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Workshop on Integrated Water Research and Water Management Workshop on Integrated Water Research

and Water Management

DFG-Senatskommission fr Wasserforschung

Workshop on Integrated Water Research and Water Management June 28 th 29 th 2004


Haydau Monastery
34326 Altmorschen (close to the city of Kassel) Germany

Modelling of Hydrosystems

Workshop on Integrated Water Research and Water Management Workshop on Integrated Water Research
and Water Management

The German Research Foundation (DFG) in agreement with its Senate Commission on Water Research invites advanced young researchers working on problems in the fields of economic tools, water quality, aquatic ecosystems, modelling of hydrosystems and water resources engineering for efficient watershed management in an integrative approach to participate in the announced interdisciplinary workshop. The aim of the workshop is (1) to bring together young postdocs or advanced graduate students in the final stage of their thesis working in different water-related topics such as Management of water resources Aquatic ecology Modelling of Hydrosystems Water Resources Engineering Economic tools and (2) providing a forum for the development of further research approaches.

Scientific and organizing Committee


PD. Dr. Dietrich Borchardt , Institut fr Gewsserforschung und Gewsserschutz, Universitt Kassel, Email: dietrich.borchardt@uni-kassel.de Prof. Dr. Rainer Helmig, Institut fr Wasserbau, Universitt Stuttgart, email: rainer.helmig@iws.uni-stuttgart.de Prof. Dr. Till Requate , Department of Economics, Universitt Kiel, email: requate@bwl.uni-kiel.de Dr. Annekatrin Wagner, Institut fr Hydrobiologie, Technische Universitt Dresden, email: awagner@rcs.urz.tu-dresden.de Dipl.-Ing. Markus Funke , Institut fr Gewsserforschung und Gewsserschutz, Universitt Kassel, Email: markus.funke@uni-kassel.de

Workshop on Integrated Water Research and Water Management

Program
June 28th 2004
8:30- 8:55 Opening ceremony A. Ronagel, Vizeprsident der Universitt Kassel; R. Musbacher, Mitglied des Senats der DFG J. Benndorf, Vorsitzender der DFG-Senatskommission fr Wasserforschung

Chairman: D. Borchardt, Kassel 9:00 - 9:45

Plenary lecture

Aquatic ecology: state of the art and future research directions

E. Jeppesen, Silkeborg, Denmark


9:45- 10:30 Plenary lecture Water Resources Engineering: state of the art and future research directions

J. Londong, Weimar

10:30- 11:00

Refreshments

11:00-13:30

Session: Peer reviewed presentations by delegates and discussion

Aquatic ecology and Water Resources Engineering

S. Langenheder , E. Lindstrm, L. J. Tranvik: The interaction between biodiversity and ecosystem functioning in aquatic systems from a microbial perspective. J. Siemens: Merging aquatic and terrestrial perspectives of carbon ecology. K.-E. Lindenschmidt: Extended uncertainty analysis of a hydrodynamic water quality modeling system embedded in High Level Architecture. H. Sewilam: Fuzzy Indicators for Interdisciplinary Performance Assessment of Water Resources Management.

Workshop on Integrated Water Research and Water Management Workshop on Integrated Water Research
and Water Management

Poster presentations:

C. Engelhard: The Water Framework Directive and wastewater management: A pragmatic approach to the assessment of the ecological status. R. Hmmerling, J. Rcker, A. Launhardt, H. Behrendt & B. Nixdorf: Phosphorous input and eutrophication control in a small catchment Case study Lake Scharmtzelsee. R. Ibisch: Ecotechnological measures for eutrophication management in streams. J. Kail: Influence of large wood on stream morphology. N. Kirchheim & M. Oberlack: 3D Modelling of a weir to describe the discharge of a combined sewer overflow. P. Kulle: Hygienic aspects concerning the quality of receiving waters. A. Kurtenbach, A. Krein, W. Symader & S. Mller: The analysis of runoff processes during artificial and natural flood events. S. Rolinski: Coupled modelling of physical und biological processes in reservoirs and lakes. N. Saenger, P. K. Kitanidis & R.L. Street: Hyporheic exchange processes: Controlling parameters, natural and anthropogenic influences, and challenges. B. Tetzlaff & F. Wendland: Area-differentiated modelling of P-fluxes from diffuse sources in macroscale river basins. G. Wauer, P.Casper, T. Gonsiorczyk & R. Koschel: A Discussion about Inlake Restoration with Aluminium.

13:30- 14:30

Lunch

14:30 15:00 Presentation + discussion

Promoting Young Researchers by DFG B. Scholz, DFG

Chairman: R. Helmig, Stuttgart 15:00 - 15:45 Plenary lecture Modelling of Hydrosystems: state of the art and future research directions A. Bardossy, Stuttgart

15:45 16:15 Refreshments

Workshop on Integrated Water Research and Water Management Session:

16:15- 18:45

Modelling of Hydrosystems J. Schaffner, M. Oberlack: Numerical calculation of shear stress oreated by flushwaves in sewers: Presentation of testsides in Offenbach and Lyon. H. Puhlmann: Stochastic modelling approach for deriving hydrological growth conditions in floodplain forest. H. Bormann: Hydrological catchment models between process representation and applicability for water management issues case study for Benin (West Africa). S. Liehr & F. Keil: Integrated water quality management development of a socio-ecological approach.

Peer reviewed presentations by delegates and discussion

Poster presentations:

P. Bayer & M. Finkel: Hydraulic groundwater management optimisation by evolution strategies. C. Brger: The design of groundwater treatment systems under uncertainty: Assessment of funnel-and-gate systems. J. Drner & R. Horn: Modelling of the one and two dimensional water flow in hills lopes. J. Helmschrot: An integrated approach to model wetland dynamics in a changing landscape: A case study from South Africas. H. Hollnder: Integrated groundwater management in coastal semi-arid areas using artifical ? A. Klawitter: An approach to simultaneously model rainfall-runoff events in rural and urbanized catchments as well as their interactions, with help of a GIS. C. Kohfahl, P. Brown, C. Linklater & A. Pekdeger: Estimating the Discharge of Sulphate from Dump Sediments into the Surface Water of an Abandoned Open Pit Lignite Mine. F. Lindenmaier: Dominating structure and processes in a hydrological induced mass movement an interdisciplinary approach. M. Schirmer & A. Kaschl: Numerical calculation of shear stress oreated by flushwaves in sewers: Presentation of testsides in Offenbach and Lyon. N. Schtze: Meeting the challenges of the blue revolution: increasing the irrigation efficiency with soft-computing optimisation methods. M. Seeger, N. Lana-Renault, D. Regs & J. Mara Garca-Ruiz: The variability of the hydrological response of highly disturbed and forested catchments in the Spanish Central Pyrenees. L. Wolf: Developing modelling tools for management of Urban groundwater resources. G. Wriedt, H. Geistlinger & M. Rode: Modelling of Nitrate transport and turnover in a small lowland catchment.

Workshop on Integrated Water Research and Water Management Workshop on Integrated Water Research
and Water Management

18:45 - 19:15

Poster session Forum for presenting posters by delegates

19:30

Banquet

June 29th 2004


Chairman: T. Requate, Kiel 8:30 - 9:15 Plenary lecture The Economic Analysis in the EU Water Framework Directive A. Garrido, Madrid, Spain Water Use and Water Protection - Control Mechanisms of Politics P. Kessler, Wiesbaden

9:15- 10:00

Plenary lecture

10:00- 10:30

Refreshments

10:30- 13:00

Session:

Economic valuation, Economic tools and Management of water resources

J. Meyerhoff & A. Dehnhardt: A benefit-cost analysis of Peer reviewed presentations by extending riparian wetlands along the river Elbe. delegates and E. Petersson: Multi-criteria decision analysis in sustainability discussion assessment: The large dam context. F. Messner: Integration of Economic Evaluation into the Water Resources Model WbalMo L. Breuer, J. A. Huisman, B. Weinmann, T. Wronka, N. Steiner: Deriving Ecological-Economic Trade Offs for Land Use Change Simulations with ITE 2M.

Workshop on Integrated Water Research and Water Management

Poster presentations:

A. Dehnhardt: The replacement value of riparian wetlands along the river Elbe as nutrient sinks. M. Grossmann: Stakeholder involvement and economic assessment of management strategies for wetlands in a river basin context: Case study from the Spree-Havel river basin. K. Hennrich: Interdisciplinary assessment of suitable measures to minimise P input in the Weie Elster river. A. Klaphake: Congested waters: how to conceptualise and measure recreation benefits and the influence of visitor use levels on peoples' satisfaction? H. Koch: Integrated water resources management in the Spree River catchment in the context of global change. H. Kreibich: Estimation of flood losses in Germany, Actual Data from the Elbe and Danube floods in August 2002. EbroAgua Working Group, E. Petersson:, geosciences and sustainability Water from northern to southern Spain? C. Schleyer: Economics and Ecological transformation processes in Eastern Germany Water Management Regimes. H. Tauchmann: Innovativeness in the German Waste Water sector a micro-econometric approach.

13:00- 14:00 14:00-15:30

Lunch break Short statements and discussion

Chairman: NN. Presentations of further funding institutions U. Schaub (Internationales Bro des BMBF) V. Wachendrfer (DBU)
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H. Hof (Volkswagen-Stiftung) Perspectives for realization of science plans Perspectives for proposals

15:30- 16:00

Refreshments

16:00- 17:30

Discussion

Chairman: J. Benndorf, Dresden Scientific outcome of the workshop - Interdisciplinary science plans - International perspectives of integrated Water Research and Water Management - Creation of interdisciplinary networks for water research

17:30- 18:00

Closing ceremony

Final statements

Workshop on Integrated Water Research and Water Management Workshop on Integrated Water Research
and Water Management

Extended abstracts

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Aquatic ecology and Water Resources Engineering

Aquatic ecology and Water Resources Engineering

C. Engelhard: The Water Framework Directive and wastewater management: A pragmatic approach to the assessment of the ecological status. R. Hmmerling , J. Rcker, A. Launhardt, H. Behrendt & B. Nixdorf: Phosphorous input and eutrophication control in a small catchment Case study Lake Scharmtzelsee. R. Ibisch: Ecotechnological measures for eutrophication management in streams. J. Kail: Influence of large wood on stream morphology. N. Kirchheim & M. Oberlack: 3D Modelling of a weir to describe the discharge of a combined sewer overflow. P. Kulle : Hygienic aspects concerning the quality of receiving waters. A.Kurtenbach, A. Krein, W. Symader & S. Mller: The analysis of runoff processes during artificial and natural flood events. S. Langenheder , E. Lindstrm, L. J. Tranvik: The interaction between biodiversity and ecosystem functioning in aquatic systems from a microbial perspective. K.-E. Lindenschmidt: Extended uncertainty analysis of a hydrodynamic water quality modeling system embedded in High Level Architecture. S. Rolinski: Coupled modelling of physical und biological processes in reservoirs and lakes. N. Saenger, P. K. Kitanidis & R.L. Street: Hyporheic exchange processes: Controlling parameters, natural and anthropogenic influences, and challenges. H. Sewilam: Fuzzy Indicators for Interdisciplinary Performance Assessment of Water Resources Management. J. Siemens: Merging aquatic and terrestrial perspectives of carbon ecology. B. Tetzlaff & F. Wendland: Area-differentiated modelling of P-fluxes from diffuse sources in macroscale river basins. G. Wauer, P.Casper, T. Gonsiorczyk & R. Koschel: A Discussion about Inlake Restoration with Aluminium.

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The Water Framework Directive and wastewater management: A pragmatic approach to the assessment of the ecological status Carolina Engelhard
Institute of Environmental Engineering University of Innsbruck, Austria Email: Carolina.Engelhard@uibk.ac.at. Keywords: WFD, CD4WC, ecological status, water quality The EU Water Framework Directive (WFD) (2000/60/EC) introduces integrated river basin management into European water policy. It is based on an immission-based approach requiring a good ecological status for all water bodies. The European Project CD4WC aims at developing a method for the cost-effective adaptation of wastewater systems in agreement with the WFD by considering the integrated wastewater system. First measures in the subsystems are to be identified and their cost-effectiveness is to be evaluated. On the basis of the findings the integrated system is to be investigated. Alternative policy instruments for the control of pollution at a river basin scale are to be compared. The work is performed by literature studies, simulations and case studies. In the course of the project CD4WC it became clear how important it is for the evaluation of the measures to have a link with the biological status, not only for the comparison of measures applied in different sub-systems but also to determine their cost-effectiveness. For this purpose a link between the abiotic parameters (hydromorphological, chemical and physicochemical status) and the biological status is needed. A literature study revealed the gap of knowledge regarding approved cause-effect relations despite all research performed in this field. Cause-effect relations are only available for few parameters (e.g. dissolved oxygen). Complex models like the River Water Quality Model 1 try to predict the fate of substances in the river. Those models are highly complex but nevertheless a simplification of the real processes and they do not include predictions of the impact on the aquatic biocoenosis. For CD4WC it is necessary to find a way to deal with this problem which is applicable for the work in the project. Therefore it is necessary to have a closer look at the WFD. The good status of rivers, chosen as main focus of receiving waters in CD4WC, contains of the ecological status and the chemical status. The chemical status is described by the concentrations of priority pollutants as defined in article 16 WFD. The limits consider chronic and accumulative effects. For the compliance with the immission-based criteria an

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integrated view of a river basin is necessary. From the engineers viewpoint the consideration of the chemical status is rather unproblematic. The major challenge is the consideration of the ecological status. According to the WFD the ecological status includes biological elements and in support for those hydromorphological, chemical and physicochemical elements. As far as it can be estimated from the stage of the implementation process in Austria no limit values for other substances than the priority pollutants and a few other toxic substances will be set. The ecological quality will be measured as occurrence and abundance of species in comparison with a reference biocoenosis. This is not applicable for CD4WC (or for other planning purposes in the field of wastewater management). For the handling of the ecological status the following methodology is proposed: The impacts caused by wastewater depend on the time scale of the discharges. Wastewater treatment plants cause chronic impacts, while the pressure from combined sewer overflows mostly is due to acute toxic effects. Accumulation of toxic substances can come from both sources but also from infiltration of stormwater. Considering the different time scales of impact it is necessary to differentiate limit values in limits to protect the biocoenosis from acute toxic effects, limits to avoid long term changes (e.g. caused by eutrophication) and limits to prevent the accumulation of persistent toxic substances. Beside the time scale the characteristics of the receiving water have influence on the impact of wastewater; important is among others the recolonisation potential, the reaeration rate or the status of adaptation of the biocoenosis to wastewater. Nutrients released by wastewater treatment plants cause chronic effects. To assess the influence of plant nutrients on the receiving water a comparison should be drawn with a reference state. A similar approach is used by the US Environment Protection Agency (www.epa.gov/ost/standards/nutrient.html). The natural status of a river is low nutrient conditions in headwaters with increasing concentrations along its course. The effects of organic loads like BOD depend on the status of the biocoenosis as it can adapt to degradation of high loads of nutrients if the reaeration rate is sufficient. An increased supply with nutrients can lead to variations in species composition of biocoenosis in rivers with naturally low nutrient contents. Up to now no quantified criteria are defined about the acceptable extinction of species making it impossible include this effect in nutrient limits. Limit values can be based on reference conditions, old EU directives like 78/659/EEC (directive on the quality of fresh waters needing protection or improvement in order to support fish life) or be derived from reference values oriented on the saprobic system, for example the German water quality system of the LAWA, upgraded with typespecific information on the river. (example for Germany: www.gdch.de/strukturen/fg/wasser/publikat/vali/vdok_m1.pdf).

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The assessment of acute toxicity of wastewater is difficult. The sensitivities of species are differing and furthermore the toxicity is influenced by many processes. On the one hand the pollutants react with other components of the wastewater (adsorption, chemical reactions, adjustment of reaction equilibrium by changes in pH value, conversion and so on) but also antagonistic and synergistic effects of substances can change the toxicity of a pollutant. Nowadays the knowledge of these effects is not sufficient to correctly predict the fate of a substance in the wastewater. Limits are usually based on toxicity data like the Predicted No Effect Concentration. Those values are obtained under laboratory conditions with single species and single substances so that their significance in the river is limited. Thus it is proposed for the work in the project CD4WC to limit the parameter for simulation to a few selected substances and values only for short duration- low frequency (e.g. 1 hour once per year). For this it is proposed to stick to parameters, where the causeeffect relations are relatively good known (like dissolved oxygen or un-ionised ammonia) and update them regularly on the basis new scientific knowledge. Examples for acute limits can be found in (FOUNDATION FOR WATER RESEARCH, 1998), ORTH et al. (2003). A similar approach can be applied to the definition of limits for morphological impacts. For planning purposes in the field of urban wastewater management further research is needed to allow the compliance with the European Water Framework Directive. Acknowledgement The results presented in this publication have been elaborated in the frame of the EU project CD4WC, contract no. EVK1-CT-2002-00118. The programme is organised within the Energy, Environment and Sustainable Development Programme in the 5th Framework Programme for Science Research and Technological Development of the European Commission.

FOUNDATION FOR WATER RESEARCH: URBAN POLLUTION MANAGEMENT MANUAL - A planning guide for the management of urban wastewater discharges during wet weather. Foundation for Water Research (FWR), Buckinghamshire, Great Britain. (1998). ORTH H., LONDONG J., PODRAZA P. and HALLE M.: Ein integriertes Gesamtkonzept fr Entwsserungsgebiet, Kanalnetz, Klranlage und Gewsser mit dem Ziel eines nachhaltigen Gewsserschutzes und einer Reduktion der Kosten. Ruhr-Universitt Bochum, Wupperverband, Germany. (2003).

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Changes of phosphorus input and Ecological lake response in a small catchment Basin Case study OF Lake Scharmtzelsee
Hmmerling, Ronny, Rcker, J., 1 Behrendt, H., Nixdorf, B. University of Cottbus, Chair of Freshwater Conservation, Germany 1 IGB Berlin Keywords: phosphorus entries, phosphorus release, phytoplankton assessment Introduction The region of lake Scharmtzelsee (Federal State of Brandenburg, Germany) is characterized by a chain of eu- to hypertrophic shallow as well as meso- to eutrophic dimictic lakes. The lake is used as environmental and nature protection zone and for fishery as well as for water sports and tourism. Until 1990, the lake Scharmtzelsee received up to 18 t a-1 total phosphorus (P) mainly from sewage effluent and, to a smaller part, from agricultural sources. Although the external P-input decreased since 1990, the actual ecological state is insufficient according to the EU-Water Framework Directive based on the phytoplankton assessment approach. Long term changes and source apportionment of external P-input for lake Scharmtzelsee were quantified for the drainage basin using the MONERIS model (BEHRENDT et al. 2000). This detailed analysis is the precondition for the catchment basin management and for phosphorus control. The implementation of the EU Water Framework Directive (WFD) in Germany is requiring -a good ecological status for surface waters -by the year 2015. Area under investigation Lake Scharmtzelsee is situated in the catchment basin of the river Dahme 50 km southeast of Berlin, in the German Federal State of Brandenburg. Table 1 shows the morphometrical and hydrological characteristics of lake Scharmtzelsee. Table 1 : Morphometrical and hydrological characteristics of lake Scharmtzelsee
Lake area [km2 ] Volume [Mill. m3 ] Maximum depth [m] Mean depth [m] Average outflow from 1976 to 2003 [m3 s -1 ] Water residence time [a] Basin area [km ]
2

12.1 108.23 29.5 8.8 0.31 11 127.91

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Methods Limnological investigations of lake Scharmtzelsee The water quality investigations of the Scharmtzelsee are carried out at its deepest site (29.5 m, s. Table 1) near Wendisch Rietz monthly to fortnightly. The analyses include vertical profiles of water temperature, conductivity O2 , and redox potential using a multiprobe (H20? , Hydrolab) and chemical parameters (concentration of dissolved and total phosphorus, nitrogen, silicate) and biological criteria (chlorophyll a, abundance and composition as well as biomass of phytoplankton). The P-load at the outflow was calculated with P concentration measured by the Environmental Agency Brandenburg and water discharge data measured by the Wasser- und Schifffahrtsamt Berlin. Assessment of trophical and ecological status The trophic status was estimated based on the chlorophyll a concentration, Secchi depth and total phosphorous concentrations and compared with the potential natural state according to LAWA (1999). The biological assessment based on phytoplankton biovolume regarding the approach of MISCHKE et al. (2002). Estimation of the P input into the lake The Geografical Information System (GIS)-oriented MONERIS model (Nutrient Emissions in River Systems) is, in its current version, developed for catchment basins areas larger than 100 km2 . Various point and diffuse nutrient inputs into rivers and a l kes can be estimated by the MONERIS model. Results Characterization of P loads and its changes from the 1990th to 2000 According to estimations of the regional authorities, the Scharmtzelsee received up to 18 t a-1 total phosporous (P) mainly from the sewage effluent of a nearby military hospital and to a small part from agricultural sources until 1990. Figure 1 shows the average annual P input of 1.65 t a-1 into the catchment basin of the lake Scharmtzelsee between 1996 and 2000.
Urban systems 12% Atmosphere 32%

Groundwater 35%

Erosion 6%

Overland flow 10% Tile drainage 5%

Fig. 1: Annual average phosphorus entries of 1.65 t a-1 in the lake Scharmtzelsee catchment basin between 1996 and 2000 estimated by MONERIS model

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The current main P sources in the catchment basin are the groundwater, the atmospheric deposition and the urban systems. The P entries into the lakes and rivers proceed in subject to the specific P retention function of the MONERIS model. The P load of lake Scharmtzelsee compared with the P load between 1980 and 1990 ( 18 t a-1 P) has been reduced approximately by 95 % to 0.8 t a-1 P. Internal P release and comparison between calculated and measured P export The internal P-release in lake Scharmtzelsee by RCKER et al. (2003) with an average -1 annual rate of 0.56 g m-2 a-1 P, remained relative constant and high up to 6.75 t a P in comparison with the external P-load. Provided that the P retention would reaches the value of 78 % (VOLLENWEIDER & KEREKES 1982), the P export of the P release approximately reach 1.04 t a-1 P. Trophic and biological assessment Over a period of 10 years between 1994 and 2003, excluding 2000 and 2003; the trophic status of the Scharmtzelsee was high in comparision to the mesotrophic reference status in relation to the morphometry and the potential natural P-load. The ecological assessment based on phytoplankton biovolume (MISCHKE et al. 2002) for the same timeframe was, excluding 2000 and 2003, between 3 and 5, in average 4, a worse status with high annual variations. The LAWA assessment showed better results compared with the ecological approach of lake assessment. Discussion From the end of the 60th until 1990 the lake received a high phosphorous load up to 18 t a1 total phosphorus (P) mainly from sewage effluent and, to a smaller part, from agricultural sources. The eutrophication process accelerated in the 70th showed drastical symptoms: Mass development and sporadic blooms of cyanobacteria. The lake function as a phosphorous sink during the high eutrophication phase with extremely high phosphorous loads were established. The current P concentration of lake Scharmtzelsee is mainly influenced by the internal P -1 release of 6.75 t a . This is eight times higher than the annual external P load. That means that the lake was a P source between 1996 and 2003 except for the years 2000 and 2003 (annualised). To reduce the trophic status of lake Scharmtzelsee it is necessary to increase the long-term P-accumulation in the lake sediment by restoration measures. Because of the dimension and the morphometrical conditions of lake Scharmtzel is the phosphorus precipitation a possible restoration method (SCHAUSER et al. 2003). In the current status only the P concentration of the groundwater can be reduced slightly by a further reduction of the agricultural production in the catchment basin. Additional examinations to determine the development of the future P-release rate are necessary in order to reach the good ecological status of the Scharmtzelsee as required by the EU-WFD.

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References

BEHRENDT,H., HUBER, P., KORNMILCH, M., OPITZ, D., SCHMOLL, O., SCHOLZ, G., & R. UEBE (2000): Nutrient balances of German river basins. UBA-Texte, 23/2000, 261 pp. EU (European Union), (2000): Directive 2000/60/EC of the European Parliament and of the Council of 23 October 2000 establishing a framework for Community action in the field of water policy. PE-CONS 3639/1/00, REV 1, ENV 221, CODEC 513: 152 pp. LAWA (1999): Gewsserbewertung Stehende Gewsser. Lnderarbeitsgemeinschaft Wasser, Kulturbuch-Verlag, Berlin. MISCHKE, U., NIXDORF, B., HOEHN, E., & U. RIEDMLLER (2002): Mglichkeiten zur Bewertung von Seen anhand des Phytoplanktons Aktueller Stand in Deutschland. In R. Deneke & B. Nixdorf (Hrsg.) Implementierung der EUWasserrahmenrichtlinie in Deutschland. BTU Cottbus Aktuelle Reihe 5/02. RCKER, J., B. NIXDORF, R. DENEKE, A. KLEEBERG & U. MISCHKE (2003): Reaktionen von Seen im Scharmtzelseegebiet auf die Reduzierung der externen Belastung. Wasser & Boden 55 (4): 4-10. SCHAUSER, I., LEWANDOWSKI, J., & M. HUPFER (2003): Seeinterne Manahmen zur Beeinflussung des Phosphor-Haushaltes eutrophierter Seen. Berichte des IGB, Heft 16 / 2003. VOLLENWEIDER, R. & J. KEREKES (1982): Eutrophication of waters Monitoring, assessment and control. Synthesis Report, OECD Paris: 154 pp.

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Ecotechnological measures for eutrophication management in streams


Ralf B. Ibisch Institute of Water Resources Research and Management University of Kassel, Germany Email: ibisch@uni-kassel.de Keywords: eutrophication, river management, water quality goals Eutrophication is a fundamental concern in the management of all water bodies throughout the world and has been one of the key topics of contemporary research in freshwater systems. Management problems caused by nutrient enrichment and associated growth of primary producers include degradation of water quality (above all dissolved oxygen and pH) resulting in detrimental effects on fish, the aesthetic degradation of water bodies, the loss of invertebrate taxa that are sensitive to water pollution and the colmation of river sediments. The understanding of interactions in river ecosystems between nutrient loading and associated excessive algae growth is essential for the establishment of river management measures. In the last years, several statistical, deterministic and neural network based models have been developed to predict the effects of nutrient enrichment on phytoplankton biomass in lakes. Since the publication of the EU Water Framework directive in december 2000, there is also a considerable interest in the eutrophication of streams and rivers and the development of classification schemes for lotic water bodies. Existing criteria for reactive solutes need to be discussed (e.g. Chemische Gewssergteklassifikation, LAWA 1998) and european standards have to formulated. Trophic status was defined in the DIN standard 4049, part 2 (1989) as the intensity of primary production, while eutrophication has to be understood as the increase of primary production, caused by increased supply rates or by enhanced utilization of nutrients. Phosphorus and nitrogen are the two elements that most frequently limit aquatic primary production and are most commonly implicated in eutrophication from point and nonpoint source pollution. As phosphorus is an order of magnitude less abundant than nitrogen, phosphorus will often be the first nutrient to become limiting. However, the rate of primary production in streams is a function of many factors, including availability of light, nutrients, temperature, grazing and periodic disturbances of substrates. These factors interact with one another, and different ones predominate in different situations. The negative effects of eutrophication have lead to multiple action plans in Germany in order to restore water bodies and to reduce nutrient enrichment. The most important measures for the improvement of water quality were the construction of circular sewage water systems (Ringkanalisation) in Bavaria and Austria, the reduction of phosphorus in washing agents (Phophathchstmengen-Verordnung 1980, phosphate-free detergents since

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about 1986), improved techniques of phosphorus and nitrogen removal in sewage water and in recent times the reduction of phosphorus supply rates through nonpoint sources in agriculture. All these measures have lead to a significant reduction in the concentration of phosphorus in german water bodies, for example in the lower river Rhine by 80 % between 1972 and 1994 (Hamm 1999). For the year 1995 the annual P load to german surface waters was estimated to amount 58 t P (Umweltbundesamt 1997), whereas nonpoint sources accounted for more than 50 % in most of the larger river basins like the river Elbe and the river Rhine ( Behrendt et al. 1998). However, reduced concentrations of phosphorus in some river systems did not result in a reduction of eutrophication to the same extent. For example, the long-term mean values of chlorophyll a did not change significantly during the last decades (e.g. river Ruhr, Nusch 1999). However, the reduction of phosphorus concentrations has reduced the excessive growth of algae und the frequency of oxygen deficits occuring in rivers. For the design and development of efficient management strategies of river basins, it seems to be useful to identify the limiting factors of primary production. In some cases, the advancement of dynamic bed load leading to significant biomass loss of benthic algae might be a more powerful tool in river mangament than further reducing nutrient concentrations alone. There is a need for research in this field. The characterisation of the trophic state of streams and rivers can be done by means of the following methods:
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measurement of nutrient concentrations measurement of biomass of primary producers measurement of physico-chemical variables bioindication (species composition and abundance)

The most important parameter in routine river monitoring programs is the measurement of nutrient concentrations (phosphorus, nitrogen, silica). In order to limit excessive growth of algae and to stabilise oxygen budgets, Hamm (1991) formulated the following water qualitiy goals for plankton-dominated rivers: 160 200 g/l TP are tolerable, 50 150 g/l TP as an advanced quality goal. The latter concentration values were taken some years later as a limit for water quality class II in german standard classification schemes (Chemische Gewssergteklassifikation, LAWA 1998). The utility of a general application of these concentration values should be questioned, as it does not represent the variety of streams and rivers, which might differ significantly in geology, hydromorphology, hydrology and biology. In our presentation several examples will be shown, where the determination of nutrient concentration in streams leads to a misinterpretation in the actual trophic state of water bodies. We will show that there is a significant research need for the development of water quality goals and management strategies that takes basic limnological knowledge (e.g. river-continuum-concept, nutrient-spiraling-concept),

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catchment characteristics and ecotechnological measures for eutrophication abatement into account.

BEHRENDT, H., HUBER, P., LEY, M., OPITZ, D., SCHMOLL, O., SCHOLZ, G. & UEBE, R. (1998): Die Nhrstoffbelastung der Flugebiete in Deutschland - Ursachen und Vernderungen. - Jahrestagung der DGL (Klagenfurt), Werder: 74 - 81. DIN 4049, T. (1989): Hydrologie. Begriffe der Gewsserbeschaffenheit. HAMM, A., HRSG. (1991): Studie ber Wirkungen und Qualittsziele von Nhrstoffen in Fliegewssern. Hrsg. vom Arbeitskreis "Wirkungsstudie" im Hauptausschu "Phosphate und Gewsser" in der Fachgruppe Wasserchemie in der Gesellschaft Deutscher Chemiker durch den Obmann des Arbeitskreises. - Academia, Sankt Augustin, 830 S. HAMM, A. (1999): Die Eutrophierungsverminderung - eine Erfolgsstory ? - Jahrestagung der DGL (Klagenfurt), Werder: 58 - 73. LAWA (1998): Beurteilung der Wasserbeschaffenheit von Fliegewssern in der Bundesrepublik Deutschland - Chemische Gewssergteklassifikation, Berlin. NUSCH, E. A. (1999): Wann nehmen die Algen endlich unsere Eutrophierungsstudien zur Kenntnis? - Jahrestagung der DGL (Klagenfurt), Werder: 473-477. UMWELTBUNDESAMT (1997): Daten zur Umwelt. - E. Schmidt Verlag, Berlin.

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Influence of large wood on stream morphology and the potential use of wood in Central European stream restoration projects.
Jochem Kail

Institute of Ecology, Faculty of Hydrobiology University of Duisburg-Essen Email: jochem.kail@uni-essen.de Keywords: large wood, stream morphology, stream restoration, Water Framework Directive The restoration of degraded stream channels has become a widely accepted social objective in developed nations and the scientific interest in stream restoration has been steadily increasing over the last two decades. Wood is a key component of ecosystems in temperate forested ecoregions, which influences stream hydrology, hydraulics, sediment budget, morphology and biota across a wide range of spatial and temporal scales (see review in Harmon et al., 1986, Maser and Sedell, 1994, Gurnell et al., 1995, Gregory et al., 2003). Therefore, it is widely used in stream restoration projects, e.g., for local bank protection, as grade control, to enhance habitats for fish and benthic macroinvertebrates, to initiate the development of a meandering channel pattern and to generally increase the structural complexity of streams. The vast majority of these restoration projects has been carried out in the northwestern U.S. to restore fish habitats by the placement of artificial instream structures such as log weirs. In contrast to North America, the relevance of wood for stream ecosystems has long been overlooked in Central Europe, presumably because it is rarely found in Central European streams due to the long term human impact on streams and the adjacent floodplain. Wood is rarely used in Central European stream restoration projects not only because the beneficial role of wood is not well-known, but also because wood increases the flood probability upstream and floating wood is a potential hazard to works downstream (e.g., bridges). In North America numerous studies concerning wood in streams have been carried out, but transferability of the results is limited because land-use pressure is particular high in Central Europe and the natural setting (e.g., discharge, geology, vegetation) and restoration objectives differ from those in North America. The main objective of the PhD thesis is to help develop a European perspective on the influence of wood on stream morphology and the potential use in stream restoration. The latter is of special practical importance, because the European Water Framework Directive recently inacted by the EU requires a good ecological status of all European rivers to be achieved by 2015 and hence there is a strong demand for cost-effective stream

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restoration measures. The specific objectives of the study are to (1) describe the amount of wood present in natural streams, (2) investigate the influence of single large fallen trees on stream morphology, (3) identify stream reaches which potentially can be restored using large wood, (4) summarize the experiences that have been gained in Central European stream restoration projects where wood has already been used. Some general results are given in the following: Potential natural wood loadings: My own and other unpublished data on the quantity and distribution of large wood in near-natural stream sections with currently low human impact and thus a comparatively high amount of wood were compiled. The objective was to deduce natural conditions, which can serve as reference and target conditions in stream restoration projects. The data suggest, that the large wood present in the near-natural stream sections investigated should be considered as the minimum volume to be obtained in restoration projects. A potentially natural stream morphology and community would probably boast a much larger amount of large wood, and therefore, stream restoration projects should aim to increase the input of large wood even in the most natural stream sections. Influence of large wood on stream morphology: The impact of large fallen trees on channel morphology is described for six short stream sections in Central Europe, five of which are compared to nearby reference sections free of large wood. Such single trees are often used in stream restoration projects, because they are usually available in close vicinity to the stream. A wide range of different parameters was derived from the digital terrain models and cross sections (e.g., volume and extent of channel features, complexity of streambed, cross-section area, width, depth and complexity). Differences in channel morphology between the wood sections and reference sections indicate, that single large fallen trees can significantly increase the structural complexity of stream reaches within one to several years and act as a strong morphologic control. Potential use of large wood in stream restoration: Hydromorphological data of three federal states (Gewsserstrukturgtedaten, total stream length 44,880 km) were used to identify stream sections, where two different methods of stream restoration can potentially be applied: (1) wood placement (anthropogenic input of large wood) and (2) wood recruitment (restoring natural recruitment of large wood). Differences exist between (1) the lower-mountainous area, where a large number of channel segments can be restored yielding an improvement from a moderate/good to a good/excellent morphological status and (2) the lowlands, where only a small number of channel segments can be restored yielding an improvement from a bad to a moderate morphological state. The latter upgrading might be sufficient to reach a good ecological status as defined by the EU Water Framework Directive. The results of this study show the suitability of large wood

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recruitment and placement as appropriate measures to restore a large proportion of the streams in the study area. Review of restoration projects with wood: A mail survey was carried out to summarize the experiences that have been gained in Central European stream restoration projects where wood has already been used. The study documents the project objectives, types and extent of measures, costs, monitoring efforts, and problems that occurred during planning, approval, and implementation of the projects. Two aspects appear to be of special importance with regard to the aim of the workshop: (1) Several respondents pointed out, that the lack of information on the use of wood in stream restoration was one major problem in planning of the projects. In accordance with these results, educational events on stream restoration with wood show, that there is a strong demand for methods to assess the influence of large wood on channel hydraulics, especially on water level. (2) Perception of the drawbacks and opportunities of stream restoration with large wood differs markedly between stream ecologists, stream managers, landowners and residents causing communication problems. These two aspects show, that interdisciplinary research programs of stream ecologists, stream morphologists, engineers and sociologists could make valuable contributions to the knowledge on stream restoration with wood.

Gregory, S. V., Boyer, K. L. and Gurnell, A. M. (Ed.) 2003. The ecology and management of wood in world rivers. American Fisheries Society, Symposium 37, Bethesda, Maryland, 431. Gurnell, A. M., Gregory, K. J. and Petts, G. E. 1995. Case studies and reviews: The role of coarse woody debris in forest aquatic habitats: implications for management. Aquatic Conservation: Marine and Freshwater Ecosystems (5), 143-166. Harmon, M. E., Franklin, J. F., Swanson, F. J., Sollins, P., Gregory, S. V., Lattin, J. D., Anderson, N. H., Cline, S. P., Aumen, N. G., Sedell, J. R., Lienkaemper, G. W., Cromack, K. and Cummins, K. W. 1986. Ecology of coarse woody debris in temperate ecosystems. Advances in Ecological Research (15), 133-302. Maser, C. and Sedell, J. R. 1994. From the forest to the sea - The ecology of wood in streams, rivers, estuaries, and oceans. Delray Beach, 196.

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3D Modelling of a converge side weir to describe the discharge of a combined sewer overflow
Norma Kirchheim,. Martin Oberlack Hydromechanics and Hydraulics, Technische Universitt Darmstadt, Petersenstr. 13, 64287 Darmstadt, kirchheim@hyhy.tu-darmstadt.de Keywords: numeric modelling, combined sewer overflows (CSO), water resources, hydromechanics, aquatic pollution

Ecological and water-economical interests require an exact determination of the combined sewage discharge by storm overflows. The common methods and calculations expressed in the directives from the ATV [1] implicate losses of accuracy. It is the aim of the 3D modelling to determine the discharge as a part of the precipitation dependent drainage system preferably close to reality. In this sense the interdisciplinary investigation at hand connects numeric modelling with aspects of water management and operating of drainage systems as well as waters ecology and hydromechanics facets. To a large extent the water pollution results from combined sewage discharge or external water entries [3]. Concerning the effects of combined sewage discharges into receiving waters it is necessary to differentiate between the hydraulic and the substantial load. Consequences of the hydraulic load are e.g. substrate relocation, clogging of the retreat area for the macrozoobenthos, drift and the so-called hydraulic stress, which results in a sudden increase of the flow velocity. The effects of substantial load by combined sewage are the oxygen deficit due to biological dismantling, acute toxicity by high nitrite and ammonia concentration, the eutrophication as a consequence of nutrient entry and the accumulation of heavy metals or other pollutants. To reduce the aquatic pollution, the water framework guidelines (guideline 2000/60/EG) suggest an approach of emissionoriented observations of point sources and the fixing of imissions-oriented goals [2]. Therefore it is essential to calculate the discharge of a combined sewer overflow as exact as possible. The requirements of the individual constructions concerning their hydraulic load are specified to fifty overflow events with a discharge time of 20 h in total [6]. Frequent measurements of the water level are the only technical and economical possibility to investigate and supervise the discharge of a storm drainage system. However usual calculation methods cause errors within the range of up to 50% due to the inexact determination of the water levels. An improvement of the determination of the discharge by the knowledge of the exact surface profile leads to a decrease of these errors down to 5% referred to the discharge [7]. The monitoring and dimensioning of combined sewer overflows becomes complex because the design rules are only valid for subcritical flows, which are frequently exceeded in reality. The most common method to calculate the discharge of combined sewer overflows

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is the use of the formula of Poleni [1]. The spatial variability of the flow as well as the boundary conditions and the influence of the friction (distribution of velocity and pressure due to streamline curvature) are expressed by a discharge factor. For the determination of the discharge coefficient the empirical approach of Rehbock is predominantly used. The computations of overflow quantities are critical to evaluate due to the large variability of discharge coefficients for different weir forms [4]. The flow within a converging side weir can be described as unsteady (quasi-steady), nonuniform decelerated and turbulent. The flow across the weir is discontinuous and shows a strong variability in the discharge and the water level along the spillway. The diagonal inflow of throttled side weirs lead to a complicated, spatially distributed flow inside the weir. The flow depends on inflow conditions (energy and bottom gradient) and drainage control (inlet and throttling) as well as on the position of the weir crest. In particular, largescale vortexes and fluctuations of the water level lead to changes of the incoming flow and intake losses of the pipe flow. The surface profile may be concave or convex depending on the incoming flow conditions (subcritical and supercritical). The commercial program code StarCD [6] was used for the numerical computation of the flow. The code solves the Reynolds averages Navier Stokes equation using the standard k -? model as the turbulence model. The spatial discretisation is based on the finite volume method using a low order procedure. For the temporal discretisation a fully implicit procedure was chosen. The pressure correction is calculated employing the PISO algorithm (Pressure Implicit with Splitting of Operators) and the free surface is solved with the VOF method (Volume of Fluid). The computational grid of the 2.5 m long and 0.8 m high overflow chamber consist of approx. 32,000 cells. The inflow pipe (DN 600) as well as the outflow via the throttle (DN 200) is modelled as 0.5 m long section in each case. The bottom slope of the main sewer pipe of 0.48 was also used for the pipe sections. The height of the crest (wm = 0.357 m) is horizontal. Dr. A. Wetzstein [7] used a physical model (scale 1:1) of a CSO at the Technical University of Darmstadt to take measurements at different water levels. A comparison of the measured values with the computed results showed a very good agreement for a subcritical inflow combined with quasi-steady flow conditions inside the weir. (Figure 1) The maximum deviation of the surface profiles amounts to 5.8 %. The 3D modelling of the CSO with StarCD shows the stationary flush above the throttle and its reflection. The vector field for the calculation indicates this flush above the throttle and the backflow at the surface.

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hWSP [cm] 75 70 65 60 55 50 45 40 35 30 0,0 0,5 1,0 1,5

Simulation

Fr0 = 1,4

150-90 350-65 480-67 150-90 350-65 480-67

Fr0 = 0,84

Measurement

Fr0 = 0,44

Q 0 Q thr [l/s]

2,0

2,5 x [m]

Figure 1: Comparison of the measured values with the computed results, water level in the middle of the converge side weir

These results prove that an advancement of the determination of the discharge numerical modelling is possible. The next step would be to create a link between numerical modelling and linear hydrologic models. Therefore it is essential to integrate solute transport into the numerical models to calculate the solid and substantial load of discharge of combined sewer overflows.

by the the the

References [1] ATV (1994): Arbeitsblatt 111 Richtlinien fr die hydraulische Dimensionierung und den Leistungsnachweis von Regenwasser-Entlastungen in Abwasserkanlen und Leitungen Blch, H. (2001): Europische Ziele im Gewsserschutz - Auswirkungen der EUWasserrahmenrichtlinien auf Deutschland, KA - Korrespondenz Abwasser, Heft 2, S. 168-172 Krauth, K.H. (1992): Abwassertechnische Strategien fr den Gewsserschutz, Berichte der ATV, ATV-Bundestagung 1992, Berichte der Abwassertechnischen Vereinigung, Nr. 42, 13-24 Peter, G. (2004): Kritische Betrachtungen zur Berechnung der berlaufmengen an berfallbauwerken, Wasserwirtschaft, Heft 3, S.14-18 Staatsanzeiger fr das Land Hessen (1992): Regeln der Technik bei der Mischwasserentlastung, Ausgabe vom 03.02.1992, Nr. 5, 339 User Manual (2002): USER GUIDE StarCD Version 3.15A, CD adapco Group, Computational Dynamics Limited Wetzstein, A. (2003): Berechnung von Entlastungsabflssen an gedrosselten Streichwehren auf der Basis von gemessenen Wasserstnden, Dissertation an der TU Darmstadt am Instituts fr Wasserbau und Wasserwirtschaft

[2]

[3]

[4] [5] [6] [7]

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Hygienic aspects of the quality of receiving waters


E.- Peter Kulle, J. Londong MFPA at Bauhaus- University, Institute for Materials Research and Testing, Department of Environment, Amalienstr. 13, 99423 Weimar, Germany Email: peter.kulle@mfpa.de Keywords: antibiotic resistance, bathing water, constructed wetlands, disinfection, hygienic risks, microfiltration, microorganisms, receiving water, UV treatment, wastewater separation, wastewater treatment

A tremendous variety of bacteria, but also viruses, microfungi and planctonic organisms are abundant in receiving water systems. Their counts and the composition of species vary considerably. Besides autochthonic microorganisms which are members of the natural ecosystem there are allochthonic organisms coming from different media and trying to survive within the waters where they can be the source of human illnesses. The hygienic risk is due to the discharge of purified and non-purified wastewater but also to wash-outs of agricultural soils after fertilising with liquid manure. German Water Law is based on the principle of emissions for the discharge of municipal wastewater. For the discharge of purified wastewater minimum requirements have to be fulfilled concerning the generally accepted rules of technology. After the immission law additional demands can be laid down if it is necessary for the receiving waters. This was and still is taken into account for the European Water Framework Directive and for the amendment of the Bathing Water Directive in which clear demands for hygienic objectives of waters are set. Water protection zones are areas of high sensitivity, and it is important to avoid contamination of groundwater there as a consequence of pathogens released in wastewater, in particular viruses. For the treatment of wastewater in water protected areas in Germany additional hygienic demands are defined for the quality of treated wastewater. But the disinfection of raw wastewater is established only for specific hospital wastewater, wastewater from tanneries, knackers yards and genetic engineering plants. Besides that in Germany there are no limiting values of bacteriological and virological parameters for the discharge of wastewater into receiving waters. The biological treatment of wastewater reduces the levels of pathogens whatever treatment system is used. However, surviving critical microorganisms can still cause a significant

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pollution. Conventional activated sludge and trickling filter systems lead to a far-reaching reduction of hygienic relevant germs, but nevertheless a considerable amount of bacteria and viruses survive. Together with the purified wastewater they reach the water bodies, sediments and/or soils. The hygienic problem shifts to water bodies mainly which have become an important source for human infections meanwhile. To microorganisms our world is a single entity without borders. Microorganisms have more freedom than we do and also more genetic flexibility. Antibiotics which have been a front-line weapon against diseases for decades are becoming increasingly ineffective. The alarming progressing spread of bacteriological antibiotic resistance leads to questions about reasons and effective measures to solve that serious problem. In order to reduce hygienic risks more attention should be paid to water protected areas, bathing waters, large centralised sewage treatment plants especially when discharging into small receiving waters. To improve the hygienic situation two possibilities will be discussed:

1 2

Separation of yellow, grey and black water and separate use and/or treatment End-of-pipe solution: hygienic treatment steps (microfiltration, UV treatment, planted soil filters)

After establishing the nitrogen und phosphorus elimination for large sewage treatment plants a fourth wastewater treatment step as disinfection process could be realized as a further end-of-pipe step. It can be done effectively by micro- or membranefiltration, UV treatment or by using constructed wetlands. The microfiltration reduces the amount of germs completely but costs are still high and technical problems remaining until now. Other filtration techniques like reverse osmosis are far too expensive. The treatment of wastewater with UV waves is the most common technique in Germany. It causes less costs than the microfiltration. With time its efficiency is dropping because of growing biofilm formation on the quartz glasses, so that additional cleaning work has to be carried out regularily. Constructed wetlands can be very efficient. Long retention times of the wastewater and a very aggressive biocoenosis of authochthonic organisms make it difficult for pathogens to survive. But that technology needs a lot of space and is, therefore, only useful for small sewage treatment plants in rural areas. With a strict separation of yellow, grey and black water by using new sanitary systems a very effective way of disinfection and hygienic safety can be gone. The pathogen content almost only due to the black water can be reduced completely. The human faeces in w hich 11 approximately 1 - 5 ? 10 microorganisms / g and more than 400 species were detected can be treated by composting processes or anaerobic digestion. During composting the

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hygienic relevant germs are killed because of the development of high temperatures far above 50 C. The mesophilic or thermophilic anaerobic digestion leads to a stabilization of faecal materials with high hygienic safety. Yellow water is of no hygienic relevance except for cases of specific sicknesses. The content of pathogens in grey water is neglectable. For the future more research work should be done in the field of wastewater separation as an intelligent method not just to use our wastewater as a source for nutrients with fertilising potential like phosphorus but also to minimize hygienic risks coming from receiving waters.

ENGLERT, R., KULLE, E.-P.: Wastewater treatment and pathogens in a water protection zone. Abwasserbehandlung mit Keimreduzierung in einem Wasserschutzgebiet. Wasser & Boden, 51/3, 13-18, 1999. KULLE, E.-P.: Wastewater disinfection in water protected areas. Lecture, Summer School at Bauhaus- University Weimar, 2001. LONDONG, J.: Brauchen wir neue Sanitrkonzepte ? Schriftenreihe der ATV. ATV-DVWK Bundestagung Weimar, 18. 19.09.2002. LONDONG, J.: Integrale Konzepte der Wasserrahmenrichtlinie. ATV-DVWK Seminar Bewirtschaftungsplanung nach EG-Wasserrahmenrichtlinie. Erfurt, 27. 28.01.2003. LONDONG, J., OTTERPOHL, R.: The Lambertsmhle case: Ecologically and economically efficient decentralized wastewater and resources management. 2nd IWA World Water Congress, Berlin 15. 19.10.2001.

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The analysis of runoff processes during artificial and natural flood events
Andreas Kurtenbach, Andreas Krein, Wolfhard Symader Department of Hydrology, University of Trier, 54286 Trier, Germany Email: kurt6101@uni-trier.de Steffen Mller Institute of Geographical Sciences, Physical Geography, Freie Universitt Berlin, 12249 Berlin, Germany Keywords: Runoff generation, storm events, mixing models, kinematic waves Natural flood events are complex hydrological and chemical responses of the river basin owing to allochthonous river basin and autochthonous in-channel impacts. The analysis of hydrographs and chemographs at a gauging station is a promising approach to understanding the interacting processes within a river basin. It is assumed that the output signal at a specific gauge can be attributed to an integrated response of the upstream basin to a precipitation input. This concept was applied to investigations of runoff generation and solute transport over a wide array of basin sizes (e.g. Buttle 1994). If a flood response at a gauging station is considered as an integrated output signal of the basin to a rainfall event, two questions have to be answered. First, which parts of the basin contribute water as well as dissolved solids during an event? Second, can these parts be assumed to be invariant during an event? The variable source area concept negates this assumption (Hewlett and Hibbert, 1967). Therefore, the factors controlling the temporal and spatial variability must be determined. Against this background, it still has to be established for which part of a basin at which stage of a flood a gauging station is representative. This will be crucial for all aspects dealing with river management strategies, monitoring programmes, land use modifications and spatially distributed runoff models. The objective of this study is therefore to assess the spatial representativity of a gauging station. Three strategies have been adopted: 1) longitudinal profiles of important ions and electric conductivity have been analysed to characterise the spatial variability within the river basins, 2) artificial flood events were generated to investigate in-channel related processes and 3) natural flood events have been analysed at multiple locations to characterise the temporal dynamics of runoff generation and solute transport. In contrast to numerous case studies concentrating on small, homogeneous river basins, the aim of our approach is to extract similarities in low-mountainous, heterogeneous river basins of different size (Kartelbornsbach: 3 km, Olewiger Bach 35 km, Ruwer basin 238.5 km) in order to enable the transferability to other river basins.

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The results reveal that near-gauge sources, in-stream processes and the spatial and temporal activation of contributing source areas have a considerable influence on runoff processes and solute transport. During dry weather conditions the gauging station was only representative for a short river segment upstream owing to discharge and solute concentrations of sources contiguous to the measurement site. During artificial flood events the kinematic wave velocity was considerably faster than the movement of water body and solutes, refuting the idea of a simple mixing process of individual runoff components. The artificial wave in the Ruwer basin (238.5 km) was entirely composed of old in channel water after travelling only 3 kilometres. In the smaller Kartelbornsbach catchment, a disconnection between discharge response and solute transport was identified already after 80 metres. Generally, there is a decrease in the time lag with an increasing baseflow (Krein & DeSutter 2001). This decoupling process between water input and wave arrival results in a crucial reduction in the spatial representativity of a gauge. Natural flood events were characterised by a superimposition of local overland flow, riparian water and the kinematic wave process comprising the downstream conveyance of solutes. Particularly summer floods were marked by a chronological occurrence of distinct individual runoff components originating only from a few contributing areas adjacent to the stream and gauge. Thus, the representativity of a gauge for processes in the whole basin depends on the distance of the nearest significant source to the station. The consequence of our study is that the assumptions of mixing models are not satisfied in river basins larger than 3 km.

BUTTLE J.M.: Isotope hydrograph separations and rapid delivery of pre-event water from drainage catchments. Progress in Physical Geography 18(1): 16-41, 1994. HEWLETT JD, HIBBERT AR.: Factors affecting the response of small watersheds to precipitation in humid areas. In Forest Hydrology, Sopper WE, Lull HW (eds.). Pergamon: Oxford; 275-290, 1967. KREIN A, DE SUTTER R.: Use of artificial flood events to demonstrate the invalidity of simple mixing models. Hydrological Sciences Journal 46(4): 611-622, 2001.

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The interaction between biodiversity and ecosystem functioning in aquatic systems from a microbial perspective
Silke Langenheder, Eva S. Lindstrm and Lars J. Tranvik Department of Limnology, Evolutionary Biology Centre, Uppsala University, Norbyvgen 20, 75236 Uppsala, Sweden e-mail (presenting author): silke.langenheder@ebc.uu.se Keywords: bacterioplankton, community composition, ecosystem functioning, environmental changes During the last decade the relation between biodiversity and ecosystem functioning and stability has attracted considerable attention (Loreau 2000). Ecosystem functioning is the biogeochemical activity of an ecosystem or the flow of materials (nutrients, water, atmospheric gases) and processing of energy. Bacteria are of special interest, because they conduct most of the biogeochemical transformation. Most studies done so far, however, focused on the interaction between plant diversity and ecosystem functioning and stability, almost exclusively in terrestrial systems (e.g. Naeem et al. 1994, Tilman et al. 1996). To study how microbial and especially bacterial diversity is related to the functioning of ecosystems is one of the challenges of current ecological research (Loreau et al. 2001). The major obstacles have been and still are methodological difficulties to study bacterial diversity. Traditionally microbial ecologists relied on cultivation of bacteria from environmental samples, a method, that allowed identification of approx 1 % of the existing bacterial diversity, since most bacteria in the environment are not culturable (Amann et al. 1995). However, huge progress has b een made during the last two decades, due to the use of evolutionary marker genes, like the 16 S ribosomal RNA gene. Since then, knowledge about bacterial diversity and the dominating types of bacteria in natural system has increased rapidly (Pace 1997). However, there are still no reliable estimates of the total number of bacterial species and estimates vary from a couple of thousands to several millions (Torsvik et al. 2002). Molecular fingerprinting methods based on the 16 S rRNA approach, provide tools to follow rapid changes in bacterial community composition. These tools provide the opportunity to investigate if and how bacterial communities change in composition along an environmental gradient or in response to a stress factor. We make use of this molecular approach in experimental studies. Briefly, we performed several culture experiments where mixed bacterial assemblages (inocula) obtained from different Swedish lakes were exposed to growth media manipulated with regard to one or several factors. Our

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experiments focused on changes in salinity, pH, UV-radiation and dissolved organic matter quantity and quality. Subsequently, we followed the growth patterns of bacterial communities in the cultures. Functional parameters (i.e. biomass yield, respiration, growth efficiency) and genetic composition of the enriched communities were measured. The major aim of our work is to gain some understanding about 1) the relationship between bacterial community composition and functioning and 2) the influence of environmental changes and perturbations on the genetic structure and functioning of bacterial communities. There is an anecdotal statement concerning the biogeography of bacteria saying that everything is everywhere the environment selects. Since bacteria are extremely abundant, have short generation times and a high dispersal ability, it has been concluded that they must have a cosmopolitan distribution and a high local diversity, since it is unlikely that geographic isolation resulting in speciation occurs (e.g. Pedrs-Ali 1993). This means that all globally occurring bacteria are present in any single habitat on earth, most of them, however, in dormant and inactive stages, waiting for more favourable environmental conditions allowing them to wake up. We performed a culture experiment to text this idea. A factorial experimental design was chosen where sterile water from 4 lakes (ranging widely in terms of organic matter quantity and quality) and bacterial assemblages from the same lakes were set-up in all possible combinations. If the everything is everywhere the environments selects hypothesis was true, we would expect the source of the media to be the only selective factor for the structure and functioning of bacterial communities growing in the cultures independently of the origin of the inoculum. We found that the functional performance of bacterial communities growing in the cultures depended on the type of the medium but not on the origin of the bacterial assemblage. Functional changes were, however, only partly paralleled by changes in community composition. Cultures shared bacterial taxa as a result of receiving the same medium and/or inoculum, indicating that bacterial communities are comprised of populations of generalists that can grow under most conditions as well as population with the life strategy of specialists. When exposing bacterial communities to different substrate pools, like done in the experiment above, they were able to adapt to the new conditions without any consequences for the functioning of the system. In other experiments, we found that changes in substrate quantity (Eiler et al. 2003) and salinity (Langenheder et al. 2003) led to changes in both bacterial community structure and functioning. However, in these cases, exposing freshwater bacteria to highly diluted environments or changes in salinity induced a stress response within the bacterial community resulting in functional and structural instability.

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In addition, our unpublished results show that pH and UV-radiation are important regulating factors of bacterial community composition and functioning. To summarize, environmental changes induced changes in bacterial community composition as well as functioning. However, we found indications that environmental changes have stronger effects on the functioning than on the genetic composition of bacterial communities. This suggests that there is a loose coupling between bacterial community composition and ecosystem function in contrast to what is commonly believed for plant and animal communities.

References: Amann RI, Ludwig W, Schleifer KH (1995) Phylogenetic identification and in-situ detection of individual microbial cells without cultivation. Microbiological Reviews 59:143-169 Eiler A, Langenheder S, Bertilsson S, Tranvik LJ (2003) Heterotrophic bacterial growth efficiency and community structure at different natural organic carbon concentrations. Applied and Environmental Microbiology 69:3701-3709 Langenheder S, Kisand V, Wikner J, Tranvik LJ (2003) Salinity as a structuring factor for the composition and performance of bacterioplankton degrading riverine DOC. FEMS Microbiology Ecology 45:189-202 Loreau M (2000) Biodiversity and ecosystem functioning: recent theoretical advances. Oikos 91:3-17 Loreau M, Naeem S, Inchausti P, Bengtsson J, Grime JP, Hector A, Hooper DU, Huston MA, Raffaelli D, Schmid B, Tilman D, Wardle DA (2001) Ecology - Biodiversity and ecosystem functioning: Current knowledge and future challenges. Science 294:804-808 Naeem S, Thompson LJ, Lawler SP, Lawton JH, Woodfin RM (1994) Declining biodiversity can alter the performance of ecosystems. Nature 368:734-737 Pace NR (1997) A molecular view of microbial diversity and the biosphere. Science 276:734-740 Pedrs-Ali C (1993) Diversity of bacterioplankton. Trends in Ecology and Evolution 8:86-90 Tilman D, Wedin D, Knops J (1996) Productivity and sustainability influenced by biodiversity in grassland ecosystems. Nature 379:718-720 Torsvik V, Ovreas L, Thingstad F (2002) Prokaryotic diversity - magnitude, dynamics, and controlling factors. Science 296:1064-1066

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Extended uncertainty analysis of a hydrodynamic water quality modeling system embedded in High Level Architecture (HLA)
Karl-Erich Lindenschmidt UFZ Centre for Environmental Research Leipzig-Halle GmbH, Department of Hydrological Modelling Brueckstr. 3a, D-39114 Magdeburg, Germany. Email: karl-erich.lindenschmidt@ufz.de Key words: DYNHYD, EUTRO, HLA, Monte Carlo, TOXI, Uncertainty Analysis Currently a large project (involving approximately 30 scientists) is underway at the UFZ Centre for Environmental Research, Germany to develop a river basin management system of the Saale river (approximately 24 079 km2 ), which is the largest German tributary of the Elbe river. The system being developed is based on computer technology and encompasses integration of models from the natural sciences (hydrology, land surface sediment and nutrient transport, floodplain habitat, river hydrodynamics and water quality), macroeconomics (input-output models) and social sciences (weighted multi-criteria decision support) (Rode et al. 2002). This presentation concentrates on the river hydrodynamics and water quality aspects (see Lindenschmidt et al. 2004a, 2004b). The Water Quality Analysis Simulation Program (WASP5) developed by the US Environmental Protection Agency (Ambrose et al. 1993) is used for the river modeling. The program is divided into three models: DYNHYD (hydrodynamics), EUTRO (eutrophication) and TOXI (sediment and micro-pollutant transport). Conventionally, the sequence of simulations is to first run DYNHYD for all the time steps and store the hydrodynamic results in a file for subsequent simulations with EUTRO and TOXI. Information flows unidirectinally from DYNHYD to EUTRO or TOXI. In order to investigate the effects hydrological parameters and input data have on water quality variables, the flow of information needed to be extended to include data transfer between all three models and after each consecutive time step. The High Level Architecture (HLA) was used as a platform to easily couple the three models into one system and to allow control of information between the models after each time step. HLA (High Level Architecture) is computer architecture for constructing distributed simulations. It facilitates interoperability among different simulations and simulation types and promotes reuse of simulation software modules (Kuhl et al. 1999). HLA can support virtual, constructive, and live simulations from a variety of application domains. The core of the HLA is the Run-Time Infrastructure (RTI) which is an implementation consisting of a set of services having a precise specification of the interoperability-related

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actions that a simulation may perform, or be asked to perform, during a simulation execution. The RTI provides services to start and stop a simulation execution, to transfer data between interoperating simulations, to control the amount and routing of data that is passed, and to co-ordinate the passage of simulated time among the simulations. Within the HLA, a set of collaborating simulations is called a federation, each of the collaborating simulations is a federate, and a simulation run is called a federation execution. Federates that adhere to the rules can exchange data defined using an object model template; those services are provided at run-time by the RTI (Petty 2002). Figure 1 provides a conceptual view of a HLA federation for the WASP5 modules. Since the WASP5 modeling system is written in FORTRAN and the HLA is written in C++, a wrapper for each model DYNHYD, EUTRO and TOXI needed to be implemented in order for the RTI functions to be transmitted between the models and the RTI.

DYNHYD

EUTRO

TOXI

Fortran Wrapper

Fortran Wrapper

Fortran Wrapper

RTI

Figure 1:

Integration of the WASP5 modules in the HLA

A second goal of this presentation is to explore the effect uncertainty in both the hydrodynamic parameters and boundary conditions have on the water quality output variables. Most uncertainty analysis studies are focused only on the effect parameters have on the variables due to the difficulties in measuring or deriving the parameter values. Only some studies implement both the parameters and the input data into their uncertainty analyses. Aalderink et al. (1996) investigated the uncertainty in heavy metal concentrations in the River Vecht caused by uncertainties in the parameters, boundary conditions and initial concentrations related to the fate of the heavy metals. They found that the error in the boundary concentrations can affect the output variability as much as the uncertainty in the parameter settings. Initial conditions had little effect on output uncertainty. Using a hydrological precipitation-runoff model, Nandakumar and Mein (1997) also found significant contributions to output uncertainty from error in both parameters and input data (precipitation and evaporation).

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An important advantage in implementing the HLA modelling platform is the ease of carrying out uncertainty analysis on several models in a synchronised modelling system. The analyses are not limited to a certain set of parameters, variables and initial and boundary conditions of a certain model but are extended to a set consisting of parameters across numerous models. The error propagating through several models can then be followed and the error resulting from a particular sequencing of model simulations can be assessed. This allows us to see how the errors in the input data from the hydrodynamic model DYNHYD affect the output from the water quality models EUTRO and TOXI.

Aalderink RH, Zoeteman A, Jovin R. 1996: Effect of input uncertainties upon scenario predictions for the river Vecht. Water Sci. Technol. 33:107-118. Ambrose RB, Wool TA, Martin JL. 1993. The Water Quality Simulation Program, WASP5: Model Theory, Users Manual, and Programmers Guide. U.S. Environmental Protection Agency, Athens, GA, 209 p. Kuhl F, Weatherly R, Dahmann J. 1999. Creating computer simulation systems. PrenticeHall, Englewood Cliffs, NJ, 212 p. Lindenschmidt K-E, Poser K, von Saleski M, Warwick JJ. 2004a. Uncertainty analysis of a hydrodynamic model of a regulated river. River Research and Applications (submitted). Lindenschmidt K-E, Eckhardt S, Wodrich R, Eckert U, Baborowski M, Guhr H. 2004b. Water quality modelling of a lock-and-weir system of the lower Saale river. Gas- und Wasserfach (in press) (in German). Nandakumar N, Mein RG. 1997. Uncertainty in rainfall-runoff model simulations and the implications for predicting the hydrological effects of land-use change. J. Hydrol. 192:211-232. Petty D. 2002. Comparing high level architecture data distribution management specifications 1.3 and 1516. Simulation Practice and Theory 9:95-119. Rode M, Klauer B, Krause P, Lindenschmidt K-E. 2002. Integrated river basin management: a new ecologically-based modelling approach. Ecohydrology & Hydrobiology 2:171-179.

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Coupled modelling of physical und biological processes in reservoirs and lakes


Rolinski, Susanne Institut fr Hydrobiologie, TU Dresden, 01062 Dresden rolinski@rcs.urz.tu-dresden.de Modelling aquatic ecosystems in lentic waters can be considered as interface between various disciplines and water management demands. First of all, the complex web of biologic organisms and their interactions is to be generalised in order to obtain an ecological model. Mathematical knowledge enables the implementation of appropriate equations and algorithms for numerical solutions. Understanding of the main physical principles structuring the natural environment is necessary to interpret the ecological development in terms of local or advected signals and with regard to a cause analysis. Especially in reservoirs, hydrology and water management provide boundary conditions for the water supply and storage which have a significant effect on the dynamics inside the water body. Within the joint project GETAS 1, the integration of all these disciplines is the major aim in order to establish a coupled physical and biological model for reservoirs and lakes. Coming from the mathematical and physical side of sciences, my experience lies mostly in the model development for the transport of suspended substances, including the exchange with bottom sediments. As having been involved in some projects with biological foci2, the limitations of the physical modelling of suspended substances became obvious enough when comparisons with data during the vegetation period were less than satisfactory. On the other side, my interest in biological processes is longstanding and even in school the decision in favour of mathematics and against biology as a major course was narrow. Thus, the combination of modelling experience and becoming acquainted with the aquatic ecosystem seemed the logical movement to make. Physical conditions in reservoirs structure the environment mainly by temporal gradients. For the development of phytoplankton during the vegetation period, the formation of warm epilimnetic waters itself is of more relevance than its actual temperature. The transition periods (i.e. during spring when stratification establishes and autumn when the water body mixes) determine the plankton development in the months following. The coupling of existing one-dimensional hydrodynamical and ecological models enables us to simulate the dynamics of nutrient, phytoplankton and zooplankton concentrations on hourly timescales. Model results are compared with data sets from several measuring campaigns in two reservoirs in Saxony (Germany) comprising physical, chemical and biological measurements of high temporal resolution.

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1 Gekoppelte hydrodynamisch-kologische Simulation zur Bewirtschaftung von Talsperren, BMBF 02 WT 0233 2 SFB 328; F-ECTS, MAS3-CT97-0145

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Hyporheic exchange processes: Controlling parameters, natural and anthropogenic influences, and challenges
Nicole Saenger, Peter K. Kitanidis, and Robert L. Street Civil and Environmental Engineering Stanford University, U.S.A. Email: nsaenger@stanford.edu Keywords: hyporheic exchange processes, impact of natural and anthropogenic influences, stream ecology Streams and rivers are complex ecosystems that respond to natural and anthropogenic influences, such as varying flow, sediment transport, manmade structures, and sewage treatment plant effluents. Natural influences vary in space and time and have an overall positive effect on the ecosystem. Anthropogenic or external impacts are mostly negative, so we aim to reduce their influence on the ecosystem. This can be done by such means as restoring streams, better sewage treatment design, and by enhancing ecological processes in the stream and its sediments, i.e. eco-technology. The eco-technology approach needs more research, because the connections between physical stress and the structure and function of water ecosystems is inadequately understood (Deutsche Forschungsgemeinschaft, 2003). This paper examines how the exchange processes and modifications that take place in the saturated near-stream sediment, called hyporheic zone, can provide a basis for an ecotechnological approach. Stream surface water flows through the hyporheic zone, and after a short distance, returns to the stream channel. This infiltrating water is rich in nutrients and oxygen. During its relatively long residence time in the subsurface layer, the nutrients and oxygen are transformed by biofilms, hyporheic fauna and algae, after which, the water and its metabolized nutrients reenter the stream and change the water quality. Thus, the hyporheic zone and the hydraulic exchange processes have an important function within the streams ecosystem. Exchange between surface water and subsurface water is controlled by surface water flow, groundwater aquifer, topography, and sediment properties of the river bed. This paper will present results from combined field and numerical studies of exchange processes at pool-riffle and step-pool sequences in natural river beds. Wroblicky et al. (1998), Kasahara and Wondzell (2003), Saenger (2002), and Saenger et al. (submitted) have examined the effects of such factors as scale, surface water flow, sediment properties, topography and gradients on exchange flows. Numerical modeling has attempted to reproduce field experiments and predict exchange processes due to varied conditions. These studies have shown that hydraulic connectivity between stream and hyporheic zone

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is so intense that the latter reacts immediately to changes in the stream. The stream changes may be either natural (e.g. changed stream flow or sediment transport) or anthropogenic (e.g. new inflows or structures). Gradients in the surface water are altered, thereby influencing the nature and quantity of the hyporheic exchange, which in turn impacts both the hyporheic zone and the surface water. A case study will be presented to demonstrate the influence of natural and river restoration structures on the exchange processes. Hyporheic zone research provides challenges that can only be met by interdisciplinary projects. For example, the Deutsche Forschungsgemeinschaft funded several projects that focused on the hyporheic zone in the River Lahn. These projects brought together experts in the fields of limnology, microbiology, water quality, hydrology and hydraulics. Even this wide array of disciplines may not be enough; future efforts may require expertise e.g. in sediment transport, watershed influences and the economics of amelioration efforts like sewage treatment. The paper will discuss the obvious and very challenging questions at the interfaces of the different disciplines that are needed to gain a better understanding of the impacts of the hyporheic exchange on stream ecology and water quality. The basic and applied research that is required to provide a basis for decisions taken to enhance the state of streams and rivers will also be discussed.

Deutsche Forschungsgemeinschaft (2003), Wasserforschung im Spannungsfeld zwischen Gegenwartsbewltigung und Zukunftssicherung. Denkschrift. Wiley-VCH, Weinheim, pp. 175. Kasahara T. and S. Wondzell (2003), Geomorphic controls on hyporheic exchange flow in mountain streams, Wat. Resour. Res. 39 (1). Saenger, N. (2002), Estimation of flow velocities within the hyporheic zone, Verh. Internat. Verein. Limnol. 28, 1790-1795. Saenger, N., P.K. Kitanidis and R.L. Street: A numerical study of parameters controlling hyporheic exchange processes (submitted to Wat. Resour. Res.). Wroblicky , G.J., M.E. Campana, H.M. Valett a nd C.N. Dahm (1998), Seasonal variation in surface-subsurface water exchange and lateral hyporheic area of two streamaquifer systems, Wat. Resour. Res. 34 (3), 317-328.

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Fuzzy Indicators for Interdisciplinary Performance Assessment of Water Resources Management


Hani Sewilam PhD Staff Scientist, Section of Engineering Hydrology, University of Aachen, Germany E-mail: sewilam@lfi.rwth-aachen.de Keywords: Fuzzy Logic, Performance Indicators, Water Resources Management, Interdisciplinary Management. Interdisciplinary management of water resources involves complicated social, organizational, legal and economical issues in addition to the undoubtedly important technical matters and environmental aspects. A sustainable management requires a regular performance assessment of the system which is a problem of increasing concern among policy makers. Performance assessment is quantifying the achievement degree of the management targeted objectives. It is essential to answer questions such as is our system improving or deteriorating over time. Generally, indicators are used for assessing system performance. However, modeling and/or aggregating them to draw an overall conclusion about system performance is a threefold problem because of; a) associated uncertainty that can be summarized in; uncertainties in the estimation of indicators, uncertainties in the quality of collected data, uncertainties of vaguely expressed indicators (qualitatively rather than quantitatively e.g. land productivity is high) and uncertainty of assessment opinions of involved decision makers. b) Noncommensurability of indicators which is a problem of dealing with indicators that have been measured in different interval and ratio scales (e.g. $/ha and $/m3). c) the involvement of multiple participants (ecologists, economists, hydrologists and sociologists) who hold distinct interests and unique objectives in the assessment and aggregation process of indicators. This paper suggests a framework for using indicators to assess the management performance of water resources projects taking into consideration multiple objectives (economical, social, environmental and technical). The framework allows decision makers who represent all parties involved in the management process (environmentalists, economists, engineers, sociologist, and water users) to express their opinions in the assessment process. The assessment concept overcomes the three mentioned problems by using soft computing technologies (fuzzy logic and artificial neural network) instead of traditional hard computing ones. The identified indicators (e.g soil productivity/unit water) will be classified into different classes according to the area they cover (social, economical, environmental etc.). To reach an overall performance, the indicators will be organized in a hierarchical structure. Each indicator will be represented as a fuzzy linguistic variable instead of classical numerical variable. This will enable to integrate qualitative and quantitative indicators in one assessment process. The crisp values of the indicators will be transformed to linguistic terms using fuzzy membership functions (Fuzzification process).

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This enables aggregating the indicators using rule-based procedure to reach an overall indicator. The value of the overall indicator will be transformed to a single crisp value that reflects the performance of the assessed management situation. To assess and aggregate the indicators, the opinion of the involved decision makers will be acquired and used to construct the components of the fuzzy system (membership functions as well as the aggregation rule-base). To overcome the problem of integrating decision makers with different backgrounds, education level and experiences, the Analytical Hierarchical Process (AHP) will be used to allocated different weights for decision makers. The weights will be considered while formulating the membership functions and the rulebase. The capability of the Artificial Neural Networks (ANN) will be used to acquire the opinion of decision makers with respect to their weights and automatically construct the main components of the fuzzy system. Therefore, this work integrates neural network and fuzzy logic (FL) in a so called neurofuzzy system. NeuroFuzzy systems can be regarded as a partnership in which each of the ANN and the FL affords its computational properties to form a system which exploits the strengths of both systems best while reducing their weaknesses. A demonstration model for assessing irrigation scheme management will be presented in this paper. A set of indicators (12 indicators) that can be measured or calculated as a result of simulation models is identified. The indicators are classified in four classes (economical, social, environmental and technical) to assess the performance of irrigation schemes as a result of implementing certain management strategy. A three level hierarchical structure is used to aggregate the indicators to a single performance value. Decision makers from different departments were interviewed to use their opinions as training sets for the neurfuzzy model. The AHP is used to identify the weights of the decision makers with respect to five criteria (personal knowledge, past experience, performance measure, personal interest and represented public). The weights are considered while formulating the training sets. The training sets are used to construct the components of the fuzzy system which are required to aggregate and assess the indicators. The model was implemented to assess ten different management scenarios. The model delivers an overall performance value or ranking score (from 0 to 10) for each management scenario which enables easily ranking the scenarios according to their overall performance. The model can be simply used for assessing the management performance systems taking into consideration the multiple objectives as well as the participants. The model can be also coupled with simulation models to assess the other management scenarios and can be considered as a main component management decision support systems. of water multiple results of of water

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Merging aquatic and terrestrial perspectives of carbon ecology


Jan Siemens Department of Soil Science, Institute of Ecology, Berlin University of Technology Salzufer 12, D-10587 Berlin Email: jan.siemens@tu-berlin.de Keywords: Global change, carbon sequestration, "missing" C sink, ecological signalling The German Research Foundation (Deutsche Forschungsgemeinschaft, DFG) has identified the integrated understanding of aquatic, terrestrial, and atmospheric systems as one major challenge of future research (Grnwald, 2003). Burning of fossil fuels increases the partial pressure of carbon dioxide (CO2 ) in the atmosphere which in turn induces changes of the global climate (IPCC, 2001). However, the increase in CO2 in the atmosphere during the past decades was smaller than the increase in CO2 emissions because approximately 50% of the emitted CO2 was absorbed by the hydrosphere and by terrestrial ecosystems (IPCC, 2001; Houghton, 2003). Understanding the processes of carbon (C) sequestration in aquatic and terrestrial settings is therefore a prerequisite for predicting future trends. Estimates of C sequestration revealed a gap of approximately 70 Tg a1 for C budgets of European terrestrial ecosystems (Fig. 1, Janssens et al., 2003). Reviewing data of dissolved C fluxes in soils, Siemens (2003, Fig. 1) showed that transfers of C from terrestrial to aquatic ecosystems might fill this gap. Generally, the analysis of Siemens (2003) fits well to the results of hydrological research summarized in the empirical "Global Erosion Model" that describes the export of carbon from land to oceans (Ludwig et al., 1998, Fig. 1), which points at the relevance of land-water interactions for landscape to continental C sequestration. There are indications from aquatic research that transfers of C from land to hydrosystems increased in the past decades (Raymond and Cole, 2003). Raymond and Cole (2003) hypothesized that land use is the main control of C export from land to aquatic ecosystems. However, controls of C export from terrestrial settings are difficult to identify and to quantify from a purely aquatic perspective. Therefore, controls of C transfer from land to hydrosystems should be a focus of future integrated water research. Recent results of aquatic ecosystem research revealed that 2255% of zooplankton C of two Michigan lakes are derived from terrestrial sources indicating that there is significant subsidy of aquatic ecosystems by land-water transfers of C (Pace et al., 2004). Additionally to its relevance as an important source of energy, there is increasing evidence that organic compounds of terrestrial origin influence aquatic biocoenoses in a sense of environmental signalling by exerting direct, hormon-like effects or indirect effects (Steinberg, 2003). Hence, future aquatic ecosystem resarch might benefit from a focus on the terrestrial origin of organic and inorganic C.

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205 Tg a-1 (21 g m -2 a-1)A (top-down view)

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atmosphere

? C: 135 Tg a-1 (14 g m-2 a-1)A (bottom-up view)

terrestrial ecosystems

difference: 70 Tg a-1 (7 g m -2 a-1)

A B C

soils
b 114 Tg a-1 (11 g m-2 a-1)B c

d continental surface waters

67 Tg a-1 (7 g m-2 a -1)C e f sea

hydrosphere

groundwater

Figure 1: Simplified model of European net CO2 -C exchange between atmosphere, terrestrial ecosystems and hydrosphere (modified from Aumont et al., 2001 and Ittekkott, 2003). a: Topdown estimate of flux from atmosphere into terrestrial ecosystems., b: Export of dissolved inorganic C (DIC) and dissolved organic C (DOC) from soils into groundwater, c: DIC and DOC flux from groundwater into surface waters, d: Outgassing of CO2 from surface waters back into the atmosphere. e: Riverine export of DIC and DOC into the sea, f: Flux of DIC and DOC into the sea via groundwater; A according to Janssens et al. (2003); B Siemens (2003), C Ludwig et al. (1998).

Summarizing, my contribution will explore and highlight the potential of merging aquatic and terrestrial perspectives of C processes in integrated water research to derive a landscape view of C ecology.

REFERENCES: AUMONT, O., J.C. ORR, P. MONFRAY, W. LUDWIG, P. AMIOTTE-SUCHET., J.L. PROBST. Riverine-driven interhemispheric transport of carbon. Global Biogeochem. Cycl. 15, 393-405, 2001. GRNWALD, U. Leitthema 1 "Wasser in der Landschaft". In: DFG: Wasserforschung im Spannungsfeld zwischen Gegenwartsbewltigung und Zukunftssicherung, Denkschrift.

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(Senatskommission fr Wasserforschung; Eds.: J. BENNDORF, H. KOBUS, K. ROTH, G. SCHMITZ), Wiley-VCH, Weinheim, 14-36, 2003. HOUGHTON, R.A. Why are estimates of the terrestrial carbon balance so different? Global Change Biol. 9, 500-509, 2003. IPCC: Climate change 2001: The scientific basis. Contribution of working group 1 to the third assessment report of the Intergovernmental Panel on Climate Change. (Eds.: J.T. HOUGHTON, Y. DING, D.J. GRIGGS, M. NOGUER, P.J. VAN DER LINDEN, X. DAI, K. MASKELL, C.A. JOHNSON). Cambridge University Press, Cambridge, UK and New York, USA, 881 p., 2001. ITTEKKOTT, V.: A new story from the Ol Man River. Science 301, 56-58, 2003. JANSSENS I., A. FREIBAUER, P. CIAIS, P. SMITH, G.-J. NABUURS, G. FOLBERTH, B. SCHLAMADINGER, R.W.A. HUTJES, R. CEULEMANS, E.D. SCHULZE, R. VALENTINI, A.J. DOLMAN. Europes biosphere absorbs 7 to 12% of European anthropogenic carbon emissions. Science 300, 1538-1542, 2003. LUDWIG W., P. AMIOTTE-SUCHET, G. MUNHOVEN, J.-L. PROBST: Atmospheric CO2 consumption by continental erosion: present-day controls and implications for the last glacial maximum. Global Planet Change 16-17, 107-120, 1998. PACE, ML., J.J. COLE, S.R. CARPENTER, J.F. KITCHELL, J.R. HODGSON, M.C. VAN DE BOGERT, D.L. BADE, E.S. KRITZBERG, D. BASTVIKEN: Whole lake carbon-13 additions reveal terrestrial support of aquatic food webs. Nature 427, 240-243. RAYMOND, P.A., J.J. COLE: Increase in the export of alkalinity from North Americas largest river. Science 301, 88-91, 2003. SIEMENS, J.: The European carbon budget: A gap. Science 302, 1681, 2003. STEINBERG, C.: Ecology of humic substances in freshwater. Springer, Berlin, 225-320, 2003.

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Area-differentiated modelling of P-fluxes from diffuse sources in macroscale river basins


Tetzlaff, B. & Wendland, F. Research Centre Jlich Programme Group Systems Analysis and Technology Evaluation D-52425 Jlich, Germany Email b.tetzlaff@fz-juelich.de Keywords: Modelling diffuse P-entries, catchment management, political nutrient reduction measures The authors are involved in the interdisciplinary research project named "REGFLUD", which is part of the programme "River Basin Management" funded by the German Federal Ministry for Education and Research (BMBF). One aim of REGFLUD is the development of policy options leading to a reduction of phosphate inputs from diffuse sources into surface waters. The areas investigated under this project are the basin of the River Ems and parts of the River Rhine basin (rivers Ruhr, Wupper, Sieg and Erft). Each investigation area is about 12,500 km in size. The characteristics relevant for P-output and transport differ between the two areas: The River Ems basin is determined by lowlands, intensive agriculture, partly animal husbandry and larger parts with soils having a low sorption capacity (sandy soils and raised bogs). Typical for the parts of the River Rhine basin are highland regions, urban areas and dammed lakes. Quantifying P-output from diffuse sources is performed by using the GIS-based model DiPhos, developed at the Research Centre Jlich (Programme Group Systems Analysis and Technology Evaluation) within the framework of a Ph.D. thesis (Tetzlaff 2004). DiPhos works on an area-differentiated emissions approach, using export coefficients for the calculation of the mean long-term P-output. The model comprises the four pathways drainage, groundwater, wash-off and soil erosion in order to meet varying natural site conditions in the mentioned river basins. Its approach is founded on the assumption that P output from diffuse sources does not occur evenly on land under agricultural use within a catchment. But the P-output from a river basin can be traced back to sub-areas having a potential for P-output as field studies have proved. This potential for the output of P via one specific pathway is determined by a combination of individual site factors describing the soil sorption of P, strength of a transport medium (runoff component or erosion) and the retention in the landscape. For example, the long-term mean P-output by drainage is

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influenced mainly by the drainage runoff level, but the soil type, culture type and level of fertilizer excess additionally play a role. For modelling with DiPhos various site factors are combined in order to define types of sub-areas with homogenous potential for P-output. For each pathway several types can be defined and export coefficents assigned. Digital data sets of soils, erosion potential, relief and land use with high spatial resolution are needed as input parameters for the modelling process. More input data is obtained by coupling the P-model to the water balance model GROWA (Kunkel & Wendland 2002) and to the agro-economic sector model RAUMIS, developed by the Research Association for Agricultural Policy and Rural Sociology. GROWA calculates the runoff components surface runoff, drainage runoff and groundwater recharge. The agro-economic model RAUMIS is used for nutrient balancing and provides data on the P-surplus in the soil. The calculation of P-output via drainage affords area-covering information on the location of drained fields within large scale river basins. Due to the lack of data a methodology was developed for estimating drained agricultural land on the basis of soil properties, land use information and river networks. Modelling P-output via the erosion pathway requires that the sub-areas delivering sediment to surface waters must be known. Using a higly resolved digital terrain model with a cell size of 10 metres morphometric analysis is performed to derive water flowpaths on the land surface. If these flowpaths do not end in sinks and are not crossed by roads or buffer strips on the river bank, they reach the main receiving channels. Intersection points between flowpaths and receiving channels can be mapped and catchments derived which act as sediment delivery areas. The model results are validated with observed data from gauging stations. For the validation process emissions from point sources like sewage treatment plants and industrial inputs are taken into account in the same way as stormwater inflow from urban areas. Retention in the cannel is calculated by a sub-model built up on algorithms developed by the United States Geological Survey (Smith et al. 1997). The DiPhos model results for the P-output from diffuse sources in macroscale river basins are very differentiated in terms of spatial resolution and transport processes leading to entries into surface waters. This means that geo-referenced sub-areas within the river basin can be classified or ranked according to their individual contribution to the entire P -output, enabling comparisons between sub-areas or sub-catchments. Areas with an output above average can be identified. Furthermore the locations where P-outputs via drainage, erosion and wash-off enter the river are determined by the model. P-output via groundwater flow doesnt play a significant role. These results allow the development of management options which vary spatially and are adapted to the specific site conditions of sub-areas releasing P. Due to the information on which pathway the P flux entered the river scenarios involving interruptions of pathways can be developed, for example measures for the

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reduction of erosion potential or blocking drainage installations. Knowing the existence and location of areas with a P-output above average, management options open up which lead to a reduction of a high share of P -output within a catchment at relative low expense (Min-Max-principle). Regarding the described properties of DiPhos model results chances for inter-disciplinary systems analyses arise. Overlapping fields of interest, for example with aquatic ecology, are forecasts how reduced P-entries into surface waters will result in long-term changes of hydrochemistry and aquatic biocoenoses. There is the possibility of coupling a water quality model to the DiPhos model. Couplings with socio-economic models would result in information, how spatially varying phosphate reduction measures lead to changes in capital investment, labour situation, stocking densities and income from agricultural activities. Another example for linking DiPhos model results to socio-economic modelling is the demand for spatially differentiated information on P fluxes when finding regions evenly affected by environmental pollution. This leads to the definition of homogenous areas for political actions (Huchtemann 2004). Only by linking ecological, economic and social aspects, the development of policy options which could lead to real sustainable use of water resources seems feasible. Investigating large scale river basins is of outstanding interest when the focus is on changes of socio-economic conditions. In this context modelling results with high spatial resolution are of advantage in order to develop differentiated policy options adapted to area conditions.

References Huchtemann, D. (2004): Delegation von Kompetenzen an Entscheidungstrger und Betroffene in Flusseinzugsgebieten.- In: Mltgen, J. u. Petry, D. (Hrsg., 2004): Interdisziplinre Methoden des Flussgebietsmanagements, Workshopbeitrge 15./16. Mrz 2004, S. 179-186. Kunkel, R. & Wendland, F. (2002): The GROWA98 model for water balance analysis in large river basins the river Elbe case study.- Journal of Hydrology, 259, 152-162. Smith, R.A., Schwarz, G.E. &Alexander, R.B. (1997): Regional interpretation of waterquality monitoring data.- Water Resources Research, 33, 2781-2798. Tetzlaff, B. (2004): Entwicklung eines GIS-gesttzten Modells zur Analyse der Phosphatbelastung aus diffusen Quellen in groen Flusseinzugsgebieten.- Ph.D. thesis, Research Centre Jlich, in preparation.

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Aquatic ecology and Water Resources Engineering

A Discussion about Inlake Restoration with Aluminium


Gerlinde Wauer, Peter Casper, Thomas Gonsiorczyk, Rainer Koschel Leibniz-Institute of Freshwater Ecology and Inland Fisheries, Department of Limnology of Stratified Lakes, Stechlin-Neuglobsow, Germany Email: gerlinde@igb-berlin.de Keywords: Inlake restoration, aluminium, phosphorus The eutrophication of lakes is a pervasive problem and external load reduction has remained indispensable. In deep and stratified lakes however the accumulation of nutrients in the sediments may cause an internal fertilising, leading to a delay in the improvement of water quality. Inlake restoration methods, which use aluminium salts, are highly effective in regulating the P concentration in the water body and the P release from sediments. But concerns about the toxicity of aluminium restricted its use. The extent of the real exposure of aluminium in lake treatment is not well understood. Therefore the pyrocatecholviolet method for the determination of labile aluminium species, which were considered to be highly bioavailable to aquatic biota, had been further developed. The technique could be successfully applied for the monitoring of aluminium concentrations during an inlake restoration measure with combinated addition of aluminat and calcium hydroxide. The investigations were carried out in Tiefwarensee, a dimictic, eutrophicated lake situated in Mecklenburg, Germany. After reducing external loading, the phosphorus release from bottom sediments of Tiefwarensee remained an important source of hypolimnetic nutrient enrichment during stratification periods. To lower the lakes P content, mainly by P inactivation in the sediment, aluminat and calcium hydroxide were injected into the hypolimnion by deep-water aeration technology . Since 2001 about 100 g m2 Al3+ and 116 g m Ca2+, related to the sediment surface below 10 m, have been added. The application was done during two (2001) or three (2002/03) cycles per year, each involving two weeks for the addition of the chemicals, two weeks for aeration resp. mixing of the deep water and two weeks for sedimentation. The time span varied between the cycles. The hypolimnetic addition of aluminat and calcium hydroxide led to an increase in the sediments surface P -content from 2 g kg-1 of dry weigth (dw) to 7 g kg-1 dw.In particular, the P fraction bound to metal oxides increased, this means the permanent buried P. The SRP concentration in the interstitial water of the uppermost sediment layer diminished by nearly 100 % to 0.05 mg L-1 . The thickness of the P adsorbing sediment cover was estimated as 6 cm at the end of 2003.

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Subsequent TP concentrations in the water decreased since spring 2002 and reached about 30 g L-1 during spring mixing period 2004. Before the application the TP concentrations were 170 g L-1 (average 1998-2001) during spring circulation periods. The bi-weekly measured concentrations monomeric aluminium) are shown in Figure 1. of free aluminium (including inorganic

1800 1600 1400 1200

Alfree [g L ]

-1

Application cycles: NaAl(OH)4 Ca(OH)2

1000 800 600 400 200 0

0 m 10 m 15 m 22.5 m

A S O N D J F M A M J A S O N D J F M A M J A S O N D 2001 2002 2003

Figure 1. Concentrations of free aluminium in different depths of lake Tiefwarensee during the addition of aluminate and calcium hydroxide. The sampling was 50 m from the application- and aeration-system.

The epilimnetic concentrations of aluminium were about 100 g L-1 and not affected by the treatment. The WHO guideline value for Al3+ in drinking water is set at 200 g L-1 . Maximum aluminium concentrations were determined up to 1,500 g L-1 in the hypolimnion in a depth of 15 m during the application periods. At the beginning of restauration the hypolimnion of Tiefwarensee was anoxic during summer stratification, as in most eutrophicated lakes. As anoxic region is not inhabited by fish, an hypolimnetic increase in Al3+ concentration following the aluminat application into the anoxic water layer, the possible impact on fish is very limited. If the hypolimnetic content of dissolved oxygen and the volume of usable fish habitat increased as a result of the treatment,

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additional applications of aluminium should be performed not until the oxygen is depleted again during the stratification period. Inlake restoration with aluminium containing chemicals was very successful in suppressing P release from sediment. For application techniques it has to be considered, that concentrations of labile aluminium species can increase temporally and locally connected with the addition of the chemicals.

Further readings:

WAUER, G., HECKEMANN, H.-J., KOSCHEL, R.: Analysis of Toxic Aluminium Species in Natural Waters, Microchimica Acta 2004 (in press).

WAUER, G., GONSIORCZYK, T., KRETSCHMER, K., CASPER, P., KOSCHEL, R.: Sediment Treatment with a Nitrate-Storing Compound to Reduce Phosphorus Release, Water Research (subm. 2004).

WAUER, G., GONSIORCZYK, T., CASPER, P., KOSCHEL, R.: P-immobilisation and Phosphatase Activities in Lake Sediment Following Treatment with Nitrate and Iron, Hydrobiologia (subm. 2003).

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Modelling of Hydrosystems
P. Bayer & M. Finkel: Hydraulic groundwater management optimisation by evolution strategies. H. Bormann: Hydrological catchment models between process representation and applicability for water management issues case study for Benin (West Africa). C. Brger: The design of groundwater treatment systems under uncertainty: Assessment of funnel-and-gate systems. J. Drner & R. Horn: Modelling of the one and two dimensional water flow in hills lopes. J. Helmschrot: An integrated approach to model wetland dynamics in a changing landscape: A case study from South Africas. H. Hollnder: Integrated groundwater management in coastal semi-arid areas using artifical ? A. Klawitter: An approach to simultaneously model rainfall-runoff events in rural and urbanized catchments as well as their interactions, with help of a GIS. C. Kohfahl, P. Brown, C. Linklater & A. Pekdeger: Estimating the Discharge of Sulphate from Dump Sediments into the Surface Water of an Abandoned Open Pit Lignite Mine. S. Liehr & F. Keil: Integrated water quality management development of a socioecological approach. F. Lindenmaier: Dominating structure and processes in a hydrological induced mass movement an interdisciplinary approach. H. Puhlmann: Stochastic modelling approach for deriving hydrological growth conditions in floodplain forest. J. Schaffner, M. Oberlack: Numerical calculation of shear stress oreated by flushwaves in sewers: Presentation of testsides in Offenbach and Lyon. M. Schirmer & A. Kaschl: Numerical calculation of shear stress oreated by flushwaves in sewers: Presentation of testsides in Offenbach and Lyon. N. Schtze : Meeting the challenges of the blue revolution: increasing the irrigation efficiency with soft-computing optimisation methods M. Seeger, N. Lana-Renault, D. Regs & J. Mara Garca-Ruiz: The variability of the hydrological response of highly disturbed and forested catchments in the Spanish Central Pyrenees. L. Wolf: Developing modelling tools for management of Urban groundwater resources G. Wriedt, H. Geistlinger & M. Rode: Modelling of Nitrate transport and turnover in a small lowland catchment.

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Hydraulic groundwater management optimisation by evolution strategies


Peter Bayer, Michael Finkel Center for Applied Geoscience, University of Tuebingen, Sigwartstrasse 10, 72076 Tuebingen, Germany peter.bayer@uni-tuebingen.de michael.finkel@uni-tuebingen.de Keywords: capture zones, derandomized evolution strategies, groundwater management, groundwater remediation, hydraulic modelling, optimisation Hydraulic technologies such as wells, drainage systems and physical barriers are common utilities for the control of groundwater flow. Their effect and efficiency is tested by flow and transport models, which simulate the relevant subsurface processes. Since natural aquifers are spatially heterogeneous in their hydraulic as well as chemical and microbial properties, numerical simulation models are in most instances preferable over analytical approximations to reveal the relationships between measures and their effect. These relationships are generally non-linear, illustrated for example by moving one well in an heterogeneous aquifer, which results in a disproportionate change of the well capture zone position, its extend and form. If in such a case the objective is to capture part of the aquifer at minimum extraction rate, then an optimal strategy exists, which is determined by the well position and the pumping rate. Approaching this ideal technological variant is usually a difficult task. Numerous model runs of different variants are required to sort out unsatisfactory solutions and identify the most optimal. Increasing the technological variability by e. g. raising the acceptable number of wells, well positions or pumping rate ranges widens the multidimensional decision space which at some point can hardly be explored by a trial-and-error method alone. For the past two decades research has been putting forth the use of mathematical optimisation methods in the context of groundwater management. Gorelick (1993) and Freeze & Gorelick (1999) delineate the continuous innovation of techniques to assist the expert in ideally adapting hydraulic control systems, remediation technologies or monitoring plans. Several approaches are presented, which are primarily classical gradient based, (non-)linear programming techniques. During the last years, modern heuristic methods turned out to be more suitable for the generally complex, highly non-linear and non-convex problems. Especially the evolutionary algorithms are regarded as one of the most promising techniques to optimise groundwater management issues. They are oriented on features of natural evolution, which are exploited to intelligently direct the search through the available decision space. Individuals, representing managerial alternatives, are created, which are iteratively altered and so undergo a synthetic, partially stochastic evolution (see Figure 1). Compared to classic optimisation methods, evolution algorithms are highly unspecific and thus can represent robust techniques. By nature, they are less

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susceptible to getting trapped into so-called local optima common in this area and obstacles principally for all optimisation algorithms.
parametric description of technological variant model specific description of technological variant

flow model, transport model

simulation model model results for technological variant

objective function

optimisation algorithm

site description, generic model data

evaluation of technological variant

Figure 1. Flow chart of the optimisation procedure of groundwater control technologies by external solvers. Evolutionary algorithms such as CMA-ES make use of iterative model calls with altered technological variants to attain a continuous improvement of the technology.

Our work focuses on the employment of derandomized evolution strategies (CMA-ES), which have been presented by Ostermeier & Hansen (2001) and Hansen et al. (2003). We compare this new species of evolution algorithms to other types of heuristic optimisation techniques for the adaptation of pumping wells. The objective is to capture a contaminant plume in an aquifer by downgradient extraction of groundwater within a pump-and-treat measure. Up to eight wells are positioned to minimise the required total pumping rate regarded as a proxy for the technological costs. A central aspect, which has to be clarified before the optimisation procedure can be carried out, is the set-up of the interface between the modelling suite and solver. In particular, an objective function that incorporates capture and pumping rate has to be formulated. The objective function interprets the response of the model to pumping as well as the user-defined valuation of responses to the optimisation routine. Thus the apt formulation of the objective function is crucial to express the optimisation goals. Aside from this, the objective function form may also affect the performance of the optimisation algorithm. Performance issues are to reduce the number of model calls required to identify optimal solutions and to improve the robustness of the optimisation algorithm. Since the CMA-ES make use of a stochastic source, not all CMA-

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ES runs deliver the optimal solution and thus some runs fail. To overcome this, a remedy could be to repeat the optimisation procedure as a whole. In our work we investigate strategies to appropriately use evolution algorithms. It is shown how modifications to the objective function change the performance of the solver and how optimisation procedure restarts have to be planned. Here, a hypothetical pump-and-treat scenario modelled on a finite differences grid is considered. The given spatially heterogeneous transmissivity distribution creates a complex optimisation problem, which is reflected by a highly non-convex objective function. As is also described in a recent publication (Bayer & Finkel, 2004), the CMA-ES proves to be very efficient in discovering the ideal pumping strategies, even when 1000 potential well positions are considered. Compared to popular evolution algorithms in groundwater management such as the genetic algorithms, low numbers of simulation model runs are required. So, especially for high dimensional problems, a method is introduced to reduce the computational burden and improve reliability as well as robustness of the optimisation. The application of CMA-ES for the specific pump-and-treat case reveals an initial insight of the suitability of this algorithm in solving groundwater management problems in general. Though the step to a broad, straightforward practical use of evolutionary algorithms in this area is still considerably large, the promising results so far prod us to form a conceptual basis and framework for CMA-ES application. Current research focuses on extending the horizon towards the optimisation of barrier-supported pump-and-treat systems (Bayer et al. 2004) and (permeable) barrier systems. In addition, we work on general design rules for the formulation of objective functions, which may incorporate technical as well as economic and ecologic criterions. References Bayer, P., Finkel, M. (2004) Evolutionary algorithms for the optimization of advective control of contaminated aquifer zones, accepted by Water Resources Research. Bayer, P., Finkel, M., Teutsch, G. (2004) Hydraulic Performance of a Combination of Pump-and-Treat and Physical Barrier Systems for Contaminant Plume Management, accepted by Ground Water. Freeze, R. A., Gorelick, S. M. (1999) Convergence of stochastic optimization and decision analysis in the engineering design of aquifer remediation, Ground Water, 37, 934-954. Gorelick, S. M., Freeze, R. A., Donohue, D., Keely, J. F. (1993) Groundwater Contamination Optimal Capture and Containmen", Lewis Publishers, 385 pp. Hansen, N., Ostermeier A. (2001) Completely derandomized self-adaptation in evolution strategies, Evolutionary Computation, 9(2), 159-195. Hansen, N., Mller, S. D., Koumoutsakos, P. (2003) Reducing the Time Complexity of the Derandomized Evolution Strategy with Covariance Matrix Adaptation (CMA-ES), Evolutionary Computation, 11(1), 1-18.

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Hydrological catchment models between process representation and applicability for water management issues case study for Benin (West Africa)
Helge Bormann Universitt Oldenburg, Institut fr Biologie und Umweltwissenschaften, Uhlhornsweg 84, 26111 Oldenburg, Germany, helge.bormann@uni-oldenburg.de Keywords: hydrological models, model applicability, water management, data availability, process representation Freshwater is scarce in many regions of the earth. In most regions of the earth water is a valuable good and does not abound. Assuming a global climate change and thus changing rainfall inputs into the hydrological systems, freshwater availability for various uses will significantly change on the local, regional and global scale, and drinking water will become a scare resource in particular in the dry climate regions. Especially in these regions a competition towards water will take place: there will not be enough freshwater to serve the demands on drinking water as well as the water use of industry, agriculture, energy production, recreation, etc. A multidisciplinary water management is required. To be able to install water management systems on the (regional) catchment scale the effects of changing climate and precipitation patterns due to global and regional change as well as the effects of the management itself on hydrological resources and systems need to be estimated. This can be realised by the use of hydrological models. Models are adequate tools to analyse the effects of the changing environment on diverse subsystems. Hydrological models for example can assess the future development of water related issues if future boundary conditions of hydrological systems (climate change, population development, land use change, industrial development, world market, etc.) can be predicted. For hydrological catchment water balance calculations multiple model types are available. These model types can be classified into physics based models (white box, p rocess based), conceptual models (grey box) and black box models. This classification is characterised by decreasing hydrological process knowledge. Westervelt (2001) furthermore distinguishes between scientific models, expert models and idea models (fig. 1, right). This classification is much mode general but very important for model application by the water management and for an acceptance of models by stakeholders and decision makers.

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The choice of the adequate model type finally depends on the purpose of the study, the data availability, the scale and on the uncertainty to be accepted. Pure scientific studies on the one hand mostly focus on the detailed description of the processes involved in a system investigated. Applied scientific studies on the other hand often arrive at the best compromise between scientific results and model applicability in practise. Thereto the purpose of a study needs to be defined carefully. The more data are available on the catchment properties (topography, soils, land use, etc.) the better physics based models can be driven and parameterised. If the data base is scarce, conceptual and lumped models are preferred. For both types it is decisive to know the dominant processes as good as possible to optimise the representation of these dominant processes by the models. Therefore the process scale must be known and reconciled with the model and data scale (Blschl, 1996). Last but not least the maximisation of the predictive performance and therefore the minimisation of the predictive uncertainty of the data-model-system are of major importance. After Grayson & Blschl (2001) complex (=scientific) models can only be applied successful if also data availability is large (fig.1, left).

Fig. 1 : Schematic diagram of the relationship between model complexity, data availability and predictive performance (left, after Grayson & Blschl, 2001); role of modelling with respect to levels of stakeholder interest and scientific uncertainty (right, after Westervelt, 2001).

Aiming on predictions (or scenarios) of a change in catchment hydrological processes due to changing environmental conditions, normally models are required which represent the whole hydrological process network and not only the actually dominant processes as the dominance of processes may change under changing boundary conditions. But these models can not always be applied due to constraints in data availability leading to problems with regard to model parameterisation and validation and due to a limited transparency of most scientific models for stakeholders and decision makers.

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This presentation presents parts of a case study within the IMPETUS project (Speth et al. 2003) which is faced by the very balancing act to run hydrological models to be used for scenario analysis in a developing country (Benin, West Africa) limited by scarce data available. In this case study different model types and their applicability under the given circumstances have been compared, and the decisive uncertainties have been quantified to weigh up the usability of different model types for hydrological catchment management purposes (Bormann & Diekkrger, 2003 and 2004). Environmental change scenarios have been run and evaluated towards the applicability of a conceptual model approach for application oriented scenario analyses in spite of the simplified model approach. In addition to the analysis of the appropriate hydrological model type with regard to data availability and predictive uncertainties, this presentation tries to answer the questions on which scale the decisions of a catchment management are taken and on which scale theses decisions are implemented. First of all the latter scale should coincide with the modelling scale to be able to assess the effects of the changing landscape system. Considering these general conditions hydrological catchment models can significantly contribute to the decision making process in water related issues.

BLSCHL, G.: Scale and scaling in hydrology. Habilitation. Wiener Mitteilungen Wasser-Abwasser-Gewsser 132, 346p., 1996 BORMANN, H. & DIEKKRGER, B.: A conceptual hydrological model for Benin (West Africa): Validation, uncertainty assessment and assessment of applicability for environmental change analyses. Physics and Chemistry of the Earth. In Press. 2004 BORMANN, H. & DIEKKRGER, B.: Possibilities and limitations of regional hydrological models applied within an environmental change study in Benin (West Africa). Physics and Chemistry of the Earth. 28/33-36, S. 1323-1332. 2003 GRAYSON, R., & BLSCHL, G.: Spatial patterns in catchment hydrology observations and modelling. 404 p. Cambridge. 2001 SPETH, P., DIEKKRGER, B. & CHRISTOPH, M.: IMPETUS West Africa - An integrated approach to the efficient management of scarce water in West Africa - Case studies for selected river catchments in different climatic zones. In: GSF Forschungszentrum fr Umwelt und Gesundheit GmbH (Hrsg.): GLOWA - German Programme on Global Change in the Hydrological Cycle. Status Report. S. 61-67. 2002 WESTERVELT, J.: Simulation modeling for watershed management. Springer. 190p. 2001

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The design of groundwater treatment systems under uncertainty: Assessment of funnel-and-gate systems
Claudius Brger, Michael Finkel Center for Applied Geoscience, University of Tuebingen, Sigwartstrasse 10, 72076 Tuebingen, Germany claudius.buerger@uni-tuebingen.de, michael.finkel@uni-tuebingen.de Keywords: groundwater remediation, hydraulic modelling, parameter uncertainty, data worth analysis The functionality of groundwater treatment systems for a particular site is inevitably subject to the prevailing hydrogeological and hydrogeochemical characteristics of the natural groundwater system. Due to economic and technical constraints, only limited information can be gathered and made available by site-investigation campaigns. The knowledge that the predictions of the effect of any particular design are uncertain typically results in the application of a safety factor i.e. in a certain overdesign of the system in question. Commonly, the value of the safety factor is based on general experiences rather than on an actual analysis of the existing parameter uncertainty. The latter, however, may strongly differ from site to site, depending on the characteristics of the aquifer and the amount and quality of the available data. Therefore, safety factors may largely over- or underestimate the actual uncertainty, and associated system designs may be inappropriate. In order to improve the design process three main questions have to be answered: How can uncertainty be incorporated in the prediction of the effect of a particular treatment system design while honouring the available data? What is the worth of additional data in this context i.e. how does additional site investigation reduce the existing uncertainty for a particular design? How will the incorporation of parameter uncertainty change the design process i. e. the determination of the most cost-efficient design?

The work to be presented addresses the first two questions, taking the design of funneland-gate systems (FGS) as an example. FGS, a variant of permeable reactive barriers, intercept and passively treat a contaminant plume in-situ either by degradation or sorption (Starr & Cherry 1994). This energywise advantageous passive approach, t hough, poses a disadvantageous dependency on the local groundwater flow system. As a later upgrading (in case of an unexpected failure) of an already implemented FGS is both, technically cumbersome and costly, a proposed FGS design should carefully incorporate the uncertainty of underlying parameters.

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Figure 1 shows the typical trade-off between cost and reliability of a treatment technology. Additional data acquisition requires a further investment on the one hand, but may significantly reduce the uncertainty on the other hand, hereby allowing for less overdesigned and likewise - more cost-efficient designs. In order to gain knowledge about the sensitivity of FGS to parameter uncertainty (here hydraulic conductivity) studies dealing with FGS capture zone reliabilities with respect to FGS design variables like the number of gates, the gate positions and the funnel width to gate width ratio were carried out for heterogeneous flow domains. The results show that FGS capture zones are relatively sensitive to the variability of hydraulic conductivity, when no data is honoured within a modelling study. Yet, multi-gate systems seem to reach higher capture reliabilities compared to hydraulically equivalent (based on a homogeneous aquifer) single-gate FGS (Brger et al. 2003a,b). These results motivated additional studies on FGS design and sampling strategies analyses in heterogeneous aquifers accounting for available conductivity data. The results state that reliability improvements are highest, when sampling locations, where the sensitivity of the flux through the gate with respect to a change in Kf-value is highest. Other criteria, such as simple geometric grid considerations or locations of highest flow field uncertainties (Kfvariance, head-variance) yielded comparatively minor improvements.

total cost []

current status additional data

CP

? TC(r) TC(r)

? CC CC 0
reliability r [-]

CP : crossover point ? CC : additional investment ? TC(r) : potential cost savings

Figure 1. A typical cost-reliability trade-off curve for a remediation technology.

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In addition to this, a further study showed that a strategy based on the sensitivities of plume capture with respect to a change in Kf-value allows to discriminate quite effectively (with only a few additional sampling points) whether a given design will function at a given level of reliability (e.g. 95%) or not. The effectiveness of the strategy is shown within a two-dimensional modelling framework honouring head and conductivity data (Nowak & Cirpka 2004) for two different virtual realities (true parameter fields conditioned to the same initial data set). While in one reality scenario the FGS design actually captures the plume, the FGS design fails to capture the plume in the other. In all, the results achieved so far clearly reveal the relevance of parameter uncertainty inherent to the decisions that are made on the choice and the design of groundwater remediation systems. There is a strong need for quantitative approaches incorporating both the parameter uncertainty and the worth of data. These approaches shall be further improved in order to be capable of answering the third question mentioned above. It will be discussed how such an improvement could be realized.

References Brger, C., Finkel, M. & Teutsch, G. (2003a) Technical and economic evaluation of multiple gate funnel-and-gate systems under homogeneous and heterogeneous aquifer conditions. In: Calibration and Reliability in Groundwater Modelling: A Few Steps Closer to Reality (ed. by K. Kovar & Z. Hrkal) (Proc. ModelCARE'2002, June 2002). 448-455. IAHS Publ. 277. Brger, C.M., Finkel, M. & Teutsch, G. (2003b) Reaktionswandsysteme und Pump-andTreat Ein Kostenvergleich. Grundwasser 8 (3), p. 167-178. Nowak, W. & Cirpka, O.A. (2004): A modified Levenberg-Marquardt algorithm for quasilinear geostatistical inversing. Advances in Water Resources (in press). Starr, R.C. and J.C. Cherry. (1994). In situ remediation of contaminated ground water: The funnel-and-gate system. Ground Water. v. 32, no. 3, pp. 465-476.

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Modelling of the water flow in Hillslopes in northern Germany.


Jos Doerner and Rainer Horn Institut for Plant Nutrition and Soil Sciences, Christian Albrechts University Kiel Olshausenstrae 40, D-24118 Kiel Email: j.doerner@soils.uni-kiel.de Keywords: water movement, hillslopes, modeling, pore system functions, anisotropy. Mathematical models are good tools to describe processes like water movement in soils. There are one and two dimensional models of water flow and transport available, which are used for different purposes in the literature (infiltration experiments, simulation of contamination, etc). One dimensional models are restricted to vertical or horizontal flux analysis. If water flow in hillslopes should be simulated we need at least 2 dimensional models because the lateral flow and anisotropy of the hydraulic conductivity must be considered (Tigges, 2000). Greminger et al (1979) mentioned that the knowledge about water movement in Hillslopes is essential because the water is a medium of transport for the deposition (Verlagerung) of chemical substances. Processes like sedimentation, development of structure and compaction of soils results in anisotropic behaviour of hydraulic condutivity. The effect of anisotropy on water flow was investigated by different authors (McCord et al, 1991; Tigges, 2000; Ursino, N. 2001). Assumming isotropic conditions, the water flow vector and the hydraulic conductivity are parallel, but under anisotropic conditions, the water flow vector will be deviated in the direcction of the higher hydraulic conductivity. Therefore, the purpose of this work is to show some results of the modelling of the water flow in a hillslope of a weichselien moraine in northern Germany. The effect of the anisotropy on the water flow is considered and some results that try to explain the anisotropy in structured soils will be presented. Some field measurements were conducted to describe the water flow in the hillslope. The slope of the soil catena is 7 and the soils are a Stagnic Luvisol at the top (S1) and at the middle (S2) of the catena and Cumulic Anthrosol at the footslope (S3) of the Catena. Tensiometers were installed at differents depths (25, 50, 75, 100, 125 and 150 cm depth; 3 repliclates) and were used to measure the development of the matric potential at three sites (S1, S2, and S3) of the soil catena. Undisturbed soil samples were taken at an angle of 0, 45 and 90 from the different soil horizons and plough pans at the three locations to determine the effect of the anisotropy on the water flow. The water retention curve (WRC) and saturated hydraulic conductivity (Ks) were measured. Additionally, undisturbed soil samples at an angle of 0 and 90 were

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taken at the middle of the catena to measure shear resistance and air permeability. The purpose of these measurements is to try to explain the anisotropy in structured soils. The soils samples were saturated slowly by capillarity. From 10 replicates, 4 were used to determine the soils water retention curve (WRC), and 6 to measure saturated water conductivity.The soil samples for the determination of the WRC were drained at different matric potentials ( -10, -20, -30 hPa on a sand bed; -60, -150, -300, -500 hPa on ceramic plates and 15000 hPa in a pot pressure) and the water content of the samples were measured. The saturated water conductivity was measured under non steady conditions. The air permeability was measured at the matric potentials of the WRC. The parameters of van Genuchten were derived with RETC v 6.0 (van Genuchten et al, 1991) for each soil horizon. The one dimensional water flow was modelled with Hydrus 1D v 2.01 (Simunek et al, 1998) and the two dimensional water flow was modelled with hydrus 2D v 2.07(Simunek et al, 2002). The two dimensional water flow was modelled with and without consideration of the anisotropy and the r of the solutions were determined. Dry and nearly saturated conditions were compared. A good fitting of the modelled to the measured matric potential data was obtained, however, the fitting was not so accurate if soil dry out. Hydraulic gradients and water flows were directed upwards, downwards and parallel to the slope depending on the water content of the soil. The parallel water flow was higher above the plough pan. The anisotropy of the water conductivity leads to a higher parallel water flow above the plough pan under saturated conditions (see fig. 1). With consideration of the anisotropy the correlation between the modelled and measured matric potential data was improved.

10

15

20

25

30

35

40

45

Fig. 1. Two dimensional water flow in the Hillslope in nearly saturated conditions.

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With our results we try to demonstrate that due to the spatial orientation of soil agregates, which could be verified by shear resistance measurements, we also have to deal with anisotropy of pore functions. If we furthermore take into consideration that, above the plough pan we can expect a higher concentration of nutrients due to the fertilization, the risk of contamination for natural water sources, due lateral fluxes, is higher too. During the presentation some more data and consequences for the enviroment will be discussed.

References

McCord,J., D. Stephens, J. Wilson. 1991. Toward validating state-dependent macroscopic anisotropy in unsaturated media: Field experiments and modeling considerations. In: P.J. Wierenga (Guest Editor), Validation of flow and Transport Models for the Unsaturated Zone. Journal of Contaminant Hydrology, 7: 147-177. Simunek, J., M. Th. van Genuchten and M. Sejna. 1998. The Hydrus-1D Code for Simulating the One-Dimensional Movement of Water, Heat and Multiple Solutes in Variably Saturated Porous Media.Version 2.01. US Salinity Laboratory, USDA, ARS. Riverside, California. Simunek, J., M. Th. van Genuchten and M. Sejna. 1999. The Hydrus-2D Code for Simulating the Two-Dimensional Movement of Water, Heat and Multiple Solutes in Variably Saturated Media.Version 2.0. US Salinity Laboratory, USDA, ARS. Riverside, California. van Genuchten, M. Th.. 1980. A closed-form equation for predicting the hydraulic conductivity of unsaturated soils. Soil Sci. Soc. Am. J. 44:892-898. van Genuchten, M Th., F.J. Leij and S.R. Yates. 1991. The RETC Code for Quantifying the Hydraulic Functions of Unsaturated Soils. Version 6.0. US Salinity Laboratory, USDA, ARS. Riverside, California. Tigges, U. 2000. Untersuchungen zum mehrdimensionalen Wassertransport unter besonderer Bercksichtigung der Anisotropie der hydraulischen Leitfhigkeit. Dissertation. Christian Albrechts Universitt, Kiel.

Ursino, N., Th. Gimmi and H. Flhler. 2001. Combined effects of heterogeneity, anisotropy, and saturation on steady state flow and transport: A laboratory sand tank experiment. Water Resources Research, Vol. 37, No. 2:201-208.

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An integrated approach to model wetland dynamics in a changing landscape: A case study from South Africa.
Jrg Helmschrot Department of Geoinformatics, Geohydrology University of Jena, c5johe@uni-jena.de

and

Modelling,

Friedrich-Schiller

Keywords : wetlands, classification, hydrological modelling, landscape model Wetlands have received an unprecedented amount of scientific and public attention during the last years. This is mainly caused by the worldwide loss and degradation of these highly sensitive habitats. Their conservation and sustainable development have been considered in a variety of national and international programmes and activities (Clean Water Act 1977, National Water Act 1998, RAMSAR 1971, UNDP etc.). As a result of the increasing awareness, the hydrological, hydro- and biochemical and ecological functions of wetlands as well as their importance for the water and nutrient cycle have been investigated in a variety of different studies. The ongoing research can be summarized as following: i) ii) iii) The majority of inland wetland studies are focused on the humid regions of the northern hemisphere (Europe, USA, Canada). A variety of different definitions and classification systems for wetlands have been developed regarding specific topics and research needs.

The complexity of both the process dynamics within the wetlands and their correspondence with the surrounding environments is realised; however insufficiently considered in integrated approaches. As a consequence, there is a need of detailed wetland studies for semi-arid landscapes as well as the development and application of multidisciplinary and integrated approaches regarding the functioning of wetlands within a basin perspective. Therefore, a study was initiated focused on such an interdisciplinary approach addressing the classification and characterization of freshwater wetlands as well as their functional dynamics within a semiarid region of the Eastern Cape Province, South Africa. The project integrates methods and concepts from hydrology, geomorphology, ecology, and geoinformatics and remote sensing to identify criteria that have relevance for the sustainable functioning of such inland wetland systems and their response due to noticeable land use changes such as afforestation. Since the study is based on a nested catchments approach, two catchments have been investigated to assess the impact of these afforestation activities on the landscape hydrology on different temporal and spatial scales. The catchments are the Mooi (ca. 300 km) and the Weatherley test catchment (1,2 km), which represent the headwaters of the Umzimvubu basin (ca. 20.000km). The catchments are located in the south eastern part of South Africa and mainly determined by triassic sedimentary strata belonging to the Karoo Sequence. The soil development depends on the muddy or sandy parent material and the hydrological conditions. The region lies in a summer rainfall area that is

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characterised by rainfalls from September to April (750-1500 mm/year). However, temperature and precipitation show a high temporal variability over the years. The vegetation is characterised by a grassveld type namely Highland Sourveld in the upper parts and Dohne Sourveld in the warmer and drier lower elevations. Since the establishment of forest industries in 1989, large scale afforestation have resulted in significant changes in land use especially in the headwaters of the catchment. During the last 15 years forest industries owned some 120,000 ha and afforested rather 60,000 ha of the former range land with various pine and eucalyptus species for timber production in short time rotation cycles. The effects induced by large plantations are influencing a variety of both changes in the hydrological system behaviour (runoff reduction, interception losses, etc.) and ecological changes (dry out of wetlands, destruction of natural habitats, etc.). Up to now, a quantified description of the effects of these phenomena is not available. Based on the integrated approach a variety of parameters have been delineated and measured for each scale. Field measurements provided data about vegetation characteristics, soil physics, soil hydrology and hydrological time series at each scale. Multitemporal remote sensing data have been used to delineate land use patterns and their changing as well as vegetation parameters such as spatial Leaf Area Indices (LAI) and cover densities for different land use units. A GIS-based digital terrain analysis has been developed to provide a set of geomorphometric and geomorphographic parameters such as different curvatures, the compound topographic index and hillslope position utilizing a SRTM Digital Terrain Model. These data have been integrated into a wetland classification scheme and could therefore used to classify and differentiate several wetland types according to their specific characteristics and functioning within the landscape. Table 1 shows a preliminary model of the different wetland types and a choice of their specific parameters. Furthermore detailed field studies and intensive investigation of the hillslope flow mechanisms have been used to develope a conceptual model to characterize the hydrological functioning of the Weatherly catchment and its different types of wetlands which comprise 28 % of the basin. These concepts have been incorporated into the MMS/PRMS model which have been used to simulate the catchment hydrology under varying conditions utilizing a refined Hydrological Response Unit approach combined with a topological routing method developed by STAUDENRAUSCH (2001). Spatial parameters have been generated using the GIS Weasel. First model results indicate that the wetland hydrology is much more controlled by the interflow dynamics on the slopes than by the groundwater processes and direct precipitation input. In further studies the knowledge of the dominant process dynamics experienced from Weatherley will be used to develop a hydrological model for the Mooi catchment. Additionally, the study indicates significant evidence that the wetland extend has been changed since 1989, but the investigations also revealed that such changes will be different regarding both the type of the specific wetland and the temporal scale and magnitude. Finally the project outcome will be fed into an integrated generic landscape model comprising the different wetland process dynamics and considering the spatial and

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temporal heterogeneity of their respective scales. The model will be used to assess the importance of different wetland types for the landscape hydrology and the impact of the changing land use on their functionality and surveillance by prognostic modelling.
Tab. 1: Conceptual model for different types of wetlands (preliminary) and specific characteristics.
Type Subtypes WA [ha] Valley Bottom Wetland Type RD [cm] Sedges, hydrophyte grass species hydrophyte grass species Soils Vegetation Hydrodynamics MainSource

floodplain

> 10

45-210

Gleysols

permanent, seasonal seasonal

GW, IF, RF, retF

channel

< 10

30-140

Gleysols, gleyic Planosols

RF, retF

Description: The floodplain wetland type comprises large wetlands in broad valleys controlled by groundw ater dynamics and partially associated with interflow and rainfall. They show a high retention potential. Rarely these types are characterized by complex groundwater systems. The channel types are small in extent and mainly controlled by return flow and interflow. Stagnic Luvisols, Stagnic Cambisols Stagnic Luvisols, Stagnic Cambisols Stagnic Luvisols, Stagnic Cambisols hydrophyte grass species

Surface inlet/outlet

> 50

25-125

temporal

NS

Slope Wetland Type

Only Surface outlet

10-50

40 125

hydrophyte grass species

seasonal, temporal

NS, IF, retF

No surface inlet/outlet

< 10

45 180

Sedges, hydrophyte grass species

seasonal, temporal

IF, GW, RF

Description: Slope wetlands are medium-sized wetlands located at downslope areas and mainly controlled by rapid lateral water flow (surface runoff and/or interflow). They are characterized by permeable soil layers with high infiltration capacity. Plateau Wetland TYpe Stagnic Luvisols, Stagnic Cambisols, Regosols hydrophyte grass species temporal pGW, RF

<5

10-50

Description: Small wetland patches in plateau situations, which are associated with perched groundwater and/or precipitation input.
RD..Root Depth RF..Rainfall GW..Groundwater pGW..perched Groundwater retF..Return Flow

WA..Wetland area IF..Interflow

References
STAUDENRAUSCH, H. (2001): Untersuchungen zur hydrologischen Topologie von Landschaftsobjekten fr die distributive Flussgebietsmodellierung. PhD-Dissertation, Friedrich-Schiller-Universitt Jena, 158 pp.

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Integrated groundwater management in coastal semi-arid areas using artificial recharge


Hollnder, H.M. Institute of Water Resources Management, Hydrology and Agricultural Hydraulic Engineering, University of Hannover, Germany Keywords: artificial recharge, coastal areas, semi-arid climate Groundwater can be utilized for potable water, irrigation and other related purposes. In areas with distinct rainy seasons, rain water is only available during specific months in the year. During the rest of the year (dry season) water has to be drawn from reservoirs or from groundwater. In coastal areas with alluvial plains, the storage of large amounts of water in reservoirs is difficult since the slope of these plains is often nearly zero so that no large reservoir can be constructed. The abstraction of groundwater is possible because the groundwater table is near to the ground surface. Hence, if it is abstracted saltwater intrusion from the sea side may occur. The rainfall in the monsoon seasons causes a flooding of the area. Depending on the water height and on the submerge time of the crops, the yields in harvest time will be lower. The objective of the study is to develop a water management in semi-arid climates by the combined use of analytical calculation and numerical groundwater simulation. The study area gives for this objective two study cases which have to look at: 1. To protect plants in early growing state caused by submerging of the plants. 2. To utilize the rain water which is surplus in quantity but with unequal time distribution allowing no successful growing of plants through out the year. For both objectives surplus water has to be stored in the aquifer as storage of water in surface reservoirs is often not possible in coastal areas. It can be used again in the dry season. The study area is near the city of Balasore, Orissa, India and is located direct at the Bay of Bengal. If the groundwater table reaches the surface, the water is lost by evaporation or flows away into canals which are normally used for irrigation and into natural ditches. Some of the water is lost by flowing into the sea (Bay of Bengal). To store this water it can be infiltrated into the soil if during dry season water would be pumped so that the storage volume for water in the soil is larger. The stored water can be used in dry season again for drinking or irrigation purpose depending on the water quality (Mull et al., 2000). Artificial recharge is necessary to store the water. Highly recommended for a direct infiltration of surface water into aquifers which are overlain by silt and/or clay soil layers

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are ASR-wells (Aquifer Storage Recovery Wells) (Pyne, 1995). ASR-wells have the advantage that they can infiltrate water into the aquifer like a recharge well and later (in dry season) the same well can be used as a discharge well. Water can be stored through ASR-wells in different aquifer types. It is possible to infiltrate water into unconfined, semi-confined and confined groundwater systems. While infiltrating the surface water, a cone of elevation is build during recharge (Fig. 1). The cone of elevation is limiting the infiltration rate because the infiltration is done only by gravity. During an infiltration into a semi-confined groundwater system, the system behaves like a confined aquifer if the duration of the infiltrations is short because the conductivity of the overlaying soil layer is low in relation to the conductivity of the aquifer. If water is infiltrated for a longer time, the system behaves first like a confined aquifer and with increasing usage of time like an unconfined system. A single well is shown in Fig. 1. It can be assumed for the calculation that the neighbouring wells have no or only a negligible influence on the observed well because the wells are located in a large distance from each other. The groundwater table shown in Fig. 1 is the large scale groundwater table at a certain time step. This follows that the calculations can be based on the equations for non-influenced single wells.

Fig. 1

Principal scheme of the usable pore volume in the soil under usage of ASR-well

The field size which can be connected to an ASR-well to protect plants against submerging depends mainly on the water height which has to be infiltrated, on the time which is available for infiltration, the natural percolation and on the depth of the groundwater table

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because the ASR-wells shall work by gravity force. If the field size is calculated for the water management purpose the most important factors are the natural percolation and the depth of the groundwater table. The analytical calculation of the water management is verified by a groundwater model which also gives the results of the groundwater variation during the management time. The following cases of the management have been simulated: 1. The situation as it has been found in 1999. 2. One harvest in monsoon (Kharif) and a second harvest in post-monsoon season (Rabi). 3. Growing crops in Kharif and Rabi and using 50% of the total area for a third summer crop. 4. Growing crops in Kharif and in Rabi and using the whole area for a third summer crop. First results show that the planned groundwater management can raise the agricultural production by securing the plants during monsoon season and by providing water to additional crops in post-monsoon and summer time. A full use of all fields over the whole year is only sustainable in some parts of the study area. The calculated groundwater recharge value of 188.8 mm/a is according with Bouwer (2002). The potential of artificial recharge is up to 600 mm/a. The development of a groundwater management with artificial recharge can help to raise the agricultural production in coastal areas with distinct rainy seasons. The analytical calculation of an area which can be connected to one ASR-well and a groundwater model which calculates the groundwater budget can give answers of the sustainability of the groundwater use and recharge.

Bouwer, H. (2002): Artificial recharge of groundwater: hydrogeology and engineering. Hydrogeology Journal, Vol. 10, pp 121-142, Springer Verlag, New York. Mull, R.; Hollnder, H.; Boochs, P.W.; Panda, N.S. (2000): Aspects of water management in paddy fields in East India. Proceedings of International Workshop on Rainwater and Groundwater Management for Sustainable Rice Ecosystems, I.I.T. Kharagpur, 25.-26. September 2000. Pyne, R.D.G. (1995): Groundwater recharge and wells: A Guide to aquifer storage and recovery. CRC Press, Florida.

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An approach to simultaneously model rainfall-runoff events in rural and urbanized catchments as well as their interactions, with help of a Geographic Information System
Dipl.-Ing. Arne Klawitter (M.S. USA) Technische Universitt Darmstadt, Fachbereich Bauingenieurwesen und Geodsie Fachgebiet Ingenieurhydrologie und Wasserbewirtschaftung, Petersenstr. 13 64287 Darmstadt, Germany klawitter@ihwb.tu-darmstadt.de Keywords: integrated hydrologic modelling, Geographical Information System (GIS), Digital Elevation Model (DEM), sustainable water management Traditionally, rainfall runoff analyses are looked at from a totally different point of view in rural and urbanized catchments respectively. Also, they are usually modelled independently from each other, meaning that there exist numerous models to model either rural or urban catchments. Only a few models are known that are capable of modelling both urban and rural catchments simultaneously and in a detailed manner; however interactions between the systems are hardly taken into account. This paper shortly discusses an approach to simultaneously model rural and urban catchments and their interactions, gives some general information about possible interactions and their effects, and finally presents two model structures which can be used to model the integrated system. The natural flow patterns on the soil surface which evolve from natural conditions such as topography and land use, are altered dramatically in urbanized regions. Here the flow patterns are mainly predefined by the sewer system; flow paths on the soil surface are short and are not subject to any significant retention processes. The flow patterns on the s urface do not follow the natural topography any longer, but are influenced by buildings, sidewalks, ditches etc. Interflow processes are mainly disturbed in urban areas by either dense sewer systems or deep basements of buildings, or both. Effects of urbanisation are e.g. that actual evaporation rates are reduced tremendously due to the fast transport of precipitation water on the soil surface into the sewer system. Due to the increase of impermeable area, the infiltration rates into the soil are reduced which leads to a lower soil moisture and in the end to a r educed baseflow. Leaching of waste water from sewer pipes into the soil matrix can cause soil contamination; or a groundwater table y l ing near the soil surface can lead to an excessive amount of imported water in the sewer system. Discharges from sewer overflow structures not only put a strain on the receiving water body through pollution load, but also due to the resulting hydraulic stress. The fact that

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temperatures are higher in urban settlements can lead to reduced snow cover periods as well as higher snow melting rates within the winter months. There could be more effects listed that an urban area has on the hydrological cycle, and more interactions between the systems could be named. However, at this point it should be clear, that for a detailed statement on the water cycle and the effects of urban settlements on the water cycle in rural catchments, some of the interactions named above should be considered in an integrated hydrological modelling system. Hence, to better account for these interactions an approach, that simultaneously couples two existing hydrological models, is introduced. The main goal of the work is to find a way of integrating the two existing models, taking into account the above named interactions of the two modelling systems and to account for the correct modelling of flow peaks in streams during rainstorm events when sewer overflows intermittently discharge waste water. Criteria for water quality are neglected in this discussion. Considering deterministic hydrological modelling of rural systems, distributed models based on a geographical information system (GIS) can be called state of the art. Numerous models based on triangulated irregular networks, stream tubes, hillslopes or regular grids are known. However in hydrologic urban modelling, the concept of elementary areas or lumped areas is used rather than highly distributed modelling concepts. Nevertheless, these simple concepts have proven to adequately represent discharge volumes and discharge peaks. Hence, in a first step, it is aimed at combining a highly distributed deterministic GIS-based hydrological grid-model with a deterministic hydrological model for urban areas, that is based on rather simple concepts. The grid-model is based on a soil moisture simulation routine that considers non-linear functions for infiltration, percolation and interflow. Overland flow is routed from grid to grid with the kinematic wave approach. Channel flow forms according to a threshold value concept, and can account for up to four different channel types. Channel flow is routed based on a non-linear reservoir concept. The process of baseflow is modelled by two parallel linear reservoirs. The model is connected to a GIS, so some results can be visualized. The hydrologic model for urban areas uses a simple approach for the formation of effective rainfall; only surface wetting and losses due to surface dips are considered. The routing of the effective rainfall on the surface is calculated by a parallel Nash-cascade, each having three linear reservoirs. Flow routing in the sewer system is carried out using the KalininMiljukov algorithm. Retention basins in the sewer system are modelled using a non-linear reservoir approach. The model can also account for transport of pollutants in the sewer system, however this is not further discussed here.

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The approach of modelling the two combined systems simultaneously can be compared to a two layer approach. One layer represents the rural system and the second layer represents the urban system. Within each time step, both layers have to be simulated. This two-layer-concept is indicated in figure 1. The red areas in figure 1b represent urban settlements. These areas have to be identified prior to a simulation and can then be modelled separately. Here, the percentage of impervious area within the urban settlement plays an important role. It basically controls the partitioning of precipitation on layer 1 and layer 2.

a)

b)

c)

Figure 1: a) Digital Elevation Model (DEM), b) land use characteristics, red areas indicate urban settlements, c) system plan for an urban settlement The red arrows in figure 1c indicate possible points of interaction between the urban and the rural system. However, only sewer overflows are marked with an arrow here. The overflow discharges are added to the streamflow in a grid, which means that every overflow building is assigned to a certain grid cell. Further interactions concern the modification of surface and subsurface flow patterns, where some assumptions have to be made. E.g. the interflow process underneath urban areas is deactivated in the according grids in the rural model; hence only vertical flow processes are considered. Overland flow from rural areas that runs into an urban settlement will then be processed according to the flow patterns given in the urban system (figure 1c). Leaching of pipes or infiltration of water into the sewer system can be modelled by an increase or decrease of the soil moisture. Taking into account the most important interactions between rural and urban systems, the model is expected to better represent river discharges in populated mesoscale catchments. Based on this improved approach, a second step to better model water quality on a more detailed scale will be envisaged.

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Estimating the Discharge of Sulphate from Dump Sediments into the Surface Water of an Abandoned Open Pit Lignite Mine
Claus Kohfahl*1 , Paul Brown2 , Claire Linklater2 , A. Pekdeger1 1 Inst of Geological Sciences, Free Univ of Berlin, Dept of Geological Sciences, Malteser Str 74-100, D-12249 Berlin, Germany 2 Australian Nuclear Science & Technology Organization, ANSTO, PMB 1 Menai, NSW 2234, Australia
Claus Kohfahl, Freie Universitt Berlin, Inst. fr Geologische Wissenschaften, Fachrichtung

Geochemie, Hydrogeologie, Mineralogie, Arbeitsgruppe Hydrogeologie, Malteserstr. 74 - 100, Haus B, D - 12249 Berlin, Germany

E-Mail: kohfahl@zedat.fu-berlin.de Key words: Lignite mines; Lohsa; pyrite weathering; reactive transport modelling; Spree; sulphate generation Large areas in the new federal states of Germany have been subjected to open cast lignite mining. Acid generation occurs when the iron disulfides oxidize in the dump sediments due to penetration of oxygen and oxygen-rich waters. Primary oxidation of the sediments starts during dewatering of the originally layered material prior to mining. The processes of mining (excavation, mixing, and dumping activities) intensifies aeration. After deposition, secondary pyrite oxidation continues in the aerated upper part of the spoils, sometimes for several decades. After decommissioning a mine, standard procedure is to allow the water table to rise and to convert the pit into a lake for recreational purposes. During the flooding, which often extends over several years to decades, the acidity and other chemical contents in the groundwater are flushed into the newly formed lake (Gerke, 1998). To reduce acid input during inundation, surface water is sometimes used to supplement the slow natural rise of groundwater. The study area is the Lohsa lignite mine near Hoyerswerda in Germany. This mine was exploited from 1970 to 1990, when its groundwater level was lowered artificially to a maximum depth of 50 m below subsurface. The pumped water was discharged into the Spree during that period. Pumping of groundwater stopped after the mine was decommissioned, so the water level of the Spree has declined since 1990, causing water quality problems for the drinking water supply in the downstream areas. The former lignite mine is to be flooded, mainly with surface water, by 2005 and will afterwards be used as a reservoir basin for the river Spree. To equilibrate the hydraulic head of the river, present management strategies are predicting annual surface water oscillations between 5 and 8 m ((LmbV and Cottbus, 1996). The ongoing weathering processes in the unsaturated zone of the surrounding 40-m-high heaps will lead to a continuous release of acidity into the groundwater, which will then exfiltrate into the newly formed lake and into the Spree. The bank filtrate of the Spree is

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used for drinking water in urban areas downstream of Lohsa, so the long-term release of sulphate and acidity from the unsaturated zone of the heaps has to be estimated. Over the last 15 years, increasingly sophisticated geochemical modelling techniques have been developed, capable of representing simultaneously many of the chemical and physical processes taking place in a system of interest. Several models have already been developed to allow long term predictions of the hydrogeochemical evolution in abandoned and flooded lignite mine environments (Foos, 1997; Strmberg and Banwart, 1994). These models usually consider equilibrium reactions and additional kinetic processes. Some models also include O2 diffusion and transport reactions (Hecht et al., 2003; Prein, 1993; Wunderly et al., 1996). Mayer incorporated kinetically controlled reactions in variably saturated porous media in a multi-component reactive transport model (Mayer, 2002). The code SULFIDOX (Brown et al, 2001) applied in this study, has been developed by the Australian Nuclear Science and Technology Organisation (ANSTO) for application to sulphidic mine waste rock dumps. To provide a first quantitative estimate, the reactive transport code SULFIDOX (Brown et al, 2001) was calibrated based on in situ measurements in the heap. Using the scaled up model, a simulations was performed to derive the temporal evolution of sulphate discharge into the surface water. Scenarios for a period of 80 years were simulated and both, the mass input of sulphate from the unsaturated zone into the groundwater and the discharge of acids into the lake were calculated. SULFIDOX implements a conceptual model of oxidation and transport processes in sulphidic waste dumps (Pantelis et al., 2002) along with a detailed model of chemical interactions within the dump. SULFIDOX is a two-dimensional finite difference code and describes a three phase system consisting of a rigid solid porous phase through which flow gas and water phases. It models oxygen transport and depletion, heat transport and production, and reactant depletion in the solid phase. In summary it represents the following processes in waste dumps:
-

gas transport via diffusion and/or advection; heat transport via thermal conduction and/or fluid flow; infiltration of water down through the waste dump; speciation and complexation of components within the water; dissolution of minerals in the heap; both slow dissolution subject to kinetic controls, and rapid instantaneous dissolution subject to thermodynamic equilibrium laws; precipitation of secondary minerals within the dump.

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Chemical equilibrium reactions can be coupled with the physical transport process by the inclusion of a geochemical speciation module based on PHREEQE (Parkhurst, 1995). The aim of this study was to allow quantitative long term estimates concerning the discharge of weathering products from the surrounding heaps into the surface water. In my presentation I would like to present the main results of this modelling approach and discuss the sensitivities of the results for selected parameters.

Foos, A., 1997. Geochemical modelling of coal mine drainage, Summit County, Ohio. Environmental Geology, 31(3/4): 205 - 210. Gerke, H., 1998. Modelling the effect of chemical heterogeneity on acidification and solute leaching in overburden mine spoils. Journal of Hydrology, 209: 166-185. Hecht, H., Klling, M. and Geissler, N., 2003. DiffMod7 - modeling oxygen diffusion and pyrite decomposition in the unsaturated zone based on ground air oxygen distribution. Geochemical Processes- Concepts for Modeling Reactive Transport in Soils and Groundwater. Wiley-VCH, Weinheim LmbV and Cottbus, B., 1996. Wissenschaftlich-technisches Projekt: Erfassung und Vorhersage der Gewssergte in Tagebaurestseen der Lausitz als Basis fr deren nachhaltige Steuerung und Nutzung., Cottbus, 56 pp Mayer, K.U., 2002. Multicomponent reactive transport modeling in variably saturated porous media using a generalized formulation for kinetically controlled reactions. Water Resources Research, 38 (9): 1174-1195. Pantelis, G., Ritchie, A.I.M. and Stepanyants, Y.A., 2002. A conceptual model for the description of oxidation and tranpsort processes in sulphidic waste dumps. Applied Mathematical Modelling, 26: 751-770. Parkhurst, D.L., 1995. PHREEQC - A computerprogram for speciation, reaction-path, advective-transport and inverse geochemical calculations. 95-4227, U.S. Geological Survey Water-Resources, Lakewood, Colorado. Prein, A., 1993. Sauerstoffzufuhr als limitierender Faktor fr die Pyritverwitterung in Abraumkippen, Mitt. des Inst. Wasserwirtsch., Hydrologie und landwirtsch. Wasserbau Univ. Hannover. Inst. Wasserwirtsch., Hydrologie und landwirtsch. Wasserbau Univ. Hannover, Hannover, pp. 126. Strmberg, B. and Banwart, S., 1994. Kinetic modeling of geochemical processes at the Aitik mining waste rock site in northern Sweden. Applied Geochemistry, 9: 583-595. Wunderly, M.D., Blowes, D.W., Frind, E.O. and Ptacek, C.J., 1996. Sulfide mineral oxidation and subsequent reactive transport of oxidation products in mine tailings impoundments - a numeric model. Water Resources Research, 32: 3173-3187.

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Integrated water quality management development of a socio-ecological approach


Stefan Liehr, Florian Keil Institute for Social-Ecological Research (ISOE) Hamburger Allee 45, D - 60486 Frankfurt am Main, Germany Email: liehr@isoe.de, keil@isoe.de Keywords: Integrated Water Resource Management, Decision Support Systems, Modelling, Water Quality, New Pollutants Humans and environment a view at the current debates on problem areas such as climate, energy and water politics demonstrates the close entanglement of social and natural processes. Therefore, environmental problems are also social problems and a profound understanding of the relevant processes requires the analysis of the underlying complex socio-ecological structures of cause and effect. This circumstance finds its special expression within the field of water research. Particularly in the integrated water resource management a multitude of utilization demands and conflicts of interests meet each other. The economic and social functionality of water in quality and quantity stand in opposition to its meaning for the conservation of the ecosystem. Hence, in the development of strategies for a sustainable management of water resources the consideration of the different dimensions of integration is of crucial importance. On the one hand the knowledge of different natural and social disciplines have to be brought together during a joint research process, on the other hand scientific results are to be translated in such a way that they open up the possibility for social action. Inter- and transdisciplinary integration should be part of this research process from the outset and not at the end. In order to meet that challenge we will present in the following a future-oriented methodological approach for the development of an integrated water quality management. It takes up the problem of the so-called new pollutants, which refers e. g. to substances in the group of persistent organic pollutants (POP). The focus lies on the spectrum of chemical substances constantly extending by technical and economic progress. Their exposure into the environment results in a continuously growing and in their forms strongly varying anthropogenic endangerment of the surface waters and groundwater bodies. At the same time, the entry paths of most substances into the environment, their effects on water quality and relevant feedback mechanisms through the hydrological cycle back to the humans are understood only incomplete. This leads to the central problem of sustainable water quality management: To investigate the emergence of risk potentials, the substantial propagation and distribution mechanisms must be identified and estimated in their relevance. Not only the natural framing conditions play an important role, but also the

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coupling to socio-economic processes. In addition, specific social processes of negotiation in handling conflicting interests and behavioural patterns have to be taken into account. All these aspects form a basis on which policy measures can be compiled and be assessed on their effectiveness in the context of a complex, multi-criterial decision problem. Also questions related to the Water Framework Directive (WFD), as the specification of what good ecological water conditions should be, can be addressed with that approach. In the centre stands the methodological development of an integrated water quality management oriented on the sustainability principle and consisting of an interactive decision support system (DSS) in its core. Thus, the two dimensions of inter- and transdisciplinary integration are taken into account as central challenges. In the foreground we do not focus on the in-depth realistic d escription of individual processes, but first of all on the identification and analysis of the complex cause-effect-relations between the interacting components of coupled social, ecological and economic subsystems as well as secondly the management of the information flow between these components. Special attention will be given to the development of adequate modelling methods for the formal description of these interacting processes and on their integration into the context of the DPSIR concept developed by the European Environment Agency (1999). This is illustrated in Figure 1. The DPSIR concept with its five environmental indicators structures the model-based description of the observed complex phenomena and bridges the difficulty of an policy-oriented reduction of the available information to the most important elements. It is beyond doubt that models form a crucial gateway to the system examined in each case. They represent a central link in the combination of different disciplinary and methodological competences and serve as important instruments for the transformation of scientific knowledge into socio-political decision-making. Therefore, we will face the important task of studying methods of implementation of intra- and interdisciplinarily developed models into the structure of an interactive DSS. Reflecting on the underlying assumptions in the models (e. g. substantial components and processes, relevant temporal and spatial scales) and of their limits we will develop criteria, which permit an adequate handling of uncertainties and ignorance in risk assessment. Finally, the development of a water quality management which is oriented at the sustainability principle requires the establishment of new adapted procedures of risk evaluation in particular in the problem area of new pollutants. Our contribution presents a concept for the development of an integrated, flexible and adaptive water quality management. It addresses the considerable dynamics of the problem field in a flexible manner, is open and adapts to varying demands and constantly increasing knowledge and connects different disciplinary and policy-oriented points of view adequately.

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References Becker, E. and Schramm, E. (2002). Gekoppelte Systeme. Zur Modellierung und Prognose sozial-kologischer Transformationen. In Balser, I. and Wchter, M., editors, Sozialkologische Forschung. Ergebnisse der Sondierungsprojekte aus dem BMBFFrderschwerpunkt, p. 361376. kom Verlag, Mnchen. European Environment Agency (EEA) (1999). Sustainable Water Use in Europe - Part 1: Sectoral Use of Water. Environmental assessment report 1, EEA, Copenhagen. Walker, W. E., Harremoes, P., Rotmans, J., van der Sluijs, J. P., van Asselt, M. B. A., Janssen, P., and Krayer van Krauss, M. (2003). Defining uncertainty a conceptual basis for uncertainty management in model-based decision support. Integrated Assessment , 4(1):517.

Figure 1. Integration through the interaction of models in the framework of the DPSIR concept. Disciplinary knowledge as well as policy-oriented requirements are represented within that scheme. The way of how models are implemented and combined as well as the reflection about their underlying assumptions and limits play a crucial role in understanding the significance of results and in handling uncertainties and ignorance.

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Dominating structures and processes in a hydrological induced mass movement an interdisciplinary approach
Falk Lindenmaier1 , Erwin Zehe 2 , Jrgen Ihringer1 1 Institute for Water Resources Planning, Hydraulics and Rural Engineering Universitt Karlsruhe, Germany, Kaiserstrasse 12, 76128 Karlsruhe Email: lindenmaier@iwk.uka.de, ihringer@iwk.uka.de 2 Institute for Geoecology Universitt Potsdam, Germany, Karl-Liebknecht-Strasse 24-25, 14476 Golm Email: ezehe@rz.uni-potsdam.de Keywords: hydrological induced mass movement, process and structure identification, hydrological process model Slope instabilities both in artificial slopes and in mountainous regions are a major concern for mankind. Not only because of possible human losses but also through a continuously rising financial threat evolving from a more and more intensive use of our environment. Major triggers for slope failures can be for example earthquakes or rising water tables which in turn may be influenced through precipitation and infiltration into the unsaturated zone. Hydrology plays an important role in triggering mass movements, especially when its impact is seen in changing climatic frameworks (Delmonaco & Margottini, 2004). More intensive rainstorms or higher amplitudes of dry and wet climatic periods can possibly lead to more slope failures as well. Both landslides and slope failures are complex phenomena which usually show a long enduring time span for the evolution towards failure and a short event duration after the initiating trigger process. Hence, it is necessary to investigate slopes which are still prior to failure to better understand the interactions between hydrological processes and the development of shear zones. Now the question is, where does the classical approach towards a better understanding of slope instabilities comes from? There are two major scientific groups which are interested in slope instabilities, namely geoscientists and geotechnical-engineers. Roughly seen, the first group is rather concerned of large natural landslides and the latter group of failures in small artificial slopes. If we look to the scale of small slopes or dams, hydrological influence towards a failure seems to be describable with less difficulty. The pore space in these systems is rather homogeneous. Subsurface fluid dynamics is dominantly matrix flow, infiltration as well as changes in the pressure head due to wetting and drying are processes understood rather well. Here, the focus of research is usually to link subsurface water dynamics with general stability calculations (e.g. Tsaparas et al., 2002) or continuum mechanics. On a larger scale, hydrological processes are more difficult to grasp, due to the sheer size of the landslide body and different processes and scales encountered. Here, conceptual hydrological models are often too simple to describe the dominating processes at large. To fully understand landslide triggering mechanisms and their link to climatic

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patterns, a more detailed look towards hydrological and related processes is of vast importance (Bogaard et al., 2000; Lindenmaier et al., 2004). We think, as hydrologists, that we need to intensify our contribution to this already interdisciplinary discussion. The spatiotemporal distribution of precipitation, which cannot be neglected on this scale, influences the soil water dynamics not only by matrix infiltration. Fast processes like preferential flow with soil-moisture dependent thresholds do play a more important role than they get attention so far in landslide hydrology. These processes are closely linked to the spatial distribution of fractures, macropores or other large inhomogeneities e.g. woodlogs in chaotic debris material. It is still too difficult to describe and merge all these processes and structures and their interactions in a single existing method or model. As we set our goal to improve the understanding of landslide hydrology, we chose a creeping but not yet failed slope near Bregenz, Austria. The size of the moving body extends over 1800 x 500 m and has an elevation of about 400 m, the depth is up to 60 meters. A precipitation scheme with high yearly precipitation sums and a high climatic variability seems to be the trigger for movement rates of the slopes of up to 10 cm a year. Buildings and roads on top of the slopes are twisted and show cracks, or even had to be torn down. The research stands in close cooperation with the local authorities whose goal is to reduce creeping in builded areas, especially to establish a sewage system there. Data acquisition started in 1998 with geological and geotechnical equipment and observations and a geodetical observation of surface points with GPS. In addition a hydrological measurement network has been installed with a meteorological station and several precipitation and runoff gauges. The system has been enlarged several times with additional measurement equipment but also suffered data loss through technical failures and natural restrictions. In our presentation we want to stress the importance of an interdisciplinary approach towards landslide behaviour and want to show that process based hydrology needs to have more attention there. Only through the identification of dominating geological structures and hydrological processes which also included a close look towards soil-properties and vegetation and including movement observation, we were led to understand thoroughly the behaviour of the mass movement. We combined these research disciplines to identify hydrotopes with characteristic hydrological surface and subsurface behaviour. Data and also numerical limitations did not allow to grasp the mass movement in total with a single numerical model so far. We encountered not only a vast span of processes in different time scales, like fast processes (precipitation and runoff generation) or slower processes (infiltration and pressure build-up) or even slower reactions like the macroscopic changes and movements in the slope body. We also needed to look at a high variety of structures in different scales like the geological setting, the inhomogeneous, post glacial development of scree material or the soil and vegetation structures like root-holes, shrinking cracks or wetness patterns. With the hydrological process model CATFLOW (Zehe et al., 2001) we could describe subsurface water dynamics in the unsaturated zone as well as runoff

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production and concentration in the creeks on the slope simultaneously so far. With a case study we could also reproduce the driving factor for the creep which is a pressure propagation from a hydrological active hydrotope which is not located on the moving slope body itself. We cannot give a complete solution towards the triggering process, nor can we apply a model, which combines all necessary and dominating structures or processes in all scales encountered here. Our studies still lack some essential data therefore, like more measurements of pressure heads as well as a more continuously movement observation which cant be achieved so easily. But for future research we can provide a detailed study as useful basis for a coupling of hydrological and soil mechanical processes in large landslides and can give clues about critical climatic states which could trigger landslides. The major point of our presentation is to stress the interdisciplinary research approach without which we would have not come that far.

BOOGARD, T.A., ANTOINE, P., DESVARREUX, P., GIRAUD, A., VAN ASCH, T.W.J.: The slope movements within the Mondors graben (Drme, France): The interaction between geology, hydrology and typology. Engineering Geology, 55: 297-312, 2000. DELMONACO, G., MARGOTTINI, C.: Meteorological Factors Influencing Slope Stability. Natural disasters and sustainable development. Editors: Casale, R., Margottini, C., Springer Verlag Berlin Heidelberg New York, pages: 397, 2004. LINDENMAIER, F., ZEHE, E., DITTFURTH, A., IHRINGER, J.: Process identification at a slow moving landslide in the Vorarlberg Alps. Hydrological Processes, accepted in January 2004. TSAPARAS, I., RAHARDJO, H., TOLL, D.G., LEONG, E.C.: Controlling parameters for rainfall-induced landslides. Computers and Geotechnics, 29: 1-27, 2002. ZEHE, E., MAURER, T., IHRINGER, J., PLATE, E.: Modelling water flow and mass transport in a Loess catchment . Physics & Chemistry of the Earth, Part B, 26: 487-507, 2001.

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Stochastic modelling approach for deriving hydrological growth conditions in floodplain forests
Heike Puhlmann Institute of Hydrology and Meteorology, Dresden University of Technology, Wrzburger Str. 46, 01187 Dresden, Germany Email: puhlmann@rcs.urz.tu-dresden.de Keywords: stochastic modelling, soil water regime, flood plain Wetland landscapes have been destructed to a great extend particularly during the last century. Today, most of the flood plains are diked and natural alluvial forests are scarce due to the cultivation of the flood plains. However, it is now generally recognised that the narrowing and straightening of the river courses is a major source of the intensification of flood events in previous years. Dike transfers and the re-establishment of floodplain forests can increase the retention capacity of flood plains and thereby, reduce flood peaks and flood related damages. First attempts to put such intentions into practice made clear that their efficient realisation highly depends on whether we can (i) characterise and quantify the natural dynamics of flood plains, (ii) frame objectives for a flood plain management and (iii) predict possible impacts of planned actions on existing ecosystems. This paper presents a general model system for the characterisation and quantification of the long-term hydrological conditions in flood plains and their interpretation in terms of growth conditions for alluvial forests (Puhlmann, 2003). Possible applications of the model system include the quantification of (i) the actual hydrological state of a flood plain (indication tool), (ii) objectives for a future flood plain management (planning tool) and (iii) possible effects of proposed management directives (scenario tool). The hydrological characterisation of flood plains on the basis of the proposed model system may assist the management of flood plains and, in particular, reforestation plans e.g. for objectively selecting sites or tree species best suited for a natural reforestation under the quantified hydrological conditions. In this way, it may help to minimise costs and effort of reforestation projects and, last but not least, increase the chance of a project's successful realisation. The model system links several models for simulating the relevant hydrological processes in flood plains, i.e. the regimes of the river flow, the groundwater and the soil water. These models mainly incorporate physically based process descriptions and thus, allow for a wide range of applications, e.g. predictions and scenario runs or comparative applications of the model system to different flood plains. The simulation of the soil water regime which is considered the major growth relevant factor in flood plains constitutes the central part of the model system. Main feature of the model concept is the numerical

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one-dimensional unsaturated flow model RFDE1D in which - contrary to common unsaturated flow models - the model boundary conditions are treated as stochastic time processes. RFDE1D is based on the so-called Richards Functional Differential Equations (Liedl, 1991) which derive from the Richards equation for unsaturated flow. Within these equations, the statistical moments of the initial and boundary conditions - the expectations and variances - are linked with the corresponding moments of the pressure heads, soil water contents and water fluxes. In other words, the mean course and the typical variances of the soil water content are derived directly from the distributions (in time) of the boundary conditions at a given site. In flood plains, the highly dynamic regimes of the river and the groundwater have a large impact on the soil water regime. The river levels (or inundation heights) and the groundwater levels describe the upper and lower hydrological boundary conditions of the soil water model. The soil water regime also depends on meteorological processes (precipitation, evaporation), which describe the upper (flux) boundary conditions in times where the site is not inundated. The model system is applied in two different simulation modes, which altogether gives a comprehensive characterisation of both the typical mean soil water regime and its extremes. The "stochastic simulation" derives the long-term mean annual course (expectations) of the meteorological and hydrological conditions with its typical fluctuations (variances). In the "deterministic simulation", long-term deterministic (observed) time series of the meteorological and hydrological conditions are simulated and subsequently analysed with respect to extreme events (e.g. deficits below a critical water content, inundations) in terms of their occurence frequency, duration and height. A first application of the developed model system focussed on the soil water regime of an undiked hardwood forest at the Middle Elbe near Dessau. All data required for the model parametrisation and calibration (e.g. soil characteristics, soil water and pressure head observations, hydrological/meteorological boundary conditions) were collected at the investigated site. The calibrated model was finally applied to the years 1947-2000 based on long records of national observational networks (meteorological data, river levels). The results of the "deterministic" and "stochastic" simulation altogether give a comprehensive view of the hydrological regimes at the investigated site. The "stochastic simulation" shows that soil layering has a significant impact on the soil water availability for plants. The mean regime of the soil water content in the root zone is characterised by a distinct annual course. Highly irregular surface inundations, coupled near-surface groundwater levels and - much less pronounced - the fluctuating precipitation result in highly variable soil water contents throughout the year. The "deterministic simulation" shows that the uppermost soil regions frequently undergo short extreme events whilst larger soil depths are marked by rare, but prolonged extreme events. Whilst precipitation can lessen a water shortage in the top soil, the saturation of the lower layers is bound to surface inundation or a near-surface groundwater rise. Surface inundations increase the mean annual saturation

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level but may not always prevent droughts in summer or autumn. Based on these results, various sites within the investigated flood plain could be compared with each other with respect to their suitability for the re-establishment of different tree species. This paper presents an application of the developed model system to a flood plain in the sense of an indication tool. For using the concept as a planning tool, other disciplines (forestry, economics) should be involved, which might help to better evaluate the feasibility of proposed management strategies (e.g. the selection of tree species) than stand-alone projects of purely hydrological background. The critical values of extreme events surely should be defined under consideration of the vegetation, e.g. critical water contents had to be quantified depending on the drought tolerance of a particular tree species. Further development of the presented model system aims at its integration in a broader modelling context in order to better describe the response of the flood plain vegetation to given hydrological growth conditions. This would require an improved representation of the interrelation between the soil water regime and the flood plain vegetation, e.g. by coupling the soil water model with a physiological plant growth model.

References

Liedl, R. 1991: Funktionaldifferentialgleichungen zur Beschreibung von Wasserbewegungen in Bden natrlicher Variabilitt. Beitrge zur Theorie and Entwicklung eines numerischen Lsungsverfahrens. Berichte Versuchsanstalt Obernach and Lehrstuhl fr Wasserbau und Wassermengenwirtschaft der TU Mnchen Nr. 67. Puhlmann, H. 2003: Die Modellierung des langfristigen stochastischen Boden-

wasserregimes zur Ermittlung hydrologischer Standortbedingungen fr Auenwlder entlang der Mittelelbe. Dresdner Schriften zur Hydrologie, Institut fr Hydrologie und Meteorologie, Heft 1.

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Numerical calculation of shear stress created by flushwaves in sewers; Presentation of testsides in Offenbach/Germany and Lyon/France
Jrg Schaffner, Martin Oberlack Hydromechanics and Hydraulics, Technische Universitt Darmstadt, Petersenstr. 13, 64287 Darmstadt / Germany, Email: schaffner@ihwb.tu-darmstadt.de Keywords: Numerical modeling, flush wave, sewer, rotary gate, shear stress The aim of this abstract is to show the usage of three-dimensional numerical modeling of the hydraulic description of flush waves in sewer channels. This will be done employing examples from two different testsides. The first one is a reservoir sewer in Offenbach/Germany and the second one is a sewer channel in Lyon/France. The traditional way of cleaning sewer systems in Germany is the use of a high pressured water jets handheld by workers. This method has drawbacks such as a high demand of freshwater and energy. It creates large noise levels and the working conditions are unacceptable. One alternative way of cleaning sewer systems is the flush cleaning with the aid of various flushing devices which is becoming a common practice in Germany. There are many different devices on the market available and their design rules depend mostly on the practical experience by the developer. The gate in Offenbach is build by the company Liwatech and is a fixed rotary gate of 1.8 m height in a 380m long reservoir sewer. The project is run by the section of Hydromechanics and Hydraulics at TUD together with the company Liwatech and includes measurements and the numerical modelling of flushwaves with different initial conditions. In Lyon a mobile flush gate (Hydrass gate) was installed in an egg-shaped sewer. The part of the sewer which was investigated has a length of 590 m. This project was run by Prof. Jean-Luc Bertrand-Krajewski [BK02]. Within our close collaboration he kindly provided his data to us so it was possible to calculate this sewer numerically. To gain a deeper insight into the design rules for flushing devices it is necessary to understand the hydraulic principles of a flush wave. This can be achieved with measurements of a flush wave along its way through the sewer channel and the observation of the effects on the sediments in the sewer. At this point the hydromechanical part, the numerical modelling, touches other disciplines. There is the urban drainage with the surface runoff and solute transport which is responsible for the content of the sewer deposits which should be washed away by the flush wave. Another close discipline is the sediment transport itself which covers the mechanics of accumulation and remobilisation

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of the deposits. At a broader view the rotary gate can be regarded as a control element for a sewer system to detain the storm sewage and to run the sewage plant more efficiently. After the calibration of a numerical model by measured results it is possible to calculate many different scenarios in a sewer channel at lower costs compared to a p hysical model. The behaviour and the effects of a flush wave can be observed using different boundary conditions and it is possible to gain more general design rules for the flushing device creating the wave. Calculations with one or two dimensional models are easier and less time consuming then calculations with a three dimensional model. However the initial stages of a flush wave can be compared with a dam-break wave which has a three dimensional character. Turbulence in the front wave which playes an important role concerning the cleaning effect of a flush wave can be described best with three dimensional calculations using a turbulence model such as the k- ? model [LS72]. The discretisation of the reservoir sewer in Offenbach and Lyon was done with the Finite Volume Method which is used in the most common CFD codes. In our case the StarCD code was used. The three-dimensional Reynolds-averaged Navier-Stokes equation is solved by using the k- ? turbulence model for high Reynolds numbers. Using high Reynolds number models requires an algebraic formula called wall function to represent the distribution of velocity, turbulence, energy etc. at the boundary layers that form adjacent to walls [NN93]. The calculation of the free water surface is modelled using the Volume of Fluid (VOF) method which calculates the volumetric content of water and air in each cell of the numerical grid [HN79]. The most important parameter in these calculations is the shear stress created by the flush wave at the walls and the bottom of the sewer. The shear stress is the major parameter which is responsible for the start of the transport of the sewer deposits when it critical value for a certain sediment is exceeded. Temporal and local fluctuations of the flow conditions caused by turbulence are also responsible for the start of the particle motion. When the holding forces are exceeded, first single particles are unhinged and later complete lumps of deposits are transported with the current. Due to its close link the shear stress is calculated with the turbulent kinetic energy of the k- ? turbulence model [R93]. One major problem when it comes to the boundary conditions of the model is the estimation of the roughness of the flow domain depending on the sediments in the sewer channel. A literature search was undertaken to find roughness values for different deposits in sewers [D03]. To receive more realistic values of the roughness in both sewers it would be necessary to undertake investigations such as taking samples of the deposits before t he flushing takes places.

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Another important boundary condition is the rotary gate which swings into a horizontal position to release the water body. The first estimation was to start off with a free standing water body which breaks down due to pressure and gravity [SCH2003]. However when the gate is in horizontal position the water runs above and under it which creates a different hydraulic situation to the estimated free water body. The first step to overcome this problem was to model the gate as a boundary condition in the horizontal position when its rotation has ended. The second step would be to model the gate as a moving grid which is very close to the real movement. Using the latter techniques it is possible to calculate the shear stress created by the flush wave through three-dimensional numerical modeling under different initial conditions and give estimations about the cleaning effect of the flushing device. It is also possible to give design rules to avoid an over- or underdimensioning of the flushing device.

References: [BK02] [D03] Bertrand-Krajewski, J-L. et al, Hydraulics of a sewer flushing gate, Proceedings Sewer Processes and Networks, Paris, France, 2002. Darmer, N.. Entstehung und Auswirkungen von Ablagerungen in Mischwasserkanalisation, Studienarbeit am FG Hydromechanik und Hydraulik, TU Darmstadt, 2003. Hirt, C.W., Nichols, B.D., Volume of Fluid (VOF) Mehtod for the Dynamics of Free Boundaries, Journal of Computational Physics, Vol. 39, P. 201-225, 1981. Launder, B.E., Spalding, D.B., Mathematical Models of Turbulence, Academic Press, London and New York, 1972. Nezu, I., Nakgawa, H., Turbulence in Open-Channel Flows, IAHR Monograph series. A.A. Balkema, 1993. Rodi, W., Turbulence Models and Their Application in Hydraulics, A stateof-the-art review, IAHR Monograph series. A.A. Balkema, 1993. Schaffner, J., Numerical simulation of a flush cleaning wave in a reservoir sewer in Offenbach/Germany, Proccedings 18th European Junior Scientist Workshop on Sewer Processes and Networks, Almograve, 2003.

[HN79]

[LS72] [NN93] [R93] [SCH2003]

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Contaminated Megasites - a Problem for Water Resources Management?


Mario Schirmer1 and Arno Kaschl2 UFZ - Centre for Environmental Research Leipzig-Halle, 1 Dept. of Hydrogeology, Theodor-Lieser-Str. 4, 06120 Halle/Saale, Germany 2 Dept. of Groundwater Remediation, Permoserstr. 15, 04318 Leipzig, Germany E-mail: mario.schirmer@ufz.de Keywords: megasites, integrated management, contamination, natural attenuation, socioeconomic considerations Large-scale contaminated sites like Bitterfeld in Eastern Germany are characterized by a regional contamination of soil, surface water and groundwater as a result of a long and varied history of chemical production (Heidrich et al. 2004b; Heidrich et al. 2004a). While the contaminants in soils and sediments mostly represent a localized problem, pollutants in groundwater may spread to uncontaminated areas and endanger receptors like surface water and drinking water wells. In addition to the direct risks for humans and the ecosystem at the site, a widespread diffuse pollution may result from the transport of contaminated sediment in surface waters. These megasites therefore constitute a major problem for water resources management (Kaschl et al. 2002). The problems for the remediatior may be so extensive that full success cannot be achieved by conventional technologies for economical and technical reasons, while a complete remediation of the sources is usually out of the question. Therefore, innovative risk-based approaches have to be developed to deal with subsurface contamination at this scale. Such approaches are widely propagated by the avant-garde of scientists and regulators throughout Europe (CLARINET 2002). From the legislative point of view, the new water framework directive (WFD) and the groundwater daughter directive (GWDD) have introduced a new dimension of water resources management at the European level (Steiner and Willand 2004). The GWDD is currently still under deliberation, but will most probably allow for a limited tolerance of risk-based approaches for historical contamination such as megasites. Under certain circumstances such as quasi steady-state contaminant plumes that pose no risk to down-gradient receptors, especially water resources, Natural Attenuation (NA) may be included in the remediation strategy for megasites (Kaschl et al. 2004). This approach implies accepting the fact that a stretch of the subsurface will remain contaminated and may have limited future use. However, the magnitude of the problem and the potential risks associated with megasites require a scientifically sound evaluation of the magnitude of NA and its sustainability over extended time periods (several decades). Therefore, a number of novel investigation methods must be applied to assess the temporal and spatial

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aspects of NA and other remediation strategies (Kaschl et al. 2003). These include direct, integral measurements of the contaminant mass fluxes at predefined control planes downstream of contamination sources, involving multiple well pumping tests and a mathematical inversion of the time-concentration curves measured during pumping. Longterm, time-integrated, multi-level chemical and toxicological monitoring of the contaminant plume using dosimeters and toximeters are a way to quantify the toxicological potential in the aquifer and its variation in time and space. Reactive-multitracer tests for the quantification of the specific interactions between contaminants and aquifer matrix give insight into the effective redox capacity. Using a lithocomponent-approach, the natural capacity of the aquifer material to immobilise hydrophobic compounds can be evaluated. Another powerful tool are stable isotope measurements for the integral evaluation of natural biodegradation of organic contaminants in the aquifer. In any case, numerical modelling of the processes has to be an integral part of the decision making process at these megasites (Schirmer et al. 2004). Apart from contaminated megasites, tremendous (socio)-economic efforts have been directed towards the reduction of toxic industrial effluent releases into lakes and rivers, toward efficient waste water treatment systems, and toward safe drinking and recreational water supplies. Yet, pressure on water as one of our most vital resources continues to rise. This requires research and input from numerous disciplines. Research is needed to develop and introduce innovative investigation, monitoring, modelling and remediation approaches, which will yield important new insights and cost savings. However, input is also required regarding economic considerations as well as regulatory and public acceptance through an iterative and ongoing process. Applying state-of-the-art knowledge and developing new approaches, the problem of contaminated megasites can and must be vigorously addressed to protect water resources. Bitterfeld will be used as an example, where modelling, decision support and management tools are being developed in a hands-on, learning by doing - process.

CLARINET: Sustainable management of contaminated land: An overview. Editor: Vegter, J., Lowe, J., & H. Kasamas, Austrian Federal Environment Agency, Vienna, Austria, 2002. HEIDRICH, S., SCHIRMER, M., WEISS, H., WYCISK, P., GROSSMANN, J. KASCHL, A.: Toxicological relevance of regional contaminated aquifers and remediaton options (Bitterfeld case study). Toxicology (In Print), 2004(a).

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HEIDRICH, S., WEISS, H., KASCHL, A.: Attenuation reactions in a multiple contaminated aquifer in Bitterfeld (Germany). Environmental Pollution 129, 277-288. 2004(b). KASCHL, A., HEIDRICH, S., WEISS, H.: EU-Projekt WELCOME: Prvention und Sanierung der Grundwasserkontamination an groflchigen Standorten. altlasten spektrum 3, 111-119. 2002. KASCHL, A., HEIDRICH, S., WEISS, H., RGNER, H., TEUTSCH, G., DEJONGHE, W., VANBROEKHOVEN, K., DIEHLS, L., ZABOCHNICKA-SWIATEK, M., MALINA, G., KOCH, L., KREIMEYER, R.: Technical Guideline (Catalogue of Methodologies) for the Evaluation and Implementation of MNA Regarding the Management of Multiple-Contaminated Megasites. EU-Project WELCOME, Workpackage 6, Deliverable 6.2. Leipzig, Centre for Environmental Science (UFZ). 121 pages. 2003. KASCHL, A., RGNER, H., WEISS, H.: Integration von MNA in die Sanierung von groflchig kontaminierten Standorten (am Beispiel Bitterfeld). altlasten spektrum 2/2004, 79-84. 2004. SCHIRMER, M, DAHMKE, A., DIETRICH, P., DIETZE, M., GDEKE, S., RICHNOW, H. H., SCHIRMER, K., WEISS, H., TEUTSCH, G.: Natural Attenuation Research at the Contaminated Megasite Zeitz. Journal of Hydrology (Submitted), 2004. STEINER,N., WILLAND,A.: Rechtliche Rahmenbedingungen fr die Altlastensanierung unter dem Einflu des EUWasserrechts. altlasten spektrum 1/2004, 40-46. 2004.

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Meeting the challenges of the blue revolution: increasing the irrigation efficiency with soft-computing optimisation methods
Niels Schtze, Thomas Whling, Michael de Paly, Gerd H. Schmitz Institute of Hydrology and Meteorology Dresden University of Technology, Germany Email: ns1@rcs.urz.tu-dresden.de Keywords: surface/subsurface flow, irrigation efficiency, artificial neural networks, genetic algorithm Water is a limited resource and the dramatically increasing population requires a significant increase in food production. The enormous challenge to feed in 2030 additional 2 billion people in the world can only be met by an expansion of the irrigated agriculture in developing countries (WWDR, 2003). Water consumption will increase by 14 percent in the next thirty years while some developing countries are already using 40 percent of their renewable freshwater for irrigation. Thus, the FAO (2003) calls for a blue revolution in water management in order to improve the generally low water use efficiency in irrigation of about 38%. A number of tools have been developed for managing water supply in irrigation. They operate with satisfactory results. However, the on-field irrigation efficiency, especially in surface irrigation, is still low. In this presentation we propose an new strategy for optimising the water application efficiency in furrow irrigation systems. This strategy considers the scheduling parameters, i.e. when and how much to irrigate, as well as the control parameters of each water application, i.e. the inflow and the cutoff time, for improving both, crop yield and water use efficiency. Due to the fact, that these parameters are interconnected, their evaluation for attaining an optimal water application efficiency has to be executed simultaneously. However, up to now, there is no such optimisation strategy. The current methodologies of classical optimisation encounters two fundamental problems. Firstly, due to the complexity they only consider parts of the optimisation problem and/or simplify the latter by linearisation or rough empirical description of the relevant processes. Secondly, even the remaining simplified algorithms are much too complicated for a broad application in rural areas. A reliable determination of the irrigation control parameters requires a coupled physically based model, which includes interconnected modules describing the processes of surface/subsurface flow, evaporation, transpiration and plant growth. Thus, for the development of the furrow irrigation model (FIM) a cooperation of different disciplines was essential. The presentation demonstrates, that the application of standard softcomputing methods like artificial neural networks (ANN) and genetic algorithms (GA) for optimisation tasks in irrigation calls for a tailored and customized solution and thus, for an

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interdisciplinary cooperation between computer scientists, hydrologists, agricultural engineers and - after a further progress of the project also economists and social scientists. Standard general-purpose techniques fall short when an optimisation problem is more complex or restrictions of real-life applications like computer power and availability of input data are existent. The considered optimisation problem of finding optimal control parameters in furrow irrigation is very hard in the sense that the target function has many locally optimal solutions and thus, finding the best global solution is not possible with classical deterministic optimisation techniques. For this reason, a stochastic optimisation technique (GA) is employed for always finding a near-optimal solution of the schedule (when and how much to irrigate) within reasonable computation time. In order to reduce the complexity of the complete optimisation problem the determination of the control parameters of each water application on the field (the inflow and the cutoff time) is realised by an artificial neural network (ANN) based on self-organized maps (SOM). A new SOM architecture was developed, which after a unique training, allows performing simulation tasks as well as solving inverse problems: the Self-Organizing Map with Multiple Input/Output option (SOM-MIO). This architecture combines the superior clustering capability of the Standard SOM with a linear interpolation scheme in order to generate continuous output information. The SOM-MIO approximates the inverse solution of the coupled numerical surface/subsurface flow model and thus, enormously speeds up the overall performance of the complete optimisation tool. Furthermore, the robustness and stability of ANN-based applications could prove to be useful in numerical schemes, such as nonlinear optimisation or Monte Carlo methods. The presentation shows an application of the new optimisation strategy to a deficit irrigation problem in furrow irrigation. The results will compared with those of classical deterministic optimisation techniques and real-time control systems. Finally, the presentation discusses the characteristics of both new developed soft-computing optimisation methods, special developments and problems of the application. In addition, an outlook of the underlying research project is given which needs a further development in the issues of economic and social aspects of rural systems towards a sustainable agricultural water management.

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References:

WWDR, 2003

World Water Assessment Programme: THE WATER DEVELOPMENT REPORT: Water for for Life, UNESCO Publishing, 2003

UN WORLD People, Water

FAO, 2003

Jacques Diouf: Agriculture, food security and water : Towards a blue revolution, OECD Observer (http://www.oecdobserver.org), 2003

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The variability of the hydrological response of highly disturbed and forested catchments in the Spanish Central Pyrenees
Manuel Seeger1 , Noem Lana-Renault2 , David Regs2 , Jos Mara Garca-Ruiz2
1 2

Physical Geography, University of Trier, D-54286 Trier, Germany Instituto Pirenaico de Ecologa (CSIC), Campus de Aula Dei, Avda. de Montaana 1005, E-50080 Zaragoza, Spain

Mountains are in Mediterranean environments the most important areas for generating water resources. They behave as "islands" of humidity in comparison with the plains, yielding most of runoff drained by the rivers (Thornes, 1999), which is commonly used for irrigation. These areas have been intensively used and transformed by man for long periods, but during the last decades, severe changes in society have lead to an extensification of land use, and thus the characteristics of the headwater areas are changing substantially. Most of the former farmland, occupying even steep slopes, has been abandonned during the 20th century and the landscape is affected now by plant recolonisation processes (Molinillo et al., 1997), depending on the intensity of the actual land-use (Ries et al., 2000). The soils of these former fields are strongly degraded, showing low to very low infiltration capacities and drainage, especially near the streams, but on predominantly undisturbed areas they show clear evidences of regradation of their physical properties (Seeger, 2001). Such an evolution introduces necessarily changes in many hydrological parameters (Gallart et al., 1994). Recent studies (Garca-Ruiz et al., 2001, Beguera et al., 2003) indicate that, on a long term, water ressources are decreasing more rapidly than the annual precipitation amounts. This decrease has to be attributed to the changes in the land use, and is reflected also in changed stream morphology or recurrence of flood events (Lpez-Moreno et al., 2002) The comparision of the hydrological behaviour of two experimental catchments in the Central Spanish Pyrenees, which have been historically managed under different land uses, allows us to understand the effect of land use changes and the consequences of land management on runoff: 1. the Arns catchment has been cultivated for centuries and abandoned about four decades ago; 2. the San Salvador catchment keeps a dense forest cover, without evidence of intense land uses in the last centuries. For this, the data of the period between 1999 and 2002 is analysed 1. based on single events and 2. reagarding the summarised runoff generation during complete hydrological cycles. The analysis of the rainfall characteristics shows good coincidence between the catchments at an event and long term basis. The first third of the investigated period can be considered -1 as normal, with a total precipitation amount of about 1000 mm a , the second third has to be considered during a period of about 200 days as very humid, summarising more than 1200 mm a-1 . The third period is, with a precipitation lower than 850 mm clearly dryer. As expected, the runoff generation characteristics are very different in the formerly intensive used Arns catchment and the forested San Salvador catchment. The highly disturbed

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Arns catchment shows, a relatively simple response scheme, reproducing in its hydrograph the patterns of rainfall structure. This can be explained with the predominance of superficial runoff processes in areas near the stream. This limitation of runoff generating areas is supported by the extreme fast response of the catchment to precipitation. Runoff is generated in general by saturation excess overland flow, but under certain conditions Hortonian overland-flow may also produce fast runoff peaks (Seeger et al., 2004). This behaviour is supported by the negative correlation between the antecedent rainfall and the discharge parameters and the low hydraulic conductivity of the soils in the catchment (Seeger, 2001) The up to 4 times slower reaction of San Salvador to precipitation is directly related to the dense vegetation cover and the interception processes related to it water retention in the vegetation cover, attenuation of the rainfall intensity and distortion of the rainfall structure and duration. The soil characteristics, its well developed water storage capacity and high infiltration capacity, contribute as well to the retarded output of the rainfall. But this water retention capacity is limited, and with very moist conditions, which are reflected by events with a high antecedent runoff, and linked to high antecedent precipitation the catchment may respond as fast as the catchment with shrub-cover. The differences between both catchments can be observed also during whole hydrological cycles. The runoff in the Arnas catchent follows the seasonal as well as the interannual variability of precipitation. It maintains a predominantly constant runoff coefficient. The San Salvador catchment shows a very low runoff coefficient during the first third of the studied period and no runoff during almost all the last third. It scarcely reflects the variability of precipitations. But during 2001, the second period, the runoff increases exceeding the values of the disturbed Arnas catchment. This can be observed at every rainfall runoff event, where the recession curve of the hydrograph stays at superior levels than at the beginning of the event for days. Despite of the landscape heterogeneity of the Arns catchment (with very different plant covers and soils) the runoff generation processes are here much more homogenous than in the forested catchment. The stormflow discharges are linearly dependent on the precipitation and the hydrographs suggest no complicated interactions between different ambients inside the catchment. Nevertheless, the antecedent soil moisture conditions seem to have an influence on runoff generation processes. The homogenous forested San Salvador catchment is ruled by more complicated runoff generating processes, caused by the interaction of different compartments with different water storage and response characteristics. Especially the hysteretic behaviour of water storage and outflow of the soils inside the catchment are responsible for the strong differing runoff under changing climatic conditions. This implies consequences for the water resources management in these areas. Highly disturbed catchments reflect even some decades after agriculture abandonment the degradation of soils and plant cover. Forested catchments tend to decrease water ressources with decreasing precipitations, like they are observed during the the last decades. Minor floods are damped or even completely absorbed. But during high precipitation periods the

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forested catchment produces high runoff yields, and it has to be expected, that under these conditions, major flood events may not be damped. References Beguera, S., Lpez-Moreno, J.I., Lorente, A., Seeger, M. & Garca-Ruiz, J.M. (2003): Assessing the effects of climate oscillations and land-use changes on streamflow in the Central Spanish Pyrenees. Ambio, 32(4): 283-286. Gallart, F., Llorens, P. & Latron, J. (1994). Studying the role of old agricultural terraces on runoff generation in a small Mediterranean mountainous basin. Journal of Hydrology, 159: 291-303. Garca Ruiz, J.M., Beguera Portugus, S., Lpez Moreno, J. I., Lorente Grima, A. & Seeger, M. (2001): Los recursos hdricos superficiales del Pirineo aragons y su evolucin reciente. Geoforma Ediciones, Logroo, 192 pp. Lpez-Moreno, J.I., Beguera, S. & Garca-Ruiz, J.M. (2002): Influence of the Yesa reservoir on floods of the Aragn River, Central Spanish Pyrenees. Hydrology and Earth System Sciences, 6(4): 753-762. Molinillo, M., Lasanta, T. & Garca-Ruiz, J.M. (1997). Managing mountainous degraded landscapes after farmland abandonment in the Central Spanish Pyrenees. Environmental Management , 21: 587-598. Ries, J.B., Marzolff, I. & Seeger, M. (2000). Der Einfluss von Beweidung auf die Vegetationsbedeckung und Bodenerosion in der Flyschzone der spanischen Pyrenen. In: G. Zollinger (Editor), Aktuelle Beitrge zur angewandten physischen Geographie der Tropen, Subtropen und der Regio Trirhena. Freiburger Geographische Hefte. Institut fr Physische Geographie, Albert-Ludwigs-Universitt Freiburg i. Br., Freiburg i. Br., pp. 167-194. Seeger, M. (2001). Boden und Bodenwasserhaushalt als Indikatoren der Landdegradierung auf extensivierten Nutzflchen in Aragn, Spanien. Freiburger Geographische Hefte, 63: 184 p. Seeger M., Errea , M. -P., Beguera, S., Arnez, J., Mart, C. & Garca-Ruiz, J. M. (2004). Catchment soil moisture and rainfall characteristics as determinant factors for discharge/suspended sediment hysteretic loops in a small headwater catchment in the Spanish Pyrenees. Journal of Hydrology, 288, 3-4, 299-311. Thornes, J. (1999). The hydrological cycle and the role of water in Mediterranean environments. In: Rural planning from an environmental systems perspective (F.B. Golley & J. Bellot, eds.), Springer, New York pp. 85-107.

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Developing MODELLING tools for management of urban groundwater resources


Leif Wolf Department of Applied Geology, Karlsruhe University, Germany, E-mail: wolf@agk.uni-karlsruhe.d, Keywords: Urban groundwater, integrated model, sewer system, marker species, urban water balance The management of urban groundwater resources is often neglected as the water quality is presumed to be objectionable or endangered. However, also the quantitative aspects of urban groundwater management can be of significane to the urban community. Especially the coupling between urban water supply and drainage systems on one hand and the urban groundwater has led to several problems in many cities world-wide. The most common problems are:
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rising groundwater levels (example effects: cellar flooding, increased infiltration of water into the sewer systems) declining groundwater levels (example effects: land subsidence, damage to buildings, drying of groundwater dependent aquatic habitats) water quality deterioration (example effects: health risks, use restrictions)

A primary goal of the studies undertaken in the EU-funded AISWURS project (Assessing and Improving the Sustainability of Urban Water Resources and Systems) is to combine models for urban water infrastructure and groundwater models. By applying a chain of separate models (surface runoff, drainage systems, unsaturated zone, saturated zone) it is tried to estimate the urban groundwater recharge and all associated mass fluxes in the urban environment. The uppermost model applied in the AISUWRS system is the Urban Volume and Quantity model (UVQ) developed by CSIRO, Australia. Its main input parameters are climate, urban sealing coefficients and water consumption characteristics. Based on these parameters the volumes of wastewater and stormwater flows in the sewers as well as the water content of the unsaturated zone are calculated. This information is later fed into a specially constructed Pipe Leakage Model (PLM) which estimates the amount of exfiltration or infiltration for the sewers based on defect distributions observed with CCTV cameras. The information is then passed to unsaturated zone models which calculate travel times to the groundwater table. The last recipients are then numerical groundwater transport models which try to predict the distribution of selected trace substances in the

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urban aquifer. The cities of Rastatt (SW-Germany), Doncaster (UK), Ljubljana (Slovenia) and MtGambier (Australia) have been selcted as case study sites. The protection of urban groundwater ressources is strongly supported by a DFG-research group project running in Karlsruhe on the risk potential of leaky sewers for soil and groundwater. For this impact assessment the city of Rastatt (SW-Germany) has been chosen as case study site. In Rastatt it has been attempted to use a known spatial distribution of sewer defects together with the hydrogeological boundary conditions for the estimation of the sewer-groundwater interaction. In a first step groundwater levels were compared with the sewer depth in order to mark sewers that are prone to infiltration and sewers prone to exfiltration. Most of the sewers in the Rastatt city centre are permanent above the groundwater table and therefore prone to exfiltration. Numerical groundwater models have been constructed u sing the finite element code FEFLOW. In order to validate the simulations, several marker species screenings have been performed at up to 45 wells in the aquifer underlying the city area. High concentrations of iodated x-ray contrast media, which can be considered as highly specific for sewage, have been found in the urban aquifer.

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Modelling of nitrate transport and turnover in a small lowland catchment


Gunter Wriedt, Helmut Geistlinger, Michael Rode UFZ Environmental Research Center Leipzig-Halle GmbH, Department Hydrological Modelling, Brckstr. 3a, 39114 Magdeburg, gunter.wriedt@ufz.de Keywords: Catchment, Diffuse Pollution, Denitrification, Groundwater, Modelling, Nitrate, Nitrogen, Reactive Transport Diffuse nitrogen pollution is a threat for ground and surface waters. Observed nitrogen loads in surface waters often do not reflect the actual input situation. This apparent retention of nitrogen can be explained by various chemical transformations and hydrological processes in soil and groundwater. The quantification of these processes in the field is difficult and models are needed to evaluate the interaction of these processes in space and time. The objectives of this work (Wriedt 2003, 2004), which was funded by the German Research Foundation (DFG), are
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to develop a specific modelling approach by combining selected modelling tools allowing for simulation of N-transport and turnover in soils and groundwater of lowland catchments on various spatial scales (lysimeter, transect and catchment). to study interactions between catchment characteristics (such as landuse distribution, geochemistry, channel and river system) and nitrogen transport. Special attention is paid to potential N-loads to surface waters.

The modelling approach combines various submodels for water flow and solute transport in soil and groundwater: The soil model mRISK-N combines a soil water model based on the storage approach SIMPEL (Hrmann 1998) with the analystical soil nitrogen model RISK-N (Gusman, Marino 1999). The soil model is used to calculate groundwater recharge and nitrate leaching as input data for subsequent groundwater modelling. Groundwater flow is simulated using MODFLOW (McDonald, Harbaugh 1988), groundwater solute transport is simulated using RT3D (Clement 1997). A reaction-module was developed to simulate various chemical processes in groundwater, such as degradation of organic matter by oxygen, nitrate, sulphate or pyrite oxidation by oxygen and nitrate. The reaction-module is implemented as a user-defined reaction-module of the RT3D code. We present a modelling study focussing on nitrate transport in a lowland catchment. The study was based on data from the Schaugraben catchment, which is located close to Osterburg, Altmark in the north of Saxony Anhalt. The study catchment is a pleistocene

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lowland catchment of 20 km, with mainly agricultural use. A distributed soil simulation was carried out for the study area to provide groundwater recharge and nitrate leaching as input data for subsequent groundwater simulations on catchment and subcatchment scale. Distributed input from the soil and conservative as well as reactive groundwater nitrogen transport simulations were combined at this scale, focussing on interactions between spatial distribution of N-sources and N-discharge into the surface water system. The 3-dimensional catchment and subcatchment simulations show the spatial and temporal development of substance concentrations in the model domain and allow the identification of impact-relevant areas. Basic results taken from the simulation runs are i) the distribution and turnover of solutes (e.g. nitrate, sulphate, DOM) and immobile components (pyrite, SOM) in space and time, ii) the development of average seepage concentrations as a measure for baseflow contribution to surface water loads, and iii) the spatial distribution of seepage fluxes and seepage concentrations within the channel system. The distribution of nitrate in the catchment is strongly related to the distribution of inputs, transport properties of the aquifer (and the resulting flow paths and travel times), and the distribution of reactive substances involved in nitrogen turnover. Seepage loads into the surface water system are spatially distributed and depend on the spatial arrangement of spurce areas related to transport paths and the drain system. A comparison to observed nitrate concentrations in the Schaugraben drain channel suggests that groundwater contribution can not be the only source of nitrate to the surface water system, even for the conservative transport case. A significant contribution of other sources, such as drain flow and direct inputs of nitrate through fertilization, needs to be taken into account in order to explain elevated nitrate concentrations during winter. The modelling approach is capable of simulating the fate of nitrogen compounds in lowland catchment systems. The distributed approach and the implementation of a full reactive groundwater transport model facilitated the study of spatial and geochemical interactions. The modelling system is well suited for a variety of tasks, for example i) the identification of source and sink areas of nitrate pollution, allowing targeted measures for ground- and surface water protection and design of experimental studies, ii) investigation of system response to management measures or landuse changes using scenario simulations and iii) it is an aid in interpretation of observed data, as it allows to integrate local observations into a spatial and temporal framework. The prognostic value of the model strongly depends on the possible spatial resolution and the quality of input data. In this study it was shown how various processes interact at different scales, but uncertainties of input data need to be taken into account when interpreting model results for the specific study area. However, model results allow to improve and to target field studies and monitoring, which in turn allow improvement of input data and enhance the prognostic value of the model. Not all potential sources of nitrate relevant for surface water pollution are yet included in

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the modelling system. Suggested model extensions are the consideration of drain flow and of surface water and hyporheic zone processes. Further simulations should focus more closely on the investigation of interactions between the spatial distribution of N-loads, reactive compounds and flow paths. More research is necessary to quantify the various chemical processes in the field. These investigations can not be confined to nitrogen species, but all elements and compounds taking part in turnover reactions have to be taken into account as well.

References

CLEMENT, T.P. (1997): A modular Computer Code for Simulating Reactive Multispecies Transport in 3-Dimensional Groundwater Systems, Richland, WA. GUSMAN, A.J., MARINO, M.A. (1999): Analytical Modelling of Nitrogen Dynamics in Soils and Groundwater. Journal of Irrigation and Drainage Engineering 1999(11/12), 330-337. HRMANN, G. (1998): Simpel - Speichermodelle zum Bodenwasserhaushalt. Dokumentation zu Simpel 2, http://www.pz-oekosys.unikiel.de/~schorsch/simpel/index.htm. MCDONALD, M.G., HARBAUGH, A.W. (1998): A modular three-dimensional finitedifference ground-water flow model. Washington, USA. WRIEDT, G. (2003): Integrated Modelling of Nitrogen Transport and Turnover in Lowland Catchments of Northern Germany, In: Institute Groundwater Management TU Dresden (2003): Diffuse Input of Chemicals into Soil and Groundwater Assessment and Management, Workshop 26-28.02.2003 in Dresden, Proceedings Institute for Groundwater Management 3, p89. WRIEDT, G. (2004): Modelling of nitrogen transport and turnover during soil and groundwater passage in a small lowland catchment of Northern Germany. Dissertation, University of Potsdam.

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L. Breuer, J. A. Huisman, B. Weinmann, T. Wronka, N. Steiner: Deriving EcologicalEconomic Trade Offs for Land Use Change Simulations with ITE2 M. A. Dehnhardt : The replacement value of riparian wetlands along the river Elbe as nutrient sinks. EbroAgua Working Group, E. Petersson: Ebro Water, geosciences and sustainability Water from northern to southern Spain? M. Grossmann: Stakeholder involvement and economic assessment of management strategies for wetlands in a river basin context: Case study from the Spree-Havel river basin. K. Hennrich: Interdisciplinary assessment of suitable measures to minimise P input in the Weie Elster river. A. Klaphake : Congested waters: how to conceptualise and measure recreation benefits and the influence of visitor use levels on peoples' satisfaction? H. Koch: Integrated water resources management in the Spree River catchment in the context of global change. H. Kreibich: Estimation of flood losses in Germany, Actual Data from the Elbe and Danube floods in August 2002. F. Messner: Integration of Economic Evaluation into the Water Resources Model WbalMo. J. Meyerhoff & A. Dehnhardt: A benefit-cost analysis of extending riparian wetlands along the river Elbe. E. Petersson: Multi-criteria decision analysis in sustainability assessment: The large dam context. C. Schleyer: Economics and Ecological transformation processes in Eastern Germany Water Management Regimes. H. Tauchmann: Innovativeness in the German Waste Water sector a micro-econometric approach.

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Deriving Ecological-Economic Trade Offs for Land Use Change Simulations with ITE2M
Lutz Breuer1 , Johan A. Huisman1 , Bernd Weinmann2 , Tobias Wronka3 , Nathalie Steiner4 1 ILR, Institute for Landscape Ecology and Resources Management; 2 Institute of Agricultural and Food Systems Management; 3 Institute of Agricultural Policy and Market Research; 4 Biometry and Population Genetics Justus-Liebig-University Gieen, Germany E-Mail: lutz.breuer@agrar.uni-giessen.de. Keywords: integrated assessment, model network, ecological-economic trade offs European agricultural regions are subject to land use transformation mainly due to changes in economic and political conditions. Besides agricultural production, landscapes provide other services, such as biodiversity, water supply or nutrient c ycling (Costanza et al. 1997); a fact that is tackled within the European Agenda 2000. Hence, changes in land use have to be looked at with a multi-functional view of landscapes. The multi-functionality of landscapes plays the key role in the Cooperative Research Centre SFB 299. Within the SFB 299, land use concepts for peripheral regions are developed. It is hypothesized that land use and management if spatially adapted to site conditions can lead to an optimal benefit, both from an economic and ecological point of view. Detailed knowledge of the underlying processes is necessary to estimate the reactions and consequences of land use changes. Owing to its size, field investigations cannot be conducted on the landscape scale. Models are used to overcome that problem, defined as simplified descriptions of the complex processes found in reality. Calibrated and validated models can be used to investigate land use changes. The model network ITE2 M (Integrated Tools for Ecological & Economic Modelling) has been developed in the SFB 299. The general frame of ITE2 M as well as examples of applications are described in the following. ITE2 M is an integrated model approach combining agro-economic, eco-hydrological, biodiversity and socio-political models. The aim of ITE2 M is to provide a tool to analyse regional land use and management concepts and their effects on economic and ecological objectives. Within the integrated model network the agro-economic model ProLand (Prognosis of Land Use) predicts the spatial allocation of agricultural and forestal land use systems on the basis of natural, economic, political and social conditions. Land rent is used as a measure of the potential economic performance, defined as the sum of monetary yields including all subsidies minus input costs. Land rent maximizing behaviour by land users for any parcel of land is assumed. Land rent is calculated based on the spatially distributed

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biogeophysical characteristics in a region. Estimated yield is based on Liebigs law and further site conditions (slope, field size). ProLand yields two types of model output: (i) a map displaying the spatial distribution of land use systems, (ii) aggregated key indicators to characterise the economic performance of the estimated land use. The Soil Water and Assessment Tool (SWAT) is used to quantify changes i n water fluxes and water quality as a result of land use and management changes. Based on a DEM the catchment is divided into spatially located sub-catchments. Water is routed between them. Each sub-catchment consists of a set of non-localized Hydrological Response Units (HRU). Each HRU is defined by a certain combination of soil type and land use. Multiobjective automatic calibration techniques are applied to calibrate the model, taking into account available information on discharge of the main river and tributaries. Various model components to describe N- and P-fluxes, erosion and sediment yields are i ncluded in 2 SWAT, which will in future be used in the framework of ITE M. Effects of land use changes on biodiversity are studied with the cellular automaton ANIMO. The model assumes that each habitat type has its own species inventory depending on land use type as well as environmental, regional and historical constraints. Habitat generalists and specialists are taken into account. Species number per habitat are derived from field investigations. Cells of the cellular automaton interact with neighbouring cells in the way that all habitat generalists of the central cell disperse into the four next surrounding cells. Hence, the number of species in a cell ( ? -diversity) is affected by the species inventory surrounding the cell. This in turn is influenced by the dissimilarity between cells (? -diversity). The product of both is the overall landscape diversity (?diversity). The socio-economic valuation framework CHOICE is finally applied to conduct extended cost-benefit analyses of multi-functional landscapes. The extension of traditional costbenefit analyses is necessary as the benefits of environmental services are often ignored due to their public goods properties. In CHOICE stated preferences methods like the contingent valuation method and the choice experiments are used to determine the benefits of the various landscape services (e.g. biodiversity, landscape aesthetics or water quality) for the regional population. In addition with the cost and benefit components of the private goods an improved assessment of different land use options becomes possible. The low mountainous Dill catchment (692 km2 ) in Germany is used in a case study. It is a peripheral region characterised by low agricultural potential. As a result, the fraction of fallow land is already larger than anywhere else in Germany, and more abandonment of agricultural land is predicted for the near future. Different land use scenarios have been developed within the SFB 299 (Table 1).

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Table 1: Land use scenarios investigated in the SFB 299 Land use scenario Description Grassland bonus Support of pastoralism to counteract land abandonment Field size Larger field sizes promote low machinery costs Outwintering suckler All-year round extensive rangeland cow farming to reduce investment costs

Further description Weber et al. 2001 Fohrer et al. 2002 Breuer et al. 2003

All scenarios have in common, that land use compositions vary extremely. One can find heterogeneous landscape patterns which are composed of a well-balanced mixture of cropland, pasture and forest. Nearly monocultural structures are also predicted, either dominated by forests or pastures. In general, agro-economic measures such as grain equivalent production, added value or employment rate increase with an increase of extensive pastoralism in the region. Faunistic and floristic biodiversity tend to decrease with more homogenous landscape patterns. Water fluxes are also affected by land use changes. Discharge for example is reduced with an increasing share of pasture and decreasing share of cropland, as annual evapotranspiration of grassland species is higher as compared to crops. As the different land use scenarios are the basis for all calculated economic and ecological objectives, one can compile trade-off and win-win situations. Finally, the public response to the predicted changes in the economic, biological and hydrological objectives are evaluated. It can be shown, that the environmental landscape services provide important benefits for the regional population. The societys willingness to pay for high water quality and the prevention of a forest dominated landscape are especially high. Estimated cost-benefit relations and preferences of land users could be used to support decision makers.

BREUER, L., et al.: Eco-hydrologic and economic trade-off functions in watershed management. Proceedings 2. SWAT Conference, 6 pp, 2003. COSTANZA, R. et al.: The value of the worlds ecosystem services and natural capital. Nature 387: 253-260, 1997. FOHRER, N., MLLER, D., STEINER, N.: An interdisciplinary modelling approach to evaluate the effects of land use. Phys Chem Earth B 27: 655-662, 2002. WEBER, A., FOHRER, N., MLLER, D.: Long-term land use changes in a mesoscale watershed due to socio-economic factors - effects on landscape and functions. Ecol Model 140: 125-140.

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The replacement value of riparian wetlands as nutrient sinks A case study of the river Elbe
Alexandra Dehnhardt Institute for Ecological Economic Research (IOEW), Potsdamer Str. 105, D-10785 Berlin, alexandra.dehnhardt@ioew.de Keywords: river basin management, replacement cost approach, nutrient retention, benefit-cost analysis

Flood plains are considered as highly-productive sites with a high ecological value. The different services provided by wetlands, derived from their hydrological, biogeochemical and ecological functions, contribute to the welfare of society. The increasing loss of wetlands (local as well as world-wide) is recognised more and more as a serious problem in the public perception. Thus, there is a growing interest and necessity for the quantification and evaluation of these services. Furthermore, assessing the (monetary) benefits of restoration measures can help meet the requirements of an integrated, ecosystem approach to the management of land and water resources as it is applied by the European Water Framework Directive (WFD) (MEYERHOFF & DEHNHARDT 2004). Within a benefit-cost analysis of extending riparian wetlands along the river Elbe the indirect use value of floodplains as nutrient sinks, which refers to the biochemical function of wetlands, was estimated in addition to a Contingent Valuation which was used to determine the value that would arise from the ecological function biodiversity protection. Indirect use values as well as use and non-use values people may derive from restored floodplains are different elements of the Total Economic Value (TEV) which is a conceptual framework widely used for valuing natural resources. The main part of the restoration program regarded within the benefit-cost analysis comprises the regaining of 15,000 ha flood plains by dike relocations at different sites along the Elbe ( DEHNHARDT & MEYERHOFF 2002). Many studies which aim to assess the nutrient retention capacity of wetlands have shown that wetlands in general as well as river systems and flood plains in particular have a substantial potential for the improvement of water quality. To assess these benefits, the indirect use values derived from the nutrient removal in floodplains, the Replacement Cost Approach (RCA) was used. In general, using the RCA the monetary value of a natural resource is assessed by how much it will cost to replace or restore it after it has been damaged. As a reference condition usually an environmental quality level is considered, e.g. a defined water quality. If the ecosystem is damaged and therefore could not provide this quality, suitable alternative measures have to be taken into account, e.g. the building of

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sewage treatment plants. Thus, if specific functions of an ecosystem can alternatively be achieved by a technical substitute, then the costs of this substitute to replace this function can be regarded as the economic value of the ecosystems service. The nutrient retention function refers to the self purification potential of streams, which depends on the rivers structure and its buffer strips. Due to the enlargement and the restoration of flood plains the stream velocity is affected and thus, as a result of a higher water residence time, the denitrification rate increases. The amount of the nitrogen retention of restored flood plains is mainly affected by the additional flooded area as well as the denitrification rate. Hence, one of the assumed benefits of dike relocation is an increase of nitrogen retention in the river system. The RCA generally requires the three following steps: 1. Identification and quantification of the nitrogen reduction effects (estimating the ecosystem function), 2. Definition of the reference scenario (i.e. the substitute and costs), and 3. Economic valuation (assessing the ecosystem service). The amount of the nitrogen retention of restored flood plains is mainly affected by the additional flooded area as well as the denitrification rate. In the case of flood plains, the surface area available for nitrogen reduction is primarily determined by the inundation dynamic of the river, i.e. the duration and frequency of flooding, as well as the morphology of the flood plain surface. As a result of the enlarged area with its typical structure, the running velocity decreases as an important parameter known to influence the denitrification. Accordingly, the results vary substantially, depending on site-specific conditions that have to be taken into account. Therefore the nitrogen reduction effect was quantified for two defined relocation sites at the Elbe, in Sandau and Rogtz, in an initial step because of the availability of site-specific data. The results show that the total available surface area as a result of dike relocation would be only inundated with a HQ 100. For a mean annual flood discharge the retention area is smaller depending on the site conditions. To quantify the nitrogen retention within the flooded area resulting from the decreased running velocity, a statistical model from BEHRENDT & OPITZ (2000) was used. Within this model the nitrogen retention rate is determined according to the increased hydraulic load as a result of structural changes in the regarded areas. The total effects for the additional retention area in Sandau adds up to a total nitrogen retention of 650 t/a and for Rogtz, 40 t/a. Subsequently, the effects for the remaining locations were estimated on the basis of different denitrification rates found in the literature. In the next step, the substitute and its marginal costs were determined. Two different alternatives for the service improvement of water quality were considered: the building of sewage treatment plants (with assumend marginal costs of waste water treatment of

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7,7 /kg N) and measures to reduce nitrogen emissions from agriculture (with 2,5 /kg N as a mean of the marginal costs of avoidance of nitrogen loads by agricultural measures). Finally, the monetary value of regained floodplains was estimated by assessing the replacement costs to provide the same service (in kg N retention) for the different scenarios. The results are given for both the project areas analysed in detail and the remaining area. Table 2: value of the nitrogen retention of the restored flood plains (2000) Scenario Retention area (totally 15,000 ha.) Sewage treatment plant Agricultural measures (a) Sewage treatment plant (b) Agricultural measures [ha] [1000 ] [1000 ] [/ha] [/ha] Sandau 830 5,136 1,734 6,188 2,089 Rogtz 860 293 99 340 115 Other sites 13,310 20,497 6,921 1,540 529

As Table 1 shows, the results considerably differ according to the site conditions and the scenario considered. Thus, the replacement value varies between approx. 100,000 and 290,000 for adverse site conditions and 1,7 mill and 5,1 mill for appropriate conditions. For the total amount of 15,000 ha additional flood plain area, the value ranges von 8,7 to 26 mill. . These values are considered as annual benefits concerning the indirect use value of restored flood plains within the benefit-cost analysis (MEYERHOFF & DEHNHARDT 2004).

BEHRENDT, H. & OPITZ, D. (2000): Retention of n utrients in river systems: dependence on specific runoff and hydraulic load. Hydrobiologia 410 (1): 111-122. DEHNHARDT, A. & MEYERHOFF, J. (HRSG.) (2002): Nachhaltige Entwicklung der Stromlandschaft Elbe Nutzen und Kosten der Wiedergewinnung und Renaturierung von berschwemmungsauen. Vauk: Kiel. MEYERHOFF, J. & D EHNHARDT, A. (2004): The European Water Framework Directive and economic valuation of wetlands: The restoration of floodplains along the river Elbe. Working Paper on Management in Environmental Planning. TU Berlin. Forthcoming.

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Ebro water, geosciences and sustainability Water from northern to southern Spain?
The EbroAgua Working Group*, Elke Petersson Zentrum fr Interdisziplinre Technikforschung, TU Darmstadt, Hochschulstrasse 1, 64289 Darmstadt E-mail: Petersson@zit.tu-darmstadt.de, ahoppe@geo.tu-darmstadt.de Keywords: National water plan Spain, interdisciplinary research

The Plan and its natural constraints Spain has a wide variety of climatic zones. They range from humid regions in the n orth to subhumid, semiarid and even small arid zones in south-eastern Spain. Mainly along the south-eastern coastline the water demand triggered by agriculture and tourism exceeds natural water availability at least seasonally. To satisfy the existing water demand, the National Hydrological Plan (Plan Hidrolgico Nacional 2001),. passed by the Spanish government in 2001, makes arrangements to transfer 1050 hm3 /a of the Ebro Rivers average annual run-off to south-eastern Spain. The Ebro Basin is the southern foreland basin of the Pyrenees, with an asymmetrical (in its western parts a symmetrical) fill of Tertiary sediments thickening to the north. It is bounded by the Iberian Ranges to the south and the Catalan Coastal Ranges to the east. Both, the Pyrenees and the Iberian Ranges have produced thrust sheets at its margins reducing mainly during the late Oligocene the basin width by about 70%. Pre-Oligocene successions include shelf carbonates and marls, coastal and deltaic detrital facies, and evaporites. Post-Oligocene sediments of the Ebro Basin sediments are continental and reach thicknesses of more than 1.000 m. They include a wide variety of alluvial deposits, fresh-water lacustrine carbonates and saline playa lake deposits. The alluvial sediments were deposited in relatively localized alluvial fans (<15 km long) as well as in larger systems up to 100 km long. With Quaternary times, the basin changed from a closed interior basin to one drained by the Ebro River to the Mediterranean Sea. The respective incision and sedimentation of the river dominates the present geomorphology. Quaternary deposits, like pediments and fluvial terraces commonly crowned by calcretes, cover about one-third of the depression. Subsurface dissolution of evaporates caused local thickening in some places.

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The EbroAgua Working Group and its questions The EbroAgua Working Group consist of Spanish and German scientists from the University of Zaragoza, from authorities of the Province of Aragn, from other Spanish institutions, and from the Darmstadt University of Technology with partners at the universities of Frankfurt am Main, Trier and Magdeburg. It will concentrate its investigations on the Central Ebro Basin in the Province of Aragn. Although sustainability is a term frequently used in debates on the future of society and its needs (e.g. European Water Frame Directive), many questions seem to be open with respect to a sustainable management of the Ebro River system. For instance, its geology is well known, but more data are still necessary to reconstruct the geologic architecture of the area in order to answer questions on its natural resources and hazards involved with the use of these recources. Such questions are e.g.: How much groundwater is available and what is its quality? What is the value of thickened alluvial deposits as rich sources of aggregates needed for construction in urban areas and what is its value as groundwater reservoirs? Is it possible to elaborate risk maps with respect to subrosion of Tertiary evaporates which may result in sagging as well as collapse features? How will changes in land use or irrigation techniques applied in agriculture effect erosion? What will be the amount of sediment trapped in the water reservoirs that were originally mobilised by erosion on agricultural areas? How will the transfer of Ebro water to southern Spain affect the state of the environment in the Ebro River Basin and directly or indirectly the needs of agriculture, cities and other communities in northern Spain? How will possible changes in climate affect present water management and the water management provisioned in the National Hydrological Plan? What will be the economic impacts? Is it possible to elaborate a dynamic geographic information system which will allow the modelling of different land use scenarios? As it can be seen easily, the current working group concentrates on geologic and economic questions as well as on water management. However, the EbroAgua Working Group is open for other scientists with other questions they are welcome!

References and data sources:

[1] Ministrio de Medioambiente, Secretria de Aguas y Costas, Direccin General de Obras Hidraulicas y calidad de las agues (2000), Libro Blanco del Agua en Espaa. * [2] Ley 10/2001, de 5 julio, del Plan Hidrolgico Nacional. * [3] Alonso Zarza, A.M. (2002): Tertiary. In. W. Gibbons & T. Moreno, The Geology of Spain, Geol. Soc. London.

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* Jos Albiaca, Carmen Castaeda del Alamo a, Juan de la Riva Fernndezb, Gtz Ebhardtc, Maite Echeverria Arnedob, Miguel A. Garca Verad, Matthias Hindererc, Andreas Hoppec, Teresa Lamelas Garcia c, Oswald Marinonic, Irene Marzolffe, Manfred Ostrowskic, Elke Peterssonc, Johannes B. Riesf, Tilman Sauerf, Petra Schweizer-Riesg, Manfred Seegerf, Crisanto Silvac, Asuncin Soriano Jimenezb, Kathy Unger Shayestehc, Axel Winterscheidc.

Diputacin General de Aragn, Zaragoza, bUniversidad de Zaragoza, cTechnische Universitt Darmstadt, dConfederacin Hidrogrfica del Ebro, Zaragoza, eWolfgang Goethe-Universitt Frankfurt, fUniversitt Trier, gUniversitt Magdeburg

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Stakeholder involvement and economic assessment of management strategies for regulated wetlands in a river basin context: Case study from the Spree-Havel River Basin.
Malte Grossmann TU Berlin, Institute of Landscape and Environmental Planning, Dept. Landscape Economics, FR 2-7, Franklinstr. 28/29, 10587 Berlin, grossmann@imup.tu-berlin.de. Key words: wetland, Spree-Havel River Basin, global change, water management, total economic value, stakeholder involvement Introduction In this paper I will report on the integrative approach to water basin modeling adopted within the GLOWA Elbe project from an economic perspective. GLOWA Elbe is part of the BMBF funded Programme Global Change of the Hydrological Cycle. I will particularly focus on taking account of multifunctional water uses by wetlands within a river basin context, when assessing water management strategies. In this context I will further comment on the experiences with inter - and transdisciplinary modeling and assessment of water resource systems made in the GLOWA Elbe project. The primary objective of the Spreewald wetlands subproject was to assess scenarios of regional effects of global change on current and planed wetland water management practices in the context of river basin management. The aggravated summer water deficit with related water management conflicts and policy responses outlined for the Spreewald are typical for regulated fens and floodplains in many of the north eastern German lowlands. The more general objective of the project is therefore, to develop methods and tools, with which effects of management and policy options on the environmental and economic functions of wetlands can be assessed at the sub-basin scale in the context of climate change and water availability within a river basin. Conceptual and methodological framework The GLOWA-Elbe impact assessment methodology is the basis for the actor-oriented, ecosystem approach to watershed modeling adopted in the Spreewald subproject. Key features are: (1) participation of stakeholders in identification of core issues for modeling and scenario formulation (2) data transfer and scaling up of ecosystem process models to a watershed scale using hydrological response units derived by a GIS analysis of available data (3) aggregation of hydrologic response units to larger water regulation entities for the implementation of a wetland water management and water balance model in direct coupling with a river basin model (4) economic assessment based on a conceptual differentiation of wetland functions, uses and values. For this purpose economic

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assessment routines are implemented within the hydrological model. These benefit functions are used to calculate changes in total economic value of wetlands (5) stakeholder involvement in scenario formulation and options assessment. The basic type of model of the water resource systems for basin scale analyses is the water management model ArcGRM Spree which simulates stochastic water resource behavior in accordance with a predefined set of rules governing water allocations and infrastructure operations. It is developed in a node-link network, which is an abstracted representation of the spatial relationship between the physical entities in the river basin. The ArcGRM Spreewald model is implemented as a sub-module of the larger scale basin wide ArcGRM Spree model. For the wetland sub basin, each water regulation entity is implemented as a node. For these nodes the water balance and corresponding water level is calculated on the basis of the weighted sum of the evapotranspiration of the hydrological response units contained in the water regulation entities and externally defined water management regimes. Basis for the economic assessment modules are production functions / activities for different wetland uses that include water as an input to estimate the use and value of water by sector. Currently, a pasture fodder crop biomass and quality model on the basis of a relative biomass production function for different combinations of water management regimes, soil types and cropping practices is included. Further fish production and tourism boating activities are also included. Value of recreational water use is estimated by travel cost method, monetary value of biodiversity conservation using benefit-transfer methodology and CO2 sink potential is valued by replacement cost methodology. Net economic effects are assessed in terms of net benefit from water use and water use efficiency is calculated for different water management regimes and water availability scenarios. Stakeholder participation in formulation of wetland management scenarios Water management options are developed and assessed with involvement of stakeholders of basin water management. Stakeholders from the Spreewald are motivated to participate in watershed modeling on two accounts: (1) quantification of water demand and associated benefit of the Spreewald sub-basin for consideration in basin level water management (2) assessment of impacts of likely changes in water availability on current and intended land uses in the Spreewald. Water management at a basin scale is regulated by state water authorities, who utilize the ArcGRM Spree model as a decision tool for allocations based on a ranking of water use priorities. Within the Spreewald sub-basin, short term decisions on water levels and water distribution are made in watershed advisory committees on the basis of existing formal and informal water use rights. Plans for major changes in land use and water management

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aiming to partially restore floodplain dynamics, retain water at the landscape level and increase the area dedicated to nature protection are highly contested at the local level, as changes in land and water use rights will become necessary. Together with key stakeholders, existing use rights pertaining to land use, water level regulation and water allocation and their possible future changes are identified and mapped. The results of stakeholder participation in different parts of the Spree basin are summarized as scenarios of water management strategies and are assessed in the context of relevant regional effects of global change quantified in other GLOWA- Elbe subprojects. Effects of global change on total economic value of wetlands The Spreewald i s a wetland area within the middle reaches of the Spree River, which splits up into several branches that meander through a wide floodplain. Because of the negative climatic water balance during the summer months, current land use patterns are reliant on additional water from the Spree River. Ample supplies of surplus water were until recently provided from drainage of opencast coal mines in the headwaters. With the demise of coal mining, water has become an increasingly contested resource both within the Spree River Basin as a whole and amongst the water users within the Spreewald. Compounded with climate change, the current summer water deficit is likely to become more aggravated. At the same time, changes in land use policy are driving changes in land use patterns and associated water management regimes. With the gazettement of the Spreewald as a UNESCO Biosphere Reserve, the restoration of natural floodplain dynamics has become a major development goal, while shifts in agricultural policy are reducing the incentives for intensive agriculture production on wetland sites. As can be seen from the figure below, the water use efficiency of wetland water withdrawl from the Spree River will decline. Decisions concerning the distribution of water both within the basin and within the wetland sub-basin will have to be made. Economic assessment of wetland values and stakeholder participation can assist formulation of water allocation policy and priorities.

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350.000 Wateruse efficiency ( net benefit / hm effective water use) 300.000 250.000 200.000 150.000 100.000 50.000 0 0307 0812 1317 1822 2327 2832 3337 3842 4347 4752 current water managemnt without climate change current water management with climate change climate change with adapted water management

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Figure1: Changes in water use efficiency (total economic value / water withdrawl from river) of the Spreewald wetland for different water availability and management scenarios.

Important References Joint UNDP/World Bank Energy Sector Management Assistance Programme (ESMAP), 2003, Stakeholder Involvement in Options Assessment: Promoting Dialogue in Meeting Water and Energy Needs - A Sourcebook, World Bank: Washington Molden, D., 1997, Accounting for water use and productivity. SWIM Paper 1. Colombo, Sri Lanka: International Water Management Institute. Turner, R.K., J. van den Bergh & R. Brouwer (ed.), 2003, Managing Wetlands, An Ecological Economics Approach: Edward Elgar. McKinney, D.C., X. Cai, M.W. Rosegrant, C. Ringler, and C. A. Scott, 1999. Modeling Water Resources Management at the Basin Level: Review and Future Directions. SWIM Report 6. Colombo, Sri Lanka: International Water Management Institute.

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Interdisciplinary assessment of suitable measures to minimise P input in the Weie Elster river
Hennrich, Kirsten; Bruer, Ingo; Rode, Michael UFZ Centre for Environmental Research, Department Hydrologic Modelling, Brckstr. 3a, 39114 Magdeburg, Germany Email: Kirsten.hennrich@ufz.de Keywords: surface runoff, phosphorus transport, water framework directive, costeffectivity, spatially targeted measures The purpose of the EU water framework directive is to establish a good ecological status for inland surface waters, transition waters, groundwater and coastal waters until 2009. To achieve this goal a program of measures has to be defined in a management plan for each river basin considering cost-effectivity (s. article 11). To date, methodological gaps exist regarding the scientific, economic and legal instruments available to implement the directive in Germany. The present study is embedded in a BMBF project on the Weie Elster river in Germany. The main aim of the project is to develop a decision support system for integrated river basin management based on a computer modelling system. Study area is the meso-scale river basin of the Weie Elster river, flowing through three states, Thuringia, Saxony and Saxony-Anhalt. Currently, river basins in Germany are managed on an (state) administrative level. Research is carried out in close cooperation with local authorities. In the context of the EU water framework directive scientific, economic, and legal methods and approaches will be coupled and developed further. The Weie Elster project focuses on pollution from non point sources, which means excessive nutrients in rivers mainly resulting from agriculture. Whereas nitrate is most often leaching into the soil, percolating down towards the groundwater and being transported to the river by the groundwater, phosphorus takes another pathway. Most phosphorus in rivers originating from agriculture is present as particulate P, that is, the phosphorus is attached to particles leaving the field through soil erosion. Therefore, most P is transported in overland flow loaded with sediments and the amount of P lost from fields is highly depended on the rainfall intensity as well as the timing of the rainstorm with respect to the last fertiliser application. The WFD requires the assessment of the effect of measures on a catchment scale. However, most measures are rather localised and affect a small scale only. Whereas coupled hydrology erosion models provide useful tools for modelling e.g. dissolved P loss for small scale catchments (Rode and Frede 1997, Lindenschmidt et al. 2004), to date, no model exists which is able to simulate small scale processes and their effects in a meso-

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to large scale catchment. However, this is a pre-condition for a sensible management plan for an entire river basin. Therefore, one task in the project is to develop a method to determine the catchment-wide effect of measures preventing soil erosion and P export from agricultural areas. The approach developed is based on the findings of previous studies that P loss from fields only occurs on very few days in a year (days with surface runoff) and only concerns 10-25% of the whole catchment area (Voges 1999). Analyses are based on the erosion model EROSION2D/3D (Schmidt et al. 1997) and on the factor E used in the model to distinguish erosion events from non-erosion events. Furthermore based on probability distributions of slope angles, land use, crops, soil properties and agricultural practices a method has been developed allowing to assign an erosion probability to each grid cell for given rainstorms. Contributing areas with regard to sediment (and P) loss are determined. The total area of the contributing areas in a catchment changes with the seasons, the rainfall intensity and total amount of rain as well as agricultural practices. The advantage of this approach is that the effects of measures such as soil cultivation practices, changes in crop rotation or land use can assessed in terms of changing erosion probability. In a further step, surface water is routed from the grid cells contributing to erosion and P loss to the receiving water. All cells not contributing to erosion are considered ultimate sediment sinks. In that way, it is not only possible to establish a link between the fields and the rivers and streams (hillslope channel coupling) but also to pinpoint the most effective spots for establishing riparian buffer strips. So far, classical agri-environmental programmes implemented under EU directive No. 2078/92 are non-spatially targeted measures (NSTM). This means, every farmer is allowed to apply and gets a fixed compensation, if he takes previously defined measures. In this paper, we will show how with spatially targeted measures (STM) cost savings in the management of river basin can be achieved. In the case of STM public money is spent in a targeted way, such as the construction of riparian buffer strips is only subsidised in effective spots, or compensation is only paid for land use changes (field to pasture) in erosion prone areas. Those areas have to be well defined, by prior modelling or through field mapping. The above presented method allows the identification of these areas and hence the design of spatially targeted measures. As preliminary result, this study shows the different effectiveness of STM and NSTM in terms of lowering P levels in a river. Overall, this approach tries to combine the scale of the measure (grid cell), the scale of the decision making process (catchment) as well as the scale of socio-economic models and analyses (individual farmer or percentage of a change in a given area).

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The method as well as its advantages and disadvantages will be presented in this paper.

LINDENSCHMIDT, K.-E., OLLESCH, G. AND RODE, M.: Implementing more physically-based hydrological modelling to improve the simulation of non-point dissolved phosphorus transport in small and medium-sized river basins. Hydrological Sciences Journal (accepted), 2004. RODE, M. AND H.-G. FREDE,: Modification of AGNPS for agricultural land and climate condition in central Germany. J. of Environmental Quality 26(1), 165-172, 1997.

SCHMIDT, J., WERNER, M.V., MICHAEL, A., AND W. SCHMIDT: EROSION2D/3D Ein Computermodell zur Simulation der Bodenerosion durch Wasser. Schsisches Landesamt fr Umwelt und Geologe, Schsische Landesanstalt fr Landwirtschaft, 1997. VOGES, J.: Empirisches Modell fr die mittlere Mastabsebene zur GIS gesttzten Bestimmung der Anbindung erosionsgefhrdeter Ackerflchen an Fliegewsser. Dissertation Universitt Hannover, 1999.

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Congested waters: how to conceptualize and measure recreation benefits and the influence of visitor use levels on peoples satisfaction?
Axel Klaphake Department on Landscape Economics, Technical University Berlin, Sekr. FR 2-7, Franklinstrae 28/29, 10587 Berlin, Germany. Email: Klaphake@imup.tu-berlin.de Key words: water-based recreation, economic valuation, congestion costs, heterogeneous preferences, integrated modelling

While in former times the direct economic value of many rivers mostly stemmed from fisheries and navigation, nowadays the importance of recreation and leisure activities like boating or angling is on the increase. Many German regions are developing water-based recreation facilities and boating trails because water tourism is perceived an important base for regional development, in particular in structurally weak rural regions. Consequently, well-founded knowledge of the economic dimension of water-based recreation is of pivotal importance for water management. In this context, economic valuation of recreation services and the modelling of peoples behaviour (e.g., trip decisions, preferences for specific attributes of riverscapes) bridge the gap between, on the one hand, a somewhat abstract debate on the economic value of freshwater ecosystems in economic literature and the concrete information needs of water and tourism planners on the other. But while this strand of economic research appear more developed in the international economic literature, the German research on the recreation dimension of waters has been limited hitherto and the empirical knowledge is, if any, weak. In principle, economic valuation methods which are based on stated and/or revealed preferences can supply crucial information about the societal dimension of freshwater ecosystems protection. These methods measure directly or indirectly the economic value of certain attributes of waters (e.g., water quality, aesthetics of watersides) and their influence on individual recreation behaviour and benefits. However, peoples enjoyment of rivers and their trip decisions are not only influenced by the water quality, the physical characteristics of a river section or the aesthetic quality of a riverscape but also by congestion respectively congestion-related impacts. For instance, high visitor use levels on a river (e.g., boating) may interfere with a quite enjoyment of the nature or the perception of wilderness. Equally, congestion on rivers may cause additional queue time at locks or portaging sites. Therefore, congestion can significantly influence the benefits stemming from water-based recreation and, consequently, will show an impact on individual trip decisions and the probability of repeated visits to a given site. In other words, the

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widespread policy approach to accommodate an increasing demand for recreational days can cause beside from negative ecological impacts significant welfare reducing congestion costs. Against this background, the presentation will be structured as follows: First, we introduce the economic perspective on water-based recreation and the possibilities to measure the economic value of recreation services provided by freshwater ecosystems (boating, angling, swimming etc.). Subsequently, various possibilities to conceptualize congestion of waters in the frame of an empirical research design will be discussed. In particular, we will distinguish the social science debate on the social carrying capacity of riverscapes and the relevant welfare economic concept on congestion costs. In this context, we will demonstrate how congestion can principally influence individual behaviour and why it is a highly relevant dimension for water planners. We will also discuss different forms of congestion which might be caused either by a high number of similar users (e.g., canoeists) or because of distinguishable user groups each with different objectives and claims (e.g., anglers vs. boaters). Second, we present recent advantages in modelling and empirically measuring congestion costs in water and environmental economics. We discuss the importance of congestion in the presence of heterogeneous preferences obviously, some people perceive congestion as a problem while others do not and present a simple approach to model the effects of different visitor use levels on visitors satisfaction in a given riverscape. In particular, we will differentiate between ex post and ex ante measures of congestion and show the interdependence of these measures because of self-selecting decisions of the visitors. Third, we present the key results of an own empirical investigation in the lakes region Mueritz. Here, we studied the economic importance of recreation activities on the Upper Havel. Inter alia, canoeists perception of congestion on a highly frequented paddling trail was assessed by applying survey-based economic valuation tools (CVM, travel cost method) in combination with data from long-term visitor monitoring (count data). We used linear and logistic regression to determine the main factors influencing visitors perception of congestion as well as the acceptance of different management instruments (fees, quotas). Furthermore, the travel cost method was employed to assess the effects of different user fee levels. In this context, it will be generally shown how survey-based economic data can be used to inform water and management decision-making. Finally, we will not only sketch some uncertainties relating to the results of the empirical application but also the room for future collaboration between different scientific disciplines dealing with water-based recreation issues. For example, integrated ecological and economic research would be desirable to analyze the impacts of the increasing use of rivers for recreation and leisure purposes. The rapid increase of activities such as angling

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or boating in the last decades do not only show enormous consequences in terms of use intensities and the economic value of rivers but also in terms of aquatic ecology and water infrastructure. Finally, it will be demonstrated how these kind of economic data can be integrated in the development of integrated decision-support tools for river basin management. In principle, the congestion topic might be a good starting point for a fruitful collaboration between various disciplines from social and natural sciences.

References: Grossmann, M.; Klaphake, A.; Meyerhoff, J. (2004): Canoes vs. birds or canoeists vs. canoeists? Combining interview survey and visitor monitoring to inform visitor management in the Mecklenburg lakes region, in: Virtanen, Eija et al. (eds.): The Second International Conference on Monitoring and Management of Visitor Flows in Recreational and Protected Areas Conference Proceedings, pages 100-170, Rovaniemi. Grossmann, M.; Klaphake, A. (2004): Measuring congestion on waters with economic valuation tools: some methodological notes and an empirical application, in: Journal of Leisure Research (under review). Grossmann, M.; Klaphake, A. (2004): Visitor management in protected areas: The relevance of congestion costs for the management of highly frequented boating routes. Working Paper on Management in Environmental Planning, Technical University Berlin.

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Integrated water resources management in the Spree River catchment in the context of global change
Hagen Koch Brandenburg University of Technology Cottbus, Chair of Hydrology and Water Resources Management, P. O. Box: 101 344, D-03013 Cottbus, Germany
Hagen.Koch@tu-cottbus.de; http://www.hydrologie.tu-cottbus.de

Keywords: water resources management, stochastic long-term simulation, global change, scenario analysis, economic functions, integrated assessment The management of water resources is closely linked to questions concerning economic development, social wealth as well as the environment (KALTOFEN et al., 2004). This linking-up exacerbates the evaluation of water resources management activities. However, by taking this linking-up into consideration, it is possible to take a step towards a sustainable water resources management. Inter alia, sustainable development has to include uncertainties, e.g. regarding the socio-economic development or water availability (PLATE, 1993). Scenario analysis is one way of dealing with this uncertainties (IPCC, 2001). Scenarios of water resources management are assessed in the context of global change within the German Research Programme on Global Change in the Hydrological Cycle (q.v. www.glowa-elbe.de). The instationary water yield and water demand balancing model ArcGRM GLOWA (planning period 2003-2052), based on the long-term water management simulation system ArcGRM1 , was developed and embedded in a special integrated assessment procedure named Integrative Methodological Approach (IMA). This procedure consists of four steps (HORSCH et al., 2001): (1) problem analysis and development of scenarios, (2) derivation of indicators and criteria, (3) impact analysis via modeling, (4) evaluation of the results of the impact analysis with respect to the special indicators and criteria. Especially in steps (1), (2) and (4) the participation of stakeholders is of relevance (MESSNER & KALTOFEN, 2004). Results from a casy study in the Upper Spree region, including the Spree River catchment upstream of Berlin and Schwarze Elster River catchment, are presented. Parts of these catchments form the so-called Lower Lusatian mining district. Resulting from more than 100 years of excessive open pit lignite mining a strong influence on water quality and quantity becomes evident. This mining activities
1

ArcGRM is a registered trademark of WASY Ltd.

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resulted in a significant cone of groundwater depression, reaching a deficit about 13 bn m3 in 1989. In the past the infiltration losses through the river beds were overcompensated by the amount of groundwater (1989: 1,200 mill m) pumped out of the mining areas into the rivers (GRNEWALD, 2001). The rapid decline of mining activities after the German reunification in 1999, only 5 out of formerly 16 mines are still in operation, caused problems of water quantity and quality. Since the region is relatively dry (precipitation is about 550 to 600 mm/year), the cone of groundwater depression and the related effects of missing surface runoff and infiltration can only be reduced during a time span of several decades. The water demand of traditional users and uses, established by formerly stable and sufficient water yield due to mining, persists. Moreover, a new, heavily increasing need to fill up the mining pits has appeared. Mining pits filled up solely by rising groundwater will be characterised by pH-values down to 2.5 and low acid binding capacity (GRNEWALD 2001; GRSCHKE et al., 2002). The extent of these problems pose a threat to the whole river systems in the mining area and to other users located downstream (e.g. UNESCO biosphere reserve Spreewald, the German capital Berlin). One of the socioecomonic effects of the decline of mining activities is the loss of more than 70 000 jobs in the mining sector from 1989 to 2001 (KOCH et al., 2004). For the most of the emerging mining lakes a touristic utilisation is planned, whereby the creation of new jobs is desired. Within the scenarios two effects of global change affecting water resources management were considered. The first is the phasing out of all mining activities until 2040, the second the inclusion of a climate change scenario with a warming of 1.4 K until 2050. The derivation of the data for the climate change scenario is described in GERTSENGARBE et al. (2003). Using the rainfall-runoff model EGMOD (PFTZNER & GLOS, 1986) stochastic input series for the water resources management model (100 realisations of monthly values of natural water yield) were generated from the synthetic climate samples. In order to determine the effects of climate change, also 100 realisations of stochastic input series without climate change were generated as reference. Furthermore two socio-economic trends were used. They were chosen according to the IPCC-storylines A 1 and B2 (IPCC, 2001). These storylines can be described briefly as a world with globalisation and liberalisation (A 1), and regionalisation and actions taken according to the precautionary principle (B 2). Both socio-economic trends are only represented by differences in economic values (costs, benefits).

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93 -600000

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Fig. 1: Ecological criteria and net benefit [1000 , not discounted] for 3 scenarios and 2 socio-economic trends, 100 realisations for each scenario

The scenarios can be summarised as: (1) reference-scenario (basic strategy without climate change) (2) climate-scenario (basic strategy with climate change) (3) alternative scenarios (alternative management strategies with climate change), where the basic strategy corresponds to the planning of the federal states of Saxony, Brandenburg and Berlin. To mitigate the effects of climate change, several alternative scenarios were developed (in Fig. 1 only the results of one of these scenarios are displayed). Regarding the economic effects of water resources management strategies, water utilisations as tourism and fish farming, and costs for the operation of water resources management utilities (transfers etc.) and for conditioning of mining lakes (neutralisation), were analysed. The functions are integrated into the water resources management model by means of so-called dynamic elements, programmed in FORTRAN. The single economic indicators are summarised to the criteria net benefit (Fig. 1). Until now only the ecological indicator ecological required minimum discharge is used. It is measured for 28 separate locations on a scale ranging from zero to one hundred. For the reason of better evaluation, all monthly values for the ecological indicator are summarised for each realisation and divided by the number of months and locations (thereby the comparison with the objective value of 100 is possible, Fig. 1). Some of the single indicators, e.g. costs for conditioning or tourism at mining lakes, are conditional to the cost for the operation of water resources management utilities (e.g.

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transferred water quantities). Therefore the summation of the single indicators for the net benefit criteria must be executed for each realisation separately. Thus 100 values for each scenario are the result for the aggregated criteria net benefit. Since the values concerning the ecological required minimum discharge are also connected to the operation of water resources management utilities, even this indicator must be assigned to the corresponding realisation. 100 vectors with two columns, one containing the criteria net benefit, the other containing the ecological criteria, are the result of this summation (Fig. 1).

References:

GERSTENGARBE, F.W., BADECK, F., HATTERMANN, F., KRYSANOVA, V., LAHMER, W., LASCH, P., STOCK, M., SUCKOW, F., WECHSUNG, F., WERNER, P.C.: Studie zur klimatischen Entwicklung im Land Brandenburg bis 2055 und deren Auswirkungen auf den Wasserhaushalt, die Forst- und Landwirtschaft sowie die Ableitung erster Perspektiven. PIK Report 83, Potsdam, 2003. HORSCH, H., RING, I., HERZOG, F.: Nachhaltige Wasserbewirtschaftung und Landnutzung - Methoden und Instrumente zur Entscheidungsfindung. Metropolisverlag, Marburg, 2001. IPCC (Intergovernmental Panel on Climate Change): Climate Change 2001, Summary for policy makers. Cambridge University Press, Cambridge, 2001. KALTOFEN, M., KOCH, H., SCHRAMM, M., GRNEWALD, U., KADEN, S.: Anwendung eines Langfristbewirtschaftungsmodells fr multikriterielle Bewertungsverfahren Szenarien des globalen Wandels im bergbaugeprgten Spreegebiet . Hydrologie und Wasserbewirtschaftung,48 (2), 2004. KOCH, H., KALTOFEN, M., GRNEWALD, U., MESSNER, F., KARKUSCHKE, M., ZWIRNER, O., SCHRAMM, M.: Scenarios of Water Resources Management in the Lower Lusatian Mining District, Germany. Ecological Modelling, Special Issue (submitted), 2004. GRSCHKE, A., UHLMANN, W., ROLLAND, W., GRNEWALD, U.: Hydrochemische Entwicklung Lausitzer Tagebauseen whrend der Flutung - Beispiel Grbendorfer See. Hydrologie und Wasserbewirtschaftung, 46 (6), 256-267, 2002. GRNEWALD, U.: Water management in river catchments influenced by lingite mining. Ecological Engineering, 17, 143-152, 2001. MESSNER, F., KALTOFEN, M. (eds): Nachhaltige Wasserbewirtschaftung und regionale Entwicklung im bergbaubeeinflussten Einzeugsgebiet der Spree. Endbericht des GLOWA-Teilgebietsprojektes Obere Spree. UFZ-Bericht 01/2004. Leipzig, 2004. PLATE, E.J.: Sustainable Development of Water Resources: A Challenge to Science and Engineering. Water International., 18, 84-94, 1993. PFTZNER, B., GLOS, E.: Das Einzugsgebietsmodell EGMOD fr wasserwirtschaftliche Planung und Durchfluvorhersagen im Flachland der DDR. Wasserwirtschaft Wassertechnik, 7, 1986.

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Estimation of flood losses in Germany Actual data from the Elbe and Danube floods in August 2002
Heidi Kreibich Section Engineering Hydrology, GeoForschungsZentrum Potsdam, Germany Email: kreib@gfz-potsdam.de

Keywords: natural disasters, floods, vulnerability, damage assessment, loss mitigation

The trend of increasing damages due to natural disasters and especially due to floods was unfortunately again confirmed to an unexpected extent in the year 2002. Flash floods in Bavaria and catastrophic inundations in the catchment of the river Elbe and its tributaries showed the high risk we have to consider today and in the future. The quantification of risk is determined by the occurrence probability of flood events and by the consequences i.e. damages, resulting from these events. Therefore, besides hydrologic and hydraulic studies, also vulnerability assessments for different flood events are needed. But damage estimation is extremely difficult, even when constricted to quantifiable direct property losses. So far, in Germany these appraisals are based on HOWAS, a data set held at the Bavarian Water Management Agency, Munich. HOWAS contains information about the flood damage of approximately 4 000 buildings caused by nine floods between 1978 and 1994. It is the most comprehensive flood damage data base in Germany. But only inundation depth and building use as damage-determining factors are contained in the data set. Since losses are influenced by many more factors, damage estimates are quite uncertain (Merz et al. 2004). For the development of better tools for damage estimation, more knowledge about the connections between actual flood losses and damage determining factors is needed.

Therefore, during April and May 2003 approximately 1700 affected private households along the Elbe, the Danube and their tributaries were interviewed about the flood damages to their buildings and inventory as well as about flood characteristics, precautionary measures, warning time, social-economic variables, regional- and use-specific factors. In the affected areas, a building specific random sample of households was generated, and always the person with the best knowledge about the flood damages in a family was questioned. The standardised questionnaire comprised around 180 questions. An average interview lasted about 30 minutes. The computer aided telephone interviews were undertaken by the SOKO-Institute, Bielefeld.

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The damage determining factors can be divided into impact factors like water depth, contamination, flood duration, flow velocity and resistance factors like type of building, preventive measures, preparedness, early warning. The most important flood-damage determining factor is the water depth, but to reduce the uncertainty in damage estimation, other factors need to be taken into consideration (Kreibich et al., 2004). For instance, the more impact parameters of a flood are specified, the lower is the coefficient of variation within the data (Fig. 1). Contamination with oil for example leads on average to a three times higher damage to buildings, in particular cases even to total loss.
increasing no. of specifying factors
25 120

degree of damage to building [%]

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+ Flood duration > 48 h

coefficient of variation [%]

100 80 60 40 20 0

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1: all private houses (n = 946) 2: private houses, water depth > 10 cm (n = 622) 3: private houses, water depth > 10 cm, contamination (n = 428) 4: private houses, water depth > 10 cm, contamination, flood duration > 48 h (n = 263)

Fig. 1 Mean degree of damage to building and respective coefficients of variation of different, more and more specified subsets

On the resistance side, precautionary measures reduce the flood loss significantly even during extreme floods. One factorial analysis showed for example, that adapted use and interior reduced the degrees of damage to inventory by 12% and 19%, respectively. Although, precautionary measures are more effective than emergency measures, early warning and preparedness are also important for damage mitigation (Thieken et al., 2003). In August 2002 for example, emergency measures like the erection of water barriers or carrying the inventory upstairs reduced the degree of damage to inventory by 7% and 9%, respectively. Thus people can do a lot to protect themselves and their property, but they need to be aware of the flood risk.

Reliable methods for risk assessment are urgently needed, since they contribute substantially to flood damage mitigation and an effective flood management.

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MERZ, B., KREIBICH, H., THIEKEN, A., SCHMIDTKE, R.: Estimation uncertainty of direct monetary flood damage to buildings. NHESS - Natural Hazards and Earth System Sciences, 2004. -Vol.: 4: 153-163

KREIBICH, H., MLLER, M., THIEKEN, A., AXER, T., MERZ, B. (solicited):Flood losses in private households lessons learned from the Elbe and Danube floods in August 2002. European Geosciences Union, 1st General Assembly, Nice, April 25-30, 2004

Thieken, A., Kreibich, H., Mller, M., Axer, T., Merz, B.: Early warning and peoples reaction during the August 2002 flood Results from a survey of private households in the Elbe and Danube region. Second International Conference on Early Warning (EWCII), Bonn, October 16-18, 2003

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Integration of Economic Evaluation into the Water Management Simulation System WBalMo
Frank Messner UFZ Centre for Environmental Research Department Economics, Sociology and Law Email: frank.messner@ufz.de Keywords: Water management modeling, benefit-cost analysis, integrated assessment, decision support, global change, economic analysis of water usage Sustainable watershed management has the higher goal to identify appropriate water management schemes to meet the needs of present and future generations with respect to the ecological, social, and economic functions of the water cycle. The scientific foundations of watershed management are hydrological and water management models and simulation systems to estimate water availability in the watershed over space and time. However, in the European tradition, the economic, social and ecological impacts of different levels of surface water availability have rarely been evaluated explicitly to support water management decisions. Rather, expected water availabilities for different water users were evaluated implicitly according to political priorities and to water allocation principles deemed to ensure a reasonable water supply for all water users. This practice comes to an end with the implementation of the European Water Framework Directive (WFD), which requires an explicit economic analysis of water usage. In this contribution I want to present an interdisciplinary approach to integrate economic evaluation into water management modeling in order to create an improved scientific basis for watershed management decision making. No doubt, the evaluation of economic impacts of surface and ground water use and changes in water availability in river basins depends in many cases on hydrological and water management modeling results. In most cases economic evaluation of non-market goods related to water e.g., wetland areas and the existence of marine species is practiced separately from natural science modeling efforts. However, if water management strategies for a whole watershed are to be evaluated on economic grounds, many water users are to be included into the evaluation analysis to estimate the marginal benefits and costs of varying surface water availability. What is more, the spatial and temporal interdependencies of upstream and downstream water users must be taken into account as well. This makes the economic evaluation analysis very complex. Therefore, it is sensible to develop an interdisciplinary approach to link hydrological or water simulation models to standardized economic evaluation approaches. Such an approach was developed in the context of the GLOWA Elbe project n i order to evaluate water management strategies in the context of global change for the surface water conflict in the Spree River Basin.

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The presentation is structured as follows. In the introduction the surface water conflict in the Spree River Basin, its historical roots and potential water management strategies to resolve this conflict are portrayed. After that the Water Management Simulation System WBalMo, which is used for years to support decision making in the Spree River Basin, will be presented regarding its structure and the form of its results. The main part of the presentation will then explore the possibilities to integrate standardized economic evaluation functions into this simulation system. Using the examples of fish farming and water quality in pit lakes it will be shown what kind of difficulties arise and how the integration can be done. The major challenge is to adjust the economic evaluation approach to the form of the simulation results and to identify transfer functions which serve as p oints of intersection between WBalMO and economic evaluation. However, it is also emphasized that some economic evaluations are not possible due to the current structure of WBalMo. Therefore, based on the experiences made in the interdisciplinary endeavor to integrate economic evaluation into this simulation system, a restructuring and an extension of WBalMo is planned to be done in the second part of the GLOWA Elbe project. In the subsequent part of the presentation selected economic evaluation results are displayed for different water management strategies in the context of various potential future circumstances of global change in the Spree River Basin. It will become clear that this approach makes it possible to take the complexities of spatial and temporal surface water distribution into account and to quickly calculate the economic results for many hundred water users over a time horizon of 50 years. This is only achievable through the direct link to the model which enables to calculate surface water availabilities and their economic effects simultaneously. Eventually, some concluding remarks will summary the potentials and problems of this approach as well as the future plans to apply it in order to support decision making in river basin management and to assist the process of implementing the WFD.

M ESSNER, F., KALTOFEN, M. (2004): Nachhaltige Wasserbewirtschaftung und regionale Entwicklung Analyse und Bewertung von Szenarien zum Wassernutzungskonflikt im bergbaubeinflussten Einzugsgebiet der Oberen Spree, UFZ-Bericht 1/2004, Leipzig, Dresden und Cottbus, 95 S. M ESSNER, F., KOCH, H., KALTOFEN, M. (2004): Elbe Integration of Economic Evaluation into the Water Management Simulation System WBalMo. In: Erickson, J., Messner, F., Ring, I. (Eds.), Sustainable Watershed Management in Theory and Practice, (ch. 6), Elsevier Science (in Bearbeitung, erscheint 2004).

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A benefit-cost analysis of extending riparian wetlands along the river Elbe


Jrgen Meyerhoff and Alexandra Dehnhardt Jrgen Meyerhoff, TU Berlin, Institut fr Landschaftsarchitektur und Umweltplanung, FR 2-7, Franklinstr. 28/29, 10587 Berlin, meyerhoff@imup.tu-berlin.de Alexandra Dehnhardt, Institut fr kologische Wirtschaftsforschung (IW), Potsdamer Strae 105, D-10785 Berlin, alexandra.dehnhardt@ioew.de Keywords: European Water Framework Directive, biodiversity, river basin management, contingent valuation method, replacement cost approach, benefit-cost-analysis, sensitivity analysis

By creating the Water Framework Directive (WFD) the European Union applies a holistic approach in the management of aquatic resources, integrating ecological, societal and economic aspects at the river basin scale. To meet the requirements of an integrated river basin management, the valuation of cost as well as benefits of different management alternatives becomes necessary in order to guide the decision making process. Accordingly, the benefit-cost analysis presented seeks to contribute to the discussion about suitable approaches for economic valuation applicable within this context of the WFD and river basin management. Wetlands provide many important services to society. In general, a distinction is made between hydrological (e.g., groundwater recharge), biogeochemical (e.g., nutrient retention) and ecological functions (e.g. maintenance of habitats). However, the socioeconomic benefits of these functions are often not acknowledged when decisions about the development of river basins are taken. One reason for this is that these benefits, in contrast to the costs associated with the conservation and creation of wetlands, are not priced in monetary terms. As there is no market for many goods and services provided by wetlands, no market price reflecting their economic value is available. Accordingly, the objective of the research project was to determine the non-market benefits of certain services arising from newly created floodplains along the River Elbe. Furthermore, a comparison of the benefits and costs was conducted. Although today over 80 % of the original inundation areas are cut off from the river by dykes, the Elbe riverscape still has many reaches in near-natural state. For example, the recognition of the Biosphere Reserve "Elbe riverscape" by UNESCO in December 1997 highlights the importance of the Elbe basin as a natural landscape and its significance for biodiversity protection in Germany as well as in Europe as a whole. A major reason for this is that there is only one dam on the Elbe in Germany in Geesthacht. Therefore, the

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Elbe is one of the last large rivers in Central Europe that flows freely along several hundred kilometres. Accordingly, one of the few remaining continuous expanses of largely still original floodplain forests can be found on the floodplains of the Elbe. In order to assess the economic value of two services provided by regained floodplains, two economic valuation methods were employed within the project Economic valuation of measures toward sustainable development in the Elbe river basin: first, the contingent valuation (CV) was used to determine the value that would arise from the ecological function biodiversity protection. The CV is survey-based and creates a hypothetical market for people to state their preferences for the public good in question. Therefore, it has the potential to value not only use-related benefits, but also to include non-use values not associated with any observable behaviour. Secondly, the replacement cost approach (RCA) was used to determine the value that would arise from the biogeochemical function nutrient retention. The RCA is an indirect valuation method of estimating costs as a proxy for benefits. Costs are proposed as a reasonable approximation of the benefits that society attributes to the resource in question. For example, the costs of technical substitutes such as a sewage treatment plant are used in order to value the biogeochemical functions. On the basis of data provided by the International Commission for the Protection of the Elbe (ICPE) and other projects of the research initiative Elbe Ecology, it was assumed that 15,000 ha of floodplains could be regained along the Elbe between the Czech/German border and Geesthacht. This corresponds to an increase of roughly 10 percent of the current floodplain area. According to the ecological targets set for these floodplains, a mixture of future land uses comprising riparian forests, succession and grazing land was assumed. The CV survey was based on a random sample of the population of the catchment areas of the three rivers Elbe, Weser and Rhine. Of the total sample of 1,304 households, 22 per cent responded positively to the payment principle question. The mean willingness to pay for the total sample was EUR 11.9 per household per year. The results of both a logistic and a linear regression indicate that the principle willingness to pay and the stated amount can be explained by various expected relationships. Economic, attitudinal and landscape related variables were all statistically significant. Overall, the goodness of fit of the models was high. The aggregation of the mean willingness to pay over all households within the three catchment areas resulted in a total willingness to pay of EUR 153 million in the first year and EUR 108 million in the following years. The difference is due to the fact that some people were only willing to pay once while others were willing to pay for a longer period. The second economic valuation method employed was the Replacement Cost Approach (RCA). A relocation of dykes is supposed to have an effect on water q uality. The stream velocity is affected by the enlargement of floodplains and thus, as a result of a higher residence time of the water, the denitrification rate increases. Assessment of this benefit

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using the RCA first requires the nitrogen reduction effect to be quantified. A statistical model was used to estimate the amount of nitrogen retention. In a second step, the replacement and its marginal costs were determined. Two different alternatives were considered: sewage treatment plants and political strategies to reduce nitrogen emissions from agriculture. Finally, the monetary value of regained floodplains was estimated by assessing the replacement costs to provide the same service in kg N retention for the different scenarios. Accordingly, the value of the additional floodplains due to nutrient removal is EUR 8.8 million per annum (EUR 585 per ha on average) for the lower value. Subsequently, a benefit-cost-analysis (BCA) was conducted to determine whether the benefits would outweigh the cost or vice versa. It was assumed that the project lifespan is 20 years and that the discount rate is 3 percent. In addition, several scenarios were developed in order to cover the range of possible developments. For example, the size of the floodplain area regained was varied (10,000 ha / 15,000 ha) and different costs of dyke relocation were assumed. The BCA indicates that the net present value is between EUR 850 million and EUR 1,080 million depending on the scenario. Even when 15,000 ha of new floodplains are regained and costs for dyke relocations and land use changes are high, the net present value is positive. Furthermore, the results show that even the scenario with the highest costs and the lowest benefits results in a cost-benefit ratio of 2.5:1. Each euro invested will bring a benefit of EUR 2.5. In contrast, the scenario with 10,000 ha floodplains and low costs for dyke relocation and land use change showed the highest benefit-cost ratio (4.2:1). Finally, a sensitivity analysis was conducted to illustrate the implications of uncertainty. Benefits and costs were each doubled and halved. The analysis indicates that the results of the BCA are stable and the benefit-cost ratio remains above one. In conclusion, the results of the economic analysis show that regaining floodplains by relocating dykes along the River Elbe is justified from an economic point of view. To relocate dykes would produce higher benefits than costs to society.

The research project was funded by the German Ministry of Research and Education (Reference No. 0339594/1). It was part of the Elbe Ecology research initiative (http://elise.bafg.de/).

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Dynamics of change in the Ebro river system analysis, modeling and perspectives of a complex resource use system
Elke Petersson Zentrum fr interdisziplinre Technikforschung, TU Darmstadt, Hochschulstrasse 1, 64289 Darmstadt E-mail: petersson@zit.tu-darmstadt.de Keywords: integrated water management, interdisciplinarity, research structure Availability and quality of water have been crucial for the development of all human societies. Water is also an integral part of the natural environment. Human activities, arising from these developments, such as energy consumption, agriculture or spatial development, cause negative effects on the environment, including the hydrological cycle. Climate and land use changes as well as population growth and rising living standards lead to urgent and challenging problems. Due to the complexity of these effects disciplinary scientific analysis of the occurring difficulties alone will not be successful anymore. An integrated management of water-related questions and a corresponding interdisciplinary scientific approach have to be introduced to achieve a continuous social process aiming at a sustainable development of water resources as demanded in the European Water Framework Directive (WFD). The present paper introduces the activities of the EbroAgua Working Group. Using the Ebro catchment as case study the research group, comprising Spanish and German researchers, developed a conceptual project structure, that is intended to support the achievement of truly integrated water resources management. Activities are based on the following specific objectives:
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To understand the complex interactions of the key factors determining water availability and demand as well as the boundary conditions and requirements of the water regime in semiarid environments. To promote disciplinary knowledge within the thematic clusters of modeling water resources systems, soils and land use change, geogenic resources , actors and decision-making, that is enabled by the interdisciplinary approach. To combine, interpret and compute knowledge of the disciplines in the project work packages to have added value compared to single disciplinary assessment To verify and improve the research methodology suggested, that is the structural spine of the project but at the same time is a research object itself. To develop integrated water resources management strategies and corresponding formal and informal implementation tools to secure water supply for both humans and nature.

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To reach the given objectives, existing computer models will be advanced and linked. In a single model they will reproduce the physical processes determining water availability and water demand, using time and space scales appropriate for the different factors. Disciplinary research will be carried out for local case studies. As part of the integrated work packages these results will be assembled and upscaled to gain information on basin or sub-basin scale. The impact of possible future scenarios, covering e.g. climate change, land use change, migration, changes in supply and demand management, will then be modeled and discussed with key players. Special emphasis will be placed on the interfaces between computer models and investigations in the social sciences, i.e. political science, economy and spatial planning. To identify possible future conflicts evaluation will take place in accordance with sustainability criteria that will be adjusted to the local conditions. Based on these research results integrated policy options for water management as well as measures how to implement them will be developed in close contact with key players.

D 1.x WP1 Inventory + Model Building Integrated Central Modeling + WP2 Scenarios of Change + WP3 Impact Analysis ? WP4 Integrative Policy Options

D 2.x

D 3.x

D 4.x

Iterative Process

Disciplinary Research Results

Disciplinary research Contributions to interdisciplinary workpackages

Interfaces between interdisciplinary and disciplinary research

WP D1.x

Interdisciplinary workpackage Disciplines organised in four clusters

The project idea is based on a research matrix where the disciplinary research of natural, engineering and social sciences is represented in columns and the rows represent interdisciplinary work packages. Disciplinary research is organised in four clusters: modeling water resources systems, soils and land use change, geogenic resources, actors

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and decision-making. The four interdisciplinary work packages consecutively, each intending to create an integrated basis for the next.

are

carried

out

Currently activities are limited to disciplinary research on the modeling of the water resources systems and on the geogenic resources. Remodeling the planned enlargement of the Yesa dam under consideration of possible climate change impacts has shown that the project is probably oversized. It seems that the project has not b een adapted to the longer time series available since the original project planning in the 1970s. In addition a water balance for the Gallego subcatchment under consideration of reservoirs and irrigation projects has been established. This is essential for modeling groundwater flow and transport in the alluvial aquifer confined to the thickened Quaternary terraces of the Gallego River that flows towards the Ebro River from the North. The model will investigate natural and human impacts on groundwater resources and chemistry with the aim of establishing sustainability criteria for water management in this subcatchment. To reconstruct soil erosion rates in historical time and to compare it with modern land degradation (e.g. gullying) the sediment volume of Roman and modern dams will be determined by sounding techniques (e.g. georadar) and GIS. These activities focus on the rivers Huerva and Aguasvivas, south of the Ebro River. Land use decisions, which are sustainable from the geoscientific point of view, can only be made if the local/regional geology is fully taken into account. This does not only imply a geological model but also models which are derived from the geological conditions such as exploitable georesources, soils etc. To be able to better specify optimal locations for various use scenarios, all recognised geoscientific aspects will finally be brought together in a GIS and will be evaluated in a comprehensive Spatial Decision Support System (SDSS) implying sophisticated decision support methodologies. The EbroAgua Working Group is presently focusing on water management as well as geologic and economic questions. To be able to implement the introduced project structure we would like to welcome new group members.

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Economic and Ecological Transformation Processes in East German Water Management Regimes2
Christian Schleyer Chair of Resource Economics; Department of Agricultural Economics and Social Sciences; Faculty of Agriculture and Horticulture; Humboldt University of Berlin Luisenstr. 56; D-10099 Berlin; Germany Email: christian_schleyer@gmx.de Keywords: Water Management Regimes; Institutional Change; East Germany; Collective Action; Participation; Externalities

Like in many fen land regions in East Germany, long-standing intensive arable farming enabled by reclamation - has caused soil deterioration and high water runoff in the socalled Schraden, a fen land area in the south of the state Brandenburg. More than ten years of economic and political transformation that followed the unification of both German countries in 1990 has worsened the situation and even added new problems. The visible consequences are droughts in the summer, waterlogged plots in the spring, and dilapidated water management facilities operating in an uncoordinated or even unauthorised way. This paper is based on empirical material collected within the context of the GRANO project between July 2000 and February 2002. The GRANO project was a cooperative project of research institutions from Berlin and Brandenburg. Its objective was to develop and implement approaches for sustainable agricultural production in Northeast Germany, taking into account economic, socio-cultural, ecological, and environmental concerns. Therefore, the project team consisted of scientists from various disciplines, such as natural science, social science, agricultural economics, etc. (Mller et al 2002). The activities focused on two research regions one of them was the fen region Schraden. In this region, twelve qualitative, semi-structured interviews were conducted with farmers, local environmentalists, and the regional Water Association as well as with representatives of the agricultural, environmental, and water administration at the district and at the state level. Furthermore, notes taken during seven meetings of the regional Agri-Environmental Forum (AEF) between November 2000 and February 2002 were analysed. The AEF had been initiated by the GRANO project and regularly assembles 19 regional actors to discuss options in overcoming the problematic situation of water management (Arzt et al. 2002).

The author gratefully acknowledges the financial support received from the GRANO project under a grant from the German Federal Ministry of Education and Research (BMBF) and from the DFG within a Research Unit (Forschergruppe 497) on Structural Change and Transformation in the Agricultural Sector (Duration: 2003-2006).

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Moreover, available planning materials, regional statistics, and other local information available for the region were consulted. This paper aims to explore the reasons for the physical and institutional3 failure of the present water management system in the Schraden. More precisely, I will investigate the process of change that has lead to an institutional structure that has been unable to successfully deal with the problems. In order to analyse institutional change, to structure the empirical material, and to reveal causalities Hagedorn et al. (2002) suggest an explorative concept focusing on four groups of determinants: The first group consists of the features and implications of the transactions such as excludability, rivalry, and complexity related to nature and the ecosystem. The second group comprises the characteristics and objectives of actors such as the values, attitudes, and social embeddedness involved in those transactions. These two groups of determinants in turn affect the third group namely, the design and distribution of property rights on nature attributes as well as the fourth, which pertains to the corresponding governance structures necessary in guaranteeing the rights and duties and their use in coordinating transactions. In this paper, I will illustrate that intensive arable farming and reclamation measures undertaken decades ago have led to the soils deterioration and its increasing inability to hold water. Existing weirs, however, cannot prevent the resulting high water runoff; more often than not they are degraded and operated in an uncoordinated manner. Given the local public good character of some features of the fen land, the common-pool character of the intermittently scarce resource water within the ecosystem, and the conflicting interests of regional stakeholders, it will be argued that the reallocation of property rights over reclamation systems, together with ineffective coordination mechanisms, have caused the physical and institutional failure of the water management system and thus impeded appropriate use of land and water. More precisely, the combination of legal insecurities accompanied by enforcement problems, fragmented land ownership structure, and a high number of short-term lease contracts have reduced the incentives for the majority of farmers to maintain the reclamation works. Due to limited statutory rights in conjunction with limited financials, the present water association appears to be an inadequate local coordination mechanism. Furthermore, the complete and time-intensive restructuring process at all levels of water administration has resulted in cumbersome or even nonexistent interrelations between various governmental layers as well as in rare transboundary contacts. A lack of water management plans and the organisational subordination of the Lower Water Authority also impede effective administrative work. The analysis will clearly show that the regional socio-economic system, the ecosystem, and the hydrological system in the Schraden are highly complex and dynamic in nature and
3

Following Douglas North, institutions are the man-made constraints that structure political, economic, and social interactions. These consist of both informal constraints (sanctions, taboos, customs, traditions, and codes of conduct), and formal rules (constitutions, laws, property rights). (North 1991: 7) In other words, institutions are the rules of the game or the rule of conduct within which human actions take place.

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strongly related to each other. Thus, any research that aims to develop sustainable solutions in order to overcome the problems of water management must not be restricted to disciplinary aspects. Furthermore, in view of the characteristics of transactions and actors, there is extensive literature suggesting that those governance structures could be preferable solutions that include some form of local cooperation and participation (e.g., Ostrom 1998). Indeed, the aforementioned AEF essentially a round table initiated by the GRANO project in the Schraden can be seen as a step in this direction with encouraging initial results. So far, the interdisciplinary research team together with the participating regional stakeholders have developed and agreed on a broad concept, which includes concrete measures such as weir repairs or changes in land use, to improve the water retention in the region (Arzt et al. 2002). Hence, this paper will also give a brief overview of the activities and results of this forum.

Arzt, K., E. Baranek, C. Berg, K. Hagedorn, J. Lepinat, K. Mller, U. Peters, T. Schatz, R. Schmidt, J. Schuler, and I. Volkmann (2002). Dezentrale Bewertungs- und Koordinationsmechanismen. In: K. Mller, V. Toussaint, H.-R. Bork, K. Hagedorn, J. Kern, U.J. Nagel, J. Peters, R. Schmidt, T. Weith, A. Werner, A. Dosch and A. Piorr (eds.). Nachhaltigkeit und Landschaftsnutzung: Neue Wege kooperativen Handelns. Margraf-Verlag, Weikersheim: 29-96. Hagedorn, K., K. Arzt, and U. Peters (2002). Institutional Arrangements for Environmental Co-operatives: a Conceptual Framework . In: K. Hagedorn (ed.) Co-operative Arrangements to Cope with Agri-environmental Problems. Edward Elgar, Cheltenham: 3-25. Mller, K., V. Toussaint, H.-R. Bork, K. Hagedorn, J. Kern, U.J. Nagel, J. Peters, R. Schmidt, T. Weith, A. Werner, A. Dosch, and A. Piorr (eds.). (2002). Nachhaltigkeit und Landschaftsnutzung - Neue Wege kooperativen Handelns. Margraf-Verlag, Weikersheim, 410 pp. North, D. C. (1991). Institutions. Journal of Economic Perspective 5: 97-112. Ostrom, E. (1998). The Institutional Analysis and Development Approach. In: E. TusakLoehman, and D.M. Kilgour (eds.) Designing Institutions for Environmental and Resource Management . Eward Elgar, Cheltenham UK and Northampton ME, USA: 6890.

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Innovativeness in the German Waste Water sector - a micro-econometric approach


Harald Tauchmann & Hartmut Clausen RWI-Essen Email: harald.tauchmann@rwi-essen.de Key words: waste water services, innovativeness, ordered probability model JEL Classification: C31, L95, O31 It is a common assessment that German water services are of high technical standard. Nevertheless, the sector faces severe problems which are not solved yet: For instance the grid-type network is partly outdated requiring enormous future investments. Hormones and synthetic substances akin to them, nowadays are filtered neither from sewage nor from drinking water, even though they are considered as potentially harmful to the environment and even to human health. Finally, in the light of increasing waste water charges, the economic efficiency of service provision has increasingly been disputed in recent years. In fact, in order to improve economic efficiency the liberalization German waste water services has intensely been discussed. But no political decision has been made yet to substantially open the sector to market forces, raising the question how the sector's performance could alternatively be improved. In fact, innovations are often considered as a possible means to solve these problems. While technical innovations may be the clue for solving environmental and health problems, and moreover may reduce the average costs of corresponding investments, organizational ones may improve the economic performance in general. In line with this argument the State ministers of economics' for instance argue in favour of "modernisation rather than liberalisation". However, it is far from clear, whether innovations can in f act be regarded as substitutes to liberalization or privatization, rather than complements. I.e. privatized firms may well exhibit more innovative activities than the traditional, local authority operated ones do. Moreover, it is not clear what factors do drive the adaptation and diffusion of innovations and how innovativeness can be fostered by policy measures. Against this background, this paper tries to assess empirically which external variables determine the innovativeness of firms operating waste water services. Our main focus is on the question whether firms less directly controlled by municipalities are more innovative than those directly controlled by the authorities. First of all we are interested in the innovative performance of privately run firms compared with public ones, since allowing for more private engagement and vice versa reducing the municipalities influence might be a possible instrument to improve the sectors performance.

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Innovation surveys often provide only information about the input side of a firms innovative activities. In contrast, this analysis is based on the output side of innovations. Moreover, our analysis is interested in innovativeness in general rather than single innovations. Innovativeness may be defined as a firm's general affinity and capability to carry out innovative activities. However, innovativeness cannot be observed directly. Nevertheless firms reveal their innovativeness through the adaptation of single innovations, which is observed in the survey data employed. In order to exploit the information about single innovations for explaining general innovativeness, a structural model is constructed. The key assumption of the model is that - beside several exogenous firm specific characteristics - the unobservable latent variable innovativeness drives the attitude towards each individual innovation. In turn this latent variable is assumed to be determined by exogenous variables too. A series of ordered probability models is estimated that explain firms' attitude towards several specific novelties. However, certain cross equation parameter restrictions that are imposed by the structural model allow for identifying effects of the explanatory variables on the latent variable innovativeness. Our empirical analysis rests on a survey conducted among German firms providing waste water services. As sample of 683 firms were randomly drawn, whereas 237 firms out of them returned completed questionnaires. Besides few firm specific characteristics, the survey contains several innovation related questions. While the questionnaire did not directly address technical novelties directly, firms were directly asked about several organizational innovations. In particular with respect to a specific set of organizational innovations firms had to state whether they have already adapted them, plan to adapt them or whether they do not consider their adaptation at all. These answers enter the model as dependent variables. Since we first of interested in the question whether relaxing the influence local authorities has an positive effect on the firms' innovativeness, dummies indicating the organizational arrangement, that defines the legal relationship of municipality and utility, are the key regressors in our analysis. For instance operating a utility under private law characterizes one possible organizational arrangement. Additionally we control for firm size, measured by the population within the disposal area, and the region's density of population. Alternative specifications include additional controls. Estimation results display no effect of organizational arrangements on firms' innovativeness. In contrast the coefficients attached to the population within the disposal area, i.e. the size of the firm, and the population density, are both positive and significant. That is, larger firms and those operating in highly populated areas are significantly more innovative than smaller ones and those operating in rural areas. Therefore we cannot support the hypothesis that a change in organizational arrangement and in particular a reduced influence of municipal councils will almost automatically

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improve the innovation related performance of service providers. So, organizational reforms directed towards increased legal autonomy cannot be recommended as first choice policy instrument in order to foster innovativeness. However, with respect to question of privatization this conclusion needs to be interpreted cautiously. The German waste water sector displays just early signs of privatization. Correspondingly, our sample comprises just a few private firms which often do not even exhibit actual private ownership. For this reason effects of private engagement cannot be expected to be easily identified. Nevertheless, they could still be substantial if a higher level of private engagement were actually realized. In contrast, the density of population within the firms' areas of supply strongly determines the firms' innovativeness. This might rather be a "big city effect" than one of population density itself, resting upon integration into innovation enhancing networks and access to human capital which is located in centers rather than at the periphery. Even though, neither population density nor location can directly be controlled by policy, this finding might offer a starting-point for pushing innovativeness. Firms apparently benefit from a socioeconomic environment offering access to sources of innovations. Therefore general investments in research and education are at least likely to have positive effects on waste water services, too. Finally large firms proved to be more innovative than small ones. Therefore, even a moderate restructuring within the existing legal framework leading to larger units may help to foster innovations and improve the efficiency of the German waste water sector. From this point of view a process of mergers and acquisitions that has already started in drinking water supply services could potentially improve efficiency and innovativeness in the waste water sector, too.

Clausen, H., K. Krkemeyer, J. Lohaus, M. Schroll, H. Tauchmann & M. Willms (2003): Innovationen in der Abwasserentsorgung - Ergebnisse einer Umfrage, KA-Abwasser Abfall 50(12), 1563-1570. Clausen, H.& M. Rothgang (2003), Innovations, Sustainability, and Efficiency in the German Water Sector: How to Push the Tanker into the Right Direction? In: C. v. Hirschhausen, T. Beckers & K. Mitusch (eds.), Current Topics in Applied Infrastructure Research. Regulations, Financing, Institutions, Cheltenham: Edward Elgar, forthcoming

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