COLORS AND THEIR CHARACTER A PSYCHOLOGICAL STUDY ACADEMISCH PROEFSCHRIFT TER VERKRIJGING VAN DE GRAAD VAN DOCTOR IN DE LETTEREN EN WIJSBE- GEERTE AAN DE RIJKS-UNIVERSITEIT TE UTRECHT OP GEZAG VAN DE RECTOR MAGNIFICUS DR. H. J. M. WEVE, HOOG- LERAAR IN DE FACULTEIT DER GE- NEESKUNDE, VOLGENS BESLUIT VAN DE SENAAT VAN DE UNIVERSITEIT TE VER- DEDIGENOPVRIJDAG 16 DECEMBER 1949, DES MIDDAGS TE 3 UUR DOOR BENJAMIN JAN KOUWER GEBOREN TE GRONINGEN SPRINGER-SCIENCE+BUSINESS MEDIA, B.V. 1949 PRoMoToR: PRoF. DR F. J. ]. BuYTENDIJK ISBN 978-94-011-8235-5 ISBN 978-94-011-8906-4 (eBook) DOI 10.1007/978-94-011-8906-4 AAN MIJN VADER EN MIJN GROOTMOEDER De beeindiging van mijn universitaire studie biedt mij de ge- legenheid om mijn dank uit te spreken aan allen, die hebben bij- gedragen tot mijn wetenschappelijke vorming. In de eerste plaats uit ik mijn erkentelijkheid jegens U, hoog- geleerde Buytendijk, hooggeachte Promotor, aan wiens weten- schappelijke Ieiding ik zo veel verschuldigd ben. De onnavolgbare wijze, waarop gij steeds door het brengen van nieuwe ideeen hebt bijgedragen tot de theoretische verdieping van het wetenschap- pelijk werk, is van essentiele betekenis geweest voor mijn studie. Ook U, hooggeleerde Langeveld, ben ik zeer veel dank verschul- digd, niet alleen voor de wijze waarop gij mij hebt bijgestaan bij mijn theoretische vorming, maar ook voor de persoonlijke hulp welke gij mij ten alle tijde bereid bent geweest te geven. Een belangrijk deel van mijn vorming dank ik aan U, hoogge- leerde Fischer en Rmke, die mij hebt ingeleid in de gebieden, waartoe ik als psycholoog geen directe toegang had. U, haaggeleerde van Lennep breng ik dank voor de vele advie- zen en opmerkingen, die U over mijn werk hebt willen maken, en ik hoop van Uw Ieiding in de toekomst nog veel profijt te mogen trekken. Prof. Reichling ben ik zeer erkentelijk voor de welwillende wijze waarop hij het taalkundig gedeelte van mijn proefschrift aan zijn critiek heeft willen onderwerpen. De vertaalster, Mevrouw Bos-van Kasteel, die op zo uitnemen- de wijze de vertaling verzorgde, en mij ook op andere wijze bij mijn arbeid heeft geholpen, ben ik bijzondere dank verschuldigd. Metgrotewaarderingvermeld ik ookMrs. Coulter D. Huyler, Jr., die geheel belangeloos bereid was, de uiteindelijke vertaling aan haar oordeel te onderwerpen. Tenslotte nog een woord van dank aan allen, die aan mijn on- derzoekingen hun medewerking hebben verleend, in het bijzonder aan de wetenschappelijke staf van het Psychologisch Laborato- num. LIST OF FIGURES LIST OF T ABLES INTRODUCTION . CONTENTS PART I AN OUTUNE OF PROBLEMS PER- TAINING TO COLOR XII XII Chapter 1. THE N AMING OF COLOR lMPRESSIONS. 7 A. Color impression and color concept . 7 B. Color names among various peoples 11 C. The development of color names . . 25 Chapter 2. STUDIES ON THE EXPERIENCING OF CaLORS 33 A. Color preferences . . . . . . . . 33 B. The affective character of color . 39 C. Synesthesia . . . . . . . . . . 42 D. Symbolism and association . . . 48 Chapter 3. A FEW OBSERVATIONS ON PHENOMENOLOGY. 55 PART II EXPERIMENTAL RESEARCH Chapter 1. EXPERIMENTAL PROCEDURE . Chapter 2. DISGUSSION OF THE RESULTS. A. Statistical results B. Black C. White .... . D. Red ..... . E. Yellow and Orange F. Blue . . . . . . . G. Green ..... . H. Purple, Brown and Gray. I. Review ........ . 67 78 78 87 94 102 107 115 122 126 132 XII CONTENTS Chapter 3. THE CoLOR CHARACTER APPLIED. A. The expressive function of color . B. The psycho-diagnostic use of color SuMMARY .. BIBLIOGRAPHY APPENDIX (TABLES A-D) NAME INDEX .. SUBJECT INDEX LIST OF FIGURES 1. Schematic representation of the character of red, 137 137 143 159 163 171 181 184 white and yellow . . . . . . . . . . . . . . 110 2. The system of colors, after Goethe . . . . . . 136 3. Frequency distribution of the words attributed to each color . . . . . . . . . . . . . . . . . . . . . . 176 LIST OF T ABLES 1. Color words used in the color experiments . . . . . . 68 2. Age and sex of the subjects tested with Series I, II and III . . . . . . . . . . . . . . . . . . . . . . 69 3. The relative use of the colors in the color experiments 78 4. Scheme of the distribution of a single word among the various colors . . . . . . . . . . . . . . . . . 79 5. Color preference . . . . . . . . . . . . . . . . 85 6. Frequency distribution of a few words with the colors black, purple, brown and gray . . . . . . . . . . . 127 A. The distribution of the words among the colors in the combined Series I, II and III. . . . . . . . . . . . 173 B. The distribution of percentages for each separate color in Series I . . . . . . . . . . . . . . . . . . . 177 C. The words most frequently combined with each color . 178 D. Spontaneaus judgments on the colors under Instruction II and IV . . . . . . . . . . . . . . . . . . . . 179 INTRODUCTION In everyday life there does not seem to be anything unusual in speaking of the "character" of colors. We may speak of a delicate blue, a vivid red, a lively yellow, a naive green. Colors mean something to us; they have a kind of personality, more or less to be compared with the human personality. The ancient Egyptian word w for "color" later came to mean also the character of a living being (8z, 414). Mantegazza even speaks of the "soul" of a color. A fine example of the intensity with which colors may be experienced is the following quotation from Sartre (204, 25). An artist coming from a cafe enters the sunlit street: "toutes les couleurs s'etaient allumees en meme temps et lui faisaient fete, comme en 29, c'etait le bal de la Redoute, le Camaval, la Fan- tasia; les gens et les obj ets s' etaient congestionnes; le violet d'une robe se viola<;ait, la porte rouge d'un drugstore toumait au cramoisi, les couleurs battaient a grands coups dans les choses, comme des pouls affoles; c'etaient des elancements, des vibrations qui s'enflaient jusqu'a l'explosion." Here the colors have <(ome to life completely. They crowd in on the observer and on each other: "elles s'exaltent ou se detruisent comme s'il s'agissait de realites vivantes" (II6, 424). Bachelard calls colors "substantial forces" and Goethe's statement that "die Farben sind Thaten des Lichts, Thaten und Leiden" has become classic. In actual perception the various colors form dynamic elements, which not only register as neutral data but also play an active role in perception: "les qualites ne sont pas tant pour nous des etats que des devenirs. Les adjectifs qualitatifs. . . sont plus pres des verbes que des noms. Rouge est plus pres de rougir que de rougeur" (IO, 89). In German some color names can even be used as verbs: ''die Colors and their Character 2 INTRODUCTION Bume grnen, der Himmel blaut, der Tag graut" (I64, 95). Theseexpressions do not mean that the trees become green, or that the sky is tuming blue (cf. "to redden" = to become red). The trees are green, the sky is blue, the day is gray. These qualities are here taken by their activity, by their dynamic meaning in perception. In poetry many analogaus forms can be found. Of course the use of the concept "character" in this context is purely un-theoretical, without any anthropomorphic impli- cations; nor does it presuppose any "real" life of the colors, or any character or soul such as human beings possess. These words areusedonlytodescribe the impressions made by the colors; they have no value except phenomenally. The objective background is ignored. There is no question of what the colors are, but only of how they appear. Werner (I67, 444) calls this aspect of the colors their "phy- siognomy." He writes: "die Farben knnen auch gesichthaft an- geschaut sein; dann ist 'rot' beispielsweise nicht die optisch- spektrale Qualitt, sondern etwas anderes, ein Gesicht mit Eigenschaften eines lebendig brennenden, kraftvoll energischen Ausdrucks." The direct opposite of the above is the scientific concept of color such as it is used particularly in physics and physiology. Workers in those fields will consider the above examples either as poetic descriptions or as grave inaccuracies of popular usage, inaccuracies carefully to be avoided whenever color is treated scientifically. Natural science seeks only facts which can be established objectively. But the character of color is hardly subject to objective treatment at all. Whenever natural science deals with "color," it means the color in its most objective sense, divested completely of all its aforementioned, subjective side-meanings. Its ideal is a picture of color which is exactly the same for everybody, without any possibility of individual variations. It strives to arrive at this ideal through study of as many people as possible, by means of statistical analysis and the use of objective registration apparatus. There is no room here for such aspects as "character," "life," "soul": all these are subject to momentary influences and the personality of the observer. INTRODUCTION 3 Thus far in the study of color the emphasis has been chiefly on the physical and physiological sides of the problem. In almost any one of the specialized sturlies on color (e.g. zz or 44) we will find that the major part is devoted to color physics. While there may be a few chapters dealing with the most important physiological theories on color vision, only very few remarks are found about the psychology of color. The latteras a rule are utterly vague and limited to a few intuitive everyday experiences. A more serious study of the typical psychological meaning of color is an ex- ception. It is to this psychological aspect of color that the present study is devoted: to color as it appears to us, as it is perceived by us. The "subjective" aspect of every color impression is not only accepted, but even made the basis of this study: it is concerned with color only in the fully subjective meaning it has for the observer. Any attempt to relate it to objective facts is avoided. It is considered completely irrelevant whether the color is actually seen or a hallucination, an afterimage or a cantrast color; the spectral composition of the color is disregarded. The study deals exclusively with the subjective color impression, its character as actually perceived. The acceptance of the subjective element in color does not imply that the treatment, the method of study should also be subjective. It is very \vell possiblc tO dcal \vith the subjecti,re in a scientifically satisfactory way, arriving at generally acceptable conclusions. The possibility of such a method will be discussed in Part I, chapter 3. Previous studies of the character of color will be reviewed very briefly. Those aspects which are important in connection with the present discussion will be stressed. Fora wider historical survey, including a comprehensive review of Iiterature on the subject, the reader is referred to Skard. PART I AN OUTLINE OF PROBLEMS PERTAINING TO COLOR CHAPTER I THE NAMING OF COLOR IMPRESSIONS A. COLOR IMPRESSION AND COLOR CONCEPT It is impossible to study color psychology without studying the langnage and its way to indicate colors. The langnage is such an essential factor in human existence that color preception inevi- tably bears its mark. For not only do color terms develop on the basis of color impressions, but conversely is color perception to a certain extent determined by the color vocabulary. In the following sections the emphasis will be on the color's function in the concrete situation, on its close relationship with all the other factors of that situation. In dealing with a color's name, however, we must consider the color on its own, apart from any concrete situation. When I call a color "red," it is not suf- ficient that I perceive it in a given situation; in giving it a name I distinguish it in that situation as something sui generis, as the color called "red" per se. In order to name a color it must first be abstracted from the concrete situation. Inrealityacolorismostlythe color of something. t) In aconcrete situation the color is given as an independent entity; it is a quality of something eise, of an object. As Scheler (IJJ, 126) states for example: "Farben und Tne ... erscheinen in der 'na- trlichen Anschauung' ... nur so weit, als sie fr ... gewisse Be- ziehungswahrnehmungen und Gestalten eine bestimmte sym- bolische Leistung bernehmen. Wir sehen da zunchst 'Kir- schen' und hren einen 'Wagen fahren' und nur so weit und nur in jenen Einheiten, als Farbe und Ton diese 'Wahrnehmungen' vermitteln, gehen sie selbst sekundr in das hier 'Gegebene' 1) The problern of the "filmy" colors will not be treated in the present study. 8 THE NAMING OF COLOR IMPRESSIONS ein." Practically color is only important in so far as it indicates something, in sofaras it is a token of something. The real impor- tance of the red-ness of blood lies in the fact that it indicates the presence of blood. We don't notice the red color apart from the blood, but in the red we see the blood. The gray of ominous thunderclouds is not observed as an independent factor, but we see it in so far as it indicates the imminence of a thunderstorm. Color therefore derives its importance from its function of re- presenting something eise. t) This holds true only for the "original" form of perception, the concrete, practical form in which color has not yet been separated from the concrete situation. Whenever the color must be observed and named as an isolated phenomenon, a special attitude must be developed: the process of abstraction has to take place. This is proved strikingly by certain cases of brain injury as a result of which this capacity of abstraction is lacking. These patients are unable to name a given color. For them only the concrete thing has significance: the thread, the sheet of paper, of which the color is an integral part. For them it is impossible to view the color per se, independent of the object, and therefore to name the color. At best they can compare the object with another. They may call a red thread "cherry-like," a green one "grass-like" or a blue one "violet-like," but for such a comparison no abstraction of the color is required. There is a direct relation between the impression made by the thread, and that of a cherry, a violet, or grass, and there is no need first to view the color in itself and then, secondarily, to compare it with some object. In the comparisons made above two concrete impressions are com- pared without explicit consideration of the color. However, it would be wrong to think that the abstraction should necessarily be made before the color could be given a name. The abstraction is made with the help of the color name which is the medium through which the color can be lifted from the concrete situation and considered by itself. Only by using the word "red" we can indicate the redness as an independent phe- nomenon, without any reference to the object which happens to possess that color. In nature color as such never appears, and it I) In manylanguages the word for "color" means: form, shape, appearance {ror, 15). The Chinese for "color" (se) rneans "quality." THE NAMING OF COLOR IMPRESSIONS 9 takes a special instrument to abstract color from the concrete situation. Such an instrument is given in the color name (although other symbols, such as numbers, may have the same function). Only the use of these symbols enables us to deal with the color . per se. The only presupposition here is: the ability to make this ab- straction. The abovementioned patients lacked this ability al- though the color words did exist for them and although they often in conversation used them in an apparently normal way. But they would use them purely automatically, mechanically, in formulas they had learned before their brain was injured. They would for example speak of "green trees," or of "red blood," or of a "blue sky," not because they would actually abstract and name those colors, but because trees, blood and the sky are usually said tobe green, red and blue. So used thesecolor words have no function; these words do not abstract the color from the object. Thus it was impossible for these patients to name the color of any specific object given to them. Of course, the meaning of a term has to be learned first. A child must be taught which impression is indicated by which term. He must learn that the word "red" is used to indicate shades of red, while the word "purple" is applied to shades of purple, and that it is possible to distinguish between these two groups of colors through the use of these two words. Peters (r2I) conducted a few interesting experiments in this field with older, backward children who were not yet fully familiar with the color names. These experiments substantiate the above theory about the abstractive function of the color words. Peters required the children first to name colored woolen threads and then to arrange them into groups, or to find threads to match one of a specific color, etc. He used three threads of each of 17 different shades. Two cases will be mentioned here. The first case, an 8t year old boy (I.Q. circa 85), got all the color words confused. He named the threads in a haphazard manner and he would even name the same thread differently each time it was profered. Obviously he had not learned the specific meaning of each word yet. When required to find threads to match another, he would arbitrarily pick a few threads without paying any attention to shade or color, except with red. He was 10 THE NAMING OF COLOR IMPRESSIONS then successfully taught the name "blue" for violet and blue. shades, and in repeated check-ups it appeared that he really remernbered what he was taught. In later experiments it was then found that to match a blue thread he would pick out both blue and violet threads. Learning the color name therefore had en- abled him to arrange the colors correctly. In the color name he had been given a means to abstract the color from the concrete threads, and to view these colors under a common principle, under one and the same category. The blue and violetthreads, he discovered, had a common aspect: their "blue" -ness. Later, when he was also taught the term "violet" for the violet threads as distinguished from the blue ones, he would arrange those separately, too. The other case, a boy of 6 years and 10 months, with an l.Q. of circa 90, knew the names red, yellow, green and blue. He called the violet threads "lilac," and the purple ones he called "red." When told to find all the threads matehing a purple one, he would include all the red ones. He no Ionger did this after he was taught the name "purple." When taught not to use the word "lilac" but to use "blue" both for blue and violet, he would indeed arrange blue and violet threads together. The following conclusions can be drawn from the above and several other experiments: 1. Generally speaking, there is no arranging of objects ac- cording to color without knowledge of the color names. Without that knowledge the color is seen only in its concrete application, and not as a phenomenon sui generis which might serve as a classification principle. 2. Different hues indicated by the same name are usually arranged in one group as weil. The colors are brought under the same concept and grouped accordingly. 3. Different colors, known by different names, as a rule are not arranged in the same group. The color names make possible the conception of different categories and a classification based upon those categories. From the above the practical value of the color terms becomes apparent. The color terms provide the means to view the threads in their specific color-aspect as distinguished from their concrete "thread" character. The classification follows the concepts given in the language. THE NAMiNG OF COLOR IMPRESSIONS 11 In analyzing color perception we have to observe both these aspects of color: its concrete and its abstract form. The perception of color is the experience of the color as concretely exemplified, as weil as its conceptual, abstract use. t) The emphasis on either aspect, however, may vary consider- ably in different instances. The abstract category may Iack completely as is the case with morons and imbeciles, with animals, or as the result of the abovementioned brain injuries. It is also possible that the abstract category exists even while the color cannot actually be experienced, as is the case with blind people. It is said about Helen Keller (I9I, 149) that "Although she can have no sensuous knowledge of colour, she can use the words, as we use most of our vocabulary, intellectually, with truth, not to impression, but to fact." The above, however, are abnormal, extreme cases. In normal color perception both aspects appear together. Several experi- menters have pointed out that the emphasis on either the con- crete or the abstract aspect is typologically determined. They claim that some people are apt to view colors in their concrete form while others view it conceptually, categorically. This is substantiated by Peters (cf. p. 37), by Werner (I69, 196) and by Bullough who discerns four different but partially overlapping types (27). . COLOR NAMES AMONG VARIOUS PEOPLES In the color vocabulary of any langnage the possibility is given t_o make a conceptual abstraction of the colors. Every child, through the use of the concepts, may learn to make the corre- sponding abstractions. Naturally in thls connection it is under- stood that the langnage does provide the color names. Yet these, too, must have come into being at some stage in the development of the people speaking that langnage. The abstraction of color can be traced not only in the development of any child, but also in the development of any langnage. And it is by no means essential that this development in every nation follow the same pattern, or that it result in the same con- cepts. The fact that we have words for red, yellow, green and blue ') Cf. Goldstein's antithesis of abstract and concrete behavior (66). 12 THE NAMING OF COLOR IMPRESSIONS does not imply that such is the case with all other peoples. Possibly other culture groups have developed categories, different from ours, based on entirely different principles. For just as our color vocabulary is rooted in our culture, in our pattern of exist- ence, other nations' color terms will stem from theirs. In trans- lating and in studying color perception in other peoples this should always be remembered. To quote Thurnwald (ISO, 118): "In this respect the number of violations of this principle is unbelievable. Usually it is deemed sufficient to write down one or two words of a European language, without even an attempt at indicating the differences in meaning and implication of the native terms as compared to those with which we are familiar." In order to draw a clearer picture of the meaning of the color terms we shall first discuss the most important ones, emphasizing the aspects in which they are either similar to or different from those of other peoples. Black and White Almost every language has special words for black and white, which mostly prove to be very old. Geiger (59, 245) assumes that there has been a period in which no special color terms existed except for black and white - not even for red; red and white during that period were indicated by the same word. In this regard, however, it is necessary to distinguish clearly between the concepts "black" and "white" on one band and the closely related concepts "dark" and "light" on the other. As a rule these two concept pairs are treated as practically identical, and most linguistic analyses do not distinguish between the two, which has resulted in most peculiar conclusions- an added reason for us to emphasize the difference between them here. Light and dark describe brilliances; they indicate the presence or absence of "light" and the amount of light. Brilliance may be expressed in grades: we may speak of very light, rather light, semi-dark, etc. This form of description can be used wherever there is question of a certain amount of light, e.g. in regard to a source of light, the lighting of a given space, the objects illumi- nated therein; but it is also used in characterizing colors. Every color can be regarded under the aspect of its brilliance, as more or less "dark" or "light." THE NAMING OF COLOR IMPRESSIONS 13 White and black, on the contrary, are colors, of a more specific nature. In regard to these we cannot in the same way speak of "grades." We will not call a thing "very white" or "rather white," and if we do, it is to indicate a totally different aspect, namely the extent to which black or white are mixed with other colors. There is, indeed, a specific relation between "light" and "white," and between "dark" and "black." Generally, white is the lightest, and black the darkest color. In other words: white is the typicallight color, and black the typical dark color. But this fact does not make the two pairs identical, for black means more than dark, and white implies more than light. Black and white are colors, with many other aspects. They are dark and light only in so far as they are viewed under the aspect of their brilliance. In the analysis of color names this distinction should always be remembered. It is wrong to translate certain terms as "white" or "black" until it has been ascertained that they do not rather mean "light" or "dark." It is not certain, for example, whether Homer's (LEA!X<; and Ae:uxo<; are really intended to indicate specific colors or to describe grades of brilliance. Geiger (59, 306) also points out: "It would seem that from the very beginning 'black' was intended not to indicate the shining color, but the darkness of the night or the storm." When Geiger states that most probably "reu" and "white" were nce described by ne and the same term, the question arises whether this term really indicates the colors red and white instead of their brilliance, their "light"- ness. It seems logical that in the earliest stages separate terms developed for light and dark: the altemation of day and night must have given these concepts their practical importance. It would not be nearly so easy to explain, however, why separate terms should so soon have developed to indicate only the colors "black" and "white" and not for the other colors. Often terms originally signifying light and dark acquire a secondary color meaning. "Light" will then, secondarily, mean "white," "dark" will mean "black." Because of the intimate relationship between the two concept pairs it is extremely difficult to establish exactly when this transition took place in a given language. The Greek term Ae:uxo<; is derived from lug, from which also the 14 THE NAMING OF COLOR IMPRESSIONS word light has developed. The Latin term canrlidus is derived from Sanskrit candrd- = light. The Russian belyi = white stems from the root bhe- = to lighten, to shine. Probably our own terms developed correspondingly. White stems from Ger- manie x_wtt(t)a-, which in turn is related with the Russian svet = light, the Latvian szviteti = to shine, etc. German schwarz is related to the early Norse sortna = darkening, the Latin suasum = dark spot, etc. The early German term swarz meant "darkly colored" rather than "black," while the English swart means both "black" and "dark." It is significant that, beside these terms for black and white, new ones develop for dark and light, as happened in the Western languages. Once the terms for light and dark lose their original value, new terms become necessary: the two concept pairs retain their essentially different meanings. The genesis of color terms outlined above is not the only one possible. Terms for "white" and "black" have also developed through comparison with decidedly white or black objects. The Russian arapovatyi = black for example is derived from arap = Moor, Negro. The Latin word for black: ater originally meant "burnt." In English standard descriptions such as "pitch black," "snowwhite," etc. are used. Red Among the chromatic colors red occupies a special position. Contrary to the other chromatic colors, red has its special name in all current languages. Moreover, the term for red usually proves to be one of the oldest color terms of a given language. Also, unlike the other chromatic colors, red as a rule is indicated by a native term, and not by one borrowed from other languages. Of course, in addition to such a general, typically central term for red, the language may have many other words for specific nuances of red. In Greek for example, many terms such as etc. appear beside the early term Usually there is a considerably widerrange of terms for the red (and yellow) nuances in a language than for the blue and green ones (I74, 242 and 2, 264ff.). The almost universal source of terms for red is the comparison with blood. Blood is not only a universal phenomenon but also, THE NAMING OF COLOR IMPRESSIONS 15 as an experience, very important for mankind. Moreover, in the experience "blood," the red color is very much in evidence. There is every reason, therefore, for blood tobe the basis for a special term for red. The Greek epu&poc; = red is akin to the Sanskrit rudhira- = blood. Their Indogermanic root re1f:dh- in all probability also meant "blood." Latin ruber and the word red stem from the same root. The early Norse word roiJra meant "blood." The Eskimos use for red the word aupaluktak which is supposedly composed of auk = blood and -paluqpoq = "resembles." In conversation with foreigners who are not completely familiar with their langnage they use the word auk for red (IZ9, 148). Blood is not the only object of comparison from which terms for red have originated. Magnus (IOI, 24) among other things mentions red-hot iron, red earth, and "ripeness." In cases where beside a general term for red, derived from blood, other terms have developed the use of the latter is often limited to certain fields. In Greek for example epu&poc; is the term for red in its abstract sense, while c p o v ~ means red whenever it indicates red as a dye. Only the latter, and never epu&poc; is used in connection with clothes and all things that are dyed red (z, 269). The Buin gap means both blood and blood-red, but the other word for red, tar, is never used to indicate the color of blood (I5I, 35). Yellow The color yellow in many respects follows the pattern of red. It usually is the first of the primaries, second only to red, for which a special term develops. On the isle of Nias for example black, white, red and yellow are the "primaries." Northern and Central American Indians as a rule indicate the four points of the compass by these four colors. There is, however, no outstanding yellow phenomenon to be found in nature, no specific object of comparison for yellow such as blood is for red, although the color appears in many different forms and often in objects of great practical importance. The origins of the terms for yellow, therefore, vary widely. A few of them are: fruits, wheat, straw, gold, yellow animals such as giraffes, butterflies, etc. The Eskimo words for yellow are chiefly 16 mE NAMING OF COLOR IMPRESSIONS based on the comparison with gall. It is not very clear how the word yellow developed, although it must be related to ):A01) = vegetation. As the result of the absence of one specific object of comparison, in some instances terms are borrowed from other languages. The word for yellow used by the G.-negroes, gulfa, is derived from the Danish gul farve = yellow color, and the Saramakka-negroes use the term bakuba repi b (b =red), the first part of which term comes from the Dutch rijpe bacove = ripe banana (IOI, 26). Green There is a striking difference between green and blue on one hand and red and yellow on the other. It may happen that there is no special term for green and blue. According to Magnus (Ioi, 9) "the Ovaherero cannot name green and blue and laugh at the idea that there should be special names for those colors." In those cases where special terms are available they obviously either date from a later stagein the development of the langnage or are borrowed from other languages. The evident object of comparison for green is given in plants, grass, leaves, moss, and the like, and in the great majority of languages the term for green is clearly based on this comparison. The word green can be reduced to the Germanie root gr which probably meant "to grow" and which is also found in the words to grow and grass. The Eskimo iviu1"uk = green comes from ivik = grass, the Russian muravyi = green from murava = grass. The Todas use ers, derived from "leaf," as well as omadi, derived from "moss." It is often very difficult to establish exactly where the words for "vegetation" began to mean "green." It is debatable for example whether the pastures mentioned in Psalm 23, 2 should be called "green" as is done in the English, or "grassy" as is done in the Dutch version. The development of the Greek which was later used for "green" is remarkable. Originally it referred to very young plants with their pale, yellowish-green color (xAo"IJ). In itsoriginal meaning, which was certainly not "green," the emphasis was on its "pale" aspect. It was used wherever a certain fading, blurring, dimming of nuancewas evident, as often for nuances of green as for those of yellow, brown, orange and other intermediate colors. It was ap- THE NAMING OF COLOR IMPRESSIONS 17 plied to branches, olivewood, sand, honey, nightingale, palefaced- ness, fear, blood, steel, whitewine, witheredleaves, etc. It is there- fore misleading to translate with one single color term. Schultz (I37, 116) provides an interesting example. He quotes a passage from Aristotle's discussion on after-images: x&v EV XPW!J.OC. TCOAUV xpovov /..e:uxov )(Ac..>pov, 't'OtOU't'OV cpcxtve:Tcxt, Ecp' 1te:p &v 'n)V !J.E:"t'OC.or.A/..c..>!J.E:V. "But also after looking at a given color for a lang time - - white or for ex- ample - this same color will appear in whatever direction we may Iook." The only two translations of accepted by Schultz are "red" and "green." Aristotle's topic of discussion here is the negative after-images of white and and he claimes that these negative after-images will be of the same color as those looked at previously. The negative after-image of red, however, is green, and that of green is red. So, whichever translation of whether red or green, is used, Aristotle in either case seems to see an after-image identical with its original color: red identical with green or vice versa. "Objectively," however, color and after-image are opposed. Schultz therefore concludes that Aristotle could not distinguish between red and green and this, to Schultz, proves once more that the Greeks were color blind in regard to green and red (I37, 118). The after-image of "white" according to Schultz indeed has the "same" color. It is usually an achromatic impression of a certain brilliance, but its hue is the same as that of the original white. The after-image of white can well be described as "white." The same applies, however, to We must assume that Aris- totle by did not mean any specific hue like red or green, and translate it with "sallow" for example. This "sallow" may, as we have seen, include a wide range of hues, and since it appears in the above quotation in direct conjunction with white, the adequate translation in this case would seem tobe "sallow white" or"pale gray." The after-images of sallow white and grayish have all the same qualities as that of white. There may be slight dif- ferences in the after-images' brilliance, but certainly not in their Colors and their Character 2 18 THE NAMING OF COLOR IMPRESSIONS hue. It has not been proved, therefore, that Aristotle could not distinguish between red and green. The above, of course, is a rather hypothetical interpretation of the quotation from Aristotle, but it shows with how much caution terms in this connection should be translated. Not until much later did the term come to mean "green" specifically. With :x,(J)poc;; are related the words yellow, gold, galt, etc., as well as the Russian zelionyi = green and zioltyi = yellow. Other objects of comparison used in the development of terms for green were fruits, the sea, gems, etc. (z, 258). Blue Blue, too, has an obvious natural object of comparison in the sky. Y et the influence of this phenomenon on the development of terms for blue has not nearly been as great as might be expect- ed. For one thing, in most countries the sky is not as a rule so convincingly blue. 1) Another reason may lie in the fact that the blue of the sky is a peculiar kind of blue, clear, whitish, unsatu- rated. Consequently terms for blue that are based on this comparison as a rule indicate only this very clear nuance of blue, like the Greek term ch:poe:L8e:c;;. Clear and dark blue sometimes are indicated by different terms. The Russians for example dis- tinguish between siniy for dark blue and galuboy for clear blue, the latter, incidentally, not being based on a comparison with the sky but with a dove. Meanwhile blue has almost everywhere been the last of the primades to be indicated by a special term. In many languages there is no ward for blue at all. In those cases the blue color may be indicated in various ways. It may for example be called "dark." Many explorers have reported that primitive tribes would "see blue as black." This, however, can be attributed to the aforementioned wrang method of treating the terms for "black" and "dark" as though they are identical in meaning and of trans- lating "dark" with "black." But it is by no means always clear whether a color or the brilliance of a color is meant. 1) "The sky of cloudy countdes is whitey-grey, and that of the tropics an indefinite haze . . . . I know no commoner instance of the inaccuracy of ordinary langnage with regard to colour than the familiar statement that the sky and the sea are blue. It is only true, when carefully tested, in about one experience of fourteen" (z, 231). mE NAMING OF COLOR IMPRESSIONS 19 Geiger's statement (59, 307ff) that the term for "black" is used for shades of blue especially when this term has already come to mean "gray," is typical: it is hard to explain, indeed, how or. why the term for "black" should acquire the meaning "gray," while it is perfectly plausible if we assume that the cor- rect translation of the original term is "dark." There are several ways for this term for "dark" to develop into a color name: the color which it tends eventually to signify may be black, blue, gray, or any other dark color. It depends on the circumstances which of these colors will ultimately be indicated by the term. The real purport therefore of Geiger's statement is that the term for "dark" does not tend specifically to indicate black but a "clearer" color, namely blue. The Iiterature on this subject quotes various cases in point; Geiger (59, 337ff) discusses several. The origin of the word blue is uncertain. It is probably related to the Latin flavus = blond, yellow, but it is not known how this transformation has taken place. The naming of color among primitives It appears that "primitive" peoples as a rule use far fewer specific color terms than we do. Especially for green and blue there often is no special word. On this fact the theory was based that these peoples are color blind, a hypothesis which formed one of the favorite topics of scientific discussion at the end of the last century (this theory was advocated a.o. by Geiger and Magnus, zoo and criticized by Allen). Under closer examination, however, it appears that color descriptions do exist, only in a form different from that to which we are accustomed. One form of color description frequently used is that in which the object whose color is tobe described is compared with another object which very pronouncedly shows that color. A red object is called "blood," a green object "grass." Rivers (IJO, 328) cites a series of color descriptions by one man, all involving the sky: blue - like the sky when the sun is hiding behind the clouds indigo - like the rising clouds of the monsoon white - like shining after rain grey - like a cumulus when the sun is shining brightly another kind of grey- the sun is setting and it is getting dark brown -like the dawn when daylight is coming 20 mE NAMING OF COLOR IMPRESSIONS The Nuer (45, 4lff) in describing cows use in addition to standardcolor terms such descriptions as "dark clouds," "red tree-cobra," "the shady gloom of forests," etc. On Madagascar {9I, 128) a sick person's pailor is cailed "the color of a dead grasshopper.'' Children will sometimes use this same type of description in calling brown "chocolate," white "chalk," etc. (I70, 238). Because the color is not indicated explicitly but only through comparison with another phenomenon the meaning of a term will often be very uncertain as to exact nuance. An object compared with the sea may be blue, green, gray, black or any of the many intermediate colors. A typical example is supplied by v. d. Steinen (I70, 225). He discovered that a certain Bakairi woman would indicate emerald green as weil as cinnabar red and ultramarine with the same word. This word was found to mean "parrot- like." The kind of parrot she was referring to had both green and blue feathers, and a red spot beside his beak. The comparison with this parrot therefore comprises a peculiar combination of colors. Since the object of comparison is the parrot as a whole, there may be as many variations in the color implied as there are colors to the parrot. In Greek the word !J.lJA.woc; = apple-like may indicate red, yeilow and orange shades as weil as green ones. At-3-oljl = whine- like could be used for dark red, purple, violet, deep blue and even for black (vinum ater). As we have seen in the discussion of color name amnesia no abstraction is required for this method of color description. By this we do not mean to say that these peoples are unable to make abstraction of the color. We, too, still use many such descriptions, speaking for example of watery eyes, apple cheeks, chestnut hair, etc. In poetry it is also used frequently, not only because of the wider variety of color indications the system offers but also because of its richness and its subtler differentiation of emotional values. In calling wheat "yellow" we don't mean more than that yellowness, we use a banal expression to describe the way in which it appears to us. When speaking of wheat as "golden," however, many more aspects are implied, the yellowness be- coming only a small factor in the total complicity of comparisons. THE NAMING OF COLOR IMPRESSIONS 21 "Gold" not only implies the yellow color but also the gloss of the wheat, the fullness of the ears, the promise of a rich harvest, etc. Another possibility of color description is that the color itself is not described but rather its material character. The color in such cases is indicated only indirectly. Rivers (r28, 231) mentions the following Egyptian descriptions of colored threads: J;,artr = silk, gukh = cloth, libd = feit, t6b = women's dress, quftan = gown, etc. Only the silkiness, the feltlikeness, the caftanlikeness of the threads was named, the color being implied in these terms. lndeed certain matcrials often have a typical color aspect. For us "silky" often implies a certain nuance, a soft, gleaming tint of slightest saturation such as pink or lilac. "Feit" in a way also means "grayish." The word tarabtsht which is used for "red" is derived from tarbU.Sh = fez; this is an example of color comparison since fezes usually are of a rather distinct red color. But beside these peculiar forms of color description real color words are always to be found although these terms among other peoples may convey concepts entirely different from our own. It is typical of our own color terms that they specifically indicate color hues and are relatively independent of saturation and brilliance. "Blue" indicates the "blue" which is present both in clear and dark blue. Even though the darker blue may be considered "purer," the clear blues are blue as weil. In many other languages, however, emphasis is put primarily upon brilliance, while at best secondary differentiations account for the hue. Clear blue then is not viewed primarily as "blue," but as "clear," and as such is brought in connection with other "clear" colors. Red is the exception to this rule. Because of its pronounced character in the case of red the color hue usually stands in the foreground, even in systems otherwise stressing brilliance. We may assume in general that the basis of these other systems is: 1. clear color, 2. red, 3. dark color. Roughly translated this means: white, red, black. The "clear color" comprises white, yellow, clear gray and all other colors of great brilliance except pink. Often a separate term exists for yellow which then includes the other nuances of equal briJiance, and the meaning of which is usually very vague. As a 22 THE NAMING OF COLOR IMPRESSIONS rule it means "sallow," "faded," with the implication of con- siderable brilliance (cf. xA.wpoc; p. 16). It usually includes pale green, but almost never pink which comes under "red." The "dark color" usually comprises black, purple, dark blue, dark brown, dark gray, etc. Here, too, a separate term may develop for the dark colors of slightly greater brilliance such as brown, violet, blue, dark green, gray, etc. In many instances one more term develops to indicate all shades and tints of average brilliance which are neither "clear" nor "dark" nor "red," such as blue, green and gray. A rough scheme of the above follows: clear color red { whitish yellowish red green-blue { dark colored darkcolor blackish There is no general line along which these intecrelations are formed and worked out in a given language, as this depends completely on the peculiarities of the language and the people concerned. It is impossible to reduce all these color vocabularies to a common denominator. We should like to quote here one typical concrete example from Rivers' investigation among Egyptian Iaborcrs (r28, 23Iff): abjarj - white, clear grey, other very clear tints (except pink) ~ f r - yellow and unsaturated shades except reddish ones af:lmar -red akhrjar - green, blue-green, blue, sometimes brown, dull grey, dark grey (see also 74, 77) azraq - black, sometimes indigo, violet, but never clear blue In Chinese, beside color terms corresponding to our own, the word ts'ing exists the meaning of which is somewhat parallel to that of the Egyptian akJ.tdar and which includes the colors of average brilliance except red or yellow. It is used for instance in connection with green olives, peas, grass, gray horses, blue sky, etc. The Celtic term glas-to probably was used for various inter- mediate colors: greenish, bluish as weil as yellowish. For further examples the reader may among others consult Thurnwald (I5I). THE NAMING OF COLOR IMPRESSIONS 23 The great importance of brilliance for the formation of color terms does not imply, however, that these peoples only name brilliances and no colors as Gladstone assumed on the basis of the Homeric use of color terms. They certainly distinguish among different color hues. The difference isthat with them the impres- sion of brilliance has a more important function than it has with us (see I27). They surely view the impressions in the light of their specific color character, but that color character is not determined exclusively by the factor of the color hue, as is mostly the case with us. The sensitiveness to color of primitive peoples Some investigations made by Rivers seem to stress the impor- tance of keeping in mind thesedifferent ways of concept formation. Rivers endeavored to study the ability to discern colors among several "primitive" tribes. In so doing he made use of Lovibond's "Tintometer" which makes it possible to determine exactly the discernment for tints of yellow, red and blue. The various tribes examined by Rivers all gave the same outcome : the threshold for red on the whole corresponded to that found with his British standard group of subjects. For yellow it was slightly higher. For blue, however, it was very much higher. The difference for blue was so striking as to Iead Rivers to conclude that these other tribes could be assumed tobe less sensitive to blue - which might be explained for example by greater pigmentation of the retina. It bad previously already been assumed by Geiger that primitives would not perceive blue and green as clearly as we do, but more "vaguely," as a result of less.developed retinas. Tucker conducted similar experiments with children from 5 to 10 years old, with almost similar results except that the threshold for all colors was distinctly high er than with grownups; in the case of blue, however, the difference was even considerably higher. The physiological explanation: less sensitiveness to blue, becomes superfluous when we determine what exactly is studied in this experiment. In the critical phase of the experiment the subject is shown a nuance of a color consisting of white mixed with a minimum of red, yellow or blue. When we apply these experiments to ourselves we will only call the color shown "white" if we really cannot discern any other color; for if we 24 THE NAMING OF COLOR IMPRESSIONS could we would still say "red/' "yellow" or "blue." This is so because our color concepts are mostly independent of brilliance; they are red, yellow or blue, no matter how great the white component. It has not been proved, however, that the same holds true for other peoples; that they, too, will use their term for "white" only for pure white, and those for red, yellow and blue for all grades of brilliance and saturation of those specific colors alike. Rather is it almost certain that this is not the case, except perhaps with red. "Very clear blue" for most peoples is a concept entirely different from "dark blue"- while both with us would come under the same concept "blue." Very clear blue for them would be a "clear color," dark blue a "dark color." So when the tintometer shows a very unsaturated blue this color is classed as a "clear color" and the primitive subject names it accordingly. In then translating his term for "clear color" by "white" we ourselves make a crucial mistake, since the impli- cations of the term "white" differ totally from those of "clear color." Very unsaturated blue is not "white" but it is certainly a "clear color." When an Egyptian farmer calls such a nuance abja4, he gives a correct description - which "white" would not be. It is quite possibJe that "physiologically" the blue component is visible, but this aspect is integrated in his concept abjatj,. Therefore the tintometer certainly does not establish thres- holds in these cases. The outcome of the experiments is really not more than a compromise between the concepts covered by foreign color words and those covered by Western color names. When both groups are treated as comparable the results will be as confusing as Rivers' conclusion, not because these other peoples are less sensitive to color differences, but because of the dis- crepancy between their concept systems and ours. I} That such a divergence does not appear in the case of red is a result of the primitives' color vocabulary. As we have seen, their term for red, too, is based specifically on the hue red while saturation is of only secondary importance. Their conception of "red" is about the same as ours and this fact becomes apparent in similar tintometer results. ') As the mistake made is a fundamental one, the results can not be improved by a "mass" study as suggested by Winch (r28, 247). THE NAMING OF COLOR IMPRESSIONS 25 C. THE DEVELOPMENT OF COLOR NAMES In establishing the colors' meaning in everyday life it is im- portant to find out for what particular reason particular color terms develop; why for certain colors names already had develop- ed in an early stage and for others not; why different peoples stress different aspects, etc. Why is it that we generally find spe- cific terms for red and yellow and none for blue and green? There must be some reason for the development of a color name, and consequently for the abstraction of the colors and the for- mation of color concepts. "Words arise just in proportion to the necessity which exists for conveying their meaning" (2, 254). Every langnage must have its special motives for indicating a certain color by the particular name that color has in that lan- guage. Following are some of the most important of such motives. One very important reason is the use made of paints and dyes and the necessity to have different names for various kinds. In paints and dyestuffs the color has become relatively independent of any object. The purpose of using dyestuffs is to handle the colors arbitrarily, independently. Of course even then the color is still the color of something, namely of the dyestuff, but obviously the emphasis lies on the color while the dyestuffs are nothing but the inevitable substance carrying that color. Paints and dyes are the practical, concrete forms in which the colors are viewed as relatively independent of the object. Painting as it were is the "practical abstraction" of color. Its correlate in the langnage is the desire to give this phenomenon and the colors as apart from any object their own names. Originally painting is not more than covering with some natural coloring which does not require any technical preparation. Allen (2, 234) states: "In the earliest stage [the colors] are merely daubed on in isolation, as by the Andamanese who plasters his head with ochre, or the ancient Welsh who stained their bodies with woad. A little higher up in the scale, the colours are used in bars or stripes, of violent contrast." Traces of this fundamental meaning of "covering" can be found in the origin of some terms for "color." In Sanskrit var1Ja = color is derived from var = to cover. The GermanFarbe is derived from var1Ja. The Latin term color is related to celare and 26 THE NAMING OF COLOR IMPRESSIONS occulere both meaning "to cover." The Russian mastj = a color in card games, primarily meant "salve." In this primary stage the covering material has a central function and consequently the paint gets the name of the material used. Red for example can be effected through the use of blood or ochre. In such a case "blood" or "ochre" (as indications of the material used) may be used simply as names for the paint. As soon, however, as this covering with a given material begins to be done primarily for the sake of the color-effect a change takes place. More and more attention is given to the color aspect. Means are devised technically to improve colors. Special dyestuffs are prepared. The emphasis shifts from the original material to the ultimate color effect. This process necessitates the separate naming ef the colors, apart from the origj.nal material. A well-known example of a standardized color name stemming from dyeing technique is 7topcp,Jpeoc;. This is derived from cpupoo which means "to mix," "to knead." Related to this arealso the Indo-German bhur = to flounder, to heave, to surge, and the Russian buria = storm. The verb is used by Homer to signify the restless motion of the waves. Aside from the abovementioned restlessness the word has another emotional component: "dark" -ness. The motion implied in 1topcpupeoc; almost always is the motion of something dark such as the waves of the sea, a thundercloud, or death. A typical example appears in the Loeb edition of the Odyssey: 'TtO/J...rx. ae 1topcpupe (8 427, 8 572, x. 309). " .... and many things did my heart darkly ponder as I went." In preparing the red colors through boiling murexes striking variations and combinations of chiefly dark colors can be seen. Probably this unquiet mixture of colors caused the dye to be given the name of "darkly moving" = 7topcpupeoc;. This is one example of how the color of a dye may obtain the name of an aspect of the preparation ofthat dye. The resulting colors as a rnle arenot particularly dark but of a rather pronounced red hue. Via indicating the dye the term 1topcpupeoc; got to be the standard nameforthat particular red color. So we see that there are two entirely different spheres of meaning mE NAMING OF COLOR IMPRESSIONS 27 for xopcpupeoc; both of which are used by Homer. The first is the original meaning "darkly moving," appearing only in highly formalized phrases and expressions which are often repeated identically as in the abovementioned example, and in the follow- ing descrlption also appearing three times in exactly identical form: 't'OV 8e: XrJ..'t' 1 oaae: EAArJ..e n:opcpupe:oc; &rJ..VrJ..TO<;; XrJ..L (LOLprJ.. xprJ..TrJ..tlj. " .... and down over his eyes came dark death and mighty fate." This meaning as used by Horn er is clearly of older, and even of somewhat archaic origin. In addition to this, the real color name n:opcpupe:oc; = red appears. Homer uses it once for blood; other- wise it always refers to dyed objects: rugs, garments, cushions, etc. I t is clear how in this case a color term developed, based on the process of dye preparation. t) Now the red and yellow dyestuffs happentobe as a rule easiest to find and to prepare (I74, 247). Covering with blood was widely practiced. Ochre, too, was a material from which many shades from red to yellow could easily be prepared. Green and blue, however, usually are of mineral origin, hard to find and hard to prepare. For tattooing purposes primitive tribes preferably use red and yellow and, less frequently, white and black (I36, 299). But aside from dyestuffs other everyday objects may beim- portant enough to make further specification of the color de- sirable. The most central objects of daily usage most urgently require specification, and description of their color is one means of specification. "lt is where color serves as the mark of an im- portant object, or condition of an object, that a color name would be most likely to develop" (I74, 246; also I77, 515). The latter is the case for example with the Nuer who distinguish and name their cows with the aid of color terms. Evans-Pritchard (45, 4lff.) gives the following summary: "In naming a Nuer cow one has to notice its colours and the way in which they are distributed on its body. When it is not of one colour the distri- 1) Schultz's (r37, 47ff) conception is diametrically opposed to the above: he rnain- tains that was originally used as a color term. Several of his presuppositions, however, are wrong. 28 THE NAMING OF COLOR IMPRESSIONS bution of colours is the significant character by which one names it. There are ten principal colour tenns: white (bor), black (car), brown (bual), chestnut (dol), tawny (yan), mousy grey (lon), bay (thiang), sandy-grey (lith), blue and strawberry roan (yil), and chocolate (gwir). When a cow is of a single colour it is described by one of these tenns." Clearly the practical importance of the cows led to the develop- ment of specialcolor tenns. Woodworth (I74, 247) also remarks that "if cows had affected the blues and greens, the history of color vocabularies would probably have been quite different." In the present time, too, for practical and technical reasons the necessity may still arise for new color terms to develop: in the technical preparation of chemical dyes, in fashions, in optics, etc. In this respect red and yellow occupy a special position as they are the colors of those objects which generally are of chief im- portance to primitive peoples. It has been pointed out that nuan- ces of red and yellow (including brown, orange, etc.) are the colors especially to be found in men and animals, in the animal aspects of nature (red blood, pink skin, reddish hair, yellow-orange insects, and the like). Plants show these colors - in their fruits and blooms - only in so far as they are directed toward the animal. They attract animals (and men), needed for procreative purposes. These colors in nature apparently constitute the aspect specific for the animal, the world of animals. Seidomare the colors blue or green found in animals, andin the few instances that they are found these colors have some special function such as mimicry (caterpillars) or contrast (birds' feathers), etc. For man, in his "animal" aspects, too, this special position of the red-yellow nuances is important. Of the greatest practical value for him are the animals and in regard to plants the fruits and flowers (z, 228). It is therefore perfectly understandable that red and yellow would be the colors for which names develop first among primitive peoples. Another aspect to be considered is the conspicuousness of the color. Not only the practical importance of the objects or their quantity are of importance but also the value of the color itself and the extent to which it predominates. The blue of the sky and the green of trees and plants usually are present in vast quantities, but their way of appearing is different from that of red and yel- THE NAMING OF COLOR IMPRESSIONS 29 low: it is less striking and of less direct practical importance. They form a background rather than something we deal with directly (IJ4, 247). In this respect cantrast plays an important role. It is safe to say that on the whole those colors will get specific names which separate themselves from the surroundings and explicitly step into the foreground. In nature blue and green make asolidneutral background appearing in large quantities. Moreover, according to Allen (2, 257), most of the natural grcens and blues are difficult to distinguish e.g. in the sea, turquoise and the like. This could be one explanation of the fact that many languages, if they have a riame for green and blue at all, indicate both colors by one and the same ward. The red and yellow nuances, however, appear mostly in smaller quantities. In addition to the greater practical value of yellow and red objects their cantrast with the background makes them more conspicuous: "Primitive art as weil as classical was essentially an outdoor art, that is, it dealt chiefly with the decoration of fa<;ades, painted statues, and totem poles, wargalleys, chariots, and the like. The background for this art was the blue sky and green vegetation. Therefore, the use of the warm colors, par- ticularly red, would result in the most effective cantrast against such a background, whereas blue and green would be over- whelmed and lost." (68, 260; see also 2, 227). Color names among some Eskimo tribes also Iead to this conclusion. Their color vocabulary namely is remarkably com- plete; it even includes real color terms for green and blue. These colors are for them exceptional phenomena in nature and they appear only through contrast. Rivers (I29, 149) remarks in this respect: "It is possible that when colour is only a transient oc- currence in the years' experience, it may excite more attention and therefore receive more definite nomenclature than in other parts of the world where luxuriance of colour is so familiar that it receives little notice." And yet this explanation does not hold generally either. In several regions where green vegetation is rare and in striking cantrast with the yellowish sand of the soil, a separate name for green is lacking entirely, just as it is among other peoples (for example among the Tchi negroes; see IOI, ll). 30 THE NAMING OF COLOR IMPRESSIONS But even when there is no question of cantrast the various colors show various grades of prominence. The red-yellow shades are typified by the stronger impression they make, by the fact that they seem to have "more to say," not only because they go with objects of greater importance or because they contrast more strongly with their background, but primarily because of their intrinsic phenomenal value. Forthis reason red, for example, is so important : hot only because it is the color of blood but because of its inherent prominence. This conspicuousness has been des- cribed under several names and has been attributed to various characteristics of the impression. Magnus reduces it to brilliance, Allen mentions "brilliancy" and "luminous intensity." McDou- gall (r28, 245) claims that the more attractive colors derive their greater "emotional value" from their specific warmth. The latter aspect indeed has been one of major importance. It is essential, however, to consider it as a purely impressional value of the color, and not directly as a phenomenon that can be explained physiologically. Several attempts have been made to reduce these qualities to physiological causes such as charac- teristics of the retina, the nervous tracts and the like. Magnus considers this impressional value as identical with "physiological factors," Geigertalks about "Reizbarkeit" and Winch (r28, 247} about "sensibility." Allthese physiological hypotheses have oue great drawback: they cannot stand any objective test. As a rule they have not been tested objectively at all. It is therefore advisable to adhere to our starting point : the phenomenal character of the colors. In the above discussion of motives special attention was given to the question why terms for red and yellow develop more frequently than for green and blue. But there is another equally important problern: why is there, generally speaking, such a marked preference for the primaries? Why is it that for these primary colors- red, yellow, green, blue- special terms should develop and not for orange, violet, pink and the like? Why does the practice continue so long of indicating the intermediate colors by concepts which really cover the primary colors? This question has been overlooked almost entirely in scientific literature, probably because the absence of terms for green and blue strikes THE NAMING OF COLOR IMPRESSIONS 31 us as strange, while there is nothing very surprising in the fact that terms are ladring for most of the intermediate colors - since the latter is also the case with ourselves. This fact, however, does not diminish the importance of the question. According to Wundt (r76, 75) this again is attributable to these colors' position in nature, the primaries being named first because of their greater importance: "the red of blood, the green of vege- tation, the blue of the sky, the seeming yellow of the stars in contrast with the blue sky."- "The difference between primary and intermediate colors therefore is probably based on outward conditions." Still the above is not satisfactory as a motive, because as a rule these nature-colors are by no means the pure primary colors; for the sky may have any possible variation of white, gray and blue; vegetation may be green but is usually tinged with yellow or blue; stars seem white rather than yellow, etc. As a rule the objects of practical importance the color of which is described do not show only primary colors but a wide range of nuances both of primary and intermediate colors. The special value of the primaries again should be found in their special character, their direct phenomenal meaning, and not in "outward conditions." The distinction between primary and intermediate colors lies in their different degrees of prominence which aspect is later to be discussed more elaborately. The impression made by the intermediate colors is uncertain and variable, depending on the set of the observer, while the primary colors have a moredefinite character, are more sharply outlined, and are less subject to individual variation. This greater distinct- ness of the primary colors facilitates their specification in the language. Terms for intermediate colors, such as violet, if they develop, are usually less definite and more subject to personal interpretation and variation as to nuance than those for the primary colors. The character of the primaries makes conceptual abstraction easier. Black and white have not been discussed here since the motives for the development of these terms are less easy to trace. Here again the relationship with "light" and "dark" is a source of The latter two concepts are of major importance in everyday life as a result of the alternation of day and night. This contrast also affects the colors. As we have seen early grouping 32 THB NAMING OF COLOR IMPRESSIONS of the colors is often based on the trio "light color - red- dark color." For many peoples this grouping is more important than the terms "white" and "black" as used by us. In any case the transition to the latter meaning certainly takes place much later than is usually assumed. CHAPTER 1 STUDIES ON THE EXPERIENCING OF COLORS A. COLOR PREFERENCES One aspect of the character of color has been studied extensi- vely: its pleasantness or unpleasantness, its "affective value." Color preferences obviously differ, both as regards order of prefer- ence for various colors and individual preferences for special colors. Some people may be attracted by blue or green, while others may prefer yellow or red. In studying these preferences one of the three following methods is usually adopted: 1. arranging a certain range of colors, usually in the form of sheets of colored paper, in order of preference. 2. comparing colors in sets of two, the preferred color of each set to be indicated. 3. judging colors separately in accordance with a given scale of values. This is the so-called method of absolute judgment. The results of the latter two methods can be worked out statisti- cally to establish an order of colors. The first to make an experimental study (using the second method) was Cohn in 1894. He concluded that there is a general preference for the most saturated colors. Major, who followed the third method, doubted Cohn's conclusion; his results pointed to just the opposite - a preference for colors of slight saturation. Cohn later proved that this was the result of a wrong way of presenting the colors. Repeating the experiment, using a corrected method of presenting the colors, he again found a definite preference for colors of high saturation. He also found, however, that there were certain subjects who showed a generat preference for the less saturated colors (35, 286). This seemed to indicate a certain typological factor influencing color preferences. Colors and their Character 3 34 STUDIES ON THE EXPERIENCING OF COLORS The two chief problems in later experiments were: I. Is there a general order of preference for the colors; are certain colors usually preferred over others? 2. Is this order of preference really universal, or does it vary according to race, nation, sex, age, etc.? In order to answer these questions the nurober of subjects in the experiments was constantly increased. While Cohn worked with a small selected group of only 14 male psychologists, mostly between the ages of 20 and 30, the nurober of subjects in later experiments was increased to some 500 or even 1000. Preferences were studied in young and older children, students, mert and women, aged people, psychopaths and psychotics, Indians, Chinese, Japanese, Mexicans, Negroes, etc. In 1941 the major part of theseexperimentswas summarized by Eysenck (47). This summary represented a total of 13,625 subjects. Its conclusion isthat there is indeed a certain universal order of color preference according to the affective value of the colors. Starting from the most pleasant color this order ranges from blue through red, green and purple to the almost equally unpleasant colors orange and yellow. On the whole intermediate colors are considered less pleasant than the adjoining primary colors (a greenish yellow for example is less pleasant than either green or yellow). The answer to the second question, whether there exist any deviations from the general order of preference, specific for cer- tain groups of subjects, is considerably less clear. Small differ- ences were found, generally too small, however, tobe considered of any importance. On the whole it can be said that the differences among individual subjects exceed those among groups of subjects. Not even the experiments with large groups of subjects yield figures from which we might conclude the existence of group differences. Therefore the existence of a universal order of prefer- ence is assumed, and group differences as yet are considered not to have been proved satisfactorily. Naturally many hypotheses have been made as to the causes of this universal order of preference. Among other things Eysenck hirnself attributed considerable influence to the brilliance of the colors. This theory, however, like many others, does not account for the fact that intermediate colors in general are less pleasant than the primaries. Nor does the theory that the cause is in "the STUDIES ON THE EXPERIENCING OF COLORS 35 functioning of the central nervous system" (48, 208) or "das Verhltnis von assimilatorischen und dissimilatorischen Pro- cessen in der Netzhaut und den koordinierten zentralen Par- tien" (IIJ, 254) explain much. This is only a JV.atter of shifting the problern to another field where as yet no observations can be made. And even were that possible, the question would still remain as to how this order of preference can be explained psychologically, and how it is experienced. A more valuable supposition would seem to be that of the influ- ence of cultural factors: this standard order of preference would be a product of Western culture (I6I, 303). It would be found wherever 'Western culture has penetrated. A number of facts seem to point in that direction. Lo found that schooling was of greater influence than sex or racial differences. Garth, Moses and Anthony found the effect of training and experience considerable. Also, during primary school years, a distinct change in the order of preference takes place. Winch, as well as Garth and Porter, for example found a considerable decrease in the preference for yellow. In the standard order of preference yellow is at the bot- tom, while it is very popular with very young children. Theabovesuppositions,however, are.at best hypotheses ad hoc. They are based only on mass experiments, on statistics. But statistics can not tell us anything about "causes." To learn about those we have to analyze the original situation on the basis of which the statistics were made, i.e. the actual choosing of the colors. In addition to this the importance of this general order of preference is rather limited. True, it is possible to establish such an order of preference based on experiments with large numbers of subjects, but it should be remernbered that the percentage of individual variations is extremely high. As stated supra, it was these individual variations which made the establishment of group differences so difficult. In a study of correlations Eysenck found that about 30% of the variance is determined by the basic order of preference, and about 70% by individual variations. On the other band, the preferences of a certain individual are fairly constant. Bradford (23, 547) bad the same subjects arrange colors according to preference several times. He found the follow- ing correlations: over a 14-day period 0.90, over a 12-month 36 STUDIES ON THE EXPERIENCING OF COLORS period 0.84. The average correlation between different subjects, however, is only about 0.28 (47, 387). The individual differences may to a limited extent be classified typologically. There seem to be two groups of subjects, one of which prefers clear, distinct colors, while the other group likes quiet colors of slight saturation. This was already found in Cohn's early experiments, and Eysenck (47, 388) came later to the same conclusion through a factor-analytic study. But even such a typological differentiation is not enough. The individual differences are too great to be adequately represented in such a classification. It should be investigated whether and how, in each individual, preferences are related to his mood, his momentary attitude and his character. Without the knowledge of these personal factors it is impossible to understand color prefer- ences, not only the average preferences of large groups of persons, but especially the important subjective variations in individuals. Little research work has as yet been done in this direction, although a few beginnings have been made. Regarding the im- portance of the subject's set something can be found in a study by Washburn and Grose. They investigated the possibilities of arbitrarily influencing the pleasantness or unpleasantness of a color. After the subjects had judged the colors in accordance with a given scale of values they were asked to reverse their judgment and, if possible, to view certain pleasant colors as less pleasant, unpleasant ones as pleasant. This proved to be more or less feasible. The following attitudes proved to be of influence: 1. when imaginary changes were marle in the situation in which the color was seen 2. when the subject pictured the color in combination with cer- tain other colors 3. when the color was imagined in smaller or !arger quantities 4. when the color was associated with unpleasant or pleasant experiences 5. when attention was focused on some other aspect of the color 6. when the subject could adapt hirnself affectively to the color 7. when a certain like or dislike was suggested to the subject In color judging experiments one should bear in mind all the above factors since they all can apparently be of essential influence. STUDIES ON THE EXPERIENCING OF COLRS 37 Another experiment, which points up the influence of the subject's set, is that conducted by Peters {I20} who attempted to influence artificially - to "condition" - the subject's prefer- ences. He proceeded as follows: a series of combinations of two colors each were shown, with the instruction each time to name only one of the two colors (preference was irrelevant}. The experimenter had decided previously which color of each pair was to be "right" and which was to be "wrong." Whenever the subject named the "wrong" color, a bell rang; when the "right" color was named, nothing would happen. The complete range of color combinations was shown as often as was necessary to teach tlle subject each time to name the "right" color so that the bell would never ring. Both before and after this "conditioning" color preferences were established. The "conditioning" would have proved to be effective if, after conditioning, the "right" colors were considered more, and the "wrong" ones less pleasant than before. It appeared that the effect of conditioning depended on the way in which the colors were actually perceived and judged by the subject. One group of subjects (the "perceptual" type} judged colors on the basis of their phenomenal aspects, of charac- teristics essential to the impression itself, such as brilliance, Saturation, contrast, familiarity. This group indeed had been influenced by the conditioning. As for the other group (the "conceptual" type}, however, their preferences were more intellectually, more conceptually determined while the phenome- nal character of the impressionwas of less direct importance; their preferences were based for example on a set pattern of prefer- ences, on the practical usability of the colors (for clothes and the like), or on symbolic categories. Conditioi:ring had no apparent effect on the latter group's attitude toward colors. This clearly indicates that some factors in a given situation may have entirely different meanings for and effects on various subjects, depending on the subject's attitude toward color. Aside from the subject's attitude one should consider the im- portance of character. The fact that a certain relation exists between character and color preferences has become evident from so many experiments that further proof is hardly required. But we are less certain about what that connection between 38 STUDIES ON THE EXPERIENCING OF COLORS character and color preference actually is. No psychological experiments have been made to date investigating this relation- ship more closely. Several attempts have been made, however, at using color preferences diagnostically, i.e. in diagnosing character on the basis of color preferences instead of explaining color preference by means of the character. Lscher (I39) had bis subjects choose between two shades of a nurober of colors. Birren instructs them to pick the most preferred from a set of ten colors. From the choices made conclusions regarding the subject's character were drawn. But unless the above techniques are improved and standardized they have little scientific value. So far this chapter has dealt only with color in abstracto, with complete disregard of the object carrying the color. The latter factor, however, is nottobe neglected. Experience has taught us the extreme importance of the situation in which a color appears. In almost every experiment described use was made of either colored paper or projected light, which definitely influenced the results of the experiments. In several experiments the influence of minor factors has been investigated. From Gordon's experi- ments it appeared that background is a very important factor. Tinker investigated the different results obtained with colored paper and bits of silk; Yokohama used colors in figures of various shapes; Hevner colored linear figures; Philip colored fashion plates. Preferences for color combinations have been extensively studied by Lo, v. Alleschand many others. Particularly in advertizing and publicity great interest has been shown for the way in which the specific use of color influ- ences color preferences. It has been established which colors are most popular with certain consumption categories (r24, Ch. XX). According to Schiller there is for example a specific preference for the combination yellow-green in connection with soap, for yellow-green or yellow-orange with breakfast food while "luxury" is considered best expressed by the combination of yellow and purple, etc. These experiments are, as yet, not scientifically convincing: the results are too variable, and the influencing factors are not sufficiently under control. STUDIES ON THE EXPERIENCING OF COLORS 39 . THE AFFECTIVE CHARACTER OF COLOR The discussion so far has concerned itself with only one aspect of the color: its pleasantness or unpleasantness. But a color's character comprises much more than this one aspect; it means more to us than just a certain like or dislike. Two motives there are which may explain the special atten- tion given to this one aspect. First, reducing the problern to this one aspect greatly simplified methods of experimentation. The instruction to arrange a number of colors according to preference is easily understood by almost any subject and easily executed; the results are easily worked out statistically and easily inter- preted. This simplification made it possible to work with the great number of subjects mentioned above. The second motive for simplifying the problern is related to a theoretical presupposition regarding the nature of emotion in general. At the time that these experiments began the one- dimensional conception of emotion was still predominant (Eb- binghaus, Ziehen). Emotion was considered tobe nothing but a certain degree of Lust or Unlust. Typical of every emotion would be the degree of like or dislike experienced. All further differen- tiation of emotions was based on outside factors that might have influence beside the basic like-dislike characteristic such as "associations," but need not really be considered in the analysis of emotion. The study of emotion centered on the determination of the degree of like or dislike involved. For the same reason the study of the emotional character of color was limited to the study of its like-dislike value, i.e. of color preferences. Even though this conception of emotion is admittedly out-dated, its after effects are still to be found in various instances, for example in the disproportionate interest in color preferences. Wundt (z78, 274) broadened the one-dimensional theory of emotion into a three-dimensional one. The dimensions he added were: "Excitement-Repose" and "Tension-Relaxation." Ac- cording to him the singular emotions were chiefly determined by these three dimensions, regardless of more extemal factors influencing the concrete form of emotion. Stefnescu-Goang has worked out an experiment in accord- ance with this theory. The dimension "tension-relaxation" was 40 STUDIES ON THE EXPERIENCING OF COLORS found to be the most obvious, red, orange, yellow and purple being on the tension side and green, blue, indigo and violet on the relaxation side. The like-dislike dimension proved to be too variablebothin individual subjects and between various subjects. As the general interest in such theories of emotion diminished, the study of the colors' emotional character was conducted on a freer basis. It was not so much the question to what degree certain emotions went with the various colors, as: what emotions go generally with a given color. Two methods were adopted: 1. It is possible to give a subject certain colors and to have him describe freely their emotional effect on him (IBo). However, if the subject is not trained in doing this sort of descriptive work the results usually are meagre. At Wundt's advice, this method is sometimes supplemented by pneumographic or sphygmographic registration or by the recording of tapping rate and certain other expressive movements. 2. In the United States use has rather been made of a fixed series of many emotional terms. This Iist is given to the subject along with the colors. He is then required with each color to mark one or more of these terms which in his opinion are related to that color. A good example is provided by a study made by Odbert c.s. in which the vocabulary of Hevner was used andin which the follow- ing central tendencies became apparent: red-exciting, orange-gay, yellow-playful, green-leisurely, blue-tender, purple-solemn, black- sad. These judgments correspond with the descriptions of the colors in the following part. Von Allesch pointed out most emphatically that the results are extremely variable in these experiments as weil as in those concerned with color preferences. His own experiments derive their value chiefly from his effective system of keeping all factors of the situation in hand. He spent years of experimentation in order to create the most satisfactory experimental circumstances and to keep the influence of the material undermaximum control. Moreover, he used experienced as well as unexperienced subjects. But in spite of this careful regulation of the objective factors, he found again and again a striking uncertainty and variability of results. Not even the most rigidly standardized experimental situation appeared to be conducive to stability of the results. Each individual seemed to have a different opinion. Nor would STUDIES ON THE EXPERIENCING OF COLORS 41 the effect of a given color on a given subject be constant. A subject's opinion of a certain color would sometimes even change considerably during the period he was looking at it. Moreover, this was not a matter of minor variations but often of considerable differences and even of contradictions. In our own experiments we regularly found shades of yellow qualified as "cold" and blue as "warm," while the general opinion is just the opposite. In discussing our own results we shall come upon many such in- stances. This great variability is not only a characteristic phenomenon in the judging of a color's emotional character; it can also be observed in the naming of colors. In regard to the vague inter- mediate colors this would seem to be quite normal, but it also holds true for the primaries (44, 231). Katzin and Murray devoted a special study to this. More than once it has been pointed out that this variability is not so very great, and that it is weil possible to distill sta- tistically certain general principles from the heterogeneity of these results. Eysenck (47, 390) proved that even from v. Al- lesch's own data a general order of color preference could be ascertained. It should be bornein mind, however, that such gener- alities can only be deduced from very large numbers of both subjects and experiments. Von Allesch's primary purposewas to stress the insignificance of the influence exerted by those general rules as compared tothat of the subjective individual differences. Wells (I66, 194) also considers that the relation he found between colors and their emotional effect is rather constant. He states: "a given stimulus has an affective character which re- mains constant regardless of any subjective attitude of the sensibilities toward that stimulus." Thus formulated this cannot possibly be correct. For one thing, his subjects were asked to choose from a limited number of emotional terms. This tends to diminish the possible influence of the subjective attitude. More- over, these terms were classed into three categories, those of "excitation," "repose" and "gravity." Only in relation to these three categories does there seem to be a clear-cut distinction between the colors, but by this reduction to three categories many important subjective differences are eliminated. The group "excitation" for example, comprises among other things: 42 STUDIES ON THE EXPERIENCING OF COLORS a. tiring, uneasy, loud, noisy, irritating b. strong, energetic c. light, airy, joyous, sprightly Obviously the emotional value of these terms differs greatly. It is true that by means of simplification certain general rules can be found, but only at the sacrifice of very important and essential subjective variations. Of extreme importance, psychologically, is the relation between the emotional effect of the colors and the character of the obser- ver. This principle is put into practice in the many personality tests in which colors are used. The best known example of these tests is the Rorschach-test in which color is seen in a special relation with emotional life. Other examples are the Mosaic Test (96), Finger Painting (n5), the Color Pyramid Test (Pfister, I39), the diagnostic use made of color drawing and painting, etc. The problern as to what exactly is the relation between color and character in these tests has been the object of only very few experiments. For the present intuitive understanding forms the sole basis for the diagnostic use of color. An interesting example of its application is given by Wolff (I73. 254ff). From a great many paper dolls of various colors he requires his subjects (pre-school children) to compose a "family." The results clearly show the emotional function of the colors: as a rule the father is taken from the darker-colored, and the mother from the lighter-colored ones. One boy picks the following colors: for the father, in regard to whom he shows a strong negative reaction, purple, a "mean" color. Grandfather and brother are black, grandmother white. His favorite colors are yellow and green: a friend is green, and his mother is yellow. An exceptionally valuable study isthat by Alschuler and Hatt- wick who made a thorough analysis of watercolor painting by some 170 children of about 3 to 5 years old. A special study was made of the diagnostic value of color emphasis- the value of which was not only weil established statistically, but also well founded theo- retically. We shall have to refer to some of their findings later. C. SYNESTHESIA A striking phenomenon, also pertaining to color vision, is the interrelation of the various senses, the various modalities of sen- STUDIES ON THE EXPERIENCING OF COLORS 43 sation. Peculiar similarities and instances of mutual influence may be found among smell, taste, hearing, sight, touch. Such interrelations are called "synesthesia." This phenomenon has been studied most thoroughly in extreme, pathological cases. Some people for example, when hearing music, also see certain colors. The colors seen usually vary with each person, as does the connection between the colors and the various details of the music. Cases are known in which a different hue goes with each tone, key, musical instrument, type of composition, etc. This particular type of synesthesia is called audition coloree. There are several other extreme forms of synesthesia. Schliebe for example describes the appearance of light and color phenomena durlog the execution of various motions. Less frequently sounds or noises are heard together with visual perception, with smell, touch or taste. For a summary of the extensive Iiterature on this subject the reader is referred to Mahling for instance. These extreme cases, however, arenot of particular value to us. Within the range of normality, too, there appears tobe a deep- rooted community among the various modalities of sensation, and synesthesia can be of vast importance in color vision. Constant use is made in the langnage of this community, as when we call certain colors "warm" or "cold," "hard" or "soft." Van Ginneken cites many examples some of which are quoted here: "highcolors,deep blue, meager or rich colors; fresh, firm, healthy colors; tasteless, dull, dying, sickly colors; saturated colors; sharp, biting, poignant colors; loud, shrill, violent colors; dirty blue, rancid yellow, moldy green," etc. This interrelation is used extensively in the field of literature. A treasury of synesthetic experiences is given in poetic literature. Huysmans for example in En route writes: "Les voix claires et acerees mettaient, dans la tenebre du chant, des blancheurs d'aube." And Rimbaud's dassie sonnet The Vowels begins: "A noir, E blanc, I rouge, U vert, 0 bleu ... " Such listings of vowels and their matehing colors also appear in quantities in psychologicalliterature, varying with each author. V arious experimental studies have been made in this field. Hein made an extensive study of matehing tones and colors, Odbert c.s. of colors and musical phrases. Bos had a number of grays of varying brilliance arranged to correspond to tones of 44 STUDIES ON THE EXPERIENCING OF COLORS different pitch. The higher tones were considered to match the lighter shades and vice versa. The same goes in general for the colors: colors of high brilliance usually are combined with high tones, musical instruments of high diapason (flute), vowels with high specific pitch (e); the opposite is done with those of low brilliance. Bullough (26) and Monroe have investigated the colors' "heaviness." This was found to correspond with their brilliance: dark colors are "heavier" than clear ones. Krauss required his subjects to express the emotional value of yellow, red and blue through lines. Y ellowis mostlycharacterized by sharp angles, blue bystraightand undulatinglines. On the whole the results of this experiments arerather vague, but it would certainly be worth the effort to perfect this method of experimentation. t) Zietz studied the way in which tones may affect color vision. During the observation of a color the subject was also made to hear an intensive tone. The effect on the color observed was typi- cal: a high tone would make the color more distinct, clearer, stronger, while a low tone produced a vaguer, darker, softer color. The hue of a color may also vary: red may be seen as yellowish under the influence of a high tone, and as bluish or purplish under the influence of a low one. The total aspect of color, too, will change as the result of the simultaneaus sounding of a tone : it gains a fullness and richness which it Iacks without the ac- companying tone (cf. Werner I70) 2). A comparable experiment has been carried out by Howells. Here each color was "associated" with a certain tone; each color when shown was accompanied by a specific tone. Whenever hard-to-identify colors of low intensity were given, the impression received would be influenced strongly by the accompanying tone. The "right" tone, i.e. the tone associated with the color, would intensify the impression, the "wrong" one would change it. A "red" tone tended to alter the impression toward red, the tone associated with green made the impression greenish, etc. A conflict sometimes would also arise between the color perceived !) Rapkin and Wheeler used this idea of Krauss's for a personality test, without mentioning his name. In their vocabulary "red" is the only color word. 2) In the following statement by Calinich tcmperature is said to have thc same effect (29, 263): "Unintentionally I observed that red appears in entirely different nuances depending on whether the atmosphere in thc room is warm or cold. \Vhen my room is heatcd, the color of the wallpaper appears as a definite, saturated red; when it is cold, the same red has a clistinctly bluish tinge." STUDIES ON THE EXPERIENCING OF COLORS 45 and the influence of a tone associated with another color. Other experiments in this field are that by Mogensen Eng- lish who studied the effect of the color of objects on their perceiv- ed temperature; that by De Camp on the effect of color on weight; and those by Warden and Flynn on the effect of color on the estimated size. On the whole the results arerather vague, or even contradictory: Warden and Flynn found no influence of color on size, while Gundlach and Macoubrey stated that the clearer the color was, the larger the estimated size. The explanation of synesthesia So far no explanation of synesthesia has been generally agreed upon. The Iiterature available consists chiefly of observations and factual material while the theoretical foundation is still in a criti- cal stage. It is for this reason that the significance of synesthesia will be reviewed here only summarily and only as far as is of im- portance for the present study. The very fact that we regard the correlation as a problern is based on our conception of the nature of perception. Most theories ultimately reduce every modality of perception to the various senses: vision to the eyes, hearing to the ears, touch to the skin, etc. The senses would be the primary "perceiving" organs, transmitting stimuli to brain and consciousness which latter would only perceive what the senses have picked up first. This implies that the perceived qualities are determined by the senses; color for example would be determined essentially by the nerve cells of the retina. It must be rather obvious, however, that this theory in its extreme form is completely inadequate to explain the phenomenon of synesthesia. The important aspect of synesthesia is the appa- rent unity of the modalities of perception. The source of this unity is to be found in the person who perceives. Essential is not that my senses but that I perceive; not that my retina, but that I see green; not that my skin, but that I feel cold. The various qualities, colors, sounds, temperature, etc. are qualities to me, and not to my organs. The senses are but media, instruments through which perception is made possible. Ultimately it is the person, in his totality, who perceives. It can often be observed how the entire body is involved in the 46 STUDIES ON THE EXPERIENCING OF COLORS act of perception. Seeing a gruesome animal is not only the reception of a visual impression of the shape and color of that animal, but it also includes the shiver along my spine, the goose flesh on my arm, the trembling of my knees, the perspiration on my brow. Alltheseare aspects of the single act of perceiving-a- gruesome-animal. Color vision, too, is more than the retina being stimulated; it involves the whole body. Seeing red is not just the registration of a visual quality, but an act involving the whole body, as is illus- trated by Ovio's well-known example. A factory of photographic plates was equipped with red windows. This affected the entire behavior of the laborers: they grew excited and noisy, developed a tendency to excessive movement, and tired quickly. The replacement of the red windows by green ones had a soothing effect: the workers quieted down and were considerably less tired at night. Zeylmans van Emmichoven noticed that the tapping rate is accelerated by red, retarded by green and blue. Goldstein and Rosenthai have done some interesting experi- ments with patients suffering from diseases of the cerebellum and the frontal lobes. These patients showed all kinds of motoric deviations such as over- and underestimation of distances and weights, mislocation of skin stimuli, and outward motions of the arms when required to stretch them forward blindly, etc. Under the influence of red these deviations increase, while green has the opposite effect. The effect of the primary colors decreases along the line: red-yellow-blue-green. Red effects maximum deviations, green reduces them to a minimum or even to nil: it sometimes counteracts the deviation to the extent of bringing the perfor- manceback to normal. Under the influence of green, for example, the sideward movement of the arms gets more hesitant and less pronounced while red tends to make it both quicker and wider. The same result was obtained with cantrast colors. This once more proves that color perception is not an act in- ':olving only the retina and "consciousness," but the body as a totality. Of coursenot every part of the body partakes to the same extent, and the participation is less obvious in normal persans; but reducing perception to just the visual part means ignoring cc.sential components. Every act of perception implies a certain monant of "vital-krperliches Empfinden" (I68, 152; cf. I65). STUDIES ON THE EXPERIENCING OF COLORS 47 I t is possible in scientific analysis to separate the purely visual part from the other aspects of perception. This, however, is a secondary operation and the result of this abstraction is better called "sensation" in order to distinguish it from the original, _actual "perception." The purely visual sensation of red, for example, is the product of analysis, derived from the original perception of red in which the body, the observer in his entirety is involved. This also has its consequences in regard to synesthesia. In discussing the perception of a color, that color must be viewed in its relation to the observer and not only in its relation to the retina. The question should not be how the retina is stimulated, but how the observer as an individual is affected. In the impres- sion "warmth" it is not nearly as important (psychologically) to know how the skin is affected as it is to find out how the person who is "feeling warm" reacts. "Warmth" among other things means a certain intimacy, an inner, deep contact with the en- vironment. Everything warm has something live and dynamic: sharp outlines become vague, they "melt together." The point where I end and my environment begins is hard to teil. Of course this can be "explained" as a result of widening pores and of perspiration but it is not really just a matter of the skin: I am expanding, I am perspiring. Under the influence of warmth not our skin, but we feel our totality melting together with the environment. "Cold" on the contrary "freezes" everything, it draws sharp outlines within which everything halts (and not only our blood). The relation with the environment gets chilly, the intimacy is broken; we withdraw as much as possible within ourselves: "Le froid a jene sais quoi d'hostile a l'organisme humain ... Le corps a peur du froid, il en a peur en son ame, et non pas en sa peau ni en ses muscles" (Io, 247). It is for this particular reason that not the senses but we, as persops, are affected by the impressions, that these impressions are not restricted to one single sense and have a meaning even when we disregard the specific modality in which they affect us. The dynamic intimacy of warmth, the rigidity of cold, are experiences we may also have independent of the skin's sense of temperature. The intimacy of warmth can also be experienced in 48 STUDIES ON THE EXPERIENCING OF COLORS the perception of red; there, too, the outlines fade and a live, dynamic, deep contact may be found. A color can also be "cold" and affect us as sharp and rigid: "Wenn wir von 'toten' und 'kalten' Farben sprechen, so ist die phnomenale Klte dieser Farben unmittelbar mit ihrer geringen Auswirkungskraft ge- setzt: sie sind nur 'wie starr' hingelegt, 'schwingen' nicht im eignen, mit ihnen phnomenal Ieibhaft gewordenen Sein; sind nur eben 'da', ohne auch das zu 'leben', was sie sind" (37, 300). Of course "warmth" appears most distinctly through the thermal sense. It is true that "warm" is an experience which affects us totally and which therefore may also appear in visual perception, but the thermal sense is the proper organ for this sensation. Impressions of other modalities, such as color, can only be "warm" in so far as they are not specifically visual, while the modality of heat as such is specifically "warm." Therefore, two aspects should be distinguished in every impres- sion: 1. The general import of the impression for the observer; 2. The specific modality in which it appears. A color specifically is a visual impression, but its general meaning for the observer may be either "warm" or "cold." A complete description of perception should take either aspect into account, analyzing both the specific nature of the various modalities of sensation and the general meaning for the observer. Sampies of such analyses are given in the phenomenological studies by Nogue, Lavelle and Conrad-Martius. D. SYMBOL15M AND ASSOCIATION Symbolism In the previous chapter the fact was emphasized that perception does not concern only one of the observer's senses but bis entire person. And this means not only bis body but all bis aspects, including the mental and psychic ones. Color perception also involves a person's emotional make-up, bis intelligence, bis ethics and religion. These fields can be separated only secondarily. In investigating the value of a color these not strictly corporeal aspects have to be studied. The emotional, ethical, religious, philosophical meanings of colors often prove to be of essential importance. These aspects will in the present study be indicated STUDIES ON THE EXPERIENCING OF COLORS 49 as color symbolisms, even though from a strictly theoretical standpoint this may not be an entirely proper use of the word. Ethnology in particular yields many examples of the symbolic use of color in charms, amulets, divinations, medications, safe- guards, liturgics, etc. In all these instances each color has its special role to play and its special rules for application at specific important occasions and functions. Red is supposed to counteract infections and yellow eures jaundice. The evil eye is warded off by black, sins are expiated with white, etc. Weshall give several examples of this kind when discussing the various colors sepa- rately. It is generally accepted that color is of godly origin. The power of the colors originally is the power of the divine, and whatever possesses color also possesses its divine power: "A dragon in the water covers hirnself with five colours, therefore he is a god" (99, 142). Portal treats the colors entirely from the standpoint of their divine origin: each color is discussed in its three phases; first in its real divine quality, then in its spiritual value for man, and finally in its last form with its profanized meaning which regards color only in its purely human function. Red originally represented divine Iove itself; in the second phase, human love of God, and finally it came to symbolize Iove among human beings in its materialized, erotic form. "Thus color symbolism ends; nevertheless its last, materialized expression still testifies to its noble origin" (I25, 24). The most striking aspect of the development of color symbolism is the gradual formalization of meaning. Originally the color is more intensely experienced, its symbolism is richer in nuances and more the direct product of the concrete situation. Its use, however, is gradually standardized and to each color a more and more sharply defined function is attributed. Practical and philo- sophical considerations exert their influence and color symbolism is forced into a system of meanings which gives little evidence of the colors really being experienced. It becomes necessary to have a manual in order to find one's way among the colors and their specific meanings. This development is easily traced through the Middle Ages. From a natural feeling for color a system of symbolisms grew in which every single meaning was laid down accurately. "Thus in the later Middle Ages a system of religious Colors and their Character 4 50 STUDIES ON THE EXPERIENCING OF COLORS and erotic symbolism was formed on a speculative basis, a system so far removed from the psycho-physiological founda- tions of the expressive value of color, that only the initiated could become familiar with it" (3I, 49). Color symbolism increasingly came to resemble agame, with no emotions involved (cf. 63 for example). The same situation prevails in heraldry and its use of color. lt is possible that the colors of the old coats of arms originally had a deeper significance. In the later Middle Ages, however, heraldic symbolism consisted of a strictly formalized system in which each color stood for certain virtues. The following Iist is a typical example (86) : gold - excellence, intelligence, esteem, distinction silver - purity, wisdom, innocence, joy red - victory, triumph, dominance blue - fidelity, constancy, humility green - beauty, joy, friendship, health, hope black - sadness, humility, serviceability purple - dignity, dominance, frugality The best-known "manual" of heraldic symbolism isthat by Sicille Le blasondes couleurs en armes, probably written around 1450. Another form of systematization of color symbolism can be found in the liturgies of the Roman Catholic, the Greek Orthodox and Anglican Churches. Until the fourth century in the Roman Catholic churches white was used chiefly; after that time several colors were used freely. lnnocentius 111 restricted the number to white, red, green and black, and during the thirteenth century purple was added. Now each of these colors is designated to be used exclusively on specificied occasions. Very few exceptions to this rule are known, and in those cases special dispensation has to be obtained. The following meanings are attached to the five liturgical colors (30). white - innocence, purity, joy, glory (Feasts of J esus and Our Lady) red - burning charity, sacrifice (Holy Ghost, Martyrs) green - hope for eternal life purple - affliction, melancholy (Advent and Lent) black - mourning, sorrow, sepulchral somberness (Requiem) STUDIES ON THE EXPERIENCING OF COLORS 51 The Greek Orthodox church has similar, though not as strictly compulsory; rules. For a special study of liturgical colors, the reader is referred to Braun and Hulme, p. 16-29. A highly fotm.alized system of color symbolism is still extant in the anthroposophical doctrine where all aspects of life are seen in a symbolical relation to the colors (cf. 79). Other cultures yield many more examples of such systematized color symbolism. In China there is a classification in which the colors are combined with the points of the compass and several other aspects of everyday life (70, 120 and 69, 26). blue - East - Spring - wind - wood - sour -Ii ver - eyes - benevolence red - South - Summer- heat - fire -bitter - heart - ears - ceremony and rites yellow - Center - - dampness - earth - sweet - spieen - mouth - trustworthiness white - West - Autumn - drought - metal - pungent -lungs - nose - righteousness black - North - Winter -cold - water- salty - kidneys - passages- knowledge A similar coordination of colors and compass points is found among many Indian tribes of Northern and Central America. So far nobody has been successful in tracing the motivation of these systems. The system varies with each tribe, and they seem tobe rather arbitrary. An attempt at clarification has been made by Rck. In India each caste has its own color; the word for caste, vartta, originally means "color." The colors are: white for Brahmans (the highest caste), red for Kshattriyas, yellow for Vaisyas and black for Sudras (the lowest caste) (99, 145). The various mythical eras have their specific colors, too, as listed in the following chart by Mackenzie: Mexican - 1. white 2. yellow 3. red 4. black Celtic - 1. white 2. red 3. yellow 4. black Indian I - 1. white 2. red 3. yellow 4. black Indian II - 1. white 2. yellow 3. red 4. black Greek - 1. yellow 2. white 3. red 4. black South Borneo's Ngadju Dayaks believe that white is the color of the upper world while the underworld is signified by red and black- a notion which we, too, can camprehend (IJZ). Many formalized color symbolisms are extant in our present- day proverbs and phrases. We speak of "having the blues," of "greenhorns" and "yellow streaks," of the "black army" and of "doing it brown," etc. We still attribute certain conventional meanings to the colors: hope is green, loyalty is blue, Iove is red, 52 STUDIES ON THE EXPERIENCING OF COLORS hatred is yellow, purity is white, mouming is black, etc. But, generally speaking, the original, actual value of these symbols is no Ionger feit; we only use them automatically, as established phrases. A ssociation Of great importance psychologically is the question of the source or the origin of these systems, these conventional symbols. They cannot be entirely meaningless. No matter how varied their use in different cultures, wherever it is possible to analyze them and their development it appears again and again that certain fundamental ideas, certain identical principles underlie these symbols. Red as a eure for a certain disease, the heraldic red indicating vanquishing force, red signifying the warm South, or fire, and the red liturgical rohes wom on feasts of martyrs, all these heterogeneaus forms are rooted in one and the same basic notion, in the actual experience of red from which all these applications derive their meaning. The special question for the psychologist is: what is this experience? In what particular way is red experienced so that all these symbolic values could result? Why does red stand for Iove and force, yellow for hatred and green for hope? This is where classical psychology introduced the concept of association. Whatever could not be explained as a direct conse- quence of the color's visual nature was explained by associations. This was the only explanation available for the synesthesia phenomenon and for symbolisms. The explanation of these phenomena through association is based on the theory that associations are formed only between factors which previously have often been experienced together. The more often they have appeared together, the stronger the association. The association of hope with green for example would be based on experience with green plants. The latterat the same time show us their greenness and give us hope for future blooms and fruits, for a rich harvest. The association hope-green would therefore be the result of the often repeated, joint appearance of green and hope so that the color green itself, in any form, would call forth in us a feeling of hope. A similar explanation for the association loyalty-blue was sought in the ever-returning blue STUDIES ON THE EXPERIENCING OF COLORS 53 sky; for red-heat in fire; for hatred-yellow in the gall, etc. More personal associations would be fonned in the same way. A person may associate "mother" with blue, because his own mother has blue eyes, or morals with brown because his Sunday school teacher invariably used to wear a brown suit, etc. This is the fundamental principle of the explanation of color effects in the classical psy- chology as fonnulated for instance by Fechnet and Volkelt. Only a few experiments have been made on this subject like those by Dorcus and St.George. They have done little more, however, than noting and classifying the words associated with the colors. Therefore they hardly contribute toward the psycho- logical understanding of color. The concept of association today is no Ionger accepted as an explanation in psychology. The word is still used to indicate in general any relation between two facts but it does not explain anything about that relation. It has been proved that the fre- quency of joint appearance in previous experiences does not satisfactorily explain the relation. It may be one of the motives but certainly not the only one. Obviously there must be other motives for the fonning of such a close relationship as exists between red and heat, between green and hope. True, fire sometimes is red, but not often. Nonnally it is yellow and orange, sometimes even purplish blue. And yet red is the color of warmth par excellence, not yellow or orange. Red, in our experiments, has not once been called cold, as have yellow and orange. In our experimentsred was called "fiery" fifteen times, as weil as "flaming," "burning," "blazing," etc. Orange was called "fiery" only once, yellow never. Yellow on the contrary was described more often as cold than as wann while blue was cold as often as warm. Experiences with fire cannot satisfactorily explain a11 this. There must be some deeper reason for the for- mation of these specific relations, and it is wrong to attribute it to a "purely accidental" association. The same applies to green and hope for example. Is it true that the sight of green plants is always accompanied by the expec- tation of fruits and flowers? And why should just the green color have become the symbol of hope and not the shape of the leaves? Why was the mother associated with the blue of her eyes instead of with the color of her hair, her lips, or her dress? And why was 54 STUDIES ON THE EXPERIENCING OF COLORS that color associated with the mother instead of with any one of the many other people with blue eyes? It may be true that pre- vious experiences play an important role in this development. But in every instance the question remains the same: why were these associations formed and not other ones, and why did just these facts grow to be so closely related? As in the case of synesthesia, the causes must rather be sought in the nature of perception, in the function of color perception in the totality of the person. Perceiving is: perceiving through the emotional, motor, spiritual and all other aspects of the person. The perception of red is not just the passive reception of a visual quality, but also the experience of excitement, of warm contact, of intimacy and communion. Seeing green also means feeling well-balanced, quiet, hopeful. It is psychology's task to investigate and analyze these universal meanings of the colors. If it stops at their purely visual qualities it ignores those aspects which give color perception its specifically human character. CHAPTER 3 A FEW OBSERVATIONS ON PHENOMENOLOGY Before proceeding to the discussion of our experimental study of the character of the colors we shall stop briefly to consider the question of the scientific method tobe followed in such a study. Several times before it has been pointed out how in scientific analysis the color usually is abstracted to some extent from the actual situation. In the very naming of the colors not the color simply as it is experienced is given a name but the color concept as abstracted from and opposed to the concrete situation. In color systems such as those of Ostwald and Munsell the colors form certain sharply defined categories, standardized samples indicat- ed by letters and ciphers, subject in no way to the subjective variations in perception. Physical science is interested only in the physical correlate of color, in the "causes" of the sensations in (objective) time and space. Classical psychology did not treat color in its original actuality either, but as an independent fact, a visual "sensation," divested of all the other aspects of the situa- tion, of emotions, motor impulses, "associations," symbolisms, etc. In all these cases the situation is deprived of its actuality; the color is abstracted from it as a fact per se and as such it is made the object of scientific analysis. It is questionable, however, whether this abstraction is really necessary, whether it would not be feasible scientifically to study the situation in its actuality and to approach the color as it is concretely experienced: in its phenomenality. This indeed is the ultimate intention of "phenomenological" psychology or, as we shall hereafter call it, phenomenology (there exists a phenomenolo- gical philosophy, too). Phenomenology strives to analyze the phenomena as integral parts of the situation as actually ex- perienced. The essential function of the original experience for 56 A FEW OBSERVATIONS ON PHENOMENOLOGY color psychology has been mentioned several times before. The emotional character of the color derives its real significance only from the way it is actually experienced. The associations, the synesthesia, the symbolisms should be reduced to the original unity of the person and his environment, to the unity of the total situation during the act of perception. This unity is the object of phenomenology whose starting point is not the color as a "fact" more or less abstracted from the experience as aseparate factor, but the color as integrated in and with the other aspects of that experience. In phenomenology observer and color cannot be studied sepa- rately since the significance of both lies in the very act of per- ception. Phenomenology deals with color only in so far as it is experienced, and not as a physical fact or abstract concept; it deals with the observer only in so far as he experiences the color, and not as a physiological mechanism. In phenomenological Iiterature we often find perception described as a "meeting": in the act of perception the observer and the color "meet," both being equally essential elementsofthat meeting. Perception of a color is not just passive reception of a visual impression but a form of mutual exchange, an Auseinandersetzung between ob- server and color involving all aspects of both parties. Binswanger (z6, 22) remarks: "The world, in perception, is not experienced as 'world' but as 'you'." In describing perception as a meeting emphasis is put upon the above unity of actual perception in which every aspect is influenced by all the others and of which no single aspect can ever be clearly distinguished from the others. The phenomenological method The object of phenomenology therefore is entirely different from that of the abovementioned classical studies; the impli- cations of the word "color" in the two cases differ widely. Pheno- menology does not posit any facts at all. It knows nothing but experiences, of which "color" is a subordinate factor. Color is important only as intended obfect, as that towards which the perception is directed. In phenomenology color is only an object of intention; as a "fact," color lies entirely outside the range of phenomenology's pretenses. But the chief problern here is whether it is at all possible to A FEW OBSERVATIONS ON PHENOMENOLOGY 57 study thesituationinits actuality, or rather whether it is possible to do so scientifically. For does not every attempt to study a situation deprive it of its actuality and dissect it into separate factors? Does not all scientific analysis inevitably entail some measure of abstraction? The color under consideration naturally can never be the phenomenal color as it is actually perceived and experienced. It is true indeed that with the classical methods of scientific research the actuality as such cannot possibly be analyzed. Phenomenology therefore has its own method: it follows the "phenomenological method." The frequent contention that phe- nomenology is nothing but another new method is unjustified. Its object, too, is entirely different from that of the classical sciences such as classical psychology. While the latter strives to establish "pure facts," phenomenology reaches deeper toward that Ievel where these facts do not as yet exist as separate items but are still integrated in the unity of the actual experience. It could not do this with the classical methods, so it has devised its own. Phenomenological analysis at any rate is not - as it is often thought to be - just description; phenomenology is frequently mistaken for an improved method of description which accounts fr subtler differentiations and gives more accurate definitions. This conception is wrong, or rather incomplete: description alone, no matter how accurate, cannot touch the experience in its actuality. For that same reason phenomenology is more than introspection. The latter does not go further than description of facts either, even though it describes "inner" facts. Introspection, too, is based on an abstraction: the interiority which is its object and the outer world with which the latter is closely related are dis- connected; the inner facts are viewedon their own without any reference to the actual experience where interiority and exteriori- ty are closely interwoven. The very act of description reduces the actual experience to a related experience. In order to attain a phenomenological de- scription a new aspect must be introduced, an additional meaning which pure description does not have. The description should not be viewed in its direct, "literal" value but as a reference to the actual background. In phenomenological description the words 58 A FEW OBSERVATIONS ON PHENOMENOLOGY and phrases are given a special function: they do not point only to the facts their meaning - on the surface - would seem to imply, but through those facts to the original, actual situation. In phenomenology "red" does not just indicate the concept or the objective fact "red," but through that the color red as actually experienced. Thus the phenomenological method distingnishes itself by explicitly and purposely attributing an additional function to its descriptions which they did not have in the classi- cal scientific langnage (although in conversation they do!). To use a phenomenological phrase - it posits its descriptions as transparent to the actual background. Through the descriptions it endeavors to draw attention to the original experience as mani- fest in the facts and the descriptions thereof. In this respect the function of the langnage is not one of "relating." Only facts can be related to others, never the actuality as such: the latter is exclusively a matter of personal experience. The langnage can only "evoke" the actual exper- ience in others, "elicit" it, and so enable them vicariously to have the experience described. One may mention the exciting quality of red as a fact, one may elaborate upon it and describe it from many angles, one may quote striking examples; but no matter what one does, the actual "excitingness" of red can only be experienced by the other persons themselves. The langnage can only serve to draw others' attention to this exciting aspect. Cairns (49, 7) describes the phenomenological method as follows: "In their communicative function, phenomenological statements are intended to help the person addressed tobring to selfgivenness for himself, to grasp, explicate, and compare the very matters in question, to attach to the words a signification deriving solely from his own observations, and to see the state- ments as evidently confirmed (or cancelled) by the matters themselves. Whatever verbal definitions or deductive arguments may be contained in a phenomenological discourse are quite ancillary to this purpose - or out of place. Strictly phenome- nological statements are to be used as guides for observation, much as one might use a previous observer's description of a Iandscape as an aid in distinguishing its features while all the time it lies before one's eyes. In other words, their purpose is to assist the reader to knowledge that fulfills the phenomenolo- A FEW OBSERVATIONS ON PHENOMENOLOGY 59 gist's own criterion. Assistance is useful not only because some observations are intrinsically difficult but also because preju- dices are likely to induce one to overlook or explain away what is actually there tobe seen. The phenomenologist's appeal to 'im- mediate' inspection is not made on the assumption that a phenomenological proposition need only be understood for its truth to become evident forthwith. The truth of an opinion is seen 'immediately' only when its coincidence with a given fact, as judged on the basis of the very matters entering into it, is seen. And often it is a long and hard road to a position from which one can see the truth of an opinion -- 'immediately'." As pointed out in the above quotation, in phenomenology nothing can ever be proved. Only facts and the laws governing them are provable; concrete experiences are not. A phenomenolo- gical description may indicate certain experiences, but it depends on the person addressed whether or not he is able to re-live the experience described. The norm for the correctness of a pheno- menological description is not the extent to which it conforms to certain objective standards, but the measure of insight in a given concrete experience it conveys to the other person. Nor can a phenomenological analysis ever be complete. There is always another aspect tobe described, another angle from which to view the experience, a more pregnant phrasetobe used. Never will a phenomenologist feel that he has exhausted a subject; one of his premises is the unattainability ofthat stage. It is a source of confusion that it is not possible by the form of language used to distinguish between the above two functions: that of relating (facts) and that of referring (to the actual experience). Whenever a phenomenological exposition is judged by classical scientific standards, i.e. as a statement of facts, it is misinterpreted entirely or possibly even considered senseless. t) In such cases logical contradictions are found, statements that are objectively either wrong or vague are pointed out, and it is not realized that these statements in the phenomenological analysis were not at all meant to designate facts, self contained and independent of other factors, but detailsofatotal description, ') Zilsel's criticism of the phenomenological analyses by ConradMartius (36) is a case in point. 60 A FEW OBSERVATIONS ON PHENOMENOLOGY which has value only as a totality, as an Erhellung of an actual experience. The difference between these two forms of scientific use of the language can only be understood from the total context and the basic scheme of the study. At best the difference may be accentu- ated artificially. E.g. in phenomenology much use is made of capitals, quotes, hyphens, etc.; words are given a specific form (red-"ness," "reddish"), special terms are introduced ("in- tentionality"), etc. I t is obvious that this use of the language depends largely upon the possibilities of a given language. Every language has its own specific means of expression to refer to actual experiences. In German for example it is done through the use of contaminations and word alterations; in French through syntax and choice of words. It is often very difficult to appreciate the specific methods used in foreign languages. Most phenomenological analyses are determined largely by the language (I IZ, I I 3; see also I07, 20) : "Il est impossible au avec son vocabulaire et sa syn- taxe analytique jusqu'a l'exces, taut en clartes et en finesses, non seulement de penser, mais d'etre ouvert aux choses de la meme maniere que 1' Anglais, avec sa Iangue pratique, directe, qui donne le pas au present et aux termes d'action, ou que 1' Allemand avec son instrument puissant et tenebreux, mainte- nant toujours le Iien de l'esprit a l'instinct." The translation of a phenomenological study from one language into another there- fore is always a hazardous task. However, the language is not necessarily the only means of referring to actuality. For evoking a certain concrete experience many other means are available, such as photographs (z8 or 5, fig. 32), plates, drawings, pictures, etc. Modern French philoso- phers frequently use novels, films and theater for illustrative purposes, like Sartre La Nausee, S. de Beauvoir Les Bauches Inutiles, Camus Caligula, Sartre l'Engrenage, etc. Poetry in par- ticular often yields the most pregnant and accurate phenomenal descriptions. Its subtly differentiated langnage and the artistry of its images call forth far deeper-going experiences than the most strictly scientific discussions can ever achieve. Yet it cannot be classed as "phenomenology" since poetic descriptions have no scientific intention. Their sphere is an artistic one. Unless their A FEW OBSERVATIONS ON PHENOMENOLOGY 61 descriptions are used in a scientific context they cannot Iead to real phenomenology. Poemsandall other non-scientific forms of expression provide valuable material and striking examples but arenot in themselves phenomenological. Phenomenology and experiment This new function of the language is accompanied by a corres- ponding revaluation of the experiment. Classical psychology uses experiments to prove such facts as: x% of the subjects prefer blue; in I I% of all cases yellow is called "cold" and in 7% "warm"; the commonest association with green is "nature," etc. Such facts are established through the experiments and can be accepted at face value. The steady increase of their number is the chief purpose; the ideal is a science which "knows" everything. Experiments and their outcome have no direct value for phenomenology. Beyond those facts it searches for the way they are rooted in the actual experience. Its ideal is not to know everything, because its conviction isthat its object can never be "known" completely; after all the full actual experience can only be had by the experiencing subject. Phenomenology seeks the basis of already established facts. It pointsout the social, pliable nature of blue, and from that stand- point elucidates the striking preference for that color. I t discusses the peculiar ambivalent emotional value of yellow and the resul- ting possibilities of that color being considered either as cold or warm. On the basis of its analyses it attempts to view established facts under a new light, to give an evident significance to facts that have lang been known and accepted without criticism. Phenomenology does not regard experimental facts as more than one step toward its ultimate object: the actual experience. As formulated by Scheler (IJJ, ISSff): "Psychologically, too, the experiment may serve as a phenomenological clarification. As such it acquires a function analogaus to that of mathematical experiments, the so called 'Veranschaulichungsexperimente'.'' Their results have the same value as the language, photographs, theater plays: they are intended as examples, as means to call forth the experience under discussion as accurately and as effectively as possible. Their value is not that of a fact but of an example. Experimental results arenot judged by their statistical 62 A FEW OBSERVATIONS ON PHENOMENOLOGY frequency but by their capacity to express a certain experience and to explain this experience to others. The most valuable experiments, in phenomenology, are those which yield the most striking, most pregnant, most convincing examples. Statistical analysis can only serve to establish the examples' factual value which, however, is in no way indicative of their phenomenological value. All references in phenomenology to natural phenomena also are to be considered under this exemplification aspect. The natural phenomena are not mentioned because of their objective factuality but because of their potential function as examples of a certain experience. The phenomenologist is interested in the greenness of grass only in so far as a Sackverhltnis is manifest in the experience of green grass and only in so far as the green grass pregnantly expresses the natural, youthful, fresh and hopeful aspect of the green color. Green is not natural and hopeful because it is the color of grass, but grass exemplifies the natural- ness and hopefulness of green in concentrated form. However, green may be experienced and interpreted in numerous other ways which could hardly be exemplified by grass. Green as a poisonous color for example is much better represented by a greenish, pale face. Nor, in reverse, is grass the only available image to illustrate the youthfulness and hopefulness of green. Maeterlinck evokes a totally different picture in describing how in a submarine cave the light of dawn filters through the water, giving it a greenish tinge (I95, 155): Je suis sur que l'aurore pt'metre l'ocean, et qu'a travers toutes ses vagues vertes, elle envoie jusqu'a nous le plus pur de son me d'enfant. A host of actual experiences is concentrated in this one de- cription. It calls forth with utter expressiveness the promise of the childlike, the hope which is manifestbothin the dawn andin the green color. In antique science the above way of thought was generally followed. Nature was primarily the image, the symbol of univer- sal, divine principles. Mackenzie (99, 162) describes how in an- cient Egypt the knowledge of minerals and precious stones was determined entirely by the human and religious experiences A FEW OBSERVATIONS ON PHENOMENOLOGY 63 manifest therein. The same applies to Middle Age alchemy. Bachelard demonstrates for example that the preparation of gunpowder was not considered to be a neutral, objective accom- plishment, but a process in which all the fundamental forces of the universe were joined together and in which the world was experienced in concentrated form (ro, 46): "le noir charbon comme materia prima fut meie avec le soufre (l'homme rouge) et le sei (la femme blanche). L'explosion, valeur cosmique in- signe, fut le signe eclatant de la naissance 'du jeune roi'. On ne peut meconnaitre ici l'action d'une certaine causalite des COU- leurs, la poudre realise unesynthesedes puissances du noir, du rouge et du blanc." Goethe is particularly famous for his subtle way of using natural phenomena as illustrative of fundamental emotional experiences, of phenomenal relations. Much criticism of Goethe's work stems from misi:qterpretation of the basic function of his scientific dissertations. Physically many of his theories may be antiquated, but it should be remernbered that Goethe was not so much con- cerned with the factual content as with the exemplary value of the natural phenomena, because of the way in which certain fundamentals of actual experience can be found again and again in nature. For him nature exists primarily in its phenomenality, as the manifestation of the Idea" (r53, 238). Boring's conclusion (r9, 114) that "In Goethe's theory of color ... ob- servational intuition appears at its worst," holds true only in physicis; psychologically such a verdict indicates a complete Iack of understanding of the background of Goethe's work. PART 11 EXPERIMENTAL RESEARCH Colors and their Character 5 CHAPTER 1 EXPERIMENTAL PROCEDURE The preceding part is now to be supplemented by an investi- gation into the ways in which the colors are actually experienced, into the character of the colors as concretely experienced. What function and what meaning does color have in the original experience? In so doing we must be mindful of the nature of "character" in general. For character is by no means a constant thing but one which depends on the entire concrete situation, on the circum- stances under which the color appears and not only on the fact that the color is red, green or blue. The character of a color is always formed in connection with and in view of the specific nuance of that color, its background, its practical use, the ob- server, his mood and his ideas. A color has as many different traits as there are concrete situations. A character is not a structure of established qualities but one of potential qualities. lt should therefore not be described as a qualitative quantity of traits but rather as a potentiality. Of chief interest for the present study are the possibilities of certain forms of expression given in the character. Whichever possi- bility is realized in various situations depends on the situations in their totality and cannot be determined on the grounds of the color only. A color is characterized by its potentiality of appearing in a situation under any of its various aspects. The objectification of the color as an independent, self-contained entity is a secon- dary abstraction only to be made on the basis of its function in the actual situation. In the following descriptions of the colors we shall therefore emphasize this plurality and the variability of these possibilities of expression. In calling red "exciting" we do not intend to imply that "excitingness" is one of a number of constant traits of that color, but rather that this trait may be attributed to red. In some 68 EXPERIMENTAL PROCEDURE situations this possibility may be actualized, in others it may not. Hence all statements about the colors to be made in the following should be read iri this sense; i.e. as possible but not inevitable ways for the colors to appear in certain situationsnot to be specified further. It is our endeavor to study this potentiality given in the colors in a more systematical way. The data available on the meaning of the colors as briefly summarized in the foregoing chapters often are too arbitrary and too much subject to special cultural influences and incidental circumstances to make them adequate for use in a more general review of color symbolism. We have tried to supplement these data through a few experi- ments which may provide, in a more systematical relation, data on the character structure of the colors. The experiments Forthis purpose we have evolved an experiment based on a plan by Wolff (I72, 277ff.). A number of subjects were given a cardboard box divided into six or ten sections. In the Iid of the box were six or ten slots corresponding to the sections. The name of a color was printed beside each slot. TABLEI Series I orange purple green grey brown black white red yellow blue Series II green red yellow blue white purple Series III green red yellow blue white brown COLOR WORDS USED IN THE COLOR EXPERIMENTS The words are listed in the order in which they were printed on the boxes. The main experiments can be divided into 3 series in each of which another combination of color names was used. Table I gives a picture of the colors used in each series in the order in which they appear on the boxes. Table II shows the grouping of the subjects according to age and sex. Profession and social background of the subjects varied widely. They were mostly students and intellectuals. In this respect, too, variation of factors was preferred over standardization and homogenization. For the latter two might well have precluded numerous possible EXPERIMENTAL PROCEDURE 69 TABLE II SE RIES AGE 1-11-111 16-25 I 26-35 I 36-65 I All M 12 16 14 42 F 24 24 17 65 TOTAL 36 40 31 107 AGE AND SEX OF TBE SUBJECTS TESTED WITB SERIES I, II AN:Q lll The numbers of subjects of either sex and of each age group are listed separately. interpretations of the colors. Statistical certainty was made subordinate to variety of opinions obtained. This is also the chief reason why color words were used rather than color samples. In general samples of specific colors tend to urge the observer toward one certain aspect of a color and leave little room for personal variation. It is true that color samples also evoke widely varied interpretations, more than is commonly assumed. Yet, in order to exclude such possible limitations, we preferred to use color words in most experiments. The boxes had a neutral cardboard color so as to avoid any specific hue. t) Along with the box the following typewritten instruction was handed to the subject: I nstYuction I "The purpose of the following experiment is to investigate the psy- chological meaning of the colors. You have in front of you a box on which the names of ten (resp. six) colors are printed: black, white, red, yellow, blue, orange, purple, green, gray and brown (resp. the six colors used). You must envisage these colors well. You need not think of any particular nuance - just the colors in general. "You will also be given a great nurober of cards on each of which one word is printed. You are required with each word to find one of the colors which in your opinion matches that word best, and then to put the card through the slot of that color. You must follow your first impressions entirely and immediately put the card into the section which you think goes best with it. Don't stop to reason, and do not bother about the words you have already distributed. Each word should be considered by itself. You are absolutely free as to the motive you may have to combine a certain word with a certain color. t) Various parallel experiments were done, however, with color samples. On the boxes ten little squares were stuck on a medium gray background. The nurober of subjects in theseexperimentswas 27. 70 EXPERIMENTAL PROCEDURE "If you cannot place a word immediately- put it aside on the table. Maybe you will be able to place it at the end of the experiment. "Remernher: Arrange the words under the colors as quickly as pos- sible." The subject was then given a pile of 116 small cards. For a listing of the words printed on these cards, see table A. These words were always presented in the same order for which pur- pose every card was numbered on the back from 1 through 116. These numbers are contained in Table A, columns 1 and 2. During the distribution the subject's speed was watched especially. Those who were slow were encouraged and told that a high tempo counted more than a "considered" or "correct" distribution, and that, if desired, more cards could be put aside. Where the need arose for additional colors such as pink or gold, not printed on the box, instruction was given for the time to arrange the word under the color most closely resembling the desired color and to explain afterwards when discussing the distribution. After the initial distribution the numbers of the cards put aside were noted and the subject requested again to try to distribute them, at a lower speed if so desired. In general this proved tobe wholly feasible. Words that definitely could not be placed were noted separately as "?."On the average 3% of the words could not be combined with any specific color (see Table III). This part accomplished, the following instructions, also type- written, were presented to the subject: I nstruction I I "Through ctistributing the words most probably you havc formed a certain picture of each color. Piease describe as extensively as pos- sible your conception of each color. By which type of words is each color matched best in your opinion, and how does it impress you ?" I nstruction I I I "Which color do you consider the most agreeable, and which the most disagreea ble ? Piease arrangc the ten colors according to agree- ableness." I nstruction I V "Can you explain why you think certain words match a certain color? One by one you will now be given all the groups of words you EXPERIMENTAL PROCEDURE 71 arranged under the various colors. The easiest way is first to subdivide such a group into smaller groups which for more or less the same reason were attributed to that color. You can then indicate the relation between such a group and the color. For words that do not come under any group you can state the reason separately. "You are not required thoroughly to analyze your choices but only roughly to indicate your general motives." Before we proceed to a more detailed discussion of the results, a few general remarks on the experiment itself which are of interest in connection with such a discussion are in order. The following should also be compared with the observations made by Hein who, in his experiments on the arranging of tones with colors, had to face similar difficulties. First, a brief justification of the experiment's set-up. All along the purpose of the experiment has been to study the colors in their normal, everyday aspects as laid down in the entire complexity of popular belief, associations, convention, synes- thesias, etc. We have not endeavored to "purge" them of all aspects other than directly visual; on the contrary, their original complex nature was the very basis of the experiment. For every attempt at such a purification would immediately preclude certain very typical forms of expression. Only a few of our subjects had had rather extensive psycholo- gical training. The exclusive use of trained observers would probably have resulted in deeper-going and more valuable descriptions, and each description might well have come closer to the ideal of phenomenology, but such limitations would also have necessitated the use of a smaller number of subjects with the risk of too much emphasis on individual peculiarities and subjective variations. As the present study was aimed especially at obtaining insight into the rather more popular and generally accepted meanings of the colors, the use of psychologically naive subjects was no objection. The lack of depth in the descriptions was some- what compensated for by their greater number. Also in regard to the color terms used we had to Iimit our- selves to those most commonly used in the language, for the way in which a color lives in the langnage is of essential importance. Our endeavor was to study the colors on the basis of these terms and of the fact that certain color words are currently used and others only rarely. 12 EXPERIMENTAL PROCEDURE The words were chosen rather at random. In general words were selected to which as emotional a response as possible could be expected and in connection with which all colors - to a certain extent - might be mentioned. Some words were taken from Wolff's Iist. In preliminary experiments we began with a nurober of such very concrete words as blood, tree, coal, thinking that thus it would become easier for the subjects to understand the purpose of the experiment. Such words, however, proved to differ so strongly from the other words on the Iist that too much at- tention was paid to the material appearance of the objects named, and hence they would be an interfering rather than a promoting factor. It appeared that without these words the subjects could easily understand that nothing rational was involved but that it was the emotional value of the colors in which we were interested. Some observations about the experiments In the beginning most subjects consider the instructions rather strange. They wonder how it is possible to combine abstract words with colors. The average subject's attitude is very rational: he ask hirnself why one word should better match a certain color than another. He searches for reasons for a certain grouping of the words. Initially both words and colors are chiefly viewed conceptually. Especially because one is involved in a psycholo- gical experiment in which one traditionally is expected to behave as "intelligently" as possible, a subject as a rule begins to em- phasize the logical acceptability of his groupings. He believes it important to achieve a "correct" distribution of the words which, naturally, is neither required nor at all possible. This experiment cannot possibly be carried out rationally. In order to be able to make a distribution one has to experience the colors emotionally. The rational approach should be replaced by the pre-rational, emotional prime experience in which colors and words are still two aspects of one single experience. The experimental technique in two ways is conducive to such a pre-rational attitude. The emphasis on high speed is especially important. By thinking long enough one can always find a rational reason for attributing a certain word to a certain color and not to another color. Butthinking takes time, and by urging speed we can eliminate the oppertunity for thinking as much as EXPERIMENTAL PROCEDURE 73 possible. The subjects are thus forced to follow their first; emo- tional impulses. The use of a slotted box has a similar effect. Countless rational motives are to be found for any distribution. Passion for example could be combined with red because of its connection with blood; with black because it is "bad"; with yellow because of its relation to hate, etc. On rational grounds any word can be combined with any color. This is very much apparent in the experiment: highly rational-minded subjects are inclined again and again to revise their distribution; they are never certain as to where a certain word should ultimately go. In the preliminary experiments we followed Wolff's method and had the subjects write a color name after each word listed. This proved a very time-consuming method; colors were repeatedly altered and yet the distribution remained unsatisfactory, which in turn would cause the subjects to "think" even more deeply about the fol- lowing words. This doubt was eliminated as much as possible by the slotted box system which makes alterations impossible and already distributed words invisible. This method indeed does much to enable the subjects to free themselves of rational considerations and to acquire a much freer, more emotional attitude. It was found that subjects when required to write the color names after the words tired after some 40 words, while all of the 116 words could be put into the slotted box without too much effort. In the course of the experiment all the colors acquire a very specific affective atmosphere. They are viewed increasingly as emotional principles, as dimensions in an "emotional space." During the experiment a system of emotional dimensions develops in which each color plays its specific role. In such a system some of the colors become central factors, primary dimensions in which the major part of the task is accomplished. The remaining colors are used only for exceptional cases, for those words which do not immediately combine with one of the main colors, or which are distinguished by a very specific nature. Each subject's distribution centers around three or four main colors; it proved to be very unusual to use all ten or six colors equally. One for example used red, white and black as primary dimensions: red for the emotional, black for the bad 74 EXPERIMENTAL PROCEDURE and white for the good. Another viewed the colors chiefly in their pleasant-unpleasant relation. In general such systems of dimensions cannot be rationally explained. In some cases one color served as a receptacle for "everything I don't know what to do with," for everything unusual or undistributable. For such words green, purple and orange were often used. It also happened that a subject found a single word matehing more than one or even all colors equally well. It is important to see in the development of such dimensional systems what colors are present at all. The meaning attributed to one color depends on the others available. Orange for instance was always presented in combination with red and yellow (series I). This caused those aspects of orangetobe accentuated which did not belong either with red or yellow. In the differentiation of colors their very differences become apparent : those aspects of a color are emphasized which the other colors do not have. Purpie and brown are largely similar to black, but in series I where they appear together with black such of their aspects are stressed as are lacking in black. In series II and III which do not include black, many of its aspects are attributed to purple and brown. All results therefore should be considered in view of the total range of colors used, and not only in regard to each color as an autonomaus entity. Because of the above in discussing the colors we shall especially emphasize the mutual differences and likenes- ses of the colors. The question arises what the value of the development of such dimensions could be for the character of the colors themselves, and whether in arrangements based on such principles the colors themselves will not be ignored. This is not the case since the motives for the conception of such principles must be present in the very colors. Such principles are never accidental, meaning- less: these affective dimensions are always already potentially given in the character of the colors. They do represent such systematization of the emotional value of the colors as is the case with religious and heraldic symbolism, but such systemati- zations are potentialities already given in the very colors. The subjects themselves also noticed the total change in value taking place in regard to the colors during the experiment. They realized that emotional depths were touched which usually are EXPERIMENTAL PROCEDURE 75 ignored in the rational reasoning process. They emphasized the value of the experiment for a discussion afterwards on a diag- nostic level: as in the free association experiments a certain freedom from rational inhibitions was achieved; particularly under Instruction IV the deep emotional significance of the distribution became manifest. Confrontation with their own groupings had a rather emotional effect: the subjects would realize that they had drawn a picture which surprised them rationally but somehow seemed nevertheless justifiable. They were as a rule unable to give reasons for the distribution made although they accepted it as being correct. An often-repeated statement was: "I don't know why, but it has to be so." The experiment indeed has its value as "experimental depth psycho- logy" (Wolff). Only a few subjects kept having difficulties in distributing the words throughout the experiment. These as a rule proved to have a highly rationalistic attitude or to be emotionally frigid; they were people who in everyday life also distinguished themsel- ves by repression or lack of affectivity. This explains Wolff's objection to psychologists for subjects in these experiments: their attitude would, as a result of their training be too rationa- listic. In our own experiments this did not prove true, possibly because of the rather less rational character of present day psychological training in Europe. An important issue is the influence exerted upon the distribu- tion by convention. The question might weil be asked if all arrangements are not to a certain extent based on conventional ideas conceming the meaning of the various colors. Indeed such combinations as white and peace, black and mouming, green and hope, red and love, are frequently found. And other combinations, as for instance harmony and white, may be weil explained like- wise, because of the peacefulness of harmony; envy and yellow because envy is something hateful; future and. green because "hope" is always directed at the future. Even though a fast tempo counteracts the rational application of such conventions, will they not unnoticeably, implicitly exert their influence? They certainly will. Not only is their influence exceedingly strong; we even made their influence the. starting point of this experiment. Such conventional associations, far from interfering 76 EXPERIMENTAL PROCEDURE with the analysis of the color character (r8o, 47) are an essential factor in it. It is impossible to conceive of this experiment without such conventions. For they are not accidental influences in the mind of certain subjects individually, but factors of the very color experiences of all of them as a group. Their elimination - if it were possible - would completely denaturize the color character. This experiment does not endeavor to study color apart from convention, but color as experienced totally, i.e. also in its conventional aspects. That these conventions are not purely accidental is proved by the fact that - by themselves - they are neither the only motive nor sufficient motive for a distri- bution. Subjects never make their distribution on the basis of convention only, andin some cases even contrarily to convention. Love, for example, generally thought of in connection with red, is arranged under red by 43% of the subjects, but by 20% under blue. The important question in this respect is why one subject should follow the convention while the other does not; why in one case the conventional conception should be a determining factor while in another the subject goes against it. The convention is only a motive, i.e. an "invitation" to attribute a certain meaning to a color. This invitation, however, the sub- ject can "take or leave"; he may take the convention as decisive, or he may basebis decision on a different aspect of the color. In the following discussion of the colors mention will therefore be made explicitly of their conventional use, of the ways in which in various cultures the color character became manifest. lndeed other peoples and other cultures will emphasize different aspects of the colors. The influence of culture is inseparable from the meanings attributed to the colors, and instead of vainly trying to eliminate such influences artificially it is better to acknowledge them explicitly and to admit and accept the fact that they are a factor in all word-distributions. In order to account for other possibilities, however, and to stress other accents, color symbolisms of other peoples will be taken into account as much as possible. A few words remain tobe said about some really "interfering" factors. First, it may happen that a subject purposely does not put a word into the color section where it belongs in his opinion. He may be afraid to seem too conventional, or ashamed of the personal implications of hisreal choice. He will then combine the EXPERIMENTAL PROCEDURE 77 word with another color, one that also matches it, for example, although not quite so weil as his original choice. Thus a subject combined the word "subconsciousness" with green instead of black; because he thought black too popular a Freudian symbol for "subconsciousness." Usually such decisions are found out during the discussion following the distribution. Only in very exceptional cases is the substitute combination made completely at random. A few combinations were made on the basis of the sound of the words, of vowel-synesthesia, but these were easily spotted during the ensuing discussion. Two subjects made their entire dis- tribution in this way. They were immediately recognized. More- over it was possible afterwards to have these subjects make another distribution according to the emotional value of the words. CHAPTER 2 DISCUSSION OF THE RESULTS A. STATISTICAL RESULTS The discussion of the results of our experiments is to be divided into two phases. First we shall review the numerical results, as listed in the pertaining tables. Thereafter the character of each color as it appears both from the word distributions and spon- taneous judgments made by the subjects and from popular sayings, poems, symbolical systems, etc. will be dealt with. TABLE 111 I SERIES I I II I III black 7.1 - - white 10.3 18.9 16.7 red 14.6 20.4 16.1 yellow 8.7 10.2 12.2 orange 6.4 - - blue 16.6 19.9 18.4 green 8.0 12.2 13.9 purple 7.5 14.2 - brown 6.9 - 18.3 gray 10.4 - - ? 2.7 2.8 3.9 - 0.8 1.4 0.5 I 100.0 j1oo.o 1 100.0 THE RELATIVE USE OF THE COLORS IN THE COLOR EXPERIMENTS For each color the percentage is indicated of the words attributed to it by all subjects tested with series I, II or III. After the question mark the percentages are Iisted of the words that could not be placed, after the dash the percentages of the words the places of which as a result of inadequate recording could not be ascertained. DISCUSSION OF THE RESULTS 79 In the word distributions the words are not equally distributed among the various colors. Table III shows the percentages of the words attributed to the different colors by all subjects together. On the whole blue and red are the colors most frequently used, closely followed by gray and white. Of the primaries green and yellow are always at the bottom, followed by the intermediate colors. The percentages for purple and brown are considerably higher in series II and III as a result of the fact that in those series they were combined with many words that would in series I have been arranged under black, gray or orange. It is important to know what types of words are combined with each color. Table A (see p. 173) lists in percentages the number of times each word was attributed to the different colors. Since the variation of the colors used in each of the three series made a direct calculation of the percentages impossible we proceeded as fol- lows. Table IV lists the numbers of subjects who arranged a certain TABLE IV SE RIES I I II I III white, red, yellow, green, blue, ? , - a b c purple . . . . . d e - brown. . . I - g black,orange,gray . . h - - TOTAL SUBJECTS PER SERIES . . I 53 I 29 I 25 SCHEME OF THE DISTRIBUTION OF A SINGLE WORD AMONG THE VARIOUS COLORS The numbers of subjects attributing the word to the various colors are represented separately for each series by letters to be used in the formulas on page 79-80. word with each of the colors in series I, II, and III. From this scheme it appears that the percentages for black, orange and gray of series I as such could also be used for the final table. The percentage for purple was calculated first only in respect to those colors which were included both in series I and II : (d + e) 100 a+b+d+e 80 DISCUSSION OF THE RESULTS The percentage thus obtained was then corrected for the fact that not all of the ten colors were included in the calculation through multi- plication by a+d 0 a+d a + d + I + h' loeo by -s;30 Consequently the percentages for purple as ultimately listed in Tabe! A were: a + d (d + e) 100 X 53 a+b+d+e and for brown: a + I (I + g) 100 ---- X o 53 a+c+l+g The percentages for the remaining colors were calculated analogously, the total number of times the word was, in all of the three series, com- bined with the color under consideration being substituted for (d + e) or (f + g): a (number in I + II + 111) 100 -X o 53 a+b+c Thus an approximate percentage was obtained for the ten colors of the combined thtee serieso A few words whose frequency differed rather widely in the three series are reviewed separately in Table VI. As a result of the above calculations the percentages in Table A usually do not add up to exactly 1000 l nstruction I The distribution of the words among the colors is by no means aceidentat With every color some words are rarely, and others very frequently combinedo The distribution of words under each color differs widely from the distribution to be expected from chance. Table B and Figure 3 (see p. 176) show the frequency distribution for each color, i.e. the nurober of words attributed to each color by a certain percentage of the subjects. t) The un- broken line represents the actual frequency distribution as established by the experiments, the dotted line forms the theo- retical curve, i.e. the curve that could have been expected from a purely random distribution of the words. The areas formed by the experimental curve exceeding the theoretical curve are lined. In all diagrams of Figure 3 "t! is so high that the possibility of random distribution in our experiments is excluded. With each 1) Table Band Figure 3 apply only to Series I since the calculation of the theoretical curve for the three combined series proved rather too complicatedo DISCUSSION OF THE RESULTS 81 color too many words are combined either more or less frequently than might have been expected from a chance distribu tion. In order to give a preliminary impression of the particularity of the colors Table C {see p. 178) lists the words with the highest frequency, those which come in the highest decile of the experi- mental distribution for each color. These words are most pronounced in the case of red. The highest frequencies of all colors in the entire experiment are encountered with this color, namely in the words passion, emotion, tempera- ment, and action. Thus also in this respect red is typified by the sharply defined and highly pronounced character already encountered in the discussion of the development of color terms. Similar though not quite so high frequencies are found with black, white and gray. With black are combined such strongly negative, more or less inimical-to-life terms as death, murder, anxiety, misery and the like. In night the aspect of dark- ness is of special importance although here, too, there may be an element of fear and hostility. With white we also find high frequencies, mainly for words indicating purity, integrity, sublimity, quietness, as opposed to the inferiority of black and the restlessness of red. Gray distinguishes itself from the other intermediate colors by also yielding strikingly high frequencies for such words as boredom, theory, discouragement, past, old age, etc. Generally speaking this relation can be traced in conventional sayings, and it is easy to sense the emotional relationship. All the above conceptions are characterized by an element of colorlessness, of unpronouncedness, of neutrality. They are uninteresting and vaguely depressing. All the other colors show a far less distinct character. High frequencies rarely occur. No word combined with yellow ever gives a higher percentage than 30%. In the highest decile two groups of words can be distinguished with strongly contrasting characters. The first is formed by such negative, ambivalent, false conceptions as fealousy, hatred, lust of power and pain, the other by words signifying merriness and joy, as pleasure, laughter, fun, foy and festivity. All words of high frequency in the orange group also fall in this latter, joyous category, while those of yellow's negative Colors and their Character 6 82 DISCUSSION OF THE RESULTS group are seldom found in combination with orange. This phe- nomenon constitutes a distinct difference between yellow and orange. The word most frequently combined with blue is confidence, a consequence of the conventional combination blue-faithfulness. All other typically blue words also pertain to personal relation- ships, to socially appreciable characteristics and to persons as such. The social-human aspect of blue is apparently of great importance. In 62% of all distributions green is combined with nature, and in 30% with naturalness, both combinations in line with con- vention. All other words remain below 30% without clearly being specified by some common character. With purple, as with black, we chiefly find pronouncedly negative, aggressive words. But more than with black, the empha- sis is on the ambivalent, the ambiguous, the false. Prominent in brown is the aspect of everyday-ishness, of nor- malness, of common concreteness. Typical is also the aspect of masculinity as apparent in such words as man, masculine, father brother, son (17%). Disgust, theft, and disadvantage seem to in- dicate a certain relationship with black. From Table A several conclusions can be drawn as to relation- ships among the colors. It appears for example that when one word is mostly attributed to one color in particular, its distri- bution among the remaining colors always follows a very definite pattern. On one hand, there are always colors that decidedly do not match the word in question. Typically black and white words are practically never combined with red. Typically white w o r ~ are seldom found with black, purple or brown, nor do typically red words combine with black, white or gray. On the other hand for most words there are usually one or two secondary choices beside the chief color. Black words for example are frequently arranged under one of the other "dark" colors: purple, brown, gray, and sometimes also blue. Such is the case with words like night, anxiety, sorrow, defeat. A recurring combination is that of white and blue. The rela- tionship between the inmost characters of these two colors becomes obvious through the words with which they are combin- DISCUSSION OF THE RESULTS 83 ed. Typically white words are very often arranged under blue: baby, child, simplicity, soul, mina, religion, freedom (avg. 42% white and 15% blue). The reverse holds tme for words such as confidence, aevotion, friend, harmony, duty, principles, science, which are mostly attributed to blue, but also show a certain kinship with white (avg. 33% blue and 15% white). Between the two groups of typically white and typically blue words lie a nurober of words which are distributed almost equally between white and blue and which thus indicate most clearly the relation between the two colors. In this group are reality, ideal, conscience, morals, goodness, reverence, obedience, ma"iage, femi- nine, mother and daughter (avg. 24% white and 24% blue). In the character of all these the emphasis lies on the aspects of softness, harmony, morality and altmism. Blue in this respect evinces greater plasticity of character. Aside from white most of the other colors may turn up as "secondary" choices to blue. This goes for green (friend, duty, usefulness, willingness to help, education, charity), for brown (principles, duty, son, father, brother, usefulness), for red (perso- nal, woman, son, social, work, self), etc. Few words belong speci- fically with blue, but blue on the other band is closely related with almost every other color. This, as later weshall find again, is typical of the unobtmsiveness, the harmonious adaptability of blue. More such color groups - where certain words are distributed almost equally among the member-colors of that group- can be found among the colors. One of them is that of the "dark" colors, combined without any noticeable preference with words such as constraint, illness, disadvantage, theft. Remarkable is the relation- ship of yellow and, to some extent, of green - neither one a typically dark color - with this group. The words disgust, deceit, Ue, poison and aversion yield the following averages: black 24%, purple 21%, brown 15%, yellow 14% and green 12%. The strong conflict character common to these five words apparently can be symbolized equally weil by the dark colors on one hand and by yellow and green on the other. The same conflict nature of yellow is evident in its relation to red. Broadly speaking red is active, dynamic, vivid, without any particular negative accent. All those words, however, which are 84 DISCUSSION OF THE RESULTS arranged almost equally with red and yellow (and not with orange) do have a strong negative conflict-value. Such words are pain, tust of power, hatred, ambition and risk (avg. 24% red and 21% yellow; only 4% orange). Of a totally different nature is the group constituted by red, yellow and orange. The words which are equally distributed over these three colors all possess a bright, festive character: fun, pleasure, joy, laughter, festivity (avg. 24% red, 22% yellow and 27% orange). The difference between the latter two so strongly contrasting groups therefore must lie in the added possibility of arranging these words under orange. The two meanings of yellow: merry and false - both of which will be discussed more thorough- ly in a following section - are therefore dependent on the degree of kinship with orange. Moreover, the group red-orange-yellow shows a certain relation to the group white-blue. It appears that brightness and joy can also be viewed from the harmoniousness of blue and white. This is clearly illustrated by the word happiness. This may be seen either in its aspect of ideality, of harmony, or as optimistic, joyful happiness. We find this word distributed almost equally among the colors red, orange, yellow, white and blue. Severals words, finally, can not be seen so easily in some sys- tematical relationship. A few of them are wish, advantage, sister, dependence. As a rule this fact can be explained by the many heterogeneaus senses in which these words may be taken. Sister for example may be interpreted for its femininity, for its con- flictiveness (as sibling), for its meaninglessness, or possibly as "nurse," etc. Because of this polyvalence of meaning a uniform distribution cannot be expected. I nstruction I I The subjects' spontaneous judgments of the colors under Instructions II and IV are tabulated in Table D (see p. 179). Each stated opinion was for this purpose placed in one of the 19 categories listed. This division into categories was made purely intuitively and subjectively; a more exact method was made impossible by the unsystematical way in which the opinions were obtained. N aturally the subjects' statements and the interrelations of those statements were taken into account as much as possible. DISCUSSION OF THE RESULTS 85 Factor-analytical research in this field should be weil worth-wile. I nstruction II I On the whole arranging the colors according to preference as required in lnstruction III was considered very feasible, although the number of colors in series I proved rather large. It proved difficult mentally to survey ten colors at a time in their mutual relationships. Six subjects found it impossible to arrange the colors in series I completely, three could not do it in series II and III. TABLE V I SE RIES EYSENCK I I 11/111 blue 2.7 2.5 1.4 red 3.3 2.4 2.2 white 4.8 3.1 - green 4.9 3.4 3.2 yellow 4.9 4.4 5.2 orange 5.7 - 5.1 gray 6.7 - - purple 6.8 } 4.8 3.9 (violet) brown 7.1 - black 8.0 - - N I 47 I 51 I 21,060 COLOR PREFERENCE The average place in the order of preference is indicated for each color, lower numbers indicating greater preference. For Eysenck's data, see 47, 391. Table V lists the average rank of each color in the order of preference, calculated for series I, and for II and III jointly. The results for the latter two differed only slightly, so that they could without too great a deviation be taken together. Of course in these arrangements the ideas the subject develops during the word distribution and the description of the colors are essential. The subject loses the "naive" approach to the colors, but rather than a disadvantage this should be considered a plus 86 DISCUSSION OF THE RESULTS factor. In most arranging experiments the subjects usually do not know what standard to measure by: direct impressions, the practical value of the colors for clothing, decorating, etc.? In those cases the arrangement usually is based on utterly hetero- geneaus motives (see for example Peters' typological classification on page 37). Here, however, the subjects will take the colors entirely by their emotional value, their symbolical meaning, and this aspect proves to be the generally accepted norm for almost all subjects. The resulting general order of preference largely covers Eysenck's (Table V, column 4). The latter achieved his through the use of color samples while ours is the result of the arranging of color words. This confirms Michaels' conclusion (Io6, 87) from experiments with children: "It is just as good to use the color names for the actual colors in performing this test." Eysenck's order of preference is tlie same as ours, except for purple which came lower- below yellow and orange - on the scale. This may be the result of a linguistic factor. We used the word "purple." But for the many intermediate colors between red and blue we also know the term "violet," this latter especially in poetical use, in the morefavorable sensessuch as sublime, romantic, etc. In "purple" the emphasis rather is on the ordinary, cheap, and especially on the aggressive aspects. This selective factor plays no part in the experiments of Eysenck. Blue and red show little difference between themselves and consequently they are at the top of the scale. The "dark" colors, black, brown, purple and gray are all at the bottom. I nstruction IV The last part of the experiment served especially to obtain better insight into the distributions made and to discuss excep- tional peculiarities. The great difficulty for most subjects in rationally explaining the arrangements became apparent in this part. The actual distribution is made on the basis of the colors' emotional character, and it requires special training to phrase such motives. No very great value has therefore been attached to such after-rationalizations. Color judgments expressed in this part of the experiment, however, have been included in Table D. DISCUSSION OF THE RESULTS 87 In the following chapters each color in turn will be discussed more extensively. In so doing weshall base our conclusions mainly on the spontaneaus color judgments expressed by our subjects under Instructions I and IV. The numbers in parentheses after each series of judgments refer to the percentage of subjects in whose protocols such judgments occur. We shall also mention as many examples as possible from poetry, popular sayings, folklore, etc. Examples of popular sayings and proverbs are chiefly taken from Swaen, v. Ginneken and Stoett, ethnological data from Bonser, Berkusky, Kenyon, Leib and Mackenzie. For color in the belles-lettres the reader is referred in particular to Skard. Through combining all such data we hope to be able roughly to sketch the fundamental character of each color and to outline its many potentialities (Cf. also the color descriptions in the series of articles by Berge). B. BLACK Already in the discussion of the color terms it has been pointed out that the color black certainly should not be regarded as equiva- lent to "darkness." Black is a color and has the function of a color, with a11 the consequences thereof, while "darkness" only describes a degree of brightness, the absence of light. It is therefore wrong to say that we always see "black" in darkness; in darkness we don't see anything at all, while black is something; it is the color of something. Black as a color becomes evident only in relation to light, in connectibn with and against the background of other colors, in the sphere of visibility. The most intense black is not perceived in darkness but against a bright white background. Any decrease in lighting makes objects not blacker but "darker." Gestalt psychology distinguishes sharply between the two aspects: whiteness-blackness and brightness-darkness (8o, 87). Kirschmann's statement that "black is not more than lightlessness, i.e. the absence of alllight or rather of any sensation of light" (85, 131) is definitely false. Black is also a color. What Kirschmann really describes is dark- ness. Fiedler believes to have proved experimentally that - also phenomenally - the color black is the same as darkness. His mistake, however, is the result of the fact that in his experiments 88 DISCUSSION OF THE RESULTS he used only white and black backgrounds. Needless to say, the chromatic colors, against these backgrounds, showed other characteristics than white and black themselves; very likely the difference is only a result of the limited choice of backgrounds. At any rate this experiment in no way proves the absence of the specific characteristics of "color" in white and black. In this connection the reader is also referred to Mintz's criticism of Fiedler's experiments. The specificity of black lies in the fact that although it is a color there is no corresponding sensation of light. All colors are typified by their correlation with certain sensations of light, with light "stimuli" which form the motive for their perception. Such a motive is absent in the case of black: we are prepared to see a color and therefore expect to receive a certain light stimulus. But the latter does not come forth, we are "disappointed" and this very "disappointment" represents the typical "black"- perception. I t is as though we are expecting a friend and find his body instead: it is the friend all right, but it does not answer our expectation. In a way it is not the friend; the element of "friend- Iikeness," of aliveness, is lacking, just as the "colorfulness," the vividness is missing in black. For this reason we do not really see "black" in darkness: we are not intent on seeing a color; we don't see anything nor do we expect to, and so we cannot be "disappointed." Only when surrounded by colors, when com- pletely prepared for the perception of colors, may we, in the ab- sence of light sensations, perceive black as a color. The color character of black therefore is ambivalent: it has the function of a color while it Iacks the typical characteristic of color: the correlating sensation of light. Black, as was stated above, is the typical dark color. It is not darkness itself, but it symbolizes darkness. Black as it were is "visible" darkness, "con- centrated" darkness. In the sphere of the colors - including black - black represents the reverse, the negation of color: absolute darkness. But it does so as a color. A number of subjects actually describe black as the Nought 1), the non existent, nil. Beaudelaire, too, speaks of "le neant vaste et noir" (54, 51). Allers has devoted a special study to the relation I} In using this term as the equivalent of le Neant and das Nichts wc follow Allers. DISCUSSION OF THE RESULTS 89 between black and the Nought. Although he constantly confuses darkness and black, he justly points out that the Nought itself cannot be seen. In darkness it is not the Nought one sees but no thing. Black on the contrary is a visual quality tobe perceived. The above relation is a symbolical one. In the color black we may experience the Nought, although we cannot see it as such. In the same way as the Nought is the negation of the Being, black is the negation of all that is colorful. Yetitremains a color. This kinship with the Nought makes black a symbol of every- thing hidden, veiled, uncertain, unfathomable, incomprehensible, unknown, etc. (I6%). Black is endless, empty, silent, deep; it is "le frere du silence etemel" (54, SI). The following description by Victor Hugo masterfully depicts these aspects of black and dark (77, 299): L'ombre, l'ombre hideuse, ignoree, insondable, De !'invisible Rien vision formidable, Sans forme, sans contour, sans plancher, sans plafond, Ou dans l'obscurite l'obscurite se fond; Point d'escalier, de pont, de spirale, de rampe; L'ombre sans un regard, l'ombre sans une lampe; Le noir de l'inconnu, d'aucun vent agite; L'ombre, voile effrayant du spectre etemite. The comparison with a veil, the veil that covers and hides every- thing, he uses in many other places. The Madagascans have a saying: "Man is like a black bottle, one cannot see what is inside" (9I, I29). Criminals among them carry a black amulet which serves to keep them unnoticed. "Black marketeering" and "blackmail" also are carried on in secrecy, hidden from the day- light. In Germany after World War I the Schwarze Reichswehr and the Schwarze Front developed: national socialist organiza- tions which were forced to operate "underground" because of prohibitive regulations laid down in the Versailles Treaty. Black is the end of everything: it separates us from the Great Unknown, unknown now and forever. For several subjects black represented the absolute end, the ultimate border beyond which is the Nought. In the various systems assigning a different color to each era, as we have seen already on page SI, black is con- stantly attributed to the last era. In its most pronounced form this is death (I6%). In the distribution of words, too, "dead" is a 90 DISGUSSION OF THE RESULTS typically black word (64%). Both in black and in death the negation is experienced of all that is, of all that lives, the life of man and the life of color. Less dramatically the term "black- out" is used for temporary amnesia. In black everything ends, becomes part of the past. It is without future, without any potentiality, it is hopeless (9%) Current phrases expressing the tendency of black to put an end to all hope are: black despair, black Ietter day, peindre en noir, un noir chagrin. A line from Verhaeren has the same import: "Les chiens du noir espoir ont aboye ce soir" (206, 159). The black raven from Poe's farnaus poemwas called "Nevermore." Black is also the color of the Final Judgment: "Il y a un grand navire de guerre dans le port. .. Un grand navire noir; on ne voit pas de matelots ... C'est le jugement dernier" (I94, 151). The despair of black, the total absence of possibilities, of hope for the future, exerts a very definite pressure on man, an in- escapable constraint, inavertible and oppressive (24%). We run into black as into a wall that suddenly arises in front of us and cuts off allfurther possibilities. Black therefore is impenetrable, and it may be seen as hard. Hugo for example speaks of "blocks" of darkness (77, 296): Les tenebres en decombres Emplissent de leurs blocs sombres L'antre immense de la nuit ... Thus black may at the sametime be experienced as an absolute nothingness, emptiness on one hand and as a solid impenetra- bility on the other. The combination of these two logically in- compatible concepts forms the essence of the experience of black. Black is impenetrable because it is nothing. Sartre in his novel Le mur poignantly describes how the ab- solutely unknown- in this case the approaching execution of a number of underground fighters - is experienced as an impene- trable wall. The wall of the execution field here symbolizes the inescapable threat of their approaching death, the end they are expecting but cannot face. The deepest-reaching reaction tothisabsolute unknownness of black is anxiety. Most often the word anxiety accordingly 1s arranged under black (36%). Beaudelaire writes (54, 51): DISCUSSION OF THE RESULTS 91 L'angoisse, atroce, despotique, Sur mon crane incline plante son drapeau noir. The lack of any hold, any glimmer of light, anything familiar, mayhaveanextremelyterrifyingeffect.t) Also interesting in this connection is the fall as typical element of nightmares, the fall into the unknown, the timeless and endless fall. Bachelard makes it evident that this type of fall is essentially black; the very act of falling according to him is black (9, 80, 107). Black may also haves something lurking, creepy. This aspect likewise derives from the anxiety aspect. It is not as if black is terrifying because something could be lurking behind its darkness, but the darkness itself is felt to be "lurking" because of its terri- fyingness. Darkness may well look at us. Nothing is therefore quite so terrifying as a pair of eyes glimmering in the dark, since they are then experienced as the eyes of darkness itself in all its frightening force. Darkness leers at us. A well-known fright- inspiring imageisthat of the "Black Eye." One subject of ours depicted black as "a darkdernon absorbing and sucking up every- thing and everybody." This relationship between black and terror appears everywhere. Axline (8, 189) describes a little girl, plagued by fears and am.deties, who in fingerpainting very emphatically used black paint; this paint represented a "ghost" that would fly around and frighten her. Christofiel (32) in describing the case of a nine year old boy writes: "Wakes up during the night in terror; suddenly sees on al1 walls of the room little figures moving cinematographically." He also points out that many hysterical women will imagine themselves persecuted by a "black man." All popular frights are black: the bogey-man, black witches, black murderers, etc. Black is the color of a11 obscure forces, of all the mysterious, unknown, frightening influences that threaten us from the dark. Almost all peoples have such black demons. The devil is often called "the black gentleman" or, as Polish peasants do: tchornyi= the black one. These obscure forces may haunt the world in the shape of black animals: cats, ravens, bats and the like. This explains why such black animals are commonly believed to spell disaster, imminent danger, and particularly death. Many Wes- temers still attribute such significance to black cats. ') cf. the relation between the Nought and Anxiety as formulated by Heidegger. 92 DISCUSSION OF THE RESULTS Well-known arealso the "black magic" or the messes noires, the mysterious manipulations applying such obscure forces for disreputable purposes. In the preparation of charms to be used in such practices usually much use is made of black objects or of the bones of black animals. Poison to a certain extent retains the same implication: 21% of our subjects arranged the word under black; "black bottle" is a term often used to indicate poison. On the other band these obscure powers supposedly can be pacified through the use of black objects, through offerings of black animals, through painting black one's face or house, or through black signs or figures. Peasants of many countries always have one black animal in their herds in the barn or meadow. This black animal is expected to attract all bad influences, thus serving as a sort of lightning rod and protecting the other animals. This explains why someone who always gets the blame for what others do is called "a black sheep." Needless to say, black is the color of all that is bad, evil, adverse. Black is mean, low, criminal, immoral, repulsive, disgus- ting, dirty, filthy (34%). In the word distribution black is combined with many terms of a pronouncedly negative character: disgust, deceit, lie, theft, disadvantage, aversion, jalousy, hatred, lust of power, etc. It stands for everything sub-human, the underworld, all that is opposed to human dignity. For many peoples black is the color of the lowest social dass, as for example in India and among the Kalmuchs, the Tartars, the Dayaks. "Black army" is a well-known term for the female underworld. Phrases as schwarzes Herz, l'ame noir, a "black deed," are used with the intention to emphasize the immorality. Lautreamont writes: "deja le ciel s'obscurcissait, en devenant d'un noir presque aussi hideux que le ~ u r de l'homme" (I92, 126). "To black" for to scold, "to blacken someone" and "a blacking" for abuse, all have the same implication. So far the accent has been chiefly on the extremely affective interpretations of black, on black as the absolute borderline, the absolutely unknown and frightening, the absolutely bad. As a rule, however, it is interpreted less severely and experienced less profoundly. In such cases black is judged in its mood: the most frequent description of black is sad (45%). Often used are also: somber, depressing, gloomy, sorrowful, misery, etc. (28%). DISCUSSION OF mE RESULTS 93 These meanings areevident in such expressions as black tidings, black Friday, black aspect, etc. In this somberness, too, the prospectlessness, the "blackness" of a future that offers no so- lution and where everything has become useless is manifest. In projection tests using colors it is a very familiar .phenomenon that depressed people will make extensive use of black. It is an established fact that depression is closely related to anxiety and the experience of death, both of which experiences are charac- terized by black. In this connection it is understandable why black has become analmostuniversal symbol of mourning. It is so used not only in the West but all over theworldin theform of black clothes or objects worn, of faces or even whole bodies painted black. In this custom are centered all the various aspects of black: its kinship with death, its magic function of exorcising the evil spirits of the dead, its expressive value as a "somber" color, etc. Finally one other meaning must be discussed which is related with the abovementioned ones but which in the various systems of symbolism may play its own specific role: black as the prime cause, the source of all being. As the world is assumed to have sprung from chaos, all colors supposedly derive from black. Black therefore became the symbol of that primary source: "le noir nourrit toute couleur profonde, il est le gite intime des couleurs" (Io, 27). Weil known is the Chinese Yin-Yang symbol, the half white, half black circle, the latter half symbolizing absolute darkness as the source of light and of all being. The dragon who brings the light into the world, thus transforming darkness (Yin) into light (Yang), is black (IS6, 63). The Herero regard black as the color of the upper world where all new life is created (98). A very common concept is that of the black earth, the soil in which alllife is rooted, the "mother" of all that lives, year after year bearing new life from her own boundless fertility (In the Greek doctrine of elements black was the color of the earth). Many deities are pictured as black; they are nearly always the gods of fertility, of regeneration. Osiris, the Egyptian god of fertility, the god of the fertilizing Nile floods, was called "the great black one" (8z, 421). Portal (IZS, 173) writes in this respect: "Les divinites (noires) bienfaisantes descendent dans le royaume 94 DISCUSSION OF THE RESULTS des tenebres pour ramener a elles les hommes qui se regenerent." In this connection he also mentions the familiar phenomenon of the "Black Maria." Loeffler-Delachaux (94, 38/39) refers to the same: "dans le culte de la pierre, la pierre noire fut toujours une femme qui toujours aussi personnifia la Nature eternellement vierge et feconde ... . Diane, Isis, Maya et la Cybele perga- menienne furent des deesses noires. La mythologie contient de nombreux recits oii l'on voit des pierres noires donner naissance a des hommes. C'est ainsi, par example, que naquit Mithra, Le Mediateur, dans une grotte-etable, au milieu des bergers." The earth is also that to which all that lives will eventually return, it is the beginning as weil as the end of life, the symbol of both fertility and death. Many gods at the same time command fertility and death such as India's Kali and the Ngadju Dayaks' Djata. Both meanings are aspects of black. This accounts for such statements made by subjects as: earthly, real, strong, full, sound, safe (8%). They all pertain to this funda- mental, earthly meaning of black. It goes without saying that black is by no means an attractive color. It is the only color with which in this regard unequivocal results are obtained: black is always either at the bottom of the scale as the most unpleasant color or, at best, one or two grades up. We never saw it classed otherwise in our experiments. In judging colors spontaneously no subject called black pleasant. Only three of them said "not unpleasant" or "not disagreeable"; but even they formulated their opinion negatively. C. WHITE There is no difference between two colors as great as that be- tween black and white. While black symbolizes darkness white represents the light. "Le blanc, c'est l'eclairement pur, l'eclaire- ment devenu surface; le blanc suppose un ecran qui arrete les rayons lumineux et les reflechisse completement. Le simple jeu de la lumiere ne fait pas du blanc un object de la vue. La lumiere n'est pas blanche; le blanc c'est la lumiere devenue visible, et par suite cessaut d'eclairer" (90, 124). The antithesis of black and white is the equivalent in the world of color of the antitheses of light and dark, and of day and night. From this very correlation DISCUSSION OF THE RESULTS 95 with day and night, the altemation of which is of such utmost importance for mankind, black and white derive their prominent position among the symbolical colors of almost any people, in magical as weil as in religious and philosophical symbolism. Here again we should like to refer to the Yin-Yang symbol, the circle divided into two halves, one black and one white. The philosophical system of Fu-Hi attributes to this symbol the value of a "monad," the all-including entity, the source of all Being. The symbolism of this antithesis may be found in most divergent forms e.g. the antitheses of good and evil, upper world and under- world, male and female, life and death. In prophesies black and white are used constantly, one spelling fortune, the other mis- fortune, while other colors are used seldom or not at all. Kenyon (84, 66) writes: "This is natural because in omens only the two extremes of good and bad luck, propitious and adverse con- ditions are predicted. Augury never predicts medium success or partial ill fortune." Thus black and white in such cases are used because of their very antiposition. It is interesting to note Kenyon's observation that white by no means always spells good, nor black bad luck. The reverse may well be the case. The sym- bolical meaning attributed to the colors depends on what people interpret them. Not a certain concrete symbolical meaning of either color is of greatest importance therefore, but the extreme cantrast between the two. The very strikingness of the black-white cantrast is also illustrated by the well-known sayings about "tuming black into white" such as Ovid's: "Furtum ingeniosus ad omne, candida de nigris et de candandibus atra qui facere adsuerat" (z98, 1. 313). The very strikingness of the black-white cantrast makes this capacity so significant. In spite of the above, black and white in other aspects show a strong similarity. Or rather, their cantrast is so striking because they are in certain respects closely related. Absolutely heter- ogeneaus experiences could never form such sharp contrasts. Both black and white are called "a-chromatic," i.e. they distin- guish themselves from the other colors by their total lack of "colorfulness." Like black, white is a "colorless" color with all the resulting characteristics: shapelessness, expressionlessness, indifference, neutrality, etc. (28%}. 96 DISCUSSION OF THE RESULTS In the case of black this is based on the fact that the experience does not correspond to any light sensation. In white, however, it does; in the perception of white there usually is a light stimulus. But the experience is not specific; we could say that the correl- ating sensation is only that of "light," not of any specific kind of light. To this day the above has not been founded biologically, but in our experience this neutrality, this Iack of specificity in white is immediately obvious. Contrary to black as the symbol of the Nought white may weil represent the Being. The contrast of white and black symbolizes the equally absolute contrast of the Being and the Nought. White is not this or that, it is not such or otherwise, it has no specific characteristics: it simply is. We could say that white does not live. In a way black is beneath alllife, both nourishing and negating it. Analogically white is above life al- though as a symbol of light it is one of its essential conditions. Neither black nor white is subject to the specifications of all that lives. As such white is the color of objectivity, of pure facts; it is matter-of-fact, impersonal, businesslike, abstract, logical, ration- al (28%). There is no emotional contact possible with white, no active communion; it simply confronts us with its absoluteness. White represents reason in so far as the latter is above the "in- dividuality" of the concrete; the abstract as the negation of differentiation; the mind in its sterility. A fine example is given by Verbaeren when he speaks of "la blanche prison que lui font les rayons de sa propre raison" (207, 97). Sometimes this may be interpreted in a strongly negative sense; white may be feit as a lack, namely of life. White is dead, empty, flat, meager, bare, sterile. It lacks power, warmth, feeling. Cowardice may be called "white-livered" and as its symbol some peoples use white feathers. The Greek A e u x a ~ cppevec; means feeble- or light-mindedness, and mettre a blanc means to plunder, to ruin. White is the color of all forms of sterility. Maeterlinck (I9J, 11) writes for example: Mon me est pale d'impuissance Et de blanches inactions. Aish (r, 85}, writing about Mallarme, describes how "le papier blanc devient une veritable hantise, symbole de la sterilite de DISCUSSION OF THE RESULTS 97 son genie." V. Hugo expressed the sterility of day and night, of white and black in the phrase: "le jour, eunuque blanc, la nuit, eunuque noir" (77, 101). The sterility of white is also represented by the desertedness of a snowfield where no trace of life is visible and everything is flat and even: the Iimit of boredom and emp- tiness. The "cold" element often found in white fits in with this picture; the absence of life may weil give the impression of icy cold. It is often said that white with a slight bluish tinge is the "coldest" conceivable color. As stated supra, white symbolizes everything above the Ievel of everyday life, everything beyond concreteness. This aspect is evident already when white is connected with rationality and abstraction. But it is also - in a more general sense - called: sublime, supreme, "on a _pedestal," transcendent, unimpeachable (42%). The meaning most frequently ascribed to white is purity. 61% of the subjects pointed out this aspect of white: pure, immaculate, unadulterated, fair, clean, intact, etc. Because white is above life, it cannot be "touched" by its negative aspects. The subjective is here viewed as a negative factor, a taint on the ab- solute purity of the original Being, of which purity white is the symbol. Purity in this connection often means ethical purity in particular, e.g. freedom of sin. White is the color of human virtue, of justice, faith, honesty, unselfishness, Iove, etc. White is also the typical color of innocence (22%). "A white guy" is an honest person, "a white lie" is an innocent lie, "to act white" means to be honest. Even a white witch or wizzard is assumed to use her or his powers for good purposes. White is also the color through which already committed sins can be expiated. This purifying power of white can be found all over the world. In Amboyna the sick are rubbed down with a white rooster which then is put into a tiny boat to drift away to the sea, carrying the illness with him (56, 187). An old Jewish custom is the annual offering, on the tenth day of each year, of a white rooster. "The father of the family knocks the cock thrice against his own head, saying :'Let this cock be a substitute for me, Iet it take my place, Iet death be laid upon this cock, but a happy life bestowed en me and on all Israel" (56, 210}. Here, too, the rooster is supposed to have a purifying effect. Another striking example is supplied by Sechehaye (I38, 45) who writes Calors and their Character 7 98 DISGUSSION OF THE RESULTS about a Schizophreniepatient: "n donnait a Renee de la creme qu'elle appelait de la 'neige' et qui representait la purete, c'est- a-dire le pardon; .. nous nous empress.mes de lui offrir de la 'neige' pour lui eulever la culpabilite." Butthis purity of white also implies its aptitudetobe "soiled." Easily influenced and deprived of its absoluteness by other colors, white symbolizes moral unimpeachableness, delicacy and susceptibility to defilement. The Madagascans have a saying (9I, I 30) : "The white cock is easily noticed and attacked by the wild cat." The purity of white is often also thought of as symbolic of chastity, not only sexually but also mentally, psychically. In this sense it is commonly used in poetry. Gautier for example says (I87, 285): Tout le rayonnement de la virginite Montrant sur son front le blancheur de son me," and Mallarme speaks of "la virginite de la feuille de papier" (r, 85). It is a wide-spread custom for brides to wear white as a symbol of their virginity. This meaning of chastity may be extended to include femininity, the latter term then being used chiefly for its implication of virginity. Psychoanalysis in particular emphasizes this aspect. ChristoHel (33) claims for example that the antithesis of black and white corresponds with that of male and female. He sub- stantiates his theory with numerous examples from the ethno- logical as weil as the psychoanalytical field. Black represents chiefly the father-imago (cf. black bogey-men, the black devil, etc.). Mohr has proved that in the Rorschachtest the black color often symbolizes the father. White on the contrary stands for the mother, for femininity. Flournoy describes the Indian Linga-Yoni symbol in which the Linga (penis) or masculinity is black, the Yoni (uterus and vulva) or femininity white. Yet ChristoHel's theory that there is question here of an absolute parallel, that the masculine is always represented by black and the feminine by white, is wrong. As one of his proofs he mentions the Chinese Yin-Yang symbol whose contrasting white and black halves are also interpreted as representing the two sexes. They do, but not in the way ChristoHel claims: on the contrary the DISCUSSION OF THE RESULTS 99 black half of the Yin-Yang symbol represents the feminine, the white one the masculine. Loeffler-Delachaux (94, 108) writes on the subject: "Dans I' ordre de la Iibido, l'ecu mi-parti de sable et d'argent represente l'union des deux sexes. Le cte lumineux symbolise l'organe masculin, visible, 'eclaire', et le cte obscur le mysterieux organe feminin, le 'four', la 'caverne' des mythes ou sont cachees les sources de la Vie." Obviusly black and white may potentially represent the masculine as well as the feminine, and it is impossible exclusively to ascribe either aspect to one of them. The {l.spect of innocence in white is also described as unsus- pecting, naive, uncomplicated, natural, guileless (17%), especial- ly in connection with the youthful, the childlike. The child then is viewed in its "natural" innocence, as the "tabula rasa" that has as yet no character of its own but may develop into almost anything, and can only become "bad" as a result of circumstance. Because of its immaterialness white is elevated above all the tensions of everyday life, above all the conflicts and uncertainties that accompany differentiation. White stands for harmony, relaxation, stability, quiet, peace (18%). The word most often associated with white was peace, in which word purity in its ideal form, and quiet in its most absolute form are concentrated. White is the common token of peace: signs of peaceable purposes are white vanes, ostrich feathers, pottery, paint, etc. As stated above, this meaning may eventually acquire the negative implication of cowardice. Its immaterialness, its quality of being above a11 earthliness, may also make white the symbol of the soulas independent of the body: the soul which leaves that body when it is asleep or dead. Phantomsand the ghosts of the deceased are therefore pictured as white; the dead are "white people" or they may appear in the shape of white doves, mice, goat, dogs, cats, and the like. Balinese widows, leaping into the fire to be burnt with the body of their husbands, will release a white dove as a symbol of their escaping soul. The Bakwiri of Africa believed the first Europeans they ever saw to be their ancestors returning from the realm of death. Thus white may get to be the color of death. As such it is regarded by many peoples of Eastern Asia and Australia and, until after 1500, in Europe as well. The white lily- for Euro- peans - is the typical flower of death. 100 DISGUSSION OF THE RESULTS This does not imply, however, that white should be a somber color. Its use depends on the conception of death. Black is the color of death as the absolute end, the transition to the great unknown, while white represents death as the release from phy- sical ties, as the beginning of an existence in far-away, Elysian places. V. Duhn (42, 14) remarks: "Possibly the samher black has become increasingly popular as color of death as the lonian representations of the dark subterranean realm of death came to replace the more materialistic hopes of a continued existence in some blissful, Elysian hereafter." White as color of death emphasizes this prospect of a continued life in heaven rather than the sadness of dying. White may also forecast death. The folklore of many nations views white animals or flowers under this particular aspect. Kenyon's statement that in augury white may spell either fortune or misfortune is based on the above. The sublimity of white in its most pronounced form is found in white as a symbol of the divine. More than once in our experi- ments white was called: holy, religious, divine, heavenly, rever- end, etc. (13%). The beliefthat white animals are holy is wide- spread: white elephants, cows, horses, camels, doves, etc. Ac- cording to the Tchuktchen the tan cows come from the earth, the white reindeer from heaven. Humanalbinosare frequently considered sacred. White animals are preferred for affering to the gods, and white clothes are warn at the sacrificial ceremonies. In the Western world this latter custom was taken over from the Israelites. Not until much later was the use of other colors for ceremonial robes accepted in the Roman Catholic liturgy. It goes without saying that the white color, in its divine sense, is ascribed chiefly to sun-gods, to the powersthat bring light to the earth. As the sun-god is the source and the beginning of all life on earth, white is the source and the beginning of all other colors. White itself is nothing in particular, but it may differen- tiate into every possible color. Several subjects hinted at this potential development; they called white "the foundation of all; the all-comprising color; that which may result in anything; etc." (8%). The Tibethan expression Hot-Tkar means both "white light" and "unity." This significance of white may weil be seen as connected with DISCUSSION OF THE RESULTS 101 the phenomenon of spectral analysis. In the result of analysis of white light through a prism a relation is indicated which, to a certain extent, is also given phenomenally. It would be a mistake, however, to say that white has this meaning because of its physical structure. The fundamental meaning of white is something imme- diate and spectral analysis can only illustrate it - and illustrate it rather inadequately. Phenomenallywhite comprises alt possi- bilities, it may develop into any color, while spectral analysis results in the highly specialized and limited range of spectral colors. In addition to this, the white color phenomenally is not the sum total of the constituting colors as is the case physically; phenomenally the other colors as such are definitely absent from white. White only potentially contains them, it has the possi- bility of being transformed into the chromatic colors. The follow- ing quotation is a striking example of confusion of a physical and a phenomenal viewpoint (I9, 107): "It was all too absurd a truth to have been guessed - that fact that white or gray, which appears as primary, fundamental and prior to the colors, should be, in contradiction of immediate experience, nothing but a mixture of all the colors instead of the absence of all of them. Of the advantage of experiment over intuition there would be no betterillustration." The author mistakenly assumes that physical experimentation could ever contradict phenomenal data; but both lie on entirely different Ievels. Ultimately the phenomenal can only be analyzed phenomenologically; a phy- sical experiment determines the physical conceptions of a phe- nomenon, but it never touches its phenomenal aspects. Phenome- nally white is certainly not "nothing but a mixture of all the colors," but indeed a primary, independentcolor which, however, in its phenomenality seems to comprise and to form an absolute starting point for all the other colors (including the non-spectral ones). This capacity to develop into any direction also gives white its meaning of freedom. It tends toward the future, toward every- thing that will or may come; white is the absolute beginning. The color white is usually attributed to the prime era (see p. 51}. White in general is the color of the highest social dass of a society, the dass of "free" people, as is the case among the Dayaks (IJ2), on Madagascar (9I}, and in India. Lautreamont speaks of les 102 DISGUSSION OF THE RESULTS ailes blanchatres of Hope (I92, 155). This also gives it the impli- cation of optimism, gladness, freedom from care, and particularly of happiness (8%). The latter meaning is very common: white objects and animals often bring luck. For Western Europeans white beather is a good omen. White rice is thrown after a bridal couple as a wish for happiness. A "white day" is a fortunate day; voir tout en blanc is an expression indicating optimism. Leib (9I, 133) quotes the following song of a Iover to his beloved: I see a white dress, if I would see yours, I should be happy, ob my sweetheart! I see a piece of black cloth in your absence, and my heart is black. D. RED In spite of the striking cantrast between them, black and white are both characterized by their "colorlessness." They Iack the "aliveness" of the other colors. These other - chromatic - colors are best represented by red, which in this respect is the color par excellence. Red is the liveliest, most colorful, most conspicuous color. To quote Goethe (64, 793): "We cantend that this color actually and potentially contains all other colors." As illustrated by Table D, red is never characterized by one of the terms from the group "neutral, meaningless, dull, colorless, etc." Nota single word implying boredom is used in connection with red. Red has the typical color characteristic of "colorfulness" in its most concentrated form. Red is the color evoking most comment on its intensity through qualifications such as violent, fierce, extreme, glaring, conspicu- ous (29%). One subject compared it with an explosion. Red Iacks every trace of modesty. This expansiveness in many cases causes it to be appreciated less in our present culture. In clothing for example it is usually applied as a secondary color; purely or chiefly red clothes often are considered provocative. Red is the color of maximum "warmth" (27%); it never was called "cold." Rather than warm it is called hot or even fiery, flaming, blazing (17%). Red dominates everything araund it, tauehing and consuming it in its glow. This particular emotional intensity also makes red the most exciting, stimulating, activating, shaking color (17%). lt is a DISGUSSION OF THE RESUL TS 103 well-known fact that it has an exciting effect on frogs, bulls, turkeys, etc. But also for man this holds more or less true (4J, 274): "L. Dor a constate des excitations allant jusqu'au vertige chez des neurastheniques auxquels on faisait fixer une large surface rouge, alors qu'avec le vert, meme tres eclaire, ce re- sultat ne pouvait etre obtenu." Fere noticed that red light influenced the results of his dynamometer experiments consider- ably: one subject under the influence of red light achieved almost twice the result obtained under normal circumstances (SI, 42 and Fig. 27). The same effect could be obtained when subjects were made to look at a red disk (SI, 85). In this respect the "shocking" effect of the red color in some of the Rarschach plates, the so-called color shock should be mentioned. According to Wallen this shock would occur not at all - as was usually assumed - in the multi-colored plates, but only in the second one, the first to showred spots in addition to the black ones. It is not surprising that this obtrusiveness, this dynamic heedlessness of red may also be experienced and interpreted in a negative sense. It then comes to mean aggressiveness, hostility, meddlesomeness, hatefulness (16%). Red is the color of danger; it is not aceidentat that traffic signs and other warning signals are always red. "Tobe in the red" means: to find oneself in a danger- aus situation, to show a loss, etc. The red color is constantly seen in connection with aggression. "To see red" means: to get very angry, to lose temporarily one's self-restraint. We speak of "a red treat" and of se facher tout rouge. Pfister (I22, 346}, in dis- cussing his drawing experiments with psychotics, reports: "We have found regularly that in psychotics the use of red, applied plainly (flchig) and with heavy pressure, is an indication of not undangeraus sadistic aggressiveness." Lautreamont (I92, 42} speaks of les rouges emanations of hate. Red is also the color of warfare. Verbaeren gave one poem the name of Les ailes rouges de la guerre. Many peoples used to apply red in wartime, either in their clothing or in their way of painting themselves, e.g. the Greek (red clothing), the Germans (hair dyed red), in Australia (the whole body painted red), etc. In addition to the frightening effect on the enemy the nature of the color itself is sufficient motive for its application: red is the very color to match the aggressive excitement of warfare. The antithesis of red and white 104 DISCUSSION OF THE RESULTS corresponds to that of war and peace. Thus the 'Krik distinguish between white and red villages (94, 109) : "les villes blanches ou villes de la paix ou l'on ne pouvait verserlesang et qui etaient gouvemees par un fonctionnaire civil et les villes rouges placees sous une autorite militaire et ou i1 etait permis de tuer." Through its dynamic aspects red is the most prominent symbol of life, particularly of life in its animal, corporeal aspects such as activity, tension and vital force. Red is the color of vitality. 52% of our subjects emphasized this side of red which in cultural symbolism appears in the most varied forms, a summary of which is supplied by Wunderlich. Red is commonly applied in case of illness (fever, headaches, inflammations, hemorrhages, epilepsy, rubeola, seasickness, etc.). In such cases the ailing parts are covered with red cloths or threads, sprinkled with blood, or treated with medicines containing red ingredients. All cases where life itself is in danger or where the patient is weak are treated with red: childbirth, menstruation, pregnancy, war, etc. Red is the color of Bacchus who, in addition to being the god of wine, is the god of human regeneration. Equally well-known is the use of red in connection with death (see 42). The corpse or the bones are wrapped in red cloths, the body is sprinkled with blood, the inside of the coffin is painted red, the body is adomed with red ornaments, etc. Many hypo- theses have developed conceming the significance of these wide- spread customs. Wunderlich assumes that the effect of red should be understood as "apotropaical," i.e. as a protection from and defense against evil influences. This explanation is widely accept- ed, particularly in German Iiterature: the magical significance of all colors and their application is reduced to their power to ward off evil and damage. This holds true for red, black and white especially. Our objection to this theory, however, isthat it does not explain enough. It is quite possible that the use of a color is experienced as a defense. But the question remains as to how this defense is effected. The apotropaic theory does not explain why a certain color in a particular situation should keep evil forces at a distance, nor why in one case red and in another black or white should do so. Each color has its own specific character which determines that color's specific "defensive" capacity. One could imagine for example that the effect of white might lie in its qua- DISGUSSION OF THE RESULTS lOS lity of raising things to a level beyond evil's reach. Black on the contrary might well have some magic, assimilatory, power (Angleichungsmagie), serving as a "lightning rod" for evil forces, concentrating them on itself, thus protecting him who wears black. In the case of red the effect is based on the vitalizing, in- vigorating power of that color which supplies the wearer with sufficient energy and vitality to resist the evil influences at- tacking him. The apotropaic effect of each of these colors is basedondifferent mechanisms, and only the latter can serve as an explanation of the specific applications of the various colors. The use of red in connection with the dead may well result from fear of them. But it is not so much a defense or an armor against these dead - as Wunderlich believes - as an instrument to give them, in spite of their being dead, some measure of vital force, thus bringing them onto the level of the living and dimi- nishing their fearfulness. The danger of the dead lies especially in their "dead"-ness, so anything that counteracts this aspect- such as use of the :red color - is welcome since it makes them less frightening. Among many peoples we find other attempts to represent the continued existence of the dead in as concrete and as "human" a way as is possible. As long as they are like the living, less danger is to be expected from them. The red color, in this respect, has a vitalizing function: the quality most conspi- cuously absent in the dead is given them in the form of blood or anything else that is red. Thus the defense is effected through the dead not being considered as "really" dead; magically they are made as alive as the living. Other examples also illustrate this enlivening power of red, and of red blood in particular. The dead can get in touch with the living only when they drink blood, as is described in the Odyssey (XI, 1. 139ff.): "(Odysseus) I see here the spirit ofmy dead mo- ther, she sits in silence near the blood, and deigns not to look upon the face of her own sonor to speak to him. Tell me, prince, how she may recognize that I am he? (Teiresias) Whomsoever of those that are dead and gone thou shalt suffer to draw near the blood, he will tell thee sooth; but whomsoever thou refusest, he surely will go back again. (Odysseus) I remained there stead- fastly until my mother came up and drank the dark blood. At once she knew me, and vvith wailing she spoke to me ... " 106 DISGUSSION OF THE RESULTS As already discussed in Part I, Ch. 2D, it is wrong to reduce the life-symbolism of red only to blood. Certainly red is the color of vitality, but not only because it is the color of blood. Vitaland dynamic power are inherent aspects of the red color itself. Blood does nothing but emphasize this meaning of red through its own essential function in life. Red has many other meanings beside "vitality." The combined facts, however, that blood is red, and that blood has a vital function, enhance and stress this one par- ticular significance. Under otherwise similar conditions white or green blood could never have acquired equally pronounced significances. Red as color of life directs itself chiefly at one aspect of life in particular: its animal aspect. Rather than representing life in general, red is seen in connection with emotionallife. Typical descriptions of red are: passionate, affective, impassioned (43%). This applies still more to sexuality and erotism. Red has long been and still is the conventional color of Iove. But it symbolizes Iove in its erotic rather than in its spiritual, humanized aspects. Redstands for carnallove, it is sexual, sensual, instinctive (21 %) . All over the world the red color is found in various forms of magic in regard to fertility. The fertility of the soil is increased by sprinkling with menstrual blood or the red color in some form may be used to eure impotence. Red Easter eggs originally sig- nified fertility (I75, 5 ff.). The American slang expression "to bered in the comb" (tobe eager to marry) derives from the same source. Equally well-known is the world-wide use of red in connection with prostitution. Brothels are sometimes called "red palaces." That section of a town which contains most of its brothels is called its "red light district" on account of the red lights used to indicate a brothel; to quote Lautreamont (I92, 161): "une lan- terne rouge, drapeau du vice." This emphasis on the erotic aspect often causes red to be used in a rather derogatory sense: as the symbol of total submission to passion, of sin in regard to sex. The following quotation from Isaiah I, 18 deals with for- giveness for incest: "Though your sins be as scarlet, they shall be white as snow; though they be red like crimson, they shall be as wool." In psychoanalysis red is the color of maswlinity. It is true that DISCUSSION OF THE RESULTS 107 it seems to go with all that is active, vital, tense, all of which in our culture is considered as typically masculine. The Greek phallic symbols as a rule used to be painted red. The red color of the devil (as symbol of the masculine) is usually thought tobe of the same origin. But red is more than that: like white or black, it cannot be identified with one single aspect; red stands not only for masculinity. One of our subjects, for example, sees it as representing the contrast between masculine and feminine, i.e. the sexual tension between the two. And this indeed seems a better description: red is not as much the masculine per se as the erotic relation between the sexes in general. When red is viewed as a cheerful color, this cheerfulness shows the typical characteristics of red. It always symbolizes elated, exuberant, explosive cheerfulness in its most elementary, direct form. One subject described it as "a natural, bright, primitive kind of joy." Numerous peoples make use of red in major feasts such as triumphal processions after a victory. Finally the social character of red should be mentioned. The "warmth" of red also applies to human contact: it then indicates emotional ties, coziness, sympathy (14%). Only under this aspect the description of one subject may be understood: "red is a harbor where all swell has subsided and everything is still." On the surface this would seem completely contrary to the usual activity and tension of red. However, the above description probably refers to the human warmth and coziness of red which indeed, in cantrast to the "coldness" and "hardness" of everyday life, may be experienced as a "safe, quiet harbor," quiet here being used as the opposite of, for example, the coerciveness of white or yellow. E. YELLOW AND ORANGE In regard to their symbolic value, black, white and red are the most outstanding among the colors: they are the most prominent, each of them has a certain character distinguishing it sharply from the others. These three, contrary to the other colors, appear in the magical and religious symbolisms of all peoples at all times. The characters of all the colors tobe described in the follow- ing pages are less distinct. It is harder to outline the significance 108 DISGUSSION OF THE RESULTS of one of them against that of the others; deviations from the generalline of their character are more frequent. They often have various characteristics in common with one or more of the prima- ry colors. The symbolic significance of yellow is related tothat of both red and white. Its character may weil be regarded as a typical cross between white and red. As a matter of fact, one subject stated that yellow, to him, was a mixture of red and white, a kind of "pink." This certainly must not be mistaken for a "factual" statement to the effect that yellow is identical with pink, but as an indication of the peculiar kinship of yellow with red and white. Portal (r25, 64) remarks: "Les ecrivains qui traitent de l'art heraldique, pretendent que la couleur jaune est une melange de rouge et de blanc." The resemblance between yellow and white appears chiefly in regard to the abstract; like white, yellow is to a certain extent withdrawn from the material, the earthly. As for brightness yellow is second only to white, and this high degree of brightness gives it - as is the case with white - a certain sublimity. Yellow, too, is called "spiritual" and is regarded as the color of morality, of ethics (12%). Lautreamont (r92, 135) calls a man's conscience le fantome jaune. These aspects, however, in yellow are less extreme, less absolute than in white. As a result of its re- lation to red it Iacks the exceptional purity of white. It has, as it were, "come down a little" from its pedestal and has come closer to the Ievel of actual life: yellow is a wordly version of white. As one subject expressed it: "there is little material in yellow," thus emphasizing the difference with white which is entirely spiritualized. Yellow Iacks the absolutely "super-human" cha- racter of white, and represents the "materialized" spirit; it is the practically functioning mind, the matter-of-factness, or, as some subjects said, the brain. It is the color of the mechanism of thought. The above is very aptly expressed in religious symbolism: it takes yellow as representing the divine, the super-human (white) as it reveals itself to the profane. Portal (r25, 75) says: "L'or et le jaune re<;urent dans la Iangue sacree l'acceptation particuliere de revelation faite par le pretre, ou de doctrine religieuse enseignee dans les temples. (Ils) representerent l'ini- tiation aux mysteres, ou la lumiere revelee au profanes." The DISGUSSION OF THE RESULTS 109 divine white itself is beyond the reach of man; only in a profane form, on a human Ievel (i.e. as yellow) it may become manifest. A similar situation prevails in regard to the youthful aspects of white and yellow. White represents the absolute starting point, it has not really begun at all; yellow is the first beginning, the initial step in the development of man. It is white mixed with the first tinge of approaching life. Yellow therefore is young, begin- ning, burgeoning, not yet ripe (9%). Yellow particularly is the color of earliest childhood. The Dutch word geelbek (yellow-beak) is used for young birds. Montrer a quelqu'un son bec jaune means: to show one's ignorance. Yellow chicks at Easter are the tradi- fional symbol of burgeoning spring. In its significance derived from white, yellow can also be re- garded as a discoloration of white, as the result of damage to its original purity, as a "blinded white" (90, 125). An old document discolared with age is "yellowed." As pointed out already in Part I, Ch. 1B, often in the development of a term for yellow the concept "sallow" plays a role. Terms for yellow sometimes are derived from an earlier word indicating sallow, discolored, faded tints. A certain relation with sickliness is also indicated, and the same principle underlies the use of yellow for cowardice, as in "a yellow dog," "a yellow streak," "yellow-livered," etc. On the other hand yellow also has a number of characteristics in common with red. In the symbolism of many peoples, such as the Dayaks (I32), yellow is used as a substitute for red. Many otherexamplesare provided by Berkusky. Yellow, too, is fierce, violent, forceful, energetic, active, emotional, affective, exciting, stimulating, etc. (31%). Yellow is also a warm color, although considerably less so than red: unlike red it may sometimes be considered ''cold.'' Allthese characteristics of red appear, although less prominently, in yellow. The relation of yellow with white seems to diminish their intensity: in yellow, red and white keep each other in balance; there their absolutely divergent natures compromise, their specific characteristics becoming less specific and more subject to modification. Nogue (n6, 425) accordingly speaks of yellow's energie mesuree, and calls it un calme plein de force. In order to describe more accurately the relation between white and red and their effect upon each other in yellow we should like here to introduce a visual image. We can envisage white as a 110 DISGUSSION OF THE RESULTS blank disc, without any inner structure or design - absolutely empty. Red, however, can be represented by a figure of "ra- diance," rays springing from its core, spreading into every direc- tion. The combination of both principles can then be represented n:. white by a radiating disc, its core retaining the intactness and intangibility of white, its radiance springing from its outline, ne- ver going deep enough to reach the heart of the color. All effect of yellow lies at the surface, in its exteriority. Unlike that of red, yellow's inmost part is unconcerned with its outward radi- yellow ance. Yellow is the superjicial color par Fig. I excellence, it has no emotional depth. Needless to say the above has nothing to do with the factual relations between the colors such as their physical or physiolo- gical backgrounds. The picture given is to be viewed purely phenomenally, as an illustration of the emotional character of yellow, in which the various aspects actually appear in the same pattern as they are pictured visually. The figure clearly illustrates the peculiar hybrid phenomenon in which red and white are combined. It is neither absolutely white because of the outward glow, the superficial vividness of yellow, nor, on the other hand, is it completely red, because it Iacks depth: the radiance, the life and the warmth of red are here apparent only at the surface; there is no "inner" warmth. This figure also serves well to symbolize yellow as "revelation." The divine core (white) sends its rays in all directions. Its "message" is to be recognized only in these rays and not in the intangible heart. Yellow is white expressing itself (Cf. Lavelle 90, 125: "le jaune, c'est la lumiere fixee, descendue dans une matiere pure qu'elle appelle a l'etre par le seul arret de son mouvement propre. . . Le jaune fixe la mobilite vivante de la lumiere: il realise les eclairements."). In the above visual image the comparison with the sun im- mediately appears. The radiating disk is the classical symbol of the sun. The use of this diagram both for yellow and for the sun is indeed based on a deep-rooted relation. Classical psychology probably would formulate it as follows: the sun is commonly DISGUSSION OF THE RESULTS 111 represented by a radiating circle; the sun is yellow; this explains why through association yellow is represented by the same radiating circle. Behind this "association," however, there must be some deeper relation. It is questionable whether the sun actually is distinctly yellow. It is difficult to Iook directly at the sun, and most likely we will find- when we manage to Iook at it - that it is dazzling- ly white rather than yellow, or possibly, at dawn and sunset, red. There are no objective grounds for the emphasis usually put upon its yellowness. The connection between sun and yellow, the motive for this general conception of the sun as being yellow, lies in the similar structure of their emotional character: both possess that outward brilliance, that stinging radiance which hides an intangibie innermost. The effect of the sun consists entirely of the outwardness of its radiance; the effect of yellow consists entirely of the outwardness of its "yellowishness." This common emotional character of both is the very thing expressed in the above radiant circle. The sun itself is neither very yellow nor very distinctly a radiant circle. Yet this symbol typifies the specific subjective emotional impression called forth both by the sun and by yellow. Stillmore than in yellow this "sunny" character strikes us in gold and brass. In them the contrast between outer radiance and richess and inner hardness and intangibility is even more striking. Gold is the standard symbol for the sun. In early symbolism gold was always accorded the value which was later attributed to yellow. The favorable aspects of yellow therefore are preferably ascribed to "golden yellow." Goethe writes in this respect: (64, 767) : "Gold. . . gives us. . . a new and superior under- standing of this color." It is perfectly natural that this superficial radiance of yellow should give it its meaning of sunniness, joy, mirth, gaiety (34%). It does not represent the sublime, spiritual joy of white nor the deep-felt, expansive, emotional joy of red, but that peculiar, jubilant, somewhat superficial joy typical of yellow. Its super- ficiality may even make it a trifte cheap or common. As a result of its hybrid nature yellow possesses one charac- teristic available neither in white nor in red: that very hybridity. This typical aspect of yellow springs from the combination of two Il2 DISGUSSION OF THE RESULTS heterogeneaus aspects that might either result in a great outer strength, joy and sublimeness, or in a conflict. And this conflict character happens to be the aspect most strongly emphasized in yellow-symbolism: outwardly it is warm, emotional, fierce, but inwardly hard and unimpeachable. While on the surface it gives an illusion of vividness, inwardly it is like marble. This contra- dictoriness may well cause yellow tobe considered as the typical "egocentric" color, or possibly even as "egoistic." It is hard, un- feeling, cold ( 17%). The latter interpretation is in violent can- trast with the popular conception that yellow is one of the warm- est colors. Against 10 subjects who called yellow "warm" 17 said "cold," "chilly" or "cool." In these cases it is especially the inner hardness and purity which form the striking cantrast with the outward vividness. In a way this egocentric aspect of yellow is already inherent to the color as a symbol of "ratio" and of "youth." Ratio here means intelligence in its egocentricity, analyzing and dissecting things and people, following only its own interests without ever really getting "in tauch" with its objects: intelligence operating only for its own sake. Portal writes in this respect (r25, 84): "Dans le sens infernal (le jaune denote) l'egoisme orgueilleux qui ne eherehe la sagesse qu'en soi, qui devienne sa propre divinite, son principe et son but." In youth, too, yellow indicates the element of egocentricity, the inability - as yet - to consider or adopt another's point of view, to exchange on an equal Ievel. Among the characteristics of yellow are also all those of an ambiguous, unreliable, venomous nature. It is loud, false, mean, treacherous, sneaky (33%). Traitors of laborers' organizations in France used tobe called les ]aunes (r42). In old times the front door of a traitor's hause was painted yellow. Contes jaunes are incredible stories, la litterature 1"aune stands for emde realism, and "the yellow press" is used for sensational journalism. Judas is often depicted as wearing a yellow robe. All characteristics typified by this ambivalence of outward activity and inner intangibility and by the cantrast between outward aggressiveness and inner hardness, are attributed to yellow, as for instance: envy, jealousy, dominance and the con- ventional "hate." In Dutch we say that someone is "yellow with DISCUSSION OF THE RESULTS 113 envy," and "yellowness" and "yellows" are early terms for jealousy. Y ellow is also the color of base desires, of immoral pleasures, of lust, adultery and the like. A work by Corbiere on illicit love affairs is entitled Les amours jaunes. Maeterlinck (I93, 37) speaks of "les chiens jaunes de mes peches." Middle Age prostitutes were sometimes forced to wear a yellow ribbon to distinguish themselves from other women. This custom is the origin of the expression porter le ruban jaune au bonnet (to be the victim of discrimination). It is possible that Christoffel's psychoanalytical interpretation - that of yellow being the symbol of terrifying womanhood - stems from the same source. On the whole in antique symbolism the yellow used for sin and immorality is the yellow of sulphur (viz. the destruction of Sodom and Gomorrah by a rain of fire and sulphur). A certain kinship of yellow and black is here evident, the same that was apparent in the distribution of words. Thus yellow is akin to each of the three principal colors, the relation with red and white being a direct one since yellow is a "mixture" of the two; that with black resulting from its conflict character which in turn is a result of yellow being a "mixed" color. Ewald has developed a theory on this unfavorable significance of yellow. Originally, he claims, yellow had a favorable symbolic meaning which was lost gradually in Western culture: originally a sublime color, it ended the color of prostitutes, traitors and Jews. Volbehr criticized this theory, maintaining in particular that yellow used in connection with Jews and prostitutes was not more than a neutral distinction without any unfavorable impli- cation. This, however, is highly improbable; this distinction certainly did have a negative sense: that of distinguishing some- thing objectionable. Ewald's mistake was the result of the fact that he stressed the use of yellow in a favorable sense only for the earlier, and in an unfavorable one only for the later periods. Everywhere and at all times both aspects have appeared, and still appear, side by side, sometimes even in diametrically op- posed meanings. The different possibilities of interpretation are "apriori" given in yellow and it depends on the concrete situation and the application whether the significance of the color will be specified in a favorable or unfavorable sense. In the Middle Ages Colors and their Character 8 114 DISCUSSION OF THE RESULTS for example, yellow was not only used unfavorably (in connection with prostitutes) but also favorably (viz. its liturgical use). In symbolism it is not justified to consider only one aspect of a color. We will finally say some words about orange. After yellow and red it offers few new aspects. It can be taken either as a yellow where the red element prevails, or as a red softened by an element of yellow. It shows the characteristics of both red and yellow, but in a less pronounced form. In our experiments it was always used in combination with yellow and red - which fact definitely influenced the word distributions made by the subjects. There was little reason for them to arrange a given word under orange when it could better and more typically be placed with red or yellow. Everything warm, emotional, dynamic goes better with red while radiance, sublimity, egocentricity and falseness are better roatched by yellow. Several subjects remarked on this subordinate, secondary character of orange. It Iacks the promi- nence of red and yellow. Orange was called characterless, in- significant, "nonsense," etc. It was used much less than either red or yellow. On the whole only those words were arranged under orange that have its specific in-between character; words that have neither the utterly dynamic character of red nor the extreme surface radiance of yellow, thus typifying the blend of both aspects as it appears in orange. Such words appear to be those indicating joy: fun, laughter, festivity, pleasure, etc. "Fun" and "laughter" typically yield the highest percentages und er orange: both express a certain loud superficiality, experienced more deeply than that of yellow, but not deeply enough for red. 43% of the subjects in their spontaneaus judgments emphasized its gladness, festivity, pleasure, sunniness. Mention should here be made of the fact that the experiments were conducted shortly after the coronation of Queen J uliana. At the ensuing festivities orange, the color of the Royal Family, was used abundantly for decorative and other festive purposes. This may weil have put extra emphasis on the joyous aspect of orange. Some subjects even stated that they had become "im- mune" to orange and were unable to view it under its own natural aspects. It does not seem likely, however, that similar experiments in other countries would yield very different results. DISCUSSION OF THE RESULTS 115 F. BLUE Blue is treated best in comparison with yellow, the color which isineveryrespectitsopposite. Hein (73, 149),in his experimentson matehing colors and tones of different pitch, noticed that the cantrast of yellow and blue followed in strength directly after that of black and white. While yellow pushes itself into the fore- ground and makes itself conspicuous, blue, modest and un- pretentious, rather stays in the background. Goethe (64, 779) calls blue ein 'l'eizendes Nichts. Blue demands nothing from its observer. Subjects called it unobtrusive, gentle, neutral, soothing, subdued, and it was also described as a color that will appear without ever changing, as a color which only affects one in the long run, etc. (25%), all in strong cantrast to yellow. Blue does not tend to dominate everything eise; it rather gives way to more active colors such as red and yellow. This is probably the chief motive for the absence in so many languages of a special term for blue: it recedes in the background so unobtrusively that the necessity of a name by which to indicate it does not arise. Conspicuous and striking things are named first. As was stated earlier in this study, blue originally was indicated as a rule as "darkly colored"; its aspect of darkness seemed tobe considered sufficient description of the color. Descriptions of blue as boring, dull, indifferent, go back to the same characteristics: blue has little to say and disappoints those who expect to see something active, something rich. In French bleu not only means blue but also unimportant. The Dutch expression een blauwe Maandag ("a blue Monday") means an unimportant Monday on which no work is done and which is considered an additional holiday; thus it acquires the meaning of any short period not worth mentioning (I46). The English expression "once in a blue moon" has a somewhat similar im- plication. Maeterlinck (I93, 13) speaks of "cet ennui bleu dans le creur." In Dutch blue is often used in the sense of insipid, dull, silly. Blauw kijken ("to Iook blue") means: to be timid, shy, abashed. The same aspect of vagueness, indistinctness plays a part in the expression "blued" for drunk. In a more generalized sense it could be said that blue is the color of distance, distance in every possible sense and form. The 116 DISCUSSION OF THE RESULTS tendency of blue to keep itself in the background makes it a symbol of all that is far away, in time- past or future -, in space, in thoughts, in fantasy, in emotionality, etc. In regard to space, for example, blue is the color of vastness, of endlessness. The standard example of course is the blue sky, or possibly the blue ocean. According to some subjects blue is wide, deep, open, it gives breathing space and a sense of infinity. Blue does not possess these characteristics because the sky is so wide, but the sky on the contrary causes this feeling of quiet and spaciousness because it is blue aad only when it is blue. A gray sky for example has a depressing and ominous effect. Both the blue color and the blue sky are symbols of all that is far beyond our reach, of the ideal, the absolute, the perfect harmony: of all that transcends the directly attainable. To quote from Bachelard (9, 188): "L'etre revant sent que jamais le bleu du ciel ne sera son bien possede." And Lavelle (90, 124) writes: "Le bleu est la couleur des profondeurs, non que la profondeur soit vu, mais des que, par le seul eloignement, un fond solide vient de fermer le regard, il parait bleu. Les bleus ont une douceur qui vient de ce qu'ils exigent de l'reuil une sorte de moindre effort, de ce qu'ils le laissent dans un demi-sommeil qu'une clarte variable illumine. Le bleu est d'une purete fluide; c'est Ia distance seule arretee par une barriere delicate et precise, c'est la Iimite du regard, l'impregnation des transparences dans le mince cristal qui est la borne de I' invisible: bleu de l'horizon, de la nuit et "du ciel limpide. The symbolism of the "blue horizon," however, also retains its significance in regard to time. Blue is the color both of the distant past and the distant future. As color of the past it applies chiefly to memories, to sad thoughts of all that was once (9, 198): "le bleu d'automne est le bleu d'un souvenir. C'est un souvenir bleuissant que Ia vie va effacer." Blue has an aspect of melancho- ly, so weil formulated by Maeterlinck (I9J, 25): Sous la cloche de cristal bleu De mes lasses melancolies ... The same tendency is expressed in such phrases as "to have the blues" and "to feel blue." DISCUSSION OF THE RESULTS 117 This probably is the motive for the use of blue as color of death. Several peoples wear blue in mourning, e.g. in Schwalm (Ger- many). Blue in this form seems to convey the sad remembrances of the dead, of Iove and friendship past. The Frisians named death de blauwe Fedde (the blue Fedde) and a candle "burning blue" is taken for an omen of death. On the other hand dreams of the future are also blue; ideals, ambitions, expectations, hope, daydreaming, promises, all are blue (16%). Beaudelaire for example writes: "Qu'il etait bleu le ciel et grand l'espoir" (54, 52), and Bachelard in speaking about the sky says: "le ciel bleuest une aurore permanente" (9, 196). The ideal of romanticism found its most pregnant symbol in the "blue flower" (Novalis). Along this same line we find blue as the color of happiness. Like other ideals happiness always lies in the future; we strive after it but it will always escape at the very moment we believe to have acquired it forever. Both blue and happiness are always a step ahead of us, they never become quite real. Particularly in romantic Iiterature blue appears as the color of happiness. Hugo writes about "cette rohe d'azur qu'on nomme le bonheur" (77, 329). Leib gives an example of blue as the color of happiness in Iove in a quotation from a Madagascan song in which blue birds act as postillons d'amour (9I, 131): Hear, you blue birds who fly in pairs. If you meet my beloved teil her it is now a year since she went away and I, out of grief have not taken a bath for seven months. Here, too, blue symbolizes happiness in Iove as an ideal, and not as a reality. The image of the "blue bird" has become famous chiefly through Maeterlinck's play L'oiseau bleu. Two children setout to find the blue bird. They Iook for it everywhere, in the Palace of Night, in the Forest, in the Land of Memory, in the Gardens of Happiness, in the Kingdom of Future, etc. Each time they think they finally have got it they are disappointed again: the bird they have caught lies dead in their hands, or it turnsouttobe black instead of blue. Not until they are home again do they realize that the blue bird has been close to them all along. Numerous guesses have been made as to the real signific ance 118 DISCUSSION OF THE RESULTS of this "blue bird." It is most generally assumed that it is the personification of happiness. As we have seen before, blue indeed may thus be interpreted. Fidler, however, has criticized this theory extensively. She relates how this explanation was brought into the world quite arbitrarily by a British program director. Instead of this popular theory she offers an excellent analysis of the real meaning. She says (52, 50): "The Quest itself can have only one meaning - the age-old meaning that Man has always searched forthat which is beyond experience, for that something which is the highest and the best there is, but which remains unattainable. . . Maeterlinck hirnself uses the term 'The Great Secret' ... But, as he says, it does not matter whether we call the Great Secret 'God', or 'The Universe', or by any other name. What does matter is 'qu'il fasse passer en nous l'impression immense ou terrible'. And this impression is symbolized in this play by 'the bird that is blue,' and this is the reason why the real bird is never found. As Tyltyl explains at the end, 'Those which are quite blue ... do what you will, you can't catch them." The blue bird, like the blue color, symbolizes that which is only given as an ideal and a directive, as something surpassing human possibilities. This ideal may assume various forms, depending on the person who conceives of it: it may be truth, the divine, justice or maybe happiness. Fidler rightly points out that the nature of the blue bird depends on that of the person who tries to find him. Bachelard goes still further in analyzing the meaning of the blue bird, stressing its flight, its soaring. Blue is everything that soars, the very act of soaring is blue, and the blue bird is only the embodiment ofthat act (9, 80): "le vol doit creer sa propre cou- leur. Nous nous apercevrons alors que l'oiseau imaginaire, l'oiseau qui vole dans nos reves et dans les poemes sinceres ne saurait etre de couleurs bariolees. Le plus souvent, il est bleu ou i1 est noir: il monte ou il descend." That is the reason of i ts unattainableness: the fact that it is flight itself. "L'oiseau bleu est une production de mouvement aerien. Comme dit Maeter- linck, 'il change de couleur lorsqu'on le met en cage" (r96, 89). Thus blue forms quite a strong contrast with concreteness, with everyday reality. Because of it always being just a little bit ahead and a little bit beyond the immediately present, it is DISGUSSION OF THE RESULTS 119 naturally also the color of dreams, of fairy tales, of the poetic and of all the other means through which man seeks relief from the weight of everyday life and which, in his imagination, open entirely new dimensions for him. Hugo calls his dream "ce petit bonhomme bleu" and speaks of "le nuage bleu de ses illu- sions" (77, 330ff.). A contebleue is a fairy tale. Daydreaming is called in French voyager dans le bleu, and the Germans use the expression ins Blaue hinein. In a less favorable sense blue is used in expressionssuch as ein blauer Bericht (a figment of imagination) and blau frben (to lie). In a way it is possible to say that blue lies. on a higher Ievel than that of life, or rather, that of "animal" life; that blue, like white, is elevated above concrete reality. And indeed the relation- ship between white and blue is very striking, as was already apparent from the word distribution experiments. The relation- ship does not only exist between pale blue and white: exactly the same significances are attributed to the darker shades of blue, as has become apparent from the experiments with color samples. In spite of their likeness, however, the two colors are far from identical in character. White and blue each have their own way of being "sublime." White is the Absolute per se, it is in every way elevated above the concrete, human Ievel, it is the Being itself. Blue represents the absolute only insofar as man strives after it. Contrary to white, blue is an eminently human color al- though it applies chiefly to the spiritual in man, to man in his attempts to surpass his humanity. Blue stands for man's spiritual aspirations, his strife toward the absolute. In blue the unimpeach- ableness of white becomes a living ideal, a force that can Iift mankind from everyday reality. And even though the "blue" is as unattainable as the "white," it can very weil be sought after. While white is given as definitely unattainable, blue is given as attainable but never really to be attained. This is also the place to draw attention to blue's contrast with yellow, for yellow, too, is a kind of humanization of the absolute. However, yellow represents the manifestation, the abasement of the absolute toward the human Ievel, the adaptation of the absolute to mankind. Blue on the contrary is the elevation of man above himself, toward the absolute; in blue man tries to adapt hirnself to the absolute. Blue and yellow therefore in this respect move into opposite directions. 120 DISCUSSION OF THE RESULTS Like white, blue is also used for the youthful, and in parti- cular to youth in its aspects of softness, simplicity, tenderness and innocence. A "blue-cheek" is a young, unripe person. "Blue- eyed" is used for innocent, and Hugo says: "l'innocence, fleur bleue" (77, 325). But while white emphasizes the perfect purity of youth as the absolute beginning, blue rather represents youth as an ideal: the ideal of the grown-up who, wistfully remembering his own youth, idealizes it in his daydreams. Blue does not stand for the reality of youth as red and yellow do, but for its ideality. The same tendencies are present in blue as the color of science. White is the color of the abstract, the absolute truth which al- ways remains equal to itself and transcends scientific research. Yellow represents the actual scientific mechanism, the attempts of science to masternature; it symbolizes the egocentric aspect of science. But blue is the color of science as an attempt torelease man from his ties, of the search for further, newer and wider fields; blue thus becomes the very transcendence of science. Blue, even more than white, is the color of morality. For while white emphasizes the super-human in morals, morality as a divine institution, blue rather represents morality in its human, altruistic, self-sacrificing function: man attempting to transcend his own egocentricity through morality. Blue is the will to be good, the conscience, the responsibility, or- in a less elevated sense - the desire to adhere to rules, tradition, convention and culture (19%). This transcending sense of blue tends to specify itself parti- cularly in the transcendence of the animal in man. Nogue (II6, 425) writes: "La froideur du bleu le rend en quelque m n i i ~ r e etranger aux vicissitudes de la vie organique, aux sollicitations du desir et de l'activite. 11 possede une purete contemplative, qui lui prete un caractere surnaturel et mystique en opposition avec les couleurs plus charnelles que nous venons d'etudier." Blue particularly is man in his attempts to free hirnself through his spirituality from the ties of his body and his impulses. Thus blue becomes the symbol of sublimation: the suppression of impul- ses and instincts, and particularly of sexuality, and their inte- gration on higher Ievels. Unfavorably interpreted it becomes the color of puritanism, of the condemnation and negation of cor- poreity. "Blue laws," for example, are "restrictive regulations DISCUSSION OF THE RESULTS 121 popularly supposed to have been imposed by the Puritan governments in New England" (I47). A "bluestocking" is a female pedant, a learned woman who too emphatically neglects her womanhood. In some countries a blue badge is the symbol of anti-alcoholism. There also exists a Iitterature bleue in which all erotic references are carefully avoided, and where "le corps n'est plus cite que comme une simple reference spatiale" (I55, 19). This repression of emotional intensity, this lack of warm inti- macy, is the reason why blue is also called a cold color. Generally speaking blue is considered the coldest color; yet 13% of the subjects in their spontaneaus judgments called it warm and only 11 % cold. Blue is experienced as cold only when viewed under this puritan, anti-instinctive aspect. Mallarme (I97, 74) writes "des yeux bleus et froids, comme une source en pleurs de la plus chaste." Parallel to this coolness are descriptions as: hard, arro- gant, aggressive (10%). Mallarme in his poems has put particular stress upon this side of blue. More than once he describes the stinging, aggressive qualities of deep sky-blue as for instance in Renouveau: "1' Azur rit sur la haie ... " (I97, 31). As a rule, however, the latter anti-social aspects of blue are experienced less keenly than their opposites: its altruism, its aspect of adaptation to others and of the transcendence of the self toward the environment. Blue stands for all social relations . . Many spontaneaus judgments indicated this aspect: friendship, family, close relationship, personal relations with others (17%). A typical example of this meaning of blue is found in the Ma- dagascan term to indicate a welcome guest: "a blue person" (9I, 131). As white represents Iove in its divine absoluteness and red love in its erotic aspects, blue stands for platonic Iove. Thus blue also is intimate, tender, and- contrary to the above - also warm. Blue is the color of social virtues: friendliness, devotion, cordiality, sympathy, interestedness (24%). Best known is its meaning of loyalty, faithfulness, confidence and trustworthiness (the word confidence was arranged under blue in 49% of all cases). We still have the expression "true blue" for faithful. Loyaulte in the Middle ~ e s was symbolized by blue. Not without reason a blue flower came to bear the name "forget-me-not." Its superiority to changing and unreliable impulses, its quiet and 122 DISCUSSION OF THE RESULTS "constancy" make blue such an adequate symbol of faithfulness. In this connection mention is often made of the blue sky, fre- quently invisible through clouds and rainfall and completely obscured at night but nevertheless always reappearing in its original pure blue-ness. This phenomenon, although certainly not the cause of the faithfulness of blue, affords a very striking example ofthat aspect. The blue color is something to hold on to. Several subjects called it strong, forceful, steadfast, tenacious (19%). In some cases it was even called masculine- in strong contrast with the psychoanalytical conception that blue is strictly feminine. The "masculinity" of blue, however, does not stem from brute, dynamic force, as is the case in red, but rather from moral firmness, from the capacity to resist every temptation of the instincts. Blue's forcelies chiefly in its "moral integrity." G. GREEN Green is one of the most inconspicuous, unobtrusive colors. Several subjects in the second part of the experiment had diffi- culty in formulating their conception of its character. Green is self-evident, it is a color which as it were is self-sufficient, it does not thrust itself into the foreground and does not attract special attention. Nordoesit, in the word distribution experiment, play a very important role. It is used almost as infrequently as black. The frequency distribution of the words attributed to green most closely approaches the theoretical curve. An exception should be made, however, for the word nature, and to a certain extent also for naturalness, both of which rather frequently are combined with green ( 17% of the subjects in their spontaneous judgments qualify green as "natural"). Naturally the explanation is sought immediately in an "associative" rela- tion: plants, leaves, grass, trees are green and convention com- bines "nature" with green because green is nature's actual color. This motive is certainly of great importance but it does not comprise the color's full meaning. The relationship between green and natureisnot only a contingent one. The greencolor itself has its typical character which constitutes its marked "natural"- ness: the natural is inherent to the character of green. Fora long time the question has been debated whether or not DISCUSSION OF THE RESULTS 123 .green was a roixture of blue and yellow. Helmholtz, Hering, Wundt and others maintained that greenwas a primary color, while Goethe and Brentano for example regarded it as a "mix- ture" of yellow and blue (see 7, IJ, I9, 25). The finding of the solution to this problern was greatly bindered by the introduction of arguments which had little or nothing to do with the pheno- menality of green. Some argued that mixing blue and yellow paint results in green paint. Others claimed that the combina- tion of blue and yellow light results in white light and that green therefore could not be a composite color. Neither argument has any value in regard to green as a phenomenal datum; they are both extraphenomenal facts. When we take green in its purely phenomenal value, there is no point in debating whether or not it is a mixture of yellow and blue, for green is both. On one hand it shows many of the charac- teristics of both blue and yellow, but on the other it also has, as the result of the combination of two so heterogeneaus colors, its own autonomous nature which is not entirely comprised in the relationship with blue and yellow. Phenomenally it is far from impossible for a color to be a mixture of two others and yet as an individual color to retain its own specific character. A similar situation exists for yellow which is closely related both with red and white. The impressions made by blue as well as by yellow lie in the social sphere, in the sphere of interaction with the environment. Contrary to red - which represents life and dynamics per se - blue and yellow each represent a typical aspect of the intercourse between the individual and his surroundings. Y ellow symbolizes the egocentric, domineering aspect of this communion while blue stands for the altruistic, adaptable form. As a trait d'union between these two aspects green might well be regarded as representative of the interaction per se, without any emphasis on either the color or the environment. In green the two opposite tendencies seem to keep each other in balance. The exteriority of yellow and the interiority of blue are blended in an undiffer- entiated whole, centrifugality and centripetality keeping each other in perfect equilibrium. Green does not dominate, but neither does it possess the souplesse of blue. These aspects of levelness and effortlessness make green the 124 DISGUSSION OF THE RESULTS color of nature par excellence. The naturalness of green lies in this tensionless interaction, this elementary process of well- balanced give and take. Indeed it could be said that the green color itself has an aspect of vegetation. The same situation prevails - phenomenally - in the green color as in the natural vegetation it symbolizes: interiority and exteriority are integral factors in a circular process in which each factor is adapted to the other, modulating and compensating each other. The above explains why green should also be the color of repose; it is calm, well-balanced, harmonious, stable, soft, bene- ficial (29%). Mettre au vert for example means to give a rest. In the shape of an olive branch green is also used as the color of peace. Evidently all the foregoing tends to make green a rather in- conspicuous color. And indeed it is a typical background color and intermediate color. It performs its function without dominating its environments but also without ever entirely becoming part of them. One subject remarked: "It strikes one only as something missing." Here lies a motive for the delayed development for a special term for green. Although more conspicuous than blue and named sooner, it stays far behind in strikingness and pregnancy in comparison with red, yellow, white and the like. The same basic principle underlies less favorable interpreta- tions such as an everyday color, commonplace, plain: it has no essential consequences, and is accepted for what it is. Maeter- linck even uses it in an offensive meaning: "li y a une petite ame de cuisiniere au fond de ses yeux verts" (r94, 20). The quietness represented by green differs entirely from that of blue or white. It is typified neither by the absolute absence of any motion which is typical of white nor by the ideal, harmonious relaxation of blue. Green as it were is dynamic in a neutralized way. Although real interaction actually takes place the move- ments compensate each other; although certainly dynamic, green is tensionless. It is lightly stimulating, refreshingly restful. And this is the typical aspect of green's "naturalness": that its harmony at the same time is stimulating. In this respect therefore the difference with red is not so great. Hein maintains that of the pairs of complementary colors red and green are the least contrasting. In red, however, the very tenseness and explosiveness DISGUSSION OF THE RESULTS 125 of life as such are manifest, while in green they are hidden by the equilibrium of divergent tendenties. In green life is given as a potentiality, as a restful intermission from which more expansive life may develop as flowers develop from the quiet shelter of green leaves. The deeper value of green lies particularly in the future, in that which eventually it may produce. Hence it is also the color of growth (see p. 16). In Egypt Buto, the goddess of growth, was sometimes called "the papyrus-colored" or "the green one." All green things were believed to have a certain magic significance in regard to healthy development. The ancient Egyptian w1d = green and wd3 = healthy are closely related (8z, 425ff.) Green therefore is the best-known symbol of youth. It is young, childlike, youthful (49%). In this sense green is often used sym- bolically. Beaudelaire writes about "le vert paradis des amours enfantines" (54, 40). We know phrases such as: a greenhom, the salad days, grn um den Schnabel. The same implication is evident in such expressions as a green wound or a green fire. In Scotland the milk of a cow who has just calved is called "green- milk." In this connection Christoffel's theory on the psycho- analytical meaning of green is interesting: according to him green is the color of the son who has not yet outgrown his mother- identification, of the man who has remained a child emotionally. Green in combination with old age, as in "green old age," always implies spiritual youth, freshness preserved in spite of old age. Mallarme "voulant suggerer le style a la fois frais et bien deve- loppe," speaks of a verte maturite (I, 62). The "perennial youth" is signified by the symbol of immortality: the laure! wreath. We have found that white, yellow, red and blue were also representative of youth, each in its own specific fashion. White is youth in the sense of the first beginning, the "tabula ra,sa," innocent and fragile. Y ellow represents the primitive brilliance of youth, its egocentricity, its domineeringness; it symbolizes youth in its early stage of differentiation. Red is youth as cha- racterized by its full dynamic force, by its indefatigable liveliness and activity. And youth as it is remembered, as a phase long past, is blue. But green symbolizes youth in a more general sense: as the unripe, the not yet fully grown in which divergent tendencies arealready present but as yet dormant, in balance, natural and 126 DISCUSSION OF THE RESULTS taken for granted. The future does not exist except as a poten- tiality, an expectation; green is the pause that precedes full development and ripeness. Green, says Nogue (II6, 425) "peut aussi Se presenter SOUS la forme d'une a Un elan ulterieur, il donne alors le Sentiment d'une reserve d'energie inemployee, de la jeunesse et d'un avenir ouvert." This aspect fonns the basis for the conception of green as the color of hope. In hope, too, there is this multitude of potentialities. Still un- fonnulated and in perfect balance it lives entirely in the richess which eventually will spring from the present equilibrium. These interpretations of green are denied completely by another group strongly opposing the above harmony: green as symbol of falseness and deceit. The latter can be explained by the inter- action of blue and yellow as weil. For the blue and yellow tendencies can also come into conflict and then disharmony and ambiguity may take the place of well-balanced centrifugal and centripetal forces. Green then becomes both seductive and aggres- sive, friendly with unfriendly intentions. Its outward freshness and openness only serves to conceal inward perverseness. The aspect of vegetation then changes into parasitism. Thus green becomes the symbol of poison (25% arranged under green). Beaudelaire writes about "le poison qui decoule de tes yeux verts" (54, 100) and Lautreamont (I92, 52) says: "Vous, qui me regardez, eloignez-vous de moi, car monhaieine exhale un souffle empoisonne. Nul n'a encore vu les rides vertes de man front." Green is false, hostile, mean, unreliable (25%). Shake- speare speaks of "green-eyed jealousy," and well-known is Wilde's phrase: "though lean Hunger and green Thirst Iike asp with adder fight. .. " Probably the Italian expression essere al verde for "to be in a miserable condition" is based on a similar inter- pretation. H. PURPLE, BROWN AND GRAY The three "dark" colors, purple, brown and gray, will be treat- ed jointly since they are in many respects characterologically related. Many words, usually combined with black, in a more than average number of instances are combined with these, and vice versa. These colors often also assume the function of black DISCUSSION OF THE RESULTS 127 when this latter color is not available, as is the case in our Series II and III: words normally arranged under black are then com- bined with one of these. As an illustration we have grouped in Table VI the percentages in which a few words are found com- bined with these "dark" colors in each of the series. TABLE VI SERIES I I 0 I II I III black jpurplelbrownl gray black lpurplelbrown adversity 17 19 14 36 58 59 56 anxiety 36 20 9 15 - 59 32 aversion 17 18 17 9 46 34 28 constraint 19 20 15 17 54 48 40 death 64 15 6 9 - 66 52 deceit 28 34 10 4 - 62 36 defeat 30 16 14 21 54 38 52 disad vantage 21 13 19 27 25 38 48 discouragement 8 15 15 47 46 52 64 disgust 30 13 23 6 - 23 36 evening 8 20 8 19 34 31 28 lie 25 16 17 6 - 34 32 lust of power 15 14 5 6 29 17 12 misery 30 25 8 19 - 62 36 murder 44 13 7 2 - 28 28 night 58 12 12 6 - 41 60 old age 17 13 13 42 29 28 68 poison 21 26 10 4 - 52 32 subconsciousness 6 9 11 27 21 24 28 theft 21 24 19 17 - 55 52 worry 9 15 15 40 50 38 52 FREQUENCY DISTRIBUTION OF A FEW WORDS WITH THE COLORS BLACK, PURPLE, BROWN AND GRAY Separately for each series the percentages are listed of the subjects who arranged a certain word with any of the colors under consideration. Series 0 was used in a preliminary experiment with 24 subjects, a shorter vocabulary and the colors green, red, yellow, blue, white, black. The first four columns contain the percentages in series I in which black was included as well as brown, purple and gray. In each of the following three columns only one of the "dark" 128 DISCUSSION OF THE RESULTS colors is available in addition to white, red, yellow, green and blue. Series 0 was used in a preliminary experiment with a shorter vocabulary than was used with the other series. Of course on the whole the percentages in Series I are lower because the four colors black, brown, purple and gray were all available, contrary to the other series which contained a smaller nurober of colors. The nature of the spontaneous judgments of these three colors also shows some of their similarity. They are for example all frequently qualified as somber, sad, depressing, etc. (black 62%, purple 38%, brown 19%, gray 42%) (see 20). But in spite of a general similarity important individual dif- ferences also appear to exist which shall be discussed in greater detail in the following paragraphs. Purple Purpie appears to be most closely related to black. Especially for the extremely unpleasant, negative words it is frequently used beside black. Deceit, terror, Iust of power, poison, and the like are mostly combined with black or purple. In the absence of black, they are more often arranged under purple. These words are typified by their conflict character. Purpie therefore has an aspect of ambivalence, of ambiguousness; within it con- trasting emotional values seem to collide. In this respect purple resembles yellow and green in their negative interpretation. In the word distribution these colors often seem to cover the same concepts. These aspects were pointed out by several subjects: purple is unreliable, disharmonious, dubious, perverse, hypo- critical, unbalanced, ambivalent, good and bad at the same time, favorable and unfavorable, attractive and repulsive (21 %). The same aspects are implied in Eisa Jerusalem's description: "ein Lachen von purpurnen Klang, ein Aufschreien von Glck und Grausamkeit" (54, 89). This ambivalence is usually explained with the theory that purple is a "mixture" of blue and red, colors of entirely different characters which are bound to clash when combined as in purple. And actually purple in many respects resembles both red (it is emotional, warm, strong, violent - 24%) and blue (restful, sublime, spiritual, friendly, devotion, confidential- 35%). This DISCUSSION OF THE RESULTS 129 combination results in a peculiar mixture of quiet and activity, of ideality and affectivity, of freedom and constraint. These mingled aspects appear wherever purple is used. In the Catholic Church it is sometimes regarded as the color of repentance: sin (red) covered by morality (blue}, the emotional desire for ideality. Purpie is also the color of ripe old age where acquiescence is tinged with emotional revolt, where the dynamic fullness of life is temper- ed by harmonious resignation. Mallarme for example speaks of "ma passion, pourpre et deja mure" (I97, 79). Some subjects less euphemistically characterize purple as rotted, decayed, decrepit. Particularly important is its relation to melancholy, which concept evinces a strong aspect of emotional ambivalence: passion, dead except for its memory, tinging present resignation and dis- appointment with its glow. Nogue (n6, 426} rightly points out that "le violet allie au desir une conscience de l'irrealisable qui confere a cette couleur sa nuance particuliere de melancolie." Well-known is also the combination of purple with concepts denoting style, dignity, aristocracy (7%). The association of purple with royalty, common in the United States, is practically unknown on the Continent. In such concepts we see again the emotional force (red) tempered by blue, controlled greatness. Obviously the distance from these various ambivalent inter- pretations to those of falseness and conflict mentioned above is very small. Generally speaking it can be said that purple is also one of the most antipathetic colors. Brown The conflict character of purple is completely absent in brown. Still more than in purple the emphasis lies on darkness. The word "brown" sometimes is even used in the sense of "dark," in such expressions as il commence a faire brun or "watching the twilight brown." From table VI it appears that in the absence of black, brown is frequently used for night (while evening on the contrary is mostly combined with blue). In brown no trace is found of the purple ambiguity. Although brown as a rule is thought of as a mixture, e.g. of black, red and yellow, or of red, yellow and blue, there is no dashing of tendencies, no antithesis of emotional values. It is typical of brown that the constituting colors with their Colors and their Character 9 130 DISCUSSION OF THE RESULTS own original traits are difficult to recognize; they are not phe- nomenally given. Brown, in spite of being more or less related to each of the other colors, in spite of somewhat resembling each of them, shows no definite, clearly indicated relationship with any specific color. This uncertainty and vagueness of affinity is a very important trait of brown. It is called sallow, dingy, dull, vague, turbid (26%). In the Middle Ages it was actually regatded as the color of the hidden, the unrecognizable, the secret; of silence and caution. In erotic symbolism brown is the color of hidden, secret Iove. The modern expression "to do a person brown" for deceiving someone has a similar implication. In the Tongan langnage panefunefe means brown, as well as dim, obscure, indistinct (r2). Brown is strikingly neutral; not in the sense of white or black, both of which derive their neutrality from the total absence of any specification or vividness, but as a result of the fact that all specification has become vague, that all vividness is obscured by its levelling mixedness. Wundt (I78, II 335) writes: "Braun und Grau whlen wir. . . als Farben unserer Kleidung, unserer Tapeten und Mbel, so recht eigentlich in den Absicht nichts damit auszudrcken." Probably the Middle Age custom for peasants not to wear any other colors than brown and gray has a similar origin: peasants were not supposed to play up their emotions or the expression thereof in clothing as the wealthier people did. This slight emotional specificity lends brown its important significance of the common, the concrete. It is matter-of-fact, businesslike, practical,sober (21 %). Theemphasisis on the forceful aspects of concrete thingsnot subject to the uncertainty and the emotionality of the living. Brown remains the same in its every- day commonness. It is strong, powerful, sturdy, heavy, sound (26%). It is the strength of tree trunks, of brown wood, of brownish earth. Brown therefore is also regarded as the color of the masculine. Man and masculine are the words most frequently combined with brown, closely followed by father, brother and son. Brown is not characterized by the expansive, active force of red, but by restrained, sturdy power, by the stronghold it forms. Several times it was qualified as reliable, confidence-inspiring, safe (I I%). However, brown is the color of all that is concrete, not only DISCUSSION OF THE RESULTS 131 in a favorable but in an unfavorable sense as weil. It is also applied to the inferior in nature, to all that has not been "ele- vated" by culture but has remained on its original, low Ievel. This isanother aspect of the use of brown as a "peasant" color. Brown is not as absolutely sub-human as black, but it does symbolize the inferior aspects of life itself. It is dirty, filthy, disgusting, distasteful (20%). We say das ist mir zu braun for something too bad, too repulsive. The same interpretation under- lies such slang expressions as "to brown someone" for having sexual intercourse. Gray Gray finally has the same vagueness and lack of specificity as brown. It is troubled, diffuse, nebulous (47%). One does not know what it is; it does not even suggest anything - it is thoroughly boring, uninteresting, dumb, Ievel, dry, dull, indifferent (62%). Having the "grays" means having a fit of yawning and listless- ness. Mallarme (I, 195) puts "du vague, du mediocre, du gris" on one line. The French grise for drunk points in the same direction: in drunken semi-consciousness the world is seen half clearly, half dimly. Gray is also the color of bad weather, dreari- ness, autumn. Gray Iacks the element of strength and sturdiness of brown, it is nothing but vague and dull. As a rule gray is considered an intermediary between black and white, and as such it Iacks the pregnancy so typical both of black and white. For the characters of the latter two derive their specific force from the colors' extreme significance, in the absence of which - as is the case with gray - nothing remains but the aspects of neutrality, of indifference, of colorlessness. Gray has the indifference of both white and black without their positiveness. In this respect it is most strongly contrasted by red and its typical vividness. Gray primarily is the absence of life; it is not a supplement, an inevitable limit to life as are white and black, but lifelessness itself, completely unimportant. What Conrad-Martius (37, 332) says about ashes to a certain extent also applies to their gray color: "Asche ist ein Symbol purer Masse - das schlechthin nicht mehr Entzndbare, durch und durch nichtiger Selbstlosigkeit Anheimgefallene." It is the color of submissiveness, and therefore in old times a "peasant" color. 132 DISCUSSION OF THE RESUL TS Madagascans will interpret the statement "I am only mavo (gray)" as a sign of humbleness (9r, 132). Like a1l dark colors gray is also somber. It does not offer any it is hopeless. It is not as extremely depressing as black, however, and rather indicates a lighter, drab, dull dreari- ness, as the sombemess of a drizzly day. Hardy (92, 449ff.) speaks of "gray ponderings," "a gray nightmare" and writes: Then let us borrow Hope, for a gleaming Soon will be streaming, Dimmed by no gray- No gray! "Gray Iooks" in American slang stands for worry, anxiety, and popu1ar belief still maintains that great soi:Tow may suddenly cause a person's hair to turn gray. Gray is the color of old age -not of the emotional, melancholic old age of purple, but of the slow progress of growing old, the neutralization of emotions, the shadows preceding approaching death: "Gray hairs are death's blossoms." A related aspect of gray is that of the peaceful. In contrast to the dynamic force of life and of red, gray is completely Ievel and neutral. Passion has bumed itself up and only its indifferent ashes remain. Gray therefore is calm, quiet, well-balanced, passive, acquiescent, even-tempered (28%). Thus interpreted it stresses the positive side of old age, the well-considered and dis- passionate neutrality implied in such phrases as "gray wisdom" and "gray renown." I. REVIEW In summarizing the preceding discussion of the various colors we shall now emphasize the more general and essential aspects rather than the multitude and variety of concrete applications. Black and white lie somewhat outside the range of the other colors because of their "un-colorfulness." From their descriptions it should now be evident that they do not allow any real emotional contact, any personal communion. They can only be observed. Although in some concrete situations black and white may be DISGUSSION OF THE RESULTS 133 extremely expressive-ablackrohe may weil be very solemn or a white snowfield harmonious and ethereal - but in such cases it is the total situation and the function of the color in that situation which affects us. Not as such but as an expression of their concrete milieu do these colors have an emotional signifi- cance, particularly through their contrast with the chromatic colors. The various expressive aspects of black and white as established supra are based on this interaction of the colors' non-emotional basic character and their concrete realization in the different situations. Black and white per se arerather lifeless; their significance is not as much rooted in a direct emotional relation as in their established nature. One might well call them "rational" colors because they appeal to reason rather than to emotion. They have neither interiority nor exteriority. They do not "speak" but they "posit." Black is black, white is white, and their value lies in this extreme, undifferentiated objectiveness. They represent the negative and the positive, the Nought and the Being, the absolutely bad and the absolutely good, the lowly and the sublime, the end and the beginning. They form the borderlines on each side of the dynamic and variable interplay of the other colors. The most concentrated form in this range of colors is red, the color par excellence, in which all the typica(traits of the "color- ful" are present in maximum concentration. Contrary to black and white all contact with red lies entirely in the emotional sphere, reason is replaced by the irrationality of action and the dynamics of the moment. Red carries away, it overwhelms and involves everything in its passionateness. Every distance is bridged in direct contact; it is impossible to keepred at a distance or to rationalize it. Between these three basic colors, black, white and red, the three remaining "primaries" arrange themselves: yellow, green and blue. Although more or less related to the three basic colors, each of them is typified by its entirely individual phenomenality. They do not possess the extreme, rational character of white and black, nor the intensity and elementariness of red. Y ellow lies halfway between white and red. The aspects of these 134 DISGUSSION OF THE RESULTS two are blended in yellow in a structure in which the pure intangibility of white is manifest in outward radiance and dyna- micness. Y ellow is a typical surface-color. Of yellow one experien- ces only its superficiality; yellow cannot be penetrated, its core is hard. Yellowconfrontsusin all its immediate glamour; deeper, intimate contact is impossible. Yellow may be admired or hated for its direct aspects, but real communion is never achieved: its untouchable core forbids it. In the closely related color orange the emphasis is more on the glamour and radiance, and less on the unimpeachable interiority. Blue on the contrary is nothing but interiority - no outer glamour, no radiance, no self-assertion. Blue is open, in complete modesty, it stays in the background and waits, always the same - always itself. It remains at a distance, far-away, and leaves room for any form of communion; it never forces itself upon us. It can be penetrated further and further, it is endless and limitless, ever receding. It "tunes in" with everyone without ever claiming anything for itself. It gives itself up completely in submission to the other. Between these two opposed tendencies, the egocentricity of yellow and the altruism of blue, stands green as the color of level- ness, of well-balanced centrifugal and centripetal forces. Every- thing about green is normal, self-evident, natural. Although it makes its own claims, it gives as much in return as it requires. The emphasis is neither on the observer nor on the color; both are equally involved in the process of interaction; neither one dominates. Amidst all the dynamic colors green forms a resting place, an oasis, because it keeps all forces in balance and creates possibilities for new growth. This quiet may be given a negative significance when interpreted as a mask, as a euphemism for deeper-lying aggressive tendencies. The naturalness and fresh- ness of green may be viewed either in its direct, positive value or in the negative aspect of a mask. Purple, brown and gray each more or less have the function of a trait d'union between black and the other colors. In purple the aspect of ambivalence is most pronounced: two heterogeneaus tendencies, red and blue, clash in purple which consequently becomes warm and cold, repulsive and attractive, exciting and DISCUSSION OF THE RESULTS 135 soothing at the same time. lts coolness is warming, its tension subdued. Purpie can never give certainty because divergent aspects alternate and clash in it. Brown on the contrary is simple, common, everyday-ish. It possesses a sturdiness, a strong powerfulness which is not imme- diately evident. It is an inner force, a never-actualized energy. All the outer energy of red in brown is concentrated in inner strength. Real contact with brown, is hardly possible. It exists as a necessary support, as an unquestionable but not very conspicuous factor of the milieu. In gray finally the maximum neutralization of antitheses is achieved. Gray is nothing, neither good nor bad. Nor does it hide anything. It has neither interiority nor exteriority. Every- thing has burned itself up and has become level. It has no direc- tion and it makes no claims. Passively it yields to outside in- fluence. The rational contrast of black and white is lost complete- ly in this meaningless mixture without any individual value: gray is a neutral equation among the differentiations of the other colors (see also its use as background in psychological experi- ments). The interrelation of the colors can be schematized in various ways. Goethe's scheme has become especially well-known. It is built on the basic contrast of black and white as symbolizing the fundamental antithesis of light and darkness. According to Goe- the the entire world of color is rooted in the dialectics of light and darkness. This conception, in its symbolical meaning and apart from its physical consequences as seen by Goethe himself, can be regarded as extremely valuable. From white and black res- pectively yellow and blue develop, yellow being a troubled white, or white seen through black, while blue is a clarified black, or black seen through white. Y ellow belongs on the "light" or posi- tive side, blue on the "dark" or negative side. Both colors through intensification develop towards red in which their opposed tendencies merge together. Red belongs neither on the positive nor on the negative side; it forms the transition between the two. A second form of equilibrium between the two opposed tenden- cies may be achieved in green where yellow and blue keep each other in balance, not by means of maximum Steigerung (intensi- 136 DISCUSSION OF THE RESULTS fication) but of exchange and levelling of tendencies. Figure 2 graphically represents this scheme. Many relations already en- countered in the analysis of the various colors reappear in this scheme. red intensification black gray Fig. 2. CHAPTER 3 THE COLOR CHARACTER APPLIED A. THE EXPRESSIVE FUNCTION OF COLOR The polyvalence of the color character We have continually emphasized the duality of the color character. On one hand there is the unity in the character of each color, the ever-retuming fundamental idea which forms the background of each concrete possibility and from which all these possibilities derive their typical characteristics. Y ellow can be cheerful, youthful, warm and radiant as weil as false, egoistical, aggressive and cold. But in theseheterogeneaus forms of appearance one and the samefundamental characteristic, one essence is manifest: both its cheerfulness and falseness, both its warmth and cold are "yellow-ish." On the other hand there is the fact that this unity is not more than a source of possibilities and does not detract from the mul- titude of aspects in which a color may actually present itself. This is expressed by the term polyvalence of the color. A color has many potentialities, depending on the concrete situations. The classical systems of color symbolism often neglected this multitude of potentialities, the colors were seldom considered from more than one viewpoint. Each color had its own, standard- ized meaning and too easily it was assumed that the character of one particular color could not comprise more than that one mean- ing. Red, however, does not stand exclusively for excitement or for Iove, nor does blue mean only quiet or fidelity. Such charac- terizations are only a few out of the many possible forms of ap- pearance. No one characteristic can be chosen from this multitude and be considered representative of all the others and a standard for a11 of them. 138 THE COLOR CHARACTER APPLIED Often it was realized, however, that a color, in addition to its chief significance, could also symbolize the opposite. Red, for example, could be Iove as well as sin; yellow represented both supreme joy and base desire. Portal in this respect writes (I25, 32): "La regle des oppositions est commune a la Iangue des cou- leurs et a tous les symboles en general; elle leur attribue la sig- nification opposee a celle qu'elles possedent directement." But this reduction to contrasts is a too narrow conception of the value of a color. Colors do not have only one special direct mean- ing and its opposite, but they contain, concentrated in a single essential meaning, countless potential interpretations. Among a11 these interpretations there may be, of course, some logically contrasting ones, but that is only one expression of the poly- valence of the color. As stated above, in discussing the color character we have not elaborated upon the motives which in a given situation em- phasize some aspects and neglect others. Of particular importance for example can be the specific nuance of the color, its brilliance, its degree of saturation, etc. The importance of these, however, is aseparate field still tobe investigated experimentally. Too fre- quently different meanings are attributed to different objective nuances without any attempt at verification. Thus yellow-green is allegedly always false, while blue-green is quiet; pale blue is cool and dark blue intimate, etc. But the reverse is said equally often. Personal variations are so important in this regard that such systematization without further research is unjustifiable. This is not the place to pursue further the question of the various forms of the colors' concrete function. Each field of application should then be studied on the basis of its special presuppositions, in its own context of specific values. In aesthet- ics the character is one aspect of the complex of aesthetical norms, of cantrast effects, of perspective, of the character of materials, etc. In trade the character is determined in relation to the saleability, the application, the attractiveness, etc. of the product; in the textile industry in relation to material texture and fashion trends. In all these instances the typical require- ments and standards of each field of application should be taken into account while our purpose is only a psychological analysis, indicating the potentialities of the character of the various colors. THE COLOR CHARACTER APPLIED 139 Color as expression Great inuence is exerted upon the character of a color by its CQloring function. In every concrete situation the color is always the color of something, of a certain object. And this object in that situationalso has a certain meaning which is by no means independent of the object's color. The color character and the value} of the colored object are integrated in a very specific mutual relationship. The color is not only an outer aspect of the object, a surface, but it is also an expression of the object, a means for the object to become manifest. Every object expresses itself in its color as man expresses hirnself in his face. The color may weil be regarded as the "face" of the object, and it is possible to speak of the "phy- siognomy" of the colors (I67). Through the color the interiority of the object becomes manifest (n6, 423): "cet en dehors des choses est correlatif de leur interiorite et c' est eile que la couleur vient nous reveler." Conrad-Martjus (36, 463ff) also remarks: "Wir glauben. . . das es eben die spezifische Funktion der far- bigen Erscheinung ist, die materielle Innerlichkeit des Kr- perdinges in den entsprechenden Fllen zur dargebotenen Er- scheinung nach aussen hin zu bringen. . . Die sinnliche Ober- flche. . . besteht schlechthin. . . aus 'Auslage' oder 'Prsen- tationsmaterial' ," and Merleau-Ponty (I05, 265): "En realite, chaque couleur, dans ce qu'elle a de plus intime, n'est que la structure interieure de la chose manifestee au dehors. Le brillant de l'or nous presente sensiblement sa composition homogene, la couleur terne du bois sa composition heterogene." Medieval love symbolism strongly emphasized the color of clothing through which the amorous condition of the wearer could be expressed. Here, too, the color of the clothes - the outward appearance - was regarded as the expression of the wearer's interiority. Tothis day r i d ~ s wear white on their wed- ding day as an expression of their virginity; deepest grief is expressed in black mourning robes. Fechner writes (50, II 229): "Auch Engel kleiden sich in Betracht ihrer Unschuld, und weil sie keine individuellen Neigungen haben, gern in Weiss." Even the coloring of the human face can be seen as an expres- sion of interiority. Luckiesh (97, 138) lists the following popular interpretations: 140 THE COLOR CHARACTER APPLIED red - anger, ardent passions, bashfulness, shame yellow - illness, grief, envy blue - fear, terror, hate, agony, death The following rhyme similarly characterizes people on the basis of the color of their face (r44, I 650) : The red is wise, the brown trusty The pale envious, and the black lusty. To a red man read thy rede, With a brown man break thy bread, At a pale man draw thy knife, From a black man keep thy wife. The unreliability of Reynard the Fox is recognized in hisred fur, and Judas, too, is believed to have had red hair (n). A popular notion holds fair women to be less faithful than dark ones, and a complete mythology exists regarding the significance of the various colors of eyes, the "mirrors of the soul" (r4o). To quote for example Hugo (77, 278) : Votre ceuil d'azur, miroir de paix et d'innocence, Qui revele votre me et reflechit les cieux. Such beliefs, however, are largely determined by aceidentat circumstances and cultural influences. Only because red hair is exceptional, unusual, does it become a sign of "unreliability." Only as the result of Western fear for a dark skin is the black face considered an expression of "Iust." Not everywhere are blue eyes a token of innocence: Mohammed wams against them, and in various regions of Greece and Syria blue is the color of the "evil eye." All the above naturally is not meant to imply that such a relation between the color and the interiority of men and objects exists in reality. There certainly is no correlation between a black face and Iust, between fair hair and unreliability, between blue eyes and innocence. The colors only seem to express the interiority, they have the phenomenal value of an "expression." Whether or not they actually are an expression is here not under discussion. It may weil happen that the actual interiority is completely the opposite of the interiority as phenomenally ex- pressed by the color. In physiognomy the same situation prevails: phenomenally a long nose may represent obtrusiveness, a high THE COLOR CHARACTER APPLIED 141 brow intelligence. Y et it has never been proved that these rela- tions objectively exist. Phenomenally the colors have the value of an expression. Col01' as mask Moreover, this contradiction of interiority and expression may also be evident in the color itself, as a certain contradiction within the very expression of the color. In this respect, too, a comparison with the face can be made, for the face instead of being an expression can also appear to be a mask. In its very specificity there may be something "misleading"; it may appear as a "covering" expression. Color can be viewed likewise: as a covering expression, as a masking for an interiority hidden behina andin this expression. Conrad-Martius is right in saying that the color never only "covers up" the interiority but always expresses it. But this expression is not necessarily always a airect one; it may acquire the ambiguous function of concealing- by its very expression - the "real" interiority, as a velum revelans (or rev_elatio velans). Bachelard (ro, 23ff.) has made a thorough analysis of this ambivalent meaning of color and describes how the color as seauction des surfaces implies a deeper truth of which the surface gives only a masking expression. Snow, for example, is not only white; its whiteness is the contrasting mask which indirectly and all the more pronouncedly expresses its obscure interiority. "Quel merite, en effet, la neige aurait-elle d'etre blanche si sa matiere n'est point noire? si elle ne venait, du fond de son etre obscur, cristalliser dans sa blancheur? La volonte d'etre blanche n'est pas le don d'une couleur toute faite et qu'il n'y a plus qu'a maintenir. L'imagination materielle, qui a toujours une tonalite demiurgique, veut creer toute matiere blanche a partir d'une matiere obscure, elle veut vaincre toute l'histoire de la noirceur" (26). Obviously this description has no relation whatever to physical facts and is to be taken as purely phenomenal, as a description of a way to experience the whiteness of snow in its dual function of expressing and concealing. The above also explains the peculiar phenomenon of some peoples calling milk "dark," "blue" or "black": in its whiteness the obscurity of its materiality, its 142 THE COLOR CHARACTER APPLIED nutritiousness, its earthliness (the feminity of black !) can be experienced all the more acutely: "ll suffit en effet de rever un peu a cette blancheur pateuse, a cette' blancheur consistante, pour sentir que l'imagination materielle a besoin d'une pate sombre en dessous de la blancheur. Sans cela, le lait n'aurait point cette blancheur mate, bien epaisse, sure de son epaisseur. ll n'aurait pas, ce liquide nourricier, toutes ces valeurs terrestres. C'est ce desir de voir, au-dessous de la blancheur, l'envers de la blancheur qui amene l'imagination a foncer certains reflets bleus qui courent a la surface du liquide et a trouver son chemin vers 'la noirceur secrete du lait" (23). This duality of color as concealing expression has become the source of many well-known metaphors emphasizing the antithesis of outward appearances and hidden interiorities. Matthew (XXIII; 27) writes: "Ye are like unto whited sepulchres, which indeed appear beautiful outward, but are within full of dead men's bones, and of all uncleanness." A well-known German phrase is "Aussen rot, innen tot." And Boileau laments the "esprits de ce temps, qui, tout blauesau dehors, sont tout noirs au dedans." In connection with the above the use of paint in its coloring and particularly in its discolaring function is also interesting. For it is possible by means of a paint or dye to give an object an expression entirely different from its "natural" expression. Paints and dyes are our means of freely disposing of the expressive and concealing value of color in every form. Wood for example no Ionger has tobe accepted in its primitive, concrete, sturdy color. We can give it any color according to the impression we wish it to make: we can give it richess by gilding it, vividness by pain- ting it red, strength by staining it brown, hardness and coolness by marbleizing it, etc. As was demonstrated in Chapter IC of Part I, this coloring function of paints and dyestuffs may weil form the first step toward the abstraction of the colors from their concrete application. In them the color becomes more than just the color of one parti- cular material or object in rcgard to which its character is determined; it becomes a thing with a life and a character all its own. THE COLOR CHARACTER APPLIED 143 B. THE PSYCHO-DIAGNOSTIC USE OF COLOR It has been mentioned before that in psychology the perception of a color should not be viewed as the passive registering of an established, objective fact but as a "meeting" between the obser- ver and the color. The character of the color is not completely given in the objective stimulus. The stimulus only means an appeal, an invitation to the observer to perceive something. What the observer actually will perceive not only depends on the stimulus, but on the total situation including the observer, his set and character. The stimulus provides only the motive for one perception or another. The original appeal, however, is always recognizable in the perception. The perception is essentially determined by the nature of the "invitation." In general it is impossible to perceive a "red" stimulus as green. The observer is not free to transform a stimulus into anything; its appeal forces him into a very definite direction. But the way in which this direction is interpreted, the concrete form of the perception, is also determined by the observer and the entire situation. No matter how powerful the motive, there is always a certain margin for the observer to perceive the color in his personal, momentary way. This margin is very important for the psychodiagnostic use of color. Since the impression ultimately received of a color also depends on the observer it should be possible conversely to deduce from this impression a certain picture of the observer. By ana- lyzing what the observer has done with the appeal and what function the color has in his behavior we can gain insight into his "world" or, to use another phrase, into his projet d'etre ("existential project"). How do the colors find their places in a person's projet d'etre, what significance do they acquire there? What are their consequences for the person concerned, what is their value and what are their potentialities? The concept projet d' etre at a time comprises more and less than the concept "character." In addition to the character it in- cludes a person's attitudes, interests, convictions, expectations, past experiences, etc. But it does not include these as established facts, as definite attributes of the person; it indicates the meaning of this complexity of aspects, the fundamental principle manifest 144 THE COLOR CHARACTER APPLIED in them. It centers around the unifying principle underlying all these heterogeneous aspects, the basic pattern of the person, his specific way of constituting hirnself in the world and ?f forming- within the world- his own world (Snygg and Combs: his "phenomenal field") thus typifying hirnself as a singular, specific personality. The color impression is based on the appeal made by the color and on the projet d' etre of the observer. It is the very way in which the observer projects his own basic pattern into the color, thus shaping it into the color as momentarily seen by him. In the resulting color impression, in addition to the stimulus, the observer's entire projet d' etre is fully integrated. And this projet d'etre is the object of the diagnostic use of color. We want to find out exactly what impression a certain color makes on a given subject and how he "projects" hirnself into this im- pression. In Chapter 2 of Part I several forms of the diagnostic use of color were mentioned. We shall discuss here a few of them in greater detail and particularly in connection with the color characters described above. The oldest, most wide-spread form of diagnostic use of color is the Rorschach Test. In this test the colors play an important role. Of the ten cards two contain red blots in addition to black and various shades of gray; three are executed entirely in chro- matic colors. The significance of these chromatic colors is assumed to lie particularly in the emotional sphere: interpretations based on the chromatic color rather than on the shape of the blots supposedly indicate a strong emotional component in the charac- ter of the subject. In spite of this significance of color in general, and in spite of the wide-spread use of the RorschachTest, we do not know of any more detailed study of the significance of the colors individually, of the motives for one person to pay more attention to red blots, and for another to green, blue or yellow ones. It should be of interest diagnostically whether a subject interprets or avoids blots of a certain color. This doubtlessly important field so far has remained unexplored. Equally little has been published on the value of the colors THE COLOR CHARACTER APPLIED 145 in drawings and paintings. Although Pfister in his drawing experiments has devoted some of his attention to color, he gives only few examples and no systematic analysis of the colors' meaning. In his experiments, too, red yielded striking results. "Ein brutaler schizophrener Mrder mit nur sprlichen Sekun- drsymptomen, der seine Frau auf grausame Weise umgebracht hat, zeichnete die menschlichen Figuren in dunkelroten grellen Ton, die brigen Figuren mit breitgezogenen, druckstarken, schwarzen Umrissen" (I22, 347). This man apparently preferred the colors which in our experiments were most frequently com- bined with the ward murder, namely black and red: red here stands for the affective tension, the unintegrated emotions which surge up and carry him away; black represents the absolute negation, the total destruction, the absolute and undifferentiated Nought. The heavy pressure emphasizes the aggressive, de- structive aspects of black. Another case used the combination of red and green: "Als meinem Beruf wrde ich eigentlich besser Menschenmrder angeben', meinte ein usserlich harmloser, dissozieerter Hebephrener, nachdem er als Gesicht einen tiefrot ausgefllten, grn umrahmten Kreis gezeichnet hatte" (I22, 346). Here, too, red indicates a strong aggressive tendency. This aggressiveness, however, is cloaked in outward calm and har- mony, represented by green. The red shape outlined in green is a direct projection of the incapsulated aggressiveness of this patient. The only systematic study in this field known to us is that by Alschuler and Hattwick. They have indeed traced the character- ological correlate of each separate color. It is important to real- ize, however, that their experiments involved only children from three to five years old and that consequently their results apply only to this age group and are not without further research applicable to grownups. In their experimentsred again proved its high affective value. It is used by pronouncedly emotional children with a very dis- tinct, specific personality which uninhibitedly expresses itself. Only a very marked emphasis on this color indicates inner problems that cannot be integrated. Yellow, too, is a sign of easy, natural expression. Children who frequently use this color are extrovert, but also egocentric, Colors and their Character 10 146 THE COLOR CHARACTER APPLIED undeveloped, infantile and emotionally dependent on grownups - all in complete agreement with the character of yellow as described earlier. These children stilllive in the early egocentrism, the outward activity and inner blankness of yellow which does not adapt itself but lives from within and forces itself upon its surroundings unquestioningly accepting its sympathy. In children of the 3-5 age group this "red" and "yellow" attitude is natural and normal. Nothing eise can be expected from them than this elementary, direct, unrestrained, emotional expression. On the whole, according to the authors, these children are happier than those who prefer blue or black. The frequent use of blue or black indicates self-control, adaptation to the milieu, repression of emotional tensions. These are the "good" children who always do what they are told and what is "nice." They are characterized by the adaptability and the modesty of blue, the tendency to withdraw in the background and to repress their own emotionality; or by the objectivity, the absolute Iack of emotionality and personality of black, the N ought, in whose absolute neutrality all differentiation is lost. Obviously blue in this respect is less extreme and more human and natural than black. Green finally holds the middle between these two groups. Just as this color keeps opposed tendencies in balance do those children who show a preference for green evince a certain balance of influences, of emotionality and restraint, of egocentrism and adaptation, of independence and dependence. They clearly constitute the medium between the "yellmv" and the "blue" children. It appears, however, from these experiments that the limited emotional expression of these "green" children does not result from greater self-control - as is the case with "blue" children - but from fewer emotional impulses: they don't have as much to repress. This corresponds with the uncomplicated, simple, naive nature of green. Lowenfeld's mosaic-test and other construction tests using colared material lend themselves weil for similar analysis, also with grownups, because they are based on a clearly structured and easy to systematize application of colors. Various studies in this field are made, but no reports have as yet been published. THE COLOR CHARACTER APPLIED 147 Our own experiments can also be used diagnostically, although it should for such purposes first be modified as regards the length of the vocabulary, the choice of words, and particularly the dis- cussion and questioning afterwards, so that deeper insight may be obtained into the personal significance of the distributions made. Objectively the distributions seem to mean but little. It should be investigated, however, how the various distributions were accomplished and what value the subject attaches to them personally. Simple questioning in regard to the subject's motives in arranging the words is of slight consequence. Rationalizing one's own emotional motives usually is extremely difficult. The questioning technique therefore should be adapted to the pre- rationalistic nature of the experiment. We hope in the near future to be able to pursue the above suggestions further. As an illustration of the diagnostic value of our experiment we shall now quote two protocols. It should be remembered, however, that the experiments had no diagnostic intention and that, therefore, and also as the result of the inadequate method of questioning, they can give only a very incomplete picture of the subject. Moreover, systematic research into the significance of the test factors is required before the diagnostic value of the various signs can be estimated. SUBJECT A AGE 28, MALE, MARRIED, PSYCHOLOGIST Protocol I. Protocol from the preliminary experiments in which six colors, including black, were used and a shorter vocabulary.- All words were placed immediately. II. SPONTANEOUS DESCRIPTION OF THE COLORS: BLACK - worrisome, evokes aversion WHITE -I am very indifferent to it; it may occasionally mean empti- ness, colorlessness RED - more active, real GREEN - the most agreeable color; affects one as the warmest and coziest, most social color; it leaves one free and makes no claims YELLOW - close to red, but has relatively little function; is really more a kind of pink BLUE - the intellectual, the spiritual 148 THE COLOR CHARACTER APPLIED JII. RDER OF PREFERENCE: (plesant) green - red - yellow - blue - white - black (unpleasant) IV. GROUPING OF THE WORDS: BLACK Deceit, constraint, tkeft, lust of power, lie, defeat, worry: all on the social Ievel: they infringe upon the other's freedom Deatk, discouragement: on the personal Ievel; infringement upon one's own prestige, upon being oneself WH ITE Family, old age, duty, obedience, religion: empty words; family and duty don't mean anything to me; religion in its everyday sense does not mean anything to me; all these terms make unnecessary claims, and when they are necessary they do not mean anything Scepticism, dull: these too; dull because white is such a dull color Usefulness, mechanics, business: all on a social Ievel, but such empty things RED Work, action, masculine, profession, force all characterized by ten- Ambition, emotion, festivity, kappiness, pas- sion, typical of red sion, murder, mutinousness, sexuality, shame, tension, pleasure its other pole is the ele- Myself ment of relaxation Disadvantage and Aversion: do not belang in this system Different grouping: Profession, festivity, kappiness, masculine, myself, sexuality, pleasure work: all things which alternately require tension and relaxation Action, aversion, ambition, emotion, passion, murder, force, mutinousness, shame, tension: always require continuous tension GREEN Subconsciousness: only my reaction to the blackness of Freud's sub- consciousness Simplicity, harmony, youth, naturalness, personal, joy, reality, freedom, spontaneity: the things I appreciate very much in my personal existence Altruism, goodness, charity, love, home, indulgence, confidence: they refer to sociability, to good contact with the surroundings Mother, woman-friend: probably because I estimate the feminine very highly M arriage, pleasant: these words connect the latter two groups THE COLOR CHARACTER APPLIED 149 YELLOW That's bad: that dependence was in the same group with father; it's hard to specify why these words are yellow; they are all agreeable, personal. Naked, body: association because of the color, witb tbat red tinge Father, feminine, friend: warm, social contact Morning: ob weil, .. I always rather like it Devotion: warm, social contact Originality: sort of daydream Victory, cooperation, social, success, satisfaction, advantage, wish: all bave tbat rather pleasant, warm atmospbere Risk, adversity, future: tbings I'm not very much afraid of; I won't refute tbem; tbey kind of belang witb yellow BLUE Sadness, ideal, solitude, mind: all represent tbe spirit, tbe ego in its solitude, expressed on one band in: Individualism, education, principles, theory, science: and tending on tbe otber band toward: Conscience, morals, responsibility, deliberation, past, soul, representing tbe personal, tbe ego in its social relations; soul migbt perbaps better be combined witb purple Evening: purely a color-association Discussion In general it appears to be advisable to use the color preference as the starting point for further analysis of the protocol. The order of preference interrelates the colors and determines their relative values, thus roughly indicating the significance of each color. Tbe colors found tbe most pleasant bave an actual value for tbe subject; tbey constitute a positive factor in his profet d'etre, a factor tbrougb wbicb he can realize bis project and whicb provides a hold in tbe development of bis purposes. Tbe unplea- sant colors on the other band form a resistance; tbey indicate in what direction bis development is disturbed, tbey symbolize tbe factors obstructing bis projet d'etre. We shall tberefore consider tbe protocol under the aspect of tbis antitbesis of stimulative and impeditive influences. Subject A puts red and green at the top and black and white at the bottom of tbe scale. He prefers two typically "social" colors, and is completely indifferent to tbe "rationalistic" colors wbite and black. Tbis empbasis on tbe social and tbe concrete, 150 THE COLOR CHARACTER APPLIED and the indifference to everything not directly and practically connected therewith indeed proves tobe typical of this subject. This is also evident in his descriptions of the colors: with almost every color we find some remark on its social value or conse- quences: "all on the social Ievel'' (black and white), "directed toward the social aspect" and "good contact" (green), "social contact" (yellow), "the ego in its social relations" (blue), etc. Most of his groupings are formed on the basis of their social consequences, and his own place socially. His antipathy for black and white is important. These abstract, extreme colors have no actual value for him. Black he dislikes chiefly for being the absolute negation of the social, the infringe- ment upon man's liberty both as regards his social relations and hispersonal being. In particular he sees in black the negation of interhuman harmony; it represents all such influences endan- gering free communion such as deceit, constraint, tust of power, defeat and lie. On the other hand the abstractness of white also means little to him; it is far beyond concreteness and has no direct value in regard to interhuman relations. Usefulness, mechanics, business, although still on the social plan, are abstractions and not direct- ly human. Such concepts as family, religion, duty, obedience take mankind too much in the general, ethical, and not in a personal sense. Mechanics and business only concern him in so far as they yield practical results. He appreciates the divine only in a per- sonal relation (and indeed, he is anti-church, anti-clerical, anti- dogmatical). The same holds true in regard to science (the word science was arranged with blue, the most antipathetic color except one !) ; purely scientific work and abstract thinking are not in his line and are only appreciated for their actual social consequences. Opposite the antipathetic colors black and white he places his favorites: green and red. The choice of these colors is indicative of the structure of his social contact. There must be an explana- tion for the fact that green is his favorite, and not its two "com- ponents" blue and yellow. The latter two are typified by opposite tendencies: blue is adaptable and open while yellow dominates and requires adaptation. Subject A, however, prefers the equili- brium between these two, the mutual integration and inter- change without any emphasis on either partner, manifest in THE COLOR CHARACTER APPLIED 151 green. Social contact for him is possible only when he gets some- thing in return, when he finds somebody who reacts to him and communicates with him on an equal Ievel. Apparently he finds these possibilities chiefly in mother, woman-friend, marriage, home, love. His tendency to maintain balance in his social contacts expres- ses itself in various ways. On one hand, he does not dare to be aggressive on a personal Ievel and he avoids tension in his perso- nal relations. The assumption of leadership, and the subordina- tion of others to hirnself he finds equally difficult, for these deprive him of his "echo," of the "counterplay" of the others, and force him to take all responsibility upon his own shoulders without the support of any equals (his pronounced fear of altitude is typical for this attitude). On the other hand he has an equal dislike of people who always endeavor to subject others to them- selves and theirpersonaldesires. Forexample, he detests "vamps," women by whom one can only be seduced and with whom no relationship on an equal basis is possible. Green for him symbol- izes the ideal balance between ascendance and submission, between adaptability and egocentricity. Words like harmony, confidence, altruism, indulgence, charity he considers typical of this aspect of green. Freedom, too, he sees as green, not the abstract freedom of white, but the personal freedom of active social exchange. This subject has a typicalliking for nature and plants, too. Second in his order of preference is red. In red, as in green, neither the color nor the observer prevails; both are carried away by this color; the color is active and dynamic, the observer excited and fascinated. In red both are caught up in the same whirl in which neither is anymore clearly distinguishable. In spite of the similariqr of these tendencies in green and red, both colors Iie on entirely different Ievels. In some respects they even are contrast colors. Thus this subject for his favorite colors choses two contrasting ones. They represent two complementary tendencies in his own nature: in addition to his liking for the social quiet of green he knows the desire for the emotional expansion of red. Characteristically red is not combined with any personal noun except myself. He does not experience this red component as 152 THE COLOR CHARACTER APPLIED lying on the personal-sociallevel (red is the only color of which he has not specified any social aspect). However, he does combine with red such words as frrofession, work, ambition,_and indeed his "red" tendencies rather lie in the professional sphere. He ex- periences the emotional tension of red in his self assertion, in the fight with social and economical insecurity. The tensions have been removed from the personal-social plan and are integrated on a plan somewhat adjoining it. A. does not "dare" to express this red tendency in the social field. We have already seen his restraint in regard to personal aggressiveness, but neither will he -in a broader sense- easily lethirnself get emotionally involved in the contact with somebody eise. He is afraid to become sen- timental, to get too far involved with any other, and he fears the consequences of such an emotional surrender. Only indirectly does he incorporate the red component in his social attitude. Forthis subject blue and yellow have no special value. They put too much emphasis on one aspect, with all the ensuing un- certainty. Contrary to most subjects he does not combine a single personal noun with blue. In social contact it is impossible for him to reveal and to subordinate hirnself to others. That is pos- sible only on the intellectual, spiritual plan in subordination to conventional norms: conscience, morals, principles, theory, science, deliberation are all blue. Here the only hold in his personal uncertainty is provided by traditional values. Subordination is acceptable to him only when generally accepted. Yellow has no great value either. It is seen as a mild form of red, a kind of "pink." It goes with a few personal nouns: father, friend, feminine. The emotionality and tenseness, although less strongly than in red, arealso felt in yellow. He takes the above concepts very much in their specificity, as persans who make demands on him and with whom he is not able to establish that green, balanced contact. Although emotionally no complete equilibrium has yet been achieved, yellow for him is - at least rationally- an acceptable form. With it he arranges all those words which neither are antipathetic nor have reached his ideal social form of balance, those words which may eventually become "green." Success, satisfaction, advantage, wish, victory, risk, future all have a certain outward radiance and attractiveness but they cannot claim the achievement of his ideal: communion on a basis THE COLOR CHARACTER APPLIED 153 of equality and confidence. They are still too far ahead in the uncertain future already to give any of the desired social rest. SUBJECT B AGE 29, FEMALE, SINGLE, SECRETARY Protocol I. Series I ( 10 colors). Words not immediately placed: Profession, evening, body, dependence, naked, subconsciousness, woman-friend. II. SPONTANEOUS DESCRIPTION OF THE COLORS: BLACK - all stink, all-devouring, all-absorbing, sucking up everything WHITE - serene RED - a full color, but very loud, obtrusive, satisfied YELLOW- favorite color, open, you know what you've got, cheerful, cozy, normal, natural BLUE - has something delicate, distinguished which red has not; well-balanced GREEN - dull, Iooks Iike nothing, a typical mixed color which is just because there is something, a bit parasite-Iike, pinching something from everyone; yet it has something cheerful ORANGE - enthusiastic color, is not quite as full and satisfied as red, but it has the coziness and enthusiasm of yellow; a little loud, on the banal side PURPLE BROWN GRAY - beautiful, with a certain inner culturedness, ripeness; it is not deathly; ripe, well-balanced - chiefly well-balanced, considered, confidence-inspiring - may turn into anything, pleasant, has everything in it, not in an unpleasant sense, in a way still untouched and expect- ant, very well-balanced lll. ORDER OF PREFERENCE: (pleasant) yellow - blue - gray - brown - purple - white - orange - red - green - black (unpleasant) IV. GROUPING OF THE WORDS: BLACK 'Anxiety, defeat, adversity, sorrow: that which gulps up and absorbs everything Meckanics, business: dull Murder, disgust, jealousy: absrbing, unrestrained, all bah, all dark, darkdernon Nigkt and Tears WH ITE Child, motker, baby: - people } th . . e ure, serene Reverence, sohtude, concepts p Mind 154 THE COLOR CHARACTER APPLIED RED Poison: association with Red Cross Youth, morals, temperament, soul: so full Emotion, shame: the entire person ... , that which one cannot control Profession: involves the entire person Illness: because it's a fight between red and white blood corpuscles, a fight full of fierceness Goodness and Tension YELLOW Success, pleasure, happiness, joy, laughter, freedom, peace: because they are all yellow, radiant Ideal, future, past, love, spontaneity, obedience, religion, science: they carry weight, are the beautiful things in rny life Self: because it is rny favorite color Naked ORANGE Aversion, mutinousness, willingness to help, fun, sexuality: on the favor- able side, require spontaneousness, uninhibited Usefulness, work Festivity Ambition, subconsciousness: they sirnply exist; subconsciousness: that which jurnps up again and again, which one keeps running into BLUE San, daughter, father, woman, friend, feminine, body: all pleasant, discreet, rnake a quiet, balanced irnpression Principles, pity, cooperation, social, charity, deliberation, naturalness: quiet, discreet, trusted Morning and Advantage GREEN Marriage: duality, especially with blue and yellow in it; enthusiastic and fine; beautiful shade; blue is dominant Deceit, hatred, Iust of power, disadvantage, pain, boredom: all dull; a loud yellow-green color Brother, siste1 PURPLE Misery, force: Iead to, or clraw frorn ripeness Satisfaction: something rnature Death: the rnaxirnurn of rnaturity Action, passion Responsibitity ancl Originality THE COLOR CHARACTER APPLIED 155 BROWN Nature, harmony, home, reality, man, masculine: much-comprising, har- monious Personal, confidence, rvorry: full, mature, ripe, different from purple Theft, lie Dependence and Education GRAY Evening, old age: standard concepts for gray Family, rvoman-friend, mankind: offers all possibilities, but in a rather bright sense, may be either good or bad, but is often good (they say) Theory: because it is dry and vague Constraint, duty, devotion, simplicity, rvish: comprise everything that can develop pleasantly (if you will) Conscience, Risk and Discouragement Discussion The differences between this protocol and the first are many. While the former emphasized the balance of green the latter shows a definite preference for the contrasting combination blue- yellow and such a dislike of green that only black surpasses it in!antipatheticness. Red also finds itself at the bottom of the scale. The preference for blue and yellow and the acceptance of their antithesis is typical of this subject. The most striking aspect of her character is its ambiguity, particularly on the sociallevel. The antithesis of blue and yellow is a result of the contrasting form of Seif-Other relation which contrast in this case is parti- cularly pronounced. And indeed, we find adaptation and ego- centricity side by side in her character. Social adaptation on one hand is good. Most of the words designating persons come under blue. Submission to others is not too difficult. She is highly sociable, adaptable, at ease with strangers, quick in establishing contact, friendly. Social service work has her special attention (charity and pity in blue). On the other hand there is a still greater preference for yellow: the color of closed individuality, dominating in its radiance but never disclosing its inner self. '{here must be a sharp contrast between her social pliability and her interiority which either can not or will not express itself. Subordination to others therefore takes place on the outside, it does not affect her inner self and 156 THE COLOR CHARACTER APPLIED might even be seen as a means of "masking" it. She seeks the other, she needs the other, but never gives herself entirely up to it. Our experiments reveal that the radiance of yellow is based on inner unripeness. Yellow cannot find certainty within itself because the self is as yet not fully developed. Y ellow is so exacting because it needs the other for a soundboard. The experiments of Alschuler and Hattwick particularly have proved that in yellow there is an element of childlikeness, of un-fullgrownness, and that in its outer dynamics it is dependent on the reactions of the sur- roundings. Therefore this subject's good social contact is built on inner uncertainty, on inner unripeness. Her cheerful, gay, extravert excitedness of yellow, combined with the adaptability and souplesse of blue in a certain sense serves to disguise great insecurity and an extremely strong need for emotional support from outside sources. Consequently she combines with yellow such words as obedience, while dependence, constraint and duty, too, are inclu- ded in favorable groups. The Iack of development symbolized by yellow seeks support in (blue) adaptability and, conversely, the possible dangers of (blue) surrender are warded off by the inner seclusion of yellow. The total personality is thus kept in balance through the polarization of yellow and blue, of outer pliability and cheerfulness, and inner doubt. As a result of their mutuallimitations the risks of both are neither accepted nor inte- grated but kept in a certain labile balance. It could be said that this subject "plays" with social contact like a child playing Indians: the danger is realized and integrated only superficially in actual behavior, but the inner consequences and their dangers are never accepted. This explains her strong dislike of green: for in green the labile balance, the antithesis of sociality and egocentricity, her only defense, is bridged and mutual masking is "unmasked." Thus green is combined with such typically aggressive words as deceit, hate, lust of power, disadvantage, pain, all of which more or less endanger her personal balance. Usually arranged under yellow, they are called green by this subject because they disturb the very tension between blue and yellow which in her projet d' etre is essential. It is remarkable that also the word marriage, although by itself qnalified as somcthing positive, is combined with green. THE COLOR CHARACTER APPLIED 157 Probably this can be explained through the ambivalence of rational recognition of the value of this concept, of the duality of man and woman on one hand, and the "dangers" sensed in it on the other: the possible demasking of the then discontinued ten- sion between blue and yellow, between exteriority and interiority. Still more antipathetic than green is black. In this protocol particular emphasis is on the aggressive, frightening and dangerous aspects of black. Very striking in this respect is the description "absorbing, a11 dark, dark demon," and "all-devouring, all- absorbing." From such terms we may conclude experiences of anxiety, fear of the unknown, fear of the requirements of society (business, adversity, defeat) and the inability to fill these require- ments. She does not know how to cope with the incomprehen- sibility of society, it confuses her. It is this fear, probably, which maintains the tension between blue and yellow, which makes her hide behind the antithesis between these two. In her projet d' t r red is also experienced as a weak spot. Emotionality and its affective tensions are regarded as too un- certain, too undeterminable as regards its effects and apt to undermine the blue-yellow antithesis. Accordingly she describes red as "loud, obtrusive, something one can not do anything against," etc. The fact that Profession is combined with red is typical. This subject indeed has an utterly personal and emotional approach to her job. By no means a systematical worker, she frequently follows her impulses. In general, aside from blue and yellow she prefers quiet, neutral, not very pronounced colors such as gray, brown and purple. Words as force, action, passion, usually combined with red, she combines with purple, thus tempering the emotional (red) tension by the (blue) component of social adaptation. Orange she considers too closely related to red, its yellowish radiance too pronounced, its consequences too uncontrollable, too involving; sexuality, mutinousness, subconsciousness all have this ambivalence according to her, which ambivalence also is evident in the fact that fun and aversion appear in the same group. Brown is considered a rather agreeable color, as the red com- ponent in that color is well-hidden by a neutralized fac;ade, the emotional tension integrated in inner strength. With this color she arranges confidence and dependence, home, harmony, man. A 158 THE COLOR CHARACTER APPLIED similar appreciation exists for gray which comes immediately after blue. The contrast with green is important: in green all emoti<?nal tendencies are reduced to one Ievel while in gray there is no more emotionality at all. Certainly, like green it is a "mix- ture" but a mixture of non-emotional, non-social colors. In gray this subject feels herself free and threatened by nothing because gray is absolutely neutral and demands nothing, neither socially nor emotionally. This aspect of equilibrium she emphasized by combining gray with such words as family, woman-friend, man- kind, explaining that "they may be either good or bad." Another gray group was specified as "all-comprising." These "gray" concepts for her apparently constitute a kind of rational, con- sciousrestingpointin contrast to the essential blue-yellow tension which leaves no room for the more emotional equilibrium of green. Such comments on gray printed in parentheses as "they say" and "if you will" indicate once again the tendency of this subject to view everything relatively, her rather more playful than serious attitude. SUMMARY l. We have made an experimental and phenomenological study of the "character" of the colors. By the concept "charac- ter" we mean a source of potential traits which as such makes an "appeal" to the observer. For this particularity of the color, manifest in perception, we chose the term "character" because inouropinion the human character, likewise, does not consist of a nurober of definite traits possessed by a person and determinative of his behavior. In man, too, the real character is given in the possibility in a social situation to make a certain appeal to the other, thus constituting the very situation. Also in respect to the color, only in a concrete situation does the appeal crystallize in a certain meaning, and how the color will appear to the observer depends on the total situation. Hence in our opinion the experimental research into the character of the colors should be restricted to the establishment of as comprehensive an array as possible of concrete appearances. By means of phenomenological analysis the unifying principle underlying this multitude should be found, the essence of the color manifest in this multitude and typical of this one specific color. 2. The relation between color and other phenomena, appearing for example in associations, symbolism and synesthe- sia, can never be fully explained rationally. Of great importance psychologically is the way in which the colors and the phenomena associated with them are actually experienced. It must be in- vestigated how they are integrated in the unity of the actual, pre-rational experience in which the different phenomena are aspects of one and the same fundamental experience, and how from this fundamental experience by rational differentiation the above relations develop. 160 SUMMARY 3. The method of having words distributed to match various colors proved to be a good means of obtaining deeper insight into the character of the colors. The technique followed in the experiments forces the subjects to approach the colors and word concepts naively and emotionally, thus permitting us to achieve greater understanding of the pre-rational nature of the colors. Moreover, it appeared that this method could also be used for character-analytical purposes because every distribution is motivated by the subject's typical attitude toward the world and because he will almost inevitably project his interiority into this rather emotional experiment. 4. The characterological value of the colors appears tobe in- extricably connected with their nomenclature in the language, with the conventional symbolisms and associations, and all the other cultural forms of color usage. These forms as it were con- stitute a rational superstructure which inevitably marks the way in which the colors appear to us and are apprehended by us. 5. We have set forth that it is wrong to regard white, gray and black as identical with degrees of light and dark. They have the traits and the function of a color, typified by a specific character. Their character, however, contrary to that of the chromatic colors, is typified by its "colorlessness." They have no specific, personal nature and consequently in cantrast to the other colors their aspect of brilliance becomes more important. The chief characteristic of black is its being the darkest color and as such the symbol of darkness; white is the symbol of light in its ut- most purity and intensity while gray is in every respect the neutral medium, the unspecific and lifeless. 6. The four chief chromatic colors, red, yellow, green and blue, constitute the four main points in the world of color. Each of them has its specific fashion of being a color, i.e. of providing a possi- bility of emotional contact. Red is the overwhelming, scorching, all-involving vitality; yellow the superficial glamour and the radiance of the immediately present; blue is the distant, the depth, the infinite, the ever-transcendent, the flight into the endless; green finally is the labile balance of contrasting forces, SUMMARY 161 the harmony of centrifugal and centripetal the dy- namic quiet which may give rise to the development of new forces. 7. The designation of the colors in the language proved largely dependent on the psychological effect of the colors. Terms in- dicating the antithesis of light and dark appear earlier than those for white and black; from the former two through later differen- tiation specific words may develop for the colors white, black and gray. Red and yellow as the most pronounced and brillant colors, pretty soon require specific names. Blue and green on the contrary stay in the background and consequently remain un- named for a long time in almost every language. This is not the result of deficient color perception in primitive peoples but is based mainly on the human need verbally to distinguish first between those phenomena which are characterized by their intrinsic and extrinsic importance. 8. Color preferences are also directly dependent on the color character. Each color provides man with a different, specific form of potential contact, thus bringing out different specific aspects of his character. A person's color preference depends on the value of the colors in his projet d' tre. The most preferred colors refer to points of possible development of the personality, the antipathetic colors to an impediment, a disturbance in the dynamics of the projet d' etre. Hence the color preference is to be reduced to the specific nature of each observer in particular. General trends in color preferences such as the great liking for blue and red and the slight appreciation of yellow probably are the result of cultural influences. By the cultural equalization of the projets d' tre the prevailing scale of norms can be approxi- mated, but personal idiosyncrasies nevertheless remain too strong to attribute more than a very relative value to such a cultura scale of norms. 9. Psychologically the characters of the colors are given as an apriori. They may be analyzed and described but psychologically they cannot be further reduced or explained. Ultimately the foundation of this psychological meaning lies in the biological stmcture of man. Only on a biologicallevel, i.e. on the basis of Colors and their Character 11 162 SUMMARY the adaptation of the organism to its milieu and the assimilation of the milieu by the organism, can it be established why the effect of the colors is such as has been ascertained above. It is not accidental, biologically, that the sky is blue, that plants are green and that blood is red: "Ein jeder sagt sich, dass ein ganz und immer rother Himmel statt des blauen, eine ganz und immer rothe Erde, statt der grnen, nicht auszuhalten wren; das Auge wrde sich davon wie ausgebrannt finden. Hingegen wrde eine blau bewachsene Erde statt der grnen uns aus dem ent- gegengesetzten Gesichtspuncte nicht zusagen; das Auge wrde auf die Lnge die hinreichende Erregung vermissen, ihm flau zu Muthe werden" (50, li 220). 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Affective Tendency as Conditioned by Color and Form. Am.]. Ps., 1921, 32, 81. 180. ZEYLMANS VAN EMMICHOVEN, F. W. De Werking der kleuren op het gevoel, Thesis Utrecht. Utrecht: de Haan, 1923. 181. ZIEHEN, TH. Leitfaden der physiologischen Psychologie. Jena: Fi- scher, 1911. 182. ZIETZ, K. Gegenseitige Beeinflssung von Farb- und Tonerlebnis- sen. Z. f. Ps., 1931, I2I, 257. 183. ZILSEL, E. Phenomenology and Natural Science. Phil. of Sei., 1941, 8, 26. BELLES-LETTRES 184. BEAUVOIR, S. DE. Les bouches inutiles. Paris: Gallimard, 1945. 185. CAMUS, A. Le malentendu, suivi de Caligula. Paris: Gallimard, 1947 186. CoRBIERE, T. Les amours jaunes. Paris: Messein, 1931. 187. GAUTIER, TH. Poesies completes, Vol. I. Paris: Charpentier, 1907. 188. HoMER. The Odyssey. The Loeb Classical Library I04 and IOj. 189. - The Iliad. The Loeb Classical Library I70 and I7I. 190. HuYSMANS, J. K. En raute. Paris: Pion. 191. KELLER, H. The Story of My Life. NewYork: Grosset and Dunlap, 1905. 192. LAUTREAMONT. 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:>.. "' :E ., c:: "' ., ... 0 "' Series I Series :a ... ., "' :a th "' ... 1;0 ... ;>. 0 p, ,0 I II-III 115 18 masculine 0 I 31 3 6 18 8 0 23 9 80 58 mechanics 9 5 9 7 0 22 7 8 19 15 21 43 mind (ghost) 4 40 7 10 2 18 2 3 I II 22 59 misery 30 6 3 5 0 8 7 25 8 19 52 19 morals 6 23 6 4 2 18 4 6 11 9 5 60 morning 0 16 8 13 23 16 8 3 I 11 8 57 mother 2 30 14 3 6 29 8 3 6 0 59 46 murder 44 0 33 3 0 2 5 13 7 2 62 101 mutinousness 2 I 52 15 8 3 8 3 8 4 51 21 naturalness 0 24 3 14 8 19 30 I 0 0 II 2 nature 0 3 I 6 2 15 62 0 4 6 33 17 night 58 2 I 1 0 13 3 12 12 6 36 88 nude 2 59 17 5 4 5 5 I 3 0 38 15 obedience 2 20 I 6 0 27 14 5 II 11 66 72 old age 17 5 I I 0 3 2 13 13 42 65 13 originality 2 9 22 14 21 15 9 3 I 2 72 6 pain 9 3 29 21 0 8 II 8 9 9 43 I passion 0 0 75 4 8 0 2 7 2 2 91 112 past 6 4 2 4 4 3 6 II 10 47 100 4 peace 0 63 I 3 4 9 7 0 0 9 70 104 personal 0 21 18 7 2 30 8 I 6 0 40 8 pity 2 12 6 8 6 23 7 18 4 II 13 7 pleasure 0 7 25 25 25 10 7 2 0 2 57 93 poison 21 0 8 10 6 2 25 26 10 4 35 65 principles 8 13 5 3 2 23 10 5 16 9 12 100 profession 6 5 8 7 4 15 7 3 19 17 106 87 reality 6 20 8 6 6 20 10 2 6 13 30 48 religion 4 27 4 6 2 17 3 12 5 19 83 83 responsibility 2 10 14 4 4 31 IO 12 10 0 14 114 reverence 4 30 I 2 2 28 6 9 6 8 75 30 risk 4 2 19 19 9 6 IO 10 12 6 88 47 satisfaction 0 10 12 9 13 29 14 3 2 6 95 89 science 2 15 3 6 0 28 13 7 15 9 60 115 self 6 16 14 7 4 21 6 2 8 13 67 52 sexuality 6 5 48 2 6 6 6 8 4 4 78 111 shame II 2 36 5 2 5 5 17 9 13 116 10 simplicity 0 48 0 6 2 II 8 6 2 13 23 63 sister (nurse) 0 14 4 10 8 16 14 3 6 15 79 109 social 2 7 22 5 8 28 10 4 6 4 28 99 so!itude 8 27 2 2 2 9 4 16 6 30 18 108 son 2 8 14 4 2 30 10 I 17 11 84 3 sorrow 15 4 4 4 0 7 3 21 12 32 102 96 soul 0 51 8 2 8 12 2 3 5 9 77 113 spontaneity 2 7 40 20 6 12 8 1 0 4 64 95 subconsciousness 6 18 6 5 6 10 4 9 II 27 3 25 success 4 7 28 9 19 9 9 I 10 4 112 77 tears 13 10 5 8 2 7 7 22 9 27 90 38 temperament 2 2 69 3 8 6 3 4 I 2 76 42 tension 2 2 46 12 8 7 5 5 6 4 7 66 theft 21 I 6 7 0 6 6 24 19 17 20 106 theory 4 13 0 7 0 14 7 4 II 42 55 56 usefulncss 8 6 2 5 9 18 14 4 16 II 31 14 victory 0 7 38 6 23 9 7 0 4 4 113 90 willingness to help 0 15 8 5 9 29 15 3 6 0 104 103 wish 2 5 II 16 13 16 16 8 2 8 56 91 wo man 2 18 15 4 6 30 8 3 I 4 101 76 work 0 4 17 6 13 18 14 3 13 9 114 40 worry (care) 9 2 2 2 4 7 4 15 15 40 46 81 youth (childhood) 2 24 7 17 9 13 18 1 0 6 APPENDIX 175 TABLE A (continued) THE DISTRIBUTION OF THE WORDS AMONG THE COLORS IN THE COMBINED SERIES I, II AND III (107 SUBJECTS) The numbers indicate the percentages of subjects who arranged the word under consideration with the various colors. The numbers in the first two columns refer to the place of the words in the series under considera tion. The vocabulary actually used in the experiments was in Dutch. The translations listed in Table A follow the Dutch terms as closely as possi- ble. Any side-meanings of the Dutch words not implied in their English translation are added in parentheses. The Dutcb vocabulary consisted only of non-composite words even though their translation sometimes requires more than one word (cf. "Iust of power"). The original Dutch vocabulary and a survey of the frequency distributions foreachseparate series can be obtained from the author on request (Trans 14, Utrecht, Holland). 176 APPENDIX r-r-'"; RED ~ FIGURE 3 Diag1am of the data listed in Table B. Along the abscissa the per- centages are listed of the subjects who arranged the words under consideration with each color; along the ordinate the numbers of words combined with the color by the percentages indicated. The unbroken line represents the experimental curve, the broken line the theoretical one. APPENDIX 177 TABLEB Per- centages chance red orange yellow green blue white black purple brown gray of subjects 0 1 10 19 9 4 4 19 36 17 20 14 1 3 12 22 13 16 9 19 23 18 21 14 2 7 13 21 14 24 13 9 13 18 13 15 3 14 8 14 20 16 8 14 11 13 15 13 4 20 9 12 18 14 8 10 5 8 11 4 5 21 12 8 10 10 3 7 4 10 6 15 6 19 5 4 5 12 8 4 1 3 7 9 7 14 7 5 4 3 6 6 2 7 9 6 8 9 3 2 2 8 4 4 3 6 1 3 9 5 4 - 3 2 5 3 5 4 4 5 10 2 6 I 3 3 5 4 1 3 4 3 11 1 3 1 4 - 5 1 3 7 2 1 12 - 2 3 5 - 3 3 - - 2 - 13-18 - 10 3 6 3 26 5 5 2 1 6 19-25 - 5 1 - - 8 6 2 - - 7 26-32 - 3 - - 1 - 2 I - - 1 33-39 - 4 - - - 1 - 1 - - - THE DISTRIBUTION OF PERCENTAGES FOR EACH SEPARATE COLOR IN SERIES I The numbers in the first column represent percentages of subjects. Under each color the number of words is indicated arranged with that color by the corresponding percentage of subjects. There are 10 words for example which have not been combined with red by any subject, 12 were arranged with red by 1% of the subjects, 13 by 2%, etc. The numbers in the second column indicate the distribution to be expected from chance distribution. Colors and their Character 12 178 APPENDIX TABLE C BLACK WH ITE RED - -- 64 death 63 peace 75 passion 58 night 59 nude 71 emotion 44 murder 51 baby 69 temperament 36 anxiety 51 sou1 65 action 30 misery 48 simplicity 52 mutinousness 30 defeat 48 child 50 force 30 disgust 40 mind 48 sexuality 28 deceit 30 reverence 46 tension 25 lie 30 mother 43 Iove 21 theft 27 religion 40 spontaneity 21 disadvantage 27 solitude 38 victory 21 poison 27 freedom 36 shame YELLOW RANGE BLUE 28 jealousy 36 fun 49 confidence 25 hatred 27 laughter 38 cooperation 25 pleasure 25 festivity 36 harmony 22 Iust of power 25 pleasure 36 devotion 22 laughter 23 morning 36 man friend 21 fun 23 victory 31 responsibili ty 21 pain 23 joy 30 personal 21 joy 21 originality 30 woman 20 ambition 19 success 30 son 20 festivity 15 harmony 29 willingness to help 20 spontaneity 15 advantage 29 mother 29 satisfaction GREEN PURPLE BROWN -- 62 nature 34 deceit 26 man (male) 30 naturalness 26 poison 23 mascu!ine 25 poison 25 misery 23 disgust 18 youth (childhood) 24 theft 21 father 16 wish 22 tears 21 business 16 goodness 21 sorrow 20 dependence 15 advantage 21 illness 19 profession 15 charity 20 anxiety 19 brother 15 willingness to help 20 evening 19 theft 20 constraint 19 disadvantagc 19 jealousy 19 mechanics 19 adversity - GRAY f-- 51 boredom 47 discouragemen t 47 past THE WORDS MOST FREQUENTL Y COMBINED 42 old age WITH EACH COLOR 42 theory The numbers represent the percentages of subjects 40 worry arranging the corresponding word with the color 38 business ( things) 36 adversity under consideration. 32 sorrow 30 solitude APPENDIX 179 TABLE D "" ~ I ~ i I f I ~ I ! I t 11 I ~ SPONTANEOUSJUDGMENTS Q <11 ~ ~ :a STRONG, forceful, masculine, solid 8 2 27 6 7 19 6 9 26 - INTENSE, fiery, fierce, exciting, striking - 2 55 19 20 3 9 5 2 2 WARM - - 27 7 12 13 5 8 5 - AcTIVE, spontaneous, tension, lively, 1 2 78 14 25 10 13 6 4 - emotional, erotic MERRY, glad, joy, cheerful, sunny, - 10 22 34 43 15 8 4 - - festive, gay AGREEABLE, beautiful, good, nice, 3 22 17 24 17 33 29 1 1 7 2 pleasant SociAL, cozy, friendly, Iove, faithful, 1 17 24 10 17 41 24 13 18 6 personal QUIET, harmonious, peaceful, sedate, 3 21 4 6 5 31 29 15 11 28 soft, free SPIRITUAL, abstract, divine, awe, - 41 2 12 2 31 8 16 - - sacred, duty, ideal PURE, clear, fair, innocent, feminine, - 69 1 15 3 19 8 2 - - subtle YouTHFUL, fresh, natural, hopeful, - 29 7 16 7 16 49 2 2 9 future VAGUE, undeterminate, uncertain, 40 13 - 5 2 14 5 12 22 47 dark, deep NEUTRAL, noncommittal, dull, boring, 37 28 - 12 18 15 25 33 26 62 colorless, lifeless, dead, old DISAGREEABLE, unpleasant, awful, 43 3 10 27 5 10 24 41 38 9 repulsive, ugly, bad AGGRESSIVE, mean, selfish, unreliable, 10 1 16 33 2 1 25 21 2 2 sharp, hatred, poisonous, terrifying HARD, pressure, oppressive, inescapa- 26 1 2 8 2 8 7 20 6 15 ble SAo, somber, grief, serious, worry, 62 1 1 2 2 9 3 38 19 42 misery COLD - 5 - 11 - 11 3 2 - 4 IMPERSONAL, unemotional, business, 7 20 3 11 5 32 16 7 21 15 objective, cerebral 1- - - - 1- ---- - 1- Nurober of subjects 92 143 143 143 60 143 143 102 85 53 SPONTANEOUS JUDGMENTS ON THE COLORS UNDER INSTRUCTION II AND IV The judgments have been divided subjectively into 19 categories. For each color the percentage is indicated of the subjects in whose protocols the corresponding judgments occur. 8% of the subjects for example judged black for its forcefulness, 0% for its intensity or warmth, etc. This table also includes the results of the experiment with color samples (27 subjects). NAMEINDEX Aish, D. A. K., see Mallarme Allen, G., 14-15, 18-19, 25, 28-30 Allers, R., 88 Allesch, G. 1 von, 38, 40-41 Allport, G. W., 60 Alschuler, R. H., 42, 145-146, 156 Alspach, E. M., 123 Anthony, C. N., 35 Aristotle, 17-18 Axline, V. M., 91 Bachelard, G., 1, 47, 63, 91, 93, 116-118, 141-142 Baudelaire, Ch., 88-91, 117, 125- 126 Baum, P. F., 140 Beaglehole, E., 130 Beauvoir, S. de, 60 Bentley, I. M., 123 Berge, C., 87 Berkusky, H., 87, 109 Binswanger, L., 56 Birren, F., 38 Boileau-Despreaux, N., 142 Bonser, W., 87 Boring, E. G., 63, 101, 123 Borinski, K., 128 Bos, M. C., 43 Bouma, P. 1 ., 3 Bradford, E. 1 G., 35 Braun, 1 ., 51 Brentano, F., 123 Bullough, E., 11, 44 Buytendijk, F. 1 1 60 Cairns, D., 58 Calinich, M., 44 Camus, A., 60 Chorus, H., 50 Christoffel, H., 91, 98-99, 113, 125 Cohn, 1 ., 33-34, 36 Combs, A. W., 144 Conrad-Martius, H., 47, 59, 131, 139, 141 Corbiere, T., 113 De Camp, 1. E., 45 Dor, L., 103 Dorcus, R. M., 53 Dubois, R., 103 Duhn,F.von, 100,104 Ebbinghaus, H., 39 Eckerson, A. B., 40, 43 English, H. B., 45 Evans, R. M., 3, 41 Evans-Pritchard, E. E., 20, 27 Ewald, A., 113 Eysenck, H. 1., 34-36, 41, 85-86 Farber, M., 58 Fechner, G. Th., 53, 139, 162 Fere, Ch., 103 Fidler, F. G., 118 Fiedler, K., 87-88 Fleischer, W., 128, see Baude- delaire Flournoy, H., 98 Flynn, E. L., 45 Frazer, J. G., 97 Freud, S., 77, 148 Fu-Hi, 95 Garth, T. R., 35 182 NAMEINDEX Gautier, Th., 98 Geiger, L., 12-13, 19, 23, 30 Ginneken, J. van, 43, 87 Gladstone, W. E., 23 Gloth, W., 50 Goethe, J. W. von, 1, 63, 102, 111, 115, 123, 135-136 Goldstein, K., 11, 46 Gordon, K., 38 Graves, M., 29 Groot, J. J. M. de, 51 Grose, S. L., 36 Gundlach, C., 45 Hardy, Th., 132 Hattwick, L. B. W., 42, 145-146, 156 Heidegger, M., 91 Hein, H., 43, 71, 115, 124 Helmholtz, H. von, 123 Hering, E., 123 Hess, J.-J., 22 Hevner, K., 38, 40 Homer, 13, 23, 26-27, 105 Howells, T. H., 44 Hugo, V., 89-90, 97, 117, 119- 120, 140 Huguet, E., see Hugo Hulme, F. E., 51 Huysmans, J.-K., 43 Innocentius III, 50 Isaiah, 106 Jerusalem, E., 128 Kargere, A., 51 Karwoski, T. F., 40, 43 Katz, D., 87 Katzin, D., 41 Kees, H., 1, 93, 125 Keller, H. , 11 Kenyon, H. A., 87, 95, 100 Kirschmann, A., 87 Kits Nieuwenkamp, H.W. M. J., 50 Koffka, K., 87 Krauss, R., 44 Lautreamont, 92, 101, 103, 106, 108, 126 Lavelle, L., 47, 94, 109-110, 116 Leib, A., 20, 87, 89, 98, 101-102, 117, 121, 132 Littman, H., 132 Lo, C., 35, 38 Loeffler-Delachaux, M., 94, 99, 104 Lovibond, 23 Lowenfeld, M., 42, 146 Luckiesh, M., 139 Lscher, M., 38 Luttig, H. G., 93 McDougall, W., 30 Mackenzie, D. A., 49, 51, 62, 87 Macoubrey, C., 45 Maeterlinck, M., 62, 90, 96, 113, 115-118, 124 Magnus, H., 8, 15-16, 19, 29-30 Mahling, F., 43 Major, D. R., 33 Mallarme, S., 96, 98, 121, 125, 129, 131 Mantegazza, P., 1 Matthew, 142 Merleau-Ponty, M., 139, 162 Michaels, G. M., 86 Minkowski, E., 60 Mintz, A., 88 Mogensen, M. F., 45 Mohammed, 140 Mohr, P., 98 Monroe, M., 44 Morrison, B. M., 35 Moses, M. R., 35 Mounier, E., 60 Mller-Freienfels, R., 35 Munsell, A. E. 0., 55 Murray, E., 41 Napoli, P. J., 42 Nogue, J., 1, 47, 109, 120, 126, 129, 139 Novalis, 117 NAMEINDEX 183 Odbert, H. S., 40, 43 Ostwald, W., 55 Ovid, 95 Ovio, G., 46 Peters, H. N., 11, 37, 86 Peters, W., 9-10 Pfister, H. 0., 103, 145 Pfister, M., 42 Philip, B. R., 38 Poe, E. A., 90 Poffenberger, A. T., 38 Portal, F., 49, 93, 108, 112, 138 Porter, E. P., 35 Rapkin, M., 44 Riemschneider-Hoerner, M., 23 Rimbaud, A., 43 Rivers, W. H. R., 15, 19, 21-24, 29 Rck, F., 51 Rorschach, H., 103 Rosenthal, 0., 46 Sartre, J.-P., 1, 60, 90 Schrer, H., 51, 101, 109 Scheerer, M., 11 Scheler, M., 7, 61 Schiller, G., 38 Schliebe, G., 43 Schrader, 0., 27 Schultz, W., 17, 27 Sechehaye, M.-A., 97 Shakespeare, W., 126 Sicille, 50 Skard, S., 3, 87, 140 Snygg, D., 144 Spitzer, L., 112 Stefnescu-Goang, F., 39 Steinen, K. v. d., 20 Stevenson, B., 140 St. George, M. W., 53 Stoett, F. A., 87, 115 Swaen, A. E. H., 87, 121 Thurnwald, R., 12, 15, 22 Tinker, M. A., 38 Trojan, F., 63 Tucker, A. W., 23 Varin, R., 121 Verhaeren, E., 90, 96, 103 Visser, M. W. de, 93 Volbehr, Th., 113 Volkelt, J., 53 Wallen, R., 103 Walton, W. E., 35 Warden, C. J., 45 Washburn, M. F., 36 Weisgerber, L., 2 Weizscker, V. von, 46 Wells, N. A., 41 Werner, H., 2, 11, 20, 44, 46, 139 Wheeler, W. M., 44 Wilde, 0., 126 Winch, W. H., 24, 30, 35 Wolff, W., 42, 68, 72-73, 75 Woodworth, R. S., 14, 27-29 Wunderlich, E., 104-106 Wundt, W., 27, 31, 39-40, 123, 130 Yokohama, M., 38 Zeylmans van Emmichoven, F. w .. 40, 46,76 Ziehen, Th., 39 Zietz, K., 44 Zilsel, E., 59 SUBJECT INDEX Abstraction, 7-12, 20, 25, 31, 54, 57, 142 Achromatic colors, 87 f., 95 f., 160 Aesthetics, 138 After-images, 3, 17 Alchemy, symbolism, 63 Amboyna, white-purifying, 97 Amulets, see Magie Anthroposophism, 51 Apotropaism, 104 f. Associations, 39, 52 ff., 56, 111, 159 Audition coloree, 43 Augury, see Divination Australia, war-red, 103 Background, 29, 38, 115, 135 Bakai:ri, color description, 20 Bakwiri, white-ghosts, 99 Bibliographies, 3, 43, 87 Black, anxiety, 90 f. badness, 92 character, 40, 87-94, 132 f., 140, 160 dark, 13 f., 18 f., 21 f., 31 f., 87 f., 160 death, 89 f. deities, 93 f. milk, 141 f. mourning, 52, 75, 93 naming of, 12 ff., 20 ff., 31 f. night, 14, 91 Nought, 88 f. regeneration, 93 f. sadness, 40, 92 f. snow, 141 in tests 145 ff. typical words, 81, 178 white, contrast, 82, 95, 141 f. yellow, 83, 113 See also Achromatic; Dark; Interrelation; Preferences Blindness, 11 Blood, see Red Blue, bird, 117 f. blauen, 2 character, 40, 46, 115-122, 134, 140, 160 clear-dark, 18-24 conspicuousness, 28 ff., 115 dark, 18, 115 distance, 115 f. happiness, 117 loyalty, 51 f., 121 milk, 141 f. naming of, 15, 18-22, 27 ff. puritanism, 120 f. science, 120 sea, 29 sky, 9, 18, 28 f., 31, 116 sociability, 121 f. sublimity, 119 in tests, 146 ff. threshold, 23 f. typical words, 82, 178 warmth, 121 white, 82 ff., 119 f. youth, 120, 125 See also Interrelation; Pre- ferences Brain injuries, 8 f., 11, 46 Brilliance, 13, 21 ff. character, 42, 44 SUBJECT INDEX 185 preference, 34 Brown, character, 129 ff., 135, 140 naming of, 19-22 typical words, 82, 178 See also Dark; Preferences Buin, naming of red, 16 Celtic, glas-to, 22 mythical eras, 51 Character, 67 f., 143 f. of color, 1 ff., 39 ff., 67 f., 137 f., 142, 159 and color, 42, 143 ff., See also Tests and color preferences, 37 f. Charms, see Magie Children, color character, 42, 145 f. naming of colors, 9 f. painting, 42, 145 f. preferences, 35 sensitiveness to color, 23 Chinese, si, 8 symbolism, 51 ts 'ing, 22 Yin-Yang, 93, 95, 98 f. Chromatic colors, 87 f., 102 See also Achromatic Clothing, color in, 93, 98, 103, 130 f., 139 Coldness of colors, see Warmth Color, see Character; Experiment; Expression; Life; Mask; Phe- nomenal; Quality; etc. Color blindness, 17 ff., 23 f. Comparison,color description, 19 ff. Compass points, 16, 51 Concept, color, 10, 12, 21 ff., 54 Concrete, see Abstraction Contrast, 29 Convention in color character, 75 f. Cows, color of, 20, 27 f. Danish, gul farve, 16 Dark colors, 82 f., 126 ff. blue, gray, 19 sadness, 128 yellow, green, 83, 113 See also Interrelation Dayaks, color of caste, 92, 101 color of upper- and under- world, 51 Djata-black, 94 yellow-red, 109 Diagnosis, see Character; Tests Divination, 49, 91, 95, 100 Dutch, blauw, 115 rijpe bacove, 16 Dyeing, 25 ff., 142 Egyptian, ancient, Buto-green, 125 lsis-black, 94 iwn, 1 Osiris-black, 93 symbolism of minerals, 62 w5d-wdg, 125 Egyptian, modern, abjarj, 22, 24 color descriptions, 21 color names, 22 Emotions and color, 39 ff. See also Character English, blue, 19 character of the -language, 60 gall, gold, 18 grass, green, grow, 16 light, white, 14 red, 15 swart, 14 yellow, 16, 18 Eras, colors of mythical, 51, 89, 101 Eskimo, color names, 29 auk, aupaluktak, 15 yellow, 15 f. Experiment, color-, Instructions, 69 ff. pre-rationality, 72 ff., 160 procedure, 68 ff. rationalizing, 74 f., 147 significance for subjects, 73 ff., 160 subjects, 69, 71, 75 use of colors, 68, 73 f., 78 ff. 186 SUBJECT INDEX words used, 72, 86 Experimental methods, associ- ations, 53 color character, 40 color preferences, 33 phenomenology, 61 f. Expression, color as, 139 ff. Eyes, color of, 91, 140 Face, color of, 139 f. Facts, 2, 56-59 Fashion, 28, 38, 138 Filmy colors, 7 French, character of the - lan- guage, 60 bleu, 115 Ga-negroes, gulfa, 16 German, early, swarz, 14 war-red clothing, 103 German, modern, blauen, grauen, grnen, 2 blue-death, 11 7 character of the - language, 60 Farbe, 25 schwarz, 14 Germanic, xwU(t)a-, 14 Gold, wheat, 20 f. yellow, 111 Gray, character, 131 f., 135 grauen, 2 naming of, 19-22 typical words, 81, 178 See also Dark; Interre- lation; Preferences Greek, 18 oct-&o<J;, 20 blue eye-evil, 140 Cybele, Diana - black, 94 earth-black, 93 15 f. 13 f. 13 20 mythical eras, 51 phallus-red, 107 26 f. XAOl), XAOOpO<;, 16 ff., 22 Green, after-image, 17 character, 122 ff., 134, 160 f. conspicuousness, 28-30, 124 future, 62, 75, 125 f. grass, 8, 19, 62 grnen, 2 hope, 51-54, 62, 75, 126 as mixture, 123 naming of, 15-18, 20-22, 27-29 nature, trees, vegetation; 9, 28 f., 31, 122 ff. poison, 126 repose, 40, 46, 124 sea, 18, 29, 62 in tests, 145 ff. typical words, 82, 178 youth, 125 f. See also Interrelation; Pre- ferences Heraldic colors, 50, 108 Herero, upper world-black, 93 Hue, 21-24 Indian(American), compass points, 15, 51 Maya-black, 94 Indian (India), colors of castes and eras, 51, 92, 101 Kali-black, 94 Linga-Y oni, 98 Indigo, naming of, 19 relaxation, 40 Indogermanic, bhe-, 14 bhur, 26 lug, 14 reydh-, 15 Intentionality, 56, 60 Interiority of color, 110, 139 ff. Interrelation of the colors, 82 ff., 135 f. Introspection, 57 Ionian, death-black, 100 J ews, liturgical white, 100 wearing yellow, 113 SUBJECT INDEX 187 white-purifying, 97 Judas, red hair, 140 yellow robe, 112 Juliana, Queen, orange, 114 Kalmuchs, color of caste, 92 Krik, white and red villages, 1 04 Language, in phenomenology, 58-61 See also Concepts; Naming Latin, ater, 15, 20 candidus, 14 color, celare, occulere, 25 f. flavus, 19 ruber, 15 sut2sum, 14 Latvian, szviteti, 14 Life of colors, 1 f., 47 f., 104, 133 Light, see White Lines and colors, 38, 44 Liturgical colors, 49-51, 1 00 Madagascan, color description, 20 white-free people, 101 Magie, colors in, 49, 92, 97, 104- 106 Mask, color as, 141 f. Medication, see Magie Mexican, mythical eras, 51 Middle Ages, symbolism, 49 f., 63, 113, 121, 130, 139 Minerals, 27, 62 f. Mosaic Test, see Tests Naming of color, 7-32 development, 13-19, 25-32 learning, 9 f. and perception, 7 ff., 160 variability, 41 Nias, primaries, 15 Norse, ro'/Jra, 15 sortna, 14 Nuer, color description, 20 color names, 27 f. Objectivity, 3, 40, 59, 67 Ochre, 26 f. Orange, character, 40, 114, 134 typical words, 81, 1 78 See also Interrelations; Pre- ferences Ovaherero, green, blue, 16 Painting, 25 ff., 142 See also Tests Perception, 45 ff., 54, 56, 143 Persian, Mithras, 94 Phenomenal, 2, 30 f., 123, 140f., 144 Phenomenology, 48, 55 ff. experiment, 61 f. language, 59 f. method, 57 ff. natural phenomena, 62 f. object of, 56 f., 101 poetry, 60 f. Physics, 2 f., 63, 123, 141 Physiognomy, 2, 139 Physiology, 2 f., 24, 30, 35, 56 Pink, naming of, 21 f. yellow, 108 Polyvalence, 137 f. Preferences, 33 ff., 70, 85 f., 148 ff. factors influencing, 35 ff. general order of, 34 f. individual, 35 ff. typology, 33, 36, 86 Primaries, naming of, 30 f. Nias, 16 Primitives, see Magie; Naming; Symbolism; etc. Projet d'etre, 143 f., 149 Psychoanalysis, black-white, 98 f. blue, 122 green, 125 red, 106 f. yellow, 113 Purple, character, 40, 128 f., 134 f. naming of, 20-22 royalty, 129 typical words, 82, 1 78 violet, 86 See also Dark; Interre- lation; Preferences 188 SUBJECT INDEX Quality, color as, 7 f., 38, 138--142 Red, after-image, 17 animals, 28 blood, 8 f., 15 f., 19, 26-28, 31, 105 f. character, 102 ff., 133, 140, 160 conspicuousness, 28 ff. emotionality, 106 exciting, 40, 46, 102 f. heat, 53 f., 102 Iove, 51, 75 f., 106 naming of, 13, 15 f., 20-22,26-29 to redden, 2 in tests, 145 ff. threshold, 23 f. typical words, 81, 178 vitality, 104 ff. war, 103 f. youth, 125 See also Interrelation; Pre- ferences Retina, 23, 46 f. Reynard the Fox, red hair, 140 Rarschach Test, see Tests Russian, arapovatyi, 14 belyi, 14 buria, 26 galuboy, siniy, 18 mastj, 26 svet, 14 zeljionyi, zioltyi, 18 Sanskrit, candra-, 14 var, var'f!a, 25, 51 Saramakka-negroes, bakuba repi b, 16 Saturation, preference, 33 Sensation, 47 Sensitiveness to color, 23 f., 30 Situation, 67, 133, 143 Sodom and Gomorrah, yellow- sulphur, 113 Spectrum, 3, 100 f. Statistics, 35, 69 Symbolism, 48 ff., 56, 137 f., 159 alchemy, 63 development, 49 liturgy, 50 f., 100 minerals, 62 Synesthesia, 42 ff., 52, 56, 77, 159 Tartars, color of caste, 92 Tattooing, 27 Tchi-negroes, green, 29 Tchuktchen, origin of cattle, 100 Temperature, see Warmth Terms, see Naming Tests, Color Pyramid, 42 Finger Painting, 42, 91 Mosaic, 42, 146 painting 42, 103, 144 ff. Rapkin-Wheeler, 44 Rorschach, 42, 98, 103, 144 See also Experiment Tibethan, Hot-Tkar, 100 Tintometer, 23 f. Todas, color descriptions, 19 Tones and colors, 43 f. Tongan, panefunefe, 130 Trade, color in, 38, 138 Typology, perception, 11, 37 preference, 33, 36, 86 Violet, character, 40, 86 naming of, 31 purple, 86 Warmth of colors, 30, 44 f., 47 f., 97, 102, 112, 121 Weight of colors, 44 f. White, after-image, 17 Being 95 f. black, contrast, see Black blue, 82 f., 119 f. character, 94 ff., 132 f., 160 day, 14, 94 death, 99 f. femininity, 98 f. light, 13 f., 21-24, 31, 87 f., 94, 160 naming of, 12ff., 19-22, 31 f. SUBJECT INDEX 189 peace, 75,99 purity, 52, 97 f. snow, 15, 97, 141 sterility, 96 f. sublinty, 100, 119 in tests, 147 ff. typical words, 81, 178 youth,99, 125 See also Achromatic; In- terrelation; Preferences Yellow, animals, fruits, wheat, 16,20,28 chatacter, 40, 46, 107 ff., 133 f., 140, 160 conflict, 112 conspicuousness, 28-30, 110 envy, 75, 112 gall, gold, 16, 18 hatred, 52 f., 112 history of meaning, 113 nanng of, 15-18, 20-22, 27 ff. red, 109 f. science, 108, 112, 120 sublinty, 108, 119 sun, llOf. in tests, 145 ff. threshold, 23 f. typical words, 81, 178 warmth, 112 white, 1 08 ff. youth, 109, 112, 125 See also Interrelation; Pre- ferences PHRASES,SAYINGS,POETRY Black English to black, 92 black army, 51, 92 black aspect, 93 black bottle, 92 black deed, 92 black despair, 90 to blacken, 92 Black Eye, 91 black Friday, 93 black gentleman, 91 blacking, 92 black Ietter day, 90 the black is lusty, 140 black magic, 92 blackmail, 89 black marketeering, 89 black-out, 90 black tidings, 93 Nevermore, 90 French il.menoir, 92 angoisse: drapeau noir, 91 esprits, tout noirs au dedans, 142 jugement dernier: navire noir, 90 messes noires, 92 neant noir, 88 noir chagrin, 90 noir: comme le coeur de l'homme, 92 noir espoir, 90 noir: frere du silence, 89 nuit: eunuque noir, 97 ombre hideuse .... , 89 peindre en noir, 90 tenebres: blocs sombres, 90 German schwarze Front, 89 schwarzes Herz, 92 schwarze Reichswehr, 89 Latin candida de nigris facere, 95 Madagascan black cloth, my heart is black, 102 man: a black bottle, 89 Polish the black one, 91 190 SUBJEeT INDEX White English to act white, 97 the pale is envious, 140 your sins shall be white as snow, 106 white day, 102 white guy, 97 white lie, 97 white-livered, 96 whited sepulchres, full of bones, 142 French la blanche prison de sa raison, 96 blanches inactions, 96 la blancheur de son ame, 98 espoir: ailes blanchatres, 1 02 esprits, blancs au dehors, 142 jour: eunuque blanc, 97 mettre a blanc, 96 virginite de la feuille de papier, 98 voir tout en blanc, 102 Greek 96 Latin candida de nigris facere, 95 Madagascan happiness: white dress, 102 the white cock is easily attack- ed,98 Red English to be in the red, 103 red in the comb, 106 red light district, 106 red palace, 1 06 red treat, 103 the red is wise, 140 scarlet sins, red like crimson, 106 to see red, 103 French se fileher tout rouge, 103 guerre: ailes rouges, 103 haine: rouges emanations, 103 une lanterne rouge, drapeau du vice, 106 German aussen rot, innen tot, 142 Yellow Dutch geelbek, 109 geel van nijd, 112 English yellow dog, 109 yellow-livered, 109 yellowness, 113 yellow press, 112 yellows, 113 yellow streak, 51, 1 09 French amours jaunes, 113 conscience: fantme jaune, 108 contes jaunes, 112 les Jaunes, 112 litterature jaune, 112 montrer son bec jaune, 109 peches: chiens jaunes, 113 le ruban jaune au bonnet, 113 Blue Dutch blauw kijken, 115 blauwe Maandag, 115 English blue-cheek, 120 blued, 115 blue laws, 120 blue moon, 115 blue stocking, 120 to burn blue, 117 to feel blue, 116 to have the blues, 51, 116 true blue, 121 French l'azur rit, 121 bonheur: robe d'azur, 117 conte bleue, 119 ennui bleu, 115 espoir: ciel bleu, 117 SUBJECT INDEX 191 innocence: fleur bleue, 120 innocence et paix: oeuil d'azur, 140 Iitterature bleue, 121 melancolie: cloche de cristal bleu, 116 oiseau bleu, 117 reve: bonhomme bleu, 119 voyager dans le bleu, 119 des yeux bleus et froids, 121 Frisian de blauwe Fedde, 117 German blau frben, 119 ins Blaue hinein, 119 ein blauer Bericht, 119 Madagascan blue birds, 117 blue person, 121 Green English green-eyed jealousy, 126 greenhorn, 51, 125 green-milk, 125 green old age, 125 green thirst, 126 salad days, 125 French mettre au vert, 124 le poison de tes yeux verts, 126 souffle empoisonne, rides vertes, 126 vagues vertes, me d'enfant, 62 vert paradis des amours en- fantines, 125 verte maturite, 125 des yeux verts, me de cuisi- niere, 124 German grn um den Schnabel, 125 Italian essere al verde, 126 Purple French pourpre et deja mure, 129 German purpurner Klang, 128 Brown English to brown someone, 131 the brown is trusty, 140 to do a person brown, 51, 130 watehing the twilight brown, 129 French il commence a faire brun, 129 German das ist mir zu braun, 131 Gray English dimmed by no gray, 132 gray hairs, death's blossoms, 132 gray looks, 132 gray nightmare, 132 gray ponderings, 132 gray renown, 132 gray wisdom, 132 to have the grays, 131 French grise, 131 du vague, du gris, 131 Madagascan I am gray, 132 STELLINGEN I Het karakter der kleuren is niet alleen afhankelijk van de physische structuur der lichtstralen, maar wordt bepaald door de totale situatie, waarin de kleur optreedt. II De onderzoekingen van Rivers met de Tintometer bij primi- tieve volkeren zijn waardeloos, omdat hierbij geen rekening is ge- houden met linguistische factoren. III Het factor-analytisch onderzoek van psychologisch materiaal is slechts gerechtvaardigd, wanneer zij wordt uitgevoerd als statistische controle van een voorafgaande, autologisch psycho- logische analyse. IV Wat men in de psychologie pleegt aan te duiden met het begrip "onderbewustzijn" is in feitenietsanders dan het niet-reflexieve, positionele bewustzijn. V De verhouding tussen de architectuur van een gelaat en het innerlijk van debetreffende persoon is niet eendirect-expressieve, maar wordt bepaald door de wijze, waarop de persoon het pour- autrui-aspect van zijn gelaat persoonlijk veiWerkt. VI De bewegingsantwoorden in de Rorschach-test vertegenwoor- digen niet dein de platen geprojecteerde kinaesthetische bewe- gingsgewaarwordingen van de beschouwer, maar zijn de uiting van een "vermenselijking" van het in de platen gegeven beschou- wingsmateriaal; zij zijn een norm voor de mate waarin de be- schouwer open staat voor de subjectiviteit van de ander. VII De opvatting van sommige voorstanders der "non-directive" gespreksmethode, dat deze methode consequent in het gehele verloop van de therapie gevolgd moet worden, is noch theoretisch, noch experimenteel waar gemaakt. VIII Henri Wallon's categorie der couples brengt onder nieuwe naam niets anders dan de van ouds bekende associatieve verklaring van het denkproces. IX De uitspraak van Wolff: "Young children prefer to speak of themselves in the third person as of something externalized," is onjuist, daar hierin wordt uitgegaan van het volwassen mens-beeld en de aard van het taalgebruik bij volwassenen. W. WoLFF The Personality of the Preschool Child. New York: Grune & Stratton, 1946. X De door Waterink opgestelde typologieen der puberale ont- wikkeling berusten op een theoretische constructie, niet op psy- chologische verschij nselen. XI De opvatting van Margeret Mead, dat de culturele distinctie van het mannelijke en vrouwelijke geheel onafhankelijk zou zijn van de biologische differentiering van man en vrouw wordt niet bewezen door de door haar vermelde feiten. M. MEAD From the South Seas. New York: Morrow, 1939. XII In de ethnologie behoort tussen sexuele inversie en paedophilie een wezenlijk onderscheid te worden gemaakt; de sexuele in versie kan nooit als een vorm van erotiek, gelijkwaardig aan en naast de normale erotiek sociaal geaccepteerd worden, hetgeen wel mo- gelijk is t.o.v. de paedophilie. XIII De verklaring van de incest-afkeer moet worden gezocht in de angst voor het doorbreken van de sociale verhaudingen in de farni- liaire structurering, waarbij de omvang van het begrip "familiair" bepaald wordt door culturele factoren. XIV In de critiek op de opvatting, als zou bij enkele primitieve vol- keren het verband tussen coitus en conceptie niet bekend zijn, wordt gewoonlijk geen rekening gehouden met het wezenlijk onderscheid tussen het physiologische aspect van de coitus-con- ceptie relatie en haar irrationele, gevoelsmatige betekenis. XV Het is onjuist de harmonische analyse van de werken van De- bussy te funderen op de klassieke, diationische harmonieleer. XVI De theorie van Daniskas, volgens welke in het beluisteren van muziek het phenomenaal gegevene, zuiver tijdelijke, door middel van het geheugen gevat wordt in ruimtelijke kwaliteiten van begripsmatige aard, en hierin eerst de grondslag is gegeven voor het vormelement in de muziek, berust op een volkomen foutieve opvatting over de phenomenale aspecten in het muzikale geheuren. J. DANISKAS Grandslagen voor de analytische vormleer der muziek. Rotterdam: Brusse, 1948. XVII De toelating van candidaten in de medicijnen tot de doctoraal- studie in de psychologie is zonder redelijke grond.
Anne Jippe Visser (Auth.) - Nikephoros Und Der Bilderstreit - Eine Untersuchung Über Die Stellung Des Konstantinopeler Patriarchen Nikephoros Innerhalb Der Ikonoklastischen Wirren-Springer Netherlands