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The demand for data and high-speed services means that new, smarter wireless
technologies are needed to support such volumes and speeds. For instance, HDTV
demands 6 to 9 Mbps of continuous connectivity an entire HSPA/WiMax sector.
The surest way to increase data rates is to use more spectrum. But spectrum must
be used efficiently. The ever-increasing capacity requirements necessitate the use of
smaller cell sizes.
More spectrum
More spectral efficiency
Smaller cell sizes (Femto cells)
QOS differentiation, incentivizing off-peak traffic
The demand for data and high-speed services means that new, smarter wireless
technologies are needed to support such volumes and speeds. For instance, HDTV
demands 6 to 9 Mbps of continuous connectivity an entire HSPA/WiMax sector.
The surest way to increase data rates is to use more spectrum. But spectrum must
be used efficiently. The ever-increasing capacity requirements necessitate the use of
smaller cell sizes.
More spectrum
More spectral efficiency
Smaller cell sizes (Femto cells)
QOS differentiation, incentivizing off-peak traffic
10
Shown above is a comparison between the LTE and GSM / WCDMA architectures.
LTE is a completely packet-switched network, requiring none of the costly circuitswitched components that are necessary in earlier generations to support
conversational services.
The LTE access network consists of a single node, the eNodeB. There is no controller
equivalent of the BSC or RNC. This reduces the latency on the air interface,
significantly improving user experience.
In the LTE core, the user and control planes are separate. This further reduces
latency, eases signaling loads and allows operators to expand traffic capacity
independent of voice.
11
Shown above is the timeline for important 3rd and 4th generation 3GPP releases
along with the key features in each release. R8 was the first LTE release where
OFDMA and the LTE core network were specified. R9 introduced Self-Organizing
Networks, discussed later, and LTE femtocells or home base stations. Femtocells are
very small cells with low transmit powers meant for homes or small offices. Release
10 introduces Co-operative Multi-antenna Processing (CoMP) which is a feature
where multiple eNodeBs co-operate to transmit signals to cell-edge UEs.
12
Apart from the need for higher data rates, a major driver for LTE has been the need to
reduce network latencies. Packet-switched devices often lapse into a dormant state and
take some time to become fully active again. WCDMA and early HSPA releases suffered from
latency issues that hampered user experience. 3GPP has since paid special attention to this
issue. LTE requirements therefore clearly spell out the maximum allowable latencies in user
and control planes. Separating the user and control planes, and using IP-based single node
access and core networks help LTE reduce delays and improve user experience.
Control Plane Transit time (RAN only) from non-active to active state. 100 ms for
transition from R6 Idle state, 50 ms for R6 Cell_PCH state. Related to this, 200 terminals in
active state should be supported in 5 MHz and 400 in wider deployments.
User Plane Time to transmit small IP packet to / from RAN edge node measured on IP
layer. 5ms in unloaded network.
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Shown above are bands used by TD-LTE. There are regular additions to this list based
on ITU regulatory meetings. The 2.3 to 2.6 GHz bands are favored in Asia. Samsung /
RJIL will use the 2.3 GHz band.
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Before introducing the LTE network architecture, its worth re-visiting earlier
generations to get a sense of how the architecture has evolved. Shown above is a 2G
/ 2.5G GSM / GPRS architecture. The GSM, i.e., CS-voice part is handled by the Base
station Controller (BSC) and the Mobile Switching Center (MSC). The MSC is a switch
that connects to a Gateway-MSC (GMSC) which is plugged in to the landline PSTN.
With the introduction of GPRS, the first step toward packet switching was taken. The
Serving GPRS Support Node (SGSN) and the Gateway-GGSN (GGSN) form the packet
core of the GPRS / EDGE and early WCDMA releases. A Packet Controller Unit (PCU)
in the BSC split the traffic to the CS and PS core networks. Still, the CS core remains,
requiring huge investments in switching equipment and infrastructure.
19
The WCDMA R99 architecture took some further steps towards independence of the
Radio Access Network (RAN) and the core. A Radio Network Controller (RNC) took
on some of the functions of the MSC. The inter-RNC interface was introduced in
order to support the CDMA soft handover feature. The base station was called
NodeB. Later releases, R5 HSDPA and above, made the NodeB capable of fast
dynamic scheduling but some of the more executive functions (e.g. admission
control) continued to rest with the RNC.
On the core side, there was little development in R99, largely to allow upgrades
using existing core networks. R4 did introduce the MSC Server or soft-switch and
Media Gateway (MGW) functionalities. This was the first time that control and user
planes were separated in the core. R5 allowed full IP Multimedia Subsystem (IMS)
support, an all IP network. Still, most operators continued to rely on CS core for
voice.
20
The LTE access network is a single node RAN. The LTE base station, eNodeB, is
completely responsible for all the access functionalities. There is no controller node
analogous to the 2G Base Station Controller or the 3G Radio Network Controller. This
minimizes the number of interfaces required. In earlier generations, a failure in a
centralized controller for multiple base stations could potentially degrade service for
the entire area. LTE reduces such single-point failures.
21
Work on the LTE core was called System Architecture Evolution (SAE). The result was
an Evolved Packet Core (EPC). The LTE core is a single logical node, though the
control and user plane nodes are separate. Since IP is used end-to-end, it is often
referred to as a flat architecture.
EPC supports interworking with a wide range of other networks GSM / GPRS,
WCDMA / HSPA, CDMA and WiFi with appropriate interfaces defined for each
scenario. Since LTE is the technology of choice for both 3GPP and 3GPP2 operators,
interworking with both legacy cellular systems is a must. Initial LTE deployments are
usually in urban pockets. So most users will require handover to a legacy network
when they travel out of LTE coverage.
22
The LTE access network is an evolved UMTS Terrestrial Radio Access Network, or EUTRAN. It consists of a single eNodeB, the LTE base station, but no controller node.
The eNodeBs are connected to each other via the X2 interface. Since there is no
controller, the eNBs coordinate with each other.
The EPC consists of a Mobility Management Entity (MME) that handles all control
plane functionality, and two gateways Serving Gateway (S-GW) and PDN Gateway
(P-GW) in the user plane. The S-GW and P-GW can be combined into a single
physical node called the SAE-GW. The separation of user and control planes allows
operators to expand one independently of the other. It also reduces unwanted
signaling loads. The functions of each node are explained in some detail in the
following slides.
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Being the single node in the E-UTRAN, the eNB performs all the Radio Resource
Management (RRM) functions. Thus it sets up radio bearers and admits or disallows
services based on the radio resource availability. An important function of the eNB is
to control mobility within the radio network. During handovers or cell reselection, it
coordinates with other eNBs using the X2 interface to control user mobility. The eNB
is also responsible for dynamic radio resource allocation on the LTE time-frequency
resource grid. It handles scheduling of resources as well as paging and broadcast
functions. Encryption and header compression were carried out by controller nodes
An eNB is connected to one or more MMEs via the S1-MME interface. When a user
attaches to the network, the eNB must select an MME from an MME-pool. It sends
signaling information such as measurements and messages to the MME.
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The RRU is installed close to the antenna. The two are connected using an optical
cable. This minimizes losses along the length of the tower and allows high data rate
information exchange.
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Since LTE radio resources are basically frequencies, one of the key challenges in LTE
networks is managing inter-cell interference. Neighboring NBs can operate on the
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The MME is the heart of the EPC as far as signaling is concerned. It is responsible for
the setup and management of bearers, or logical connections, with the user. When
user equipment (UE) is idle, the MME needs to generate a paging message to reach
the UE. This means that the MME must have some idea of the UE location. So the UE
updates the MME of change in location at suitable times. The MME is also
responsible for authentication.
Since it does setup, the MME is responsible for selecting gateways for user plane
traffic. This could be based, for example, on load considerations. The MME also has
an S3 interface to connect with other 3GPP core networks, e.g. to an SGSN. When a
user travels out of LTE coverage into 2.5/3G coverage, the MME can select the
appropriate SGSN. Within an LTE network, inter-MME mobility is handled via the S10
interface. The MME checks authorization and roaming issues via S6a, its interface to
the Home Subscriber server (HSS). It also supports lawful intercept for signaling
messages.
29
The Samsung MME offers high reliability and capacity. It supports mobility
management functions such as tracking area updates, paging and handover. It can be
co-located with the S-GW and the P-GW.
Assembly board.
LESA: The core MME functionality resides in the LTE EPC Session management board
Assembly.
Samsung MME supports high redundancy. The LEMA and LENA boards support 1:1
redundancy, while the LESA board operates in 2:1 redundancy mode.
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The S-GW is the local mobility anchor. It is analogous to the 2G SGSN. It anchors the
UE data connection during inter-eNB handovers. Packets may arrive for the UE when
it is idle. The S-GW then buffers them until the UE is active and ready to receive data.
It also initiates a network triggered service request in such cases. Besides, the S-GW
can also handle handovers to other 3GPP networks via the S4 interface. It facilitates
re-ordering of packets by sending an end marker to the eNB or source SGSN / RNC
after handover.
The S-GW helps in inter-operator charging via the S5 / S8 interface to the P-GW. It
supports transport level QoS functions such as IP Differentiated Services and
supports lawful interception of data packets.
31
The P-GW is the EPC entry and exit point for packets to travel in and out of the LTE
network. It is analogous to the GGSN. Thus, the P-GW is connected to the external
Packet Data Network (PDN), for example the Internet, and to all other external
networks such as 3GPP, 3GPP2.
The P-GW allocates IP addresses to UEs and performs all the policy control and
charging related functions. Naturally, it also performs DHCP functions. It plays an
important role in QoS and also supports IP Differentiated Services. The S-GW and P-
GW can be and often are combined into one physical node, called the SAE Gateway.
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The Samsung SAE-GW supports P-GW functionalities such as Policy & Charging
Enforcement Function (PCEF). User and service based QoS control as well as flow
based charging are supported. In addition advanced features such as Deep Packet
Inspection (DPI) and HTTP Header Enhancement (HHE) are also supported. DPI refers
to the opening of a packet all the way up to the application layer, allowing operators
to monitor services. HHE refers to enhancements to the HTTP protocol header
allowing the operator to provide subscriber information (e.g. IMSI) to application
servers.
The LEMA and LENA cards have the same functions as in the MME. The LTE EPC Data
Processing Assembly (LEDA) performs the core SAE-GW functions of the user plane.
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The RJIL plan consists of 18 EPCs for 22 circles. These 18 EPCs are managed by one
of 4 regions north, south, east and west. While each circle will have a Media
Gateway (MGW), most of the core IMS nodes will be deployed at the regional level.
At the highest level are 2 zones Mumbai for the West and South zones, and Delhi
for the North and East zones. High level functionalities such as IMS applications, OSS
and billing will reside at the zones.
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Spectrum is a scarce and costly resource. Continually increasing the spectrum cannot
be the only way to obtain high data rates. Cellular systems therefore rely on other
techniques to increase data rates:
Link Adaptation: Modifying link transmission parameters to handle variations in
radio link quality. A well known example is Adaptive Modulation and Coding (AMC),
where UEs in good radio conditions are given better data rates by modifying the
modulation and coding used
Channel-dependant Scheduling: Minimize the amount of resources used keeping
the required QOS in mind
Hybrid ARQ: Transmitters add redundant bits to the data (precaution before
transmission) and receivers request retransmission of erroneously received data
(improvement after transmission)
Multiple Antennas: Diversity, beam-forming, MIMO
39
Multiple Input Multiple Output (MIMO) refers to the use of multiple antennas on the
transmit and receive side. It was first introduced in HSPA+, but has been part of LTE
since R8. In fact one of the strengths of OFDMA compared to WCDMA is that it
makes MIMO implementation feasible. MIMO is a general term often used to
describe two possibilities. The first one is Spatial Multiplexing, wherein two data
streams are sent on two antennas simultaneously, thereby increasing data rates. This
is typically used for UEs in good radio conditions. It is often described as N x M
MIMO, where N is the number of transmitters and M the number of receivers.
For UEs that are at the cell-edge, the dominant problem is poor signal quality due to
interference. In this case, two copies of the same information can be sent to the UE.
This is Transmit Diversity and it helps reduce the interference experienced by the UE
.
40
LTE uses Orthogonal Frequency Division Multiple Access (OFDMA). The total carrier
bandwidth is divided into mutually orthogonal sub-carriers of fixed width 15 KHz.
The small sub-carrier spacing implies large bit periods, making OFDMA robust
against multipath. This multiple access technique allows for allocation of different
bandwidths to different services.
The sub-carriers are orthogonal because the LTE pulse is designed so that, in
frequency domain, the peak power of one sub-carrier coincides with zeroes of all the
other sub-carriers as shown above. One can imagine a large number of finely tuned
radio stations transmitting simultaneously without interfering with each other. A
single OFDM symbol is constructed by parallel transmission of multiple sub-carriers
during a symbol time interval. A single sub-carrier during one OFDM symbol is called
a Resource Element (RE). This is the smallest physical resource in LTE.
41
Along with OFDMA, LTE also uses fast (of the order of 1ms), dynamic time-domain
scheduling done at the LTE base station, called the eNodeB. This allows for a highly
flexible allocation of radio resources on a time-frequency grid as shown above. The
basic unit of allocation is a Resource Block (RB) consisting of 12 sub-carriers (12 x 15
= 180 KHz) and a single time slot, 0.5 ms.
The fact that radio resources are managed completely by the eNodeB makes LTE a
single-node access network, reducing latencies and improving throughputs.
42
A problem with OFDMA systems is the high Peak-to-Average Power Ratio (PAPR).
The transmitted power in OFDM is the sum of the powers of all the subcarriers. Due
to large number of subcarriers, the peak to average power ratio (PAPR) tends to have
a large range. The higher the peaks, the greater the range of power levels over which
the power amplifier is required to work. This is a problem for use with mobile
(battery-powered) devices.
A new, OFDMA-based scheme called single carrier frequency division multiple access
(SC-FDMA) was developed for the LTE uplink. By restricting uplink transmissions to
smaller, contiguous parts of the carrier, SC-FDMA enables a lower UE peak-toaverage power ratio (PAPR) which eases amplifier design in the mobile devices.
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The LTE UE is a stand alone device performing all the functions that are performed in
the network. At the lowest physical layer, it encodes and decodes data, performs
OFDM, modulation and demodulation, as well as supports multiple receive /
transmit. The UE updates the network of its location and sends measurements to
allow the network to make informed decisions, especially for handovers. The UE
must setup, maintain and teardown IP sessions with the LTE network. It must also
keep a record of the identities given to it by the eNB and the EPC.
50
There are five different LTE UE categories defined. As can be seen in the table above,
the different LTE UE categories have a wide range in the supported parameters and
performance. LTE category 1, for example does not support MIMO, but LTE UE
category five supports 4x4 MIMO. Note that despite supporting the same
modulation and MIMO, categories 2,3 and 4 support different maximum data rates.
This is because they differ in the number of maximum bits they can decode in each
TTI.
It is also worth noting that UE class 1 does not offer the performance offered by that
of the highest performance HSPA category. Additionally all LTE UE categories are
capable of receiving transmissions from up to four antenna ports.
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high data rate and has low tolerance for errors. Web-browsing, on the other hand,
can tolerate some delay but is strict about error rates.
Since LTE supports a wide variety of services, it needs to have a QoS mechanism in
place to satisfy service requirements.
53
A PDN connection is the IP session link between the UE and the external data
network (e.g. the internet). This is the level at which the UE is known by an IP
address. All EPS bearers belonging to one PDN connection share the same IP
address. While a PDN connection is equivalent to a session, in 2G terms, an EPS
bearer is equivalent to a PDP context.
54
When a UE first attaches to the network and establishes a new PDN connection, LTE
sets up a Default Bearer that remains active for the lifetime of that connection. A
Default Bearer is essentially a way to provide always on connectivity. Recall that
packet switched user devices frequently go into dormant modes. Having a Default
Bearer is a way to minimize the signalling required to start data transfer when
coming out of inactivity. This helps LTE achieve low signalling latencies.
Depending on services that the UE requests, a Dedicated EPS bearer may be set up.
This is essentially demand based. Since the Default bearer is associated with a set of
QoS parameters, any service that has different QoS requirements may require a
Dedicated Bearer.
From the QoS perspective, bearers can be Guaranteed Bit Rate (GBR) or non-GBR. A
GBR bearer is a way to commit a certain bit rate to the user. Default bearers are
always non-GBR. Dedicated bearers can be GBR or not, depending upon the service
QoS.
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Since QoS is essentially a function of the service or application being invoked by the
user, LTE uses the notion of a Service Data Flow (SDF). An SDF is basically a set of IP
flows corresponding to a service. The P-GW receives IP flows from an external PDN
and performs Filtering, i.e., maps these IP flows to SDFs. Each SDF corresponds to a
particular QoS treatment applied by the Policy Control & Enforcement Function
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Each packet flow is mapped to a single QCI value. 9 QCI levels are defined in the
Release 8 version of the specifications according to the level of service required by
the application. Each QCI implies a Packet Delay Budget (PDB) between the UE and
P-GW and a Packet Error Loss Rate (PELR).The QCI, together with AllocationRetention Priority (ARP) and, if applicable, Guaranteed Bit Rate (GBR) and Maximum
Bit Rate (MBR), determines the QoS associated with an EPS bearer.
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PCRF: The Policy & Charging Rules Function decides on polices and charging based
on flows and conveys these decisions to the PCEF.
PCEF: The Policy & Charging Enforcement Function, residing in the SAE-GW, enforces
policies such as gating and QoS control on behalf of the PCRF.
BBERF: The Bearer Binding & Event Reporting Function, also in the SAE-GW, binds a
service flow to an IP bearer (in effect a QoS). It also reports events such as request
63
The PCC functions just discussed are performed based on Rules. A PCC Rule is
essentially a concise way to detect SDFs and capture PCC parameters for the PCEF to
enforce. An SDF can be identified by a flow descriptor, a 5-tuple consisting of the
source and destination IP and port addresses and the protocol type being used. The
protocol type and port are usually good indicators of the nature of the service and
can be used to give it a certain QoS treatment.
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PCC Rules are broadly of two kinds. A Dynamic Rule, as the name suggests, can
change. Its definition comes to the P-GW from the Policy Control and Resource
Function (PCRF) via the Gx interface between the two. A Pre-Defined Rule, on the
other hand, is provisioned directly into the PCEF by the operator. Dynamic rules
allow adaptation to changes in traffic, for instance, a new service type.
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Shown here is an example of policies applied to flows. The PCEF filters IP flows by
applying SDF templates, resulting in the grouping of IP flows into SDFs. Then, using
policy rules, a policy is applied to each SDF. This covers QoS, charging and other
aspects of the service.
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Like policy rules, charging has its own components. A Charging Key is used for an SDF
to determine the tariff to be applied to it. A Service Identifier establishes the identity
of the service or service component that the SDF in a rule relates to. This identifier
can then be used to support Flow-Based Charging. Thus, a users transactions on a
banking website are charged differently than streaming content.
based on volume (e.g. per MB), duration (e.g. per unit time), a combination of the
two, or an event (e.g. activation).
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Charging systems are broadly either Offline (OFCS) or Online (OCS). OCSs can affect
services in real-time, especially important for pre-paid services. OFCSs work offline
in the background, based on billing plans and billing cycles.
OCS (online charging system) provides credit management and grants credit to the
PCEF based on time, traffic volume or chargeable events.
OFCS (off-line charging system) receives events from the PCEF and generates
charging data records (CDRs) for the billing system.
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An important development in the 3GPP cellular standards is the introduction of SelfOrganizing Networks (SONs) in R8. Cellular networks have increased in complexity.
Multiple technologies, heterogeneous networks (i.e. macro, micro, pico and femto
cells), multiple vendors and multiple services in 3G and 4G make optimization that
much harder. SONs address these issues.
Broadly, the processes taken on by SON fall under the two categories shown above.
Routine or repetitive processes such as configuration can be streamlined by
automating them. This leads to reduced OPEX and faster deployments. There may be
processes that are good candidates for automation because they are too fast or too
fine (e.g. per user, per flow) for manual intervention. Measurements from various
network devices, monitoring tools and users, along with algorithms that react to
these measurements can improve network performance. Such improvements (e.g.
adding of a missing neighbor) can happen fast, in near real-time, not being
dependent on manual intervention. They also Minimize Drive Testing (MDT), a costly
and time consuming exercise.
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Shown
1) The eNB detects an open port and acquires the eNB IP and the Samsung LTE
System Manager (LSM) IP addresses from the DHCP server on the universal OAM
VLAN.
2) Next, it connects to the LSM and gets the software image and configuration from
the LSM.
3) Once it has its configuration, the eNB now sets up two additional VLANs one
for the S1-Control plane connection with the MME and a second one for the S1User plane and X2 interfaces with the SAE-GW and neighboring eNBs,
respectively.
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4) On the VLAN for S1-C, the eNB establishes an S1-C connection with the MME.
5) On the S1-u and X2 VLAN, it establishes the S1-U connection with the SAE-GW.
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Once operational, the Samsung eNB also performs self-optimization. This can be UEbased, wherein the UE assists in obtaining neighboring cell information by reporting
it to the LSM. If such reporting is unavailable, the network, via the LSM, itself
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Earlier cellular generations used circuit-switched core networks for voice. LTE,
however, is completely packet-based. The routing of voice traffic in LTE therefore
requires approaches that are different from the earlier generations. Shown above
are two approaches to voice in LTE.
Circuit Switched Fallback simply leans on the earlier networks (2G / 3G) to handle
voice. As such, it is a temporary fix, typically used during early stages of deployment.
Voice over LTE, or VoLTE, uses the IP Multimedia Subsystem (IMS) network to offer
completely packet-switched voice to LTE users. This is the long-term solution for
voice. Another term often used in the literature is Single Radio Voice Call Continuity
(SR-VCC). Single radio refers to the VoLTE advantage that the UE doesnt have to
switch radios when making a voice call. Continuity refers to the feature that when
an LTE user on a voice call moves out of LTE coverage, the handover to 2G / 3G
should be seamless.
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P-CSCF: The Proxy Call Session Control Function handles bearer establishment and
related functions. Being a proxy, it is the first point of contact for an IMS user device.
S-CSCF: The Serving CSCF holds user-specific data such as details of some services
etc., downloaded from the HSS. It terminates call/session signaling from UE and
interacts with the application & services area.
I-CSCF: Interrogates the HSS for calls terminating on the UE to determine which SCSCF will cater to the UE.
BGCF: Breakout Gateway Control Function is a SIP proxy that processes routing
requests from S-CSCF based on telephone numbers.
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MGCF: Media Gateway Control Function controls the Media Gateway (MGW) using
the H.248 protocol. The MGW forms the media plane while the MGCF is the
signaling plane. The MGCF translates from SIP (packet switched) to ISUP (circuit
switched) and communicates with the PSTN via a Signaling Gateway (SiGW). The
MGW translates from RTP (Real-Time Transport Protocol) to circuit switched voice
(e.g. AMR).
MRFx: The Media Resource Function (MRF) provides media functionalities and is
also split into the Media Resource Function Control (MRFC) which forms the
signaling plane and the Media Resource Function Part (MRFP) which is the media
plane. The MRFC interprets signaling from the S-CSCF, while the MRFP processes
media.
Application Environment: The application servers consist of the Voice Call Continuity
(VCC), the Rich Communications Suite (RCS) and the Telephony Application Services
(TAS) servers.
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Shown above is an overview of the steps involved in UE registration with the IMS.
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Shown above is a step by step overview of the VoLTE call setup using IMS.
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A natural question about VoLTE is what are its advantages over applications that
already provide VoIP services. First, VoLTE is more QoS aware. This means that it
enables prioritization of voice over other data by using the LTE QoS classes. Over the
Top (OTT) VoIP treats voice like any other data stream.
Secondly, VoLTE being native to the handset can leverage some of its capabilities
such as wideband codecs and dual microphone to enhance audio perception. It can
also use the native address book to offer Rich Communication Suite (RCS) services
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