti9e 4ama es is reater 'or those who chose to re+air the +lane. $hat is +erha+s most strikin is that three o' the P!4 es who 4i4 not )elie9e that the +lane sho!l4 )e re+aire4 ne9ertheless wo!l4 ha9e awar4e4 +!niti9e 4ama es ha4 the +lane not )een re+aire4 an4 a loss was s!''ere4. For the entire ro!+J 16F o' the P!4 es wo!l4 awar4 +!niti9e 4ama esJ which is not in line with economic e''icienc2 +rinci+lesJ since not onl2 are +!niti9e 4ama es not warrante4 )!t )ase4 on a ne li ence test the re+airs sho!l4 not e9en )e !n4ertaken. <anel B o' Ta)le > in4icates how the res+onses chan e i' the stakes are increase4 )2 a 'actor o' 100 an4 the +ro)a)ilit2 o' 4ama es is re4!ce4 )2 a 'actor o' 100. C!4 es in this instance are almost e9enl2 4i9i4e4 as to whether the +lane sho!l4 )e re+aire4. 8es+on4ents who 4i4 not in4i]cate that re+airin the +lane was worthwhile almost !nanimo!sl2 o++ose4 +!niti9e 4ama esJ whereas 'or the res+on4ents who 'a9ore4 re+airin the +lane there was an eM!al 4i9ision )etween those who s!++orte4 +!niti9e 4ama es an4 those who 4i4 not. The 'inal 9ariation in <anel C increases the loss to Z1.> )illionJ which incl!4es the 9al!e o' +ersonal inP!riesJ where the s!r9e2 in4icate4 that this 4ama es amo!nt is inten4e4 to re'lect the '!ll social cost o' the acci]4ent. "s )e'oreJ the ex+ecte4 loss is Z1J>00J )!t the res+onses 4i''er M!ite starkl2 'rom those in the +re9io!s scenarios. 8es+on4ents are now !nanimo!s that the +lane sho!l4 )e re+aire4. %oreo9erJ more than two;thir4s o' the res+on4ents s!++orte4 +!niti9e 4ama es in this instance. $hat a++ears to )e most conseM!ential is thatJ in sit!ations in9ol9in +ersonal inP!r2J there is a m!ch reater willin ness to !n4ertake re+airs an4 im+ose +!niti9e 4ama es than in simt!ations in9ol9in +ro+ert2 4ama e e9en tho! h the ex+ecte4 economic losses are the same in each instance. The res!lts in <anel C 'or )oth the awar4 o' +!niti9e 4ama es an4 re+air]in the +lane 4i''er to a statisticall2 si ni'icant 4e ree 'rom the res!lts in <anels " an4 B. Ta)le 0 re'ines this anal2sis !sin +ro)it re ressions 'or the 4eterminant o' the +ro)a)ilit2 that the res+on4ent will in4icate that the car o 4oor sho!l4 )e re+aire4 an4 that +!niti9e 4ama es sho!l4 a++l2. The le9el o' 4ama es 4oes not ha9e a si ni'icant e''ect on the car o 4oor re+air 4ecision. $hat 4oes matter is the nonmonetar2 character o' the lossJ which was s!''icientl2 in'l!ential that these res+on4ents co!l4 not )e incl!4e4 in the re+air eM!ation. There was no 9ariation in this scenario ro!+J as
all res+on4ents in the +ersonal inP!r2 9ariant 'a9ore4 re+airin the car o 4oor. The im+licit 9al!e o' li'e meas!res an4 the risk +erce+tion meas!res are not statisticall2 si ni'icantJ exce+t 'or one instance. 8es+on4ents who ha4 hi her 9al!es o' the +erce+tion eM!ations slo+e coe''icient ?i were less likel2 to !n4ertake the car o 4oor re+air. *ncrease4 9al!es o' 1:J in4icate that the res+on4entsH assesse4 +ro)a)ilities were closer to the .>^ line an4 th!s ten4e4 to re'lect the act!al risk le9el more acc!ratel2. Th!sJ acc!rate risk )elie's an4 lower )iases in risk +erce+tions are associate4 with P!4 es )ein more willin to act accor4in to e''icienc2 norms with res+ect to the car o re+air 4ecision. " +riori the role o' this 9aria)le is not clearJ since hi her 9al!es o' ?i co!l4 in4icate more alarmist res+onses to risk in that +ercei9e4 risks res+on4 more M!ickl2 to chan es in act!al risks. ?ince all ?i 9al!es were )elow 1.0J howe9erJ in this case the 9aria)le seems to )etter re'lect the acc!rac2 o' risk P!4 ments. This 9aria)le is notJ howe9erJ 4irectl2 in'l!ential in the +!niti9e 4ama es 4ecisionJ as the onl2 statisticall2 si ni'icant 9aria)les here are the le9el o' ex+ecte4 4ama es an4 whether the P!4 e )elie9es that re+airin the car o 4oor was worthwhile. Th!sJ to the extent that the risk +erce+tion slo+e 9aria)le mattersJ it is in4irectl2 in that it increases the +ro)a)ilit2 that the res+on4ent will want to re+air the car o 4oorJ which in t!rn increases the +ro)a)ilit2 that the res+on4ent )elie9es that +!niti9e 4ama es sho!l4 a++l2. O9erallJ howe9erJ it seems that +erce+tional )iases an4 the res+on4entHs own im+licit 9al!es o' li'e 4o not +la2 a central role in how the2 wo!l4 a44ress the ne li ence iss!e or the +!niti9e 4ama es iss!e in this instance. "ttit!4es towar4 the !n4erl2in re+air 4ecision an4 the siOe o' the acci4ent loss are the +rimar2 'actors o' conseM!ence. "n attracti9e as+ect o' this 'in4in is that +ersonal +re'erences an4 +erce+tional )iases 4o not reatl2 a''ect ne li ence P!4 ments. =owe9erJ the siOe o' the stakes i4eall2 sho!l4 not matterJ since the ex+ecte4 losses 3i.e.J +ro)a)ilit2 x 4ama e5 is the same in e9er2 instance. "ltho! h +ersonal risk +erce+tion )iases an4 risk 9al!ations 4o not a++ear to )e instr!mentalJ the res!lts are not entirel2 'a9ora)le with res+ect to the so!n4ness o' P!4icial 4ecisions. *n terms o' the o9erall res+onses to the scenariosJ P!4 es were e9enl2 4i9i4e4 )etween re+airin an4 not re+airin the +laneJ e9en tho! h strict a++lication o' economic ne li ence r!les wo!l4 in4icate that not re+airin the +lane was 4esira)le. %oreo9erJ e9en tho! h the 'irm was not ne li ent in these exam+lesJ man2 P!4 es )elie9e that +!niti9e 4ama es were a++lica)leJ +artic!larl2 when nonmonetar2 losses are hi h. "war4in +!niti9e 4ama es when a 'irm meets a ne li ence stan4ar4 is certainl2 ina++ro+riateJ as it in4icates a 'ail!re to re'lect on the !n4erl2in )ene'it;cost tra4eo''sJ +artic!larl2 when there are lar e nonmonetar2 stakes. This res!lt is a so)erin messa e 'or com+anies 'ace4 with risk;cost calc!lations. *' these com+anies 'ollow the !r in s o' P!4icial scholars s!ch as C!4 e Frank /aster)rook an4 attem+t to think s2stematicall2 a)o!t the risks an4 costs o' their actionJ then e9en i' the2 make the correct economic 4ecision it is +ossi)le that the2 will risk +!niti9e 4ama esJ +ar]tic!larl2 when nonmonetar2 conseM!ences are in9ol9e4.11 *n the &eneral %otors 3&%5 tr!ck si4e im+act caseJ &% ha4 calc!late4 the cost o' the sa'et2 im+ro9ement an4 concl!4e4 that these costs were not o!twei he4 )2 the ex+ecte4 sa'et2 )ene'its.12 This anal2sis +arallele4 the a++roach taken 'or the For4 <into. These anal2ses !n4er9al!e4 the +ersonal inP!r2 loss )2 consi4erin onl2 the +ros+ecti9e co!rt awar4s an4 not also the im+licit 9al!e o' li'e an4 health. /9en i' the calc!lations ha4 )een 4one correctl2 an4 ha4 enerate4 the res!lt that the sa'et2 im+ro9ements were not worthwhile on an economic )asisJ howe9erJ then it is M!ite +ossi)le that the com+an2 wo!l4 ne9ertheless ha9e )een 'o!n4 lia)le 'or +!ni]ti9e 4ama es. The com+an2 ha4 con'ronte4 the risk 4ecision with ex+licit +ro)a)ilities o' riskJ clear +otential 'or a49erse health e''ectsJ an4 a le9el o' costs that wo!l4 not ha9e Peo+ar4iOe4 the sol9enc2 o' the com+an2. *' com+anies cannot rel2 on economic e''icienc2 +rescri+tions or ne li ence r!les 'or 4eterminin the le9el o' sa'et2 a'ter s!ch an anal2sisJ then there ma2 )e no sa'e har)or other than the Oero;risk le9elJ which is in'easi)le.
C"8D CONT*N1/?
The two ke2 M!estions ex+lore4 in this article were whether these as+ects o' in4i9i4!al +re'erences in 9al!ation a''ecte4 attit!4es in P!4i]cial contexts an4 whether 4ecisions in these contexts exhi)ite4 'orms o' irrationalit2 that ha9e )een i4enti'ie4 in the literat!re. C!4 esH a++lication o' ne li ence r!les )ecame m!ch more o!t o' line with stan4ar4 law an4 economic +rescri+tions once s!)stantial non+ec!niar2 4ama es were in9ol9e4. 7ar e stakesVsmall +ro)a)ilit2 catastro+hic e9ents seeme4 to +ose reater +ro)lems 'or P!4icial 4ecision makin than 4i4 hi her +ro)a)ilit2Vlower loss e9ents. The +otential 'or s!ch errors an4 the lar e costs o' error in terms o' incorrect maPor +enalties hi hli ht the +otential )ene'its o' P!4icial re9iew 'or s!ch lar e stakes cases.
="N?ON# "n4 soJ there was a s!44en )!rst o' me4ia co9era e an4 )2 the 9er2 next mornin the hea4 o' the militar2 )asicall2 4eclare4 )e'ore the ?enate that this +roPect was 4ea4J an4 there was nothin more to worr2 a)o!t. D1BN/8# $hat 4o 2o! think 2o! V we collecti9el2J 2o!J in +artic!lar V wo!l4 know now a)o!t that +art o' the worl4J letTs sa2J i' this market ha4 )een allowe4 to take rootWc ="N?ON# $ellJ * think we wo!l4 ha9e otten m!ch earlier warnin a)o!t the re9ol!tions we P!st ha4. "n4 i' we wo!l4 ha9e ha4 +artici+ants 'rom the %i44le /ast 'orecastin those markets. Not onl2 we wo!l4 et a49ance4 warnin a)o!t which thin s mi ht ha++enJ )!t then how o!r actions co!l4 a''ect those. ?oJ 'or exam+leJ the 1nite4 ?tates P!st came in on the si4e o' the 7i)2an re)elsJ to s!++ort the 7i)2a re)els a ainst the Da44a'i re ime. $hatTs the chances that will act!all2 hel+ the sit!ationJ as o++ose4 to make it worseW D1BN/8# B!t i9e me an exam+le o' what 2o! consi4er amon the har4est +ro)lems that a +re4iction market co!l4 +otentiall2 hel+ sol9eW ="N?ON# $ho sho!l4 V not onl2 who sho!l4 we elect 'or +resi4ent )!t whether we sho!l4 o to war here or whether we sho!l4 )e in this initiati9eW Or sho!l4 we a++ro9e this re'orm )ill 'or me4icineJ etc. D1BN/8# ?o that so!n4s 9er2 lo icalJ 9er2 a++ealin . =ow realistic is itW ="N?ON# $ellJ it 4e+en4s on there )ein a set o' c!stomers who want this +ro4!ct. ?oJ 2o! knowJ i' +re4iction markets ha9e an "chilles heelJ itTs certainl2 the +ossi)ilit2 that +eo+le 4onTt reall2 want acc!rate 'orecasts. D1BN/8# <re4iction markets +!t a +rice on acco!nta)ilit2. *' 2o!Tre wron J 2o! +a2J sim+le as that. C!st like the +ro+ose4 law a ainst the witches in 8omania. %a2)e thatTs what we nee4 more o'. =ereTs ?te9e 7e9itt a ain# 7/V*TT# %hen there are big rewards to people who make predictions and get them right, and there are zero punishments for people who make bad predictions because they"re immediately forgotten, then economists would predict that"s a recipe for getting people to make predictions all the time. D1BN/8# Beca!se the incenti9es are all enco!ra in 2o! to make +re4ictions.
+ost; mo4ern +oster ma2 state KFact is 'iction.K 7amenta)l2J some +s2cholo ists are willin to make the exchan eJ s!ch that the ori inal an4 ori inatin +owers o' the sel' are 'or otten or 4ri9en into alienation 3?ee "ren4tHs conce+t o' actionJ 19>6R Ta2lorHs conce+t o' ori inalit2J 1991R BrentanoHs conce+t o' intentionalit25. BrentanoHs irre4!ci)ilit2 +rinci+le is re+lace4 )2 re resses into social context. This is akin to em+t2in o!t cate ories o' +ersonal ex+erienceJ lea9in 9oice to an2 social text that can )e hear4.
319>65. Corres+on4in l2J i' eno! h 9oices in c!rrent;4a2 social science sho!t 4own whate9er 'acts terms like Ksel'JK K*JK an4 Kconscio!s ex+erienceK are s!++ose4 to re+resentJ a F!rtherJ an4 * 'earJ more 4an ero!sl2J as ar !e4 )2 "ren4t 319>6/ 190A5J i4eas that 4o not relate to 'acts can )ecome i4eolo ies. ?!ch i4eas can )e comman4eere4R an4 when what the2 re+resent a)o!t an in4i9i4!alHs ex+erience is em+tie4 o!tJ li'e 'ollows their Ks!+ersenseK an4 the Kinsanit2K o' their cate ories. $hen terms are meanin '!lJ oo4 is n&% e9ilJ innocence is n&% !iltJ an4 +ersons are n&% n!m)ers. %eanin s are s!)Pect to some le9el o' lo ical 4istinction. $hen there is a lack o' s!ch a 4istinctionJ an4 a res!ltant 'loo4 o' contrar2 meanin sJ 2o! ha9e what "ren4t meant )2 _insanit2.H +olitics onl2 )ecomes se+arate 'rom localit2
No less than in +oliticsJ in +s2cholo 2J es+eciall2 i' s!)s!me4 within +olitical contextJ li'e an4 the social nat!re o' +ersons can )ecome a Ks!+ersenseK;a mani'ol4 o' 4isco!rses within which +ersonsH li9es 4o not relate to the realities o' )iolo ical nee4J nor to the e9ol9e4 str!ct!res o' intelli ence an4 or aniOationJ norJ in shortJ to the h!man )ein Hs innate mechanisms an4 constraints 3?ee "ren4tJ 19>6R +. 19AR /kmanJ 19A:R %almoJ 19A>R <lotkinJ 199.51 ?ince * ass!me that when;e9er +s2cholo ical theories or acc&un%s are +ro''ere4J certain 'acts can;not )e lo icall2 4enie4J * hol4 that &nly the cate ories can )e ex+ro+riate4.
1.
DO/?NHT %//T /G<7*C*T C*T"T*ON *? 8/D1*8/D $/ N//D TO KNO$ $=O D*DJ $=/NJ "ND $="T T=/ ?T1D*/? "8/ TO B/ "B7/ TO D/B"T/ T=/%. FO8C*N& 1? TO 8/?/"8C= *T FO8 T=/% <1T? T=/ ?T"ND"8D TOO =*&= %/"N*N& $/HD "7$"E? 7O?/. *&NO8/? OT=/8 2 V*O7"T*ON? ?"%<7/ ?*Q/ "ND D1"NT*T"T*V/ %/T=OD? T="T $/H8/ *%<"CT/D "BOV/ T=/E DONHT %//T T=*? /V/N *F T=/E ="V/ C*T"T*ON? "ND FOOTNOT/? FO8 ON/ O8 T$O C"8D? T=/E DONHT ="V/ /NO1&= F8O% /V/8E ?T/< OF T=/*8 1"C "DV"NT"&/? F8O% ="8%?J TO $"8J TO /GT*NCT*ONJ NO8 ?O7V/NCE FO8 T=/%. *%<7*C*T C*T"T*ON ON7E D1%B? 1? *NTO "CC/<T F"7?/=OOD? "? F"CT
2. :.
:.
Ba4ke 0> IK4a9i4 )a4keK 7iesJ 4amn liesJ an4 statistics 20 Can!ar2 )2 4)a4keL IctL 7ast ni ht a !2 on TV tol4 me a 4amn lie. This is the kin4 o' lie that 4oesnHtJ at 'irst lanceJ look like a lie at all. The 4amn lie the TV tol4 me was that a certain )ran4 o' 9itamin/n!tritional s!++lement wo!l4 kee+ me 'rom ettin heart attacks. ThatJ o' co!rseJ is not what the a4 act!all2 sai4J )!t it is what it im+lie4 an4 wante4 me to )elie9e. $hat the a4 act!all2 sai4 was that Kst!4ies s! est that Ithe +ro4!ctL ma2 hel+ to re4!ce the risk o' heart 4isease.K This statement is so ri44le4 with !ncertaint2 that it is meanin less. *t +romises nothin . *t 4oesnHt sa2 that these !nname4 st!4ies +ro9e an2thin a)o!t the +ro4!ct 3we 4onHt e9en know i' it was the +ro4!ct )ein st!4ie45. *t 4oesnHt sa2 who 4i4 the st!4ies or whether the2 were acce+te4 as 9ali4 )2 the health care comm!nit2R the2 co!l4 as well ha9e )een 4one )2 the !2 in the mail room o' the com+an2 sellin the +ro4!ct. Citin Kst!4iesK is meant to make !s think that there is some ex+erimental e9i4ence )ehin4 the h2+e. The rest o' the statement tells !s that e9en i' the Kst!4iesK are 9ali4J the2 4onHt hol4 o!t m!ch ho+e. The +ro4!ct onl2 Kma2K ha9e an2 a''ect at all 3what is the +ro)a)ilit2 that it willW 10FW >0FW5J an4 i' it 4oes ha9e an a''ectJ it will onl2 Khel+ to re4!ce the riskK 3hel+ howW 8e4!ce the risk )2 how m!chW $hat riskW5. "nother a4 +ro!4l2 state4 that a certain )ran4 o' skin cream Kma2 hel+ to re4!ce the a++earance o' 'ine linesK on the skin. " oo4 coat o' +laster 4e'initel2 will o)literate the 4ee+est 'iss!res in the skinX Eet another skin cream a4 sai4 that 60F o' the women who !se4 it saw an e''ectJ an4 an astonishin 00F saw an im+ro9ement. $owX &reat o44sX "t the ro!lette ta)leJ an2wa2... "49ertisersJ +oliticiansJ law2ersJ !se4 car salesmen... 4amn liarsJ all o' them. The2 lie )2 tellin !s onl2 +art o' the tr!thR the2 lie )2 mis4irectionR the2 lie )2 !sin twist2 weasel wor4s to im+l2 the o++osite o' what the2 are act!all2 sa2in . $e are lie4 to so contin!o!sl2 that we 4onHt e9en notice an2more. $e ex+ect the liesJ we are !se4 to the liesJ the lies wash o9er !s an4 immerse !sJ ma2)e the lies e9en com'ort !s. Do 2o! tr!st 2o!r +olitical lea4ersW Do 2o! tr!st the !2 tr2in to sell 2o! somethin W $ho 4o 2o! tr!stW
.. DO/?NHT "VO*D O18 /<*?T/%O7O&E D" "5 <O7*CE D/B"T/ T8*V*"7*Q/? $="T %"K/? "N "1T=O8 D1"7*F*/D TO " B"C=/7O8? D/&8// $=*C= %"K/? /V/8EON/ *NC71D*N& NED1*?T "N /G</8T C8/"T*N& %/"N*N&7/?? <O7*CE B5 /V/N D1"7*F*/D "1T=O8? 7*/ "ND *&NO8/ D"T" TOO ; %"NE D1"7*F/D "1T=O8? %"K/ 8*&&/D "ND *D/O7O&*C"77E "<<"8/NT D/C*?*ON? >. D1"7*F*C"T*ON? "8/ " ?C8//N TO 8/?*?T D"T" "ND T81T=;?//K*N& T=/E DONHT <8OV*D/ "NE /D1C"T*ON"7 V"71/
DHCr!O 01 ICarol2n DHCr!O 7aTro)e 1ni9ersit2J "!stralia K$hat %atter $hoHs ?+eakin WKI1L "!thenticit2 an4 *4entit2 in Disco!rses o' ")ori inalit2 in "!straliaL ICTL Ihtt+#//en lish.chass.ncs!.e4!/Po!9ert/9>i:/c4cr.htmL To reiterate# when Fo!ca!lt remarks that it matters little whoHs s+eakin J this is not to +ro+ose that s!)P! ate4 9oices sho!l4 not )e i9en more s+ace to s+eak on their own )ehal'. D!ite the contrar2J as s! este4 )2 Fo!ca!ltHs 4isc!ssion with &illes Dele!Oe on the relations )etween intellect!als an4 +ower.I12L *n intimatin that it matters little whoHs s+eakin J Fo!ca!lt t!rns s+eci'icall2 to acco!ntin 'or the r!les an4 +roce4!res inherin in re imes o' tr!th within s+eci'ic contextsJ which +osition what can )e sai4J an4 who is 4eeme4 the most M!ali'ie4 to s+eakJ )e'ore an2 s+eakin act!all2 takes +lace. ?o with re ar4 to the Oceania 4isc!ssionJ an archaeolo 2 wo!l4 )e intereste4 in examinin what re imes o' tr!th are alrea42 in +la2J )e'ore a s!)Pect act!all2 occ!+ies a +osition that s+eaks a)o!t the constr!ction o' ")ori inal i4entities. *' the 9oices o' ")ori inal +eo+les ha9e )een s!)P! ate4 in the +rocessJ an4 i' the marks o' a!thenticit2 are contesta)le ;; as has )ecome the case with %!4rooroo ;; the M!estion m!st then t!rn to what constraints on s+eakin alrea42 inscri)e what is !ttere4R what constraints con4ition the a!thentication o' an i4entit2R an4 what +ossi)ilities are a9aila)le 'or res!rrectin the silence o' its excl!sions. *n9esti atin s!ch M!estions cannot a9oi4 con'rontin the 9iolence o' the +ast. "n4 here we ret!rn to the iss!e o' com+licit2 )etween 4isco!rses o' resistance an4 4isco!rses o' +ower in the str! le o9er namin an4 contestin i4entit2.
..
?ter)a 00 I?on2a K. De+artment o' <s2cholo 2 1ni9ersit2 o' North Carolina at Cha+el =ill %iscon4!ct in the "nal2sis an4 8e+ortin o' Data# Bri4 in %etho4olo ical an4 /thical " en4as 'or Chan e /T=*C? U B/="V*O8J 103.5J :0>:16 2000L IctL EetJ at the +eer re9iew le9elJ there are com+arati9el2 'ewer M!ali'ie4 metho4olo ists a9aila)le to re9iew man!scri+ts than there are man!scri+ts em+lo2in so+histicate4 anal2tic techniM!es 3Cla2J 200>5. Th!sJ metho4olo icall2 so+histicate4 anal2ses ma2 )e re9iewe4 )2 +ro'essionals lackin trainin in the techniM!e that was !se4. Com+o!n4in this iss!eJ there are c!rrentl2 no s2stematic assessments o' 3a5 the a4eM!ac2 or metho4olo ical so!n4ness o' re9iewersTcomments or 3)5 the +ro+ortion o' o9ert trans ressions that are 4etecte4 4!rin +eer re9iew 3KimmelJ 19905. *n 'actJ some Po!rnal e4itors re+ort inci4ents o' re9iewers insistin that a!thors con4!ct metho4olo icall2 ino++ort!ne +roce4!res 3s!ch as a me4ian s+litR 8. %acCall!mJ +ersonal comm!nicationJ Fe)r!ar2 1>J 200>5. %oreo9erJ re9iewers exert a )ias 'or +!)lishin st!4ies with statisticall2 si ni'icant 'in4in s 3Koocher U Keith;?+ie elJ 1996J +. :005. Finall2J re9iewers can 4etect onl2 o9ert trans ressions. 1nmentione4 4ata trimmin or selecti9el2 re+orte4 'it in4exes wo!l4 remain !n4isco9ere4. ?im+l2 +!tJ altho! h +eer re9iewers are s!++ose4 to ens!re the M!alit2J acc!rac2J an4 honest2 o' re+orte4 'in4in sJ the2 4o not ha9e eno! h in'ormation to 4etect the )roa4 9ariet2 o' +otential o9ert an4 co9ert trans ressions.
Table 1 Results
MID (I !"#C$ (II !%T%& (III W%# (I' S(M)U*$ +,-./// (,01 2,13/// (,.4 2,15/// (,.+ 6+.,7+/// (,07 %S(M)U*$ 1,3+/// (,+5 1,7+/// (,+7 1,70/// (,24 1,-1 (,04 C")TI8 2,0-/// (,+7 4,21/// (,24 2,2-/// (,25 2,-./// (,52 DIST%)C$ 61,07/// (,13 61,.7/// (,17 61,3./// (,+1 61,5-/// (,+0 C%P%9I& 61,41/// (1,10 61,2+/// (,10 61,.+/// (,15 61,5.// (,+%&&I%)C$ 61,4+/ (,+0 61,40/ (,+3 61,40 (,21 61,.. (,43 M%:P"W +,7+/// (,+7 +,20/// (,21 +,04/// (,20 2,40/// (,54 D$M"C 6,15/// (,1+ 61,1./// (,1+ 61,15///(,12 61,17/ (,14 I)T$#D$P 601,+7/// (+2,44 6.4,5-/// (+.,31 6++2,3-/// (23,-4 6++7,54/ (0.,35 I8"M$M 6,1+// (,11 61,1+/ (,110 61,12/// (,1+ 61,12/ (,12 C")ST%)T 6+,.-/// (,07 64,++/// (,53 6+,1-/// (,75 64,70/// (+,03 Wald ;2 2<+5.,0- +<700,.. +<+37,52 2<+1-,+1 p = ,11 ,11 ,11 ,11 )ote> Columns I thou?h I' include information on each of the dependent variables, #o@s include information on each of the independent variables, Statistically si?nificant coefficients are indicated by asterisAs (/ p = ,10B //p = , 1+B ///p = ,11+ , #obust standard errors appear @ithin parentheses belo@ the coefficients,
<8*O8*T*Q*N& D1"NT*F*C"T*ON 1N*D1/7E F"*7? /D1C"T*ON"77E *T *&NO8/? " 7OT OF D"T"J &/T? COO<T/D TO D/7"E %/"N*N&F17 "CT*ONJ "ND T8"D/? OFF $*T= 8/?O18C/? TO$"8D B/TT/8 /D1C"T*ON "BO1T T=/ <7"N
<ielke 99 I8o er ". <ielkeCr.J Daniel ?arewitOJ8a4'or4 B2erl2 Cr.J an4 Dale Camieson /n9ironmental an4 ?ocietal *m+acts &ro!+J National Center 'or "tmos;+heric 8esearchJ <re4iction in the /arth ?ciencesan4 /n9ironmental <olic2 %akin /O.?J T8"N?"CT*ON? VO71%/ 60 N1%B/8 26 C17E 1:.1999 "%/8*C"N &/O<=E?*C"7 1N*ONL IctL <re4iction an4 <olic2 %akin $hile e''orts to +re4ict nat!ral +henomena ha9e )ecome an im+ortant as+ect o' the/ arth sciencesJ the 9al!e o' s!ch e''ortsJ asP !4 e4 es+eciall2 )2 their ca+acit2 to im;+ro9e 4ecision makin an4 achie9e +olic2 oalsJ has )een M!estione4 )2 a n!m)er o'c onstr!cti9e critics. The relationshi+ )e;tween +re4iction an4 +olic2 makin is nots trai ht'orwar4 'or man2 reasons. "mon ther easons is that acc!rate +re4iction o' +he;nomena ma2 not )e necessar2 to res+on4 e';'ecti9el2 to +olitical or socioeconomic+ro)lems create4 )2 the +henomena 3'or ex;am+leJ )etter miti ation o' nat!ral haOar4ss!ch as 'loo4s mi ht 4e+en4 more on re4!c;in 9!lnera)ilities than on )etter +re4icti9ein'ormationR see </e/"e I1999L5. "lsoJ +henomena or +rocesses o' 4irect concern to +olic2 makers ma2 not )e easil2 +re4icta)le on !se'!l timescales 3s!ch aswith earthM!akesR see "shi4a I1990L5. 7ike;wiseJ +re4icti9e research ma2 re'lect 4isci;+line;s+eci'ic scienti'ic +ers+ecti9es that 4onot +ro9i4e KanswersK to +olic2 +ro)lemsJwhich are com+lex mixt!res o' 'acts an4 9al;!esJ an4 which are +ercei9e4 4i''erentl2 )2 4i';'erent +olic2 makers 3'or exam+leJ re ar4in aci4 rainR see =errick an4 Camieson I1990L5. *n a44itionJ necessar2 +olitical action ma2)e 4e'erre4 in antici+ation o' +re4icti9e in'or;mation that is not 'orthcomin in a time'rame com+ati)le with s!ch action. ?imilarl2J policy action may be delayed when scientific uncertainties associated with predictions be#come politically charged 3in the iss!e o' lo)al climate chan eJ 'or exam+leR see8a2ner an4 %ahne I1996L5. /redictive information also may be sub,ectto manipulation and misuse either becausethe limitations and uncertainties associated with predictive models are not readily appar#ent, or because the models are applied in aclimate of political controversy and high economic stakes. This ma2 )e +artic!larl2 +ro);lematic when +re4ictions are !se4 to P!sti'2 o9ernment re !lator2 4ecisionsJ s!ch as in rantin +ermits 'or mines 3see %oran an4%ernitO I199>L5 orin 4e9elo+in shorelines3see <ilke2 an4 Dixon I1990L5. "lsoJ emphasis on predictive sciences moves both financial and intellectual resources away from other types of research that might better help to guide decision making 3'or exam+leJ incre;mental or a4a+ti9e a++roaches to en9iron;mental mana ement that reM!ire monitorin an4 assessment instea4 o' +re4ictionR see 7eeI199:L5. These consi4erations s! est that the !se;'!lness o' scienti'ic +re4iction 'or +olic2 mak;in an4 the resol!tion o' societal +ro)lems4e+en4s on relationshi+s amon se9eral 9ari;a)lesJ s!ch as the timescales !n4er consi4;erationJ the scienti'ic com+lexit2 o' the+henomena )ein +re4icte4J the +oliticalan4 economic context o' the +ro)lemJ an4the a9aila)ilit2 o' alternati9e scienti'ic an4+olitical a++roaches to the +ro)lem. *n li ht o' the likelihoo4 o' com+lex inter;+la2 amon these 9aria)lesJ 4ecision makersan4 scientists wo!l4 )ene'it 'rom criteria thatwo!l4 allow them to )etter P!4 e the +oten;tial 9al!e o' scienti'ic +re4iction an4 +re4ic;ti9e mo4elin 'or 4i''erent t2+es o' +oliticalan4 social +ro)lems relate4 to /arth +roc;esses an4 the en9ironment
"FF 8easona)ilit2
8/"?ON"B*7*TE ;C1?T B/C"1?/ T=/E $*N T=/*8 *NT/8< *? ?7*&=T7E B/TT/8 FO8 D/B"T/ DO/?NHT %/"N EO1 ?=O17D VOT/ FO8 *T B/C"1?/ <8/?/8V*N& " 8/"?ON"B7/ <718"7*TE OF %/T=ODO7O&*/? *? B/TT/8
Nor aar4 69 Irichar4 ). De+artment o' /ner 2 an4 8eso!rces an4 " ric!lt!ral an4 8eso!rce /conomicsJ 8m the case 'or metho4olo ical +l!ralism /colo ical /conomicsJ 1 319695 :A;>AL IctL FirstJ lo ical +ositi9ism is ina++ro+riate )!t necessar2. 7o ical +ositi9ism 4enies that how we think a''ects c!lt!ral an4 ecolo ical s2stems. Clearl2J this is not sim+l2 a minor shortcomin . The we) o' lo)alJ nationalJ an4 local economic an4 ecolo ical +ro)lems are mani'estations o' how we ha9e tho! ht a)o!t economic s2stemsJ nat!ral scienceJ an4 the 3non5 role o' ecolo ical s2stems an4 c!lt!re in the 4e9elo+ment +rocess. ?+ecies an4 c!lt!res ha9e )een 4ri9en to extinction an4 economicall2 9al!a)le ecolo ical +rocesses an4 c!lt!ral traits irretrie9a)l2 lost )eca!se ecolo ical an4 c!lt!ral s2stems are not mechanical s2stems which can )e +!she4 to new eM!ili)ria an4 )ro! ht )ack as 4esire4. Eet lo ical +ositi9ism is necessar2 )eca!se mo4em +eo+le +ercei9e science in terms o' o)Pecti9eJ !ni9ersal tr!ths. To a lar e extent mo4ern societies are or aniOe4 to act on science +resente4 to it 'rom thisJ an4 onl2 thisJ metho4olo ical stance. 1ntil the illo ic o' lo ical +ositi9ism is )etter known thro! ho!t societ2J the !se o' lo ical +ositi9ist ar !ments will )e P!sti'ie4 in certain circ!mstances. =o+e'!ll2J the conscio!s !se o' lo ical +ositi9ist ar !ments will also incor+orate warnin s o' +otential 4an ers. *n an2 caseJ we m!st )e a)le to work with lo ical +ositi9ism while 4e9elo+in more a++ro+riate metho4olo ies. ?econ4J it is clearl2 too earl2 to limit the metho4olo ies !se4 in ecolo ical economics now e9en i' a narrower set mi ht )e a ree4 !+on later. To select a narrow set o' metho4olo ies now wo!l4 eliminateJ or at least re4!ce the access toJ m!ch o' ecolo 2 i9en its m!lti+le metho4olo ies an4J !nless lo ical +ositi9ism is selecte4J nearl2 all o' economics. The e''orts to 4ate at ecolo ical economics in the metho4olo ical intersect o' neoclassical economics an4 +o+!lation )iolo 2J 'or exam+leJ +ro9i4e 9er2 limite4 insi hts 3ClarkJ 19A05. %ost o' the metho4olo ical intersects )etween ecolo 2 an4 economics are sim+l2 too narrow to enerate interestin res!lts. <ress!re to 4e'ine ecolo ical economics )2 narrowin its metho4olo 2 sho!l4 )e resiste4. Thir4J +l!ralism makes sense. /colo ical economics m!st a44ress the com+lex inter+la2 o' lo)al economies an4 local interestsJ so+histicate4 technolo ies an4 h!man 'railtiesJ en9ironmental s2stems an4 social controls on their !seJ an4 limite4 reso!rces. Clearl2 there is not one )estJ let alone all encom+assin J +ers+ecti9e 'or !n4erstan4in an4 mana in +ro)lems o' the com+lexit2 we now 'ace. "r !ments which are a4amentl2 +resente4 initiall2 as ri ht thinkin 3O4!mJ 19A1R %ea4ows et al.J 19A25 are 'reM!entl2 )etter 4e9elo+e4 a 4eca4e later in a +l!ralist 'rame 3=all et al.J 19605. Fo!rthJ +l!ralism +re9ents )rash action. Those who are acc!stome4 to (one ri ht wa2 o' thinkin , will +oint o!t that the +ractice o' metho4olo ical +l!ralism will lea4 to m!lti+le (answers, an4 no clear co!rse o' action. *n 'actJ science onl2 i9es insi hts into com+lex iss!es. *t is eas2 to s!''er the 4el!sion that the insi ht o' a +artic!lar metho4 is the answer when no other metho4s ha9e )een trie4 to +ro9i4e other insi hts. ?in le metho4/answer 4el!sions lea4 to )rash action which are likel2 to s!)seM!entl2 +ro9e to )e mistakes. "lsoJ +eo+le who onl2 think one wa2 are s!sce+ti)le to twiste4J 4eli)eratel2 4istorte4 ar !ments in those areas 'or which the +attern o' thinkin is least a4eM!ate. The m!lti+le insi hts o' m!lti+le metho4s constantl2 remin4 !s o' the com+lexit2 o' social an4 ecolo ical s2stems an4 the 4i''ic!lties o' takin action. Fi'thJ +l!ralism can hel+ s!stain )iolo ical an4 c!lt!ral 4i9ersit2. 1ntil the twentieth cent!r2J the worl4 can )e tho! ht o' as ha9in )een a +atchwork M!ilt o' coe9ol9in c!lt!res an4 ecos2stems. $ithin each +atchJ )iolo ical selection was in'l!ence4 )2 c!lt!ral characteristics incl!4in wa2s o' knowin while the selection o' c!lt!ral traits was in'l!ence4 )2 ecolo ical characteristics. The a4o+tion o' $estern 'orms o' knowin J technolo ical inter9entionJ an4 social or aniOation has re4!ce4 )oth c!lt!ral an4 )iolo ical 4i9ersit2. Eet to a consi4era)le extentJ ecos2stems are still 4i''erent )eca!se the selecti9e +ress!res a++lie4 )2 +eo+le ha9e )een 4i''erent 4!e to 4i''erences in how +eo+le ha9e tho! ht a)o!t nat!re. ?imilarl2J c!lt!ral 4i9ersit2 still exists )eca!se o' 4i9ersit2 in wa2s o' thinkin . Conscio!s metho4olo ical 4i9ersit2 will 'acilitate the ret!rn o' the +atchwork M!ilt as well as coor4inate4 e''ort where nee4e4. ?ixthJ metho4olo ical +l!ralism +romotes +artici+ation an4 4ecentraliOation. "n2 i9en 'ramework is )etter !n4erstoo4 )2J more a++reciate4 )2J or res!lts in answers which are more a49anta eo!s to some +eo+le than others. "n2 'ramework that has )een hi hl2 ela)orate4 to stretch its !se'!lness can onl2 )e !n4erstoo4 )2 a 'ew who are well in'orme4 o' its technical 4etails. The !se o' a sin le 'rameworkJ witho!t mo4i'ication 'or re ional 4i''erencesJ 'acilitates control 'rom a sin le center o' anal2sis. Th!s the !se o' a sin le >: 'ramework 4isin'ranchises or 4isM!ali'ies the maPorit2J 'acilitates the tr2ann2 o' technocratsJ an4 enco!ra es centraliOation. O+enness to m!lti+le 'rames o' anal2sis is a +rereM!isite to 4emocrac2 an4 4ecentraliOation. The case 'or metho4olo ical +l!ralism is not an ar !ment 'or !sin P!st an2 'ramework o' anal2sis. For narrowJ well;4e'ine4 M!estionsJ the most s!ita)le 'ramework is somewhat +re4etermine4. "nal2stsJ howe9erJ re+eate4l2 i nore how the 'ramework with which the2 are acc!stome4 to !sin an4 s!++ose4l2 most 'amiliar contains ass!m+tions which +recl!4e +!rs!it o' the M!estion. *t is inaneJ 'or exam+leJ to ex+lore M!estions o' inter enerational eM!it2 within a neoclassical 'ramework that commits the anal2st to 4isco!ntin the '!t!re )2 the rate o' interest 4etermine4 )2 the c!rrent eneration 3=annonJ 196A5. ?imilarl2J economists ha9e M!estione4 the existenceJ nat!reJ an4 social im+lications o' lon ;r!n reso!rce scarcit2 !sin mo4els which ass!me that +ri9ate reso!rce allocators are alrea42 in'orme4 o' the nat!re o' reso!rce scarcit2 an4 actin in accor4ance
with this in'ormation 3Nor aar4J 19665. %etho4olo ical +l!ralism acknowle4 es the limitsJ an4 hence the a++ro+riatenessJ o' s+eci'ic metho4s to s+eci'ic M!estions. Broa4erJ less well 4e'ine4 M!estions can onl2 )e +!rs!e4 thro! h m!lti+leJ o9erla++in anal2sesJ extensi9e 4isc!ssion )etween 4i9erse ex+erts an4 the +eo+le 4irectl2 a''ecte4J an4 P!4 ment. *' we acce+t that there is not a com+rehensi9e ri ht wa2 o' +re4ictin the '!t!re conseM!ences o' o!r choicesJ we will more likel2 make 4ecisions seM!entiall2 in relati9el2 small incrementsJ )!il4 monitorin an4 learnin into e9er2 +ro ram o' chan eJ an4 )e a4a+ti9e 3=ollin J 19A6R $altersJ 19605. *n s!mmar2J ecolo ical economics will more likel2 e9ol9e into a !se'!l 4isci+line i' it maintains the )rea4th o' the metho4olo ical )ase o' economics an4 ecolo 2 an4 reaches o!t to the metho4olo ies o' other 4isci+lines as well. O!r e''orts will almost certainl2 'ail i' the metho4olo ical )ase is limite4 to the metho4olo ies hel4 in common )etween the 4ominant strain o' economics an4 an2 strain o' ecolo 2. The metho4olo 2 o' neoclassical economics i nores how o!r c!lt!re an4 histor2 a''ect how we know an4 how what we ha9e known a''ects the s2stems we are st!42in . $e 4o not know which theories o' ecolo ical economics will +ro9e )etter whenJ whereJ an4 'or whomJ so we sho!l4 not eliminate an2 at the conce+t!al sta e in too 'ine a metho4olo ical 'ilter. *' we hol4 to the )elie' that knowle4 e is acc!m!latin to one con r!ent !n4erstan4in J we will miss the insi hts +ro9i4e4 )2 incon r!ent wa2s o' knowin . %!lti+le insi hts !ar4 a ainst mistaken action )ase4 on one +ers+ecti9e. 7astl2J i' we hol4 to the )elie' that knowle4 e consists o' !ni9ersal laws with !ni9ersal a++lica)ilit2J we will a++l2 it accor4in l2 an4 4estro2 the 4i9ersit2 in the c!lt!ral an4 ecolo ical s2stems we are tr2in to s!stain.