LOUI SE GRACI A* and ELLI S JENKI NS University of Glamorgan, S Wales, UK Received: July 2001 Revised: October 2001 Accepted: November 2001 Abstract Academic failure creates nancial and emotional issues for students, with associated resource and performance implications for higher education institutions. The literature reveals that much of the work on student performance is quantitative, restricting understanding of the deeper feelings and perceptions of students towards their studies. This paper explores undergraduate student perform- ance from an experiential perspective, recognising the complexity and subjectivity of academic performance. Findings appear to highlight: the negative focus of reasoning underlying the choice of study; the impact of affect; the importance of the role of the tutor; the tutor expectations gap; levels of control and personal responsibility for learning; and patterns of participation as possible signicant and important factors in understanding academic performance. Finally, the implications of the ndings are discussed and further research outlined in terms of developing a predictive model that could offer early identication of students who are susceptible to academic failure and establishing appropriate, proactive support strategies for such students. Keywords: Academic performance, accounting education, experiential perspective, semistructured interviews, student reections on failure Introduction Academic success is of primary importance to students, their teachers and the higher educational institutions (HEIs) at which they study. Academic failure creates a major nancial and emotional burden for students as they struggle to come to terms with failure in both a personal and economic sense. It also has resource and performance implications for the HEIs, the relative performances of which are monitored and published in annual league tables. Academic failure impacts upon degree results and retention rates, both of which are used as key performance indicators to evaluate HEIs. Moreover, the problems of student failure are likely to be exacerbated by recent and current Government initiatives to increase participation rates and widen access, whilst at the same time reducing the nancial support offered to students via grants. This paper explores undergraduate academic performance through student experience. It seeks to understand the meaning and emphasis that students place on different aspects of their learning experience and hence provides an understanding of how experiential factors inuence academic performance on the second and nal years of study. In addition, by * Address for correspondence: Mrs. Louise Gracia, Business School, University of Glamorgan, Llantwit Road, Treforest, S Wales, CF37 1DL, UK. E-mail lgracia@glam.ac.u k Accounting Education 11 (1), 93107 (2002) Accounting Education ISSN 09639284 print/ISSN 14684489 online 2002 Taylor & Francis Ltd http://www.tandf.co.uk/journals DOI: 10.1080/0963928021015329 0 adopting a qualitative approach, it attempts to address the decit of deeper understanding of student experience on academic performance within the existing accounting education literature. Literature review The research that has attempted to identify and analyse the factors that explain differences in academic performance tends to be quantitative in nature and presents a variety of conicting and contradictory conclusions. The impact of prior accounting knowledge on academic performance in rst year university accounting studies continues to be one of the most widely researched factors. Despite its frequency of study no consensus exists on its inuence or otherwise on academic performance. Baldwin and Howe (1982) found no difference between the overall performance of students irrespective of their level of prior accounting knowledge. Bergin (1983) conrms this nding, concluding that overall course performance is unrelated to prior high school accounting exposure. This view is further supported by Schroeder (1986), who also found no difference in the overall course performance of students with prior high school accounting exposure and those without. Bartlett et al. (1992,1993) carried out a longitudinal study of students specializing in accounting over the period 19891992. They carried out tests of the relationship between academic performance and a large range of explanatory variables including age, gender, region, prior study and educational attributes. They concur that the prior study of accounting has no signicant effect on academic performance, concluding that only the prior study of economics has a signicant effect on performance. Further studies offer different ndings. Studies by Mitchell (1985,1988) found that students with prior accounting or A level mathematics perform better statistically, in the computational and quantitative aspects of courses. Gul and Fong (1993) conrm the signicance of the prior study of accounting and mathematics as well as personality type, in predicting academic performance. Similar results by Tho (1994) found the prior study of high school accounting, mathematics and grades achieved in studies of high school economics to be signicant in explaining academic performance. The signicance of prior study of accounting and mathematics as predictor variables of academic performance is also consistent with the ndings of others including Eskew and Faley (1988), Farley and Ramsey (1988), and Naser and Peel (1998). Other commentators including Doran et al. (1991) produce conicting conclusions concerning the impact of prior accounting knowledge on academic performance in two accounting courses Accounting Principles I and II (API and APII). They found prior study of high school bookkeeping to be positively related to performance in API but negatively related to performance in APII. The impact of gender is also widely studied, but the research ndings are often contradictory and hence inconclusive in nature. Fraser et al. (1978) and Mutchler et al. (1987) found that female students outperform their male counterparts. Findings by Tyson (1989) support this view and conclude that female students outperform male students in all sections of an introductory accounting class. However, Lipe (1989) failed to nd any evidence of a gender effect. Similarly, Auyeung and Sands (1994) found no difference between the performance of male and female students. In contrast, Koh and Koh (1999) found gender, previous working experience, academic aptitude and age to be signicant predictors of academic performance. Doran et al. (1991) produced further conicting 94 Gracia and Jenkins results in their study of the impact of gender on performance in two accounting courses (API and APII). They found that men outperform women in API, but not in APII. Other studies have focused on the impact of entry qualications on academic performance. Studies by Chapman (1994, 1996, 1997) primarily demonstrate the variability of standards in UK university departments using A level grades as a measure of input quality. A further study by Paton-Salzberg and Lindsay (1993) found that paid work has a signicant and negative effect on progress by increasing the rate at which modules are failed. The literature review reveals that much of the work on the factors affecting student performance is quantitative in nature, focusing mainly on rst year students. In addition much of this quantitative research demonstrates the weak and often conicting relation- ships that exist between student performance and background characteristics. One explanation for the conicting ndings of UK studies may be that results are outdated due to the changing education environment in the last ten years specically the downward drift of A level standards; the expansion in higher education; widening and increasing participation rates; increasing cost pressures on institutions; and the replacement of student grants with loans. Other studies from outside the UK may produce ndings that are culturally specic and the lessons may not be readily transferable to the UK. Despite their different ndings, all these studies have one thing in common they are positivistic and the primary research approach is quantitative. Each attempts to establish a statistically- valid cause-effect relationship, focusing on the statistically measurable which are largely background factors. The disparate results of these studies may suggest that academic performance is not a simple phenomenon that can be predicted on the basis of a selection of demographic data, a view supported by Bartlett et al. (1993). It seems likely that there are more active and subjective forces at work in determining performance that are not captured by statistical studies. Reliance on quantitative data alone precludes a deeper understanding of the perception and feelings of students towards their studies and their impact on academic performance. Some commentators have focused on this experiential perspective of learning. Boud (1988) argues that students with a higher level of personal responsibility may become more actively involved and engaged with the subjects studied and stresses the central importance of autonomy in student learning. Others, including Barnett (1992) support this argument. Candy et al. (1994) identify a wider spectrum of learning skills including personal skills and attributes as important for effective learning. These issues of personal responsibility and the role of personal skills have long been linked to effective education. Carl Rogers (1969) founded the person-centred approach to counselling which places self-awareness, personal responsibility and reection at its core. He extended his humanistic ideas beyond the counselling arena and into education and concludes that participative learning, where the learner takes personal responsibility for his learning, is most effective. Kluever and Green (1998) also emphasize the role of personal responsibility in learning and created a Responsibility Scale assessment for use with students. Other researchers in the eld also focus on self-directed learning. Knowles (1975) concludes that self-directed learning is more in line with an adult s natural process of psychological development and creates better learners. He maintains that learners who enter educational programmes using more open and independent learning regimes (such as higher education) need to be self-directed in their approach and held that if such skills An exploration of student failure 95 were lacking this causes anxiety, frustration and often failure. Others connect self-directed learning with personal change. Brookeld (1988) stresses the importance of critical reection and the creation of personal meaning in the context of effective learning. The learning process itself also receives a signicant amount of research attention, especially in relation to cognition. Others including Goleman (1995) and Boler (1999), have raised the prole of emotion as a component of intelligence. Goleman maintains that self-awareness, self-responsibility and empathy are important determinants of generic intelligence, necessary to maximise intellectual potential. Learning is clearly a complex phenomenon involving changes in knowledge, under- standing, skills and attitudes brought about by experience and reection upon that experience. A large part of the research on learning focuses on the issues of cognition, and within accounting education on demographic data. Whilst the importance of these areas is acknowledged, increasingly the signicance of other aspects of learning, such as personal responsibility, personal meaning and an individual s subjective experience are being recognized. It is these areas that this study considers Research method Exploratory research requires open-ended methods of data gathering and analysis and hence qualitative research methods have been employed. The qualitative approach adopts a grounded theory perspective. Grounded theory is . . . one of the interpretative methods that share the common philosophy of phenomenology that is, methods that are used to describe the world of the person or persons under study , (Hussey and Hussey, 1997, p. 70). It comprises a series of in-depth semistructured interviews with students from the second and nal year cohorts enrolled on the BA (Hon) Accounting and Finance at a University Business School in the academic year 1999/2000. The interviews were taped and transcribed. This permitted a detailed comparative analysis of the similarities and differences between students. The analysis focused upon the impact of experiential factors on individual academic achievement. Sample selection A random sample of 42 students was selected to ensure a mix of academic proles. A simple measure of academic prole was used whereby students who passed all modules in their previous year, at the rst sitting, were placed in a rst subgroup (50 students), and those who had failed one or more modules at the rst sitting were placed into a second subgroup (46 students). Equal numbers of students were then drawn randomly from these two subgroups. Such sampling attempts to adequately capture the heterogeneity in the population and provide a fairer representation of the cohorts under investigation. Within the sample there was an even balance of students in terms of academic prole, gender and year of study, increasing condence in the data collected and its subsequent analysis. Students were approached via a standard letter that explained the purpose of the research and requested participation in the study. All selected students agreed to be interviewed. Data collection This primarily comprised 18 individual, in-depth interviews. Prior to these being undertaken, four group interviews were conducted with the remaining 24 students from the 96 Gracia and Jenkins sample. The representative random balance across the individual and group interview clusters was maintained. The purpose of the preliminary group interviews was to expose a contextual picture of student experience and permit students themselves to identify meaningful areas of that experience. These areas were used to directly inform the individual interview design, increasing the relevance of its content to the participants and the research aim itself (Bogdan and Biklen, 1992). Group interviews were used in the preliminary stage to exploit group interactions which facilitate open discussion and thereby increase accessibility to data (Morgan, 1997). However, it is recognized that dominant individuals may colour the overall group views, but any potential undue inuence is mitigated by the individual interview content also being informed by the literature search. The subsequent individual interviews were used to explore student failure by providing an in-depth insight into the student experience, capturing data rich in its experiential content. As such, it is this deep individual data that is analysed to explore any differences between the experiences of students with differing academic proles against the broad context. Maxwell (1996) recommends such con- textualizing of qualitative data, to augment understanding by identifying conceptual linkages between emergent categories and their surrounding context. The individual interviews were undertaken by the same interviewer, in the same interview room recognizing the value of context and setting. They were semistructured and conducted using nondirective and reective techniques throughout, allowing explora- tion of the issues via open questioning and encouragement to expand responses. Reective techniques provide participants with an opportunity to corroborate or clarify responses. This permits the interviewer to test his/her understanding of participant meaning and serves as a strong check on the integrity of the data as it is collected. The content of the individual interviews comprised potentially inuential experiential areas identied from the existing education literature and the evaluation of the group interviews as follows: c Reasons for choice of institution and subject and motivation to study. c The learning experience. c The social dimension of learning. c Control in the learning process. c Expectation and experience of staff. c Student rights and responsibilities. c Experience of, and reection on, assessment and module failure. c Personal reections. Sufcient exibility was maintained to enable the order and phrasing of questions to be varied, if necessary. Each individual interview was 5565 minutes in length and taped with interviewee permission in its entirety to allow complete data capture and subsequent transcription. Whilst it is recognized that audiotape only captures the spoken conversation, omitting the visual aspects of facial expressions and body language, it was felt that video- recording interviews would intrude on the interview process and hence impinge upon data collection and compromise its validity. Data analysis The semistructured nature of the interviews allowed some structuring of the data prior to data collection. This preliminary structuring generated a series of categories within which An exploration of student failure 97 data for each interviewee was transcribed and checked by the researchers. Such self- transcription with repeated reading of the transcripts allowed fuller immersion in the data, enhancing understanding and also providing transcription validity and reliability. Data was analysed using open coding techniques to establish the emergent themes and sub-themes. Codes were initially established independently by both researchers. The researchers then compared and rigorously discussed these independently derived codes as part of an iterative process of data interpretation, continuing until consensus of data coding and analysis was achieved. This encouraged a more objective and detailed exploration of the individual data. Results and discussion of ndings To protect the condentiality of the participants in this research the Pass students are denoted P19 and the Fail students F19, in the analysis that follows. The focus of the investigation is to seek to understand, through student experience, why some students pass and others fail even though they are subjected to the same teaching and learning environment. To this end it is the areas of difference between the experience of pass and fail students that is of interest as possible areas of explanation. The analysis of the data revealed a number of interesting differences as follows: When reecting on their own academic failure(s), F students cite a myriad of underlying reasons and explanations. Common rationales include a poor memory; lack of adequate revision, attendance, time-management, motivation, encouragement or interest in a subject; poor teaching and illness. I didn t do enough work. F2 I let things slide and left it too late. F4 I just didn t attend any classes most of the time. F1 I left things to the last minute and I just ran out of time to revise. F5 I think I failed modules because I didn t like them. F7 F students almost invariably expressed failure as a personal failing regardless of the reasons underlying their failure, which clearly demonstrates the potential personal impact that failure has on students. This acceptance of failure at a personal level may indicate that failure is internalized by students creating their view of failure as some form of personal deciency. There is some support for this within the data: I just have a really bad memory. F3 I don t deserve to be on the nal year. F5 I m no good at organizing myself all my course notes are all over my bedroom oor I don t know where to start. F6 I failed because of my lack of application I m really bad at getting down to work. F8 I nd it hard to concentrate I always have done. F9 These initial rationales for failure were subsequently explored at a deeper level with students, which revealed a series of possible explanatory factors as follows: 98 Gracia and Jenkins 1. The impact of affect A number of F students stated that their initial decisions to enter university and study accounting were not driven by personal desire, or were unclear as to how these decisions had arisen: I came to university, well I wasnt going to come because I couldnt nd a course that I liked, my mates were saying that I ought to go to university, so I thought OK Id apply. I wanted to do Law, but I didn t get the points. F1 There wasn t a particular reason . . . I always wanted to be an architect. F2 I felt under pressure to come . . . peer pressure mainly . . . I had no intention of coming. F3 I didn t want to do accountancy. I wanted to do Art and Design but Im not very good at drawing. My friend was doing accountancy so I thought I would try it. Id rather be at a different university; this university is too close to home really. F4 To some extent F students may be seen as providing negative reasons to support their choices. In contrast, most P students provide positive reasons to support their choices of where and what to study. These P students frequently relate their initial decision to study at university to some form of encouragement, from family and friends and linked their choice of accounting to an afnity or comfortable association with numeracy, or a prior study of accounting. I felt that this university was more exible to the needs of mature students. P1 I had friends studying here and they recommended it. The course has a sandwich year and you can get a years work experience which means youve got more chance of getting a job at the end of it. P2 My Dad has a business and from a young age Ive sat with my Mum when she was doing the accounts. As I got older she gave me accounting jobs to do. I ve always wanted to do accountancy. P3 I ve had an interest in gures all along and my parents were very encouraging when I wanted to come. P7 I chose accountancy because I had studied it on my Access to Education course and decided that I really liked it. P4 This raises the possibility that the vague or negatively focused patterns of reasoning of F students may colour the longer-term attitude of students towards their studies, in a way that somehow adversely affects academic performance. One possible mechanism through which this inuence might be exerted is affect i.e. mood and general outlook. There is increasing evidence that shows that affective states have a powerful inuence on an individual s thought and behaviour patterns. Affect has a profound inuence on the memories we retrieve and the information we notice and learn (Ciarrochi et al. 2001, p. 47). Furthermore, Ciarrochi et al. hold that affect inuences both the process of thinking and the content of thinking, judgements and behaviour. They also state that affect infusion increases when individuals engage in thinking that uses memory-based information, which is typical of the pattern of learning that predominates in higher education. This view of the impact of affect on learning is supported by Adolphs and Damasio (2001) who state that affect inuences all other aspects of cognitive functioning, including memory, attention An exploration of student failure 99 and decision making (p. 45). The ndings of Suls (2001) also indicate that feelings of negative affect can create negative thinking and attitudes that impair an individual s ability to manage the situations he/she faces. Given this established impact of affect on learning (amongst other things) this may provide a possible explanation as to why students with negatively-focused patterns of reasoning may not perform as well academically as their counterparts. Indeed, responses from F students seem to support the role of affect in interfering with their academic performance: Sometimes I nd it difcult to motivate myself. I know I should be doing some work, but I just can t make myself do it if I don t feel like it. F8 Its always been the case that if I m not in the mood to revise that s it! There s no point in even trying because I know that I won t take any of it in anyway. So much of it is just memory work anyway and thats not my strong point. F6 I m here for the social-life really I d really rather go out with the boys than stay in and study! F9 2. Patterns of participation F students are frequently critical of their own levels of condence and feel that this adversely impinges on their ability to enter into verbal participation in classroom discussions. I m really quiet in the classroom and I don t like it if the teacher asks me a question. I can feel people looking at me and I ll say that I don t know, even if I do, just to stop the process. F8 I m naturally shy I d like to be able to talk more but it just makes me feel really stressed and uncomfortable. F6 It depends on how many people you know in the class. If you don t know people there s not that same sense of security about participating. F4 I m usually very quiet and I don t say very much. I m just not condent enough and I get very embarrassed if I don t give the right answer. F3 I usually keep quiet in case I get things wrong. F1 I am afraid to express my opinion I don t want the others to laugh at me. F2 Generally speaking the level of difculty is less amongst the P students: I don t mind participating in the tutorials. If I ve got something to say I ll just say it. P2 I just say what I want. I m not bothered if it s wrong or not. P1 I am sometimes a little bit afraid to discuss my opinions. It s important that the tutor is not too critical and is supportive of the student s ideas. P4 Many of the F students appear fearful that their answers will be incorrect, stemming from anxious sensitivity towards the reaction of others and a lack of condence in their own abilities. Such feelings inhibit participation, which may interfere with a student s ability to fully engage with the learning situation and the other participants in the learning experience: 100 Gracia and Jenkins I won t go to a class if I don t know anyone to talk to. F5 I m not very good at mixing with the other students or asking for help if I get stuck. I often feel that I am alone on this course. F1 I think that the other students don t listen to me they look bored with me or act as if they cant follow what Im saying. F7 Sometimes because of the lecturer I did not feel like going to the class . . . some lecturers denitely put up barriers to keep you out I just feel it! F3 Such impairments may damage students ability to maximize their learning potential by restricting their level of active engagement. Active engagement with the course can take a variety of forms including verbal participation. Another broad measure of active engagement with the course is that of attendance at classes. Attendance records for the academic year 1999/2000 show that the recorded attendance rate of P students (P1P9) ranges from 98%67%, with an average attendance of 88%, whilst that of the F students (F1F9) over the same period ranges from 92%53%, with an average attendance rate of 69%. The lower rates for the F students may indicate that their levels of active engagement with the course are less than that of their P contemporaries. Another area of engagement for the student is that of establishing a relationship with the tutor. Most students highlight the importance of the tutor as central contributors to their best and worst learning experiences. Most felt that the difference between the two extremes is tutor-related. Learning experiences cited include: One tutor allowed us to sit down in small groups and discuss our opinions. I started to grow in condence and I really enjoyed that. F3 One lecturer had a really droning voice and just used to give us a handout and then just read from it all the time. Some students actually fell asleep in her class! F4 It was the lecturer s fault. He wasn t at all interesting and he used to teach us with his eyes closed. It seemed that he expected us to do all the work and provide all the interest. F2 This underlines the pivotal role that tutors have in striking a balance between providing too much support (which may collude with students to strip them of control, encourage passivity and stie development of autonomous study patterns) and too little support (which can isolate students, deterring engagement and frustrate their efforts to become responsible, autonomous learners). The onus is therefore on tutors to provide appropriate levels of support and encouragement. The provision of such appropriate levels of support and encouragement may be even more necessary for F students who may already be struggling with poor course engagement; lower levels of attendance; a greater tendency to feel anxious about participating verbally in the classroom; and a preference for abdicating control for their learning into the hands of a willing tutor. 3. Expectation gap There is recognition by some students all P of the distinction between teaching and learning and the active role that students have to play in the learning process: It s the student s responsibility to work outside of the lectures. P2 It s important to work with the staff, who are there to guide you. P3 An exploration of student failure 101 Teaching and learning aren t the same thing the tutor starts you off, but you have to go and do the work yourself. P9 P students tend to view their relationships with tutors as reciprocal a partnership approach within which they work with tutors and recognize that they have to do the work . This presents a realistic view of the teaching process as something they interact with to maximize knowledge-transfer and achieve learning outcomes. In contrast, F students tend to view their relationship with tutors in more dependent and reliant terms with a narrower view of the teaching process as the means by which they passively receive knowledge-transfer: They should be doing all they can to help me to get an A . Their role doesnt end when the class nishes; they should be prepared to help outside the class. F3 To educate me and to explain the things that we don t understand! F4 They should pass over their knowledge explaining it to us. F1 I need the tutor to direct my learning. F2 Tutors should teach us everything that we need to know otherwise they are not doing their job properly! F7 I have to push the tutors sometimes to get them to tell me everything I need to know it makes me feel like a stalker! F8 These F responses largely view the tutor as a holder or store of knowledge and the teaching process as knowledge-transfer and indicates a much heavier reliance on the tutor. From this position it is arguable that P students hold more realistic expectations of the role of tutors whilst an expectation gap is exposed between F students and their tutors. When exploring with F students the existence of such an expectation gap and its impact on academic performance, a number of issues arise. Firstly students cite prior study experience as a possible contributor to the creation of the expectation gap . Many students come to university directly from school where more directive approaches to learning have been employed. Some responses seem to indicate that students had assumed that studying in HE would be similar to that at school: Coming to university straight from school was quite a shock! In school you talk through everything, and the teachers will do everything they can to make sure that you pass. F6 I am used to being in school where everything is done for you the teachers gave you all the notes and you didn t have to read many books! It is very different in university and I found it difcult to adjust. F3 Secondly, the issue of the reduced number of contact hours, in comparison to students prior study experience. This requires students to be able to manage their own learning outside of formal contact hours and some students felt that they needed more help to manage this effectively: In university you see the tutors a lot less than you did at school, and you have to do a lot of stuff on your own I nd that really hard. F9 It s harder than I thought it was going to be. I nd it hard to structure my own studying. F2 What F students appear to be describing is that their tutor-expectations are based on their prior learning exposure and experience and not on realistic information about the learning 102 Gracia and Jenkins approaches employed within HE. However, if these expectations are not met, students are faced with the challenge of adapting their approach to learning. If students do not effectively manage this transition into HE it may compromise their learning. As one particular F student stated: It s not just about the technical stuff I also need the tutors to help me to learn how to study. F7 4. The locus of control over learning When considering failure the issue of control over learning was raised. Paradoxically, whilst F students were ready to accept the responsibility for their failures they were reluctant to take control of their learning. All the F students express dissatisfaction with the level of control they have feeling it is too much and reject the idea of taking more control for their learning: I need the tutor to organize my learning . . . I m no good at organizing myself I need more self-discipline. F4 It s easier if everything is decided up front by the tutor I prefer them to be in control it gives me less to worry about. F2 I don t think its practical to have too much control. F3 I don t really want to take control of the learning I m not even sure how I could get control of it. If I had control and then I failed I would feel that it was my fault! F6 In contrast, P students generally demonstrate some level of control over their learning: I am the one who is here to study, so I should do that . . . it is not the tutor s responsibility. P2 In the classroom I feel 100% in control. P1 I have lots of control I can do as much work as I want outside of the class. Its up to me to read into it as much as I like. P4 As such F students appear to be more control-averse than their P counterparts and reveal a preference for the tutor controlling their learning. This could be interpreted as the adoption of a more passive approach to their learning. This desire to be controlled or directed suggests that F students within the sample place the locus of control for their learning with others, whilst P students seem more likely to place the locus of control with themselves and adopt a more active approach to their learning. Again the adoption of control-averse or control-accepting patterns of behaviour by a particular student may be linked to their prior educational experiences as discussed above, which may have provided a more directed approach that some students struggle to move away from and towards a more autonomous style of learning. Shared characteristics of F students and support mechanisms The research reveals a number of broad and common experiential features or character- istics amongst the F students. If students exhibit these characteristics it is possible that it may render them more susceptible to failure and hence be useful in understanding the differing levels of academic performance between students. These features comprise: An exploration of student failure 103 c Negative focus of reasoning and the impact of affect The vague or negatively-focused reasoning underlying the initial study choices of F students may belie a longer term affective state which inuences the longer-term attitude of students towards their studies, in a way that adversely affects academic performance. Provision of sustained student support strategies that include opportunities for long-term, open discussions of affective and attitudinal factors may be useful here. c Patterns of participation F students describe more reticence to participate than P students. Feelings of lack of condence and anxiety about the reaction of peers and tutors if they give an incorrect response act as participation inhibitors. These negative feelings concerning self may also impair a student s engagement with the course in terms of developing supportive study relationships with fellow students and their tutors and may interfere with patterns of class attendance and subsequent academic performance. The provision of a non-judgemental classroom climate that offers open acceptance of students may be useful in fostering student discussion and development and in actively supporting engagement. In addition it may be sensible to monitor attendance as an early-warning indicator of engagement difculties. c Tutor expectations gap P and F students view the relationship between themselves and their tutors in different ways. F students are inclined to expect the tutor to actively provide learning as an educational product, viewing themselves as the passive recipients of the learning product. Such an orientation may stem from familiarity and exposure to more directive forms of learning and the development of a reliance on such methods. This may make transition into HE troublesome for the student as a result if the shift to more autonomous learning approaches is not effectively managed. P students, in contrast, are more inclined to view themselves as active participants in the learning process. Support mechanisms and information exchange that focus on establishing realistic expectations of the roles and responsibilities of tutors and students, together with supported transition into HE may serve to facilitate the development of a partnership approach to learning and hence bridge the expectations gap. c Taking control of learning P students present as more control-accepting than their F counterparts who tend to be more control-averse. This links with the emerging view of F students as being more passive in their approach to learning. Such passivity is an inevitable by-product of the abdication of control and a preference for being directed in their learning. This could perhaps be interpreted as a form of educational immaturity, where students who may have developed tutor-reliant forms of learning are unable to adapt their learning strategies to overcome their passivity. Again, support mechanisms and information exchange may be useful in encouraging development of active self-responsibility in the learning process. Despite its cause, failure appears to be internalized by F students who express it largely in terms of personal deciencies. This strongly demonstrates the personal and emotional cost of failure to students especially given students dominant assessment-focus. There may be a case here for re-educating students and ourselves as tutors in terms of how we perceive failure . Internalizing it as a form of personal deciency is at one end of a spectrum of responses. An alternative view is that it is a valuable learning experience in itself that provides a tangible opportunity to understand where improvement and 104 Gracia and Jenkins development can be made! It is somewhat ironic that failure itself can be a strong building block of learning and, as such, our attitude towards it may warrant change. Failure is an important and personal event in the life of a student. Table 1 maps the particular features identied above to individual students. Such mapping demonstrates how the experience of each student relates to particular factors. This is important in that it rstly recognises the individual nature of each student and the reasons underlying their consequent failure whilst at the same time establishing areas of common experience and potential rationales for failure across the student sample. Conclusions and further research The identication of such common features is useful in terms of understanding the factors that may render students susceptible to failure and hence permit the early identication of vulnerable students and the development and targeting of appropriate support mechanisms to mitigate any potential impairment to academic performance. Using the areas of difference derived from the study the authors propose to attempt to develop a predictive model of academic performance with the potential of acting as an early warning indicator of those students who exhibit the behaviour patterns and attitudes that may render them susceptible to failure at the start of their studies. Such a predictive tool does have potential ethical issues connected with it in terms of providing an appropriate response aimed at support and remedy, subsequent to difculties being identied. It is the intention to develop such support strategies in tandem with the predictive model to obviate such ethical issues. Acknowledgements The authors are indebted to the university students who took part in the research and to the many constructive comments of the anonymous reviewer. References Adolphs, R., and Damasio, A. (2001) The interaction of affect and cognition: a neuro-biological perspective. In J.P. Forgas (ed.) Handbook of Affect and Social Cognition. 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