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•• PUNISHMENT IN PARADISE ••
Race, Slavery, Human Rights, and a
Nineteenth-Century Brazilian Penal Colony
Peter M. Beattie
•• Peter M. Beattie ••
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PUNISHMENT IN PARADISE
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Race, Slavery,
Human Rights, and a
Nineteenth-Century
Brazilian
Penal Colony
A Project
The need to regenerate him [Quincas
Borba], get him back to working and
having respect for his person was filling
my heart. I [Brás Cubas] was starting to
get a comfortable feeling, one of uplift,
of admiration for myself.
joaquim maria machado de assis, the
posthumous memoirs of brás cubas
Contents
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Acre
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NORTHEAST . Aracaju
Alagoas
Rio Mato Grosso
Branco Goiás Bahia .Salvador
Sergipe
CENTRAL WEST
. Cuiabá .Goiás
Minas Gerais
SOUTHEAST
Brazil Ouro . . Vitória
Espírito Santo
Preto
.
São Paulo
Rio De Janeiro
Paraná .
São Paulo Niterói
n
Federal
.
cea
Curitiba District of
Rio de Janeiro
SOUTH. Desterro
cO
ti
Rio Grande
do Sul . Santa Catarina
Porto Alegre At
la
n
0 km 800
0 miles 800
2 INTRODUCTION
passions of a slave?”3 With this stereotype in mind, Article 60 of Brazil’s
Código criminal (1830) specified that slave convicts could be flogged rather
than imprisoned unless sentenced to capital punishment or galés (literally,
forced labor in Mediterranean naval galleys; but in Brazil, it meant prison at
labor in fetters). Save for the gallows, the empire banned corporal punish-
ment for free convicts.4
Anxieties over appropriate criminal punishments grew more fitful after
1850 as the slave population diminished when the government effectively
enforced laws that banned the transatlantic slave trade. International pub-
lic opinion turned against cruel punishments and bondage, and Brazilians
found themselves increasingly isolated as advances in human rights became
gauges to measure a nation’s progress. After 1865, Brazil became the last in-
dependent nation in the Americas to tolerate slavery, and many Brazilians
expressed their embarrassment over their “national shame.” Emperor Pedro
II (1840–1889) personally opposed slavery and the death penalty, and he
worked with allies to abolish them.5 These profound transitions shaped life
in Fernando de Noronha and mainland perceptions of it. Brazilians inher-
ited the island from the Portuguese, who had inhabited it mostly with sol-
diers and convicts from Brazil. After independence, Brazilians continued
to populate it with convicts and soldiers. In the 1870s, an official referred
to the island as “Brazil’s central depository for civilian convicts” because it
held more than 1,500 inmates from the empire’s twenty provinces and capi-
tal district.6
Fernando de Noronha provides a little-considered perspective on the
interconnected struggles against flogging, the death penalty, and slavery
on Brazil’s mainland. Pedro II used his constitutional powers to commute
many capital sentences to life imprisonment beginning in the 1850s, and
many of the beneficiaries of his clemency, including slave convicts, ended up
in the penal colony. Therefore, the treatment of slave and free convicts there
uncovers the extent to which the state exerted itself to maintain distinctions
between slave and free. As Lynn Hunt put it, in the old regime “those guilty
of crime could only be controlled by external force. In the traditional view,
ordinary people could not control their own passions. They had to be led,
prodded to do good, and deterred from following their baser instincts.”7
Thus, the ghastly spectacle of executions near the sites of crimes freshened
the hoi polloi’s respect for the law. While Brazil’s new laws adopted tenets of
modern penology for free citizens, Brazil continued to treat slaves according
to older precepts. Brazilian law maintained the legality of flogging for slaves
and enlisted soldiers and sailors, but it reserved the gallows for the heinous
4 INTRODUCTION
on its social and geographical margins. Though sui generis, the army offi-
cers who served as colony commanders faced challenges similar to those of
plantation owners who employed slaves and mainland army officers whose
enlisted men were mostly summarily pressed into service.10 This study sug-
gests the interrelatedness of these different civil conditions. A telling sign of
their connection is found in a column for “civil condition” in the colony’s
convict matriculation books that used the following categories: free, slave,
freedman, army enlisted man, navy enlisted man, arsenal worker, Indian,
and national guardsman. In part, the column indicated that military men
were subject to courts martial while Indians in government-organized vil-
lages were sent to juvenile courts. However, this cannot be the rationale be-
hind the column’s creation because slaves and freed persons were subject
to the same courts as free Brazilians. The column’s construction made it
impossible to list military enlisted men, arsenal workers, Indians, freedmen,
and even relatively privileged national guardsmen as “free.” The logic behind
the column’s construction suggests that these categories marked degrees of
“unfreeness.” It reveals how officials constructed ways of seeing individuals
like a state and their often-frustrated attempts to fix them geographically
and taxonomically.11
I use a shorthand of my coinage, the “intractable poor,” to refer jointly
to convicts, slaves, military enlisted men, Indians in government-organized
villages, and free Africans (Africans liberated from ships illegally transport-
ing slaves from 1821 to 1856 who served fourteen-year apprenticeships in
Brazil).12 The term “intractable poor” reflects how powerful social actors
stereotyped these unsavory social categories as unruly, wanton, and shift-
less. I am aware that referring to the enslaved as “poor” seems incongru-
ous given their legal status, but in effect, their status made the vast majority
of them poor. I do not naively suggest a social or legal equivalence among
these categories, but they did share a vulnerability to coercive labor extrac-
tion and their treatment presents revealing parallels and divergences. By
comparing convict workers to those in related coercive labor regimes, my
approach highlights patterns that are less visible when examined separately.
In a nation so dependent on bonded labor in almost every part of its econ-
omy, there was a basic contradiction between the influential British penal
reformer Jeremy Bentham’s belief that labor was the best method to reha-
bilitate convicts and the aristocratic view of Brazilian masters that manual
labor was not ennobling, but a duty fit for dishonorable slaves.13 Fernando
de Noronha was a penal laboratory where compromises and clashes be-
tween modern and old regime values and practices played out.
6 INTRODUCTION
Guard, and the military became feared criminals, insurrectionary leaders,
or chiefs of maroon communities. Some later became convicts. This is not to
mention bandits and capoeiras (practitioners of the Afro-Brazilian martial
art, dance, and musical form who often formed urban gangs) who provided
paramilitary security for political bosses. Thus, the criminal underworld
and the foot soldiers of order and insurrection interpenetrated one another,
and many moved between a number of these categories in a lifetime.16
Fourth, Fernando de Noronha serves as an institutional limit case be-
cause of its isolation, dangerous labor force, and multiple purposes as a site
for punishment, exile, rehabilitation, colonization, and production. Out
of necessity and tradition army officers developed hybrid penal practices
that combined modern and traditional understandings of these multiple
missions. They drew on their mainland experiences to forge the everyday
practices that they felt maximized discipline while still meeting other insti-
tutional and personal objectives. The island’s officers, employees, convicts,
soldiers, and other residents’ pursuit of personal gain often contradicted
formal institutional hierarchies, missions, and rules. This makes Fernando
de Noronha an ideal site to examine corruption’s role in promoting coopera-
tion and conflict among the colony’s different social strata. In part, corrup-
tion emerged because the administration failed to supply convicts essential
goods and infrastructure. Thus, an unplanned commerce emerged from
absolute necessity. The state also had a habit of underpaying and neglecting
to pay in a timely fashion many of its officials (including convict workers).
This encouraged bribery and other kinds of unorthodox payment for ser-
vices and goods. Both reveal problems of bureaucracy, economy, and ideals
that surpassed the state’s institutional capacity to deliver. These conditions
inevitably induced commerce and corruption to resolve institutional short-
falls and provide incentives.
Fifth, Fernando de Noronha is also a limit case for evolving notions of
color, slave, and criminal status. For many Brazilians, penal reforms were
emblems of national progress, and modern penology offered a “scientific”
answer to the feared decline of seignorial authority as Brazil’s slave popu-
lation declined after 1850. This belief in rehabilitation confronted the Ital-
ian criminologist Cesare Lombroso’s idea of the born criminal in the 1870s.
Despite these theoretical countercurrents, most imperial penal officials es-
poused a continuing belief in the reformative power of hard work, family
living, and “normal” heterosexuality without reference to a convict’s color,
class, or civil condition. After the republic’s promulgation in 1889, a new
generation of criminologists more rigorously applied Lombroso’s theories to
8 INTRODUCTION
men whom authorities granted heterosexual conjugal privileges within total
institutions.
My approach to heterosexual penal conjugality among convicts on Fer-
nando de Noronha and other categories of the intractable poor requires a
brief digression. David Garland’s appraisal of the Marxist, Durkheimian, and
Foucauldian traditions in penology accents the need to combine strengths
of each to create “more of a three dimensional perspective than is usually
perceived.” I share Garland’s view, and to examine heterosexual penal con-
jugality, I invoke two scholars whose work is less cited in recent scholarship:
Erving Goffman and Lewis Coser.19 These sociologists offer points of depar-
ture to rethink the relationships between disciplining institutions, family,
and gender to elucidate how Brazilians mediated the individualized punish-
ment of liberal penology.
Goffman shrewdly conveys the tensions between families and total insti-
tutions (penitentiaries, mental asylums, barracks, and so forth) in his 1961
classic Asylums:
10 INTRODUCTION
that sought to modify individual behavior with cellular isolation. Other
studies suggest that some colonial prisons developed from prisoner-of-war
camps. I argue that the conjugal penal experiment on Fernando de Noronha
evolved from a repertoire of Portuguese strategies to manage the labor, dis-
cipline, and strategic diaspora of intractable poor men and women.24 In so
doing, I seek to put the little explored subject of labor and conjugal relations
on a more rigorous theoretical and comparative footing. This Brazilian case
study is a precocious example of a state developing and implementing poli-
cies intended to promote heterosexual citizenship.25
I bring together the analytical threads laid out here within and among
chapters in a layered fashion. Most chapters are thematic save for chapter 2,
which provides a historical narrative to situate Fernando de Noronha’s evolv-
ing place in Brazil’s penal system, politics, and imaginations. In so doing, I
offer a critique of the shallow southward reach of Atlantic history. This book
seeks to expand this subfield geographically by “Re-Capricorning” the At-
lantic to bring the south Atlantic more fully into Atlantic history’s purview,
and temporally to follow Atlantic history themes out of the early modern
period and into the long nineteenth century.26
INTRODUCTION
Epigraph: “Lambança [sic] não me faz medo / Nem choro não me faz dó [sic]: / Eu
te mando pra Fernande [sic, de Noronha] / Te meto no xilandró. . . . / Si resmungar,
leva peia! / Si chorar, leva cipó!” Leonardo Motta, Violeiros do norte, 86–87. I thank
Linda Lewin for sharing Severino Perigo’s verses. For more on Severino Perigo, see
Nei Lopes, Enciclopédia brasileira da Diáspora Africana, 164.
1. Carpenter used the phrase “ocean resort” in his novel, but I added the expres-
sion “Life of Riley” to describe his depiction of the lives of convicts on Fernando
de Noronha. Carpenter, Round about Rio, 328–29; “Cornell Men in Brazil,” Cornell
Alumni News, Ithaca, New York, May 9, 1906.
2. Beattie, “ ‘Born under the Cruel Rigor of Captivity’ ”; Hughes, Fatal Shore;
Redfield, Space in the Tropics; Edwards, “From the Depths of Patagonia”; Chekhov,
Sakhalin Island.
3. De Souza originally cited in Rodrigues et al., O parlamento e a evolução nacio-
nal, 2:345–346. Aufderheide cited and translated de Souza in “Order and Violence,”
308–309; on improper sentencing, see Bandeira Filho, “Informações,” 21.
4. In 1850, an imperial decision clarified that slave convicts could not benefit
from Article 311 of the Penal Code, which substituted the sentence of galés for that of
prison with work; see Brazil, Código Criminal do Imperio do Brazil, 26n23.
5. Barman, Brazil, the Forging of a Nation, 1798–1852; Carvalho, A construção da
ordem, ch. 3; Chalhoub, Visões da liberdade; Needell, The Party of Order; Pereira,
Visões da monarquia.
6. Fleury, “Parecer,” 5.
7. Hunt, Inventing Human Rights, 92; Algranti, O feitor ausente, 36.
8. Linebaugh, The London Hanged; Beattie, Policing and Punishment. Some U.S.
states experimented with the “milder” punishment of castration for slaves convicted
of rape; see Summerville, “Rape, Race, and Castration”; Coates, Convicts and Or-
phans; Bender, Angola under the Portuguese.
9. Notable exceptions are Aguirre, The Criminals of Lima; Salla and Adorno, As
prisões em São Paulo.
10. The Justice Ministry changed the title of commander to director in 1877; but
to avoid confusion, I refer to the colony’s chief official as the commander through-
out the book.
11. Livro da Matricula geral dos sentenciados com declaração de todas as cir-
cumstancias desde sua chegada a este presidio, e sua retirada, conforme determina
o regulamento mandado executar pelo decreto, no. 3.403, de 11 de Fevereiro de 1865,
Fernando de Noronha, ANR, Seção de Justiça, livro IIJ 7 94; the phrase “degree of
unfreeness” invokes Rebecca Scott’s Degrees of Freedom; I also borrow from James
C. Scott’s Seeing Like a State.
12. Mamigonian, “To Be a Liberated African”; Souza, Escravidão ou morte.
13. MacCord analyzes how free artisan laborers of color in Recife battled the “de-
feito mecânico,” or the low esteem of manual labor; see Artifices da cidadania, 27–31.
On labor and charity, see Fraga Filho, Mendigos.
14. I borrow from Cope’s use of “racial drift” in The Limits of Racial Domination.
15. Mamigonian, “To Be a Liberated African,” ch. 3; Kraay, “The Shelter of the
Uniform”; Bieber, “Slavery and Social Life”; Beattie, The Tribute of Blood; Meznar,
“The Ranks of the Poor,” 336–337; Carvalho, “Os índios de Pernambuco”; Carvalho,
“Quem furta”; Chalhoub, A força, esp. chap. 9. The struggle to abolish military im-
pressment and slavery in the Atlantic world has historic parallels. Peter Linebaugh
and Marcus Rediker in The Many-Headed Hydra show that members of Cromwell’s
New Model Army compared military impressment to slavery and called for bond-
age’s abolition in Britain’s Caribbean colonies. The French compared serfdom and
slavery (Harms, The Diligent, 22–23); Brazilians noted the relationship between
serfdom and coercive military recruitment in Russia to highlight the similar lowly
status of soldiering in their own slaveholding nation (Beattie, “Measures of Man-
hood,” 233–234).
16. Soares, A negregada instituição; Chandler, The Bandit King Lampião; Lewin,
“The Oligarchical Limitations of Social Banditry”; Holloway, “A Healthy Terror”;
Holloway, Policing Rio de Janeiro.
17. Nina Rodrigues, As raças humanas e a responsibilidade penal no Brasil.
18. Beattie, “Conscription versus Penal Servitude.”
19. Garland, Punishment and Modern Society, 278.
20. Goffman, Asylums, 11–12.
21. Coser, Greedy Institutions; Scott, “Gender.”
22. Some women of public authority were Pedro’s daughter, Princess Isabel; his
wife, the Imperatriz Leopoldina; and the imperial midwife, Madame Durocher; Bar-
man, Princess Isabel of Brazil; Windler, “Madame Durocher’s Performance.”
23. Foucault, Discipline and Punish; Foucault, The History of Sexuality. For a
critique of Foucauldian approaches in Mexico, see Piccato, “Such a Strong Need.”