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Abstract
This paper discusses the validity of the epidemiological transition model to interpret changes in the structure of
mortality and morbidity. Epistemological and political questions are posed. The case of Mexico is used to illustrate the
limitations its use imposes on understanding the constellation of components explaining the epidemiological prole,
and the problems involved in designing a public health policy on the basis of this sort of misinterpretation. It is
suggested that the illusory certainty of a pre-determined destiny distorts the prospective that would enable to construct
scenarios; what is actually happening remains hidden by the model and health policies are designed without adequate
parameters for evaluating their effective impact. We conclude with some remarks on the usefulness of constructing
alternative forms of interpretation for understanding changes in the epidemiological prole, one of the most important
inputs for designing better policies to face the challenges posed by health care and dealing with illness in modern-day
societies.
r 2003 Elsevier Science Ltd. All rights reserved.
Keywords: Epidemiological transition; Health policy; Epidemiological epistemology; Mexico
Introduction
How does one account for the current widespread use
of a term as conceptually weak as epidemiological
transition? Specialist articles in which it continues to be
used give the impression that, with very few exceptions
(Gaylin & Kates, 1997; Cabello & Springer, 1997), the
only thing that remains of the original postulates of the
early 1970s (Omran, 1971, 1977) is the shred of common
sense contained in the idea that populations health
!
proles change over time (Frenk, Bobadilla, Sepulveda,
!
& Lopez,
1989; Frenk et al., 1991; Phillips, 1991;
Marshall, 1991; Wolpert, Robles, & Reyes, 1993;
Vigneron, 1993; Boedhi-Darmojo, 1993; Hungerbuhler,
Bovet, & Shamlaye, 1993; Reddy, 1993; Albala & Vio,
*Corresponding author. Tel.: +52-5-54-83-72-44; fax: +525-54-83-72-18.
E-mail address: msoc1298@cueyatl.uam.mx
(M.S. Carolina).
0277-9536/03/$ - see front matter r 2003 Elsevier Science Ltd. All rights reserved.
doi:10.1016/S0277-9536(02)00379-9
540
M.S. Carolina, L.F. Gustavo / Social Science & Medicine 57 (2003) 539550
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541
542
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544
Table 1
Population, general and child deaths Mexico 18951995
Year
Population
General deaths
Deaths in infants
under 12 months
General mortality
rates per 1000 inhabitants
1895
1900
1910
1921
1930
1940
1950
1960
1970
1980
1990
1995
12,632,427
13,565,942
15,160,369
14,333,082
16,552,722
19,653,552
25,779,254
34,923,129
48,225,238
66,846,833
81,249,645
91,158,290
391,177
456,581
N/A
364,832
441,712
458,906
418,430
402,545
485,686
434,465
422,803
430,278
N/A
N/A
N/A
99,783
107,921
110,039
113,032
119,316
146,028
94,116
65,428
48,023
31.0
33.7
N/A
25.5
26.7
23.3
16.2
11.5
10.1
6.5
5.2
4.7
N/A
N/A
N/A
220.0
131.6
125.7
96.2
74.2
68.5
38.9
23.9
17.5
!
N/A: Not available. Sources: SSA (1993). Compendio historico.
Estad!sticas Vitales 18931993. Estados Unidos Mexicanos. M!exico:
! General de Estad!stica, Inform!atica y Evaluacion,
! Secretar!a de Salud (p. 7). INEGI (1995). Conteo de Poblacion
! y Vivienda,
Direccion
!
95. Resultados Definitivos. Tabulados Basicos.
Estados Unidos Mexicanos. M!exico: Instituto Nacional de Estad!stica, Geograf!a e
! General de Estad!stica e Inform!atica, Secretar!a de Salud.
Inform!atica. SSA (1996). Mortalidad 1995. M!exico: Direccion
M.S. Carolina, L.F. Gustavo / Social Science & Medicine 57 (2003) 539550
545
Table 2
Percentage of total deaths caused by the ve leading causes of overall mortality for each year Mexico, 19221995
Causea
Year
1922
1930
1940
1950
1960
1970
1980
11.2
11.0
16.3
16.7
12.5
17.2
8.8
7.1
18.1
21.0
17.2
14.1
14.8
9.5
6.9
6.2
5.2
5.5
5.1
5.9
3.2
Measles
3.9
6.0
10.4
5.2
2.8
3.8
6.1
9.7
11.2
6.9
8.5
12.5
14.8
6.1
7.7
Whooping cough
3.9
4.2
Smallpox
3.3
3.9
11.1
1990
1995
9.3
8.3
5.5
Diabetes mellitus
Cerebro-vascular disease
% Of total deaths per year due
to ve leading causes
5.4
32.4
43.4
51.6
51.3
43.0
48.0
44.0
43.1
47.4
a
As one would expect, the International Disease Classication (IDC) used for grouping these ailments changed during the century
(WHO, 1993); but beyond these changes, it is quite easy to see the progressive modication of the prole itself. Below are some of the
modications in the causes included in this table.
b
For 1922 and 1930: 11,99,100: Pneumonia and inuenza, code nos. 11, 99, 100 of the 3rd and 4th IDC revisions: From 1940 to
1960: Flu and pneumonia, code nos. 33, 107109 of the 5th revision and 480483, 490493 of the 6th and 7th revisions, respectively.
From 1970 onwards, pneumonia and inuenza, code nos. 470474, 480486 of the 8th revision, and 321, 322 of the 9th revision
(although by 1990 this was no longer one of the ve leading causes).
c
From 1922to 1940: Diarrhea and enteritis, code nos. 112, 113 of the 3rd and 4th revisions, and 119, 120 of the 5th revision. In 1950
and 1960: Gastroenteritis and colitis except neonatal diarrhea, code nos. 571, 572 of the 6th and 7th revisions. In 1970: Enteritis and
other diarrheal diseases (including typhoid fever, paratyphoid and other types of salmonella), code nos. 001003, 008, 009, 390428 of
the 8th revision. In 1980: infectious intestinal diseases, code no. 01 of the 9th revision.
d
For 1922 and 1930: Fever and paludal cachexia, code no. 5 of the 3rd and 4th revisions. For 1940 and 1950, Malaria, code no. 28 of
the 5th revision and code nos. 110117 of the 6th revision, respectively.
e
For 1940, Violent or accidental deaths, code nos. 163198 of the 5th revision. For 1950: Accidents, poisoning and violence, code
nos. E800E999 of the 6th revision. For 1960: Accidents, code nos. 800962 of the 7th revision (homicides appear in a separate
category with code nos. 964, 965, 980999). From 1980 onwards: Accidents, code nos. E47E53 of the 9th revision.
f
In 1950: Certain childhood diseases, code nos. 760776 of the 6th revision. In 1960: Early childhood diseases, code nos. 760776 of
the 7th revision. In 1970: Certain causes of perinatal morbidity and mortality, code nos. 760779 of the 8th revision. From 1980
onwards: Certain infections originating during the perinatal period, code no. 45 of the 9th revision.
g
In 1960: Malignant tumors including tumors of the lymphatic and haematopoietic tissue, code nos. 140205 of the 7th revision.
From 1970 onwards: Malignant tumors, code nos. 140209 of the 8th revision, and 0814 of the 9th revision.
! General
!
Sources: SSA. (1993). Compendio historico.
Estad!sticas Vitales 18931993. Estados Unidos Mexicanos. M!exico: Direccion
! Secretar!a de Salud (pp. 3541).
de Estad!stica, Inform!atica y Evaluacion,
! General de Estad!stica e Inform!atica, Secretar!a de Salud (p. 69).
SSA. (1996). Mortalidad 1995. M!exico: Direccion
546
M.S. Carolina, L.F. Gustavo / Social Science & Medicine 57 (2003) 539550
An alternative interpretation
If one manages to resist the illusion of epidemiological
transition, the Mexican case yields a prole of mortality
and morbidity that appears to be shifting towards new
and increasingly difcult moments characterized by:
(a) An increase in the incidence and prevalence of noncommunicable diseases that appear before the onset
of old age, with a natural history that takes place in
conditions of poverty, and often beyond the realm
of medical care (post-transitional illnesses in
pre-transitional circumstances?)
(b) A high incidence of communicable illnesses, including those that have existed for centuries
(infectious respiratory diseases, parasitic and infectious intestinal diseases, tuberculosis) and those
that have only recently emerged (HIV/AIDS)
together with the return of those that were thought
to have been eradicated (cholera, malaria, dengue)
but are now present in an era of bacterial resistance
and new, yet unaffordable medication (pre-transitional illnesses in post-transitional circumstances?)
(c) New and complex causal constellations adding to
old ones to explain accidents, homicides, suicides
and violent injuries.7
(d) The fact that all this takes place among a
population of 100 million with growing proportions of adults and elderly adults, whose lives
evolve against a background of extremely heterogeneous conditions of risk.
(e) With a concentration of damage in the most
disadvantaged sector, at a time when access to
medical care is about to depend on the patients
ability to pay, despite the fact that large sectors of
the population tend to view this service as a public
asset, and that even today, Mexico possesses an
enormous network of public health institutions
(unfortunately, in a state of severe disrepair owing
their neglect over the past two decades).
Subscribers to the doctrine to epidemiological transition usually respond to atypical scenarios by extending the list of adjectives used to describe any
developments that diverge from the classic model.
Nowadays, there are not only accelerated or delayed
7
M.S. Carolina, L.F. Gustavo / Social Science & Medicine 57 (2003) 539550
547
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