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Abstract: Compaction of the soil placed beside culverts (the side-fill) can have a significant effect on the behavior of flexible and rigid
structures. This is particularly true for shallow buried structures when the stresses resulting from compaction represent a greater proportion
of the total stresses present. Different techniques have been reported in the literature to model soil compaction during finite-element
analyses. A new semiempirical technique is proposed, which takes into consideration the increase in lateral stress and soil kneading during
compaction. A simple procedure is discussed to incorporate the compaction of granular material in finite-element analysis. The new technique is used to model five different pipe products composed of different materials and dimensions, and the results are compared to
measured values reported in the literature. A new factor is proposed to account for soil kneading during compaction to provide an upper
limit for the pipe deformations and stresses that result during installation. The technique can be used to estimate peaking in flexible culverts
and the additional crown moments and thrust that result in rigid culverts. DOI: 10.1061/(ASCE)PS.1949-1204.0000136. 2013 American
Society of Civil Engineers.
Author keywords: Culvert; Backfill; Compaction; Modeling; Finite element analysis; Deflection; Thrust; Moment.
Introduction
Modeling the behavior of buried structures during construction requires the treatment of soil compaction. In particular, the effect of
compacting the soil placed beside the structure (the side-fill) can be
significant for shallow buried pipes and culverts (at deeper cover,
the response to the overburden soil dominates the pipe response).
Because the effect of compaction depends on the soilpipe interaction and characteristics such as pipe stiffness, pipe shape, and
backfill properties, there is no set range of burial depths in which
compaction is important; there is value in having computational
techniques to quantify this issue. Different techniques have been
reported in the literature for modeling this soil compaction. Duncan
and Seed (1986) developed a complex semiempirical procedure
to incorporate the stress path associated with soil compaction
within their nonlinear elastic soil model. This procedure, however,
has proven difficult for subsequent researchers and analysts to
apply and cannot be used in conjunction with elastic-plastic soil
models.
Work has recently been performed to develop explicit models
for soil compaction by using vibratory rollers (Kelm and Grabe
2004; Hgel et al. 2008), and for static compaction under individual
wheels [e.g., the work on tiresoil interaction by Hambleton and
Drescher (2009) and Xia (2011)]. However, these techniques seek
to explicitly model the geometrical path and impact of the wheel or
roller and will not be practical for modeling soil compaction beside
buried pipes, because:
1
Geotechnical Engineer, Thurber Engineering Ltd., 200, 9636-51
Avenue NW, Edmonton, AB, Canada T6E 6A5.
2
Professor and Canada Research Chair, GeoEngineering Centre at
QueensRMC, Queens Univ., Kingston, Ontario, Canada K7L 3N6
(corresponding author). E-mail: moore@civil.queensu.ca
Note. This manuscript was submitted on October 9, 2010; approved on
January 16, 2013; published online on January 18, 2013. Discussion period
open until January 16, 2014; separate discussions must be submitted for
individual papers. This paper is part of the Journal of Pipeline Systems
Engineering and Practice, ASCE, ISSN 1949-1190/04013004(7)/
$25.00.
ASCE
04013004-1
Native Soil
Culvert
New placed layer
(a)
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Culvert
New placed layer
(b)
Culvert
New placed layer
(c)
Culvert
(d)
p
N
v
c > K n 1
2
Elasticplastic analysis by using the Mohr-Coulomb failure criterion, a cohesion value of 4 kPa, and a maximum value for K n of 2
used in this study were sufficient to produce typical values of pipe
peaking and other desired responses for all of the cases under consideration. The horizontal earth pressures being imposed are those
associated with Rankine-Bell earth pressure equation, which is generally used to calculate stresses on smooth vertical earth retaining
structures. This choice is made to simplify the stress calculation and
is considered appropriate for an analysis that requires an empirical
04013004-2
Passive pressures in
newly placed layer
Culvert
Soil element
Native Soil
Passive pressures
remain
Soil element
(b)
For flexible culvert,
horizontal stress on
the culvert causes it
to deform
Passive pressures
are then released
Soil element
(c)
Fig. 2. Illustration of the compaction model (after Taleb and Moore 1999): (a) imposed stress; (b) effect on rigid pipe; (c) effect on flexible pipe
36, the vertical effective stress at the bottom of the layer will
be 18 0.3 5.4 kPa. If the initial conditions are not assigned,
the layer will deform under its own weight and the lateral stress
will be calculated by using the Poissons ratio.
Equilibrium is needed when the layer has an initial vertical
effective stress of 5.4 kPa at the bottom with zero deformations
at the top.
Under normal circumstances (if lateral stresses are not adjusted),
the lateral stress is calculated by using the earth pressure coefficient
(K o ) set equal to 1 sin (the common approach based on Jakys
approximation).
The Taleb and Moore (1999) procedure involves setting lateral
stresses to the passive values, so horizontal stress at the base of the
layer is equal to 20.8 kPa. Fig. 3 shows the distributions of vertical
Stress (kPa)
0.00
0
0.05
0.1
Depth (m)
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(a)
-5.00
-10.00
-15.00
-20.00
-25.00
Vertical stress
(With compaction)
(Without compaction)
0.15
0.2
0.25
0.3
0.35
04013004-3
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and the horizontal stress versus depth, with and without modeling
of compaction effects. However, it was clear from the results of
Taleb and Moore (1999) that this technique did not provide an
upper limit for the peaking deformations resulting from soil compaction of the test structure they were studying. This is because the
technique neglected the effect of soil kneading during compaction
(in essence, the passive pressures can be applied and released by
culvert movements a number of times as the compaction process
occurs).
Table 1. Dimensions and Material Properties for Different Pipes
Dimensions
and properties RC Pipe 1 RC Pipe 2 CS Pipe 1 CS Pipe 2
2,000
2,000
Dinner (mm)
t 0 (mm)
190.5
100
190.5
100
A (mm2 =mm)
I P (mm4 =mm) 576,107.7 83,333.33
30,000
30,000
EP (MPa)
0.3
0.3
Sf
1.14
7.86
2,000
60.02
3.52
1,057.25
200,000
0.28
93.02
2,000
32.14
1.55
133.3
200,000
0.28
753.45
HDPE
pipe
2,000
63.26
9.44
3,111.1
450
0.46
1,0534.31
where M S = constrained soil modulus, a function of Youngs modulus, Es , and Poissons ratio, s , of the soil: M s Es 1 s =
1 s 1 2 s ; R = pipe radius; EP = Youngs modulus of
the pipe material; I P = second moment of area of the pipe/unit
length, which depends on the wall geometry (whether plain, corrugated, or of some more complex geometry).
The calculated deformations are compared to the measured
values reported by McGrath et al. (1999) in the next section.
13.8
17.9
20.7
23.8
0.4
0.29
0.24
0.23
48
48
48
48
18
18
18
18
4
4
4
4
21
21
21
21
3.2
3.6
3.9
4.5
0.26
0.21
0.19
0.19
38
38
38
38
8
8
8
8
4
4
4
4
19
19
19
19
Crown
Springline
Invert
Fig. 4. Soil layers modeled in the analysis and the finite-element mesh
ASCE
04013004-4
Results
Deformations
The technique described in the previous section was used to model
the compaction of well graded sand placed beside five different
pipe products. Fig. 5 shows the pipe deformations (changes in vertical and horizontal diameter, DV and DH , divided by the pipe
diameter, D) plotted against the Sf of each pipe for different values
of K n . The measured deformations reported by McGrath et al.
(1999) for two different pipes are shown on the same figure for
comparison with the calculated deformations. It is obvious that
the vertical and the horizontal deformations of the pipe during
the backfilling are dependent on Sf . Flexible pipes with Sf values
higher than 200 (Moore 2001), like HDPE pipes, deform during
backfilling much more than the rigid pipes with Sf values equal
to or less than 1, like reinforced concrete pipes (Moore 2001). Also,
the rate of increase in pipe deformations with the increase of Sf
starts to decrease at a certain point. As Sf value increases, the system eventually approaches the empty cavity case.
Fig. 5 shows that the magnitudes of vertical and horizontal
deformations of the pipes increase with an increase in K n . The increase in K n magnifies the lateral stress that is imposed in the soil
beside the pipe; therefore, it increases the vertical and horizontal
deformations (changes in pipe diameter). The deformations measured by McGrath et al. (1999) are effectively estimated when a
kneading factor of 2 is used, so it is proposed that a reasonable
upper bound to the pipe deformations can be obtained. This empirical value of K n matches the pipe response when a rammer is
used for the soil compaction. When a vibratory plate is used,
the measured deformations reported by McGrath et al. (1999) were
much smaller.
Fig. 6 shows that the compaction model captures the significant
effects on pipe deformations during side-filling. Compaction with a
rammer has a substantial effect on deformations in flexible pipes,
whereas compaction using a vibratory plate has a much lower effect. The vertical and the horizontal deformations of different pipes
calculated simulating compaction with K n of 2 are almost 10 times
the deformations calculated without modeling compaction (the
initial horizontal stress is calculated using the at rest lateral earth
pressure coefficient, K o ). This reflects how much additional deformation develops in the pipes and reflects the importance of
modeling the side-fill compaction, especially for shallow buried
structures. Figs. 79 show the deformed shapes of three different
pipes after backfilling up to the crown for different values of K n . It
is obvious that both the horizontal and peaking deformations are
higher when applying higher K n.
Thrust Forces and Moments
The bending moments and thrust forces at the springline and the
crown of the five different pipes were also calculated, and these are
plotted in Figs. 1013. First, it is clear that the effect of compaction
is not significant at the springline, although it changes the thrust
and moment at the crown. This is because the horizontal stresses
being imposed influence the horizontal force equilibrium; therefore, they thrust at the crown, rather than vertical force equilibrium
at the springline (Figs. 10 and 11). This is why compaction has a
significant effect on the bending moment at the crown for rigid
pipes (those having low Sf values). This results because the nonuniform pressure distribution around the pipe is increased because
of the horizontal stresses imposed by the compaction model. These
bending moments are approximately one-third of those that develop in rigid pipes as a result of one diameter of soil over the
crown, so shallow cover for rigid pipes may be defined as burial
depth of less than one diameter (so moments resulting from compaction are more than one-third of the total). For flexible pipes
(those having high Sf values), the pipe will deform under the imposed horizontal stresses, the pressure becomes more uniform, and
Sf
Sf
1
10
100
1000
10000
100
1000
10000
Dv/D
Dv/D (%)
10
Kn = 2
1
0
0
-1
-1
Dh/D
Dh/D (%)
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-2
-2
-3
-3
Calculated, Kn=2
Calculated, Kn=1.5
Calculated, Kn=1
Measured (McGrath 1999)
04013004-5
0.02
Kn=2
M/ D3
0.016
Kn=1.5
Kn=1
0.012
No
compaction
0.008
0.004
10
100
1000
10000
Sf
Fig. 10. Bending moments at the crown after side-filling (as functions
of Sf and K n )
Fig. 7. Deformed shape for HDPE pipe after backfilling up to the
crown for different values of K n : (a) K n 1; (b) K n 1.5; (c) K n 2
0.002
Kn=2
Kn-1.5
0.0016
M/ D3
Kn=1
0.0012
No compaction
0.0008
0.0004
0
1
10
100
1000
10000
Sf
Fig. 11. Bending moments at the springline after side-filling (as functions of Sf and K n )
0.3
Kn=2
0.25
Kn=1.5
Kn=1
0.2
N/ D2
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No compaction
0.15
0.1
0.05
0
1
10
100
1000
10000
Sf
the bending moment remains small. It is also clear that the increase
in K n magnifies the lateral stress and increases the nonuniform
pressure around pipes, and therefore increases the bending moments for pipes having low Sf values. Again, shallow cover (where
compaction stress produces significant behavior) might reasonably
be defined as less than one diameter.
Figs. 12 and 13 show the normalized thrust forces against Sf for
different kneading factors. The results indicate that the imposed
horizontal stress has almost no effect on the thrust forces at the
springline for pipes having different Sf values. The thrust forces
04013004-6
0.3
0.25
N/ D2
0.2
0.15
Kn=2
0.1
Kn=1.5
Kn=1
0.05
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No compaction
0
1
10
100
1000
10000
Sf
References
at the crown for pipes increase as a result of the additional horizontal stresses imposed during compaction simulation. For pipes
having high Sf values, the pipes deform under the imposed pressure and the ratio between the thrust forces at the crown and the
springline does not change significantly. For pipes having low
Sf values, the pipes do not deform under the imposed pressure
and the ratio between the thrust forces at the crown and the springline changed significantly.
There are no test data available for rigid pipes to evaluate
whether estimates of increased moment and thrust at the crown
and invert of the pipe are realistic. Further, K n > 1 may not be reasonable for soil adjacent to these stiff structures (as per the discussion in an earlier section). As a result, the use of K n > 1 to assess
the effect of compaction on stress resultants in rigid pipes
(i.e., structures having low Sf ) is not recommended until physical
evidence has been obtained for these structures.
Conclusions
A technique proposed by Taleb and Moore (1999) to model the
effect of soil compaction on pipe response during buried pipe
installation has been examined. A modification factor, K n , was
introduced to account for soil kneading and repetitive cycles of
compaction during placement of the side-fill. A semiempirical technique was used to assign the initial lateral stress without changing
the initial vertical pressure and vertical soil deformation under selfweight. The deformations of five different pipe products were calculated, whichwere compared to measured values reported by
McGrath et al. (1999) for two specific pipe products and measured
values for a 1.5-m-diameter HDPE pipe backfilled with granular
material that was compacted by using a vibrating plate. It was
found that the deformations of those pipes in which soil was compacted by using a rammer were effectively estimated when a kneading factor of 2 was used; therefore, this value is suggested as a
suitable starting point for use in flexible pipe calculations (although
ASCE
04013004-7