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Appellate Judges:
Toward a Qualitative Measure of
Judicial Productivity
MALIA REDDICK
INTRODUCTION
Malia Reddick is the former Director of the Quality Judges Initiative at the Institute for the
Advancement of the American Legal System (IAALS) at the University of Denver; she
currently serves as a Consultant to IAALS.
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1 NATL CTR. FOR STATE COURTS, Appellate Court Performance Measures, COURTOOLS,
http://www.courtools.org/Appellate-Court-Performance-Measures.aspx (last visited Sept. 22,
2014).
2
Stephen J. Choi et al., Professionals or Politicians: The Uncertain Empirical Case for an Elected
Rather than Appointed Judiciary, 26 J.L. ECON. & ORG. 290, 290336 (2008).
3 Id. at 296.
4 Robert Anderson IV, Distinguishing Judges: An Empirical Ranking of Judicial Quality in the
United States Courts of Appeals, 76 MO. L. REV. 315, 31520 (2011).
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count from citation treatment, the author used Shepards Citation codes
to define positive and negative treatments. 5 The difference in the number of
positive and negative opinion citations was then used as an objective
performance measure for each judge. This approach is not without its
detractors, who argue that such studies ignore[] aspects of judicial
behavior that are arguably more important than the ones proxied, such as
integrity, fairness, open-mindedness, thoroughness, and temperament.6
C. Bar Association Evaluations/Ratings
Bar associations in a number of states have programs where attorneys
evaluate or rate appellate judges standing for retention or reelection. For
example, the Wyoming State Bar conducts a Judicial Advisory Poll every
two years, in which attorneys who have appeared before supreme court
justices in the past twenty-four months may evaluate them on ten aspects
of their performance.7 Survey results for each justice are published on the
bars website. Similarly, prior to each election, a committee of the Ohio
State Bar Association evaluates supreme-court candidates, including
incumbent justices, their opponents, and candidates for open seats. 8 The
twenty-five member Commission on Judicial Candidates assesses
candidates on eight criteria and designates them as Superior, Highly
Recommended, Recommended, or Not Recommended. Likewise,
prior to judicial retention elections in Florida, the Florida Bar polls
attorneys as to whether they believe each appellate judge standing for
retention should remain on the bench. 9
D. Special Interest Group Evaluations
Some special interest groups offer assessments of appellate judicial
performance based on how judges have ruled in cases relating to that
groups interests. These assessments typically turn on whether a group
agrees or disagrees with a judges decision in cases involving hot-button
issues, such as same-sex marriage, abortion rights, tort reform, capital
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Id.
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14
See INST. FOR THE ADVANCEMENT OF THE AM. LEGAL SYS., UNIV. OF DENVER,
TRANSPARENT COURTHOUSE: A BLUEPRINT FOR JUDICIAL PERFORMANCE EVALUATION 4 (2006),
available at http://iaals.du.edu/images/wygwam/documents/publications/TCQ_Blueprint_
JPE2006.pdf. Alaska is an exception, where administering the judicial performance evaluation
program is only one of the Alaska Judicial Councils responsibilities. See Summary of Council
Member Duties, ALASKA JUDICIAL COUNCIL, http://www.ajc.state.ak.us/about/memduties.html
(last visited Sept. 22, 2014).
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15 INST. FOR THE ADVANCEMENT OF THE AM. LEGAL SYS., NATIONAL CONFERENCE ON
EVALUATING APPELLATE JUDGES: PRESERVING INTEGRITY, MAINTAINING ACCOUNTABILITY,
available at iaals.du.edu/images/wygwam/documents/publications/Post-Conf_Report_2011_Final.pdf.
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programs, and using appellate JPE to defuse political and special interest
attacks in judicial elections.
One of the key points of agreement among conferees was the
importance of a written opinion review component in any appellate JPE
process. Conference panelists and attendees engaged in a broad discussion
of the criteria to be used in an opinion evaluation and the types of
individuals best suited to conduct the evaluation. IAALS formed a postconference task force to consider these questions in greater detail and
depth. The task force included two appellate judges, two representatives of
state JPE commissions, and a law professor. An Opinion on Opinions: Report
of the IAALS Task Force on State Appellate Court Opinion Review was the
outgrowth of that effort and offers recommendations and guidelines
regarding how to identify the opinions to be reviewed, who should
perform the review, and the criteria on which the review should be based. 16
To ensure that the recommended tools for evaluating appellate judges
were inclusive, fair, and workable, IAALS contracted with the Butler
Institute for Families at the University of Denver to conduct focus groups
of Colorado appellate judges and appellate attorneys in September and
October 2012. These focus groups considered the responsibilities of
appellate judges that should be included in a performance evaluation
process and the characteristics of a high-quality appellate opinion. The
feedback received during these focus group discussions was invaluable in
helping to define the parameters of the recommendations and further
refine the guidelines for opinion review. The Focus Group Report provides
more information about the process and outcomes of the focus groups. 17
The final step in developing recommendations for evaluating appellate
judges was assuring that one of the primary evaluative toolsthe survey
was comprehensive and clear. Based on input from the focus groups,
IAALS developed draft surveys to be completed by three types of
respondents who come into professional contact with appellate judges:
appellate attorneys, trial judges, and court staff. Working again with the
Butler Institute, IAALS conducted cognitive interviews with
representatives of each respondent group to field test the surveys, and
with appellate judges regarding a self-evaluation tool.
16
INST. FOR THE ADVANCEMENT OF THE AM. LEGAL SYS., AN OPINION ON OPINIONS: REPORT
IAALS TASK FORCE ON APPELLATE OPINION REVIEW 1, available at http://iaals.du.edu/
images/wygwam/documents/publications/OpiniononOpinionsReport.pdf.
17 INST. FOR THE ADVANCEMENT OF THE AM. LEGAL SYS., IAALS QUALITY JUDGES INITIATIVE:
APPELLATE JUDICIAL PERFORMANCE EVALUATION 23 (2013), available at
OF THE
http://iaals.du.edu/images/wygwam/documents/publications/IAALS_Appellate_
JPE_Focus_Group_Summary.pdf.
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18
INST. FOR THE ADVANCEMENT OF THE AM. LEGAL SYS., RECOMMENDED TOOLS FOR
EVALUATING APPELLATE JUDGES (2013), available at http://iaals.du.edu/images/wygwam/
documents/publications/Recommended_Tools_for_Evaluating_Appellate_Judges.pdf.
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be able to conduct a streamlined appellate JPE program more costefficiently. A comprehensive judicial performance evaluation program can
require a significant budget allocationincluding survey dissemination
and processing costs, commission expenses, staff salaries, and publicity
costs. Bar associations may minimize these costs, while still providing
valuable information to the public and to appellate judges, by surveying
attorneys (and perhaps trial judges and court staff) and conducting such
surveys electronically using online survey software.
CONCLUSION
One aspect of appellate judicial performance that must be assessed is
productivity, not just quantitatively, but qualitatively. Here we offer
recommendations for a qualitative assessment of an appellate judges
primary work product, the written opinion. Our recommendations
encompass direct opinion review and surveys of attorneys and trial judges.
These tools may be incorporated into any appellate JPE program, whether
it is designed to provide information to voters and others responsible for
reselecting judges, enhance public trust in the judiciary, or simply
encourage judicial self-improvement.
When it comes to reelecting or retaining judges, the need for broadbased and unbiased assessments of judicial performance has never been
greater than it is in todays political climate. Attacks on judges motivated
by unpopular rulings have become more and more commonplace in the
context of judicial elections, particularly for state supreme-court justices.
One of the advantages of the recommendations we offer is that they convey
the clear message to voters, and others who reselect judges, that the quality
of a judges performance does not turn on the outcome of a particular case
or group of cases. Rather, it turns on whether the judge provides a process
that is fair, impartial, and transparent.
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State
Stated Purposes
AK
Voter
information
Criteria
Legal ability;
Bases for
Evaluation
Surveys;
Respondents
Product/
Report
Dissemination
Attorneys;
Retention
Posted online;
Court staff
recommendation;
Published in
voter guide
Impartiality;
Self-
Integrity;
evaluation;
Judge survey
Temperament;
Judge
results
Diligence
statistics;
Interview;
Public
hearing
AZ
Voter
Legal ability;
Surveys;
Attorneys;
Meets/does not
Posted online;
information;
Integrity;
Public
Other judges
meet performance
Published in
Self-
Communication
hearing;
standards;
voter guide
improvement;
skills;
Public input;
Judge survey
Judicial
Judicial
Self-
results
assignments;
temperament;
evaluation
Judicial
Administrative
education;
performance
Independence /
accountability
CO
Voter
Integrity;
Surveys;
Attorneys;
Retention
Posted online;
Observation;
Court staff;
recommendation;
Published in
Self-
Other judges
Judge survey
voter guide
information;
Legal
Self-
knowledge;
improvement
Communication
evaluation;
skills;
Opinion
Judicial
review;
temperament;
Judge
Administrative
statistics;
performance;
Interview
Service to legal
profession/
public
results
2014
State
Stated Purposes
DC
Reappointment
Criteria
Bases for
Evaluation
Respondents
Product/
Report
559
Dissemination
Work product;
Written
Determination of
President;
Legal
statements
well qualified,
Candidate;
scholarship;
from
qualified, or
Public
Dedication;
candidates;
unqualified
Efficiency;
Public input;
Demeanor
Candidate
N/A
conference
FL
Self-
Judges
Feedback
improvement
questioning;
forms
(voluntary)
Professional
Attorneys
Judge feedback
Shared with
evaluated
judge
conduct;
Knowledge of
the case;
Opinions
HI
Self-
Fairness/
improvement;
impartiality;
Judicial
Written
provided to
assignment;
opinions;
Judicial
Appointment
Oral argument
Selection
Surveys
Attorneys
Court survey
Posted online
results
(Judge results
Commission
and retention;
on request)
Judicial
education;
Judicial
administration
MO
Voter
Decisions based
information;
on facts/ law;
Opinion
Self-
Clarity of
review;
Judge survey
improvement;
decisions;
Observation
results
Judicial
Demeanor;
and/or
education
Promptness in
interview;
decisions
NH
Court
improvement
Overall
performance
Surveys;
Attorneys
Retention
Other judges
recommendation;
Posted online
Public input
Surveys
Attorneys;
Court survey
Sent to
Law
results
governor/
professors;
legislators;
Trial judges;
Posted online
Pro se
litigants
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Criteria
Bases for
Stated Purposes
NM
Voter
Legal ability;
Surveys;
Attorneys;
Retention
Posted online;
information;
Fairness;
Opinion
Court staff;
recommendation;
Paid
Self-
Communication
review
Other judges
Summary of
radio/print ads
improvement
skills;
judge survey
Preparation/
results
Evaluation
Respondents
Product/
State
Report
Dissemination
attentiveness/
temperament/
control over
proceedings
TN
Voter
Integrity;
Surveys;
Attorneys;
Summary of
information;
Knowledge/
Opinion
Court staff;
judge survey
Self-
understanding
review;
Other judges
results;
improvement
of law;
Self-
Impressions from
Ability to
evaluation;
interview;
communicate;
Preparation/
attentiveness;
Effectiveness in
working with
other
Posted online
Retention
Caseload/
recommendation
workload
statistics;
Public input
Interview
judges/staff
UT
Voter
Legal ability;
Surveys;
Attorneys;
Compliance with
Posted online;
information;
Integrity/judicial
Compliance
Court staff
performance
Published in
Self-
temperament;
with
standards;
voter guide
improvement;
Administrative
performance
Judge survey
Judicial
ability
standards;
results
education
Public
comment
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Agree/Partly Disagree
Disagree
Agree/Partly Disagree
Disagree
Agree/Partly Disagree
Disagree
Agree/Partly Disagree
Disagree
Agree/Partly Disagree
Disagree
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II. Fairness
a. The opinion addresses the issues raised by both parties fairly.
Agree Partly
Agree/Partly Disagree
Disagree
Agree/Partly Disagree
Disagree
Agree/Partly Disagree
Disagree
Agree/Partly Disagree
Disagree
Agree/Partly Disagree
Disagree
Agree/Partly Disagree
Disagree
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Non-Attorney Reviewer
Reviewers Name:
Justices/Judges Name:
Case Name:
I.
Fairness
a. The opinion addresses the issues raised by both parties fairly.
Agree Partly
Agree/Partly Disagree
Disagree
Agree/Partly Disagree
Disagree
Agree/Partly Disagree
Disagree
Agree/Partly Disagree
Disagree
Agree/Partly Disagree
Disagree
Agree/Partly Disagree
Disagree