SlaIiIil in Yi Bnasl Kovea EquiIiIviun Sslens and MavginaI Adjuslnenl
AulIov|s) Janes B. FaIais
Souvce OccasionaI Fapevs on Kovea, No. 3 |June 1975), pp. 1-18 FuIIisIed I Univevsil oJ WasIinglon Cenlev Jov Kovea Sludies SlaIIe UBL http://www.jstor.org/stable/41490129 . Accessed 06/02/2014 2255 Your use of the JSTOR archive indicates your acceptance of the Terms & Conditions of Use, available at . http://www.jstor.org/page/info/about/policies/terms.jsp . JSTOR is a not-for-profit service that helps scholars, researchers, and students discover, use, and build upon a wide range of content in a trusted digital archive. We use information technology and tools to increase productivity and facilitate new forms of scholarship. For more information about JSTOR, please contact support@jstor.org. . University of Washington Center for Korea Studies is collaborating with JSTOR to digitize, preserve and extend access to Occasional Papers on Korea. http://www.jstor.org This content downloaded from 128.103.149.52 on Thu, 6 Feb 2014 22:55:58 PM All use subject to JSTOR Terms and Conditions SlaIiIil in Yi Bnasl Kovea EquiIiIviun Sslens and MavginaI Adjuslnenl Janes B. FaIais Fev scIoIavs vouId dispule lIe inlevpvelalion lIal Kovea duving lIe Iale Yi dnasl suJJeved Jvon lIe eJJecls oJ decIine and naIJunclion adnin- islvalion vas ineJJicienl, lIe vuIing eIile appeaved covvupl and seIJ- cenleved, lIe govevnnenl seened lo IacI IolI lIe slvenglI and viII lo deJend lIe counlv againsl Joveign aggvession, and lIe peasanlv vas on lIe vevge oJ veIeIIion. Bul Iecause oJ lIe conlenpovav disappoinl- nenl vilI Kovea' s inaIiIil lo dupIicale a Meiji Beslovalion in lIe Iale nineleenlI cenluv, lIe unusuaI slaIiIil and Iongevil oJ lIe Yi d- nasl as a seIJ-conlained sslen Ias Ieen ovevIooIed. TIe line Jov a veappvaisaI oJ lIe Yi dnasl and an invesligalion inlo lIe veasons Jov ils slaIiIil is Iong ovevdue. B pvoviding a IpolIelicaI expIanalion oJ poIilicaI slaIiIil and Iongevil, I Iope lIal lIis essa na vedivecl Juluve scIoIavI endeavovs lovavd a Iellev appvecialion oJ lIe accon- pIisInenl oJ Koveans in IuiIding a successJuI poIilicaI sslen in pve- nodevn lines. OJ couvse, pavl oJ lIe expIanalion Jov slaIiIil is lo Ie Jound in lIe inlevnalionaI silualion Jvon lIe JiJleenlI lo lIe Iale nineleenlI cenlu- vies. Excepl Jov lIe Japanese invasions oJ lIe 1590s and lIe MancIu invasions in 1627 and 1636, Kovea vas pvovided a pvoleclive unIveIIa I Iev venoleness, Iev lvadilionaI secIusion poIic, lIe Jocus oJ Wesl- evn inlevesl on CIina and Japan, and lIe cIecIs and IaIances oJ inlev- nalionaI vivaIvies. Foveign inJIuences, Iovevev, ave nol suJJicienl lo 1 This content downloaded from 128.103.149.52 on Thu, 6 Feb 2014 22:55:58 PM All use subject to JSTOR Terms and Conditions 2 Janes B. FaIais expIain lIe cuvious pavadox oJ unusuaI slaIiIil despile considevaIIe deIiIil. In lIis da and age vIen nosl nodevn Koveans ave inlevesled nove in queslions oJ nalionaI slvenglI and povev, scienliJic and econ- onic deveIopnenl, and sociaI and econonic juslice, lIe nolion oJ a slale IiIe lIe Yi dnasl, vIicI vas aIIe lo nainlain ils exislence Jov a Iong peviod oJ line vilIoul acIieving an oJ lIe aIove oIjeclives, is nol IiIeI lo sliv up nucI enlIusiasn. In n viev, Iovevev, one oJ lIe nain acconpIisInenls oJ lvadilionaI Koveans vas lIe cvealion oJ a slale, poIil, and sociel lIal vas so seIJ-suJJicienl and slaIIe lIal il couId conlinue lo IoId logelIev Jov Jive Iundved eavs, despile aII lIe naIadies lIal Iesel il. il is in lIe naluve oJ lIe Iislovian nol onI lo idenliJ lvends, deveI- opnenls, and najov pallevns in Iislov, Iul lo seeI lo idenliJ lIe vea- sons Jov lIen. TIe slaIiIil oJ lIe Yi dnasl Ias Iong Ieen noled, Iul nol enougI Ias Ieen said lo idenliJ il as a pIenonenon vovlI oJ slud in and oJ ilseIJ. FuvlIevnove, lIe slud oJ ils causes nusl Ie nove ex- acl and pvecise. Il viII nol do jusl lo sa lIal lIe counlv vas snaII, lIal il Iad a IigII cenlvaIized govevnnenl sslen, lIal lIe peopIe veve used lo aulIovilavian vuIe, veve cIosed oJJ dipIonalicaII Jvon oulside conlacl, and veve inJIuenced I consevvalive ConJucianisn. None oJ lIese lIings expIains JuII vI lIeve veve so Jev najov veIeIIions |Iel aIone a vevoIulion) and vI lIe Yi dnasl Iasled so Iong. TIe scIoIav nusl IooI Ieond pevsonaIilies lo inslilulions. He nusl aIso IooI Ie- ond lIe slalulov descviplion oJ lIose inslilulions lo a InovIedge oJ Iov lIe Junclioned in acluaI pvaclice. And JinaII, Ie nusl lv lo ve- Iale lIe Junclioning oJ inslilulions lo lIe pvoIIen oJ slaIiIil. Nalu- vaII, aII lpes oJ inslilulions, sociaI and econonic as veII as poIili- caI, conlviIuled lo lIe pIenonenon oJ slaIiIil vilI vIicI ve ave Ieve concevned. TIis papev, Iovevev, viII Ie Iiniled nainI lo lIe queslion oJ govevnnenlaI inslilulions. Mosl descviplions oJ lIe Yi dnasl govevnnenl sIov il as quile slalic in naluve. In acluaI pvaclice, Iovevev, lIe Yi dnasl govevnnenl and lIal govevnnenl in veIalion lo lIe peopIe al Iavge opevaled as a congIonevale oJ a nunIev oJ Jovces and inlevesls in lension vilI and in opposilion lo one anolIev. TIese equiIiIviun sslens couId conslanlI Ie sIiJling and cIanging Jvon one sel oJ aIlevnalives lo anolIev, Iul lIe This content downloaded from 128.103.149.52 on Thu, 6 Feb 2014 22:55:58 PM All use subject to JSTOR Terms and Conditions SlaIiIil in Y i Bnasl Kovea 3 nunIev oJ possiIIe lpes oJ conlvasls vas Iiniled I lIe vev naluve oJ slale and sociel. OvevIapping lIe pallevn oJ equiIiIviun sslens is a najov pIenonenon lIal vas pavliaII a pvoducl oJ il - lIe capacil oJ lIe Yi dnasl slale Jov conlinuaI and vepealed navginaI adjuslnenl and veadjuslnenl. Al lines vIen lIe adjuslnenl pvocess vas nol suJJicienl lo Ieep up vilI lIe cIanges in lIe veaI silualion, lIen occasionaI ve- Jovns oJ nove inpvessive scope veve undevlaIen. In olIev vovds, lIe slaIiIil oJ lIe Yi dnasl is nol lo Ie Jound in conpIele vigidil and inpevviousness lo cIange, Iul in ils capacil Jov adapling lo cIanging civcunslances. TIese lvo concepls, equiIiIviun lension and navginaI adaplaIiIil, ave Iasic lo an undevslanding oJ lIe slaIiIil and Iongev- il oJ lIe Yi dnasl. Fallevns oJ EquiIiIviun Tension TIeve veve a nunIev oJ diJJevenl lpes and pallevns oJ lensions and equiIiIviun sslens in lIe Yi dnasl. SevevaI oJ lIese invoIved lIe Iing in levns oJ Iis veIalionsIip lo olIev eIenenls avound Iin. TIe nonavcI vas, aJlev aII, lIe soveveign in lIe Yi dnasl slale. Since lIe Iing vas lIe Iocus oJ supvene povev, il is onI naluvaI lIal Ie sIouId Iave Iecone lIe Jocus oJ vavious poIilicaI inlevesls in seavcI oJ povev. Il is aIso in lIe inslilulion oJ IingsIip lIal lIe nolion oJ equiIiIviun is Iesl iIIuslvaled. TIe povevs oJ lIe Iing veve delevnined Iess I slal- ule lIan I lIe inlevpIa oJ Jovce and counlevJovce, cIecI and IaIance. Il is vev diJJicuIl lo laII oJ IingsIip ov lIe Iing in lIe Yi d- nasl in aIslvacl levns Iecause lIeve veve nan Iings and lIeiv pev- sonaIilies, lIeiv IeIaviov, and lIe lines in vIicI lIe Iived aII vavied. Il is aIso nisIeading lo deJine lIe Yi IingsIip in levns oJ a slalic and unvaving conslvucl. TIe IingsIip sIouId Ie deJined in levns oJ a spec- lvun oJ possiIiIilies Jov aclion. On one side oJ lIe speclvun is lo Ie Jound lIe aIsoIule nonavcI vilI povev oJ IiJe and dealI ovev an suI- jecl. On lIe olIev end is lo Ie Jound lIe puppel, conpIeleI undev lIe conlvoI oJ olIev Jovces avound Iin. Mosl Iings ave lo Ie Jound in neilIev oJ lIese lvo exlvenes, Iul sonevIeve in lIe niddIe. TIeovelicaII and IegaII lIe Iing vas aIsoIule, Iul lIe cIecIs and veslvainls on Iis av- Iilvav and independenl aclion veve vev gveal. To pul il in lIe oppo- sile va, al lines Y i dnasl Iings veve vev veaI and indecisive, and This content downloaded from 128.103.149.52 on Thu, 6 Feb 2014 22:55:58 PM All use subject to JSTOR Terms and Conditions 4 Janes B. FaIais el lIe aIvas Iad lIe vigIl and polenliaI oJ JinaI decision. EvevIod vespecled lIis polenliaI Jov uIlinale decision on lIe pavl oJ lIe lIvone, even lIe conspivalovs and assassins vIo vanled nol lo vepIace Iings Iul lo vepIace lIe Iing. Even lIe povevJuI consovl veIalives oJ lIe nineleenlI cenluv sougIl conlvoI oJ lIe lIvone lIvougI inlevnavviage and doninance oJ Iuveaucvalic posls and nol I usuvpalion ov I dnas- lic ovevlIvov. Yel lIe Yi dnasl Iing, in Iis najovil, vas a Junclion- ing soveveign and nol sinpI a snIoI IiIe lIe Japanese enpevov. TIeve veve sevevaI cIecIs on lIe aIsoIule povev oJ lIe nonavcI, nol aII oJ vIicI veve pvesenl al lIe sane line. One oJ lIe najov Jaclovs in lIe nineleenlI cenluv veve sevevaI povevJuI Iineages oJ veIalives oJ queens. TIeiv povev vas assuved in sevevaI vas. TIe JalIev oJ lIe queen nigIl soon Jind IinseIJ gvandJalIev lo a cvovn pvince and Juluve Iing. His daugIlev nigIl one da Iecone vanIing dovagev queen vilI lIe vigIl lo seIecl lIe nexl Iing in case oJ lIe IacI oJ an Ieiv, ov lIe vigIl oJ vegenc ovev an undevage nonavcI. TIe veIalives oJ lIe queens veve given Javov in appoinlnenl lo oJJice and cane lo IoId inpovlanl posls oul oJ pvopovlion lo lIeiv nunIevs. In olIev vovds, lIe consovl cIans couId exevl inJIuence on a Iing as cIose veIalives and Iovev no- IiIil ov as nenIevs oJ lIe veguIav Iuveaucvac. AnolIev najov veslvainl on voaI aIsoIulisn vas pvovided I lIe Iuveaucvac ilseIJ. TIe veIalionsIip oJ Iing lo Iuveaucvac, Iovevev, is one oJ lIe suIlIesl pvoIIens oJ anaIsis in aII oJ Yi dnasl govevn- nenl. TIeve veve sevevaI diJJevenl possiIiIilies. Inlevesls oJ Iing and oJJiciaIdon nigIl coincide ov cIasI diveclI. Sone oJJiciaIs nigIl iden- liJ lIeiv inlevesls vilI lIe Iing againsl olIev oJJiciaIs, ov lIe Iing nigIl sland aIooJ Jvon lIe spIils and dissensions vilIin lIe Iod oJ oJJiciaIs. FuvlIevnove lIis vange oJ IeIaviovaI pallevn nigIl occuv vilIin lIe veign oJ lIe sane Iing. TIe veIalionsIip oJ Iing lo Iuveaucvac vas nade nove conpIex Ie- cause oJ lIe inJiIlvalion oJ Iavge nunIevs oJ lIe Yi voaI cIan and veIa- lives oJ lIe queens inlo lIe Iuveaucvac ilseIJ. In genevaI levns, lIe Iuveaucvac vas inlevesled in nainlaining ilseIJ as an eIile and pvivi- Ieged Iod. Il did nol vanl lo cIeapen lIe cvilevia Jov adnission and il Iad a vesled inlevesl in nainlaining lIe exisling slvucluve oJ govevn- nenl in vIicI il pIaed sucI a najov voIe. This content downloaded from 128.103.149.52 on Thu, 6 Feb 2014 22:55:58 PM All use subject to JSTOR Terms and Conditions SlaIiIil in Y i Bnasl Kovea 5 We nigIl expecl lIal lIe inlevesls oJ lIe Iuveaucvac as a sepa- vale and speciaI gvoup vouId Ie vioIaled iJ lIe Iing looI neasuves lo advance lIe slalus and pveslige oJ voaI veIalives al lIe expense oJ oJJiciaIs, iJ Ie cIeapened lIe vaIue oJ Iuveaucvalic slalus I seIIing oJJices ov I gvanling lIen lo lIose vIo conlviIuled Junds lo lIe gov- evnnenl, iJ Ie Iegan lo issue avIilvav edicls and connands vilIoul consuIling lIen, ov iJ Ie punisIed lIose vIo pvolesled Iis aclions, ov JaiIed lo punisI lIose vIon lIe oJJiciaIs vegavded as guiIl oJ cvine. TIe suIlIe naluve oJ Iing-Iuveaucvalic veIalions ave iIIuslvaled in lIe pvoceduves Jov lIe da-lo-da conducl oJ oJJiciaI Iusiness and in lIe decision-naIing pvocess. TIe Iing vas lIe JinaI avIilev in lIe pvocess oJ IegisIalion and decision-naIing. Mosl pvoposaIs Jov Iavs veve inili- aled I oJJiciaIs vIo suInilled vvillen nenoviaIs eilIev lo lIeiv supe- viovs ov diveclI lo lIe lIvone. Wvillen pvoposaIs Jvon inJeviov agencies vilIin lIe govevnnenlaI sslen veve usuaII vepovled lo lIe Slale CounciI |ov Bovdev BeJense Connand, depending on lIe peviod), vIicI vepovled lIeiv suIslance lo lIe Iing and added lIeiv ovn assessnenls and veconnendalions. In olIev cases pvivale individuaIs vouId suInil pevsonaI nenoviaIs diveclI lo lIe lIvone. TIe Iing couId appvove ov disappvove a veconnendalion, Ie couId veJev il IacI lo lIe oJJiciaI naIing lIe pvoposaI, as in lIe case oJ a pvovinciaI govevnov, ov Ie couId send il lo lIe Slale CounciI Jov considevalion. TIen vIen lIe vevised pvoposaI vas suInilled, Ie couId and usuaII did appvove il. TIe Iing aIso Iad vavious oppovlunilies Jov divecl audiences vilI oJJiciaIs. He nel once ov lvice a nonlI vilI lIe incunIenl and velived laesin |oJJi- ciaIs oJ vanI uppev 3A and aIove) al vIicI line veconnendalions veve nade diveclI I lIe Ieading eIdev slalesnen oJ lIe veaIn - nen vIo Iad IeId lIe IigIesl oJJices oJ slale and veve nov possessovs oJ sine- cuves - oJJiciaIs oJ lIe CIungcI'uIu |ninislevs vilIoul povlJoIio), ov lIe ToIIngIu |Buveau oJ BoaI BeIalives). He vouId aIso sunnon lIese eIdev slalesnen Jov consuIlalion on diJJicuIl nallevs oJ eliquelle and viluaI ov al lines oJ nalionaI cvisis. Inilialive Jov IegisIalion Jov lIe nosl pavl cane Jvon lIe Iuveauc- vac. TIe Iing, Iovevev, aIvas Iad lIe vigIl lo iniliale and concIude IegisIalion on Iis ovn vilIoul an JovnaI consuIlalion vilI an oJ lIe consliluled agencies oJ lIe Iuveaucvalic slvucluve. Il vas vev vave lIal This content downloaded from 128.103.149.52 on Thu, 6 Feb 2014 22:55:58 PM All use subject to JSTOR Terms and Conditions 6 Janes B. FaIais Iavs veve Ianded dovn vilI no pviov discussion. TIis lpe oJ aclion nigIl ensue aJlev sevevaI pvivale individuaI nenoviaIs aIoul sone is- sue Iad Ieen suInilled. TIe lIvone nigIl lIen issue an edicl vilIoul Iaving lIe Slale CounciI discuss ov pvepave lIe nallev IeJoveIand. Nal- uvaII, lIis pvoceduve inIiIiled innovalion. TIus lIeve vas a vange oJ possiIIe aclion on lIe pavl oJ lIe non- avcI. IJ Ie cIose lo negIecl oJJiciaI Iusiness ov neveI pul a vuIIev slanp on aII pvoposaIs, lIen lIe govevnnenl slvucluve vas JuII capaIIe oJ opevaling on ils ovn. In lIis exlvene case, lIe IigIesl slale counci- Iovs and eIdev slalesnen vouId Iave vivluaI conlvoI oJ govevnnenl I lIeiv veconnendalions lo pvoposed IegisIalion. Al lIe olIev exlvene, lIe Iing aIvas Iad lIe povev lo avIilvaviI accepl ov vejecl vIal Ie sav Jil, and lo iniliale an IegisIalion Ie desived. In acluaI pvaclice, Iov- evev, il vas usuaII easiesl and nosl convenienl Jov lIe Iing lo appvove ov suggesl ninov nodiJicalions in vIal Iad Ieen veconnended I lIe Iuveaucvac. TIeve veve olIev veslvainls on lIe aIsoIulisn oJ lIe nonavcI, IolI ideoIogicaI and inslilulionaI. ConJucian doclvine enpIasized lIe ninis- lev's vigIl oJ venonslvance vilI Iis pvince. AII oJJiciaIs Iad lIe novaI dul oJ pvolesling iJ lIe Jound lIeiv Iing doing sonelIing lIal lIe consideved lo Ie incovvecl ov innovaI. TIe Iing Iad lIe vecipvocaI oIIi- galion lo loIevale lIis venonslvance and laIe il lo Ieavl. Il vas one oJ lIe vas in vIicI Ie vas lo nainlain a IigI IeveI oJ novaI IeIaviov so lIal Ie couId acl as an exanpIe Jov aII lIe peopIe lo JoIIov. TIe vigIl oJ venonslvance vas inslilulionaIized in sevevaI vas. TIvee sepavale govevnnenl agencies, lIe Saganvn |OJJice oJ lIe Censov-OenevaI), SaInIu |OJJice oJ lIe Inspeclov OenevaI), and Hongnungvan |OJJice oJ SpeciaI CounseIovs), aII opevaled as ovgans oJ venonslvance. Il vas lIeiv vigIl and oIIigalion lo pvolesl lIe aclions oJ lIe Iing vIeve lIe sav Jil. TIe BoaI Secvelavial | Sungjongvn ) JvequenlI opevaled in lIe sane nannev eilIev diveclI I issuing nenoviaIs oJ pvolesl ov indi- veclI I sIoving up ov laIIing lIe Iing's connands in lIe pvocess oJ lvansnission. In exlvene cases, lIe vIoIe uppev IievavcI oJ lIe cen- lvaI Iuveaucvac nigIl Iecone a vasl ovgan oJ venonslvance. TIe Iavge assenIIage oJ lIe incunIenl and Jovnev laesin JvequenlI did join lIe censoving ovgans in venonslvance. This content downloaded from 128.103.149.52 on Thu, 6 Feb 2014 22:55:58 PM All use subject to JSTOR Terms and Conditions SlaIiIil in Y i Bnasl Kovea 1 TIe vIoIe appavalus oJ pvolesl couId pul gveal pvessuve lo Ieav on lIe Iing. In acluaI pvaclice, lIe Iing's vejeclion oJ pvolesl did nol Iead lo lIe cessalion oJ lIal pvolesl. Il nigIl conlinue Jov sevevaI veeIs. His ovdevs Jov lIe execulion oJ a connand nigIl Ie deIaed and nol cavvied oul. TIe conducl oJ govevnnenl Iusiness nigIl gvind lo a IaIl as aII oJJiciaIs luvned lIeiv allenlion lo lIe issue oJ conlenlion. Il vouId laIe gveal delevninalion on lIe pavl oJ lIe Iing lo vesisl sucI pvessuves. NaluvaII il depended on lIe pevsonaIil oJ lIe Iing IinseIJ, vIelIev Ie vas IoId and vesoIule ov veaI and conJused. Bul il aIso de- pended on lIe degvee lo vIicI lIe Iing Iad Ieen indoclvinaled in Con- Jucian ideas. Sone Iings lvuI IeIieved lIal lIe sIouId loIevale venon- slvance and give due considevalion lo lIe advice oJ ninislevs, vIiIe olIev Iings vouId nol Iel lIis inlevJeve vilI lIeiv voaI pvevogalives Jov aIsoIule and JinaI decision. In acluaI pvaclice, iJ a Iing veve IoId and vesoIule, lIe Iuveaucvals vouId veaIize lIal lIeiv pvolesls vouId Ie JvuilIess. TIe vouId nol cease pvolesling, Iul lIe IenglI oJ line lIal lIe did so vouId Ie sIovlened appveciaII, iJ, on lIe conlvav, lIe Iing veve ovevI loIevanl, vaciIIaling, and conJused, pvolesls couId Iasl Jov Iong peviods oJ line and lIe conducl oJ govevnnenl Iusiness nigIl IveaI dovn aIlogelIev. TIe cIecIs and veslvainls on lIe nonavcI veve counleved I necIa- nisns oJ conlvoI and suvveiIIance ovev lIe Iuveaucvac. Il vouId Ie in- accuvale lo vegavd lIese sinpI as lIe looIs oJ lIe Iing againsl lIe Iu- veaucvac. TIe veve designed lo eIininale covvuplion Jvon lIe conducl oJ govevnnenl as veII as lo Jevvel oul lveason and disIoaIl. TIe cen- soving ovgans pevJovned lIese Junclions in lIe capilaI. In lIe pvovinces, lIe pvovinciaI govevnovs veve vesponsiIIe Jov ovdinav suvveiIIance ovev aII nagislvales and oJJiciaIs in lIeiv juvisdiclion. TIe secvel censovs | anIaeng sa ) veve nove in lIe naluve oJ divecl agenls oJ lIe lIvone. TIe veve senl oul peviodicaII I lIe Iing lo vepovl on vvongdoing and naIJeasance on lIe pavl oJ IocaI oJJiciaIs, and lIe acled as a cIecI againsl pvovinciaI govevnovs vIo loIevaled covvuplion al Iovev IeveIs. TIe vIoIe Iuveaucvac vas suIjecl lo lIe vouline pvocess oJ veviev I lIe Minislv oJ FevsonneI Jov civiI oJJiciaIs and lIe Minislv oJ Wav Jov niIilav oJJiciaIs. TIis coevcive aspecl oJ govevnnenl adninislvalion oJ lIe Yi This content downloaded from 128.103.149.52 on Thu, 6 Feb 2014 22:55:58 PM All use subject to JSTOR Terms and Conditions B Janes B. FaIais dnasl is iIIuslvalive oJ anolIev oJ lIe gveal lensions ov pavadoxes oJ lIe sslen. To a gveal neasuve lIis pavadox vas an ideoIogicaI and inslilulionaI pvoIIen lIal vas aIso cIavaclevislic oJ CIinese-slIe gov- evnnenl in genevaI. TIis lension vas a pvoducl oJ lIe lIovougI indoclvi- nalion in ConJucian novaI pIiIosopI oJ aII oJJiciaIs lIal enpIasized lIe pvine voIe oJ vivlue and novaIil in lIe acIievenenl oJ good and Iavnonious govevnnenl. TIe veIiance on coevcive Iavs and punisInenls as advocaled I lIe LegaIisl scIooI oJ lIougIl vas lIeovelicaII de- spised I aII good ConJucians. Since lIe Han dnasl in CIina, Iov- evev, lIe veIicIe Jov lIe pvopagalion oJ ConJucian ideas Iad Iecone lIe cenlvaIized aulIovilavian LegaIisl slale. Slvicl Iavs and IavsI punisI- nenls Iad aIvas Ieen vegavded as essenliaI lo nainlaining ovdev. In lIe nineleenlI-cenluv Yi dnasl, ConJucian-educaled oJJiciaIs valion- aIized lIeiv use oJ LegaIislic punisInenls on lIe gvounds lIal lIe snaII nan - lIe anovaI ov innovaI nan, lIe connon uneducaled nan - nigIl Ie inpevvious lo lIe leacIings oJ novaIil. SucI eviI lpes veve Ieond lIe connunil oJ civiIized nen, and punisInenls couId Ie used on lIen vilIoul Jeav oJ lIe vioIalion oJ novaI slandavds. In lIe Yi dnasl seveve punisInenl vas aInosl aIvas vegavded as a delevvenl lo vvongdoing and as one oJ lIe Iesl neans oJ eIininaling covvuplion. TIeve vas IillIe loIevance Jov nislaIes ov vvongdoing I one's JeIIov Iuveaucvals. OJJiciaIs luvned againsl lIeiv ovn coIIeagues vilI vengeance and cvueIl. Sone oJ lIis can Ie expIained in levns oJ JaclionaI vivaIv, Iul cevlain pscIoIogicaI considevalions veve aIso in- voIved. ConJucian novaIil cvealed a pevpeluaI alnospIeve oJ puvilan- icaI se IJ -vigIleousness in poIilics. Bespile lIe injunclions oJ ConJu- cianisn lo loIevance and pevsuasion, nove oJlen lIan nol Iive ConJu- cians pveJevved lo eIininale eviI I IiIIing lIe pevpelvalov, and lo slanp oul JaIse doclvines I Iuvning IooIs and decapilaling lIeiv pvoponenls. In nan sucI cases, lIe onI vecouvse a JaIIen oJJiciaI Iad vas lo lIe IenevoIence and loIevance oJ a ConJucian-indoclvinaled Iing. Tine and line again il vas lIe Iing's decision aIone, despile lIe Juvious pvolesl oJ oJJiciaIdon, lIal saved an exiIed oJJiciaI Jvon decapilalion ov a pav- doned one Jvon veinposilion oJ senlence. Fov lIis veason il vouId Ie diJJicuIl lo sa lIal suvveiIIance, conlvoI, and punisInenl veve excIu- siveI agencies oJ an aIsoIule nonavcI uliIized againsl lIe Iuveauc- vac. This content downloaded from 128.103.149.52 on Thu, 6 Feb 2014 22:55:58 PM All use subject to JSTOR Terms and Conditions SlaIiIil in Y i Bnasl Kovea 9 TIe sun oJ Jovces Jocusing on and in lension vilI lIe lIvone veve nunevous, ovevIapping, and conpIex. TIe lendenc lo voaI aIsoIulisn vas cIecIed I nenIevs oJ lIe voaI cIan, veIalives oJ lIe queens, lIe Iuveaucvac in genevaI, and lIe ovgans oJ venonslvance in pavlicuIav. Independenl aclion on lIe pavl oJ lIe Iuveaucvac vas cIecIed I lIeiv ovn IuiIl-in ovgans oJ suvveiIIance, I lIeiv pvocIivil lo punisI lIeiv ovn nenIevs seveveI, I lIe nonavcI's agencies oJ inJovnalion and conlvoI, and JinaII I lIe exevcise oJ uIlinale aulIovil I lIe Iing IinseIJ. Nol aII oJ lIe sslens oJ equiIiIviun lension can Ie JuII iIIuslvaled I Jocusing on lIe Iing aIone. WilIin lIe Iuveaucvac lIeve veve sepa- vale souvces oJ lension. OJJiciaIs nigIl Ie spIil inlo vevlicaI IoaIl gvoups eacI conpeling vilI lIe olIev, sucI as lIe poIilicaI Jaclions. Sonelines JaclionaI division vas lied in vilI succession dispules in- voIving lIe voaI cIan and lIe queen's veIalives, as in lIe sip'a-poIp'a spIil in lIe eigIleenlI cenluv. OlIev Iinds oJ vevlicaI IoaIl gvoups couId Ie Jovned avound cIan aJJiIialion ov naslev -discipIe veIalionsIips invoIving one's leacIev, one's exaninalion oJJiciaI, ov one's palvon in lIe Iuveaucvac. TIe conJIicl Ielveen sepavale vevlicaI gvoups vouId Ie nodiJied and ovevIapped I IovizonlaI lensions. TIe Iuveaucvac vas a IigII IievavcIic slvucluve, and lIeve veve sIavp denavcalions in levns oJ pveslige and slalus, especiaII al lIe lIivd and sixlI vanIs oJ lIe oJJi- ciaI Iaddev. Al lines, oungev oJJiciaIs nigIl sIov nove ideaIislic zeaI lIan oIdev ones, and lIe nigIl vesenl lIe nonopoI oJ oppovlunilies I oIdev oJJiciaIs. FuvlIevnove, lIe JvequenlI Iad lIe oppovlunil lo voice lIeiv vesenlnenl as Iovev oJJiciaIs in lIe censoving ovgans. AnolIev signiJicanl lension pallevn vas lIal Ielveen lIe cenlvaI and lIe IocaI govevnnenl. Oovevnnenl poIic vas JovnuIaled al lIe cenlev and voaI decvees veve passed on lo lIe pvovinces, Iul lIeve vas no JuII assuvance oJ lIeiv execulion. Oulside oJ lIe peviodic and inlevnil- lenl dispalcI oJ a secvel censov, lIe cIieJ agenl oJ suvveiIIance and conlvoI in lIe pvovinces vas lIe pvovinciaI govevnov. TIe pvovince, Iovevev, vas loo Iavge a unil Jov Iin lo Iave JuII InovIedge oJ evev- lIing lIal Iappened. WIen Ie did discovev naIJeasance in lIe execulion oJ voaI Iav, Ie van lIe visI oJ disnissaI and punisInenl I lIe cvovn Jov Iaving JaiIed lo invesligale and slen unIavJuI aclivil. TIe govev- This content downloaded from 128.103.149.52 on Thu, 6 Feb 2014 22:55:58 PM All use subject to JSTOR Terms and Conditions 10 Janes B. FaIais nov as IolI invesligalov and adninislvalov vilI cIieJ vesponsiIiIil vas pIaced in a diJJicuIl posilion. FuvlIevnove, lIe IocaI nagislvale vas aIso Iiniled seveveI in Iis povev. TIe avea and popuIalion undev lIe nagislvale's juvisdiclion vas loo Iavge Jov Iin lo exevcise JuII conlvoI. His levn oJ oJJice vas loo sIovl, and Ie IacIed JaniIiavil vilI lIe avea oJ Iis appoinlnenl. TIis neanl lIal Ie Iad lo veI IeaviI on cIevIs and pell oJJiciaIs vecvuiled Jvon lIe IocaI scene and Ie couId nol aJJovd lo oppose lIe inlevesls oJ povevJuI and inJIuenliaI IocaI JaniIies, nan oJ vIon na Iave Iad JaniI lies vilI oJJiciaIs in lIe capilaI. TIe nagislvale, and secondav- iI lIe pvovinciaI govevnov, couId allenpl lo cavv oul lIe Iellev oJ aII Iavs even lIougI lIe conJIicled vilI IocaI pvopevl, econonic, and olIev inlevesls, Iul I doing so lIe nigIl vun lIe visI oJ jeopavdizing lIeiv Juluve caveevs and lIeiv aIiIil lo nainlain ovdev in lIeiv juivsdic- lion. Ov lIe nigIl cIoose lo loIevale and ignove IocaI pvaclices. Al 1 lIeiv vovsl, lIe nol onI loIevaled covvuplion, Iul looI pavl in il. TIe cenlvaI govevnnenl did ils Iesl lo slen lIe evasion oJ Iavs and lo enJovce lIe decvees lIal Iad Ieen issued I lIe lIvone. TIe Iing couId denand vepealed vepovls and invesligalions Jvon IocaI oJJiciaIs, send oul secvel censovs, disniss and punisI covvupl nagislvales, and issue and veissue decvees. Yel il vas sIeev deIusion lo assune lIal ovdevs once issued veve JuII inpIenenled. Conslanl vigiIance vas lIe pvice oJ even nodevale eJJicienc. AnolIev oJ lIe najov pallevns oJ lension vas lIal Ielveen govevn- nenl and lIe angIan avislocvac. Measuves veve laIen lo ensuve op- povlunilies Jov lax exenplion Jov lIe angIan, Iul lIeve vas a Iinil lo lIe aIiIil oJ lIe slale lo gvanl lax exenplions. WIen lIal Iinil vas veacIed, lIen lax pviviIeges neanl a cuvlaiInenl oJ vevenues avaiIaIIe lo lIe slale. Al sucI lines, lIe govevnnenl vouId acl lo vedvess lIe IaIance I invesligaling and oulIaving iIIegaI lax evasion and I in- posing IigIev and nevev laxes. TIis lension Ielveen govevnnenl and angIan ovev vevenue and laxalion vas conpIicaled I lIe slaJJing oJ lIe Iuveaucvac aInosl excIusiveI I nenIevs oJ lIe angIan cIass. TIeiv desive lo exlend pviviIeges lo lIeiv ovn cIass, Iovevev, vas Iin- iled I a nunIev oJ Jaclovs. As pavl oJ lIe slale appavalus lIe veve avave lIal lIe govevnnenl needed Junds even Jov novnaI da-lo-da This content downloaded from 128.103.149.52 on Thu, 6 Feb 2014 22:55:58 PM All use subject to JSTOR Terms and Conditions SlaIiIil in Y i Bnasl Kovea 11 opevalions. TIeiv ovn saIavies Iad lo Ie paid, conslvuclion pvojecls Ji- nanced, lIe avn and nav oulJilled and equipped, lIe voaI paIaces Junded, and Janine veIieJ pvovided. TIe oJJiciaIs aIso Inev Jvon lIeiv ovn expevience and Jvon lIe leacIings oJ ConJucian poIilicaI science lIal lIeve vas a Iinil lo lIe enduvance oJ lIe peasanlv: lIe Iad Ieen laugIl lIal lIe peopIe Iad lo Ie ensuved lIeiv IiveIiIoods. Sone oJJiciaIs veve Iess disluvIed I peasanl suJJeving and unJaiv lax dislviIulion lIan olIevs. Bul in lIe end, lIe poIilicaI sslen vas slvucluved lo nainlain IaIance and nuluaI len- sion Ielveen oJJiciaI and pvivale inlevesls. TIe Ivoadesl IipoIav pallevn oJ equiIiIviun lension vas lIal Ie- lveen lIe slale and lIe peopIe as a vIoIe. TIe connonev Iad Iess aIiIil lo vesisl lIe noIiIized povev oJ lIe govevnnenl lIan lIe angIan avislocvac, vIicI, aJlev aII, Iad divecl access lo lIe Iuveaucvac il- seIJ. Bul lIe peopIe did Iave neans al lIeiv disposaI lo avoid oppves- sion. TIe couId Ieave lIe Iand lo avoid venl and lIe Iand lax, connend lIeiv Iands lo povevJuI angIan Iandovnevs ov eslales lo escape Iand and IaIov sevvice laxalion, luvn lo Iandilv, ov Iecone JuII-JIedged veI- eIs. TIese veve aII exlvene and despevale neasuves, and lIe slale Iad an inlevesl in pvevenling aII oJ lIen. Oppvessive laxalion vouId Iead lo a dvop in lIe lolaI Iand undev cuIlivalion suIjecl lo laxalion, and con- nendalion vouId usuaII vesuIl in once laxaIIe Iand veceiving IegaI ov iIIegaI lax exenplions. In eilIev case, govevnnenl vevenues suJJeved. Bandilv and veIeIIion veve oIviousI disvuplive and coslI. TIe govevnnenl, in olIev vovds, vas nol inlevesled in lIe lolaI ex- pIoilalion oJ lIe popuIalion Jov lIis vas counlevpvoduclive. Il vas in lIe inlevesl oJ lIe slale lo nainlain equilaIIe pvoceduves oJ laxalion and lax dislviIulion, lo pul Iinils on lIe IasicaII vegvessive lax slvucluve, and lo ensuve lIe conlenlnenl and secuvil oJ lIe peasanl popuIalion even al lIe expense oJ sIigIlI gvealev vevenues. TIis slvaleg vas ve- inJovced I ConJucian econonic lIeov, vIicI enjoined lIe Iing lo sel an exanpIe oJ JvugaIil and lo nainlain lIe IiveIiIood oJ lIe peopIe even al Iis ovn expense. TIeveJove, vIen lIe IeveIs oJ laxalion, Iicil and iIIicil, veacIed lIe Iinil oJ loIevance, lIe govevnnenl vas uvgenlI avave oJ lIe need lo IigIlen lax Iuvdens. IJ govevnnenl in lIe Y i dnasl is lIougIl oJ in levns oJ vavious This content downloaded from 128.103.149.52 on Thu, 6 Feb 2014 22:55:58 PM All use subject to JSTOR Terms and Conditions 12 J anes B. FaIais gvoups, Jovces, and ideas in conJIicl and lension vilI one anolIev, il Iecones cIeav lIal slaIiIil Iecones a pvoducl oJ lIe equiIiIviun pvo- duced I lIe neulvaIizalion oJ lIese vavious Jovces I eacI olIev. IJ lIai equiIiIviun veve unIaIanced al an line in an diveclion, il vouId lIen depend upon lIe necIanisns descviIed aIove lo vecliJ ov vigIl lIal IaIance IeJove lIe equiIiIviun vas deslvoed and lIe poIilicaI sslen lvansJovned. BeJovn as MavginaI Adjuslnenl, CIvonic and Feviodic TIe descviplion oJ Y i dnasl govevnnenl and sociel in levns oJ an equiIiIviun nodeI sIouId IeIp lo expIain lIe second IpolIesis oJ lIis papev - lIal one oJ lIe nosl inpovlanl and vilaI Jealuves oJ lIe Yi dnasl vas ils capacil Jov navginaI veadjuslnenl and veJovn. TIvougI- oul lIe Yi dnasl lIe govevnnenl deveIoped sevevaI lpes oJ inslilu- lions Jov coIIecling vevenue and dislviIuling lax Iuvdens anong lIe pop- uIalion. TIe oIjeclives oJ lIese sslens veve sevevaI lo naxinize lIe vevenues oJ lIe slale, lo nainlain lIe pviviIeged posilion oJ lIe ang- Ian avislocvac, and given lIe aIove condilions, lo nainlain as Jaiv a sslen oJ lax dislviIulion as possiIIe and ensuve lIal lIe suIsislence oJ lIe connon peasanl vouId Ie guavanleed againsl exlvenes oJ Iungev and depvivalion. TIese oIjeclives veve conlvadiclov and couId nol aI- vas Ie nainlained. Maxinizing slale vevenues neanl incveasing lIe Iuvdens on lIe laxpaevs. Mainlaining lIe pviviIeged lax posilion oJ lIe angIan neanl a navvov lax Iase and incveasing Iuvdens on lIe peas- anlv. Ensuving Jaiv dislviIulion oJ laxalion neanl veIieving laxalion on lIe peasanl al lIe expense oJ eilIev lIe angIan cIass ov slale veve- nues. Oiven lIe ovevvIeIning povev and inJIuence oJ lIe slale and lIe angIan cIass, lIe genevaI lendenc oJ cIange in lIe aIove inslilulions vas lovavd an incvease in lIe lax exenplions Jov lIe pviviIeged, a nav- voving oJ lIe lax Iase, and a vise in lIe Iuvden on lIe connonev and peasanl. TIe slale in lIe neanvIiIe Iad lo slvuggIe lo nainlain ils in- cone. TIis pvocess vas nol sinpI one oJ slvaigIl-Iine deleviovalion. TIe Iislov oJ lIe Yi dnasl is one oJ conslanl slvuggIe on lIe pavl oJ lIe govevnnenl, oJJiciaIs, and scIoIavs lo conIal sIvinIing vevenues, a navvoving lax Iase |via iIIegaI exenplions), and incveased Iuvdens This content downloaded from 128.103.149.52 on Thu, 6 Feb 2014 22:55:58 PM All use subject to JSTOR Terms and Conditions SlaIiIil in Y i Bnasl Kovea 13 on lIe peasanlv |lIvougI covvuplion I oJJiciaIs and pell Junclion- avies), Iul lIe eJJovls lo cIecI lIese lendencies veve nol navIed I oulslanding success. Il vas vivluaII inpossiIIe Jov lIe slale lo acIieve lIe oplinun in an oJ lIese cvilevia. TIe naxinizalion oJ slale vevenue vas Iindeved I lIe supevJiciaIil oJ govevnnenl conlvoI al lIe IocaI IeveI and lIe lension Ielveen vepvesenlalives oJ lIe cenlvaI gov- evnnenl and lIose on lIe IocaI scene - lIe cIevIs, lIe angIan, and lIe povevJuI Iouses. TIe IallIe againsl excessive and iIIegaI lax exenp- lions Jov lIe pviviIeged cIasses Iad lo Ie vaged I nagislvales vilI sIovl lenuve on lIe IocaI scene againsl lIe pell Junclionavies and Io- caI angIan. TIe pell Junclionavies veve sIiIIed in adninislvalive suIlevJuge. Because lIe veve nol pvovided vilI saIavies lIe sougIl IviIes Jvon lIe veaIlI and inJIuenliaI, in veluvn Jov vIicI lIe JaIsi- Jied Iand vegislevs and lax voslevs. B lIe sane loIen lIe veve aIIe lo sIiJl lIe lax Iuvdens onlo lIe peasanlv sonelines vilI lIe aid and suppovl oJ lIe nagislvale IinseIJ. TIe Iesl lIe slale vas aIIe lo do vas lo nainlain IeveIs oJ govevnnenl conlvoI and lax dislviIulion on lIe Iave navgins oJ slaIiIil and secuvil. CevlainI in lIe Iasl IaIJ oJ lIe dnasl, lIe govevnnenl vas conlinuaII pevcIed on lIe edge oJ insoI- venc and lIe peasanlv on lIe edge oJ povevl, slavvalion, and even veIeIIion. TIeve ave sevevaI veasons vI lIe slale vas aIIe lo nainlain ilseIJ on lIe navgin oJ viaIiIil. TIe sslen oJ cIecIs and counlevcIecIs I vIicI govevnnenl and sociel vas consliluled aIso IeIped lo Ieep lIe deleviovalion oJ govevnnenl inslilulions vilIin Iinils. TIe govevnnenl Iad cevlain pevnanenl and ongoing lecIniques Jov slenning covvuplion. Move inpovlanlI, il vas aIIe lo naIe peviodic inslilulionaI veJovns lo aIIeviale pavlicuIavI Iad silualions and pvevenl lIe dovnJaII oJ lIe dnasl. TIeve veve slandavd vas in vIicI lIe govevnnenl and ils oJJiciaIs slvuggIed lo acIieve Iasic oIjeclives and eIininale covvuplion. TIese slandavd neans veve nol enougI lo pvevenl slead decIine, Iul lIe veve suJJicienl lo sIov lIal decIine considevaII unliI nove dvaslic inslilulionaI veJovn vouId Ie vequived. TIe Jivsl oJ lIese lecIniques vas Iased on lIe ConJucian nolion lIal nan is uIlinaleI vesponsiIIe Jov eilIev good ov Iad govevnnenl iJ nen ave novaI, govevnnenl viII Ie This content downloaded from 128.103.149.52 on Thu, 6 Feb 2014 22:55:58 PM All use subject to JSTOR Terms and Conditions 14 Janes B. FaIais good, and iJ govevnnenl is Iad, lIen il is Iecause nen ave Iad. ConJu- cian lIeov, Iovevev, IoIds oul lIe pvonise oJ convevling Iad nen lo good sinpI Iecause lIe ave Iovn good. Man is lIus novaII pevJecl- iIIe, and lIeve is aIvas lIe possiIiIil oJ vesloving good govevnnenl no nallev Iov depvessing lIe silualion. ConJucian lIeov aIso pve- scviIed lecIniques and nelIods Jov acconpIisIing lIis. TIe peopIe ave IiIe cIiIdven vIo can Ie suIjecled lo pavenlaI in- JIuence and novaI guidance. IJ lIe Iing sels IinseIJ up as a nodeI oJ vivluous IeIaviov, lIe peopIe viII enuIale lIal IeIaviov and veluvn lo vivlue. TIe Iing is aIso oIIiged lo seeI oul nen oJ vepulalion Jov novaI- il lo assisl Iin in govevnnenl. IJ Ie Jinds vivluous nen lo appoinl lo oJJice as nagislvales and as advisevs lo lIe lIvone, lIe viII vepIace lIe eviI and covvupl individuaIs vesponsiIIe Jov oppvession and luvnoiI. TIe Iing sIouId aIso sel Iis nind lo lIe slud oJ lIe ConJucian canon and lIe incuIcalion oJ ConJucian pvincipIes oJ novaIil lIal Ie nigIl Iellev Ie aIIe lo acl as a nodeI Jov lIe peopIe. TIvougIoul lIe Iislov oJ lIe Yi dnasl, lIese avgunenls Jovned lIe Iasis Jov Iundveds oJ nenoviaIs Jov veJovn oJ univevsaII acInov- Iedged Iad silualions. OJJiciaIs conslanlI IeseecIed lIe Iing lo allend lIe voaI Iecluves nove JvequenlI, and lo sunnon scIoIavs oJ vepule Jvon lIeiv velivenenl in lIe counlvside lo Iecone daiI Iecluvevs and veguIav oJJiciaIs. BeJovn-ninded oJJiciaIs uvged lIe Iing lo ensuve lIe Jaiv adninislvalion oJ lIe exaninalion sslen and nainlain lIe vecon- nendalion pvocess Jov oJJiciaIs al lIe Minislvies oJ FevsonneI and Wav. TIe denanded lIe disnissaI oJ covvupl oJJiciaIs and lIe pvonolion oJ educalion lIvougIoul lIe veaIn lo counlevacl Ielevodox and innovaI doclvines. TIe asIed lIe Iing lo guide lIe peopIe lo covvecl IeIaviov I selling an exanpIe oJ JiIiaI piel, JvugaIil, and olIev vivlues and I exIovling lIe peopIe lo JoIIov lIe palI oJ vigIleousness. Buving an pe- viod oJ cvisis, aII oJ lIese veconnendalions vouId Ie pvessed on lIe Iing, and Ie vouId usuaII adIeve lo aII oJ lIen. TIe veve nol lolaII vilIoul eJJecl. TIe educalionaI and exaninalion sslens nainlained a conslanl IeveI oJ novaI indoclvinalion, pvovided a slead JIov oJ educa- led nen |nan vilI aIiIil and novaI slandavds), and pvevenled lIe con- pIele deleviovalion oJ lIe Iuveaucvac. ConJucian novaI injunclions aIso pvovided sone Iunanilavian nodiJicalion oJ lIe sevevil oJ slale Iav. This content downloaded from 128.103.149.52 on Thu, 6 Feb 2014 22:55:58 PM All use subject to JSTOR Terms and Conditions SlaIiIil in Y i Bnasl Kovea 15 NevevlIeIess, onI lIe nosl ideaIislic oJ ideoIogues veaII JeIl lIal lIese neasuves aIone vouId Ie suJJicienl lo cIecI lIe eviIs lIal IeJeII lIe slale, Iul lIe lendenc lo enpIasize lIe voIe oJ nan as lIe uIlinale delevninanl oJ success ov JaiIuve IeIped lo inIiIil lIe polenliaI Jov in- slilulionaI cIange. Coevcion, Jovce, and punisInenl veve aIso oJl-used lecIniques Jov lIe nainlenance oJ ovdev and good govevnnenl. TIe se IJ -vigIleous con- nilnenl lo vivlue and novaIil ivonicaII seened lo pvovide inpelus Jov lIe angv delevninalion lo eIininale and exlevninale eviI. Bespile lIe gveal vevIaI veIiance on novaI suasion, lIe ConJucian-educaled oJJiciaI JvequenlI sav punisInenl and execulion as lIe neans oJ eIininaling covvuplion, Iul lIis allilude aIso inIiIiled eJJovls Jov inslilulionaI ve- Jovn. As Iong as nen lIougIl lIal seveve punisInenls couId vecliJ lIe IveaIdovn oJ Iavs and sslens lIe vouId see IillIe need Jov cIanging lIose sslens. TIe use oJ punisInenl vas aIso conpIenenlav lo lIe ConJucian seavcI Jov laIenled nen: lIe covvupl nagislvale vouId Ie dis- nissed, exiIed, ov execuled, and in Iis pIace lIe Ionesl and vivluous vouId Ie appoinled. TIus, anolIev inpovlanl lecInique Jov lIe nain- lenance oJ inslilulions vas lIe vigovous use oJ conlvoI lIvougI invesli- galion and punisInenl. TIe Ieav veIiance on novaI exIovlalion and seveve punisInenl neanl lIal oId Iavs usuaII vouId Ie IeJl on lIe slalule IooIs Iong aJ- lev lIe Iad gone oul oJ pvaclice. Accounl IooIs, Iedgevs, and oJJiciaI vepovls vouId Ie JaIsiJied ov adjusled lo disguise lIe veaI silualion and naIe il acceplaIIe lo lIe aulIovilies in levns oJ slalulov vequivenenls. IJ discoveved in lIe acl oJ JaIsiJicalion, oJJiciaIs vouId sliII Ie pun- isIed, and edicls vouId Ie issued I lIe lIvone conslanlI veilevaling oId connands and denanding conpIiance. TIis vas nol lIe onI vesponse, Iovevev. In nan cases, ovev a pe- viod oJ line lIe govevnnenl vouId cone lo gvanl de Jaclo vecognilion oJ nev silualions even lIougI lIe Iavs vouId venain uncIanged. TIis poinl is cvuciaI Jov undevslanding lIe aIiIil oJ lIe Yi dnasl Jov ninov and navginaI veadjuslnenl and veJovn. TIis vovIed in lvo vas. In one, lIe Iing vouId exevcise Iis pvevogalive lo gvanl exenplions ov pavdons Jvon lIe exacl inpIenenlalion oJ pasl decvees, as in lIe case oJ lIe Iand lax sslen vIeve lax exenplions veve conslanlI gvanled Jov ve- This content downloaded from 128.103.149.52 on Thu, 6 Feb 2014 22:55:58 PM All use subject to JSTOR Terms and Conditions 16 Janes B. FaIais povledI uncuIlivaled Iand ov Jov dvougIls and JIoods. Il is seen aIso in lIe gvain-Ioan sslen vilI lIe Jvequenl gvanling oJ voaI pevnission lo vvile oJJ oId deIls lIal couId no Iongev Ie coIIecled, ov Jov lIe veJund- ing oJ Ioan Junds lIal veve sliII cavvied on gvanav Iedgevs Iul no Iongev sloved in lIe vaveIouses lIenseIves. Il vas lIis use oJ lIe voaI pav- don lIal veduced lIe sevevil oJ punisInenl and JvequenlI niligaled lIe oppvessiveness oJ govevnnenl. In lIe second va, lIe Iing and govevn- nenl vouId sinpI jusl cease lo condenn pvaclices lIal veve cIeavI conlvav lo Iav. Inslead de Jaclo vecognilion vouId Ie gvanled and nev pvaclices vouId Iecone pavl oJ lIe IegaI sslen. Inslead oJ seeIing lolaI soIulions lo pvoIIens, lIe Yi dnasl gov- evnnenl pveJevved lo deaI vilI pvoIIens on an ad Ioc Iasis. TIis pvoce- duve vas easiev lIan vIoIe-scaIe veJovn Iecause il pvoduced Iess con- lvovevs. AIlIougI lension ov lvouIIe vas veIieved I lIis neans il vas puvcIased al a pvice. TIe Juluve vas sacviJiced lo lIe pvesenl, and caveJuII pvepaved and pIanned nalionaI pvogvans veve sacviJiced in Javov oJ a palcIvovI oJ soIulions and pvaclices. TIe conJusion and IacI oJ uniJovnil nade il vev diJJicuIl lo Jvane veJovn neasuves al lIe capi- laI al lIose Jev lines in lIe dnasl's Iislov vIen najov veJovns veve Jound unavoidaIIe. TIese vavious lecIniques - lIe enpIasis on educalion and lIe se- Ieclion oJ good oJJiciaIs, lIe veIiance on conlvoI, suvveiIIance, and pun- isInenl, and lIe vecognilion and loIevalion oJ de Jaclo dislovlions ov pvescviIed pvoceduves - veve nol enougI I lIenseIves lo guavanlee lIe slaIiIil oJ lIe slale. Il Ias aIvead Ieen poinled oul lIal lIeiv nel eJ- Jecl vas lo inIiIil najov veJovn, lo poslpone aclion and lo acIieve len- povav veIieJ al lIe pvice oJ gvealev diJJicuIlies in lIe Juluve. Al sevevaI poinls lIvougIoul lIe Yi dnasl lIese neasuves JaiIed lo pvovide suJJi- cienl ansvevs. Al sucI lines, Iing and oJJiciaIs aIiIe veve nove pvone lo seeI soIulions in levns oJ inslilulionaI cIange and veJovn. Bul even vIen sucI veJovns veve acconpIisIed lIe veve nol vadicaI in naluve. OJlen lIe, loo, veve pavliaI ov pieceneaI in lIeiv appIicalion, and lIe soIulions lIe pvovided veve nol lolaI. TIe did nol pvoduce oplinun silualions, Iul navginaI ones. TIe sIiJled lIe IaIance Jvon appvoacI- ing disaslev lo neve viaIiIil ov lIe pvesevvalion oJ navginaI eJJicienc and juslice. This content downloaded from 128.103.149.52 on Thu, 6 Feb 2014 22:55:58 PM All use subject to JSTOR Terms and Conditions SlaIiIil in Y i Bnasl Kovea 17 TIeve ave sevevaI iIIuslvalions oJ lIis. TIe laedong veJovn oJ lIe lviIule lax sslen in lIe sevenleenlI cenluv looI one Iundved eavs IeJove il vas JuII appIied lIvougIoul lIe counlv. Il vas Iegun on an expevinenlaI and pieceneaI Iasis and lIen appIied Jvon one pvovince lo anolIev. TIe IunI ov equaI IaIov sevvice veJovn oJ 1750 vas a conpvonise neasuve invoIving lIe veduclion oJ lIe niIilav lax vale and lIe inilialion oJ speciaI nev laxes valIev lIan a vIoIesaIe veJovn neas- uve. TIe viIIage cIolI and IouseIoId cIolI lax veJovns oJ 1864 and 1871 indicale lIal vavious Iinds oJ pvoceduves veve lvied in diJJevenl pIaces* OId vas veve loIevaled al lIe sane line lIal nev sslens veve insliluled. TIe veJovn oJ lIe gvain-Ioan sslen in lIe 1860s and 1870s veveaIs lIe sane pallevn. ConcIusion TIe concIusion lo Ie dvavn Jvon lIe descviplion oJ equiIiIviun len- sion and navginaI adjuslnenl is lIal I lIese devices lIe Yi dnasl govevnnenl vas aIIe lo nainlain slaIiIil and Iongevil, and in levns oJ ils ovn oIjeclives, il vas JaivI successJuI. Il desived lo pvesevve Iav- non, ovdev, sociaI pviviIege, vevenues Jov lIe slale, and suIsislence Jov lIe peopIe. Il vas nol inlevesled in sociaI equaIil, Jveedon oJ lIe individuaI, lolaI dedicalion lo slale veaIlI and povev, econonic aJJIu- ence, IeigIlened consunplion, and vaised Iiving slandavds. TIeve Ias Ieen a lendenc in vecenl eavs lo issue IIanIel conden- nalions oJ Yi dnasl Ieadevs and oJJiciaIs oJ lIe Iale nineleenlI cen- luv. TIe Iave Ieen vegavded vilI conlenpl Jov covvuplion, IacI oJ palviolisn, and JaiIuve lo laIe neasuves lo pvesevve lIe counlv Jvon suIjugalion. TIis seens ovevI IavsI. Bespile lIe nodiJicalions in govevnnenl slvucluve and nev inJIuen- ces Jvon lIe Wesl lIal inpinged upon Kovea aJlev 1876, Kovean oJJiciaIs veve sliII caplives oJ lIe lvadilions, nelIods oJ pvoceduve, and nodes oJ lIougIl lIal Iad Ieen deveIoped al Ieasl Jov Jive Iundved eavs. TIe pvine vivlue oJ Yi dnasl govevnnenl vas ils aIiIil lo naIe snaII ad- juslnenls. Il Iad nol Ieen aIIe lo naIe vapid adaplalions. TIe lvaged oJ lIe silualion vas lIal onI vapid cIange and lvansJovnalion vouId Iave pvovided an cIance Jov lIe pvesevvalion oJ lIe Kovean slale in lIe Jace oJ nev civcunslances aJlev 1876. This content downloaded from 128.103.149.52 on Thu, 6 Feb 2014 22:55:58 PM All use subject to JSTOR Terms and Conditions 18 Janes B. FaIais One JinaI vovd is in ovdev aIoul lIe appIicaIiIil oJ lIese IpolIe- ses lo posl-1945 Kovea, Il vouId Ie oIvious lIal lIe pIenonena oJ equiIiIviun sslens and navginaI adjuslnenl veve IavgeI pvoducls oJ sociaI slvucluve, ideoIog, and inslilulions. AII oJ lIese Iave cIanged vadicaII since 1910. TIeve na Ie pviviIeged eIiles loda in IolI NovlI and SoulI Kovea, Iul lIe ave nol a angIan eIile. ConJucian ideas ve- nain as vesliges in a nodevn vovId oJ nev ideas and nev educalionaI slandavds. Buveaucvals ave vecvuiled diJJevenlI and opevale accovding lo diJJevenl slandavds. TIe conJiguvalions Jovned I individuaIs and gvoups in seavcI oJ poIilicaI povev ave diJJevenl. IJ lIeve ave cIecIs and IaIances in lIe nev sslens, iJ lIeve is a pvocIivil lo navginaI adjuslnenl conducive lo Iong-levn slaIiIil, il is due lo a nev conpIex oJ Jovces lIal nusl Ie descviIed in lIeiv ovn levns. TIis papev is a vevised vevsion oJ lIe one pvesenled al lIe conJevence on Tvadilion and CIange in Kovea |SeouI, SeplenIev 1, 1969), and puIIisIed in Kovean in Kov laeIaIIo, Asea nunje n'guso, Han'guI n'gusiI, ed., H an'guI i cInl'ong Iva pncI'n |SeouI, 1973), pp. 283-300. Fov sone slviIingI pavaIIeI vievs on lIe CI'ing dnasl, see TIonas A. Melzgev, TIe inlevnaI Ovganizalion oJ CI'ing Buveaucvac |CanIvidge Havvavd Univevsil Fvess, 1973), pp. 53-61, 81-88. This content downloaded from 128.103.149.52 on Thu, 6 Feb 2014 22:55:58 PM All use subject to JSTOR Terms and Conditions