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SAE Network Fundamental

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References

3GPP TS23401 R8

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Page2

Objectives

Upon completion of this course, you will be able to:

Describe the SAE network structure

Describe the SAE Network interface and protocol


Describe the SAE Network working procedures

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Page3

Contents
1. SAE Network Structure 2. SAE Network Working Principle

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Page4

Contents
1. SAE Network Structure 2. SAE Network Working Principle

Copyright 2008 Huawei Technologies Co., Ltd. All rights reserved.

Page5

Contents
1. SAE Network Structure
1.1 SAE Network Structure

1.2 SAE Network Interfaces

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Page6

3GPP System Evolution


3GPP GSM/ GPRS UMTS: R99/R4/R5/R6/R7 LTE/SAE: R8

1.PS core network only support nonreal time services. 2. Voice services are carried in the CS domain. 3. Low efficiency of routes in forwarding data due to the over-layered networks. 4. Incapability of supporting multiple radio access systems

1. The all-IP network contains the PS. Voice services are jointly provided by the PS and the IP Multimedia Subsystem (IMS). 2. Flattened network architecture. 3. Support of the multiple access technologies. 4. High data transmission rate: downlink 100 Mbit/s and uplink traffic 50 Mbit/s.
Page7

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The Evolution of PS Network


R6 and its earlier versions R7 non-direct tunnel NodeB RNC SGSN GGSN

SGSN R7 Direct Tunnel Solution

NodeB

RNC

GGSN

MME

R8 SAE

eNodeB

Serving GateWay

PDN GateWay

Control plane User plane

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Page8

EPS Network Structure


HSS eNodeB MME S1-MME S6a Gxc S11 Rx Gx PCRF Control plane User plane

LTE -Uu

X2

S1-U

S1-MME eNodeB S1-U

S5

SGi P-GW

Operator's IP Service

S-GW

UE

LTE

SAE

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Page9

EPS Network Functions

The EPS network perform the following logical functions :

Network Access Control Functions.

Packet Routeing and Transfer Functions.


Mobility Management Functions. Security Functions. Radio Resource Management Functions. Network Management Functions.

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Page10

SAE Network Structure

Co-Site of the S-GW and P-GW


UTRAN NodeB GERAN BTS RNC S6a HSS BSC/PCU MME S11 LTE eNodeB S1-MME S1-U S-GW/P-GW SGi Operator's IP Services S4 Gx Rx

SGSN S12

S3

PCRF

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Page11

SAE Network Structure

Separate Installation of the S-GW and P-GW

UTRAN NodeB GERAN BTS RNC

SGSN S12 S3 S6a HSS BSC/PCU MME S1-MME eNodeB S1-U S-GW S11 S4 Gx Rx Operator's IP Services

PCRF

LTE

S5 P-GW

SGi

Copyright 2008 Huawei Technologies Co., Ltd. All rights reserved.

Page12

Functions of SAE Network Entity


MME: mobility management entity
Non-access stratum (NAS) signaling MME selection for handovers with MME change

NAS signaling security

SGSN selection for handovers to 2G/3G access


networks

Signaling interaction between core network (CN) nodes during an inter3GPP access network handover Reachability of UEs in IDLE mode Tracking area (TA) list management Selection of the P-GW and S-GW

Roaming

Authentication Bearer management Lawful interception of signaling traffic

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Page13

Functions of SAE Network Entity


SGW: serving gateway
Functioning as the local mobility anchor point for inter-eNodeB handovers

Assisting the eNodeB reordering function during inter-eNodeB handovers by sending one or more "end
marker" packets to the source eNodeB immediately after switching the path Supporting inter-operator charging based on subscriber and QoS class identifier (QCI) granularity Implementing downlink packet buffering and E-UTRAN triggered paging in ECM-IDLE mode Functioning as the mobility anchor point for inter3GPP handovers Supporting packet routing and transfer

Performing lawful interception

Supporting transport level packet marking for


uplink and downlink data

Copyright 2008 Huawei Technologies Co., Ltd. All rights reserved.

Page14

Functions of SAE Network Entity


P-GW: packet data network gateway
Packet filtering based on single user Uplink and downlink rate control based on traffic

Lawful interception

Uplink and downlink rate enforcement based on


access point name-aggregate maximum bit rate (APN-AMBR)

IP address allocation for UEs

Downlink rate enforcement based on guaranteed bit rate (GBR)

Supporting packet marking for uplink and downlink data based on transfer priority Uplink and downlink charging based on traffic Uplink and downlink gateway control based on traffic

DHCPv4 (server/client) and DHCPv6 (server) functions Uplink and downlink bearer binding Uplink bearer binding verification

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Page15

Functions of SAE Network Entity


HSS: home subscriber server
Supporting authentication and registration for subscribers and downloading user profiles to the MME Supporting authentication and registration for non-3GPP subscribers and distributing user

profiles to the AAA


Providing roaming restriction Providing barring services Providing restrictions over access network types Implementing IPv4/IPv6 dual protocol stack Supporting Diameter-based IP networking

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Page16

Functions of SAE Network Entity


PCRF: policy control and charging rule function The PCRF is mainly used for prescribing rules for policy and charging control.

The PCRF is responsible for terminating the Rx interface and the Gx interface.

Copyright 2008 Huawei Technologies Co., Ltd. All rights reserved.

Page17

HUAWEI LTE-SAE Solution


SGSN GPRS HSS Control plane User plane BTS UMTS NodeB RNC MME BSC/PCU PCRF

LTE eNodeB S-GW

Operator Service Network

P-GW

Corporate Services

CDMA BTS BSC/PCF PDSN/HSGW

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Page18

Contents
1. SAE Network Structure
1.1 SAE Network Structure

1.2 SAE Network Interfaces

Copyright 2008 Huawei Technologies Co., Ltd. All rights reserved.

Page19

SAE Network Interfaces


HSS eNodeB MME S1-MME S6a Gxc S11 Rx Gx PCRF Control plane User plane

LTE -Uu

X2

S1-U

S1-MME eNodeB S1-U

S5

SGi P-GW

Operator's IP Service

S-GW

UE

LTE

SAE

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Page20

Control Plane Protocol Stacks


NAS RRC PDCP RLC MAC L1
UE LTE-Uu

NAS RRC PDCP RLC MAC L1 S1-AP SCTP IP L2 L1


eNodeB S1-MME

S1-AP SCTP IP L2 L1
MME

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Page21

User Plane Protocol Stacks


Application IP PDCP Relay PDCP RLC MAC L1 LTE-Uu RLC MAC L1 GTP-U UDP/IP L2 L1 S1-U Relay GTP-U UDP/IP L2 L1 GTP-U UDP/IP L2 L1 S5/S8 a UDP/IP L2 L1 SGi IP GTP-U

UE

eNodeB

Serving GW

PDN GW

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Page22

S1 Interface
S1-MME S1-U eNodeB S-GW MME

S1-AP SCTP IP L2 L1 eNodeB S1-MME

S1-AP SCTP

GTP-U UDP/IP

GTP-U UDP/IP L2 L1 S1-U S-GW

IP L2 L1 MME
L2 L1 eNodeB

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Page23

S6a Interface
S1-MME S6a

eNodeB

MME

HSS

Diameter SCTP IP L2 L1 S6a MME

Diameter SCTP IP L2 L1

HSS

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Page24

S10 Interface
S10 MME S1-MME S6a

eNodeB
GTP-C UDP IP L2 L1

MME
GTP-C UDP IP L2 L1 S10 MME

HSS

MME

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Page25

S11 Interface
S10 MME S1-MME S6a

eNodeB
GTP-C UDP IP L2 L1 S11 MME GTP-C UDP IP L2 L1 S-GW

MME

S11

HSS

S-GW

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Page26

S5/S8 Interface

MME S1-U

S11 S5 P-GW

eNodeB PLMN1

S-GW

S8

PLMN2 P-GW

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Page27

S5/S8 Interface: 3gpp 23401

3GPP23.401(3gpp access): An S5/S8 interface based on GTP. The signaling plane runs the GTPv2 protocol and the user plane

runs the GTPv1 protocol.


GTP-C UDP/IP L2 L1 S-GW GTP based S5/S8 GTP-C UDP/IP L2 L1 P-GW

GTP-U UDP/IP L2 L1 S-GW GTP based S5/S8

GTP-U UDP/IP L2 L1 P-GW

Control plane
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User plane
Page28

Gx/Gxc Interface
Diameter protocol application Diameter base protocol TLS Diameter protocol application Diameter base protocol

PCRF Gxc Gx

TLS TCP/SCTP IP/IPSec


Gx/Gxc Gx

TCP/SCTP

S-GW

P-GW

IP/IPSec P-GW P-GW/S-GW

PCRF

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Page29

SGi Interface
AAA Server SGi Web Server
RADIUS/ DHCPv4/L2TP UDP/IP

P-GW
RADIUS/ DHCPv4/L2TP UDP/IP

PDN

L2

L2

L1 P-GW SGi

L1 PDN

Copyright 2008 Huawei Technologies Co., Ltd. All rights reserved.

Page30

Contents
1. SAE Network Structure 2. SAE Network Working Principle

Copyright 2008 Huawei Technologies Co., Ltd. All rights reserved.

Page31

Contents
2. SAE Network Working Principle
2.1 General Service Process

2.2 Identity of SAE Network


2.3 Mobility Management Procedure 2.4 Session Management Procedure

Copyright 2008 Huawei Technologies Co., Ltd. All rights reserved.

Page32

Typical Packet Service

MME

ICP/ISP internet

eNodeB

S-GW

P-GW Signaling Data

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Page33

Typical Voice Service


IMS domain SAE Signaling IMS Signaling Data (VOIP) CSCF 1 2 IMS-MGW 3 MGCF

MME

MSC
eNodeB

S-GW SAE

P-GW

PLMN

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Page34

Roaming: Home Routed


VPLMN
Gb GERAN Iu SGSN

HPLMN
HSS PCRF

S3
S12 UTRAN S1-C MME S1-U E-UTRUAN

S4 S6a S7

Rx

S11 S8a SGi

Operators IP Service

S-GW

PDN-GW

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Page35

Roaming: Local Breakout


VPLMN
Gb GERAN Iu S3 S12 UTRAN S1-C MME S1-U E-UTRUAN S-GW PDN-GW S11 S8a S4 S6a V-PCRF S7 SGi S9 SGSN

HPLMN
HSS H-PCRF Rx

Operators IP Service

Operators IP Service

Local Breakout with Home Operator's Application Functions only

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Page36

Roaming: Local Breakout


VPLMN
Gb GERAN Iu S3 S12 UTRAN S1-C MME S1-U E-UTRUAN S-GW PDN-GW S11 S8a S4 S6a V-PCRF Rx S7 SGi S9 SGSN

HPLMN
HSS H-PCRF

Operators IP Service

Operators IP Service

Local Breakout with Visited Operator's Application Functions only

Copyright 2008 Huawei Technologies Co., Ltd. All rights reserved.

Page37

Contents
2. SAE Network Working Principle
2.1 General Service Process

2.2 Identity of SAE Network


2.3 Mobility Management Procedure 2.4 Session Management Procedure

Copyright 2008 Huawei Technologies Co., Ltd. All rights reserved.

Page38

Identity of SAE Network


MME TAI=MCC+MNC+TAC TA List TA 1
CELL1 CELL2

MMEI= MME Group ID+MME Code

TA List TA 2 TA 1
CELL1 CELL2

TA 2
CELL3 CELL4

CELL3 CELL4

IMSI MSISDN GUTI=GUMMEI+M-TMSI =MCC+MNC+MMEI+M-TMSI


Copyright 2008 Huawei Technologies Co., Ltd. All rights reserved. Page39

Contents
2. SAE Network Working Principle
2.1 General Service Process

2.2 Identity of SAE Network


2.3 Mobility Management Procedure 2.4 Session Management Procedure

Copyright 2008 Huawei Technologies Co., Ltd. All rights reserved.

Page40

Subscriber State Management

Subscriber state

EMM: EPS Mobility Management

EMM-DEREGISTERED
EMM-REGISTERED

ECM: EPS Connection Management

ECM-IDLE
ECM-CONNECTED

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Page41

EMM State
Detach, Attach Reject, TAU reject, E-UTRAN interface switched off due to Non-3GPP handover, All bearers deactivated EMM-DEREGISTERED Attach accept EMM-REGISTERED

EMM state in UE

Detach, Attach Reject, TAU reject, All bearers deactivated EMM-DEREGISTERED EMM-REGISTERED Attach accept TAU accept for a UE selecting E-UTRAN from GERAN/UTRAN

EMM state in MME

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Page42

ECM State
RRC connection released ECM-IDLE RRC connection established ECM-CONNECTED

ECM state in UE

S1 connection released ECM-IDLE S1 connection established ECM-CONNECTED

ECM state in MME

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Page43

MM and EPS Bearer Context


MM context MME EPS bearer context HSS Subscription information EPS bearer Subscription context

ICP/ISP internet MM context EPS bearer context S-GW EPS bearer context P-GW EPS bearer context Signaling Data

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Page44

Mobility Management Procedures

Main mobility management procedures:

Attach procedure

Tracking area update procedure


Detach procedure

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Page45

Attach Procedure

Function of attach procedure:

The UE register to the EPS network.

The always-on IP connectivity for UE/users of the EPS is enabled


by establishing a default EPS bearer during Network Attachment.

The MM context and EPS bearer context will be created in the

MME and UE. The EPS bearer context will be created in S-GW and
P-GW.

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Page46

Attach Procedure
eNodeB New MME Old MME

HSS

S-GW

P-GW

1. Attach request 2. Identification req/rsp 3. Identity req/rsp

4. Security function
5. Update location request 6. Cancel location /Ack

7. Update location Ack


8. Create default bearer req 9. Create default bearer req 10. Create default bearer rsp

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Page47

Attach Procedure
eNodeB New MME Old MME

HSS

S-GW

P-GW

11. Create default bearer rsp

12. Attach accept


13. Radio bearer establish

14. Attach complete


15. Update bearer request 16. Update bearer response 17. Uplink and downlink data

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Page48

Location Information Storage


HSS MME IP address

MME1

MME2

Tracking Area list Tracking Area ID E-UTRAN Cell Global Identity

Tracking Area list Tracking Area ID

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Page49

TAU Procedure
S-GW1 S-GW2

MME1

MME2

MME3

TA list 1 Periodic TAU

TA list 2

TA list 3

TA list 4

Inter MME TAU with SGW change Inter MME TAU without SGW change

Intra MME TAU

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Page50

Inter TAU without SGW change


eNodeB 1. TAU request New MME Old MME

HSS

S-GW

P-GW

2. Context request 3. Context response 4. Security function


5. Context Ack 6. Update bearer request 7. Update bearer request 8. Update bearer response 9. Update bearer response

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Page51

Inter TAU without SGW change


eNodeB New MME Old MME

HSS

S-GW

P-GW

10. Update location request

11. Cancel location


12. Cancel location Ack

13. Update location Ack


14. TAU accept 15. TAU complete

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Page52

Inter TAU with SGW change


eNodeB 1. TAU request New MME Old MME

HSS New S-GW Old S-GW

P-GW

2. Context request 3. Context response 4. Security function


5. Context Ack 6. Create bearer request 7. Update bearer request 8. Update bearer response 9. Create bearer response

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Page53

Inter TAU with SGW change


eNodeB New MME Old MME

HSS New S-GW Old S-GW

P-GW

10. Update location request 11. Cancel location 12. Cancel location Ack 13. Update location Ack 16. TAU accept 14. Delete bearer request 15. Delete bearer response

17. TAU complete

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Page54

Detach Procedure

The detach procedure is used in the following scenarios:

A UE is detached from the EPS service.

A UE is disconnected from the last PDN connection.


The network informs a UE that the UE cannot access to the EPS.

A UE can be detached explicitly or implicitly.

Explicit detach Implicit detach

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Page55

UE Initiated Detach Procedure


eNodeB 1. Detach request 2. Delete bearer request MME S-GW P-GW

3. Delete bearer request


4. Delete bearer response 5. Delete bearer response

6. Detach accept
7. Signaling connection release

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Page56

Security Function
2G Authentication Security vectors Single-directional authentication Triplet (RAND, Sres, and Kc) 3G bi-directional authentication Quintet (RAND, XRES, CK, IK, and AUTN) Yes Yes No SAE bi-directional authentication New EPS security vectors (RAND, AUTN, XRES, and KASME). The UMTS and EPS authentication vectors are separated. Yes No Provides protection for the NAS layer and the AS layer separately. Manages the keys in the NAS and AS layers separately. Performs the algorithm negotiation for the NAS and AS layers separately.
Page57

Integrity protection SIM compatibility Layered security architecture

No N/A No

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Authentication Vector

EPS authentication quaternary

RAND: Random Challenge

AUTN: Authentication Token


XRES: Expected Response Kasme: Ciphering key

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Page58

Authentication Procedure
MME MME

1. Authentication data request 2. Authentication data response


3. User authentication request 4. User authentication response

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Page59

EPS Security Architecture


UE NAS NAS eNodeB Ciphering/integrity NAS MME

RRC

RRC Ciphering/integrity

RRC

UP Ciphering PDCP PDCP

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Page60

NAS/AS Security Mode Procedure


eNodeB MME

1. NAS security mode command 2. NAS security mode complete

1. AS security mode command 2. AS security mode complete

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Page61

Contents
2. SAE Network Working Principle
2.1 General Service Process

2.2 Identity of SAE Network


2.3 Mobility Management Procedure 2.4 Session Management Procedure

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Page62

Multiple-PDN connectivity
PDN connection 1: APN1 P-GW S-GW ICP/ISP internet P-GW PDN connection 3: APN3

Server
Intranet

PDN connection 2: APN2

Server Intranet
S-GW P-GW Wap server Wap network

PDN connection 4: APN4

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Page63

EPS Bearer

One PDN connection include one default EPS bearer, and zero or several dedicated EPS bearer.
PDN connection 1 Default EPS bearer Dedicated EPS bearer 1 Dedicated EPS bearer 2 S-GW EPS bearer eNodeB P-GW

Radio bearer

S1 bearer

S-GW S5/S8 bearer

P-GW

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Page64

Session Management Procedure

EPS bearer management procedure

Bearer activation procedure

Bearer modification procedure


Bearer deactivation procedure

PDN connection management procedure (UE support for multiple PDN connections):

UE requested PDN connectivity procedure UE or MME requested PDN disconnection procedure

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Page65

P-GW Initiated Dedicated Bearer Activation


eNodeB

MME

S-GW

P-GW

1. Create dedicated bearer request 2. Create dedicated bearer request 3. Session management request 4. Creation of bearer of E-UTRAN 5. Session management response

6. Create dedicated bearer response


7. Create dedicated bearer response

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Page66

P-GW Initiated Bearer Modification With QoS Update


eNodeB

MME

S-GW

P-GW

1. Update bearer request 2. Update bearer request 3. Session management request 4. Update of bearer of E-UTRAN 5. Session management response

6. Update bearer response


7. Update bearer response

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Page67

PDN GW Initiated Bearer Deactivation


eNodeB

MME

S-GW

P-GW

1. Delete bearer request 2. Delete bearer request 3. Deactivate EPS bearer context request 4. Release of bearer of E-UTRAN 5. Deactivate EPS bearer context accept

6. Delete bearer response


7. Delete bearer response

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Page68

UE Requested Bearer Resource Modification


eNodeB

MME

S-GW

P-GW

1. Request bearer resource modification 2. Request bearer resource modification 3. Request bearer resource modification

4. Dedicated bearer activation, or dedicated bearer modification, or dedicated bearer deactivation procedure

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Page69

UE Requested PDN Connectivity Procedure


MME 1. PDN connectivity request eNodeB S-GW P-GW

2. Create default bearer request 3. Create default bearer request 4. Create default bearer response 5. Create default bearer response 6. PDN connectivity accept 7. Creation of bearer of E-UTRAN 8. PDN connectivity complete

9. Update bearer request


10. Update bearer response
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UE Requested PDN Connectivity Procedure


MME 1. PDN connectivity request eNodeB S-GW P-GW

2. Create default bearer request 3. Create default bearer request 4. Create default bearer response 5. Create default bearer response 6. PDN connectivity accept 7. Creation of bearer of E-UTRAN 8. PDN connectivity complete

9. Update bearer request


10. Update bearer response
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UE Requested PDN Disconnection Procedure


eNodeB

MME

S-GW

P-GW

1. PDN disconnection request 2. Delete bearer request 3. Delete bearer request 4. Delete bearer response 5. Delete bearer response 6. Release of bearer of E-UTRAN

Copyright 2008 Huawei Technologies Co., Ltd. All rights reserved.

Page72

Summary

The SAE network is composed of:

MME, S-GW, P-GW

The main working principle of SAE network are:

Mobility management procedure Session management procedure

Copyright 2008 Huawei Technologies Co., Ltd. All rights reserved.

Page73

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