1

CHAPTER 1
INTRODUCTION

1.1 Story of quality and 5S concept
During the time of World War II, it virtually destroyed the production capability of Europe
and Asia. On the contrary, the United States (U.S) production capability greatly expanded
since their major emphasis was on quantity and not quality production. However, as poor
as it was in quality, the U.S still produced the best in the world compared to other nations.
In late 1940s, Dr. W. Edwards Deming, a U.S quality control expert began working with
the Japanese and continued doing so periodically for several years.
The Japanese developed the quality circle concept during the early 1960 and 20 years later,
the concept had expanded to more than a million organizations. At the same time, Dr.
Genichi Taguchi, a Japanese quality expert, introduced new statistical concept that was
invaluable in improving process and product quality. Due to this improvement, Japanese
industry ultimately has developed in various technologies all over the world. Following in
their footsteps, U.S made some drastic changes in strengthening their power in the global
age. Example of their improvement is:-
Ford Motor Company decided to do things differently following the Japanese. From the
beginning all the disciplines from design through assembly to marketing came on stream in
unison. All of the relevant disciplines therefore interacted and contributed from the
beginning. The plant was modernized and Ford personnel visited assembly plants,
manufacturing facilities, major suppliers. The Ford employee was also asked what they
would like to see in a new car (Waterman, 1987).
Besides all kinds of quality improvement techniques developed, one of the most famous is
the 5S concept developed by the Japanese. (Osada, 1991) developed the original concept of
5-S in the early 1980s. 5S is the acronym for five Japanese words. They are:- (a) Seiri (b)
Seiton (c) Seiso (d) Seiketsu (e) Shitsuke
2

Respectively, Osada refers to the 5Ss as the five keys to a total quality environment. The
Japanese have been widely practicing 5-S technique and believe it can help in all aspects of
life.



1.2 DISCOVERY OF 5S:
Thirty to forty years ago researchers started studying the secret of success of
Japanese manufacturing companies
5S turned out to be the most impressive "secret"
The factories were so well organized that abnormal situations were readily apparent
Equipment were so clean and well maintained that any problem such as a loose bolt
or leaking oil could be easily seen
This passion of cleanliness and orderliness became a hallmark of Japanese
organizations

1.3 Background of the problem:
Satisfying the customer, through making a good product is the main objective of every
manufacturing company. In competition, company is not only to provide cost effective
products but also good in quality as well, which satisfy the demand. Fail to check the level
of their quality consistently will have a consequence on the continuation of the product. It
is necessary for the company to have the suitable quality management methods that fits to
the needs, types of product and its activities. This study is based on a case study in a
manufacturing






3

1.4 Objectives:
Improve housekeeping
Make every individual responsible for housekeeping
Beautify by simple means
Productivity improvement by saving time, space etc.


























4

CHAPTER 2
WHAT IS 5S AND METHODOLOGY

2.1 What is 5S?
5S is a systematic approach for improvement of quality and safety by organizing a
Workplace. It is a methodology which advocates;

What should be kept
Where should be kept
How should be kept
5S is a Japanese concept of housekeeping having reference to five Japanese words starting
with letter S. Figure S.1 illustrates these words with their English equivalent words and
for what these words stand for?


5 S Japanese English
1 S Seiri Sort out unnecessary items in the workplace and discard them.
2 S Seiton Arrange necessary items in good order.
3 S Seiso Clean your workplace thoroughly so that there is no dust on floors, machines and
equipment.
4 S Seiketsu Maintain high standards of housekeeping at workplace at all times.
5 S Shitsuke Train people to follow good housekeeping disciplines.


TABLE. 2.1: MEANING OF 5S

5

2.1.1 The First S Sorting

Meaning: -Distinguish between necessary and unnecessary
items and eliminate the unnecessary items
Activity: - Establish a criteria for eliminating unwanted items
-Eliminate unwanted items either by disposing them or
by relocating them.
Success: - Area saved or percentage of space available
Indicator

2.1.1.1 PROCESS:
Separating the needed from the not needed and discard the not needed
Eliminate not-needed items and perform an initial cleaning
Establish criteria/handling of items
The list should include raw material, finished product, tools, tackles, dust bin,
facilities like chair, table, bins etc. nothing should be left unlisted.
Make a list of all the items in the department.
Identify not-needed items.
Appropriate authority should decide which items can be disposed of and which
items need to be kept in the department.
Move not-needed items to holding area
Conduct an initial cleaning
Items marked for disposal should be disposed off in a safe manner.







6

2.1.1.2 Identifying unnecessary:

1. Parts & Work in Process (WIP)
Things fallen back behind the machine or rolled under it
Broken items inside the machine
Things under the racks/ platform
Extra WIP
Stock of rejected items
Items accumulated over period for rework
Material awaiting disposal decision
Material brought for some trial, still lying even after trial
Small qty. of material no longer in use

2. Tools, Tooling, Measuring devices
Old jigs, tools not in use are lying
Modified tools, tooling for trial, are lying after trial
Worn out items like bushes, liners, toggles etc. lying
Broken tools, bits, etc. may be lying
Measuring equipment not required for the operation
being performed , is lying
3. Contingency Parts
Many times storage place for contingency parts become a last refuge for broken
parts, surplus items and things nobody is likely to use
4. Shelves and Lockers
Shelves and lockers tends to collect things that nobody ever uses, like surplus,
broken items etc.
5. Passages and Corners
Dust, material not required seem to gather in corner

6. Besides Pillars and under the stairs
These places tend to collect junk, spittoon etc.
7

7. Walls and Bulletin Boards
Old out dated notices which have lost their relevance
Posters or bulletins on wall
Dust, remains of torn notices, cell tape pieces

8. Floor, Pits, Partitions
Defective parts
Protection caps, covers
Packing material
Hardware items , small items
Even tools, tooling
Items dropped on the floor are never picked

9. Computer Hard Disk
Many unwanted, outdated, temporary files pile up

Dealing with papers
How to reduce papers on your table ?
1. Make a single pile of papers
2. Go through them and sort in following categories
a) Immediate action
b) Low priority
c) Pending
d) Reading material
e) For information
4 D Principle
DO
DELEGATE
DELAY
DUMP

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2.1.2 The Second S Set in Order

Meaning: -To determine type of storage and layout that will ensure easy
accessibility for everyone.
Activity: -Functional storage
- Creating place for everything and putting everything in its
Place
Success: -Time saved in searching
Indicator - Time saved in material handling

2.1.2.1 PROCESS:
A place for everything and everything in its place, clean and ready to use
Arrange workplace for safety and efficiency
After disposing unwanted material, provide appropriate place for every item that
has to be kept in the department.
Identify key equipment and supplies
Determine location for each item
While providing the place the ergonomic factors and safety aspects have also to be
considered
Place for movement of men and material should also be provided.
Place should be distinctly identified and marked.









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2.1.2.2 How to achieve Systematic Arrangement?
1. Decide where things belong
2. Decide how things should be put away
3. Obey the Put away rules


1. Decide where things belong
- Standardize Nomenclature
- Determine an analytical method of storage
- Name & locations to everything. Label both item and location
- Store material functionally
- Prevent mistakes with coding by shapes & color

2. Decide how things should be put away
- Follow first in first out rule
- If two identical items are to be located, then store them separately, color code them.
3. Obey the rules
- Put the things back to their location after their use

2.1.2.3 Area of activity:
1. Outlining and Placement Marks
- Mark boundaries of dept., aisles, Machines
- Follow straight line, right angle rule
- Nothing shall be kept outside the boundaries
2. Stands and shelves
- Keep only required number of stands and shelves
- Standardize height, size
- Provide casters where necessary so that it can be moved



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3. Wires and Ducts
- Color code
- When there are multiple connections - bundle the wires, label them and make sure
that they are in straight line /right angle and firmly anchored

4. Machine-tools & Tools
- Put the tools in the order you need them
- Location of the tool should be such that it can be put away with one hand
- Try to eliminate some hand tools by permanently attaching it to the bolt head

5. Blades, Dies, Other important consumables
- Store them in the protected place
- Maintain these things regularly by applying rust preventive, oiling etc.

6. WIP- Work in Process
- Designate a place for each component/part
- Decide on how much quantity to be stored
- Ensure that there is no damage to good part during transit, they do not get rusty and
they are not mislabeled

7. Oils
- Reduce number of oils used (Standardize)
- Color code for oil
- Safety aspects - fire prevention, pollution, leak, spillage

8. Instrumentation & Measuring Devices
- Label them, show direction of flow




11


FIG. 2.1: Implementation of first and second S
BEFORE AFTER





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2.1.3 The Third S Systematic Cleaning

Meaning: Cleaning trash, filth, dust and other foreign matter.

Activity: - Keep workplace spotlessly clean
- Inspection while cleaning
- Finding minor problems with cleaning inspection

Success: - Reduction in machine down time
Indicator - Reduction in no. of accidents

2.1.3.1 PROCESS:
Cleaning for Inspection
Perform daily cleaning and inspection to understand work conditions
- Clean everything including material, floor, containers, walls, windows etc.
- Identify points to check for performance
- Determine acceptable performance
- Determine visual indicators/controls
- Mark equipment/controls
- If necessary painting also should be done.
- While painting follow color codes wherever applicable.
- Insist on regular cleaning at the end of the work







13


FIG. 2.2: Cleaning and Inspection



14

2.1.3.2 Cleaning-Inspection points for most equipment
1. Cleaning
- Grime, clogging, dust balls, rust, leakage etc.

2. Oils
- No oil, Low oil, leakage, filter clogging, dirty oil, dirty or bent oil lines, clogged
drainage, oil spillage, worn& torn ports etc.

3. Tightening
Loose bolts, welding detachment, loose parts, vibration or bumping noise, friction

4. Heat
Oil tanks, motors, heater, axles, control panels, washing/ cleaning water, bearing, wiring
etc.

5. Breakage Cracks
Breakage, cracks, dent on sliding parts, handle has come off, broken switches, wire joints
come off, wires are broken or crack, crack dial of various pre. gauges, meters etc.


2.1.3.3 Function wise Cleaning check list of equipment
1. Pneumatics
- Compressed Air lines, air valves, connections, meters, filters, reservoirs etc.

2. Hydraulics
- Hydraulic oil tank, oil valves, filters, pumps, hoses, gauges, cylinders etc.
3. Mechanical & Power Train
- Motor fan, fan belt, couplings, Joints, pulleys, chains, pump bearings etc.


15

4. Electrical
- Control panel, lamps, light, switch, sensors, wiring, ducts, fuses etc.
5. Tooling
- Tools, fixtures, gauges, die, measuring instruments, etc.

6. Equipment Specific
- Furnaces, rollers, CNC machines, etc.























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2.1.3 The Fourth S Standardizing

Meaning: Setting up standards / Norms for a neat, clean, workplace and
details of how to maintain the norm (Procedure)

Activity: - Innovative visual management
- Color coding
- Early detection of problem and early action

Success: -Increase in 5S indicator
Indicator

2.1.4.1 PROCESS:
Developing Common Methods for Consistency
- Make abnormal conditions noticeable and document agreements
- Document agreements and checks
- Establish/document standard methods across similar work areas
- Document new standard methods
- Maintain high standards of housekeeping at workplace at all times.
- Ensure that people keep the items at designated place after its use.
- If possible, design the system such that if something is missing from the place, it is
easily highlighted
- Regularizing 5S activities so that abnormalities are revealed
- Make it easy for everyone to identify the state of normal or abnormal condition
- For maintaining previous 3S, deploy





17

2.1.4.2 Visual management:
- It has been estimated by scientific study that 60% of all human activities starts with
sight
- 5S is easy to do once. It is consistency that is difficult. That is why Visual
- Management is so important, so that everybody will know that there is some
problem.

What visual control communicates?
It grabs one or more of our senses in order to
- Alert us to an abnormality
- Help us recover quickly
- Promote adherence and prevention
- Enable successful self management

Some methods for visual communication:
- Color coding
- Use of Labels
- Danger alerts
- Indication where things should be put
- Directional arrows/ marks
- Transparent covers
- Performance indicators

Some methods for visual communication Labels
- Precision management labels
- Inspection labels
- Temperature labels
- Responsibility labels



18

Points to remember in making visual control tools
- Make them easy to see from distance
- Put the display on the things
- Everyone can tell what is right and what is wrong
- Anybody can follow them and make necessary corrections easily
- Work place should look brighter & orderly

Some everyday visual management examples
- Traffic signal
- Zebra crossing
- In car - Petrol indicator
- Speed indicator
- Direction arrows
- Electric danger sign etc.















19






















FIG. 2.3: EXAMPLES OF VISUAL COMMUNICATION
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2.1.5 The Fifth S Sustaining

Meaning: -Every one sticks to the rule and makes it a habit

Activity: - Participation of everyone in developing good habits
- Regular audits and aiming for higher level

Success: -High employee morale
Indicator -Involvement of all people


2.1.5.1 PROCESS:
Holding the Gains and Improving
Maintain the gains from other 5S activities and improve
- Determine 5S Level of Achievement
- Perform routine checks
- Analyze results of routine checks
- Measure progress and plan for continuous improvement
Train people to follow good housekeeping discipline.
- Train people in 5 S, housekeeping etc.
- Lead by example.
- Maintain discipline in every aspect

We need everyone to maintain 5S guidelines.
To maintain DISCIPLINE, we need to practice and repeat until it becomes a way of
life.
Discipline is the Core of 5S
Discipline means making a steady habit of properly maintaining correct procedure.

21

Time and effort involved in establishing proper arrangement and orderliness will be
in vain if we do not have discipline to maintain it.
It shall be my constant effort to maintain my workplace in good order.
















22

Before After






FIG. 2.4: AFTER SUCCESSFUL IMPLEMENTATION OF 5S



23

CHAPTER 3
ORGANIZATION IN INDUSTRY FOR 5S

3.1 Organization:
- Coordinators at department level
- Coordinator at each area level
- Training for all
- Audit each area and make action check list
- Implement actions
- Audit and evaluation on continuous basis




















24








FIG. 3.1: Five S Communication Board









25

CHAPTER 4
IMPLEMENTATION AND ISSUES

4.1 Role of individuals

Role of top management in 5 S implementation
- Play the role of mentor
- Initiate the 5S program
- Provide resources
- Appreciate the efforts

Role of middle and line management in 5 S implantation
- Play the role of facilitator
- Take initiative in his area of work
- Train the people in 5S
- Give the feedback

Role of employees in 5 S implementation
- Participate actively.
- Give suggestions.
- Respect the opinion of others.
- Be a good team player, and
- Maintain discipline







26

4.2 Getting Started
Planning launches your 5S activity
Evaluating tells you what you need to do
Preparing gets you ready for implementation


4.2.1Planning for Implementation
- Assemble a 5S Lead team
- Define the work area 5S boundaries
- Assign work group members to their 5S areas
- Install a 5S communication board
- Determine 5S targets, activities, and schedule
- Review/finalize plans with work group and site leadership

4.2.2 Preparing for Implementation
- Obtain existing standards for color-coding and signage
- Decide on 5S color-coding and signage standards
- Prepare for Sorting
- Prepare for Simplifying
- Prepare for Systematic Cleaning
- Prepare for Standardizing
- Prepare for Sustaining

4.2.3 Summary: Implementing Five Ss
- Share 5S Overview
- Choose work area implementation group
- Determine implementation targets, activities, and schedules
- Document current situation
- Apply 5Ss
- Document improvements
- Determine new improvement goals and action steps
27

4.2.4 Issues and Concerns
- Communicating across shifts
- Disposing of, or moving, personal items
- Making time available
- Following agreements consistently
- Maintaining the gains
- Giving rewards and recognition
- Integrating 5S with other improvement activities























28































TABLE. 4.1: 5S ACHIVEMENT LEVELS
29

CHAPTER 5
ADVANTAGES OF 5S

ADVANTAGES OF 5S:

- If tools and materials are conveniently located in uncluttered work areas
- Operators spend less time looking for items
- This leads to higher workstation efficiency, a fundamental goal in mass
production
- A clean and tidy workplace leads to greater wellbeing and increased
motivation
- Company image improves
- Health and Safety is ensured
- Machine maintenance
- Quality
- Productivity
- Lean Manufacturing
- Results in a place easier to manage
- Smooth working no obstruction
- No deviation, no problems
- Everyone knows where the things are supposed to be
- Time saving
- Quick retrieval
- Accidents & mistakes minimized
- Increases space
- Creates workplace ownership
- Foundation of all QC tools
- Continuous quality improvement
- Kindergarten of quality tools & techniques
- Visual management system
30

- Visual control to see the abnormalities
- Simple signals that provide an understanding of the condition (normal/
abnormal)
- A look at the process reveals its direction (right/wrong)



























31

CHAPTER 8
REFERENCES
- Development Of 5S Practice Checklist For Manu. Ind. (Proceedings of the world
congress on Engineering 2009 Vol 1- ISBN: 978-988-17012-5-1, (WCE 2009, July
1-, 2009, London U.K.)

- The Use Of 5S as Sustainable Practices in Manu. Small and Medium- Sized
Enterprises ( From: Global Conference on Operations and Supply Chain
Management(GCOM 2012) Proceeding- ISBN: 978-967-5705-06-9)

- Implementation Of 5S Practices in the manufacturing Companies: A case Study
(From: American Journal Of Applied Sciences 7(8): 1182-1189, 2010 ISBN
1546-9329)

- http://en.mwikipedia.org/wiki/5S_(methodology)

- www.isixsigma.com/dictionary/5s

- www.siliconfareast.com/5S.htm

- www.slideshare.net/anurag.aries/what-is-5-s

- www.japanintecultural.com/en/news/default.aspx?newsid=93

- wiki.answers.com/Q/what_is_5s_concept

- www.scribed.com/mobile/doc/52007715

- scholar.google.co.in/scholar?hl=en&q=5s+Japanese+concept&btng