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See
Gerd Westdickenberg
Content type:
Encyclopedia Entries
Article last updated: June
2006
Subject(s):
Sovereignty
Published under the auspices of the Max Planck Foundation for International Peace and the Rule of Law
under the direction of Rdiger Wolfrum.
From: Oxford Public International Law (http://opil.ouplaw.com). (c) Oxford University Press, 2013. All Rights Reserved. Subscriber:
OUP - Marketing; date: 27 November 2014
2. Legal Status
(a) Holy See
2 The Holy See is by tradition a subject of international law dating back to the Middle Ages
(Subjects of International Law), independently of the former Papal State and of todays State of the
Vatican City. The international legal personality of the Holy See is and always has been generally
recognized, by States as well as by legal writing (Recognition). For example, in the period after
1870 when the Papal State had ceased to exist and before 1929 when the State of the Vatican
City had not yet been established the number of States that entertained diplomatic relations with the
Holy See even increased and the Holy See continued to sign treaties on the basis of equality with
States (Diplomacy; Diplomatic Relations, Establishment and Severance; see also States, Sovereign
Equality).
3 However, due to the peculiarities of the Holy See the exact legal nature of its personality has
been the subject of many discussions. The Holy See is neither a State nor only an abstract entity
like an international organization (International Organizations or Institutions, General Aspects), but
both the government of the Catholic Church and the person of the Pope. The international
personality the Holy See enjoys as a unique entity and the sovereignty it exercises are different
from those of other subjects of international law, be it States, international organizations like the
International Committee of the Red Cross (ICRC), or another subject of international law by tradition,
the Sovereign Military Hospitaller Order of Saint John of Jerusalem, of Rhodes and of Malta
(Sovereign Military Order of Malta; Malta, Order of). Thus its international legal personality can
best be defined as being sui generis.
4 The offices of the Holy See through which the Pope governs the Catholic Church include the
Secretariat of State, which under the Cardinal Secretary of State most closely assists the Pope in
the execution of his powers, but also the dicasteries, eg the Congregations and Pontifical Councils
within the Roman Curia which deal with specific matters of competencesuch as conservation of
the faith, religious orders, liturgy, Christian Unityas well as courts of the Church such as the well
known Rota Romana, but also offices administering the financial assets or other property of the
Holy See.
(b) The State of the Vatican City
5 The State of the Vatican City is a separate entity, like the Holy See a subject of international
law, and was established only in 1929 by the Lateran Treaties. The Vatican State comprises its
own legislation, its own civil, penal, and administrative courts and under its own governor deals
mainly with technical, commercial, and cultural matters such as police, fire services, the Vatican
Museums, the Vatican Mint, the Vatican Bank, etc. The Vatican State is made up of 108
acres, plus extraterritorial real estate property in Castel Gandolfo and in the city of Rome. Fewer
than 500 personsmainly due to their function with the Roman Curiahave the citizenship of the
Vatican State (see also Nationality).
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(c) The Relationship between the Holy See and the Vatican State
6 The relationship between the two distinct legal entities can be defined in such a way that the
sovereign of both the Vatican State and the Holy See is the Pope and that the Vatican State
constitutes the territorial basis for the Holy See, which has unimpeded sovereign powers and
jurisdiction over the Vatican State (Jurisdiction of States). The latter is represented by the
Secretariat of State of the Holy See in its relations with States and other subjects of public
international law as well as regards the conclusion of treaties (Representatives of States in
International Relations; Treaties, Conclusion and Entry into Force).
3. History
7 At the latest with the donations of land by King Pippin the Younger in 754 the Papal State was
established and thus the Pope also as a sovereign temporal ruler. The papacy reached the zenith
of its powers when in 1077 Pope Gregory VII gained the upper hand over Emperor Henry IV
concerning the investiture of bishops and established the Pope as reigning above the worldly
sovereigns (Holy Roman Empire). The ensuing Concordat of Worms in 1122 then became a
determining moment in the development of the separation of religious and temporal powers. Later
on, the temporal power gradually waned, the low point being the loss of the Papal State in 1870,
without putting in doubt the international law personality of the Holy See.
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(ILO), as well as regional organizations such as the Council of Europe (COE), the Organization of
American States (OAS), the League of Arab States (LAS), and the African Union (AU).
10 The Holy See is a fully fledged member, for example, of the Organization for Security and Cooperation in Europe (OSCE), the United Nations High Commissioner for Refugees (Refugees, United
Nations High Commissioner for [UNHCR]), United Nations Conference on Trade and Development
(UNCTAD), World Intellectual Property Organization (WIPO), International Atomic Energy Agency
(IAEA), and the Comprehensive Nuclear-Test-Ban Treaty Organization (Non-Proliferation Treaty
[1968]). The Vatican State is a member of the International Telecommunication Union (ITU),
Universal Postal Union (UPU), International Telecommunications Satellite Organization, formerly
INTELSAT, EUTELSAT, UNIDROIT, WIPO, and the International Grain Council (Commodities,
International Regulation of Production and Trade).
11 There seems to be no clear systematic reason as to when the Holy See or the Vatican State
will sign an international agreement and become a party thereto. The opinion that the Holy See
signs and becomes a party in those cases where the spiritual mandate of the Catholic Church
comes into play does not readily fit cases such as those where, for example, the Holy See is a
member of the Preparatory Commission for the Comprehensive Test Ban Treaty or of the
Organisation for the Prohibition of Chemical Weapons (Chemical Weapons and Warfare). The
spiritual mandate of the Catholic Church in these treaties can at best, if at all, be seen under the
very broad assumption that the aim of preserving and fostering international peace is part of the
spiritual mandate of the Holy See (Peace, Proposals for the Preservation of; see also Peace, Breach
of; Peace, Threat to). Looking at the nature of agreements to which the Vatican State is party,
does not clearly solve the matter either. Though most of these concern matters of a technical
nature that territorial governments usually deal witheg ITUUPU and membership of the WIPO
would not qualify in that respect. The Holy See itself does not expressly address the question, but
lists on its homepage only the Holy See as acting subject to international law, though adding
examples that in the case of some international organizations the Holy See is a member also in the
name and on behalf of the Vatican State.
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of the Holy Roman Empire and the Kings of Spain and France. In turn, these sovereign princes sent
permanent envoys to the Holy See. A minority of States recognize the envoy of the Pope as dean
of the diplomatic corps, a principle of old tradition, affirmed by the Vienna Congress (1815) and
reaffirmed by the VCDR.
14 The Holy See maintains a small diplomatic service of about 250 diplomats in its more than 120
bilateral and 15 multilateral missions, trained in its own diplomatic academy. In the bilateral relations
with States, the more than 120 nunciatures focus of attention is directed not so much towards the
field of diplomatic relations with the host country and, where applicable, even less to that of dean of
the Diplomatic Corps, but rather to internal matters of the Catholic Church, in particular to the
situation within the church of the host countryits legal status, especially its freedomor its
relations with the Holy See. In multilateral relations the diplomats of the, in total, 15 representations
to international organizations concentrate on issues such as human rights, economic and social
justice, and efforts to maintain and further international peace.
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Holy See and the Italian State after the latters seizure of the Papal State. This treaty formally states
the mutual recognition of each other and established the Vatican State to secure the visible
independence of the Holy See and to guarantee the latters indisputable sovereignty in the
international realm (Territorial Integrity and Political Independence). It stipulates for example in its
Art. 24 that the Vatican State is a permanently neutral State (Neutrality, Concept and General
Rules) and that the Holy See does not engage in disputes between third States nor in international
conferences (Conferences and Congresses, International) to deal with such disputes unless the
parties involved call unanimously upon the Holy See in its mission of peace.
20 The Financial Agreement settled demands of the Holy See in view of the loss of the Papal State
to the Kingdom of Italy by stipulating that Italy is obliged to pay the sum of 750 million lira and that
the Holy See accepts this amount as a final settlement of all its demands in connection with the
events of 1870, ie the seizure of the Papal State.
21 The third treaty is a concordat (Concordats) between the Holy See and Italy dealing with the
usual subject-matters of a concordat.
1. Vacancy
23 With the death of the Pope the rules emanating from that Apostolic Constitution are applied: all
heads of dicasteries and of other institutions of the Roman Curia step down, except for a few
exceptions. The normal business is then conducted by their deputies, all being responsible to the
College of Cardinals (College).
24 The leadership of the Catholic Church and its executive powers are transferred to the College,
limited however to those matters which need to be dealt with in the normal order of business and
cannot be postponed, and to all matters concerning the preparation of the election of a new Pope.
25 Two bodies are constituted: the Special Congregation and the General Congregation. The
Special Congregation is made up of the Chamberlain and three cardinals who only deal with
ordinary matters concerning usual business. Matters of greater importance have to be submitted to
the General Congregation, all members of which are cardinals. The General Congregation will also
decide upon the organization of the funeral mass, the burialbetween the fourth and the sixth day
after the deathand the beginning of the election of the new Pope.
26 The governing authority for the Vatican State during the time of vacancy lies with the
College. However, the College can only publish decrees in urgent matters, which are valid solely
during the vacancy and need confirmation by the new Pope in order to stay in force.
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without arriving at that majority, the College could decide with an absolute majority of those present
that in future ballots an absolute majority would suffice or that there must be a decisive vote
between the two candidates with the largest numbers of votes. An absolute majority is necessary
for the election of the new Pope. After many requests to return to the previous absolute principle of
a 2/3 majority, Pope Benedict XVI agreed, and on 21 June 2007 para. 75 was abrogated and
substituted as follows: after 33 ballots without arriving at the 2/3 majority the cardinals should take
a recess of one day for prayers and dialogue. In the following ballots only those two cardinals are
eligible who have received the highest number of votes in the previous ballot. Also in those ballots
a 2/3 majority of those present is necessary to be elected. The two cardinals with the highest
number of votes are prohibited from casting a vote themselves.
E. Assessment
30 In the foreseeable future the Holy See will keep its status as a subject of public international
law. It is challenged by no one and the importance of the Holy See as a player on the international
scene might even increase. Over the last 17 years since the fall of the Iron Curtain (see also Cold
War [194791]) and the emergence of new democracies in the former communist countries of
Central and Eastern Europe (see also New States and International Law) we have seen that almost
all of these countries have established diplomatic relations with the Holy See. Prospects are that
even more countries will follow suit. However, the question which country and when and under
what conditions is difficult to assess. Both China and Vietnam are in discreet and regular contact
with the Holy See; nevertheless, it would be mere speculation to say when they will formalize their
relations and whether these would be regular diplomatic ones in the technical sense.
31 Also the Holy See itself has clearly no intention of giving up the status it enjoys internationally.
That status is a platform to ascertain the positions of the Catholic Churchoften and in many
respects also the positions of Christian churches in general, sometimes perhaps even those of
other religious beliefson issues of human rights in general and of religious freedom in particular.
32 Its international standing might in addition offer the Holy See in the future a special task to
perform: the dialogue with the Muslim World, apart from that entertained by States. In this respect
the Holy See would not engage in an inter-religious dialogue in the strict sense between religious
beliefs, but rather in an inter-cultural dialogue as a partner especially suited for the task by its
simultaneous capacity as a church and a subject of public international law, as an institution that is
recognized as a partner for dialogue both by governments of Muslim States as well as by religious
Muslim institutions.
Select Bibliography
J Mller (ed) Das Friedenswerk der Kirche in den letzten drei Jahrhunderten: Die Diplomatie
des Vatikans im Dienste des Weltfriedens seit dem Kongress von Vervins 1598 (Deutsche
Verlagsgesellschaft fr Politik und Geschichte Berlin 1927) vol 1, Die Friedensvermittlungen
und Schiedssprche des Vatikans bis zum Weltkriege 1917: Sammlung ausgewhlter
Aktenstcke ber die Friedensttigkeit des Heiligen Stuhls.
HF Kck Die vlkerrechtliche Stellung des Heiligen Stuhls: Dargestellt an seinen
Beziehungen zu Staaten und internationalen Organisationen (Duncker & Humblot Berlin
From: Oxford Public International Law (http://opil.ouplaw.com). (c) Oxford University Press, 2013. All Rights Reserved. Subscriber:
OUP - Marketing; date: 27 November 2014
1975).
HE Cardinale The Holy See and the International Order (Smythe Gerrards Cross 1976).
P Blet Histoire de la reprsentation diplomatique du Saint Sige des origines laube du
XIXe Sicle (Archivio Vaticano Citt del Vaticano 1982).
A Verdross and B Simma Universelles Vlkerrecht: Theorie und Praxis (3rd ed Duncker &
Humblot Berlin 1984) 24749.
RJ Araujo The International Personality and Sovereignty of the Holy See (2001) 50
CathULRev 291360.
G Dahm, J Delbrck, and R Wolfrum Vlkerrecht (2nd ed de Gruyter Berlin 2002) vol I/2, Der
Staat und andere Vlkerrechtssubjekte: Rume unter internationaler Verwaltung 31723.
I Brownlie Principles of Public International Law (6th ed OUP Oxford 2003) 6364.
V Buonomo The Holy See in the Contemporary International Community: A Juridical Approach
According to the International Law and Practice (2004) 2 Civitas et Justitia 740.
W Vitzthum (ed) Vlkerrecht (3rd ed Berlin 2004) 166.
Select Documents
Beagle Channel Arbitration (Argentina v Chile) (18 February 1977) 52 ILR 93.
Code of Canon Law: Latin-English Edition: Translation: Prepared under the Auspices of the
Canon Law Society of America (Canon Law Society of America Washington DC 1983).
John Paul II Universi Dominici Gregis: Apostolic Constitution on the Vacancy of the
Apostolic See and the Election of the Roman Pontiff (Libreria Editrice Vaticana Citt del
Vaticano 1996).
Treaty between Italy and the Holy See (signed 11 February 1929), in HE Cardinale, The Holy
See and the International Order (Smythe Gerrards Cross 1976) 319.
UNGA, Participation of the Holy See in the Work of the United Nation: Note by the SecretaryGeneral (16 August 2004) UN Doc A/58/871.
From: Oxford Public International Law (http://opil.ouplaw.com). (c) Oxford University Press, 2013. All Rights Reserved. Subscriber:
OUP - Marketing; date: 27 November 2014