DLSU Center for Professional Development in Business

The De La Salle University Center for Professional Development in Business (CPDB) envisions itself as a leading resource for continuing education in the country. It hopes to contribute to building a dynamic and progressive Philippine societyone that is driven by the talent, skills, and creativity of its people and by the innovativeness and responsiveness of its organizations. Services CPDB, in partnership with several industry associations, offers specialized certificate courses. Current offerings include marketing communications with PANAF, strategic compliance for banks with ABCOMP, supply chain management with SCMAP, and digital marketing with E-Learning Edge. The Center regularly holds public seminars on corporate governance for directors and updates on accounting and tax standards. The Center also provides review programs in preparation for CIMA UKs papers and Beckers US CPA examination. The Center does customized professional development programs for client institutions such as Bangko Sentral ng Pilipinas, Rizal Commercial Banking Corporation, Metro Pacific Tollways, and Deutsche Knowledge Services.

Certificate CERTIFICATE COURSEin IN Course STRATEGIC Strategic COMPLIANCE Compliance FOR THE for the BANKING Banking INDUSTRY Industry
5th floor, Tower II, RCBC Plaza Sen. Gil Puyat Avenue corner Ayala Avenue, Makati City Telefax: (+632) 753-4617 Telephone: (+632) 753-4611 local 105

Run 11 MayJuly 2014

Rm. 223, St. La Salle Hall 2401 Taft Avenue, Manila 1004 Telephone: (+632) 524-4611 local 396

Certificate Course in Strategic Compliance for the Banking Industry

The Certificate Course provides an overview of the compliance function in banks, introduces key compliance principles and frameworks, and dwells on the specific laws, rules, and standards that affect the banking industry in the Philippines. Participants are also introduced to specific issues faced by bank compliance officers and compliance teams, and are required to develop a compliance program for their respective institutions, or provide a critique of their existing compliance programs.

Course Content, Schedule, and Fees

Strategic Compliance for the Banking Industry 101
MODULE 1: Foundations of the Compliance Function MODULE 2: Compliance in the Banking Industry MODULE 3: The Effective Compliance Officer

Registration and Requirements

Interested participants can register at the CPDB offices upon payment and submission of the following general requirements: 1. A bachelors degree in accounting, finance, or other related fields; 2. At least one year of work experience in the banking industry; 3. Participant information sheet 4. One 2x2 picture 5. Certificate of Employment (if companysponsored) Participants will receive a Certificate of Completion upon completing all 101 modules and a Certificate of Attendance for each 201 module completed. Module resource persons include faculty members of De La Salle University and members of the Association of Bank Compliance Officers, Inc. (ABCOMP).

Course Schedule Run 11

May: 17, 24, 31 June: 7, 14, 21, 28 July: 5 8 Saturdays 8:00 am to 5:00 pm DLSU Makati Extension Campus 5th Floor, Tower II, RCBC Plaza, Gil Puyat Avenue corner Ayala Avenue, Makati City

Course Objectives

At the end of this course, participants are expected to be able to: 1. Enhance understanding of the compliance function, how it affects bank operations, and the regulatory environment and laws facing banks; 2. Raise awareness on the needed skills and competencies of bank compliance officers; and 3. Promote the highest levels of professionalism, integrity, and competencies in the fulfillment of the compliance function in the banking industry.

Regular Fee:
P32,500

About ABCOMP
The Association of Bank Compliance Officers, Inc. (ABCOMP), founded in 1998 and registered with the Securities and Exchange Commission (SEC) since 2001, is the professional organization of bank compliance officers in the Philippines. A designated operations sub-committee of the Bankers Association of the Philippines (BAP), ABCOMP whose membership includes more than 60 of the countrys largest financial institutions is a clearing house for regulatory issues among compliance officers, and is tasked with the effective implementation of the Manual of Regulations for Banks, the Anti Money Laundering Act, and the SECs Code of Corporate Governance.

Discounted Fee:
P27,500 (if two or more participants from one

company)

Who Should Attend?

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Current and potential bank compliance officers; Senior executives and middle managers of commercial, thrift, and rural banks; and Other interested stakeholders of the banking industry.

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