Академический Документы
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in Malaysia
18 - 19 March 2010 Parkroyal Hotel, Kuala Lumpur
BACKGROUND
It is true that things have changed in the world economic order. But Anti-Money Laundering is unlike other economic
areas, and it is critical to remember that the mighty United States of America is not a spent force. The United States
authorities fear terrorists may copy a novel money laundering scheme devised by Colombian drug traffickers. They
were proven right. Clues to the scheme which uses life insurance policies came from the indictment of five
Colombians in Miami recently. The same modus operandi has been employed in Malaysia and many other countries
since. This is just one of the many ways that drug traffickers laundered their money. The banks and insurance
company have once again unwittingly become a willing partner in fraud, money laundering and financing terrorist in
their crime against humanity.
Although the Basle rules are only applicable to banking, other international standards and national laws on
fraud,anti-money laundering and anti-terrorist financing exist which are also applicable to non-banking financial
services.
ICFE is the leading and recognized practitioner in Money Laundering Deterrence training and implementation of
system in AML compliance. We have a proven history of success in our training for financial institutions from Beijing
to Sydney.
This is the reason why we propose this training to facilitate financial institutions in Malaysia to implement an overall
policy covering all relevant financial areas.
Banks, insurance companies, Asset Management companies and many broker-dealer firms may not be aware of the
independent testing component of the anti-money laundering compliance program that each of them is required to
implement. Led By:
Tommy Seah & Stanley Chia
Register by 31 January 2010 (Principal Trainer) (Trainer-In-Attendance)
for an EARLY BIRD DISCOUNT!
AIA Members stand to receive 14 units of CSI Members enjoy 16 units of CPE Credits
CPD hours by attending this seminar CSI World Headquarters
Training Professionals Globally
The purpose of this training is to provide appropriate steps to ensure that Heads of Departments,
Managers and everyone that is interested in preventing money laundering are regularly trained on
and be acquainted with:
(a) AML/CFT laws and regulations, and in particular, CDD measures, detecting and reporting of suspicious
transactions;
(b) Prevailing techniques, methods and trends in money laundering and terrorist financing; and
(c) the organization’s internal policies, procedures and controls on AML/CFT and the roles and responsibilities of staff
in combating money laundering and terrorist financing and to call your attention to this compliance testing
requirement and to discuss possible methods of fulfilling the requirements of AMLA as it applies to the business in
Malaysia.
OBJECTIVES
Upon completion of the programme, participants should be able to:
• Identify and be aware of risks and opportunities for money laundering and financing of terrorism arising from asset
management business; including the prevailing techniques, methods and trends;
• Comply with the ‘Know Your Customer Policy’ and take adequate Customer Due Diligence measures and identify
suspicious transactions of money laundering, in compliance with AMLA Regulations, Notices and Guidelines
• Be aware of the legal obligations imposed on asset management companies and their employees under the
AML/CFT laws and regulations.
Tel: (603) 2147 4580 | Fax: (603) 2147 4666 | www.icfe-cg.com | enquiry@icfe-cg.com
To say that Tommy is a man of many talents would be an understatement. He is one of those people that you would like to meet in person.
Unassuming, straight talking, funny, sincere, ruthlessly honest, experienced and helpful would be some of the usual comments about him.
Tommy is the only Singaporean that has ever achieved a Double First in the English Accountancy Examination for Financial Management
and in the Accountancy Finals.
abroad. Notwithstanding the fact that he is exceedingly well known in the Financial and Economic Crime circle as a Number One Fraud
In 2005, he was appointed as Compliance Adviser to a US$25 billion Asset Management Company. In the following year he was invited to be
He conducts Asset and Liability Management Executive Coaching sessions to some of the most established Financial Institutions in the
Vice Chairman. He is the only Asian that sits on the American Board of Regents.
methodology.
Tommy is also the author of “101 Methods of Money Laundering” & “Sound Financial Management”. His hobbies include sharing his
He also holds a Master of Commerce, specializing in Business Law from The University of New South Wales. He obtained his Bachelor
of Economics, majoring in Money & Banking and Accounting in 2001 from The University of Western Australia.
Important Notice
“ Due to the interactive nature of the learning session, the sequence and contents of the program maybe vary according to the needs of the
participants. The speaker reserves the right and the privilege to conduct the program in the manner which he thinks to be in the best interest of the
majority of the participants. Please ensure that you understand this completely so as to prevent any form of unrealistic expectation and or
disappointment in a public enrolment program that was not tailored to your specific need. Please inform the organizer in advance if you are not
agreeable or do not completely understand the above term and we will review your enrolment accordingly. ”
Effective Compliance in Anti-Money Laundering in Malaysia
18 - 19 March 2010 Parkroyal Hotel, Kuala Lumpur
How to Register
Tel : (603) 2147 4577 Fax : (603) 2147 4666
Email : angel.low@icfe-cg.com Web : www.icfe-cg.com
Post To: ICFE Malaysia Sdn Bhd
Level 28, Central Plaza. 34 Jalan Sultan Ismail, 50250 Kuala Lumpur, Malaysia
Category Discount
Signature________________ Date_____________________
Early Bird RM 2350
Tel : (603) 2147 4580 | Fax: (603) 2147 6666 | www.icfe-cg.com | enquiry@icfe-cg.com