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BROOKLYN OFFICE
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Barbara Graae
SPNGQ SpongeTech
Inventory:
SPNGQ 09/02/08
SPNGQ 09/17/08
SPNGQ 09/18/08
SPNGQ 09/29/08
SPNGQ 10/17/08
SPNGQ 10/31/08
SPNGQ 11/03/08
SPNGQ 11/06/08
SPNGQ 11/06/08
SPNGQ 11[06[08
SPNGQ 11/06/08
SPNGQ 11/07/08
SPNGQ 11/26/08
SPNGQ 12/02/08
SPNGQ 12/03/08
SPNGQ 12/09/08
SPNGQ 12/22/08
SPNGQ 12/31/08
SPNGQ 01/06/09
SPNGQ 01/22/09
SPNGQ 02/02/09
SPNGQ 02/19/09
SPNGQ 02/23/09
SPNGQ 04/07/09
SPNGQ 04/24/09
SPNGQ 04/28/09
SPNGQ 05/04/09
SPNGQ 05/20/09
SPNGQ 06/03/09
SPNGQ 07/15/09
SPNGQ 09/28/09
SPNGQ 11/05/09
SPNGQ 11/19/09
SPNGQ 11/19/09
SPNGQ 12/17/09
SPNGQ 12/17/09
SPNGQ 01/06/10
SPNGQ 01/21/10
SPNGQ 02/03/10
SPNGQ 02/18/10
SPNGQ 03/19/10
SPNGQ 03/29/10
50750@.04 = 2030
5625@.0240 = 135
27500@.0230 = 633
20400@.0249 = 508
30000@.03 = 900
5240@.0285=149
58700@.0267 = 1567
42500@.0231=994
36400@.0231 = 841
49700@.Q2~5 = 1118
35100@.0225 = 790
29300@.0225 = 659
38600@.0285=1105
40700@.0270 = 1099
42900@.0256=1098
25000@.0240 = 600
43460@.0259 = 1126
65000@.0220 = 1430
100000@.0216 = 2160
105000@.0190 = 1995
58800@.0170 = 1000
120000@.0125 = 1500
8000@.0120 = 96
118000@.0253 = 2985
98000@.0152 = 1490
139000@.0145 = 2016
75000@.02 = 1500
75000@.0399 = 2989
79000@.0505 = 3990
37000@.0817 = 3023
75000@.0660 = 4950
21000@.05 = 1050
66000@.0439 = 2897
2400@.0450 = 108
44000@.0450 = 1980
530@.0450 = 24
57000@.0349 = 1989
97000@.0310 = 3007
20000@.03 = 600
72000@.0278 = 2000
58000@.0332 = 1926
68500@.0310 = 2124
2030
135
633
508
900
149
1567
982
84l
1118
790
659
1105
1099
1098
600
1126
1430
2160
1995
1000
1500
96
26506
2985
1490
2016
1500
2989
3990
3023
4950
1050
2897
108
1980
24
1989
3007
600
2000
1926
2124
SPNGQ
SPNGQ
SPNGQ
03/29/10
04/22/10
04/22/10
15425@.0340 =524
58000@.0410 =2378
5700@.0450 = 257
524
2378
40565
3/28/2013
2 of::.
Review
Transactions Document 407 Filed 11/20/14 Page 5 of 9 PageID #:Page
Case Added
1:10-cr-00600-DLI
2426
~19J2009
95'-..... 02/1712009
96 - \,, 02/0212009
_. 97~ 01/22/2009
Buy
Buy
Buy
Buy
~1~'
12131/2008 Buy
.._
\. y.12/22/2008
Buy
101 '\."' 1210912008
_. 102 ~12/03l2008
Buy
Buy
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~-igf\. ~~~i=
10~ 11/07/2008
_ , .. "\,; 11IOEIJ2008
_Q
=
s.u.
-109
11l0B/2008
Buy
110
11/08l2008
Sell
111
11/06l2008 8uv
t12' 11l06/2008 Buv
, _ 113 \I 11/0312QJB Buy
'14 \11/03J2008 Sell
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---....._
1~1/2008
I
115
116
'117
1000/2008.
1
118
119
10/29'20081008/2008 SeU.
120
1(1123QOOB~
121 :\.I 10l22QOOI!
t
122 ~ 10l171.2008
123
10/17/2008 Buy
10IDW2008
125
126
1Ql08/2008
1QIOl5Q008
Buy
Buy
Buy
127
10J06/2008
Sell.
128
1om3.12008
Buv
129
130
1QI03J2008 Buy
1tw3/2008 Seu.
t<W3J2008 s.n.
131
132
{\
124
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~
133
134
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10l02/2008 Buy
10/02/2000 ....
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139
14G
09115f2008
09/1112008
Buy
81,111
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CCMI
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120.000
1,000
saeoo
105,000
100,000
65,000
SPNG
SPNG
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NG
SPNG
SPNG
SPNG
43,400
25.000
42,900
40.700
38.600
SPNG
SPNG
PNGj
CCMI
SPNG
SIVC
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SIVC
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CCMI J'.J
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LDSR
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LDSR
SMAS
RMDM
SPNG
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1'1 (.
0.0170
0.0190
0.0216
0.022<l
0.0259
0.0240
0.0256
0.0270
0.0285
4.50
2.500
29,300
-162.481
35,100
49,700
..837.519
25.500
14.500
58.700
-73.000
52.400
-49.000
-5217.500
73.000
-1.782,500
5.000.000
--34,275
30.000
1.300
4,000
2.000.000
1,000,000
-39,584
130,000
870,000
-13.250
-8,000
500.000
2.500.000
-39.266
100.000
20,400
27.500
5.625
176.000
18.100
4'X!,OOO
403.000
......
1.500.00
0.10
999.60
1.995.00
2.160.00
1.430.00
0.0125
0.0225
3.76
NAKN4
"'430
NACSP
NAOMH
NAONY
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NA2l<O
N1121
N0177
N2715
"2542
irJft,_,c
NAQlA
NA2E4
N1125
NALOC
NAL1N
789.75
0.0225
0.0225
21~3
2.55
1.45
1.567.29
36124
1.492.68
1.490.82
517.99
657.00
174.49
1.000.00
1.059.95
900.00
7.60
24.00
40000
200.00
15.5.37
26.00
174.00
52.00
31.39
100.00
500.00
173.75
3_77
0.0267
0.0050
0.0285
0.0305
3.76
368
3.76
0.0090
3.76
2.58
0.0310
0.03
0.0060
0.0060
2.97
1.~
ii-I'
2.95
NAOCe
NA09P
N.oJBW
NAC1Q
NAE5C
NA4P5
NAK56
"4470
N61 ..
NAPFO
NA9AE
NAHSZ
N4a83
N4730
NS5S3
NAOPA
NAOZ5
NA3SL
NACWT
NA3V8
NAVA2
NABBJ
NA844
NAL47
.....
NAIMZ
-400.00
0.0249
0.0230
0.0240
O.oo55
0.0055
0.0062
00002
N5915
507.96
632.50
135.00
66600
99.55
2.498.80
2.498.60
NA87l<
N4008
NAB4Y
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3/28/20 l ~
Page 1 ofl
Scottrade - Transactions
Case 1:10-cr-00600-DLI Document 407 Filed 11/20/14 Page 6 of 9 PageID #: 2427
11.c-;ount History
Confirmations
Transactions
Portfolio Review
Account Statements
Watch Lists
Gain/Loss&. Tax
Date
Center
Transacttons
: ~:~~;ii able
Account History
Order Status
Tx
Sta~ents
~tor
mont intormaton
5ec;urltv Type
v I'.Tc~~"~--===---=== "" i
Symbol
---_-:_-_-:_-_-_-------
~!~----~ _!.cpn_g~--_-_
Go
or select the dleckoox next to eacn transaction s symoo1 you w1sn to aoo to tne
Transfer Funds
Deposits (New)
Withdrawals
Date
My Information &. ,_
Preferences
commission/Fees Inte.'e:St
Desalptlan
Amount
Avg Price
1116/2008
11/12/2008
($4.20)
$0.00
($845.04)
N/A
11/6/2008
11/12/2008
($11.91)
$0.00
($993.66)
N/A
9/2/2008
9/5/2008
($17.15)
$0.00 ($2,047.15)
N/A
Alerts
Quick Quote
' ~' Forms Center' ~cy Statement : Web51te Terms & Condit>ons
Agreements;>. D1sdo5ure:; I~ i ~ i Data Providers
~...EYill!
full'(
Symbol Lookup
Authorillld KeOUnt login and access Indicates custcmer's consent to the i!L<~q~ A<Tcur:t Aqr~"'"~M. Such consent;,; effective at all t!llles when using thi'i site. Unautllorlred
acaoss Is pn.>hlblted.
Build an Option
DJIA $OJI
17.551.23
-3 24
Scott...,de. Inc. and Scottrade Sank are septirate but affillilted companies and are wholly-owned subso:Uaries of Sconrade Financial Services, Inc. Brokerage products and services
offered by Scottrade. Inc. - Member t.J!iE.6 and~- Deposit products and services offered by Scomade Sank, M.,,.,,b~r .E.QK.
NASDAQ SCOMP
4:1:>25.38
13 (03
Hyperllnks to !.l!lli1.filrti websites contain information that mav be of Interest or use to Ille reader. Third-party websites. research. and toots are from sources de-emed
Scottrade does not guaninte<! accuracy or completeness of the trtfi>rmaUOn and m11kes no ilS$U111nce5 with respect to results to be obtained from their use.
lh'okefa9e Pf'OCIUcts re llOI: Insured by th FDZC - re not depostts or other obUgations or the Nnk and are not guaranteed by the Nnk are subject to Investment risks, lndudtna possible IOU of the prtndpal invested.
+0.
72
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NYSE $NYA
10.863.1654 +19.6254
l~
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Re:;lze page
Quic;k Tracie
OJIA $OJI
NASDAQ $COMP
17,651.23
4,625.38
2,031.93 +0 72 (0 04%)
https://trading.scottrade.corn/mvaccount/Transactions.asox
1117/2(1]4
Barbara Graae
Page 1 of::
Case 1:10-cr-00600-DLI Document 407 Filed 11/20/14 Page 8 of 9 PageID #: 2429
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