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DOI 10.1007/s11191-012-9492-2
Abstract The relationship between physics and mathematics is hardly ever presented
with sufficient clarity to satisfy either physicists or mathematicians. It is a situation that
often leads to misunderstandings that may spread quickly from teacher to student, such as
the idea that mathematics is a mere instrument for the physicist. In this paper, we examine
the historical construction of this relationship, with reference to the French philosopher
Michel Paty, and we look briefly at its presence in the construction of thermodynamics. We
then present the results of an empirical study on the way these relations are perceived
among undergraduate students, in their last year of a university course on physics, in the
discipline of Thermodynamics. The study points to significant relations between the students performance in terms of problem solving and the epistemic view they hold.
1 Introduction
The most frequent complaints voiced by physics teachers, at all levels, is that their students
fail to understand physics owing to weak mathematical skills (Pietrocola 2010; Redish
2005), which is seen as one of the principal causes for academic failure. Nevertheless,
although mathematical skills are necessary for a fuller understanding of physicsand
certainly to produce good physics, they are not enough in themselves to guarantee success
at physics (Hudson and McIntiry 1977). Moreover, some students that appear to know very
little mathematics in the physics classrooms are successful in their mathematics classes
(Redish 2005). Several researchers have tackled this problem. Romer (1993) considers that
it is necessary to teach high school students how to read physics equations, because they will
otherwise see them as a heap of mathematical formulae that makes little or no sense. The
A. R. P. de Atade (&)
Department of Physics, Universidade Estadual da Paraba, Campina Grande, Brazil
e-mail: arpataide@yahoo.com.br
I. M. Greca
Department of Specific Didactics, Area of Experimental Didactics,
Faculty of Humanity and Education, Universidad de Burgos, Burgos, Spain
e-mail: ilegreca@hotmail.com
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most frequent answer identified by Martinez Torregrosa et al. (2006), when studying the
difficulties of undergraduate students with differential calculus, was: I know how to calculate them, but I dont know what they mean. Students appear to believe that mathematics
implies only specific operations with meaningless symbols, learning it in a mechanical way.
So, in a similar proposal to Romers, they considered that it was necessary, first of all, to
explain conceptual aspects of differential calculus when used in physics.
Lozano and Cardenas (2002) discussed undergraduate student problems relating to the
interpretation of the symbolic language used in physics; for example, the relationship
between concepts and magnitudes that are explicit in the equal sign: in physics, equality
has different meanings depending on its context, although students tend to transfer the
properties of equality learnt in their maths class to the realm of physics and formulae.
Redish (2005) reinforced this idea, stressing that, even though mathematics may be the
language of science, maths-in-physics is a distinct dialect of that language. Physicists
tend to blend conceptual physics with mathematical symbols in a way that has a profound
effect on the use and interpretation of equations. Hestenes (1987) proposed mathematical
modelling as the central activity in undergraduate physics, because students should be able
to identify the physical properties used to describe the phenomena in the modelling process
and relate these to the quantitative variables that represent them, thereby improving their
understanding of physics and mathematics.
These studies suggest that there is no simple answer such as organizing further mathematics classes to ensure that students will do well at physics, which is quite a common
solution among physics teachers. This solution may reflect, as Pietrocola (2002) has
suggested, a naive epistemological position that considers mathematics as an instrument
for physics. Although physics and mathematics are intrinsically related, their relationship
is often not presented with sufficient clarity for either physicists or mathematicians. This
leads to misunderstandings at times, which spread widely, such as seeing mathematics as a
mere instrument for physics (as the teachers themselves described it), or, seeing physics as
a science that has to use maths to make itself understood. If, these relationships are unclear
for teachers, it is quite likely that students will also fail to grasp their true nature and will
assume a naive attitude; believing that they need know no more than the equation and its
solution to solve problems in physics. These faulty premises could be a factor behind a
typical result detected in physics problem solving among undergraduate and graduate
students: the use of equations without any direct association with the principles of physics,
which do not have to be understood in the context of physics before being applied.1
The influence of epistemic scientific views on student performance has been postulated
and studied in various contexts. For example, Ryder and Leach (1999) studied the way in
which student activities, during project work at university level, were influenced by their
views on the purpose of science, the nature of scientific knowledge and the role of social
processes in scientific activity. Lising and Elby (2005) have shown how the epistemological attitude of a fresher college student studying physicsher ideas about knowledge
and learningmight have had a direct, causal influence on her learning of physics. In the
case of modelling tasks, several authors have argued that epistemological understanding
has an effect on cognitive processing (Hofer 2001; Schwarz 2002). Sins et al. (2009) found
significant correlations between epistemological understanding and deep processing
(positive), and between epistemological understanding and surface processes (negative).
So, the epistemological understanding of models and the modelling process among students appears to be related to how they approach the material and to what they learn.
1
See Redish et al. (1998), Adams et al. (2006), Sherin (2006), Mason and Singh (2010).
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Several studies have shown that a weak epistemological understanding constrains student
performance, general inquiries and learning about physics concepts.2
Nevertheless, few studies have considered the epistemological views of undergraduate
students on the relationship between mathematics and physics and the influence of these views
on student understanding or performance in physics. Quale (2011) examined the association
between observable physical world and the mathematical models of theoretical physics. Pietrocola (2002, 2010), based on philosophy and history of science, discussed the complexity of
this relationship and how it might influence the teaching/learning of physics. One of the few
empirical studies that has tackled this issue with undergraduate physics students is by Dormert
et al. (2007). It describes the epistemological components of students mindsets in their
understanding of physics equations. These researchers found that the most frequently occurring
components were how to use an equation to solve problems and how to recognize what the
symbols in an equation represent. They associated this result with the traditional method used by
many physics departments to present and to assess student knowledge, reducing physics
equations to little more than mathematical tools. These results are similar to the ones found by
Redish et al. (1998) about introductory physics students expectations of equations, who
seemed to use mathematics only as a way to calculate numbers.
As important as this topic seems to be, more research is needed, and our work is
intended to add some new results. Thus, the objective of this work is to answer the
following question. How does the understanding of such a relationship influence our
understanding of physics-related concepts and more specifically concepts of thermodynamics, such as heat, work, and internal energy? In order to answer this question, we first
briefly examine the historical construction of this relationship drawing from the ideas of
the French philosopher, Michel Paty. We then present the results of an empirical study, on
the way in which undergraduate students, on their last year of their physics course, perceived that relationship, and how their epistemic views influenced their conceptual learning
and their attitudes, when asked to solve problems of thermodynamics.
See Driver et al. (1996), Hammer (1994), Schwarz and White (2005), van Driel and Verloop (1999).
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geometric termsthe language of realityby means of analogies that refer to forms or ideal
structures (op. cit., p. 234) taken from the Pythagorean heritage. It can be exemplified by the
origins of kinematics developed by the scholars of Merton college in Oxford (Dias 2006).
The second form is the understanding of mathematics as a language that reflects reality,
recognizable in the writings of Galilei, who referred to the idea that the book of nature is
written in the language of figures and numbers (Paty 2001).
Philosophy [i.e. physics] is written in this grand book I mean the universe which stands
continually open to our gaze, but it cannot be understood unless one first learns to comprehend the
language and interpret the characters in which it is written. It is written in the language of mathematics, and its characters are triangles, circles, and other geometrical figures, without which it is
humanly impossible to understand a single word of it; without these, one is wandering around in a
dark labyrinth. (Galilei 1973 [1623]).
For Galilei, magnitudes and laws in physics spoke in the mathematical language of
geometry (Paty 2001), which continued to be Natures preferential language. It was more
than just a way to look for analogies between real facts and ideal geometric forms, but a
resource to build a theoretical form, in order to explain physical facts. In his Principia,
Newton expressed the laws of mechanics and gravitation in geometric terms, the famous
principles related to a synthetic geometry (Paty 2001). Nevertheless, the differential
calculus developed by Newton and Leibniz, although tributary of geometry, led to the
construction of new concepts, such as force (Paty 1994).
The third form, which emerged in the 18th century as a consequence of this development, was mathematics understood as a language that is intrinsically linked to the construction of conceptual physics:
The progressive formation of mathematical physics replaces the mathematical translation of nature
by what is strictly speaking a mediation in terms of physics, that is, the explicit construction of
concepts in physics that are mathematically thought out: mathematization being conceived as
inherent to the concepts and a constitutive part, which serves to construct them. (Paty 1995, p. 234).
Euler, Clairaut, DAlembert were the first to use this new form of legitimate mathematization in the construction of theories. As the best example, Paty highlighted the
mathematical analysis of the correlation between electric current, magnetic field and
movement made by Ampe`re, because in this work he had to choose the most radical
conceptual approach in view of the mathematization (of experimental knowledge) in
order to shorten the distance to a minimum between mathematical discourse and the
concrete data that it is meant to elucidate and clarify. (Merleau-Ponty 1974, in Paty ibid.).
This process peaked with the theories of modern physics in the 20th century, in which an
abstract construction modelled the real world in mathematical reasoning, in such a way that it
was not even possible to think empirically without sophisticated mathematical symbols. In its
current use in physics, mathematics can be conceived of as an instrument that builds or
isolates structures, that defines physical magnitudes; rather than a language that translates
itself, its strength is that it is a thought in itself (Paty 1995). In this relationship, it is also
possible to develop a specific mathematical structure from physical problems, as in group
theory applied to spacetime transformations taken from such problems (Paty 2001).
A somewhat loosely formulated summing-up of how one might choose to think about
these three viewpoints, with respect to the relation between mathematics and physics,
might be as follows:
First stage:
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Second stage:
Third stage:
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A. R. P. de Atade, I. M. Greca
theory was influenced by the relationship between physics and mathematics, because, even
though caloric theory had held sway for a long time, it almost did not allow to obtain
quantitative results. Although the decline of the caloric theory may not be exclusively
associated with this factor (see, for example, Brush 1976, 1983), the mechanical theory of
heat was consolidated by the emergence of statistical concepts, with appropriate mathematical methods to process the collective behaviour of large numbers of particles.
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4 Empirical Study
4.1 Methods
Some previous studies address the relationship between students epistemological views of
the relationship between physics and mathematics and their implications for learning and
physical activity specifically in problem solving (Lising L. and Elby A. 2005; Dormet D.
et al. 2007). Thus, our empirical research has the objective of studying whether the views
that students hold are related to their understanding of physics concepts and their performance during problem solving. We investigated how these relationships were perceived
by two consecutive groups of undergraduate students in a Physics degree to train high
school teachers at the State University of Paraiba (N = 22) and how their understanding
was reflected in their conceptual learning and attitudes towards problem solving in the area
of thermodynamics. These students were in their final academic year.
We chose this subject and level, because of the following reasons: several researchers
have shown that students experience difficulties with the scientific formalization of key
concepts of thermodynamics (e.g., Carlton 2000; Goedhart and Kaper 2002; Cotignola
et al. 2002); the mathematical treatment of the first law of thermodynamics at this level is
different from general physics; it involves concepts of the differential and total and partial
derivatives, key mathematical concepts for understanding any area in the physics of
continuous matter and advanced students of physics should express clearly defined views
on the role of mathematics in the construction of physics concepts.
A qualitative study was performed, in which one of the authors of this paper attended
Thermodynamics classes as a non-participant observer over two semesters. We used four
different types of materials to conduct our research. Field notes were taken on the difficulties
and questions put to the teacher by students during the presentation of theoretical content and the
sessions of problem solving. A written questionnaire was prepared with direct questions
referring to the epistemic view on the role of mathematics in physics. We also analysed the two
written evaluation activities (tests given to the students, to be evaluated by the teacher)
answered by the students, consisting of theoretical questions and problems from the first
teaching unit (introductory study of thermodynamics, temperature, thermodynamic systems,
heat and first law of thermodynamics). The evaluation activities were proposed by the teacher of
the course and are the typical physical problems proposed for this level. The written questionnaire and the evaluation activities proposed to the students appear in Appendix 1. Finally,
we individually interviewed each student at the end of the course. These face-to-face interviews
lasted approximately 1 h and were done after a first analysis of their work during the lessons and
their written material. In these interviews we intended to engage students in an in-depth discussion about their understanding of the concepts underlying the first law of thermodynamics,
their comprehension of the mathematical techniques needed in this area, the strategies in use
and the difficulties detected in problem solving, as well as the answers given in the questionnaire. In particular, we tried to find out whether the students understood the microscopic and
macroscopic variables; whether they understand the relationships between these variables and
their understanding of what temperature, heat and internal energy actually are.
In relation to this mathematical understanding, we analyzed the performance of these
students in the calculus study modules that they had followed in previous semesters
through their academic grades obtained in partial and final exams, and the appraisal of their
understanding during classroom discussions and written evaluations. We then verified this
previous analysis during the interview stage. The concepts on which we focused were those
of partial and total derivatives and exact and inexact differentials, all of which in the
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context of calculus and thermodynamics. For example, we tried to understand how students
related the concepts of differential in the context of calculus with the concepts involved in
the first law of thermodynamics (the ideas of heat and work, and magnitudes relating to
quantity and not to variation). After discussing their approach in their exams, we tried to
establish whether, having understood the physical situation of each problem, they were
capable of applying the relevant mathematical concepts appropriately.
With this analysis, the students were rated according to their skills in mathematical
understanding of basic differential calculus and understanding of the concept of differential calculus and problem applications in physics, with the code Y for yes, he/she
understands it and the code T for he/she shows technical skills only. A Y-rated
student with regard to his/her skills in mathematical understanding of basic differential
calculus means that he/she appears to understand the calculus concepts. T-rated students
mean that although they may correctly apply the concepts of calculus that they have
studied, they do not appear to understand what these concepts actually mean. Similarly,
each students understanding of the concept of differential calculus and problem applications in physics was classified. It is interesting to note that we found one student that
only understood the concepts of calculus when he had to use them in physics problems
that is, the mathematical concepts studied in the context of calculus appeared too
abstract to him outside the concrete world of physics.
During the interviews, we also asked students to describe the procedures that they used
to solve the set problems and these answers plus our appraisal of their solutions (in the
classroom, from our field notes, and their written evaluations) were used to categorize the
students. Although the detailed analysis has previously been described (Atade and Greca
2011), in Appendix 2 we show a summary of the analysis performed for one student.
5 Results and Discussion
In this paper, we will focus on the results of the students problem solving strategies and
the epistemic views they held. Our classifications of the students is based on the analysis of
the different materials. We will illustrate the categories with shorts excerpts from the
written questionnaires and interviews.
Key feature of the strategies used in problem solving:
Operational Mathematics (OM)Students that use mathematics as a technique and
tend to solve problems by trial and error.
Conceptualization (C)Students that prefer conceptual understanding and try, not
always successfully, to link the concepts with the mathematics used for problem
solving.
Mathematical Reasoning (MR)Students that use mathematical reasoning that is
coherent with the situation outlined in the problem solution, although they might not
apply the mathematical techniques correctly.
It is worth stressing that, in general, students did not show a monolithic approach to
problem solving; our categorizationindependently drawn up by each author, with interrating scores of 90 %reflects their most frequent approach to the problem-based activities
(class, test, interview).
(b)
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The categorization of the role of mathematics in physics was made from the responses
to the initial questionnaire, which were ratified during the interviews.
Tool: mathematics is used by the physicist to facilitate numerical calculations.
Mathematics is an abstract instrument necessary for the verification of concept in physics.
Mathematics is a fundamental tool. (E7).
The calculation was initially created by Newton to solve problems in physics. Thus, mathematics
is used as a means of facilitating the solution to the proposed problem. (E8).
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Table 1 Summary of student categorization
Student Mathematical
understanding of
basic differential
calculus
Epistemic view of
the role of
mathematics in
physics
E1
Translator
E2
Translator
E3
Structure
E4
MR
Structure
E5
MR
Structure
E6
MR
Structure
E7
OM
Tool
E8
OM
Tool
E9
OM
Tool
E10
OM
Tool
E11
OM
Tool
E12
OM
Tool
E13
Tool
E14
MR
Structure
E15
MR
Structure
E16
OM
Structure
E17
OM
Tool
E18
Translator
E19
OM
Structure
E20
OM
Tool
E21
OM
Tool
E22
OM
Tool
them considered that the only function of mathematics is to be a tool for physics, while the
remaining five considered mathematics as the structure of physics. Nevertheless, although
these students claim to have this view, it appears not to contribute to a differentiated attitude
during problem solving. For example, two of them applied operational mathematics as their
main strategy. This might well indicate a lack of coherence between their epistemological
view of mathematics and physics and the way in which they apply that view to problem
solving, which could hamper the effective learning of physics concepts.
The data in Table 1 was transformed into nominal qualitative variables: mathematical
understanding of basic differential calculus; understanding of the concept of differential as
applied in physics and its appropriate application to problems; most remarkable characteristic
in problem solving, and epistemic view of the role of mathematics in physics. Given the
characteristic of our variables and the low number of subjects, we performed a contingency
analysis3 (work from the authors, submitted, removed in compliance with the rules of submission): in order to study their relevant associations. All the variables had significant
coefficients (p B 0.05), with values ranging from 0.47 to 0.72, thereby confirming an
3
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association. The ones that had the highest coefficient (0.72, p B 0.0001) were the two
described in this paperthe most striking characteristic in problem solving and the epistemic
view of the role of mathematics in physics, which points to quite a close relationship between
successful problem solving and the epistemic view that the student holds.
6 Final Remarks
In this paper, we have raised the question of the importance that epistemic views on the
role of mathematics in physics may have for student performance, which in our opinion is a
contributory factor, among others previously considered in the literature on science education, to successful learning in this discipline. It can be seen, from the historical development of the relationship between these two disciplines, that many teachers hold onto and
convey nave epistemological views to their students, which may influence their approach
to the understanding and use of mathematics.
The concepts that the students presented in the empirical study failed, in general, to
reflect the scientific concept fully, even though they may have learnt about them
throughout their formal high school education and mastered the mathematical techniques.
The difficulties, which also emerged from the observation and evaluation activities, and
which were confirmed in the interviews, arose from a misunderstanding of the problems.
This was mainly a question of how to relate the mathematical models and equations to the
situation described in the physics problem, which supports the observation made by Karam
and Pietrocola (2009) that technical skills are not enough to know how to solve problems.
Considering the more successful students, it is important for them to understand not only
the physical and mathematical concepts separately, but the mathematical formalization
related to the construction of the physics concepts, so that learning is more effective.
The main finding of this study is that a close relationship appears to exist between the way
students solve the problems and the epistemic view that students hold of the role played by
mathematics in physics (and, by extension, the learning and understanding of physical concepts,
since problem solving is the main activity in the physics classroom). Although these views or
their influence on the learning of physics do not, at present, constitute a much-discussed topic in
science teaching, it seems that they can influence how students face the learning and specifically
the problem solving tasks, which are presented as obstacles to be overcome, in order to attain an
appropriate level of scientific understanding in this field. It is worth pointing out that the subjects
of this study are in their final year of teacher training to become high school physics teachers.
Their views on the relationship between physics and mathematics that have been observed in
this paper will probably dominate their teaching of the discipline.
Our study has two main limitations. The first one is the number of subjects studied;
studies on a larger scale are needed to confirm our results. The other is that although
problem solving strategies were determined for each student using several instrumentsamong which, close monitoring during the classes-their epistemological views were
determined through the written answers of the students to direct questions and their verbal
narratives. It will be necessary, in future studies, to design new instruments, such as
different types of questionnaires, to overcome this limitation.
Finally, we would like to stress the importance that we attach to discussion of the changing
historical relationships between physics and mathematics with students, not only as a way to
form a more appropriate view of these relationships, but also for better understanding, and
teaching, of physical concepts. We are now developing a teaching learning sequence, in the
area of Thermodynamics, which specifically discusses the historical process of
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A. R. P. de Atade, I. M. Greca
1416
mathematization, as outlined in the final paragraphs of section two of this paper. We intend
to study whether this kind of didactical approach may overcome some of the difficulties
detected in this area and/or affect the epistemological views of students.
Appendix 1
Questionnaire Used to Identify the Students Difficulties During the Teaching Unit
and Specifically in the RP, and the Vision They Have About the Role of Mathematics
in Solving Physics Problems
1. What are the main difficulties you have experienced in the learning of Thermodynamics, and more specifically in this first thematic unit?
2. Using your own words, try to explain what you mean about the physical concepts
listed below:
Temperature:
Work:
Internal Energy:
3. How do you understand the First Law of Thermodynamics? Formalize the expression
that represents it. What does the equal sign in this expression imply?
4. What are microscopic and macroscopic variables? How are they related to the universe
of Thermodynamics?
5. Which basic concepts of mathematics (calculus) are needed to understand the concepts
of thermodynamics? Do you think you understand them? Justify your answer.
6. What is the physical meaning of the concept of differential?
7. Do you experience difficulty in applying the concept of differential in problems of
Thermodynamics?
8. During the problem solving process, do you prioritize the conceptual or the
mathematical elements? How do you use mathematics in this activity?
9. In your point of view, what is the role of mathematics in physics?
Evaluation Activities
First Activity
1. Describe the kinetic temperature of a system from a microscopic point of view and
from a macroscopic point of view. What is the relationship between these two views of
kinetic temperature?
2. Define and explain:
(a) Open system, closed system and isolated system. (b) Quasi-static process.
3. When the conditions for any of the three types of equilibrium that define
thermodynamic equilibrium are not met, the system is said to be in a non-equilibrium
state. How is possible to find coordinates to give a thermodynamic description of the
system?
4. The equilibrium states of superheated steam are represented by the Callendar equation:
mb
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rT
a
P Tm
1417
oU
oV
oU
oV
dT
dP
P
P
oT P
oT P
oP T
oP T
(b)
oU
Cp PVb
oT P
5. (a) From the first law of thermodynamics and the definitions of cp and cv, show that:
oU
oV
cp cv p
oV T oT P
where cp and cv is the specific heat capacity per mol of pressure and constant volume,
respectively, and U and V are the power and volume of a mole.
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A. R. P. de Atade, I. M. Greca
op
5. (b) Use the results found above and the expression p oU
T
oT V to find cp - cv
oV T
for the van der Waals equation of a gas p Va2 V b RT.
Appendix 2: Brief summary of the analysis of the student E5
In Classroom Activities
The most remarkable feature during the classes of student E5 was his tendency to ask about
everything he didnt understand. He tried to understand every detail; during problem
resolution he first tried to understand the complete physical situation and what was being
asked, before stating the equations.
Example of Student E5s Solution of a Problem from the Evaluation Activity (Problem
4, First Activity)
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