2012

FINANCIAL DISCLOSURE STATEMENT FOR PUBLIC OFFICERS
INSTRUCTIONS:
NJSEC FDS12/2
Page 1
Detailed instructions for completing this form are available on the Commissions website, nj.gov/ethics/disclosure/financial/. Public Officers must complete this form in full. Public employees who hold positions in the Executive Branch of State Government are not required to complete this form, but must complete and file form FDS12/1. The completed form must be forwarded to the State Ethics Commission, PO Box 082, Trenton, NJ 08625-0082. (Hand delivery address: 28 West State Street, Room 1407, Trenton, NJ 08608) The form must contain an original signature and an original notarization unless electronically filed. Questions should be directed to the Director of the State Ethics Commission, PO Box 082, Trenton, NJ 08625-0082, Telephone (609) 292-1892.
a. General Information
Date of Statement: May 15, 2012
Filing Year:
2012
E.
First Name: Last Name:
Robert Grady
M.I.
Position Held:
Chairman and Member
Department or Agency: State Investment Council
Other compensated or uncompensated governmental positions you hold:
Chairman, Governor's Council of Economic Advisors, State of New Jersey Economic Advisor to the Governor (informal), State of Wyoming
b. Please list below any occupation, trade, business, profession or employment engaged in by you, your spouse/civil union partner, your domestic partner, or your dependent children.
Managing Director, Cheyenne Capital Fund, L.P.. Director of the following companies: Maxim Integrated Products, Inc.; Stifel Financial Corp.; Viator, Inc.; Eleutian Technology, Inc.; Jackson Hole Mountain Resort; and Symbio, LLC. Chairman, Industry Advisory Board, Crosslink Capital. Visiting Fellow, Hoover Institution, Stanford University.
Do you hold a license issued by a State agency that entitles you to engage in a particular business, profession, trade or occupation (e.g., law, real estate, engineering, medicine, plumbing)? If yes, please so indicate:
License
No
License is active License is inactive
NJSEC FDS12/2
Page 2
Do you have any personal contractual or business relationship with another officer or employee or special State officer or employee of your agency?
Yes
If yes, please explain.
No
c. State Employment - Relatives

For the purposes of this question, "relative" means your spouse/civil union partner or your or your spouse's/civil union partner's parent, child, brother, sister, aunt, uncle, niece, nephew, grandparent, grandchild, son-in-law, daughter-in-law, stepparent, stepchild, stepbrother, stepsister, half brother or half sister, whether the relative is related to you or your spouse by blood, marriage or adoption.
1. Is any relative employed in a State office or position?
Yes
No
2. If yes, name of relative(s) and employing agency.
3. Do you exercise authority, supervision or control (including personnel actions) over the individual(s) named above?
Yes
No
d. Ethics Training
1. Have you completed ethics training? 2. If yes, indicate nature of training: 3. If in-person, training provided by: 4. Date most recent training completed:
Yes in-person agency September 2010
No
on-line State Ethics Commission

e. Assets
NJSEC FDS12/2
Page 3
List all assets, both tangible and intangible, in which you, your spouse/civil union partner, your domestic partner or your dependent children hold an interest as of the date of this statement. Identify assets with check mark. Do not indicate dollar value. If asset is held jointly, place a check mark in the Public Officer box. The word joint should then be noted in the Spouse / Civil Union Partner / Domestic Partner box. Please fill in each line; indicate not applicable with "N/A" or "None."
Public Officer:
Public Officer:
Spouse / Civil Union Partner / Domestic Partner:
Spouse / Civil Union Partner / Domestic Partner:
Dependent Children:
ASSETS (Valued at more than $1,000)
ASSETS (Valued at more than $1,000)
CASH ON HAND IN BANK
NEW JERSEY REAL ESTATE INTERESTS Itemize on Schedule C
NOTES RECEIVABLE- Indicate Nature of Note on Item h.5 on page 4.

ACCOUNTS RECEIVABLE - Indicate Nature of Account on Item h.5 on page 4.
GOVERNMENT BONDS Itemize on Schedule A
REAL ESTATE INTERESTS OUTSIDE OF NEW JERSEY
PENSION FUND (include IRA, Keogh, Annuities, State Pension, etc.)
LIFE INSURANCE
STOCKS & CORPORATE BONDS (Include Mutual Funds) Itemize on Schedule A

INTEREST IN CONTRACTS WITH GOVERNMENT INSTRUMENTALITIES Itemize on Schedule B
VEHICLES
OTHER ASSETS (Itemize Below)
f.
Are you, your spouse/civil union partner, your domestic partner or your dependent children a party to a blind trust agreement? If yes, please provide the name and address of the Trustee.
Name:
Yes
Dependent Children:
No
Address:
g.
Do you, your spouse/civil union partner or your domestic partner have any interest in any closely held corporation, partnership, sole proprietorship, or similar business entity?
If yes, itemize on Schedule D.
Yes
No

h. Income
NJSEC FDS12/2
Page 4
Public officers, their spouses/civil union partners or their domestic partners, and dependent children must indicate the source of their incomes. Public officers filing before July 1 of any year must provide this information for the preceding calendar year. Public officers filing after July 1 of any year must provide this information for the 12-month period prior to filing. Income from any source totaling less than $1,000 need not be disclosed. The following gifts need not be reported: (1) cash gifts of less than $100 in the aggregate received from a person, (2) non-cash gifts with fair market value of less than $200 in the aggregate received from a person, and (3) gifts of less than $3,000 in the aggregate received from a relative. Please fill in each line; indicate not applicable with "N/A" or "None."
Indicate sources of income with a check mark. Do not indicate dollar value.
Public Officer:
Spouse / Civil Union Partner / Dependent Domestic Children: Partner:
1. All compensated employment of whatever nature, including current State or other employment. Please list commencement and, if applicable, termination date. Be sure to include the name of the employer(s):
Partner, Cheyenne Capital Fund, L.P./Seneca Management LLC -- Jan. 2010 to present Visiting Fellow, Hoover Institution, Stanford University -- June 2010 to present
Chairman, Crosslink Capital Industry Advisory Board -- June 2011 to present
X X
X
2. All directorships and other fiduciary positions for which compensation has or will be received:
Director, Maxim Integrated Products Inc. (Nasdaq: "MXIM") - August 2008 to present Director, Stifel Financial Corporation (NYSE: "SF") -- September 2009 to present
Director, Viator, Inc.-June 2008 to present; Director, eScreen,Inc.- Jan.2008 to April 2012 Director, Jackson Hole Mountain Resort, Sept 2011 to present
3. All contractual arrangements producing or expected to produce income, including but not limited to buyout agreements and severance payments:
X X
X X
General Partner in Cheyenne Capital Fund/Seneca Management LLC

Carried Interest from investments by Carlyle Group (and related entities) through 6/09
X
X
Co-investments in Carlyle Group-sponsored funds and transactions through 6/09
4. All capital gains: (Itemize on Schedule E)
Sale of eScreen, Inc. to Alere Corp.

Carried interest earned at exit of transactions by Carlyle Group and related entities
Co-investment gain earned at exit of transactions by Carlyle Group and related entities Misc. capital gains in brokerage accounts (Stifel Weisel, GS, UBS, Dearborn) - Sched. E
5. All honoraria, lecture fees, gifts and other gratuities (cash or non-cash) and other miscellaneous sources of income, including but not limited to Social Security and pensions, interest, dividends, royalties, rents and accounts and notes receivable:
X
X
X X X
Interest on municipal bond portfolio at Stifel Weisel (now held at JP Morgan)
Interest and dividends on brokerage accounts at Stifel Weisel, JP Morgan, GS Interest and dividends on brokerage accounts at UBS and Deaborn Asset (MML) Interest on savings, checking and money market accounts at Wells Fargo Bank
X X X X
NJSEC FDS12/2
Page 5
i. List any offices, trusteeships, directorships or positions of any nature, whether compensated or uncompensated, held by you, your spouse/civil union partner, your domestic partner or dependent children, with any firm, corporation, association, partnership or business. If such firm, corporation, association, partnership or business does business with a casino or does business with the State, or is regulated, licensed or inspected by any State agency, please identify the State agency or casino.
Position Held
Firm, Corporation, Association, Partnership or Business
State Agency
Casino
Indicate whether held by public officer, spouse, civil union partner, domestic partner, or dependent children.
MD/General Partner
Cheyenne Capital Fund/Seneca Mgmt.
none
Public Officer
Director
Director Director
Maxim Integrated Products, Inc.

Stifel Financial Corporation Viator, Inc.
none
Public Officer
Public Officer
none
Public Officer
Director
Director Director
Symbio, LLC
Eleutian Technology, Inc. Jackson Hole Mountain Resort
none
none none
Public Officer
Public Officer Public Officer
Visiting Fellow
Trustee
Board of Governors
Stanford University, Hoover Institution

Jackson Hole Land Trust
Pardee RAND Graduate School
none
none
none
Public Officer
Public Officer
Public Officer
Steering Committee
Industry Adv. Board
Investor Adv. Board
Wyoming Business Alliance

Crosslink Capital
Institutional Venture Partners XIII, L.P.
none
none
none
Public Officer
Public Officer
Public Officer

j. Liabilities:
NJSEC FDS12/2
Page 6
List all of your liabilities and those of your spouse/civil union partner, your domestic partner or your dependent children and identify the creditor. List value class of liabilities of public officer and spouse/civil union partner or domestic partner only. Include all liabilities that have been forgiven by any creditor within the last twelve months, stating the name of the creditor to whom the liability was owed. Liabilities include, but are not limited to, notes, accounts payable, past due taxes, mortgages or liens, and loans on life insurance. The following liabilities need not be reported: less than $10,000 owed to a relative; less than $1,000 owed to any other person; loans secured by a personal motor vehicle, household furniture or appliances where the loan did not exceed the purchase price of the item and the outstanding balance did not exceed $10,000 as of the close of the preceding calendar year; and revolving charge accounts where the outstanding liability did not exceed $10,000 as of the close of the preceding calendar year. Indicate not applicable with "N/A" or "None." Obligation of : (check)
Spouse / Civil Union Partner/ Domestic Partner:
Description (Type of obligation and nature of security, if any)

None
Creditor
Check if Value Forgiven Class in Past 12 Months
A = B = C = D = E = F = G=
VALUE CLASS greater than $1,000 but not more than $5,000 greater than $5,000 but not more than $25,000 greater than $25,000 but not more than $50,000 greater than $50,000 but not more than $100,000 greater than $100,000 but not more than $250,000 greater than $250,000 but not more than $500,000 greater than $500,000
Dependent Children:
Public Officer:

SCHEDULE A - STOCKS AND BONDS HELD
NJSEC FDS12/2
Page 7
List the type of securities owned by you, your spouse/civil union partner, your domestic partner or your dependent children; list the name of the company, mutual fund, holding company or government agency issuing the stocks and bonds. If your ownership interest exists through a mutual fund or holding company, you need not list the individual stocks so owned; you must, however, list the mutual fund or holding company. If your ownership interest exists through a beneficial interest in a trust, list the stocks and bonds so owned if you have such knowledge; otherwise list the name of the trustee. Do not indicate dollar value. Indicate not applicable with "N/A" or "None."
Held by:(check)
Spouse/ Civil Union Partner/ Domestic Partner:
Public Officer:
Type of Security (Stock or Bond)
Name of Issuing Company, Mutual Fund, Holding Company or Government Agency
Dependent Children:
Percentage Ownership*
Stock (mutual fund)
Parametric Associates -- Equity Income
Stock (mutual fund) Stock (mutual fund) Stock (mutual fund) Stock (mutual fund) Stock (Fund of funds) Stock (mutual fund)
Parametric Associates -- Tax Advantaged Thomas Weisel Asset Mgmt -- Small Mid Cap New South Capital Management Parametric Associates -- EAFE Inernational Berens Capital Management -- Hedge fund of funds Eaton Vance Capital Management -- EITEX
X X X X X X
Stock (discretionary acct)

Stock (discretionary acct)
Bond Bond
UBS Financial Services

Dearborn Asset Mgmt -- MML Investors
District of Columbia GO Illinois State Sales Tax Revenue X X
X
X
Bond
Perry Twp. Multi School Bldgs
Bond Bond Bond Bond Bond

Bond
Dallas TX Area Rapid Transit Intermountain Power Agency Utah Kentucky Asset/Liability Com Chicago ILL Water Revenue Whatcom County WA School District
Chicago ILL Park District GO
X X X X X
X
Bond
NY State Urban Devel Corp.
*Individuals who own more than 10% of the total stock of any company must disclose the percentage of ownership.
NJSEC FDS12/2
Page 8
SCHEDULE B - INTERESTS IN CONTRACTS WITH GOVERNMENT INSTRUMENTALITIES
List below any direct or indirect interest, whether vested or contingent, held by you, your spouse/civil union partner, your domestic partner or dependent children, in any contract made or executed by a government instrumentality - (State, County, Municipality or other public agency in New Jersey). Indicate not applicable with "N/A" or "None."
Government Instrumentality
Description of Interest and Nature of Contract
None
Dependent Children:
X
Public Officer:

SCHEDULE C - NEW JERSEY REAL ESTATE INTERESTS
NJSEC FDS12/2
Page 9
1. List all of your New Jersey real estate holdings and those of your spouse/civil union partner or domestic partner and dependent children. New Jersey real estate holdings must include the county, and current use of any real property in which any direct, indirect, vested or contingent interest is held by you, your spouse/civil union partner or domestic partner or dependent children, along with the names of all individuals or entities who share a direct or indirect interest therein. Indicate not applicable with "N/A" or "None."
Held by: (check)
Public Officer:
County
Individuals or Entities Sharing Interest
Acquisition Date Current Use*
None
*Specify if commercial, industrial, residential, rental, farm or vacant.
2. Do any of the individuals who are listed above as sharing a real estate interest with the public officer, spouse/civil union partner, domestic partner or dependent children of the public officer work for the same State agency as the public officer? If so, identify the individuals.
Supervisor / Subordinate Relationship? Name: Yes No
3. List the name of any government instrumentality that is a tenant in 1. above and any government instrumentality that has before it an application, complaint or proceeding directly affecting any real property listed above.
Government Instrumentality with Proceeding Pending
County
Government Instrumentality Tenant
Dependent Children:
NJSEC FDS12/2
Page 10
SCHEDULE D -
INTEREST IN CLOSELY HELD CORPORATIONS OR SIMILAR BUSINESS ENTITIES
If you, your spouse/civil union partner or your domestic partner have any interest in any closely held corporation, partnership, sole proprietorship, or similar business entity, please provide the requested information for each business entity. ''Interest'' means ANY ownership or control of ANY profits or assets of such business entity. Indicate not applicable with "N/A" or "None."
Interest Held By:

BUSINESS NAME:
Public Officer
Spouse / Civil Union Partner
Domestic Partner
Cheyenne Capital Fund, L.P./ Seneca Management, LLC
ADDRESS: CITY:
1430 Wynkoop Street, Suite 200 Denver STATE: Colorado
General description of business activity of entity:

Private equity investment firm
Duties and responsibilities of your State position:
Chairman, State Investment Council -- provide governance and policy oversight of the New Jersey Division of Investment
BUSINESS NAME:
The Carlyle Group and Related Entities
ADDRESS:
CITY:
1001 Pennsylvania Avenue, NW, Suite 220

Washington STATE: District of Columbia

Private equity investment firm
BUSINESS NAME:
ADDRESS:
DCM IV Coinvestment Fund, L.P.
3000 Sand Hill Road
CITY:
Menlo Park
STATE:
California
Venture capital investment fund
NJSEC FDS12/2
Page 11
SCHEDULE E - CAPITAL GAINS

Gain Received By: (check)
Indicate not applicable with "N/A" or "None".
Public Officer:
Item Sold
Description (e.g., real property, stock name)
Date Acquired
Date Sold
Name of Purchaser If Known
Various stocks Sales by Parametric -- Eq.Inc
various
various various various

various various
X X X
X X
Various stocks Sales by Parametric-Tax Adv. various Various stocks Sales by Parametric -- EAFE
Various stocks Sales by New South
various
various various
Various stocks Sales by Eaton Vance - EM
Various stocks Various stocks Equity in co.'s
Sales by UBS Sales by Dearborn/MML Carry disributions by Carlyle
various various various
various various various various 4/3/12 various various various various various various X X X X X X X X X
X X
Equity in co.'s Coinvest distributions -Carlyle various Stock/options Equity in co.'s Equity in co.'s Equity in co.'s Equity in co.'s Equity in co.'s Sale of eScreen to Alere Distributions by Bayview Distributions by Gryphon Distributions by DCM IV Distributions by Helion VC Distirbutions by BofA PEP II various various various various various various
Various stocks Sales by TWP Small/Mid Cap various
Dependent Children:
NJSEC FDS12/2
Are you filing electronically?
Yes
No
Page 12
ATTESTATION
I hereby certify that I have read the foregoing statement and any addendum pages attached hereto and to the best of my knowledge and belief, they are true, correct and complete. I further certify that I have not and will not transfer any asset, interest, or property for the purpose of concealing it from disclosure while retaining an equitable interest therein. I understand that I am subject to penalties for perjury.
Enter your full name:
Robert E. Grady
This Financial Disclosure Statement was prepared by (check one):

Public Officer Spouse / Civil Union Partner

Domestic Partner
Other (Please identify)
3835
NJSEC FDS07/2

List the type of securities owned by you, your spouse, your domestic partner or your dependent children; list the name of the company, mutual fund, holding company or government agency issuing the stocks and bonds. If your ownership interest exists through a mutual fund or holding company, you need not list the individual stocks so owned; you must, however, list the mutual fund or holding company. If your ownership interest exists through a beneficial interest in a trust, list the stocks and bonds so owned if you have such knowledge; otherwise list the name of the trustee. Do not indicate dollar value. Indicate not applicable with "N/A" or "None."
Held by:(check)
Spouse / Domestic Partner:
Public Officer:
Dependent Children:
Bond
Chicago ILL Public Building Comm
Bond Bond Bond Bond Bond Bond
South Milwaukee WI School District Connecticut State GO Wisconsin State GO Series 2007A Michigan State Trunk Line Ref. Bds. Florida State Board of Ed Lottery Rev. Washington State GO Series 2007A
X X X X X X
Bond
Bond
Bond Bond
Toledo OH WaterWorks Rev Bonds

Wisconsin State GO
Huntington IN Countywide School Bldgs. Middlebury IN Schools Building Corp.
X
X
X X
Bond
Pennsylvania State GO Bonds
Bond Bond Bond Bond Bond

Bond
San Antonio TX GO Bonds Univeristy of Texas Univ. Revs. Rfndg. South Carolina State Public Service Auth. Clark County NV School Dist. Sedgwick County KS Unified School Dist.
Illinois State Toll Highway Auth.
X X X X X
X
Bond
Pennsylvania State GO Bonds Second
NJSEC FDS07/2

List the type of securities owned by you, your spouse, your domestic partner or your dependent children; list the name of the company, mutual fund, holding company or government agency issuing the stocks and bonds. If your ownership interest exists through a mutual fund or holding company, you need not list the individual stocks so owned; you must, however, list the mutual fund or holding company. If your ownership interest exists through a beneficial interest in a trust, list the stocks and bonds so owned if you have such knowledge; otherwise list the name of the trustee. Do not indicate dollar value. Indicate not applicable with "N/A" or "None."
Held by:(check)
Spouse / Domestic Partner:
Public Officer:
Dependent Children:
Bond
Cuyahoga County OH Ltd. GO Ref.
Bond Bond Bond Bond Bond Bond
Olentagny Local School District OH Washington State Various Purpose Brownsville TX Utility System Revenue Austin TX Water and Wastewater Birmingham AL Go Refunding & Cap South Milwaukee WI School District
X X X X X X
NJSEC FDS07/2
SCHEDULE D -
If you, your spouse or your domestic partner have any interest in any closely held corporation, partnership, sole proprietorship, or similar business entity, please provide the requested information for each business entity. ''Interest'' means ANY ownership or control of ANY profits or assets of such business entity. Indicate not applicable with "N/A" or "None."
Interest Held By:

BUSINESS NAME:
Public Officer
Spouse
Domestic Partner
Telesoft Partners, Q.P.
ADDRESS: CITY:
950 Tower Lane Foster City STATE: CA

Chairman, State Investment Council -- provide oversight and policy governance of the activities of the New Jersey Division of Investment
BUSINESS NAME:
Gryphon Investors -- Annex Fund 3-A, L.P.
ADDRESS:
CITY:
One Market Street Tower

San Francisco STATE: California

Private Equity investment fund
BUSINESS NAME:
ADDRESS:
Dorset Capital, L.P.
Pier One, The Embarcadero
CITY:
San Francisco
STATE:
California
Private equity investment fund
NJSEC FDS07/2
SCHEDULE D -
Interest Held By:

BUSINESS NAME:
Public Officer
Spouse
Domestic Partner
Helion Ventures, L.P.
ADDRESS: CITY:
Les Cascades, Edith Cavell Street Port Louis STATE: Mauritius

Venture capital fund focused on investments in India
Chairman, New Jersey State Investment Council -- provide policy and governance oversight for activities of the New Jersey State Investment Council
BUSINESS NAME:
Bank of America Private Equity Portfolio II, L.P.
ADDRESS:
CITY:
100 Federal Street

Boston STATE: Massachusetts

Private equity and venture capital fund-of-funds
BUSINESS NAME:
ADDRESS:
Hampshire Convergence Opportunity Fund, LLC
P.O. Box 1686
CITY:
Jackson
STATE:
Wyoming
Private real estate investment fund
NJSEC FDS07/2
SCHEDULE D -
Interest Held By:

BUSINESS NAME:
Public Officer
Spouse
Domestic Partner
Standard Pacific, L.P.
ADDRESS: CITY: San Francisco STATE: California

Hedge fund
Chairman, New Jersey State Investment Council -- provide policy and governance oversight for the activities of the New Jersey Division of Investment
BUSINESS NAME:
Orphan Fund, L.P.
ADDRESS:
CITY: San Francisco STATE: California

Hedge fund
BUSINESS NAME:
ADDRESS:
Whiporwill Investments, LP
CITY:
San Francisco
STATE:
California
Hedge fund
NJSEC FDS07/2
SCHEDULE D -
Interest Held By:

BUSINESS NAME:
Public Officer
Spouse
Domestic Partner
Goldman Sachs Real Estate Opportunities Fund, 2007, L.P.
ADDRESS: CITY:
85 Broad Street New York STATE: New York

Fund investing in private real estate funds
Chairman, New Jersey State Investment Council --- provide policy and governance oversight for the activities of the New Jersey Division of Investment
BUSINESS NAME:
Bayview Investors, Ltd.
ADDRESS:
CITY:
n/a
STATE:

BUSINESS NAME:
ADDRESS:
Viator, Inc.
657 Mission Street
CITY:
San Francisco
STATE:
California
Internet travel company
NJSEC FDS07/2
SCHEDULE D -
Interest Held By:

BUSINESS NAME:
Public Officer
Spouse
Domestic Partner
Symbio, LLC
ADDRESS: CITY:
1/F Gao Li 2000, Building Number 5, 5th Street, Shang Di Beijing STATE: China

Provides software development and testing services for large technology companies
Chairman, New Jersey State Investment Council -- provide policy and governance oversight for activities of the New Jersey Division of Investment
BUSINESS NAME:
TAC Financial
ADDRESS:
CITY: San Diego STATE: CA

Financial services and cards for under-banked workers and families
BUSINESS NAME:
ADDRESS:
CITY:
STATE:

2012

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FINANCIAL DISCLOSURE STATEMENT FOR PUBLIC OFFICERS

First Name: Last Name:

Chairman and Member

Department or Agency: State Investment Council

Other compensated or uncompensated governmental positions you hold:

License is active License is inactive

FINANCIAL DISCLOSURE STATEMENT FOR PUBLIC OFFICERS

c. State Employment - Relatives

1. Is any relative employed in a State office or position?

2. If yes, name of relative(s) and employing agency.

Yes in-person agency September 2010

on-line State Ethics Commission

FINANCIAL DISCLOSURE STATEMENT FOR PUBLIC OFFICERS

Spouse / Civil Union Partner / Domestic Partner:

Spouse / Civil Union Partner / Domestic Partner:

ASSETS (Valued at more than $1,000)

ASSETS (Valued at more than $1,000)

CASH ON HAND IN BANK

NEW JERSEY REAL ESTATE INTERESTS Itemize on Schedule C

NOTES RECEIVABLE- Indicate Nature of Note on Item h.5 on page 4.

REAL ESTATE INTERESTS OUTSIDE OF NEW JERSEY

PENSION FUND (include IRA, Keogh, Annuities, State Pension, etc.)

STOCKS & CORPORATE BONDS (Include Mutual Funds) Itemize on Schedule A

OTHER ASSETS (Itemize Below)

FINANCIAL DISCLOSURE STATEMENT FOR PUBLIC OFFICERS

Spouse / Civil Union Partner / Dependent Domestic Children: Partner:

General Partner in Cheyenne Capital Fund/Seneca Management LLC

Co-investments in Carlyle Group-sponsored funds and transactions through 6/09

4. All capital gains: (Itemize on Schedule E)

Sale of eScreen, Inc. to Alere Corp.

Interest on municipal bond portfolio at Stifel Weisel (now held at JP Morgan)

FINANCIAL DISCLOSURE STATEMENT FOR PUBLIC OFFICERS

Firm, Corporation, Association, Partnership or Business

Cheyenne Capital Fund/Seneca Mgmt.

Maxim Integrated Products, Inc.

Stanford University, Hoover Institution

Wyoming Business Alliance

FINANCIAL DISCLOSURE STATEMENT FOR PUBLIC OFFICERS

Description (Type of obligation and nature of security, if any)

Check if Value Forgiven Class in Past 12 Months

FINANCIAL DISCLOSURE STATEMENT FOR PUBLIC OFFICERS

Type of Security (Stock or Bond)

Name of Issuing Company, Mutual Fund, Holding Company or Government Agency

Stock (mutual fund)

Parametric Associates -- Equity Income

Stock (discretionary acct)

UBS Financial Services

Perry Twp. Multi School Bldgs

Bond Bond Bond Bond Bond

NY State Urban Devel Corp.

FINANCIAL DISCLOSURE STATEMENT FOR PUBLIC OFFICERS

SCHEDULE B - INTERESTS IN CONTRACTS WITH GOVERNMENT INSTRUMENTALITIES

Spouse/ Civil Union Partner/ Domestic Partner:

Description of Interest and Nature of Contract

FINANCIAL DISCLOSURE STATEMENT FOR PUBLIC OFFICERS

Individuals or Entities Sharing Interest

Acquisition Date Current Use*

*Specify if commercial, industrial, residential, rental, farm or vacant.

Government Instrumentality Tenant

FINANCIAL DISCLOSURE STATEMENT FOR PUBLIC OFFICERS

INTEREST IN CLOSELY HELD CORPORATIONS OR SIMILAR BUSINESS ENTITIES

Interest Held By:

Spouse / Civil Union Partner

Cheyenne Capital Fund, L.P./ Seneca Management, LLC