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w
y
1
u
t
=n,
where y
1
is the rst cell height, u
t
the friction velocity and n the
kinematic viscosity. An average value of Dy
w
40 was achieved
over the blades; due to the surface renement technique employed
by snappyHexMesh, the leading and trailing edges typically
possessed much lower values. Since the viscous sublayer is not fully
resolved (this requires Dy
w
z1), a wall function, based on Spalding's
law of the wall [26] was used.
In order to simulate stochastic loading on the turbine, an inow
turbulence generator is used. This is a numerical method for
generating synthetic turbulence at the simulation inlet. Here we
use the forward stepwise method; for a full description of the
method, see Kim et al. [27]. Evaluations of this method for hydro-
acoustic predictions has previously been made.
2.2. Solution method
Simulations were performed using the OpenFOAM
1
libraries. A
custom solver based on the pimpleDyMFoam application was used.
The main features of the solver are: pressure implicit splitting of
operators (PISO)-type [29] correction of the velocity; outer
corrector loops allowing higher time steps than PISO; grid rotation
via dynamic meshing and an arbitrary mesh interface (AMI); and
velocity uctuations generated by the FSMinserted during the PISO
loop. All discretisation schemes are second-order, apart from
convective acceleration, which uses a hybrid upwind-central dif-
ferencing scheme, giving good accuracy in regions where a central
scheme is less accurate [25,28]. Linear solution was achieved using
the biconjugate gradient method for velocity, and general algebraic
multigrid method for pressure. The solvers exit the iteration loop
when a tolerance of 10
9
(velocity) and 10
6
(pressure) is achieved
within each loop.
The pimpleDyMFoam solver allows the maximum Courant
number Co jujDt=Dx to exceed unity, where juj is a local velocity
magnitude, Dt the time step and Dx the cell dimension; simulations
used a maximum time step Dt
DtU
0
=D 3:5 10
5
, based on
the reference (freestream) velocity U
0
, and turbine diameter D.
where the maximum Courant number was also limited to four. This
time step is the same as that used for other tidal turbine LES [17],
and results in 40 time steps per degree of rotation. A transient
phase of four turbine rotations was assumed (T
TU
0
=Dz2:3),
allowing the inowturbulence to reach the rotor plane. Probe, force
and sound pressure were then sampled at f
sample
n/300, or 100
times per blade passage, for a further T
using
only the term relating to uid loading, which is an acoustic dipole.
This is given by
p'x; tz
x
i
4pc
0
2
v
vt
%
S
n
j
p
ij
dhdSy: (1)
In Equation (1), p
0
is acoustic pressure, x and y denote the
receiver and source locations, jrj jx yj, c
0
is the speed of sound,
equal to 1500 ms
1
in water, n
j
is the normal vector to the surface S,
and d is the Dirac delta function. This form of the FW-H equation is
suitable for low Mach number ows where broadband noise is of
interest. It assumes the receiver to be in the acoustic far-eld
(jrj[l) and the source to be compact (Ll, where L is the source
dimension). The integration surface (corresponding to h 0) is
taken to be the solid boundary.
1
www.openfoam.org/.
T.P. Lloyd et al. / Renewable Energy 71 (2014) 742e754 743
A receiver distance of jrj 2D was used, since it lies in the
acoustic far-eld for a typical rotor [31], but still within the range
that environmental impact is possible [18]. Sound pressure level
predictions were made at three receiver angles of q 0
, 45
and
90
, where 0
x
u
x
D=U
0
is the normal-
ised streamwise vorticity, plotted on a vertical slice; Q is the second
invariant of the velocity gradient tensor, which provides a scalar
eld for vortex identication. The snapshot has been taken at
T
*
1.3, which corresponds to the transient phase of the simula-
tion, in order to show the distinction between the inowand wake
turbulence. On the left of the gure, the large streamwise length
scale of the inow turbulence may be observed; based on the
specied parameters, scales as large as the rotor diameter should
exist. Behind the rotor plane, tip vortices are seen to convect
through the AMI. Vortices also form from the turbine hub. In the
near wake region (x/D < 5) the wake structure appears fairly
coherent, while further downstream, the increase in turbulence
mixing leads to more ne scale structures.
Fig. 6 illustrates this further, using a perspective view and two
different isosurface values for Q: the value Q 0.5 ms
1
allows the
large inowturbulence structures to be seen; while the Q 5 ms
1
contour reveals the turbine wake vortices.
6. Unsteady loading
Performance assessment of the turbine is made in terms of
thrust and power. Fig. 7 depicts time traces of the turbine thrust
and power, while Fig. 8 shows the associated spectra. The instan-
taneous thrust and power coefcients monitored during the
simulation were calculated as
C
T
t
2F
x
t
r
0
AU
2
0
(4a)
and
C
P
t
2UM
x
t
r
0
AU
3
0
; (4b)
where F
x
is the thrust (streamwise force), and M
x
is torque. Time
and frequency have been normalised using the rotation rate n. The
mean values for both numerical and experimental results are
included in Fig. 7, as well as in Table 4. Also included are results for
the same case obtained using blade element momentum theory
(BEMT) by Banks et al. [39], and using LES [17]. An increase in thrust
coefcient between the LES cases with and without inow turbu-
lence is seen. No corresponding increase in power is observed
however. This agrees with similar studies from the literature
[14,17]. In comparison to the BEMT results, the LES value of C
T
is
closer to the experiment, while for C
P
the BEMT shows better
agreement. This is due to the use of wall functions in the LES, which
(in OpenFOAM
and L 6. The
data presented in Table 4 are for I z20%, since this is closest to the
present study. The values for the present study are higher than in
Ref. [17], who simulated 24 turbine rotations, compared to 16
performed here. This suggests that a longer statistical sampling
period would reduce rms coefcients. The magnitudes of the rms
values for the LES case with inowturbulence are approximately 30
times higher than for the case without. Afgan et al. [17] presented
similarly small values for a case with I z 1%.
Two main features of the time traces of thrust and power are
evident in Fig. 7. The slowly varying part is associated with the
passage of the largest length scales; these have a period of just over
1 s, corresponding to a length scale approximately twice the inte-
gral length. The higher frequency uctuations may be attributed to
the blades cutting through long streamwise eddies. This results in
blade-to-blade correlation of the thrust and torque.
The spectra presented in Fig. 8 are characterised by humps
known as haystacks, close to the blade passing frequency (BPF; 0th
harmonic) and rst harmonic (at approximately 10 and 20 Hz
respectively). The decibel difference between the numerical spectra
and representative smooth curve at these frequencies is indicated
Fig. 3. Effect of AMI on resolved turbulence: normalised streamwise velocity u
u=U
0
, upstream of turbine.
Fig. 4. Streamwise velocity spectra at probe locations upstream and downstream of
arbitrary mesh interface: probes 1 and 2 located at x=D 0:25 and 0:375 on the
domain centreline.
Table 3
Summary of velocity probe data for tidal turbine in open domain. Probe locations
shown in Fig. 1.
Probe 1 2 3 4
x=D 0.375 0.25 0.25 0.25
y=D 0.0 0.0 0.35 0.35
u 1.20 0.97 1.11 0.81
Ix=% 13.8 15.7 19.3 24.0
Iy=% 12.7 15.2 17.0 21.0
Iz=% 15.0 20.2 19.7 21.6
Lx=m 0.81 0.43 0.3 0.21
T.P. Lloyd et al. / Renewable Energy 71 (2014) 742e754 746
Fig. 5. Flow visualisation of tidal turbine in open domain at T
1:3: isosurface of Q 10 s
1
and x-y plane slice of u
x
at domain centreline. Inlet on left.
Fig. 6. Flow visualisation of tidal turbine in open domain at T
at
z=D 2. Inlet on left.
Fig. 7. Time trace of thrust and power coefcient for cases with and without inow
turbulence. Time non-dimensionalised as t
and 90
and 90
and
90
is z16 dB.
Morton et al. [45] attributed this monopole-like behaviour to
increased tip loading at low advance coefcients. The turbine
advance coefcient (J p=L 0:53) is slightly lower than that
used by Morton et al. [45], where J 0.7. This may explain the larger
increase in level observed, compared to Morton et al. [45], who saw
a 10 dB difference between the same angles. Hence there is po-
tential for further investigation of the effect of turbine operating
condition on noise directivity. Despite this, Fig. 14(a) provides evi-
dence of the improved predictive capabilities of the simulation
compared to the analytical model used here.
Cases with and without inow turbulence are now compared.
The noise directivity without inow turbulence is shown in Fig. 15,
along with the data for the case with inow turbulence at q 0
, it may be
concluded that the loading noise in the turbine axis is negligible
when the inow is steady. This would be expected, since there are
no incoming velocity uctuations to generate unsteady thrust on
the rotor. However, at q 45 and 90
).
8. Full scale noise
8.1. Acoustic scaling
In order to carry out environmental impact studies, full scale
turbine source levels are required. This data may be used to
investigate animal response experimentally [1] or make noise
impact predictions at the turbine design stage [18]. Full scale tur-
bine noise has been assessed using two approaches: scaling of the
model scale simulation results; and use of Blake's model for a full
scale turbine, as previously presented in Lloyd et al. [18]. The
scaling procedure was rst presented in Ref. [22], and is similar to
that recommended by ITTC [7], and by Wang et al. [5] for tidal
turbine measured noise.
Rudimentary scaling is based on the Strouhal number
St
fD
U
2
0
U
2
R
2
_ (8)
and the acoustic intensity
I
p
02
r
0
c
0
: (9)
Denoting model and full scale values by the subscripts 'M' and 'F',
the frequency scales as
f
F
f
M
n
F
n
M
: (10)
The acoustic intensity can be assumed to scale as
I
r
0
u
5
2
c
2
0
jrj
2
; (11)
Fig. 10. Acoustic source on suction (downstream) side turbine blades for open domain, visualised as surface sound pressure level SPLw p
0
1m Pa.
Fig. 11. Acoustic source on turbine blade tip, visualised as surface sound pressure level
SPLw p
0
1m Pa.
T.P. Lloyd et al. / Renewable Energy 71 (2014) 742e754 749
Fig. 12. Distribution of Powell's sound source close to turbine blades: isosurfaces of P V,u u 5 10
6
s
1
(black) and rotor plane slices of normalised instantaneous streamwise velocity u
.
T
.
P
.
L
l
o
y
d
e
t
a
l
.
/
R
e
n
e
w
a
b
l
e
E
n
e
r
g
y
7
1
(
2
0
1
4
)
7
4
2
e
7
5
4
7
5
0
following Howe [[47], chap. 3]. Hence, taking u U
T
(the tip
velocity),
p
02
F
p
02
M
U
F
U
M
_ _
5
M
_ _
2
jrj
M
jrj
F
_ _
2
: (12)
It has been assumed that the speed of sound is constant be-
tween model and full scale. The result of applying this scaling
procedure to the model scale data is shown in Fig. 16. Blake's model
using full scale parameters is also included. The full scale turbine is
assumed geometrically similar to the model scale device, with a
rotor diameter of 22 m; this is reasonable for installed turbines [48],
and has been used for both empirical [19] and numerical [22]
studies. The tidal velocity is taken to be 2.5 ms
1
, with the same
turbulence characteristics as described in Section 2.
Fig. 16 is evidence that the scaling procedure is reasonably ac-
curate for this simple case. The cutoff frequency, as a result of the
scaling procedure, reduces to z14 Hz. In order to allowcomparison
between model and full scale data, and to published source levels
(which may use a different bandwidth), indicative full scale sound
levels are provided in Table 5.
The 1 Hz bandwidth source level of 1441 mPa
2
m
2
Hz
1
is z6 dB
lower than the peak value predicted from measurement data by
Wang et al. [5], using a similar scaling method. This discrepancy is
likely due to cavitation noise, which was observed in the experi-
ments, and has not been simulated. Suction side leading edge
cavitation was seen by Molland et al. [49], who tested the NACA 63-
815 section used to design the turbine blade simulated here.
A further noise source is expected to be mechanical noise, which
results from the drive train components of the turbine. Account for
this noise source can be made using an empirical model by Lloyd
et al. [19]. In this case, the resulting third-octave turbine sound
level is z160 dB re 1 mPa
2
Hz
1
at 1 m. In Lloyd et al. [19], the source
level of the mechanical and hydrodynamic noise sources was
estimated to be approximately equal. Assuming the two sources are
incoherent, their sound pressure levels may be combined as
SPL
AB
10log
10
_
_
10
SPL
A
10
10
SPL
B
10
_
_
; (13)
where A and B are two different incoherent sources. This results
in a z3 dB increase in combined source level.
8.2. Environmental impact and mitigation
The acoustic predictions presented in Fig. 16 may be used to
perform environmental impact assessments. Here a simplied
assessment is made based on the source level presented in Table 5.
The species most likely to be affected are sh, due to their hearing
sensitivity being higher at low frequencies [1]. Li and alis al [6]
found that vertical axis tidal turbine noise peaked at 4 Hz, but
did not present an impact assessment. The peak of inow turbu-
lence noise simulated here occurs at <1 Hz. Since this is below the
lowest frequency available from hearing threshold data for marine
species [4], it is hard to assess its environmental impact. The cutoff
frequency of the spectrum does however lie within the range of
hearing threshold data. At 10 Hz, typical values for sh hearing
threshold and ocean background noise are 80 dB re 1 mPa
2
[4] and
Fig. 13. Sound pressure level for model scale turbine in open domain at q 0
+
and
jrj 2D, predicted using FW-H equation and Blake's analytical model. Df 1 Hz.
Dashed line indicates equivalent smooth analytical spectrum L xP; dotted line
denotes analytical spectrum where L x[P=B.
Fig. 14. Noise directivity for model scale turbine at jrj 2D.
T.P. Lloyd et al. / Renewable Energy 71 (2014) 742e754 751
75 dB re 1 mPa
2
Hz
1
[[50], chap. 7] respectively. The latter value is
typical of shipping noise. Although the simulation does not resolve
spectra up to the highest frequency of interest in terms of envi-
ronmental impact (z100 Hz), the maximum amplitude of the hy-
drodynamic noise is captured.
Based on the SPL of 108 dB re 1 mPa
2
Hz
1
quoted in Table 5, no
hearing threshold shift would be expected. This requires the SPL to
exceed the species' hearing threshold by at least 75 dB for 8 hour
within a 24 hour period [4]. Hearing threshold shift has been pre-
dicted by Ref. [19] however; accounting for mechanical noise as
well as an array of three turbines, a third-octave SPL of 140 dB re
1 mPa
2
Hz
1
was estimated at a frequency of 160 Hz. This agrees
with full scale measurements of tidal turbine source levels used to
carry out environmental impact assessments [1,3], and suggests
that mechanical noise may be more important at higher fre-
quencies than inow turbulence noise.
Since the unsteady inow conditions experienced by installed
turbines are difcult to avoid, noise reduction of devices would
ideally focus on reducing tip speed, due to the fth power de-
pendency of acoustic pressure on velocity. However, as turbines
typically have an optimum tip speed ratio of 5e6 [33], this strategy
would lead to a reduction in turbine efciency. Thus we recom-
mend to reduce the turbine diameter, while maintaining a constant
tip speed ratio. Due to the fact that turbine power is proportional to
D
2
u
3
, the energy generation of smaller turbines will reduce
signicantly. This may be counteracted by the installation of mul-
tiple devices [51]. A move towards utilising numerous smaller
turbines would reduce overall noise radiation per unit of power
generated. Assuming that all turbines have the same source level,
the noise due to an array of turbines would only increase by
10log
10
(N
D
) compared to a single device, where N
D
is number of
devices. Large scale arrays may cause masking however, affecting
animal communications [2].
9. Conclusions
A simulation approach for predicting tidal turbine hydrody-
namic noise has been developed and evaluated. The simulations
utilise three key components not used together before in the cur-
rent application. These are: numerically generated inow turbu-
lence; fully resolved turbine geometry using large eddy simulation
and an arbitrary mesh interface; and acoustic predictions via the
Ffowcs WilliamseHawkings equation.
The spatial and temporal quality of the interpolation at the
interface was assessed and found to be sufcient to allow the un-
steady inow to convect onto the rotor. The inow turbulence
characteristics used (anisotropic length scales and isotropic tur-
bulence intensity) captured the gross features of the turbine
response. However, the simulations could be developed to include
inhomogeneous turbulence statistics more similar to a tidal
channel.
Acoustic predictions were shown to be in good agreement with
an analytical model, and exhibited characteristic haystacks caused
by blade-to-blade correlation of the thrust response. The dominant
acoustic sources have been shown to be concentrated at towards
the blade tips, due to the high loading condition of the turbine. This
also causes the noise to radiate more akin to a monopole than a
dipole source. Estimates of full scale turbine noise were derived
using rudimentary scaling procedures, which were shown to agree
with analytical estimates. The derived source level of 144 dB re
1 mPa
2
Hz
1
at 1 m is not expected to cause physical impact to sh.
The reported simulations may also be used to assess dynamic
loads for blade design, such as root bending moment, although this
was not the aim of the present study. It is expected that this type of
simulation may be extended to allow uid structure interaction
analyses in the future.
Acknowledgements
The authors wish to thank Dr. Yusik Kimfor providing the inow
turbulence generator code. Computations were performed using
the IRIDIS 4 cluster at the University of Southampton. The nancial
support of dstl, QinetiQ and the University of Southampton is
gratefully acknowledged.
Nomenclature
Latin
A rotor disc area [m
2
]
B number of blades []
Fig. 15. Noise directivity for model scale turbine: case without inow turbulence, at
jrj 2D. Steady loading (Gutin sound) indicated at rotation rate (n) and blade passing
frequency (BPF). Data for case with inow turbulence at q 0
+
included for compar-
ison (turb).
Fig. 16. Sound pressure level for full scale turbine in open domain at q 0
+
and
jrj 2D, predicted using scaling method and Blake's analytical model. Df 0:01 Hz.
For SPL comparable to model scale data presented in Fig. 13, see Table 5.
Table 5
Full scale turbine noise levels at blade passing frequency, chosen to be representa-
tive of peak spectral level. Sound pressure level from scaled data.
Quantity Df Correction Value Unit
SPL 0.01 e 88 dB re 1mPa
2
Hz
1
SPL 1 e 108
SSL 0.01 20log
10
jrj 1 124 dB re 1m Pa
2
Hz
1
at 1 m
SSL 1 10log
10
Df 144
third octave SSL 0.4 10log
10
Df 140
T.P. Lloyd et al. / Renewable Energy 71 (2014) 742e754 752
Co Courant number []
C
P
power coefcient []
C
T
thrust coefcient []
c
0
sound speed [ms
1
]
D rotor diameter [m]
f frequency [s
1
]
I acoustic intensity [kgs
3
]
I turbulence intensity [%]
J advance ratio []
L length [m]
L integral length scale [m]
n rotation rate [s
1
]
P blade pitch [m]
P Powell's source term [s
2
]
p pressure [kg m
1
s
2
]
p
0
reference pressure [kg m
1
s
2
]
Q second-invariant of velocity gradient tensor [s
1
]
R turbine tip radius [m]
r radius [m]
jrj source-receiver distance [m]
T time [s]
Dt time step [s]
U
0
reference velocity [ms
1
]
u (streamwise) velocity [ms
1
]
x streamwise position [m]
Dx cell dimension [m]
Dy
w
non-dimensional rst grid cell height []
Greek
g blade twist angle [deg]
q receiver angle [deg]
L tip speed ratio []
l wavelength [m]
r
0
uid density [kg m
3
]
U angular velocity [rad s
1
]
u angular frequency [rad s
1
]
u vorticity vector [s
1
]
Subscripts
0 reference value
F full scale
I interface value
M model scale
rms root mean square
w wall value
Superscripts
* normalised
0
uctuation
-
mean
Acronyms
AMI arbitrary mesh interface
BEMT blade element momentum theory
BPF blade passing frequency
HATT horizontal axis tidal turbine
ITTC international towing tank conference
LES large eddy simulation
OASPL overall sound pressure level
PISO pressure implicit splitting of operators
SPL sound pressure level
SSL spectral source level
Appendix A. Analytical thrust loading model
As no experimental noise data is available for comparison, an
analytical model for thrust loading noise has been used [20, chap.
10]. It assumes one of two forms, depending on the ratio of the
integral length scale to the rotor pitch. It is also a free-eld model,
i.e the effects of solid boundaries on the owand acoustic radiation
are not taken into account. The mean square thrust for a bandwidth
Df is approximated as
T
2
f ; Df
_
_
_
16p
3
L
R
3R
Df
n
_
qc
J
_
2
u
02
U
2
0
S
_
u
c
R
_
2
F
_
u
q
_
Au
2
; L
x
>P (A.1a)
T
2
f ; Df
16p
3
BL
R
3R
Df
n
_
qc
J
_
2
u
02
U
2
0
S
_
u
c
R
_
2
F
_
u
q
_
; L
x
P
_
B
(A.1b)
where
u
u
_
U; L
R
L
R
_
R and L
q
L
q
_
R (A.2)
are the normalised angular frequency, and normalised radial and
circumferential integral length scales;
J U
0
_
nD; n U
_
2p and q 1
_
2r
0
U
2
0
(A.3)
are the advance coefcient, the rotational frequency and the dy-
namic pressure; c and u
02
are the blade tip chord and mean square
velocity uctuation; and P and B are the pitch and number of blades
respectively. The Sears and admittance functions are given by
S
_
u
c
R
_
2
z
1
1 puc=U
R
(A.4)
and
Au
sinpu
expfiB 1g
_
pu
B
_
sin
_
pu
B
_ : (A.5)
The length scale function is
F u
q
_ _
L
q
1 u
q
_ _
2
: (A.6)
Integral length scales in Equation A.1a and A.1b are approxi-
mated as a circumferential average of the Cartesian length scales
L
0
used in the simulations, giving L
R
L
q
z0:35 m.
The far eld acoustic mean square pressure is derived from T
2
using
p
02
jrj; f ; Df
kcosq
4pjrj
_ _
2
T
2
f ; Df ; (A.7)
where jrj is the receiver distance and k 2p/l the wavenumber.
T.P. Lloyd et al. / Renewable Energy 71 (2014) 742e754 753
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