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central, as there are other interaction chains linking the actors. Such relationships
between individuals can thus be used to characterize the guration as a whole.
This is exactly what structural network analysis (SNA) does (Wasserman and
Faust, 1994; Scott, 2000; Carrington and Scott, 2005). It can be used either to
characterise the guration as a whole (for example, the density of the networks
or typical patterns within the network) or to analyse the effects of an actors
position within the network.
Finally, multi-level analysis for example, hierarchical linear modelling
(HLM) (Snijders and Bosker, 1999; Hox, 2002) can help to analyse the effects
of the macro-level on the micro-level: an actors way of thinking and willingness
and power to act within these gurations may depend: (1) on her individual
biography; (2) on the social group to which she belongs within the guration;
and (3) the characteristics of the guration as a whole. Multi-level analysis can
help to distinguish which of these aspects is how important and how these
factors interact (see Figure 4).
Data and methods for reconstructing the micro-level
As stated above, it is important to analyse on the micro-level how individuals
perceive the guration, how they interact with others, how and why they enter
or leave the guration, how and why their position within the guration changes
during their life-course, and how and why they manage or fail to change the
guration. In order to tackle these questions, Elias generally used more open-
ended data as a data source.
When reconstructing past individual action (as in The Court Society), Elias
like historians interpreted historical sources and life documents such as
Figuration D: Relatively Loose Network Figuration E: Relatively Dense Network
Figure 3: Identifying relations between individuals within the structure using
structural network analysis (SNA).
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2011 The Authors. Editorial organisation 2011 The Editorial Board of the Sociological Review
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autobiographies and letters. In The Civilizing Process (2000 [1939]) we can also
nd literary examples, behavioural advice given in etiquette books from the
Middle Ages and the age of the absolutist courts about table manners, dressing
and undressing in the bedroom, the relations between men and women, and
between parents and children.
When analysing current individuals actions, Elias made use of ethnographies:
13
The Established and the Outsiders (Elias and Scotson, 2008 [1965]) methodologi-
cally resembles the Chicago School (Palmer, 1928) and the famous Marienthal
study of Jahoda et al. (2002 [1933]). As mentioned above, in this sociographic
community study, Elias and Scotson analysed the historical development of an
industrial town through documents and crime statistics as well as through a
preliminary survey. In addition, they analysed interaction, using participant
observation. Moreover, they interviewed people at their workplaces and their
homes and made a spatial analysis of the zones and districts the inhabitants lived
and worked in. As a result they discovered so-called Mother-centred families
(2008 [1965]: 817)
14
as part of old and new families and the indicator duration
of residence in the interdependent guration of blame and praise gossip.
Data and methods for reconstructing the gurations sociogenesis
So far, we have discussed only methods suited to grasping a guration (macro-
level) and the behaviour and interaction of individuals within these gurations
(micro-level) at a given point in time. However, a process-orientation is central
to gurational sociology, meaning that researchers have to analyse the
sociogenesis of a guration, a gurations becoming, change and ending. Ideally,
this would mean that the relation of guration and individuals is reconstructed
at several points in time and linked.
While modern sociologists have focused their methodological discussion on
research-elicited data and neglected process-generated data, especially interviews
(Schulze, 2001; Baur, 2008b; 2010), Elias made extensive use of process-produced
data. The reason why Elias used process-produced data is that, for each epoch,
certain data types exist that supply extensive information. Qualitative interviews
and surveys enable researchers to study only phenomena of medium duration
(Elias, 2009a [1977]): medium-term social processes are more or less present in
each individuals memory. Experiences gathered during that period inuence
her way of thinking and acting. If she is still alive, her memories may be
obtained in an interview. If she is dead, they can be reconstructed from written
testimonies. In contrast, people are usually unaware of change occurring more
slowly than a single human beings lifespan. They perceive such patterns either
as static or not at all (Vovelle, 1994). Consequently, in order to analyse very
long-term processes (like the sociogenesis of a guration), researchers have to
select other data types.
Empirically reconstructing the sociogenesis of gurations by using process-
generated data is what Elias is best known for, and his methodology for analysing
these data is a eld that can still inspire modern methodological debate. Elias
133
Towards a process-oriented methodology
2011 The Authors. Editorial organisation 2011 The Editorial Board of the Sociological Review
not only showed with his empirical analyses that basically anything human
beings left behind can be used as a data source, but he also gave guidelines in
how to use these data for a process-oriented analysis. For example, in The
Civilizing Process, Elias (2000 [1939]) uses literature and books of etiquette in
order to reconstruct the sociogenesis of manners. In order to do so, he again
uses social theory to guide empirical analysis:
1. Elias divides the period of analysis (Middle Ages through to the twentieth
century) into sub-periods.
2. He selects for each sub-period central documents on manners. He picks
etiquette books widely circulated, arguing that publishers can only afford
high runs of copies if there is a demand for them. A high demand for books
in turn is a sign that the topic the book is about and the way the topic is
discussed within the book are important for the guration at the time.
Analysing these widely circulated documents thus enables researchers to
reconstruct issues central to the guration at the time.
3. In order to be able to trace how a guration changed, one has to order the
documents in a time-line and compare them (Figure 5). For example, in
the Middle Ages (time period 1) it was common practice to relieve oneself
in the presence of others, and no one was disturbed by this. This behaviour
is also not mentioned in documents of the time (document 1). Later, it
became an issue of power struggles (time period 2). Therefore, books of
etiquette now mention that it is bad manners to defecate in view of others
(document 2). Today (time period 3), controlling ones bodily functions is so
well established within the guration that small children learn this early
during their socialization. Adults would nd even the idea of relieving oneself
in front of others absurd. Therefore, this aspect is no longer mentioned in
books of etiquette (document 3) (Elias, 2000 [1939]: 10921). All in all, by
cross-reading process-produced data over several periods in time, Elias is
able to reveal changes in a gurations implicit rules and the unintentional
consequences of human action.
Analysing the sociogenesis of a guration has become easier in the last few
decades, owing rstly to several methodological advances, and also to the fact
Time Period 1: Time Period 2: Time Period 3:
Aspect is not yet
important for Figuration
Aspect is contested
within Figuration
Aspect is uncontested
rule of Figuration
Document 1: Document 2: Document 3:
Aspect not mentioned Aspect mentioned Aspect not mentioned
Figure 5: Identifying change in a guration by cross-reading process-produced
data over different time periods.
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Nina Baur and Stefanie Ernst
2011 The Authors. Editorial organisation 2011 The Editorial Board of the Sociological Review
that public administration and other process-produced data are increasingly
made available for a broad academic public (Baur, 2009b). Both qualitative
methods (such as case studies research, grounded theory, biographical research,
methods of path creation and development) and quantitative methods of
longitudinal research (such as cohort analysis, time-series analysis, sequence
analysis, event history analysis) have been developed and improved (Baur, 2005:
164315).
Secondly, Eliass methodology has also been improved by later gurational
sociologists. For example, Kuzmics (2009) explains how Eliass theoretical con-
cepts can be operationalized for historical sources and how to nd appropriate
data such as diaries, letters and literature. He suggests a procedure for assessing
the validity of this analysis.
Thirdly, using the example of popular literature, Ernst (2009) elaborates how
data have to be sampled for a process-oriented analysis. She then explains how
qualitative content analysis can be used for analysing long-term processes and
how this data can be interpreted.
Conclusion: a suggestion for a framework for a
process-oriented methodology
We have illustrated in this paper that contrary to conventional wisdom
Norbert Elias was not only a theorist but also strongly methodologically and
empirically minded. We have tried to reconstruct Eliass methodological
concepts and to link them to modern methodological discourse. Finally, we
have suggested that a process-oriented methodology inspired by Elias would
consist of the following steps:
1 Explicating the researchers personal perspective on the research topic in order
to avoid partiality.
2 Explicating the researchers theoretical perspective, which is necessary
to decide on a research design and to link theory and data. In the case of
Elias, the theoretical perspective was always gurational and process
sociology. For this theoretical frame, we suggest that the following steps
should be taken:
Reconstructing the macro-level: Elias tried to analyse the rules and social
structure of a guration using maps, buildings and landscapes, survey or
social bookkeeping data. He triangulated them with other types of data.
Reconstructing the micro-level: Open-ended data (interviews, ethnography,
and documents of life) are more suited for identifying the individuals
placement within, perception of, and ability to change the guration.
Reconstructing the sociogenesis of the guration: Both individuals (micro-
level) and their gurations (macro-level) are intertwined and changing all
the time. Currently, there are no methods available to analyse these
intertwined processes. As a substitute, the gurations sociogenesis can be
135
Towards a process-oriented methodology
2011 The Authors. Editorial organisation 2011 The Editorial Board of the Sociological Review
analysed. Elias suggested using process-produced data such as literature
and historical documents for this.
This outline strongly resembles the model for integrating qualitative and
quantitative data suggested by Kelle (2008): an understanding of social structures
as both stable over long periods of time and in unpredictable ways still capable
of change due to being the product of social action, which although oriented by
structures is not determined by them (Kelle, 2008: 76). This makes an interpretive
process theory a prime choice for empirically and theoretically rich analyses of
contemporary sociological phenomena. As can be seen, some aspects of social
processes can be analysed better today, using modern methodology (particularly
the macro-level). For other aspects namely the interaction between agency and
structure there is still a lack of appropriate methodologies. At the same time,
Norbert Elias could even today inspire modern methodological discussion, as he
used some data sources that have been long neglected and are only recently re-
discovered, namely literature and spatial data.
Notes
1 All citations from German original texts have been translated by the authors.
2 This continues to be the practice of economists, who rarely write about methods instead they
use methods.
3 Personal note from Hermann Korte.
4 On the difference between positivism, constructivism and interpretivism, see Kelle (2008).
5 For examples of how other process-oriented social theories, apart from Eliass social theory,
inuence social research and the link between theory and data, see Baur (2009f).
6 In addition to the qualitative and quantitative paradigm, today mixed methods research
comprises a well-established third paradigm which can be dened as follows: Mixed methods
research is the type of research in which a researcher or team of researchers combines elements
of qualitative and quantitative approaches (e.g. use of qualitative and quantitative viewpoints,
data collection, analysis, inference techniques) for the broad purposes of breadth and depth of
understanding and corroboration (Johnson et al., 2007: 123). Mixed methods researchers
generally agree that characteristics of mixed methods research are that qualitative and
quantitative data are mixed and that mixing can take place at any stage of the research process
(Johnson et al., 2007: 11822). MMR may be necessary to meet the aims of the research project
(Johnson et al., 2007: 122), but specically adds breadth and depth to the analysis (Hunter and
Brewer, 2003: 587; Tashakkori and Teddlie, 2003b). For important methodological issues, see
Tashakkori and Teddlie (2003a), Plano Clark and Creswell (2008), Creswell and Plano Clark
(2006), Rieker and Seipel (2003) and Kelle (2008).
7 Primary data are collected by the researcher herself (for example, qualitative interviews, surveys,
ethnography).
Secondary data were also originally collected for social science research, but are later re-analysed,
maybe even for different purposes.
In contrast to these research-elicited (primary and secondary) data, process-produced data (or
process-generated data) are data that are generated through the very processes of living, working,
interacting in the societies . . . from plain material evidence through all kinds of artefacts to
the varieties of symbolic representations of ideas, activities, and events, whether drawings, tales,
messages, or documents . . . (Rokkan, 1966: 45). Process-generated data have in common with
secondary data that they were originally recorded or left behind or collected at an earlier
136
Nina Baur and Stefanie Ernst
2011 The Authors. Editorial organisation 2011 The Editorial Board of the Sociological Review
time by a different person from the current researcher (Johnson and Turner, 2003: 314).
However, they differ from secondary data in being not originally intended for social research
but being a by-product of social processes themselves. Baur (2010) discusses the respective
advantages of qualitative and quantitative process-generated data compared with research-
elicited data. On suggestions of how to handle methodologically process-produced data, see
Baur (2009f; 2009g).
8 Note that this does not necessarily mean that researchers have to do empirical research on all
these aspects at the same time but can either draw on other researchers work or their own
previous work.
9 Note that, according to Elias, both gurations as a whole (the macro-level) and individuals
within the guration (the micro-level) are continuously changing. In the following, we will focus
on methods of analysing the guration at a given point in time (1) due to lack of space and (2)
as the methods described below are not currently developed far enough to analyse changing
macro-levels properly. However, as this is one of the current issues in methodological debate,
we expect that there will be methodological advances in this respect in the next few years.
10 On spatial methods, see Cromley (1999) and Rogerson and Fotheringham (2009).
11 Translated from the German, from a paragraph that is omitted from the published English
translation.
12 On survey methodology see Groves et al. (2009), Bulmer (2004) and De Vaus (2002; 2007). On
methodological problems of social bookkeeping data see Bick et al. (1984) and Baur (2009b,
2009e).
13 On the methodology of ethnography, see Palmer (1928), Fetterman (1998) and Atkinson and
Hammersley (2006).
14 The mother-centred family had been discovered in the East End of London and famously
discussed a few years earlier by Michael Young and Peter Willmott (1957).
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