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ISSN 0266-7177
David J. Gouwens
Associate Professor of Theology, Brite Divinity School, Texas Christian University, TCU Box
298130, Fort Worth, Texas 76129, USA
Blackwell Publishers Ltd 2000. Published by Blackwell Publishers Ltd, 108 Cowley Road, Oxford OX4 1JF, UK and 350 Main
Street, Malden, MA 02148, USA.
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And in making his point about Mozarts turn from darkness to light, Barth
quotes Sarastros closing benediction to the same opera: The suns rays
drive out the night.42 Tellingly, Pamina and Tamino steel themselves for
their ordeal of fire and water with the words: By the power of music we walk
cheerfully through the dark night of death!43
Is Barth right about Mozarts turn, the realism that confronts tragedy
but is never defeated by it? It is exactly here that Mozart scholars disagree,
some sharing Barths realistic-but-optimistic appraisal of Mozarts center,
others seeing a more pessimistic Mozart. Certainly the secular critic
Wolfgang Hildesheimerwho influenced Peter Shaffers play Amadeus
finds Barths view merely touching. Noting Barths remark that when the
angels are together en famille, they play Mozart and that then too our dear
Lord listens with special pleasure, Hildesheimer comments, I see God like
Rembrandts Saul enjoying the music of Davids harp, lost in the thought
that one ought perhaps to have done something for this divine musician
during his earthly life.44 Yet even Hildesheimer can say, Mozart is an
utterly unique phenomenon, indisputably and forever on the credit side of
lifes ledger, so sovereign and omnipresent that he reconciles us somewhat
to the debit side.45
Perhaps more on the debit side, consider Maynard Solomons superb
biography of Mozart. Ending with a chapter entitled The Power of Music,
from Pamina and Taminos duet, Solomon reflects on how, especially, in the
late operas like The Magic Flute,
Mozarts universe is itself uncertain, a maze of doorways to the unknown and the unexpected. Everywhere there are dislocations, fissures,
tears, and weak spots; cynicism and disillusionment now permeate his
resolutions, corrupt his happy endings [For Mozart,] the beneficence
of the Creation was not self-evident, or, at least, it was necessary to
reconcile it with the stations of the Cross. Tranquillity must be earned,
not ratified or colluded in. Evil persists even after music has had its say.46
Does, perhaps, a theological assessment of Mozart need to take more seriously
those dislocations than did Barth? Do the secular critics Hildesheimer and
Solomon perhaps see something that Barthfor all of his acknowledgment
of the shadows in Mozart and despite his own theological concentration
on the Crosshas not quite caught in Mozarts music?
Be that as it may, there is something else deeply satisfying in Barths
Reformed reflections on Mozart. Barth hears in him (as he hears also in
Calvin and the Heidelberg Catechism) that the heart of Christian existence lies
not in worldly asceticism or even obedient service, but in gratitude, including
taking human delight in Gods good creation.47
Beyond the scope of this paper, but directly related, I am left with other
questions: does Barths deep appreciation for gratitude open the way to
a Reformed aesthetic? For example, a largely unexplored question is why
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most abstract of all arts, and religion, which has always had a special
connection with music. For both, though they are different, direct us to
what is ultimately unspeakable, to mystery.54
Like Kierkegaards A and Barth, Kng appreciates the sensual in Mozarts
music. But in contrast to their restrictions on transcendent aesthetic meaning, Kngs vocabulary of proximate transcendence, while acknowledging
the inadequacy of music to encapsulate the spiritual, goes beyond them both
to find in aesthetic experience not only delight but the communication of
religious mystery.
Kng gives several examples of the mystery, these traces of transcendence, that shine through Mozarts music. Of the 1791 Clarinet Concerto
(Kchel 622), Kng recounts autobiographically that
this last orchestral work of Mozarts completed precisely two months
before his death, of unsurpassable beauty, intensity and inwardness,
completely without any traces of gloom or resignation, delighted,
strengthened, consoled, and in short brought a touch of bliss to a
doctoral student in theology almost every day.55
Writing about the second movement adagio of this famous concerto
familiar even to many non-musicians from the 1985 Sydney Pollack film
Out of AfricaKng praises the sound that embraces us without using
any words, as something wholly other: the sound of the beautiful in its
infinity, indeed the sound of an infinite which transcends us and for which
beauty is no description. So here are cyphers, traces of transcendence.56
The aesthetic vocabularies of Kng and Barth differ primarily because
their theological, as well as aesthetic, traditions differ. Barths Reformed
aesthetic cheerfully accepts a secularized account of music, while theologically granting that music may become by Gods grace a human parable
of the Gospel. By contrast, as we have just seen, Kngs sacramentalism,
echoing themes in both natural theology and in apophatic traditions, considers the boundary between music and religion to be wafer-thin, for
music is analogous to religion in how they both point to unspeakable
mystery, communicating inexpressibly these cyphers, traces of transcendence. Kng thus opens the way to a much more expansive regard for music
as a vehicle of inherent religious and transcendent significance.57
Barth and Kng are thus in one sense far apart in their theological aesthetics, representing very different visions and styles of Christian existence
and experience, differences so great that one cannot simply incorporate the
one into the other without violence. Nonetheless, despite these differences,
the Reformed Barth and the Catholic Kng themselves open up the possibility
of ecumenical aesthetic convergence.
An anecdote from Mozarts life, mentioned by both Barth and Kng, points
to the possibility of such ecumenical convergence. Kng writes: When in
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I encountered Jaroslav Pelikans Bach Among the Theologians (Philadelphia, PA: Fortress
Press, 1986) only after choosing the title for this paper. Pelikans book similarly considers
the problems involved in a theological assessment of music, especially the tension between
the sacred and secular Bach.
I use the scare quotes because Kierkegaard speaks not in his own voice but in that of his
pseudonym A, the aesthete, who would be greatly amused to be called a theologian.
Nonetheless, A is a theologian, reflecting as he does on Mozarts genius in relation to
Christianity.
Sren Kierkegaard, Either/Or, Part I, ed. and trans. Howard V. Hong and Edna H. Hong
(Princeton, NJ: Princeton University Press, 1987), pp. 45135.
Ibid., pp. 5975. There is, A grants, Christian music, but always under the restraint of the
demands of liturgy and worship.
Ibid., p. 86.
Ibid., p. 101.
Ibid., p. 98.
Ibid., p. 129.
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Ibid., pp. 133134.
Don Giovanni, Act I, Scene 5, No. 4 Aria.
Kierkegaard, pp. 131133; p. 93.
Of course, As essay stands within Kierkegaards entire authorship, and I would argue that
we must see it within that wider context. So viewed, the aesthetic philosophy of life is
critiqued by Kierkegaards other pseudonyms who represent ethical, religious, and even
Christian stages of existence. But it is crucial to see that while the aesthetic sphere is
dethroned it is never eliminated; even more, I would claim, the aesthetic is in important
senses redeemed. On Kierkegaards redemption of the aesthetic, see David J. Gouwens,
Kierkegaards Dialectic of the Imagination (New York, NY: Peter Lang, 1989) and Sylvia Walsh,
Living Poetically: Kierkegaards Existential Aesthetics (University Park, PA: Pennsylvania State
University Press, 1994).
Denis Donoghue, Approaching Mozart, in James M. Morris (ed), On Mozart (Cambridge;
New York; Melbourne: Woodrow Wilson Center Press; Cambridge University Press, 1994),
p. 16. At the same time, As essay suggests that despite this inadequacy of music to spirit,
and despite this opposition of the sensuous and the spiritual, art does convey an elusive
presence; we have the sense that a work of art as a sensuous medium (for music, it is sound)
carries with it something more. A does not want to call that something more spiritual,
but he would grant that the idea of sensuousness is conveyed in the opera without
canceling that musical form.
Diogenes Allen has commented on this in The Character of Mozarts Don Giovanni ,
Theology Today 45, no. 3 (October 1988), pp. 317325: Don Giovannis behavior is
despicable. Yet, we enjoy and love the opera, and, in spite of the awful things Don
Giovanni does, we find him attractive, because the music conveys to us the marvelousness
of sensuous delight (p. 320). But Allen misinterprets the Don as being a lustful person.
A is right: Don Giovanni is not a person but a principle.
Nicholas Wolterstorff, Until Justice and Peace Embrace (Grand Rapids, MI: William B.
Eerdmans Publishing Company, 1983), pp. 129130, contrasts this mainstream tradition
both to the Clive Bell/Mikel Dufrenne theory of aesthetic transcendence and to Byzantine
aesthetics. As we will see, Karl Barth and Hans Kng indirectly take up this question of
musics being a natural vehicle of the transcendent, and disagree on the answer.
A acknowledges but never struggles with the cruelty toward Donna Elvira in Leporellos
List Aria (see Kierkegaard, p. 132). On the objectification of women in As pathological
heterosexuality, see Wanda Warren Berry, The Heterosexual Imagination and Aesthetic
Existence in Kierkegaards Either/Or, Part I, in Cline Lon and Sylvia Walsh (eds),
Feminist Interpretations of Sren Kierkegaard (University Park, PA: Pennsylvania State
University Press, 1997), pp. 2549. Berry, in my view rightly, sharply distinguishes between
As attitude toward the sexes and Kierkegaards own.
Frank Burch Brown, Religious Aesthetics: A Theological Study of Making and Meaning
(Princeton, NJ: Princeton University Press, 1989), p. 167. He continues: It would not occur
to a theologian to imagine the Incarnation in quite the mode one imagines here. And no one
would want to claim that here one finds the meaning of the Incarnation. Yet this beauty is
not that of sheer carnality; its sensuality is transfigured. The peculiar tension between the
doctrine of Word made flesh and the experience of musical ravishment creates a religious
as well as aesthetic wondera Christian classic that courts heterodoxy only thereby to
enrich the tradition itself.
Brown thus erodes As dualism in the interests of outlining a spiritual sensuality. From
another angle, one may also erode that dualism by questioning As identification of music
as immediate sensuousness over against the spiritual (including language, ethics, religion).
For example, Francis Watson rightly criticizes As depiction of music as totally abstracted
from language and spirit. In operas, the music assists the language in portraying
dramatic action and character. Hence, music is not the immediate expression of eros or
sensuousness, understood as a total life-orientation or principle posited by Christian faith
in the act of excluding it. Therefore, there is no basis for the assumption that musics
natural habitat is the aesthetic life over against the religious. Francis Watson, Theology
and Music, Scottish Journal of Theology 51, no. 4 (1998), pp. 447448.
Karl Barth, Wolfgang Amadeus Mozart, foreword by John Updike, trans. Clarence K. Pott
(Grand Rapids, MI: William B. Eerdmans Publishing Company, 1986).
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Wolterstorff, p. 131.
Ibid., pp. 133134, citing Donald Davie, A Gathered Church: The Literature of the English
Dissenting Interest, 17001930 (New York, NY: Oxford University Press, 1978), pp. 2526.
See Brown, p. 121, on the transitory character of music, akin to how early Anglican poetry
is, borrowing a phrase from Stanley Fish, a self-consuming artifact.
On Barths opposition to stained glass windows in Basels cathedral, I am indebted to
conversation with Professor Arnold Come of San Francisco Theological Seminary.
Barth, p. 16.
See Bernd Jaspert (ed), Karl Barth/Rudolf Bultmann: Letters 19221966, trans. and ed.
Geoffrey W. Bromiley (Grand Rapids, MI: William B. Eerdmans Publishing Company,
1981), p. 87 and p. 102 (Bultmanns letter of 1115 November 1952), p. 105 and p. 108
(Barths letter of 24 December 1952). I am indebted to Professor Jack Forstman of
Vanderbilt Divinity School for reminding me of these letters.
Karl Barth, Church Dogmatics, III/3 (Edinburgh: T. & T. Clark, 1960), 50, God and
Nothingness, pp. 297299.
This is the title Clifford Green aptly gives to his selection from Barths writings on Mozart
in his fine anthology, Karl Barth: Theologian of Freedom (London: Collins, 1989), pp. 322325.
Barth, Mozart, p. 7. Updikes comment is entirely apt, and illuminates Barths understanding of Gods radical Otherness. The radical transcendence of God in Barth (and in
the Reformed tradition generally) need not mean denigrating the created world. Because
God is radically transcendent, God is free to be with and for creation. Barth sees Gods
radical transcendence as qualitatively unique; unlike As relative transcendence of spirit
to the sensuous, Gods radical transcendence does not dualistically limit God to the
spiritual realm. This has important implications for Barths doctrine of creation: creation
possesses its own finite reality distinct from Gods reality. Creation is therefore neither
divine nor an illusory appearance hiding reality, but is secularized or better desacralized.
Nonetheless, creation in its desacralized finitude is affirmed as good.
See Robert J. Palma, Karl Barths Theology of Culture: The Freedom of Culture for the Praise of
God. Pittsburgh Theological Monographs: New Series. General ed. Dikran Y. Hadidian
(Allison Park, PA: Pickwick Publications, 1983).
Barth, p. 37.
Ibid., p. 52.
In Donoghues words, in The Magic Flute as in Masonry, the God of Christianity is
dispersed into Isis and Osiris, and the power of these gods is taken into human hands, the
rhetoric of the Enlightenment silencing the claim of Christian theology. See Donoghue,
p. 26, who cites also Angus Fletcher, Colors of the Mind: Conjectures on Thinking in Literature
(Cambridge, MA: Harvard University Press, 1991). Barth acknowledges Mozarts Masonry,
but thinks The Magic Flute is anything but ideological, much less anti-Christian.
Barth, p. 20.
Ibid., p. 57.
Palma, p. 47.
Clifford Greens Barth anthology rightly places the center of gravity of Barths entire
theology on human freedom and divine freedom.
Barth, p. 37.
Ibid., pp. 3738.
Ibid., p. 23.
Ibid., p. 55.
Barth, Church Dogmatics, III/3, p. 298.
Barth, Mozart, p. 15.
Ibid., p. 55.
The Magic Flute, Act 2, Scene 28: Wir wandeln durch des Tones Macht, Froh durch des
Todes dstre Nacht! Ingmar Bergmans 1975 film of The Magic Flute captures this
wonderfully, as Pamina and Tamino cautiously sing through the writhing human forms
expressing deaths dark night.
Hans Kng, Mozart: Traces of Transcendence, foreword by Yehudi Menuhin, trans. John
Bowden (Grand Rapids, MI: William B. Eerdmans Publishing Company, 1993), p. 11, citing
Wolfgang Hildesheimer, Mozart (London: Dent, 1983), p. 15, and personal conversation
with Hildesheimer.
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Quoted in Colin Gunton, Mozart the Theologian [BBC broadcast talk, March 29, 1991],
Theology 94 (1991), p. 348. Gunton thus can minimize the conflict between Hildesheimer
and Barth by commenting as follows on Hildesheimers remark: Turn that into a major
key, and you have Barths point precisely. Whereas the modern sceptic [Hildesheimer]
allows Mozart to tip the balance a little way against pessimism, Barth hears a more
definitely affirmative note.
Maynard Solomon, Mozart: A Life (New York, NY: HarperCollins, 1995), ch. 32, The Power
of Music, p. 509.
I am indebted to Nicholas Wolterstorff, p. 132, on this point concerning Calvin and early
Calvinism. Wolterstorff questions Max Webers well-known interpretation of early
Calvinism as worldly asceticism.
As George Stroup has written: It is telling, I think, that there is precious little in
contemporary theology about the beauty of God, a theme about which Jonathan Edwards
and many other pre-modern theologians had a great deal to say, and precious little about
adoration as the appropriate human response to God. Perhaps that is one reason why
so few Presbyterian worship services today begin with a prayer of adoration. To
which one could add: the indictment is not limited to Presbyterian worship services!
George W. Stroup, A Lovers Quarrel: Theology and the Church, in The Seminary:
A School of the Church: Speeches from the Presidential Inauguration, November 14, 1997 [The
Inauguration of Robert McElroy Shelton, The Eighth President of Austin Presbyterian
Theological Seminary], p. 13.
Hans Kng, Mozart: Traces of Transcendence, foreword by Yehudi Menuhin, trans. John
Bowden (Grand Rapids, MI: William B. Eerdmans Publishing Company, 1993).
Kng, pp. 1920.
Kng, p. 10; cf. Barth, p. 20.
Brown, p. 123. Interestingly, Brown sees Evangelical and Black Free Church and
Pentecostal traditions as other examples of proximate transcendence; he cites in
particular (p. 126) James Cones The Spirituals and the Blues (New York, NY: Seabury Press,
1972). The two other forms of transcendence Brown discusses are negative transcendence
(as in the via negativa and apophatic traditions) and immanent transcendence (Western
Romanticism).
Ibid., p. 126.
Kng, p. 33.
Kng, p. 27.
Kng, p. 34.
In his recent essay, Francis Watson, influenced by Barths model of music as parable, is thus
sharply critical of what he considers Kngs unrestrained claims about the unlimited
significance of music. Watson, p. 462n36. Watsons criticism does have a point, especially
when Kng speaks of music as that in which we live and move and have our being. Yet
Watson, it seems to me, goes too far when he suggests that for Kng music provides
transcendence that has no need for Jesus and the Christian gospel. This ignores both
Kngs concern for Mozarts distinctively Roman Catholic religious experience, and
Kngs interest in Mozarts sacred music, in particular the Coronation Mass, treated at
length in the last half of Kngs little book.
Kng, p. 68, cf. p. 10.
Barth, p. 20.
Kng, p. 17, cf. p. 69.
Ibid., p. 68.