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Gran K. Hansson
Arterioscler Thromb Vasc Biol. 2001;21:1876-1890
doi: 10.1161/hq1201.100220
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Brief Reviews
Immune Mechanisms in Atherosclerosis
Gran K. Hansson
AbstractAtherosclerosis is an inflammatory disease. Its lesions are filled with immune cells that can orchestrate and
effect inflammatory responses. In fact, the first lesions of atherosclerosis consist of macrophages and T cells. Unstable
plaques are particularly rich in activated immune cells, suggesting that they may initiate plaque activation. We have seen
a rapid increase in the understanding of the mechanisms that govern the recruitment, differentiation, and activation of
immune cells in atherosclerosis. Experimental research has identified several candidate antigens, and there are
encouraging data suggesting that immune modulation as well as immunization can reduce the progression of the disease.
This review provides an overview of our current understanding of the role of immune mechanisms in atherosclerosis.
(Arterioscler Thromb Vasc Biol. 2001;21:1876-1890.)
Key Words: atherosclerosis pathophysiology cell biology cytokines
he atherosclerotic lesion contains large numbers of immune cells, particularly macrophages and T cells. Furthermore, the disease is associated with systemic immune
responses and signs of inflammation. Histopathological and
clinical investigations point to inflammatory/immune activation of plaques as a cause of acute coronary syndromes, and
seroepidemiological studies have suggested links between
atherosclerosis and microbial infections. During recent years,
experiments in gene-targeted mice have provided mechanistic
evidence in support of the hypothesis that immune mechanisms are involved in atherosclerosis. This review will
provide an update on immune mechanisms in atherosclerosis,
with particular focus on mechanistic studies.
Hansson
TABLE 1. Animal Studies Demonstrating Important Roles for Leukocyte Adhesion and Migration
in Atherosclerosis
Molecule
Function
Experiment
Atherosclerosis Model
Result
Reference No.
KO
ApoE-KO
2 Fatty streaks
34
P-selectin
KO
ApoE-KO
2 Atheroma
35
VCAM-1
Ab
Rabbit
2 Postinjury lesion
213
MCP-1
KO
2 Atheroma
44, 46
CCR-2
KO
LDLR, apoE-KO
2 Atheroma
45
P-, E-selectin
1877
CCR-2 indicates C-C chemokine receptor-2; PMN, polymorphonuclear leukocytes; MC, monocytes; Ly, lymphocytes; rec, receptor;
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and Tg, transgenic. See
text for explanation
of other abbreviations.
1878
December 2001
velop fewer fatty streaks when bred into an atherosclerosisprone mouse strain, the apoE-knockout (KO) mouse34,35
(Table 1).
Chemotactic Transmigration
In the classic inflammatory response, adhesion is followed by
transmigration of the leukocytes through the endothelial layer
and into the intima. This is governed by chemotactic factors
produced in the subendothelial layer. Several studies of
hypercholesterolemic rabbits and human samples show that
the complement cascade is activated subendothelially during
hypercholesterolemia.36,37 This leads to release of small,
proteolytic peptide fragments of complement proteins. Such
fragments include C5a, which is strongly chemotactic for
monocytes and may be important for the recruitment of these
cells to the intima.
Several chemotactic cytokines called chemokines are produced by endothelial cells, SMCs, and intimal macrophages
during lesion formation. The best-characterized of these
chemokines is monocyte chemotactic protein-1 (MCP-1),
which can be induced by complement activation or cytokines38,39 and promotes recruitment of monocytes and T
cells.40 42 MCP-1 is expressed in significant amounts in all
stages of atherosclerosis.40,43 When atherosclerosis-prone
mice such as apoE-KO or LDL receptor (LDLR)KO mice
were bred with mice deficient in MCP-1 or its receptors,
CCR2, lesion formation was reduced drastically44 46 (Table
1). This demonstrates that chemokine-dependent migration of
mononuclear cells into the intima is an important phenomenon in atherogenesis (Figure 2).
Hansson
TABLE 2.
1879
Gene Product
Cytokine
Cytokine Producers
Target Cells
Effect
Reference No.
VCAM-1
M, Th2, SMC, EC
EC, SMC
Adhesion
214
ICAM-1
M, Th1, SMC, EC
EC
Adhesion
215
IL-4
Th2
OxLDL uptake
216
Th1, M, SMC
2 OxLDL uptake
4850
1 NO
217, 218
2 NO
101
1 Eicosanoids
219
CD36
SR-A
NOS2
NOS2
IL-4
COX2
M, SMC, EC
COX2
IL-4
Th2
M, SMC, EC
2 Eicosanoids
103
15-LO
IL-4, IL-13
Th2
M, SMC
Oxidation, leukotrienes
220, 221
IL-1, TNF-
IFN-
Th1
Activ
222
IL-1
M, EC, SMC
SMC
92
MMPs
M, SMC, EC
Proteolysis
MMPs
IFN-
Th1
M, SMC, EC
2 Proteolysis
84, 201
TNF-, IL-1
M, EC, SMC
EC
1 Fibrinolysis
225
IFN-
Th1
EC
2 Fibrinolysis
226
M, Th1
EC
Antifibrinolysis
227
IL-4
Th2
1 CD36 expression
228
ApoA-IV
IFN-
Th1
Hepatocytes
2 HDL
77
ABCA1
IFN-
Th1
M foam cells
2 Cholesterol efflux
229
IFN-
Th1
SMC
71
M, Th1
2 Lipolysis
86, 87
IL-6
tPA, uPA
uPA
PAI-1, -2
PPAR-dep genes
sPLA2
LPL
NOS indicates nitric oxide synthase; COX, cyclooxygenase; LO, lipoxygenase; MMPs, matrix metalloproteinases; tPA, tissue
plasminogen activator; uPA, urokinase-type plasminogen activator; PAI, plasminogen activator inhibitor; PPAR, peroxisome
proliferatoractivated receptor; dep, dependent; LPL, lipoprotein lipase; M, macrophage; EC, endothelial cell; activ, activation; PTX,
pentraxin; prod, products; and lysoPC, lysophosphatidylcholine. See text for explanation of other abbreviations.
*The cell surface molecule CD40L (CD154) has effects similar to those of a soluble cytokine.
addition, IFN- induces expression of secretory phospholipase A2, which can lead to production of inflammatory lipid
mediators such as eicosanoids, lysophosphatidylcholine, and
PAF.71
In vivo studies in rats have shown that the proliferative
response of SMCs after arterial injury is inhibited by IFN-,72
which also inhibits smooth muscle contractility and collagen
synthesis.70,73 It was therefore proposed that IFN-producing T cells could play an important role in plaque destabilization by reducing the fibrous cap.74,75 Histopathological
findings of activated T cells at sites of rupture in culprit
lesions support this notion.76
Further support for a proatherogenic role came from
studies of compound KO mice lacking the IFN- receptor as
well as apoE. These mice had an 60% reduction in
atherosclerosis, supporting the notion that IFN- is a strongly
proatherogenic cytokine77 (Table 4). The lack of IFN-
signaling affected the lipoprotein profile (reduced apoA-IV)
as well as the vessel wall (increased collagen), implying that
both systemic and local effects could be important for the
TABLE 3.
Cell Type
Antigen
Rec
Epitope
Restriction Element
Present in
Lesions
Effect Shown in
Exp Model
CD4
TCR
Peptide
CD8
TCR
Peptide
MHC class II
Yes
Yes
MHC class I
Yes
TCR
Lipid
Yes
CD1
Yes
No
fromexp,
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7, 2014
recDownloaded
indicates receptor;
experimental. See text for explanation
other
abbreviations.
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December 2001
Immune Phenotype
Compound KO
RAG-1
Compound KO
RAG-2
Compound KO
Compound KO
Experiment
Atherosclerosis
Model
Effect on
Disease
Reference
No.
SCID
ApoE
2 Athero
194
SCID
ApoEfatty diet
No effect
195
SCID/SCID
SCID
ApoE
2 Athero
197
IFN- rec
Defective Th1
ApoE
2 Athero
77
IvIg inj
Immunosuppression
ApoE
2 Athero
209
Anti-CD40 inj
Immunosuppression
LDLR
2 Athero
204
ApoE
2 Athero
205
Increased Th1
ApoE
1 Athero
79
Compound KO
CD40L
IFN- inj
KO on B6 background TNF- rec
KO on B6 background
IL-10
Defective inflammation
Fat feeding
2 Fatty streaks
230
Fat feeding
1 Fatty streaks
106, 107
IvIg inj indicates intravenous immunoglobulin injection; rec, receptor; and athero, atherosclerosis. See text for explanation of other
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abbreviations.
Hansson
broader set of targets than Th1 cells alone, and its effects may
not be equivalent to those of Th2 activity.
A third T-helper cell called Th3 was recently described.108
It produces TGF- on activation. This cytokine stimulates
collagen synthesis and is fibrogenic. Furthermore, it is
strongly anti-inflammatory, as illustrated by the fact that
TGF-KO mice die of fulminant inflammation by the age of
6 weeks.109 TGF- and its receptor are present in the
atherosclerotic lesion,64,110 where it may act to stimulate
collagen synthesis and cap formation and to dampen inflammation. Several different cell types, including macrophages,
SMCs, and Th3 cells, can express TGF-, which might be
important for plaque stabilization. The SMC growthpromoting action of T cells that release heparin-binding growth
factors might add to this effect.111
In conclusion, although Th1 cytokines are abundant in
lesions, it seems less likely that atherosclerosis will be
considered a strict Th1 disease. It might even be speculated
that different phases of this chronic disease are promoted by
different effector pathways. Clearly, the development and
regulation of Th pathways in atherosclerosis require further
studies.
1881
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December 2001
Processing
Presentation
Recognition
Effect of Immun.
OxLDL
Autoantigen
Endosomal
MHC-II
CD4 T (T?)
2 atheroma
hsp60
Autoantigen
Endosomal, cytosolic
MHC-II
MHC-I
CD4
CD8
1 atheroma
2-Gp1b
Autoantigen
Endosomal
MHC-II
CD4
fatty streak
C pneum
Microbe
Endosomal
MHC-II
CD4
Virus
Cytosolic
MHC-I
CD8
CMV
C pneum indicates Chlamydia pneumoniae; CMV, cytomegalovirus; and immun, immunization. See text for
explanation of other abbreviations.
Hansson
oxidized phospholipids in oxLDL160 and may represent natural antibodies that appear in early life and also bind
phospholipids on apoptotic cells and certain bacteria.161
Perhaps pathogenic immune responses are due to molecular
mimicry between oxLDL and modified lipids on microbes
and apoptotic cells.
1883
It is by now well established that atherosclerosis is accompanied by adaptive immune responses and that the early
phase of the disease is dominated by immune cells, particularly macrophages. These facts do not necessarily imply that
atherosclerosis can be treated or prevented by interfering with
immune mechanisms. To clarify whether that could be
possible, it has been important to determine whether the
extent of atherosclerosis is different (reduced or increased) in
individuals with immune defects.
The situation in immune-deficient patients is complicated
and difficult to interpret. Individuals with severe combined
immune deficiencies have not survived long enough to
develop cardiovascular disease, and most of the congenital
immune deficiencies affect too few patients to make epidemiological investigations into cardiovascular disease meaningful. Individuals with selective, congenital defects in the
humoral immune responses are relatively frequent, and the
clinical syndrome is compatible with life into adult age.
These patients do not exhibit any reduced heart disease,
Systemic Immune Responses and Serodiagnosis
suggesting that humoral immunity does not aggravate atheroSystemic humoral immune responses are characteristic for
sclerosis.186 HIV patients, who lack CD4 T cells (and
atherosclerotic disease in humans and experimental models.
particularly Th1 activity), develop aggressive cardiovascular
Antibodies to oxidatively modified LDL are commonly found in
disease, particularly when modern highly active antiretroviral
patients; as expected from the incidence of silent disease, they
treatment has been used to prevent rapid development of
are frequent also in healthy individuals.133,180 Immunodominant
AIDS.187189 However, the protease inhibitor treatment may
epitopes in modified LDL include malondialdehyde-conjugated
itself cause metabolic syndromes, and it is difficult to
and 4-hydroxynonenal conjugated lysine residues.139,181 These
determine whether the increased cardiovascular morbidity is
modifications are generated by enzymatic or nonenzymatic
due to the disease or its treatment.
attack on fatty acid residues, which leads to release of reactive
Some of the most remarkable data in support of a link
aldehydes that can bind to the polypeptide chain of apoB-100.
between immunity and atherosclerosis come from epidemioOther B-cell epitopes on oxLDL include oxidized phospholipids
logical studies of patients with autoimmune disorders. Pasuch as phosphorylcholine, which is also present on several
tients with rheumatoid arthritis have a 2- to 5-fold increase in
microbes and apoptotic cells and is recognized by natural
cardiovascular morbidity and mortality,190 and patients with
161
antibodies present in most individuals.
systemic lupus erythematosus exhibit an even higher increase
Anti-oxLDL antibody titers are correlated with the proin cardiovascular disease.191,192 Although some of this mor133,182
gression of advanced atherosclerosis in some studies,
bidity is clearly due to small-vessel vasculitis associated with
whereas others have been unable to find any such correlation.
the underlying autoimmune disease, there is also evidence for
Interestingly, titers are correlated negatively with early caratherosclerotic large-vessel disease in many cases. Interestdiovascular diseases, including borderline hypertension and
ingly, patients with systemic lupus erythematosus share
carotid intima/media thickening.183185 It appears that no
several autoimmune phenomena with atherosclerotic pasimple, positive correlation occurs between antibodies and
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disease throughout its naturalDownloaded
history. Instead,
it may be that
Further
studies into
these aspects are clearly needed.
tients.by
1884
December 2001
After having cited a wealth of studies that establish adaptiveand innateimmunity as proatherogenic, it may seem
totally unrealistic to ask whether immunization, ie, deliberate
activation of specific immunity, might protect against atherosclerosis. However, one should consider that several infections in which cellular immunity plays a pathogenic role can
be prevented by vaccination. Experimental autoimmune diseases such as experimental autoimmune encephalomyelitis
can be prevented by protective immunization. It is now
evident that entirely different immune effector responses can
be induced against the same antigen, with some important
ones elicited by local antigen release in parenchymal tissue
and others by subcutaneous or oral immunization.
As discussed, several different antigens have been implicated in the pathogenesis of atherosclerosis. Interestingly,
Important Roles for Immunoregulatory Cell
immunization with one of them, oxLDL, can reduce disease
Surface Molecules
in several animal models141143,206,207 (Table 4), whereas
Immune activation depends on interactions between proteins
immunization with hsp65/60 or 2-GPIb aggravates lesion
displayed on the surfaces of adjacent cells as well as on
development147,148,155,156 (Table 4). The reason for this apparsoluble cytokines. Such proteins include adhesion molecules,
ent discrepancy is not known; however, there are important
such as ICAM-1, and the more narrowly expressed pairs of
from
by guest
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2014 Hsp60 is an intracellular
costimulatory molecules. TheDownloaded
latter include
thehttp://atvb.ahajournals.org/
T-cell protein
differences
between
the 7,
antigens.
Hansson
molecule that can be expressed on the surface of stressed
cells. OxLDL, in contrast, is an extracellular particle that is
present in the interstitial space of the intima and may even
circulate in the blood.208 It could be speculated that protective
immunization against atherosclerosis works by inducing
high-titer antibodies that increase the clearance of oxLDL by
way of Fc and C3 receptors. In support of this, the protective
effect of oxLDL immunization can be correlated with the titer
of T-cell dependent IgG antibodies,143 and transfer of polyclonal immunoglobulins, which contain anti-oxLDL antibodies, reduces atherosclerosis in apoE/ mice.209
The detrimental effect of immunization with hsp60 may
depend on the fact that this protein can appear on the surface of
endothelial cells and/or SMCs. This could lead to antibody
binding that is followed by complement activation and lysis of
the vascular cells. In addition, peptides derived from hsp60
synthesis might bind to MHC class I molecules, which would
permit attack by cytolytic CD8 T cells. The potential importance of the latter pathway was recently demonstrated in mice in
which an autoimmune response to a transgene expressed on
SMCs led to a CD8 T-cell attack on the vessel wall and
aggravation of atherosclerosis.112 It is possible that endogenous
antigens such as hsp60 could elicit a similar attack once a
cellular immune response has developed toward the protein.
1885
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December 2001
Hansson
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