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317
BIOTEC 0{)816
Summary
In thc direct conversions of starch by Bacillus polymyxa a maximum of 38 g l2,3-butanediol is produced with a yield of 0.28 diol pcr starch (g g - l ) . By
preliminary saccharification of starch and then cultivation with Klebsiella o~'toca,
a 2,3-butanediol concentration of 99-100 g ! - t is achieved with a yicld of 0.5 diol
pcr starch (g g-1). Klebsiella oxytoca converts high-test molasses to 2,3-butanediol
in the same concentration and yield. The same diol concentration only at lower
productivity can also be achieved by conversions of black strap molasscs, providcd
it contains less than 2% salts.
2,3-Butanediol can be separated from bioprocess media with very good rcsults
by salting out using water-free potassium carbonate. After precleaning the medium,
from molasses or saccharified starch conversion process, it was possible to separate
94-96% (w w - I ) of the 2,3-butanediol present using 53-56% weight potassium
carbonatc. Thc concentration of the 2,3-butanediol in the diol phase resulting was
in this case 97% weight.
Salting out can be used to separate other diols also produced using microbiological mcthods.
2,3-Butanediol; Klebsiella oxytoca; Starch; Molasses; Downstream process; 1,3-Propanediol; Salting out; Biodegradable solvent
Correspondence to." A.S. Afschar. GBF-Gesellschaft fiir Biotechnologische Forschung mbH, Mascheroder
Weg 1, W-3300 Braunschweig, Germany.
318
Introduction
2,3-Butanediol can be used not only to produce a wide range of basic chemicals
but also directly as an extraction agent and solvent. Figure 1 shows the most
important uses of 2,3-butancdiol (Tegtmeier, 1989).
Most interesting here are the further processing of 2,3-butanediol to
polyurethane, diacetyl, octanisomers, and its synthesis, involving chlorination and
nitrification reactions as well as phenylbutyric acid, to produce synthetic fabrics
such as Perlon and Tetralon. Diacetyl, used as additive in foodstuffs, can bc
produced relatively simply from 2.3-butanediol and is definitely a high-price
product (Tegtmeier, 1989).
2,3-Butanediol is micro-biodegradable, whereby even Klebsiella oxytoca, Klebsiella pneumoniae and Enterobacter aerogenes, which all produce 2,3-butanediol in
high concentrations, are capable to consume the 2,3-butanediol produced at high
rates. This biodegradability means 2,3-butanediol can be used as an environmentally friendly solvent or cross-linking agent in the production of dyes and polymers.
It is undoubtedly also the case that the largest potential market volumes exist for
products on a butadienc basis, which arc produced by hydrogenation of thc diol.
Butadiene can, however, bc produced more cheaply petrochemically from low
priced crude oil, such that there is no current rcalistic compctitivc basis (Tegtmeier,
1989).
2,3-Butanediol I
tO
tO
AntifreezeI
agent
1o
I Butadiene I
Extractant [
e,--q
Methyl-Ethyl I
Ketone
'D
"O
Polyurethane ]
Solvent [
I Isomersof I
octane
Fig. I. Uses ~f 2,3-butancdiol.
I Diacetyl I
319
Some investigations on the application of molasses for producing 2,3-butanediol
were performed between 1943 and 1954. In all these investigations the product
yield achieved was very low: 42-67% of the theoretical yield of 0.5 diol per
carbohydrate (g g-1) (MacCall and Georgi, 1954). This represented a production
of 20-34 g 1-1 2,3-butanediol with a productivity of 0.51-0.84 g 1-1 h-I. Wheat et
al. (1948) examined the production of diol by Bacillus polymyxa grown on wheat
starch. The bioprocess medium contained 23.2 g 1-1 2,3-butanediol and 15.4 g lethanol.
In recent years, biochemical methods have been developed which enable 2,3butanediol to be produced in concentrations of approx. 100 g 1-~ with a yield of
almost 100% of the theoretical value and a diol productivity of 1.0-1.1 g I-i h(Afschar, 1990; Afschar et al., 1991).
The separation of 2,3-butanediol from the bioprocess medium and subsequent
cleaning are the main problems associated with technical-scale production. Since
butanediol has a high boiling point of approx. 180C, it cannot be separated as a
distillate from the mash by distillation because it always fails to the sump of the
distillation column together with the liquid phase. Since the entire liquid fraction
of the mash has to be evaporated several times, this downstream processing
method is expensive. Adding chemicals with high boiling points, e.g. glycerol, or
using spray-drying methods for the cell-frec medium with inert gascs (Leibmann,
1945) does not make the separation method appreciably cheaper. Chemical separation of 2,3-butanediol from the bioprocess medium has also been studied several
times. The chemical conversion of 2,3-butanediol into formate (Senkus, 1946) or
into butyraldehyde (Ledingham and Neish, 1954) with subsequent distillation is
also not substantially less expensive.
No reports are available on downstream processing of 1,3-propancdiol since the
bioproduction thereof is only a relatively recent area of study.
The use of inorganic salts for the dehydration of organic media is current
practice. These salts can, however, also be used for the cleaning and dehydrating
of organic liquids, e.g. ethyl alcohol (Schmitt, 1889). Potassium carbonate is used
for this purpose. Literature also states that such inorganic salts may bc used for
the separation of organic liquids having limited solubility from aqueous media.
Russell (1985) demonstrated that the salting out of organic liquids with unlimited
solubility is also possible using inorganic salts, provided that the weak organic acid
has a pKa value greater than 14 and that the salt has minimum possible solubility
in the weak organic acid. In this patent, potassium carbonate was again used for
salting out univalent aliphatic alcohols (up to C5) from aqueous media. The
separation of diols from bioprocess media using salting out methods has not yet
been investigated.
The purpose of this investigation was the microbial production of 2,3-butanediol
from starch-containing waste and natural materials as well as from blackstrap
molasses using in recent time developed bioprocesses. In addition, we introduce a
new method for the separation of 2,3-butanediol and other diols from the bioprocess medium, which is possibly less expensive than the separation methods mentioned above.
32O
Materials and Methods
321
medium and allow repeated use of the salt, an additional cleaning of the medium
is recommended. We proceeded as follows in this:
The pH-value of the cell-free medium is adjusted to a value of approx. 7.2 using
calcium hydroxide Ca(OH) 2.
- Potassium carbonate is added to increase the pH-value to approx. 9-9.5.
- The bioprocess medium is boiled for approx. 2 rain.
- 1-3 ppm flocculating agent, e.g. Bozofloc or Labufloc (Benckiser-Knapsack
Ladenburg GmbH, FRG), is added while mixing intensively.
After settling of the flocculated solids the clear medium is separated.
The preclcaned bioprocess medium is cooled and agitated and K2CO 3 added.
After dissolution of the K2CO 3 the medium is gently warmed (39-40). After a
short time two phases form. The upper phase (diol phase) consists primarily of the
diol, the lower phase (salt phase) of water and salt.
The salt present in the salt phase can be separated using vacuum distillation
and used again for diol recovery.
When separating 1,3-propanediol it is first necessary to add ethanol (approx.
100 g I-1) prior to adding the potassium carbonate.
Analytical methods
The cell mass concentration was determined by measurement of the optical
density at 578 nm as well as the gravimetric method after centrifugal separation at
150(X) rpm and having been dried at 80C for 24 h. The glucose, maltose,
saccharose and fructose contents were estimated by HPLC using a Sugar-Pak
column and refractomcter (Waters, Division of Millipore, USA). The dctermination of 2,3-butanediol, ethanol, 3-hydroxy-2-butanone (acetoin), acetic acid and
1,3-propanediol were carried out by a gas chromatograph (Shimadzu, Kyoto,
Japan), fitted with a flame ionisation detector and a 2-m glass column, filled with
Chromosorb 101. The exhaust gas analysis was carried out for the CO2-molar
fraction by an infrared method (Maihak, Hamburg, FRG) and for the O~-molar
fraction using a thermomagnetic method (Maihak, Hamburg, FRG).
R e s u l t s
Production of 2,3-butanediol from starch. Bacillus polymyxa can produce 2,3butanediol directly from starch (Ledingham et al., 1945; Fratkin and Adams, 1946).
However, compared with Klebsiella oxytoca, this microorganism produces much
lower concentrations of 2,3-butanediol and much higher concentrations of ethanol
(Neish, 1945). In addition, Bacillus polymyxa is very sensitive to bacteriophages
(Katznclson, 1944). This fact was confirmed in our investigation for the direct
conversion of starch to 2,3-butanediol. We were not able to produce morc than 38
g 1-t 2,3-butanediol with a product yield of 0.28 diol per starch (g g - t ) in batch
process. For the reasons stated above, the saccharification of starch prior to
cultivation and the microbial conversion of the saccharified starch to 2,3-butanediol
by Klebsiella oxytoca are more advantageous, in cases where the saccharificd starch
322
Adding
enzym
3-ButonedLol
T
'\
~..
tO
0
L
0
0tO
0
L
0
~i~-
"\
II)'~.
Aceto|n
40
~.
~e. "
-~thanol
b._~ . . . .
80
tl~
Thin (h)
Fig. 2. Produc! c o n c e n t r a t i o n and residual s u g a r as a function of time in a batch c u l t u r e with addition
of e n z y m e s using s t a r c h saccharified up to m a l t o s e as st,hstrat.
323
8-
A
T
t"
O
! "%
I
%.
I
I
I
8~
i
\ it
'~.
2.3-Butanedlol
J
%.
"\
i
!
%.
Residual
euga~
\
\
Q
\ i Acetoln
Ethano!
40
Tim (h)
Fig. 3. Product c o n c e n t r a t i o n a n d residual s u g a r as a function of time in a batch culture with s u b s t r a t e
shift using starch s a c c h a r i f i e d up to glucose as substrate.
324
2 , 3 - B u t a n e d 1o
#-%
"%
\
v
C
4-o
"lID
0
I.
4J
f-
~,.
0
U
I::
0
0
1..
L.
0
Ob
:3
(n
.q.
lk
*~o
Acetoln
.~ ~.--A-_
0
10
"~..Resldual
"'o..
~__ _~._.~.__~__~_
sugar
"~...~
20
Tim
3o
4O
(h)
Fig. 4. Product concentration and residual sugar as a function of time in a repeated batch culture with
increased cell concentration.
2,3-butanediol and 1.8 g I-~ acetoin with a yield of 0.5 diol per carbohydrate
(g g-~). The diol productivity had a value of 2.4 g 1 ] h ]
Klebsiella oxytoca reacts sensitively to a reduction in water activity (Esener ct
al., 1980). The growth-rate decreases and the substrate consumption due to
maintenance increases. This behaviour is very apparent in the conversion of
blackstrap molasses. At a salt concentration of 2 - 3 % weight, in this waste
molasses the lag phase is extremely long, the cell growth-rate very slight and the
diol yield substantially below the theoretical value (Fig. 5). In this case over a 120 h
period 90 g 1 ] 2,3-butanediol was produced with a productivity of 0.42 diol per
carbohydrate (g g - ] ) . As a result of the higher salt concentration and other
chemical impurities of the blackstrap molasses, the diol productivity in this case is
substantially below that of the H T M conversion.
It is thought likely that precleaning the blackstrap molasses, mixing with H T M
and running a very short sterilization time could bring substantial cuts to thc
bioprocess period.
325
8-
"\
z-k
~" ~-
",,
i
i
",,
II
I\
",.
\1t
2.,,T~Butonodlol ~' k
8-
~,
Reslduol eugor'~
"
~-
\i
"~
..~1, . . . . . . . . .
,.A .........
i~..
. A "'A" . . . . . . . . . . . . .
.....
".,..
A'~" . . . . . . . . . . . . .
""
,~...
I
T[~
(h)
Fig. ~. Product c o n c e n t r a t i o n and residual sugar as a function of time in a batch culture with substrate
shift using blackstrap m o l a s s e s as substrate.
were achieved using water-free potassium carbonate K2CO 3. This salt is also well
suited for salting out diols due to its high solubility in water and its low solubility in
diols.
2,3-Butanediol can be separated almost quantitatively from an aqueous medium
by salting out with potassium carbonate. In order to achieve maximum separation
of the 2,3-butanediol present in the aqueous medium, it is first necessary to
investigate the dioi concentration in the resultant phases for various K2CO ~
concentrations in a model medium (Table 1).
As Table 1 shows, the addition of 46% weight K2CO 3 allowed the separation of
up to 96% (w w -1) of the 2,3-butanediol present from the aqueous medium. The
separated diol phase contained 93.3% weight 2,3-butanediol. The separation of
2,3-butanediol from a cell-free and not precleaned medium requires, compared to
a model medium, higher potassium carbonate concentrations and at the same time
results in a diol phase with higher water content. By salting out the bioprocess
medium with 67.9% weight K2CO3, 94.6% (w w 1) of the 2,3-butanediol present
were separated (Fig. 6). The concentration of the 2,3-butanediol in the diol phase
was 73.6% weight and much lower than the 2,3-butanedio[ separated from a model
medium (Table 2). By precleaning the medium and removing the ethanol by brief
boiling, it was possible to separate 94% (w w - I ) of the 2,3-butanediol present
326
TABLE I
Percentage of 2,3-butanediol recovered and its concentration in the phases created by salting out as a
function of concentration of potassium carbonate added to a model medium containing 2,3-butanediol
K 2C0.~
2,3-Butanediol
( ~ weight)
diol phase
salt phase
recovered
(~Y~weight)
(c,~ weight)
("~ w / w )
67.10
67.21)
68.00
76.1()
81.60
93.20
93.90
93.30
3.63
3.71
2.26
1.40
1.(}0
0.30
0.30
0.20
36.04
37.49
41.14
44.50
45.88
46.63
50.79
53.71
2,3-Butanediol
58.10
56.82
72.79
81.44
87.81
96.02
96.28
97.06
100
90
"D
80
'70
60
50
I
T]
4O
20
20
:.30
40
F,(]
60
70
80
90
0,%
327
TABLE 2
2,3-Butanediol concentration in the phases created by salting out as a function of concentration of
potassium carbonate added to a bioprocess medium produced by conversion of molasses
K 2CO3
(% weight)
2,3-Butanediol
diol phase
(% weight)
salt phase
(% weight)
46.0
50.1
53.6
57.2
60.8
67.9
89.4
52.0
53.8
56.0
59.0
62.0
73.6
76.8
5.80
5.20
3.60
2.30
1.40
0.40
o. 10
TABLE 3
Percentage of 1,3-propanediol and ethanol recovery and their concentrations in the phases created by
salting out as functions of the concentration of potassium carbonate added to a model medium
K ~CO 3
1,3-Propanediol
(% weight)
diol phase
(% weight)
30.7
31.5
32.7
40.9
44.9
49.0
53.1
61.3
65.8
salt phase
(% weight)
recovered
(% w/w)
ethanol
diol
ethanol
diol
ethanol
diol
23.1
25.9
32.9
33.3
34.7
36.1
37.8
39.4
49.6
5.30
18.0
24.4
28.1
30.0
32.7
34.3
39.0
46.5
1.80
1.30
1.10
0.50
0.40
0.30
2.30
1.70
1.40
0.80
0.60
0.50
0.20
0.40
0.10
0.15
0.16
0.17
25.9
46.6
53.9
79.4
84.6
88.2
90.8
94.8
94.0
6.00
32.4
40.1
62.9
73.3
79.8
82.3
93.6
93.2
328
Discussion
329
the recovery of the salt only involves a single evaporation of the water phase. In
the thermal process the medium has to be evaporated several times (Magcc and
Kosaric, 1987). The recovery rate of 2,3-butanediol in both methods is approx. 95%
(weight/weight), with the 2,3-butanediol produced, again for both methods, containing around 5-1(1% water.
References
Afschar, A.S. (1990) German Patent Application No. P-40-17-113.2.
Afschar, A.S., Bellgardt. K.H., Vaz Rossell, C.E., Czok, A. and Schaller, K. (1991)The production of
2.3-hutanediol by fermentation of high test molasses. Appl. Microbiol. Biotechnol. 34, 582-585.
Esener, A.A., 13ol, G., Kossen, N.W.F. and Roels, J.A. (1980) Effect of water activity on microbial
growth. Adv. Biotechnol. 1,334-339.
Flickinger, M.C. (1980) Current biological research in conversion of cellulosic carbohydrates into liquid
fuels: how far have we come? Biotechnol. Bioeng. Syrup. 22 (Suppl. 1), 27-48.
Fratkin, S.B. and Adams, G.A. (1946) Production and properties of 2,3-butanediol. IX. The effect of
various nutrient materials on the fermentation of starch by Aerobacillus polymyxa Can. J. Res. F 24,
29-38.
Katznelson, H. (1944) Studies with BaciUus polymyxa I. Some factors affecting the fermentation of
wheat by Bacillus polymyxa. Can J. Res. C 22, 235-250.
Ledingham, G.A., Adams, G.A. and Stanier, R.Y. (1945) Production and properties of 2,3-butanediol,
I. Fermentation of wheat mashes by Aerobacillus polymyxa. (?an. J. Res. F 23, 48-71.
Ledingham, G.A. and Neish, A.G. (1954) Fermentative production of 2,3-butanediol, In: Underkofler,
I,.A. and Hickey, R.J. (Eds.), Industrial Fermentations. Chem. Publishing Co., New York, 2, 27-93.
Leibmann, A.J. (1945) Recovery of 2,3-butanediol produced by fermentation. J. Am. Oil Chemists Soc.
22, 31-34.
MacCall, K.B. and Georgi, C.E. (1954) The production of 2,3-butanediol by fermentation of sugar beet
molasses. Appl. Microbiol. 2, 355-359.
Magee, R.J. and Kosaric, N. (1987)The microbial production of 2,4-butanediol. Adv. Appl. Microbiol.
32, 89-161.
Neish, A.C. (1945) Production and properties of 2,3-butanediol. IV. Purity of the levorotatory 2,3butanediol produced by Aerobacilluz" polvmyxa. Can. J. Res. B 23, 10-16.
Russell, R.R. (1985) Processo para separaqfi.o de um ficido organico fraco de urea soluqfio aquosa.
Patent Republica Federativa do Brasil PI 8504(~18.
Schmitt, C. (1889) British Patent No. 5647.
Senkus, M. (1946) Recovery of 2,3-butanediol produced by fermentation. Ind. Eng. ('hem. 38, 913-916.
Tegtmeier, U. (1989) Alternative productions using agricultural crops as raw material. Sonderdruck aus
Zuckerindustrie, Band 114, pp. 21)4-209.
Wheat, J.A., Leslie, J.D., Thomkins, R.V., Mitton, H.E., Scott, D.S. and I.edingham, G.A. (1948)
Production and properties of 2,3-butanediol. J. Soc. Chem. Ind. 67, 225-227.