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Study investigated the correlation of allelic variants of apolipoprotein e with the cognitive performance of elderly individuals without apparent cognitive impairment. Results: There was no influence of age, gender, marital status, schooling, or Sociodemographic factors on cognitive performance.
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Lack of Association Between Apolipoprotein E Genotypes and Cognitive Performance in the Non-Demented Elderly
Study investigated the correlation of allelic variants of apolipoprotein e with the cognitive performance of elderly individuals without apparent cognitive impairment. Results: There was no influence of age, gender, marital status, schooling, or Sociodemographic factors on cognitive performance.
Study investigated the correlation of allelic variants of apolipoprotein e with the cognitive performance of elderly individuals without apparent cognitive impairment. Results: There was no influence of age, gender, marital status, schooling, or Sociodemographic factors on cognitive performance.
Lack of association between apolipoprotein E genotypes and
cognitive performance in the non-demented elderly Juliana Lima QUINTAS, 1,2 Vincius Carolino SOUZA, 3 Adriane Dallanora HENRIQUES, 4 Wilcelly MACHADO-SILVA, 4 Juliana Oliveira TOLEDO, 3 Cludio CRDOVA, 5 Clayton Franco MORAES, 2,6 Einstein Francisco CAMARGOS 1,2 and Otvio Toledo NBREGA 2,3 1 Geriatric Medical Centre, Hospital of the University of Brasilia, 2 Graduation Program in Medical Sciences, 3 Graduation Program in Health Sciences, 4 Pharmacy School, University of Brasilia and 5 Graduation Program in Physical Education, 6 Geriatric Service Hospital, Catholic University of Brasilia, Brasilia, Brazil Correspondence: Dr Otvio T. Nbrega PhD, Campus Universitrio Darcy Ribeiro, Asa Norte, Braslia DF 70910-900, Brazil. Email: nobrega@pq.cnpq.br; otavionobrega@unb.br Received 17 May 2013; revision received 28 July 2013; accepted 5 August 2013. Abstract Aim: The 4 alelle of the apolipoprotein E gene is known to be a key genetic risk factor for Alzheimers disease and possibly for other neurological disor- ders. Some evidence in the literature indicates that the 4 allele interferes with human cognition independently of chronological age and diagnosis of Alzheimers disease. The present study investigated the correlation of allelic variants of apolipoprotein E with the cognitive performance of elderly indi- viduals without apparent cognitive impairment. Methods: This was a cross-sectional analysis that included 213 non- demented elderly individuals (age 60 years) from the Brazilian Federal District. The analysis assessed the subjects for cognitive domains including short- and long-term episodic memory, processing speed, and attention and executive functions. Sociodemographic and other clinical characteris- tics were gathered and analyzed as covariates. Results: Being sufciently powered, the present study did not identify differential performance across apolipoprotein E genotypes. There was no inuence of age, gender, marital status, schooling, depressive symptoms or use of central nervous system depressants when the analyses were con- trolled for such factors. Conclusions: Our ndings suggest that the 4 allele does not contribute to detectable cognitive decline within the context of non-dementia. Key words: age-associated memory problems, apolipoprotein, cognitive functioning, genetics, neuropsychology. INTRODUCTION Population ageing results in an increased prevalence of neurodegenerative diseases, especially dementia. Among the different forms of dementia, Alzheimers disease (AD) is the most common, and its prevalence has increased in recent decades. 1 AD causes a level of cognitive and behavioural impairment that inter- feres with everyday life activities and the quality of life. It is characterized by memory impairment associated with decit in at least one other cognitive function, such as executive functions, language, or attention, with the exclusion of other causes of dementia. 2 The markers and other features that allow for the early diagnosis of AD, especially genetic markers, are the subject of investigation. 3 The 4 allele of the apolipoprotein E (ApoE) gene is the main genetic risk factor for AD, 4 and it is possibly involved in other neurological disorders. 5 ApoE is the lipoprotein present in the greatest amount in the central nervous system (CNS), and the brain represents the second most important site for its synthesis in the entire human body. The allelic variants of ApoE in chromosome 19 exhibit three main isoforms (2, 3 and 4) and six different genotypic combinations: three homozygous (2/2, 3/3 and 4/4) and three heterozygous (2/3, 3/4 and 2/4). Although there is evidence regarding the specic role that ApoE plays in the formation of amyloid plaque and neurobrillary tangles as well as the asso- ciation of these histopathological formations with the bs_bs_banner doi:10.1111/psyg.12029 PSYCHOGERIATRICS 2014; 14: 1116 11 2013 The Authors Psychogeriatrics 2013 Japanese Psychogeriatric Society aetiology of AD, the underlying mechanisms are still poorly understood. 6 From the clinical perspective, there are doubts about when and how a given geno- typic variant manifests phenotypically in human cog- nition. In this regard, some evidence indicates that allele 4 interferes with human cognition indepen- dently of chronological age by determining signs and symptoms compatible with cognitive decline in a context devoid of dementia. 7,8 Another line of research shows that the presence of this allele is a risk factor for AD and an accelerator of cognitive loss once the diagnosis is set, thus accounting for an allele-specic contribution to the appearance and progression of the disease. 9 Studies conducted with non-demented elderly seek to identify impairment in cognitive ability that might be associated with the genotype. Therefore, the aim of the present study was to investigate the asso- ciation between the allelic variants of ApoE and the cognitive performance of elderly individuals who lack apparent cognitive impairment. MATERIALS AND METHODS Study design and patients This was a cross-sectional analytical study including non-demented elderly individuals (age 60 years) that was conducted from August 2009 to December 2010. The subjects were admitted to a health promotion programme for prevention of age-related chronic dis- eases at one of two general geriatric outpatient clinics in the metropolitan area of the Brazilian Federal Dis- trict. Both institutions employ staff skilled at diagnos- ing and managing cognitive disorders. Diagnoses of dementia were made according to the DSM-IV crite- ria. 2 At admission, all patients were assessed with a validated Brazilian Portuguese version of the Mini- Mental State Examination (MMSE). Medical records were used only as source of preliminary information. Considering the heterogeneity of the Brazilian popu- lation, cut-off scores for the MMSE were set at 18 and 26 points for individuals with 7 years and 8 years of formal education, respectively. 10 Also, individuals exhibiting signs or symptoms of psychiatric disor- ders (e.g. schizophrenia, schizoaffective disorders, delusional or mood disorders, delirium or intense agitation), dementia (e.g. Alzheimers, Parkinsons, vascular, frontotemporal or Lewy bodies) or important brain diseases/injuries (e.g. ischemic stroke, subdural haematoma, haemorrhage or trauma) were excluded. In addition, a patient was deemed cognitively pre- served at the 1-year follow-up if none of these disor- ders were indicated and there was no decline in MMSE below the thresholds. All clinical assessments were executed by two experienced geriatricians. Genetic analysis The total genomic DNA of each participant was col- lected using routine laboratory procedures. The geno- types of ApoE common alleles (2, 3 and 4) were established according to a modied version of the method developed by Donohoe et al. 11,12 Procedures Interviews Individuals without psychiatric disorders, dementia or other neurological disorders were invited to partici- pate in structured interviews to identify their sociode- mographic and clinical characteristics. Data were collected on identity, gender, date of birth, level of schooling, marital status and medications used, among others. During the interviews, disorders that could interfere with a participants overall state of health (e.g. cancer, epilepsy, immobility, and stroke), such as important sensory (visual and/or auditory) impairment and untreated sleep disorders, were iden- tied by the clinical team and considered as further exclusion criteria. Users of medications that might interfere with cognition were also excluded from the study; for this purpose, a user was dened as any individual using a constant dose of prescribed CNS depressants (antipsychotics, tricyclic antide- pressants, benzodiazepines, anticonvulsants, and/or sleep inducers) for at least 4 weeks prior to the initial interview. The present study was approved by the Research Ethics Committee of the School of Medicine of the University of Brasilia (#016/2009) (Brasilia, Brazil). This study was approved by the institutional ethics committee and conducted according to the Helsinki Declaration. Participation was voluntary, and written informed consent was obtained from each participant. Neuropsychological tests After the initial interview, the Geriatric Depression Scale and the MMSE were applied. 13,14 The cognitive tests administered to participants encompassed J. L. Quintas et al. 12 2013 The Authors Psychogeriatrics 2013 Japanese Psychogeriatric Society several cognitive domains, including short- and long- term episodic memory, processing speed, and attention and executive functions. The cognitive tests included the Paired Associate Learning Test, forms I (PAL-I) and II (PAL-II) of the Wechsler Memory Scale, 15 Digit Span Forward and Backward of the Wechsler Adult Intelligence Scale-III, 16 simple reaction time tests (Visual Attention Variables Tests, reaction time, rate of false alarms, percentage of hits) and Tower of Hanoi. 17,18 In the Digit Span test, the sum of each participants time for Digit Span Forward and Digit Span Backward was also considered as an indepen- dent variable. For the Tower of Hanoi, two disks were used for training and three for testing; 19 these disks were used to assess the total time in seconds to perform the task, the number of errors and the number of correct movements. All neuropsychological tests were administered by the same examiner. Data analyses The average values of the quantitative variables col- lected in the cognitive tests were compared among the genotypic groups using ANOVA when the distribu- tion of variables was normal and the variance of each genotype was constant; otherwise, the KruskalWallis non-parametric test was used. The 2 test was used to analyze the qualitative variables. The sociodemo- graphic variables (gender, age, schooling and marital status), depressive symptoms and the use of CNS depressants were considered covariables. For vari- ables where the distribution of errors in ANOVA did not exhibit a normal distribution and the variance was constant, Napierian logarithmic transformation was used. Tukeys adjustment was used to adjust multiple comparisons. A multiple linear regression model was used to determine the inuence of the sociodemographic vari- ables, depressive symptoms and use of depressants on the cognitive tests. The model included 11 predic- tor variables for cognitive tests: age, schooling, gender, marital status, the presence or absence of depressive symptoms, the use of benzodiazepines, antipsychotics, antidepressants, tricyclic antidepres- sants, anticonvulsants or other drugs (such as anti- hypertensive, hypoglycaemic, hypolipidaemic drugs and bisphosphonates, which do not interfere with the CNS). For the sample comprising 213 indi- viduals, with a 5% signicance level and an effect size between 0.10 and 0.64, the test power exceeded 85%. The data were analyzed using the software SAS 9.2 for Windows (Cary, NC, USA). RESULTS From a pool of 398 eligible, cognitively preserved cases, we scheduled telephone and/or clinical inter- views from July 2011 to December 2011. From this group of 398 subjects, 5 were excluded due to impor- tant auditory and/or visual impairment and 13 due to active disease that affected the participants overall state of health (e.g. cancer, epilepsy or immobility). Furthermore, 13 patients had died before we con- tacted them, and 147 refused or were unable to par- ticipate in the study. Data from one patient were lost. With these exclusions, the following genotypic fre- quencies were obtained from 219 subjects: 2/2 (n = 0; 0%), 2/3 (n = 15; 6.8%), 2/4 (n = 6; 2.7%), 3/3 (n = 159; 72.6%), 3/4 (n = 34; 15.5%), and 4/4 (n = 5; 2.3%). As there is epidemiological and experimen- tal evidence that the ApoE allele 2 plays a role in preservation of cognitive function, 20 individuals with genotype 24 were excluded from the analysis because of the putative opposite effects of these alleles in cognition. Therefore, the nal sample for comparison of genotypes comprised 213 individuals, including 187 women (87.8%). The mean age of the nal sample was 72.9 1 6.1 years, with 5.6 1 4.6 years of schooling on average. Most of the patients were married (n = 86; 40.4%) or widowed (n = 82; 38.5%). The average values and percentages of sociodemo- graphic variables found in the nal sample did not differ signicantly among the three genotype groups analyzed (Table 1). For inferential analysis, the genotypes were clustered to clarify the differences between carriers of different alleles as follows: carriers of 2 (23), homozygous 3 (33), and carriers of 4 (4/4 + 3/4). The average performance in the cognitive tests did not indicate signicant differences in skills related to episodic memory, processing speed, and attention and executive capabilities among the three investigated genotype groups (Table 2). Also, the covariables of age, gender, marital status, level of schooling, depressive symptoms, and the different classes of CNS depressants in use did not have a signicant inuence on the model when the analyses were controlled for such factors. ApoE and cognition in older adults 13 2013 The Authors Psychogeriatrics 2013 Japanese Psychogeriatric Society DISCUSSION The present study did not identify a correlation between classic genotypes of ApoE and differential performances in a battery of neuropsychological tests (MMSE, PAL-I, PAL-II, Digit Span Forward, Digit Span Backward, the sum of the Digit Span tests, Tower of Hanoi, and simple reaction time) in elderly individuals clinically identied as having preserved cognitive functions. Investigating the performance of elderly subjects on cognitive tests requires judicious proce- dures that are able to establish their cognitive integrity in order to exclude those with mild cognitive impair- ment and preclinical stages of AD. In this regard, our study represents a contribution to the scientic litera- ture because it was performed with a sample enrolled in a prospective research project where clinical follow-up was performed on a regular basis, thus ensuring the exclusion of diseases and other variables that might interfere with cognition, such as subclinical and early cases of AD. Despite the exclusion criteria used, the methodological rigour in the application of tests and the control of confounding variables, such as schooling, age, comorbidities, and use of medica- tions, the observed differences between carriers and non-carriers of a given ApoE allelic form were not signicant. The multiple linear regression model Table 2 Comparison of cognitive variables across the three groups of ApoE genotypes Tests Groups (mean 1 SD) P-value 3/3 (n = 159) 4/4 + 3/4 (n = 39) 2/3 (n = 15) 3/3 vs 4/4 vs 3/4 3/3 vs 4/4 + 3/4 3/3 vs 2/3 4/4 + 3/4 vs 2/3 MMSE 25.9 2.7 25.5 3.1 24.5 2.7 0.273 0.999 0.247 0.331 PAL-I 11.6 4.1 11.3 3.6 11.1 3.0 0.866 0.948 0.917 0.855 PAL-II 4.6 1.7 4.5 1.4 4.5 1.2 0.991 0.999 0.993 0.991 DSF 6.0 1.8 5.5 1.4 5.3 1.6 0.146 0.253 0.367 0.966 DSB 3.7 1.8 3.4 1.6 3.1 1.6 0.736 0.981 0.716 0.834 DSTotal 9.7 3.1 8.9 2.6 8.5 2.7 0.284 0.526 0.401 0.873 HanoiT 104.9 68.5 95.8 65.6 118.9 53.1 0.200 0.405 0.520 0.198 HanoiM 13.7 6.1 13.1 5.6 16.4 5.1 0.097 0.598 0.169 0.079 HanoiE 1.5 1.2 1.2 1.0 1.7 1.3 0.082 0.067 0.998 0.372 RT 482.7 85.7 470.1 56.7 460.1 65.5 0.217 0.469 0.321 0.835 % hits 93.5 12.7 96.3 8.0 91.7 11.2 0.279 0.257 0.998 0.577 xpFA 0.0 0.0 0.0 0.0 0.0 0.1 0.167 0.991 0.154 0.163 P-values were calculated using ANCOVA adjusted for sociodemographic data, depressive symptoms and use of depressant drugs. Multiple comparisons were adjusted using Tukeys test. Napierian logarithmic transformation was used. % hits, percentage of correct hits in TEVA; ApoE, apolipoprotein E; DSB, Digit Span Test Backward; DSF, Digit Span Test Forward; DSTotal, sum of DSF and DSB; HanoiE, number of errors in Tower of Hanoi; HanoiM, number of correct movements in Tower of Hanoi; HanoiT, total time to perform Tower of Hanoi; MMSE, Mini-Mental State Examination; PAL-I, Paired Associate Learning Test, form I; PAL-II, Paired Associate Learning Test, form II; RT, reaction time in TEVA; TEVA, Visual Attention Variables Test; xpFA, rate of false alarms in TEVA. Table 1 Comparison of continuous and categorical variables across the three groups of ApoE genotypes Variable Groups P-value 2/3 (n = 15) 3/3 (n = 159) 4/4 + 3/4 (n = 39) Age, years (mean 1 SD) 74.5 6.7 72.7 6.1 73.5 6.1 0.780 Schooling, years (mean 1 SD) 5.0 5.1 6.0 4.7 5.1 4.4 0.343 Women, n (%) 14 (93.3) 142 (89.3) 31 (79.5) 0.194 Marital status, n (%) Married 7 (46.7) 62 (39.0) 17 (43.6) 0.858 Widowed 4 (26.7) 62 (39.0) 16 (41.0) Presence of depressive symptoms, n (%) 4 (26.7) 40 (25.2) 13 (33.3) 0.896 Use of benzodiazepines, n (%) 2 (13.3) 12 (7.5) 5 (12.8) 0.482 Use of antipsychotics, n (%) 0 (0.0) 01 (0.6) 0 (0.0) 0.843 Use of antidepressants, n (%) 1 (6.7) 22 (13.8) 9 (23.1) 0.226 Use of tricyclic antidepressants, n (%) 1 (6.7) 7 (4.4) 1 (2.6) 0.779 Use of anticonvulsants, n (%) 0 (0.0) 6 (3.8) 1 (2.6) 0.707 Use of other drugs, n (%) 14 (93.3) 142 (89.3) 32 (82.0) 0.369 Percentages are expressed within genotype. P-values for categorical analyses were obtained using the 2 test and those for continuous data with ANOVA. Signicance veried with the KruskalWallis test. ApoE, apolipoprotein E. J. L. Quintas et al. 14 2013 The Authors Psychogeriatrics 2013 Japanese Psychogeriatric Society indicated that the lack of signicant differences could not be attributed to the limited power of the test, which varied between 0.86 and 1.00 for all investigated variables. There is no consensus in the literature on the pos- sible correlation between ApoE genotypes and cog- nitive performance in non-demented individuals. From the histopathological point of view, the current notions on the role of ApoE in the human brain assert that it favours the deposition of beta-amyloid plaques, 21 increases the phosphorylation of protein tau, 22 and impairs neuronal repair among 4 carriers compared to non-carriers. 23 However, these histopathological changes do not necessarily imply established demen- tia, and there is a discussion as to whether there is a denite phenotype associated with allele 4, 24 or rather a particular trigger event that underlies the pathological processes with which it is related. 23 Despite the differences between both theoretical points of view, they share a common feature: the signicant contribution of the allele 4 once repair/ compensation mechanisms have become decient and the impairment of human cognition has become apparent. Some studies have investigated the contri- bution of the 4 allele to the clinical progression of mild cognitive disorders; 25 they found that conversion to AD was more frequent among carriers compared to non-carriers. 26,27 However, the 4 genotype does not seem necessary for the onset of the mild cognitive impairment itself. 28 Although some research groups work on the assumption of an association between ApoE genotypes and cognitive performance under the antagonistic pleiotropy hypothesis (better perfor- mance in youth, worse status in old age), 29 our ndings corroborate results in which differences in cognitive performance are attributed to different stages of life rather than to the 4 allele. 9,30 The mere presence of the allele does not determine subclinical phenotypes within a non-demented context. Accord- ingly, mild cognitive impairment might be understood as a symptom of subclinical stages inherent to the heterogeneity of a condition as complex as Alzheim- ers dementia, to which the phenotypic expression of the 4 allele contributes. With regard to the sensitivity of the selected tests, they are widely used to assess specic cognitive functions (episodic memory, working memory, mental speed, reaction time) and due compensation mechanisms in the ageing process, thus differing from wider-scoped batteries of tests that aim to assess overall cognitive performance. 31 Moreover, these instruments also considered the ability of participants to understand and execute the tasks regardless of their age and level of schooling. Despite our attempt to exclude subclinical dementia by following up with each subject for at least 1 year, the neuropsychological protocol employed herein does not rule out the possibility of unnoticed mild cognitive disorders and future decline or conversion to dementia, which may be considered a limitation of this study. Another consideration with regard to the present study is that the cross-sectional design used is unable to make direct causal relationships evident. Future studies must consider using longitudinal designs to ensure a systematic cognitive assess- ment of groups of non-demented elderly individuals who are or are not carriers of 4. CONCLUSIONS To summarize, our study did not nd a relationship between ApoE genotypes and cognitive performance in non-demented elderly individuals. Our ndings indi- cate that the 4 allele does not promote detectable cognitive disorder within the context of non-dementia. ACKNOWLEDGMENTS This work was supported by Fundao de Apoio Pesquisa do Distrito Federal (grant number 193.000.449-2008), Fundao de Empreendimentos Cientcos e Tecnolgicos (grant number 5563/2009) and Universidade de Braslia (UnBDoc 121696/2011). A fellowship for productivity in research from Conselho Nacional de Desenvolvimento Cientco e Tecnolgico was granted to O.T. Nbrega. The authors have no conict of interest to report. REFERENCES 1 Ferri CP, Prince M, Brayne C et al. Global prevalence of demen- tia: a Delphi consensus study. Lancet 2005; 366: 21122117. 2 APA. Diagnostic and Statistical Manual of Mental Disorders, 4th edn. Washington, DC: American Psychiatric Association, 1994. 3 Bertram L, Lange C, Mullin K et al. Genome-wide association analysis reveals putative Alzheimers disease susceptibility loci in addition to APOE. Am J Hum Genet 2008; 83: 623632. 4 Bookheimer S, Burggren A. APOE-4 genotype and neurophysiological vulnerability to Alzheimers and cognitive aging. 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